Amicus Curiae Brief — Michael Sackett, et ux., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefApr 18, 2022
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No. 21-454
In the Supreme Court of the United States
MICHAEL SACKETT & CHANTELL SACKETT,
Petitioners,
v.
ENVIRONMENTAL PROTECTION AGENCY, ET AL.
ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE NINTH CIRCUIT
BRIEF OF FREEPORT-MCMORAN INC.
AS AMICUS CURIAE
IN SUPPORT OF PETITIONERS
JEREMY C. MARWELL
Counsel of Record
BENJAMIN S. LIPPARD
MARGARET PELOSO
JAMES T. DAWSON
VINSON & ELKINS LLP
2200 Pennsylvania Ave.,
NW, Suite 500 West
Washington, DC 20037
(202) 639-6500
jmarwell@velaw.com
TABLE OF CONTENTS
Page
Table of Authorities .................................................... II
Interest of Amicus Curiae ….……. .............................. 1
Introduction and Summary of Argument ................... 5
Argument ..................................................................... 9
I.
This Court Should Restore Statutory and
Constitutional Limits on the Scope of Clean
Water Act Jurisdiction. ......................................... 9
II. A Decision Here Could Affect the Scope of
Clean Water Act Jurisdiction in Numerous
Other Contexts, Including in the Arid
Southwest. ........................................................... 14
III. Any Durable and Defensible Interpretation of
“Waters of the United States” Should
Recognize that Certain Features, Including
Arid Ephemeral Drainages, Are Unlikely to Be
Subject to Federal Jurisdiction. .......................... 20
Conclusion .................................................................. 26
(I)
II
TABLE OF AUTHORITIES
Cases:
Page(s)
Rapanos v. United States,
547 U.S. 715 (2006) ...................................... 3, 16, 18
Solid Waste Agency of N. Cook Cty. v. U.S.
Army Corps of Eng’rs, 531 U.S. 159 (2001) ........... 16
The Daniel Ball,
77 U.S. 557 (1870) .................................................. 14
Statutes:
33 U.S.C. § 1251........................................................... 1
33 U.S.C. § 1313(c) ....................................................... 1
33 U.S.C. § 1313(d) ...................................................... 1
33 U.S.C. § 1321........................................................... 1
33 U.S.C. § 1342........................................................... 1
33 U.S.C. § 1344........................................................... 1
33 U.S.C. § 1362(7) ...................................................... 2
Administrative Materials:
Clean Water Rule: Definition of “Waters of
the United States,” 80 Fed. Reg. 37,053
(June 29, 2015) ............................................. 2, 10, 16
Definition of “Waters of the United States”—
Recodification of Pre-Existing Rules,
84 Fed. Reg. 56,626 (Oct. 22, 2019) ......................... 2
Navigable Waters Protection Rule:
Definition of “Waters of the United States,”
85 Fed. Reg. 22,250 (Apr. 21, 2020)......................... 2
Revised Definition of “Waters of the
United States,” 86 Fed. Reg. 69,372
(Dec. 7, 2021) .................................... 3, 16, 19, 23, 24
III
Other Authorities:
Page(s)
Climate in Bonner County, Idaho, Sperling’s
Best Places, https://bit.ly/3O9Ao0O ...................... 15
Comments of Freeport-McMoRan Inc., Docket
ID EPA-HQ-OW-2011-0880-14135 (filed Nov.
12, 2014), https://bit.ly/2LBYLJ3) ......................... 10
Comments of Freeport-McMoRan, Inc., Docket
ID EPA-HQ-OW-2018-0149-8958 (filed Apr.
15, 2019), http://bit.ly/3r77DGz ......................... 4, 12
Comments of Freeport-McMoRan, Inc., Docket
ID EPA-HQ-OW-2021-0602-0597 (filed Feb. 7,
2022), https://bit.ly/3vfc5pG............................... 4, 25
Comments of the Arizona Mining Association,
Docket ID EPA-HQ-OW-2011-0880 (filed Nov.
12, 2014), https://bit.ly/3JG3IJ2 .............................. 4
Comments of the Arizona Mining Association,
Docket ID EPA-HQ-OW-2021-0602 (filed Feb.
7, 2022), https://bit.ly/37TstEa .............................. 25
Doyle, Martin W. & Jason P. Julian, Assessing
Potential Waters of the U.S. and Connectivity
in Arid Regions – Technical Comments on the
Applicability of the Clean Water Rule on
Jurisdictional Waters Determination in Arid
Landscapes (Apr. 12, 2019) .............. 4, 12, 21, 22, 23
Doyle, Martin W. & Jason P. Julian, Technical
Comments on the Applicability of the Proposed
Rule of Jurisdictional Waters Determination
in Arid Landscapes (2014) ................................. 4, 24
IV
Other Authorities—Continued:
Page(s)
Julian, Jason P., Significant Nexus of
Ephemeral Streams to Foundational Waters
in the Arid Southwestern United States –
Technical Comments on the Applicability
of the 2021 Revised Definition of “Waters
of the United States” in Arid Landscapes
(Feb. 5, 2022) ...................................................... 4, 21
Letter from William E. Cobb, Vice President,
Freeport-McMoRan Copper & Gold, to Jim
Laity, White House Off. Mgmt. & Budget
(Feb. 12, 2014) ........................................................ 10
Natural Resources Component Bonner County
Comprehensive Plan, Bonner Cty. Planning
Dep’t (May 2003), https://bit.ly/3jCah4U .............. 15
Parkhurst, Benjamin R., Comments on U.S.
Environmental Protection Agency’s (2013)
Draft Report “Connectivity of Streams and
Wetlands to Downstream Waters: A
Review and Synthesis of the Scientific
Evidence” (Nov. 5, 2013) .................................... 4, 24
INTEREST OF AMICUS CURIAE 1
Freeport-McMoRan Inc. (“Freeport”) is a leading
international mining company headquartered in Phoenix, Arizona. Freeport is the parent company of subsidiaries that operate large, long-lived, and geographically diverse assets with significant proven and probable reserves of copper, gold, and molybdenum. Freeport subsidiaries own and operate copper mining operations in arid regions of Arizona and New Mexico, and
molybdenum mines in Colorado.
Freeport has a direct and substantial interest in
the scope of federal jurisdiction under the Clean Water
Act (“CWA”), 33 U.S.C. § 1251 et seq., and in particular how the CWA applies in arid regions in the southwestern United States. Freeport’s mining operations
are subject to multiple regulatory programs under the
Clean Water Act, including the National Pollutant
Discharge Elimination System permit program under
CWA § 402, the discharge permitting program for
dredged and fill material in CWA § 404, the Spill Prevention Control and Countermeasures program under
CWA § 311, surface water quality standards under
CWA § 303(c), and the impaired waters program in
CWA § 303(d), among others. The ongoing lack of clarity concerning the extent of federal jurisdiction under
the Clean Water Act has introduced significant uncertainties, delay, and costs into various permitting processes for Freeport’s operations.
1 No counsel for any party authored this brief in whole or in
part, and no entity or person, aside from amicus curiae and its
counsel, made any monetary contribution intended to fund the
preparation or submission of this brief. Pursuant to Supreme
Court Rule 37.3, this brief has been filed with the written consent
of all parties.
(1)
2
For more than a decade, Freeport has participated
actively in informal and formal federal administrative
processes regarding the meaning of the phrase “waters
of the United States” as used in the Clean Water Act.
See 33 U.S.C. § 1362(7). One of Freeport’s key goals
has been to support the investigation of the unique hydrology of water systems in arid desert regions of the
southwestern United States where Freeport operates.
Those regions are under-studied as compared to more
humid and water-rich environments prevalent in
other parts of the United States. Freeport has also
sought to ensure that efforts to regulate desert environments under the Clean Water Act are consistent
with science and the law, including constitutional and
statutory limitations on the scope of federal jurisdiction.
Over the course of the last decade, the Environmental Protection Agency (“EPA”) and the U.S. Army
Corps of Engineers (“Corps,” and, together with EPA,
the “Agencies”) have promulgated several rules concerning the scope of federal jurisdiction under the
Clean Water Act. The Obama Administration’s Clean
Water Rule was finalized in June 2015 (“2015 Rule”),2
but was subsequently repealed in October 20193 and
then replaced with the Trump Administration’s Navigable Waters Protection Rule in April 2020 (“2020
Rule”).4 In December 2021, the Biden Administration
2 Clean Water Rule: Definition of “Waters of the United States,”
80 Fed. Reg. 37,053 (June 29, 2015).
3 Definition of “Waters of the United States”—Recodification of
Pre-Existing Rules, 84 Fed. Reg. 56,626 (Oct. 22, 2019).
4 Navigable Waters Protection Rule: Definition of “Waters of the
United States,” 85 Fed. Reg. 22,250 (Apr. 21, 2020).
3
published a proposed rule that would again redefine
the scope of the waters protected by the Clean Water
Act (“2021 Proposed Rule”).5
The past several rulemaking efforts have reflected
a range of interpretative and analytic approaches to
defining “waters of the United States,” drawing on the
various opinions from Rapanos v. United States, 547
U.S. 715 (2006). The Obama Administration’s 2015
rulemaking, for instance, gave heavy weight to Justice
Kennedy’s “significant nexus” framework. The 2015
Rule sought to justify expansive assertions of federal
jurisdiction based on a concept of “connectivity” between certain kinds of upstream and uplands features
(considered individually and in the aggregate) and
downstream navigable waters. The 2020 Rule took a
narrower approach that focused on the statutory text,
as informed by (among other things) the Rapanos plurality. The 2021 Proposed Rule again takes an expansive approach to the concept of “connectivity”; among
other things, it would find a “significant nexus” whenever an upstream feature has anything more than an
insubstantial or insignificant effect on downstream
waters.
While recent rulemakings have taken different analytical approaches to defining “waters of the United
States,” each rulemaking docket has included expert
reports authored by leading scientists studying the hydrology of watersheds in the arid Southwest (the
5 Revised Definition of “Waters of the United States,” 86 Fed.
Reg. 69,372 (Dec. 7, 2021).
4
“Technical Reports”). 6 These Technical Reports
demonstrate that the frequency, magnitude, and duration of flows in ephemeral features in the arid
Southwest do not generally provide the kind of hydrologic “connectivity” to downstream traditional navigable waters as do channels elsewhere in the country,
and thus do not have the same effects on downstream
jurisdictional waters. To the contrary, the Technical
Reports conclude that arid ephemeral drainages “are
unlikely to be hydrologically connected to downstream
Traditionally Navigable Waters.” 2019 Technical Report at 1.
6 See Comments of Freeport-McMoRan, Inc., Docket ID EPAHQ-OW-2021-0602-0597 (filed Feb. 7, 2022), https://bit.ly/
3vfc5pG (“2022 Freeport Comments”) (attaching Jason P. Julian,
Significant Nexus of Ephemeral Streams to Foundational Waters
in the Arid Southwestern United States – Technical Comments on
the Applicability of the 2021 Revised Definition of “Waters of the
United States” in Arid Landscapes (Feb. 5, 2022) (“2022 Technical
Report”)); Comments of Freeport-McMoRan, Inc., Docket ID
EPA-HQ-OW-2018-0149-8958 (filed Apr. 15, 2019), http://bit.ly/
3r77DGz (“2019 Freeport Comments”) (attaching Martin W.
Doyle & Jason P. Julian, Assessing Potential Waters of the U.S.
and Connectivity in Arid Regions – Technical Comments on the
Applicability of the Clean Water Rule on Jurisdictional Waters
Determination in Arid Landscapes (Apr. 12, 2019) (“2019
Technical Report”), and Martin W. Doyle & Jason P. Julian,
Technical Comments on the Applicability of the Proposed Rule of
Jurisdictional Waters Determination in Arid Landscapes (2014)
(“2014 Technical Report”)); Comments of the Arizona Mining
Ass’n, Docket ID EPA-HQ-OW-2011-0880 (filed Nov. 12, 2014),
https://bit.ly/3JG3IJ2 (attaching Benjamin R. Parkhurst, Comments on U.S. Environmental Protection Agency’s (2013) Draft
Report “Connectivity of Streams and Wetlands to Downstream
Waters: A Review and Synthesis of the Scientific Evidence” (Nov.
5, 2013) (“2013 Technical Report”)).
5
This case involves questions about the proper test
for when wetlands constitute “waters of the United
States.” But the Court’s resolution of that issue may
have implications for the scope of federal Clean Water
Act jurisdiction in other important contexts nationwide, including in the arid Southwest. This amicus
brief seeks to draw to the Court’s attention areas of
legal, conceptual, and analytical overlap between the
scope of jurisdiction over wetlands and the scope of
Clean Water Act jurisdiction in more arid environments. The brief identifies the serious concerns that
have arisen when the Agencies have used certain theories of federal jurisdiction—i.e., past efforts to interpret “waters of the United States”—to justify sweeping
assertions of federal authority over broad swaths of
bone-dry American desert. The brief also highlights
scientific evidence about the characteristics of the
kinds of ephemeral erosional features that represent
the vast majority of “streams” in the arid Southwest,
and explains that the Court should guard against the
possibility of future federal overreach in arid (and
other) environments, as it crafts a test in this case for
when wetlands constitute “waters of the United
States.”
INTRODUCTION AND
SUMMARY OF ARGUMENT
1. Petitioners and their amici have vividly illustrated the range of legal, practical, and constitutional
concerns that have arisen from vague and overbroad
interpretations of “waters of the United States” in the
16 years since Rapanos. E.g., Pet’r Br. 5, 18-22. The
Sacketts here challenge EPA’s assertion of jurisdiction
over their residential building lot in Idaho. But the
history of the Agencies’ over-expansive approach to
6
Clean Water Act jurisdiction has hardly been limited
to wetlands. For example, the Agencies’ 2015 Rule categorically asserted jurisdiction over a vast array of
erosional desert features with physical indicators of a
bed, bank, and so-called “ordinary high water mark,”
even if water flowed across them only in response to a
decades-past precipitation event. That formulation in
turn led the Agencies to classify as “waters” a variety
of features that any ordinary person would regard as
dry land. A similar approach is reflected in the 2021
Proposed Rule, where the Agencies have suggested
that even isolation between waters can serve as evidence of supposed “connectivity,” thereby supporting
an assertion of jurisdiction.
2. This Court granted certiorari to address the
“proper test” for deciding when wetlands can constitute “waters of the United States.” But this Court’s
decision may have significant implications for Clean
Water Act jurisdiction in many other contexts, including over ephemeral features in America’s arid Southwest. Indeed, the evolution of the “significant nexus”
test—which was originally developed in a case about
ponds and mudflats, and then applied to wetlands, and
then applied to various other hydrological features—
demonstrates that whatever guidance this Court offers here will likely be interpreted to have applicability outside the specific context of wetlands. Moreover,
the history of expansive agency assertions of jurisdiction in the arid Southwest, and the legal theories on
which those assertions have rested, provide important
context for this Court’s interpretation of the Clean Water Act’s central jurisdictional term, “waters of the
United States.”
7
A textually sound and legally durable interpretation of “waters of the United States” should take into
account several foundational principles: First, different regions of the United States are characterized by
dramatic hydrological diversity, with more water-rich
areas presenting distinct practical, legal, interpretative, and regulatory challenges than those encountered in the desert Southwest. An enduring interpretation of “waters of the United States” should be sensitive to the range of contexts in which it will need to
apply. Second, the presence and contribution of actual
water flows is a critical consideration in drawing a
lawful and administrable line between non-jurisdictional upland and upstream features, and jurisdictional, downstream traditional navigable waters.
Third, regulated entities, States, and federal regulators all urgently need a clearer and more easily-administrable standard in this notoriously unsettled
area.
3. Given that the jurisdictional term “waters of the
United States” delineates Clean Water Act jurisdiction
across the entire country, the Court should be sensitive to the variety of different regions, including the
arid Southwest, that may be affected by the interpretation adopted in this case. With regard to the particular characteristics of arid regions, scientific literature confirms that ephemeral erosional features in the
arid Southwest are, as a general matter, unlikely to be
connected to traditional navigable waters in a manner
that would support the kinds of broad assertions of
federal jurisdiction seen in some recent rulemakings.
Water channels located in more water-rich environments tend to flow in predictable places for long
8
stretches of time. In contrast, desert erosional features often carry water only for short periods of time
in direct response to infrequent precipitation events,
and even then tend to follow variable paths due to the
erodibility and highly porous nature of desert soil. Because water flows in the arid Southwest are so often
discontinuous, ephemeral drainages in this region are
unlikely to be connected in a meaningful way—if at
all—to downstream waters. Moreover, arid ephemeral
features are characterized by either the absence of
flow (their normal condition) or “flashy” high flows (in
direct response to rain). These features therefore generally do not play a significant role in the kinds of
chemical and biological processes that affect the integrity of downstream waters, which depend on watermediated transformations that do not occur in flows of
this type.
Although this case does not involve agency attempts to regulate arid ephemeral features in the desert Southwest, the Court’s decision here will likely
play a critical role in restoring meaningful limits on
the scope of federal Clean Water Act jurisdiction nationwide, consistent with the plain language of the
statute and constitutional constraints. Whatever test
this Court adopts should account for, and avoid endorsing, the problematic, overly expansive legal theories on which the Agencies have relied in the past, including in seeking to justify sweeping assertions of
federal jurisdiction. Absent such care, the Agencies
may craft rules that allow for the overbroad conceptions of federal jurisdiction reflected in (among other
things) the 2015 Rule, which asserted Clean Water Act
jurisdiction over vast swaths of dry American desert,
including arid washes and erosional features that no
9
ordinary speaker of English would ever characterize
as “waters of the United States.”
ARGUMENT
I.
This Court Should Restore Statutory and
Constitutional Limits on the Scope of Clean
Water Act Jurisdiction.
As Petitioners and their other amici compellingly
demonstrate, the years following this Court’s decision
in Rapanos have been characterized not only by persistent ambiguity about the scope of federal jurisdiction, but also by expansive agency assertions of federal
regulatory authority. This case presents the Court
with an opportunity to provide much-needed clarity
about the statutory and constitutional limits on the
scope of the Clean Water Act, and to break the cycle of
agency rulemaking and litigation.
The facts of this case, involving an assertion of wetlands jurisdiction on a small residential lot near Priest
Lake, Idaho, illustrate how uncertainty in the lower
courts about the proper interpretation of Rapanos has
invited regulatory overreach. But the need for clarity
is by no means limited to the wetlands context. Of particular interest to Freeport is a history of expansive
assertions of federal jurisdiction in the desert Southwest, including under the 2015 Rule (which categorically asserted federal jurisdiction over vast swaths of
dry desert land) and under the most recent proposed
rule (which reflects an aggressive approach to concepts
of connectivity and aggregation).
Indeed, numerous examples illustrate how a lack
of clarity concerning the meaning of “waters of the
United States” has historically led to significant over-
10
reach in the arid Southwest. The Obama Administration’s 2015 Rule, for instance, categorically asserted
jurisdiction over “tributaries,” a term that rule defined
to include any land feature with physical indicators of
“a bed and banks and an ordinary high water mark”
that “contributes flow either directly or through another water” to a traditional navigable water, even if
that flow was ephemeral. 2015 Rule, 80 Fed. Reg. at
37,105-06. In practice, that sweeping assertion of jurisdiction over “tributaries” captured a wide variety of
geographic features not plausibly understood as “waters.” To take just a few examples, Figure 1 on the
following page of this brief depicts minor ephemeral
washes at the Hyder Valley Solar Project in Arizona
that the Agencies understood to exhibit high-water
mark features. 7 These features—which ordinary
speakers of English would characterize as dry desert
lands—would have been treated as “waters of the
United States” under the 2015 Rule.
7 See Letter from William E. Cobb, Vice President, FreeportMcMoRan Copper & Gold, to Jim Laity, White House Off. Mgmt.
& Budget, Attachment A at 3 (Feb. 12, 2014) (attached as
Comment C to Comments of Freeport-McMoRan Inc., Docket ID
EPA-HQ-OW-2011-0880-14135 (filed Nov. 12, 2014), https://
bit.ly/2LBYLJ3).
Figure 1
11
12
Similarly, the 2015 Rule would have asserted jurisdiction over other desert erosional features (such as
those depicted in Figure 2 of this brief), based on a rationale that it was possible to trace a path from those
features to a distant “study reach” of the Santa Cruz
River, that had itself been designated as a traditional
navigable water. See 2019 Freeport Comments at 6.
That portion of the Santa Cruz River itself experiences
“no flow” conditions an average of 326 days per year.
See 2019 Technical Report at 5–7 & tbl. 2; 2019 Freeport Comments at 4. Put differently, the 2015 Rule
sought to justify treating as “waters of the United
States” erosional features in dry desert land based on
a connection to a distant riverbed that itself had no
water nearly 90 percent of the time.
Figure 2
13
14
Even these few practical examples from the arid
Southwest help illustrate the dangers of accepting
some of the broader readings of “waters of the United
States” that the Agencies have advanced and adopted
in recent years.
II.
A Decision Here Could Affect the Scope of
Clean Water Act Jurisdiction in Numerous
Other Contexts, Including in the Arid
Southwest.
1. The question presented in this case concerns
“the proper test for determining whether wetlands are
‘waters of the United States.’ ” But this Court’s ruling
in the Sacketts’ case, and interpretation of the central
statutory term “waters of the United States,” could
have significant ramifications for other aspects of the
scope of Clean Water Act jurisdiction nationwide.
The Sacketts’ case involves questions related to the
jurisdictional status of certain wetlands adjacent to a
tributary of Priest Lake in northwest Idaho.8 Priest
8 During the proceedings below, the parties both took the
position that Priest Lake is a “traditionally navigable waterway.”
Cf. Idaho Dist. Ct. Dkt. 08cv185, Doc.103-1, at 18-19; Idaho Dist.
Ct. Dkt. 08cv185, Doc. 105-1, at 18. This Court therefore need
not address the appropriate test for determining whether a
waterway is “traditionally navigable.” But to the extent this
Court reaches questions about the relationship between the
Clean Water Act and Congress’s authority to regulate navigable
waters and the channels of interstate commerce, see Pet’r Br. 2942, it should recognize that prior guidance from the Agencies and
some lower courts have accepted an overly capacious
understanding of that term. See The Daniel Ball, 77 U.S. 557,
563 (1870) (defining “navigable waters of the United States” to
mean only those navigable-in-fact waters that “form in their
ordinary condition by themselves, or by uniting with other
15
Lake is situated in Bonner County, where annual total
precipitation is above the national average.9 Nearly
ten percent of Bonner County is covered by surface water, including the two largest lakes in Idaho, four major rivers, and numerous wetlands.10 In interpreting
the term “waters of the United States” in this case, the
Court should remain cognizant that the need for
greater clarity, and for clearer outer bounds on federal
jurisdiction, is not limited to parts of America that are
hydrologically similar to Bonner County. That need is
equally pressing in large portions of the desert arid
Southwest (where amicus operates its business) characterized by the absence of water—and where ephemeral drainages and other similar erosional features
constitute 89% of all “streams.”
In this case, the Ninth Circuit held that the “significant nexus” test from Justice Kennedy’s concurrence
in Rapanos “provide[d] the governing standard for determining when wetlands are regulable under the
[Clean Water Act].” Pet. App. A-26. This Court
granted certiorari to review whether the Ninth Circuit
applied the “proper test.” In answering that question,
the Court may unavoidably address (or be understood
as addressing) the standard for Clean Water Act jurisdiction not only over wetlands, but also more broadly.
waters, a continued highway over which commerce is or may be
carried”).
9 See Climate in Bonner County, Idaho, Sperling’s Best Places,
https://bit.ly/3O9Ao0O (last visited Apr. 13, 2022).
10 See Natural Resources Component Bonner County Compre-
hensive Plan, at 1-2, Bonner Cty. Planning Dep’t (May 2003),
https://bit.ly/3jCah4U.
16
In the years since Rapanos, some courts (like the
Ninth Circuit in this case) have adopted and attempted to apply Justice Kennedy’s “significant
nexus” standard. In practice, the application of that
test has not been limited to wetlands. On the contrary,
the Agencies have applied the “significant nexus” test
when describing the jurisdictional status of streams
and tributaries. For example, the 2021 Proposed Rule
suggests that “ephemeral streams that meet the significant nexus standard [will] be jurisdictional as tributaries.” 86 Fed. Reg. at 69,385. And the Obama Administration’s 2015 Rule took the position that Justice
Kennedy’s “significant nexus” test was an “analytical
framework” not “limited to adjacent wetlands,” and
then concluded that ephemeral streams are jurisdictional tributaries because they purportedly have a
“significant nexus” to traditional navigable waters.
2015 Rule, 80 Fed. Reg. at 37,058, 37,061.
The “significant nexus” standard was first mentioned in a case about ponds and mudflats. See Solid
Waste Agency of N. Cook Cty. v. U.S. Army Corps of
Eng’rs, 531 U.S. 159, 167 (2001) (“SWANCC”). That
standard was then further developed in a case about
wetland parcels. See Rapanos, 547 U.S. at 767-768
(Kennedy, J., concurring). The “significant nexus” test
then morphed (through caselaw and the Agencies’
rulemakings) into something akin to a one-size-fits-all
standard that, at least according to some, justifies federal regulation of a multitude of hydrological features
that bear little resemblance to any of the waterbodies
at issue in SWANCC or Rapanos. The quick and dramatic evolution of the “significant nexus” test underscores the reality that whatever guidance this Court
17
provides in this case about the standard for determining federal jurisdiction under the Clean Water Act and
the meaning of the phrase “waters of the United
States” will likely carry significant weight outside the
specific context of wetlands.
2. As Petitioners and their other amici explain, the
tortured history of agency and judicial efforts to delineate Clean Water Act jurisdiction has been marked by
periods of significant overreach, notable litigation defeats, agency retrenchment, and ongoing uncertainty,
with a cycle of agency guidance, rulemaking, and litigation. In interpreting the scope of “waters of the
United States,” and giving force to the statute’s clearly
limiting terms, this Court should bear several interpretative principles in mind.
First, the Court should be sensitive to the reality
that the United States is not a hydrological monolith.
The Clean Water Act’s central jurisdictional term (“the
waters of the United States”) must be interpreted in a
manner that provides a lawful and administrable rule
across a diversity of geographic contexts. With respect
to federal jurisdiction over upstream tributaries to
navigable waters, for instance, the scientific record
(developed at the Agencies across numerous recent
rulemakings) is clear that different regions may have
tributaries and streams that affect downstream navigable waters to greatly varying degrees. This Court
should not interpret “waters of the United States” in a
manner that could support future broad assertions of
federal jurisdiction over “tributaries” that fail to account for important regional and scientific differences.
For example, scientific studies of ephemeral drainages and tributaries in the arid Southwest, included in
18
recent rulemaking proceedings before the Agencies,
show that such features do not have the same level of
hydrologic connectivity to downstream traditional
navigable waters as do tributaries in more water-rich
areas of the country. Justice Scalia’s plurality opinion
in Rapanos, in construing the phrase “waters of the
United States,” appropriately accounted for the actual
contribution of water flow (or lack thereof) to downstream navigable waters, in setting boundaries on the
scope of federal jurisdiction. See Rapanos, 547 U.S. at
733 (Scalia, J.) (reading statutory term “waters” to exclude “ordinarily dry channels through which water”
only “occasionally” flows); accord id. at 732-735, 745746. The Court should not adopt, or inadvertently endorse, a reading of “waters of the United States” that
would justify expanding federal jurisdiction over bonedry ephemeral washes in the American desert, based
on an atextual concept of “connectivity” with, or effects
on, downstream navigable waters.
Second, this Court should honor the Clean Water
Act’s limiting statutory terms, which plainly “do[] not
authorize [a] ‘Land is Waters’ approach.” Rapanos,
547 U.S. at 734 (Scalia, J.); accord id. at 733-734
(treating “dry arroyos in the middle of the desert” as
jurisdictional “waters” stretches the statutory language “beyond parody”). In interpreting “waters of the
United States,” this Court should recognize that the
presence and amount of actual water flows is an important measure of the connection between non-“water” features (whether wetlands, arid ephemeral
washes, or a range of other potential features) and the
traditional navigable waters at the center of Clean
Water Act jurisdiction.
19
Third, the Court should be sensitive to the need of
regulated parties and regulators alike for a clear and
administrable standard that can provide guidance to
landowners and serve as a workable tool by which the
Agencies can determine the outer boundaries of their
jurisdiction. Justice Kennedy’s “significant nexus”
standard from Rapanos—especially the expansive conception of that test developed and applied by the Agencies over the past 16 years—fails to satisfy that basic
criterion. That standard is untethered from the text
of the Clean Water Act, and inconsistent with both
precedent and the fundamental principles outlined
above. To take just one example, the current Administration understands a “significant nexus” to be present anytime an alleged connection to downstream
navigable waters is something “more than speculative” or is not “insubstantial.” See 2021 Proposed
Rule, 86 Fed. Reg. at 69,430-32, 69,449-50. That framing turns the interpretative inquiry upside down, and
eliminates any meaningful boundary on federal jurisdiction.
While statutory text, context, purpose, and history
should of course drive the interpretative inquiry, a durable interpretation of “waters of the United States”
also must not generate implausible or unworkable
practical outcomes, when applied across the diverse
range of hydrological conditions in the United States
today. To that end, the arid Southwest provides a useful practical indicator—a kind of litmus test—for
whether a proposed reading is lawful and workable.
In particular, with regard to arid erosional features
and other desert drainages—such as are found
throughout the southwestern United States, and that
flow only infrequently, in response to large and rare
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precipitation events—the Act should not be read to
support a categorical assertion of federal jurisdiction,
absent evidence of actual water flows of a sufficient
frequency, duration, and volume. Yet some of the legal
standards adopted by the Agencies in past rulemakings—and likely to be raised again in this Court—
would have achieved precisely that implausible outcome.
III. Any Durable and Defensible Interpretation
of “Waters of the United States” Should
Recognize that Certain Features, Including
Arid Ephemeral Drainages, Are Unlikely to
Be Subject to Federal Jurisdiction.
In interpreting the statutory phrase “waters of the
United States,” this Court will, of course, be guided by
statutory text, context, purpose, and history, as well
as constitutional considerations related to the appropriate role of the federal government. But the Court
should also be conscious of the practical effects that a
particular interpretative approach might have for the
overall scope of federal jurisdiction.
Characteristics of water flows in the arid Southwest are a useful metric in assessing the durability
and legality of a particular interpretation of “waters of
the United States.” If a particular interpretative theory or concept results, as a practical matter, in sweeping assertions of federal jurisdiction over broad swaths
of dry desert land as “waters of the United States,”
something has gone obviously awry.
Many prior efforts to delineate the scope of Clean
Water Act jurisdiction in the arid Southwest have resulted in vastly overbroad assertions of federal jurisdiction, based not only on flawed readings of “waters
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of the United States,” but also on a fundamental misunderstanding about the unique ecosystems of that
area. The dockets from the Agencies’ recent rulemakings—including the docket for the 2021 Proposed
Rule—have included expert reports which address the
behavior of ephemeral washes and other desert erosional features. These Technical Reports demonstrate
that the frequency, magnitude, and duration of flows
in ephemeral features in the arid Southwest do not
generally provide the kind of hydrologic “connectivity”
to downstream traditional navigable waters as do comparable channels elsewhere in the country, and thus
do not have the same effects on downstream jurisdictional waters. To the contrary, the Technical Reports
conclude that arid ephemeral drainages “are unlikely
to be hydrologically connected to downstream Traditionally Navigable Waters.” 2019 Technical Report at
1; see 2022 Technical Report at 2-4 (similar). As this
Court considers the proper test for determining Clean
Water Act jurisdiction over wetlands, it should bear
these underlying scientific principles in mind, and
avoid establishing a legal test or endorsing an analytical approach that would—as have several of the Agencies’ recent rulemaking efforts—lead to regulating dry
desert lands as federal “waters.”
Within the diversity of climates and ecosystems
represented in the United States, the arid Southwest
is a unique environment in which erosional drainage
systems and surface features cannot be equated with
“streams” and “tributaries” in more humid climates.
In more humid environments like those found elsewhere in the United States, surface water channels,
including intermittent features, are generally fed by
the intersection of the surface and the “groundwater
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table” (i.e., the underground boundary between the
soil surface and the belowground area where soil or
rocks are permanently saturated with water). See
2019 Technical Report at 2. In contrast, physical
channels in the arid Southwest often are mere “relics”
on the highly erodible, sandy landscape and were
“formed by a historic, infrequent event.” 2014 Technical Report at 7. Further, in the arid Southwest,
“many rivers can be sourced solely by overland flow”
because the groundwater table is far below the surface
and rarely intersects with surface water. See 2019
Technical Report at 2 (emphasis added). Given that
“runoff is the sole source of water” for ephemeral
drainages in the arid Southwest, such features often
“only flow over short lengths during precipitation
events.” Ibid. The dependency of water flows on precipitation, in combination with highly porous runoff
pathways that lose flow quickly, “results in high temporal and spatial variability” in ephemeral features.
Ibid. (emphasis omitted). This variability in the time
and location of flows in turn makes the arid Southwest
“fundamentally distinct” from more humid regions,
where channels typically flow in predictable places for
long periods of time. Ibid.
There is also a low degree of hydrologic connectivity between ephemeral drainage networks and traditional navigable waters in the arid Southwest. Even
in the aftermath of large rain events, channel flow in
arid environments can be discontinuous due to evaporation and water lost to the subsurface. See 2019
Technical Report at 9. For this reason, ephemeral features in the arid Southwest are unlikely to be connected to a watershed outlet. Id. at 10-11. Indeed,
with respect to some systems in the arid Southwest,
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“it is rare, or even unlikely that headwaters will be hydrologically connected at all to downstream waters.”
Id. at 8 (emphasis added). Outside the context of rare
events of sustained flooding, ephemeral features in the
arid Southwest will seldom be connected with the
broader watershed, and thus will have a limited effect
on downstream water quality.
To take just one example of why this Court should
articulate a concrete, administrable standard
grounded in the text of the Clean Water Act itself, the
Agencies’ 2021 Proposed Rule suggests that isolation
(i.e., a lack of connection between downstream waters
and a particular upstream feature) can support a finding of “connectivity” and thus justify asserting federal
jurisdiction. See 86 Fed. Reg. 69,437-38. This is supposedly because of factors such as “lag” and “transformation” that occur over a long time horizon. That approach is fundamentally unsound, and, if credited,
would lead to a virtually limitless concept of federal
jurisdiction, effectively transforming the Clean Water
Act’s limited statutory mandate into a general federal
land-use regulation.
Moreover, the administrative record developed by
the Agencies in several recent rulemaking efforts supports the conclusion that ephemeral features in the
arid Southwest do not typically play a major role in the
kinds of chemical transformations or biological processes that could alter water quality in downstream
traditional navigable waters. In the arid Southwest,
water and waterborne materials are mostly moved
during infrequent storm events rather than through
perennial flows. 2019 Technical Report at 11; see id.
at 8. Flows in this region are therefore either non-existent or very low (their normal condition) or very high
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(their short-lived, “flashy” response to large storm
events); they seldom resemble the type of constant,
steady-flow conditions that are typical of channels in
the eastern United States. The opportunity for watermediated chemical transformations is limited when
flows are either too high or too low. 2014 Technical
Report at 3. Because ephemeral drainage features in
the arid Southwest are hardly ever in the range in
which water-mediated chemical transformations can
occur, the role of ephemeral features with respect to
such transformations will be negligible. 2019 Technical Report at 11. Ephemeral features also lack biological connections with downstream traditional navigable waters because they are typically dry, which results in the absence of aquatic life. See 2013 Technical
Report at 9, 11.
Some advocates of capacious Clean Water Act jurisdiction—including the Agencies in their most recently proposed rule—have suggested that, even if certain features (including ephemeral tributaries) individually lack connections to downstream waters, the
Clean Water Act nonetheless compels or permits the
Agencies to regulate all such features as a class—on a
watershed or even regional basis—because in aggregate they have significant effects on downstream waters. See, e.g., 2021 Proposed Rule, 86 Fed. Reg. at
69,431. It appears EPA relied on a related aggregation
theory to justify asserting jurisdiction over the small
amount of wetlands alleged to exist on the Sacketts’
land. See Pet’r Br. 4. The aggregation theory lacks a
foundation in the statutory text. Moreover, with regard to arid ephemeral features, the scientific record
25
does not support a finding even of collectively significant effects on water quality.11
This Court should not adopt or inadvertently lend
support to any reading of “waters of the United States”
that would justify asserting jurisdiction over a vast
number of features in the dry southwestern desert
that are not plausibly characterized as “waters of the
United States.”
11 See 2022 Freeport Comments at 24 (noting that it would be
“irrational * * * to conclude that a small isolated ephemeral tributary was jurisdictional merely because other larger ephemeral
tributaries in the same region do (individually or in the aggregate) significantly affect traditional navigable waters”);
Comments of the Arizona Mining Ass’n at 15-16, Docket ID EPAHQ-OW-2021-0602 (filed Feb. 7, 2022), https://bit.ly/37TstEa
(noting that it is neither workable nor legally sound to ”aggregat[e] * * * ephemeral drainages that are not similar in terms of
key hydrologic factors such as volume, duration, and frequency of
flow, proximity to the [traditional navigable waters], average
annual rainfall, historic record of water flow, etc.”).
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CONCLUSION
For the foregoing reasons, the judgment of the
court of appeals should be reversed.
Respectfully submitted.
JEREMY C. MARWELL
Counsel of Record
BENJAMIN S. LIPPARD
MARGARET PELOSO
JAMES T. DAWSON
VINSON & ELKINS LLP
2200 Pennsylvania Ave.,
NW, Suite 500 West
Washington, DC 20037
(202) 639-6500
jmarwell@velaw.com
Attorneys for Amicus Curiae
Freeport-McMoRan Inc.
APRIL 2022
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.