Amicus Curiae Brief — Johnson & Johnson, et al., Petitioners v. Lynn Fitch, Attorney General of Mississippi, ex rel. Mississippi
Supreme Court briefOct 4, 2021
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No. 21-348
In the
Supreme Court of the United States
________________
JOHNSON & JOHNSON and JOHNSON & JOHNSON
CONSUMER COMPANIES, INC.,
Petitioners,
v.
LYNN FITCH, Attorney General of the State of
Mississippi, ex rel. the STATE OF MISSISSIPPI,
Respondent.
________________
On Petition for Writ of Certiorari to the
Supreme Court of Mississippi
________________
BRIEF OF THE CHAMBER OF COMMERCE
OF THE UNITED STATES OF AMERICA,
COALITION FOR LITIGATION JUSTICE, INC.,
AND AMERICAN PROPERTY CASUALTY
INSURANCE ASSOCIATION AS AMICI
CURIAE SUPPORTING PETITIONERS
________________
Andrew R. Varcoe
Jennifer B. Dickey
U.S. CHAMBER
LITIGATION CENTER
1615 H Street NW
Washington, DC 20062
(202) 463-5337
Counsel for the Chamber
of Commerce of the
United States of America
Ethan P. Davis
Counsel of Record
Matthew V.H. Noller
KING & SPALDING LLP
50 California Street
Suite 3300
San Francisco, CA 94111
(415) 318-1200
edavis@kslaw.com
Counsel for Amici Curiae
(Additional counsel listed on inside cover)
October 4, 2021
Kenneth Stoller
AMERICAN PROPERTY
CASUALTY INSURANCE
ASSOCIATION
555 12th Street NW
Suite 550
Washington, DC 20004
Counsel for American
Property Casualty
Insurance Association
Mark Behrens
SHOOK, HARDY &
BACON L.L.P.
1800 K Street NW
Suite 1000
Washington, DC 20006
Counsel for Coalition for
Litigation Justice, Inc.
TABLE OF CONTENTS
Table of Authorities .................................................... ii
Interest of Amici Curiae ............................................. 1
Summary of Argument ............................................... 2
Argument .................................................................... 4
I.
The decision below misconstrues basic
principles of federal preemption ......................... 4
A. Applying
a
presumption
against
preemption to express preemption
provisions conflicts with the Supremacy
Clause and basic rules of statutory
interpretation ............................................... 4
B. The Mississippi Supreme Court’s holding
that
only
notice-and-comment
regulations can preempt state law cannot
be squared with the text of the FDCA’s
preemption provision.................................... 7
C. The
FDCA
expressly
preempts
Mississippi’s lawsuit, which seeks to
impose labeling requirements the FDCA
does not impose ............................................ 9
II. The Court should grant certiorari to provide
clarity and national uniformity in federal
preemption ......................................................... 13
Conclusion................................................................. 18
ii
TABLE OF AUTHORITIES
Cases
Bates v. Dow Agrosciences, LLC,
544 U.S. 431 (2005)............................................ 8, 13
Bruesewitz v. Wyeth, LLC,
562 U.S. 223 (2011).......................................... 15, 16
Cerveny v. Aventis, Inc.,
855 F.3d 1091 (10th Cir. 2017).............................. 15
Coventry Health Care of Mo., Inc. v. Nevils,
137 S. Ct. 1190 (2017).............................................. 5
Critcher v. L’Oreal USA, Inc.,
959 F.3d 31 (2d Cir. 2020) ............................. passim
Encino Motorcars, LLC v. Navarro,
138 S. Ct. 1134 (2018).............................................. 5
Fort Halifax Packing Co. v. Coyne,
482 U.S. 1 (1987).................................................... 14
Gobeille v. Liberty Mut. Ins. Co.,
577 U.S. 312 (2016)................................................ 13
Grocery Mfrs. of Am., Inc. v. Gerace,
755 F.2d 993 (2d Cir. 1985) ................................... 16
Hillsborough Cnty.
v. Automated Med. Labs., Inc.,
471 U.S. 707 (1985).................................................. 4
Int’l Paper Co. v. Ouellette,
479 U.S. 481 (1987)................................................ 13
Kisor v. Wilkie,
139 S. Ct. 2400 (2019)............................................ 14
iii
Medtronic, Inc. v. Lohr,
518 U.S. 470 (1996).................................................. 9
Merck Sharp & Dohme Corp. v. Albrecht,
139 S. Ct. 1668 (2019).......................................... 5, 9
Nat. Res. Def. Council, Inc. v. FDA,
760 F.3d 151 (2d Cir. 2014) ................................... 12
Nw. Airlines, Inc. v. Duncan,
121 S. Ct. 650 (2000).............................................. 14
Puerto Rico v. Franklin Cal. Tax-Free Tr.,
136 S. Ct. 1938 (2016).................................. 3, 4, 5, 6
Riegel v. Medtronic, Inc.,
552 U.S. 312 (2008)........................................ passim
Tarrant Reg’l Water Dist. v. Herrmann,
569 U.S. 614 (2013).................................................. 6
Turek v. Gen. Mills, Inc.,
662 F.3d 423 (7th Cir. 2011).................................. 15
Wyeth v. Levine,
555 U.S. 555 (2009).......................................... 3, 5, 6
Constitutional Provisions
U.S. Const. art. VI, cl. 2 ......................................... 3, 5
Statutes
2 U.S.C. § 300aa-22(b)(1) ......................................... 15
21 U.S.C.
§ 360k(a) ............................................................. 9, 14
§ 362(a) ................................................................... 10
§ 371(a) ..................................................................... 9
§ 379r ...................................................................... 14
§ 379s(a) ......................................................... passim
iv
21 U.S.C.
§ 393(b)(2)(D) ..................................................... 9, 10
§ 678 ....................................................................... 16
42 U.S.C. § 247d-6d .................................................. 17
Food and Drug Administration
Modernization Act of 1997,
Pub. L. No. 105-115, 111 Stat. 2296 ....................... 8
Regulations
21 C.F.R.
§ 10.30 .................................................................... 12
§ 10.45(d) ................................................................ 12
§ 740.1 .................................................................... 10
§ 740.10(b) .............................................................. 11
85 Fed. Reg.
15,198 (Mar. 17, 2020) ........................................... 17
21,012 (Apr. 15, 2020)............................................ 17
35,100 (June 8, 2020) ............................................. 17
52,136 (Aug. 24, 2020) ........................................... 17
79,190 (Dec. 9, 2020) .............................................. 17
86 Fed. Reg.
7872 (Feb. 2, 2021)................................................. 17
9516 (Feb. 16, 2021)............................................... 17
14,462 (Mar. 16, 2021) ........................................... 17
41,997 (Aug. 4, 2021) ............................................. 17
51,160 (Sept. 14, 2021) .......................................... 17
Other Authorities
Am. Heritage College Dictionary
(3d ed. 1997) ............................................................. 8
Black’s Law Dictionary (6th ed. 1990) ....................... 8
Merriam-Webster Dictionary (1997 ed.) .................... 8
v
Random House Webster’s College Dictionary
(2d ed. 1996) ............................................................. 8
Antonin Scalia,
Assorted Canards of Contemporary Legal
Analysis, 40 Case W. Res. L. Rev. 581
(1990) ........................................................................ 5
U.S. Chamber of Commerce Found.,
The Regulatory Impact on Small Business:
Complex. Cumberson. Costly. (2017),
https://perma.cc/G6SX-VTEC ................................ 13
Webster’s Dictionary of Am. English
(1st ed. 1997) ............................................................ 8
INTEREST OF AMICI CURIAE
The Chamber of Commerce of the United States
of America is the world’s largest business federation.
It represents around 300,000 members and indirectly
represents the interests of more than three million
companies and professional organizations of every
size, in every industry sector, and from every region of
the country. 1
The Coalition for Litigation Justice, Inc. is a
nonprofit association formed by insurers to address
and improve the litigation environment for tort
claims. The Coalition includes Century Indemnity
Company; Great American Insurance Company;
Nationwide Indemnity Company; San Francisco
Reinsurance Company; Resolute Management, Inc., a
third-party administrator for numerous insurers; and
TIG Insurance Company.
The American Property Casualty Insurance
Association is the primary national trade association
for home, auto, and business insurers. APCIA
members represent all sizes, structures, and regions—
protecting families, communities, and businesses in
the United States and across the globe.
Amici regularly represent their members’
interests in amicus curiae briefs in cases raising issues
of concern to the nation’s business community. Amici
1 Petitioners and respondent received timely notice of this brief
under Rule 37(a) and have all filed blanket consents to amicus
briefs. No counsel for a party authored this brief in whole or in
part, and no person or entity, other than amici, their members,
or their counsel, made a monetary contribution intended to fund
the preparation or submission of this brief.
2
have a strong interest in ensuring that federal
preemption is enforced correctly, clearly, and
uniformly nationwide, thus alleviating the need for its
members to navigate a patchwork of inconsistent state
regulation Amici ask the Court to grant the petition
for certiorari and reverse the decision below, restoring
clarity and uniformity to federal preemption law.
SUMMARY OF ARGUMENT
This case presents a compelling opportunity for
the Court to anchor preemption jurisprudence to the
original understanding of the Supremacy Clause. In
the decision below, the Mississippi Supreme Court
allowed the State of Mississippi to impose a cosmetic
labeling requirement that the Food and Drug
Administration made an affirmative decision not to
impose. That decision runs right into the express
preemption clause in the Food, Drug, and Cosmetic
Act (FDCA).
That provision preempts “any [state] requirement
for labeling or packaging of a cosmetic that is different
from or in addition to, or that is otherwise not identical
with, a requirement specifically applicable to a
particular cosmetic or class of cosmetics under this
chapter.” 21 U.S.C. § 379s(a). While this clause seems
abundantly clear, the Mississippi Supreme Court
found it to be ambiguous, applied a presumption
against preemption, and held that the only federal
“requirement[s]” with preemptive effect are
regulations enacted through notice and comment.
I. That decision violates basic principles of federal
preemption.
The
Supremacy
Clause
grants
preemptive effect to “the Laws of the United States,”
3
U.S. Const. art. VI, cl. 2, meaning “the statutory text
that was produced through the constitutionally
required bicameral and presentment procedures,”
Wyeth v. Levine, 555 U.S. 555, 585 (2009) (Thomas, J.,
concurring). As this Court has held, this means that
courts must interpret express preemption clauses
according to their text, unmodified by any
presumption against preemption. Puerto Rico v.
Franklin Cal. Tax-Free Tr., 136 S. Ct. 1938, 1946
(2016). Doing otherwise, as the court below did,
extends preemptive effect not to “the Laws of the
United States,” but to individual judges’ extratextual
speculation about congressional intent.
Section 379s(a)’s plain text preempts the claims in
this lawsuit. Mississippi seeks to impose a state-law
requirement that cosmetic talc products include a
cancer warning. But the Food and Drug
Administration, through its denial of two citizen
petitions, affirmatively concluded that the FDCA’s
requirements do not support such a warning. Under
the ordinary meaning of the word “requirement,”
therefore, Mississippi impermissibly seeks to impose a
state-law “requirement” that is “not identical with”
the FDCA’s “requirement[s].” 21 U.S.C. § 379s(a). The
Mississippi Supreme Court could hold otherwise only
by artificially restricting section 379s to notice-andcomment regulations, a limitation with no basis in the
statutory text.
II. The decision below exacerbates a split in the
lower courts about how to interpret express
preemption clauses. Because of that split, different
courts in different regions of the country apply
identical preemption clauses differently, destroying
4
the nationwide uniformity that federal preemption is
intended to foster. Without such uniformity, regulated
businesses will face a crazy-quilt of inconsistent state
legal requirements, multiplying the costs of
compliance and discouraging innovation. Those costs,
in turn, will drive up prices for consumers and hinder
the development of life-saving medications and other
valuable products.
ARGUMENT
I.
The decision below misconstrues basic
principles of federal preemption.
The Mississippi Supreme Court improperly
disregarded this Court’s clear holding that courts
should “not invoke any presumption against
preemption” when interpreting express preemption
provisions. Puerto Rico, 136 S. Ct. at 1946. That
erroneous decision conflicts with the Supremacy
Clause and misinterprets the FDCA’s express
preemption provision.
A. Applying
a
presumption
against
preemption to express preemption
provisions conflicts with the Supremacy
Clause and basic rules of statutory
interpretation.
1. Federal preemption enforces the “familiar and
well-established principle that the Supremacy Clause
invalidates state laws that interfere with, or are
contrary to, federal law.” Hillsborough Cnty. v.
Automated Med. Labs., Inc., 471 U.S. 707, 712 (1985)
(cleaned up). Courts must, therefore, analyze
preemption “in accordance with [the Supremacy
5
Clause’s] terms.” Wyeth, 555 U.S. at 585 (Thomas, J.,
concurring).
As relevant here, those terms grant supreme
status “to ‘the Laws of the United States.’” Merck
Sharp & Dohme Corp. v. Albrecht, 139 S. Ct. 1668,
1679 (2019) (quoting U.S. Const. art. VI, cl. 2). And
more than that, to federal “Laws” that are “made in
Pursuance” of “[t]his Constitution.” U.S. Const. art.
VI, cl. 2. Under the Supremacy Clause, it is “the
statute” that ultimately “strips state law of its force.”
Coventry Health Care of Mo., Inc. v. Nevils, 137 S. Ct.
1190, 1198 (2017).
It follows that when Congress enacts an express
preemption clause, an analysis of whether that clause
preempts state law begins and ends with the statutory
text. Puerto Rico, 136 S. Ct. at 1946. In interpreting
any statute, the goal is “neither liberally to expand nor
strictly to constrict [the statute’s] meaning, but rather
to get the meaning precisely right.” Antonin Scalia,
Assorted Canards of Contemporary Legal Analysis, 40
Case W. Res. L. Rev. 581, 582 (1990); see Encino
Motorcars, LLC v. Navarro, 138 S. Ct. 1134, 1142
(2018) (refusing to interpret statute “narrowly”
without “‘textual indication’” requiring such a
construction). That is no less true for express
preemption clauses.
2. The Mississippi Supreme Court below departed
from these first principles by applying a presumption
against preemption to the FDCA’s express preemption
clause for cosmetics. Pet. App. 11a. That decision
conflicts with the Supremacy Clause by refusing to
extend preemptive effect to “the Laws of the United
States.” U.S. Const. art. VI, cl. 2.
6
The “presumption against pre-emption is rooted
in” an “assum[ption] that Congress does not cavalierly
pre-empt state laws.” Tarrant Reg’l Water Dist. v.
Herrmann, 569 U.S. 614, 631 n.10 (2013) (internal
quotation marks omitted). But an express preemption
clause makes clear that Congress deliberately
intended to preempt state law. Riegel v. Medtronic,
Inc., 552 U.S. 312, 326 (2008). In that case, there is no
justification for assuming that Congress did not mean
exactly what it said. A court may not depart from
“what a pre-emption clause . . . does by its terms” by
“speculat[ing] upon congressional motives.” Id.
Otherwise, state law would be preempted not—as
the Supremacy Clause requires—by the “Laws” duly
enacted by Congress and signed by the President, but
by “extratextual considerations” conjured up by
judges. Wyeth, 555 U.S. at 603 (Thomas, J.,
concurring). Such judicial guesses about unexpressed
congressional
intent
“do
not
satisfy
the
[constitutional] requirements for enactment of federal
law and, therefore, do not pre-empt state law under
the Supremacy Clause.” Id. at 587-88. Instead, the
Supremacy Clause “accords pre-emptive effect to only
those policies that are actually authorized by and
effectuated through the statutory text.” Id. at 602.
And so it is that text that controls, unmodified by any
presumption against preemption. Puerto Rico, 136 S.
Ct. at 1946.
3. The text of the FDCA’s express preemption
clause for cosmetics is straightforward. It provides
that “no State . . . may establish or continue in effect
any requirement for labeling or packaging of a
cosmetic that is different from or in addition to, or that
7
is otherwise not identical with, a requirement
specifically applicable to a particular cosmetic or class
of cosmetics under this chapter.” 21 U.S.C. § 379s(a).
This “broad preemption provision” displaces “not only
those state laws that are in conflict with it (i.e., any
law that is ‘different from’ the FDCA) but also any
state law that provides for labeling requirements that
are not exactly the same as those set forth in the FDCA
and its regulations (i.e., any law that is ‘in addition to’
the FDCA).” Critcher v. L’Oreal USA, Inc., 959 F.3d
31, 34-36 (2d Cir. 2020).
Whether the FDCA preempts a state law
regulating cosmetics thus depends on whether the
state law imposes “any requirement” that is “not
identical” to a federal “requirement specifically
applicable to a cosmetic or class of cosmetics.” 21
U.S.C. § 379s(a). That is the only analysis supported
by the text.
B. The
Mississippi
Supreme
Court’s
holding that only notice-and-comment
regulations can preempt state law
cannot be squared with the text of the
FDCA’s preemption provision.
Section 379s’s text provides no basis for the
Mississippi Supreme Court’s holding that only noticeand-comment regulations can preempt state law.
Pet. App. 15a-17a.
As explained, section 379s extends preemptive
force to the FDCA’s “requirement[s].” 21 U.S.C.
§ 379s(a). This Court has held that “requirement”
means “a rule of law that must be obeyed.” Bates v.
Dow Agrosciences, LLC, 544 U.S. 431, 445 (2005).
8
Confirming that holding, dictionaries in effect when
the preemption clause was enacted 2 defined
“requirement” as “something that is required.” Am.
Heritage College Dictionary 1160 (3d ed. 1997). 3 And
the ordinary meaning of “require” is “[t]o direct, order,
demand, instruct, command, claim, compel, request,
need, [or] exact” or “to ask for authoritatively or
imperatively.” Black’s Law Dictionary 1304 (6th ed.
1990). 4 So anything the FDCA “direct[s], order[s],
demand[s],
instruct[s],
command[s],
claim[s],
compel[s], request[s], need[s], exact[s],” or “ask[s] for,”
id., is a preemptive “requirement” under section 379s.
Nothing in the statute supports limiting those
“requirements” to notice-and-comment regulations.
Agencies can impose requirements—“rule[s] of law
that must be obeyed,” Bates, 544 U.S. at 445—without
going through notice and comment. To take just one
example, the term “requirement” in the FDCA’s
express preemption clause for medical devices, 21
2 Food and Drug Administration Modernization Act of 1997,
Pub. L. No. 105-115, § 412, 111 Stat. 2296, 2376.
See also Merriam-Webster Dictionary 627 (1997 ed.)
(“something (as a condition or quality) required”); Random House
Webster’s College Dictionary 1104 (2d ed. 1996) (“something
required”).
3
4 See also Am. Heritage College Dictionary 1160 (3d ed. 1997)
(“to call for as obligatory or appropriate; demand”); Random
House Webster’s College Dictionary 1104 (2d ed. 1996) (“to order
or enjoin to do something,” “to ask for authoritatively or
imperatively,” “to make necessary or indispensable,” or “to place
under an obligation”); Webster’s Dictionary of Am. English 628
(1st ed. 1997) (“to order (someone) to do something; demand, esp.
with authority,” “to make necessary,” or “to place (someone)
under an obligation to do something”).
9
U.S.C. § 360k(a), encompasses “premarket approval”
of a medical device, even though the FDA does not
approve
devices
through
notice-and-comment
rulemaking. Riegel, 552 U.S. at 322-23.
The same is true for the term “requirement” in
section 379s. Congress tasked FDA with “ensuring
that . . . cosmetics are safe and properly labeled.” 21
U.S.C. § 393(b)(2)(D). As long as the FDA “act[s]
within the scope of [that] congressionally delegated
authority,” it may enact binding requirements with
preemptive effect whether or not it acts through
“notice-and-comment rulemaking.” Albrecht, 139 S.
Ct. at 1679 (internal quotation marks omitted). The
statutory text, therefore, provides “no sound basis” for
interpreting the term “requirement” narrowly, as the
Mississippi Supreme Court did. See Medtronic, Inc. v.
Lohr, 518 U.S. 470, 512 (1996) (O’Connor, J.,
concurring in part).
C. The
FDCA
expressly
preempts
Mississippi’s lawsuit, which seeks to
impose labeling requirements the FDCA
does not impose.
Read according to its text, section 379s preempts
Mississippi’s lawsuit. Mississippi seeks to impose on
Johnson & Johnson a labeling “requirement” that the
FDA specifically considered and rejected as not
supported by the FDCA in its denial of two citizen
petitions requesting the same requirement. Pet. 3839. Because the FDCA tasks the FDA with
interpreting its labeling provisions and the FDA has
done so, see 21 U.S.C. §§ 371(a), 393(b)(2)(D),
Mississippi seeks a warning label that is “not identical
with” the label required under the FDCA’s prohibition
10
on false or misleading labels. Id. § 379s(a). Its lawsuit
is preempted. Id.; Critcher, 959 F.3d at 35-38.
1. The two citizen petitions relevant to this case
asked the FDA to require an ovarian cancer warning
on the label for cosmetic talc products. Pet. 10-11. The
FDA has authority to enforce the FDCA’s prohibition
on “false or misleading” labels. 21 U.S.C. §§ 362(a),
393(b)(2)(D). It has exercised this authority by
requiring “[t]he label of a cosmetic product [to] bear a
warning
statement
whenever
necessary
or
appropriate to prevent a health hazard that may be
associated with the product.” 21 C.F.R. § 740.1(a).
FDA may thus “prescrib[e] a warning for a cosmetic,”
either on its own or in response to a citizen petition.
Id. § 740.1(b). In exercising its authority to do so, or to
decline to do so, the FDA is of course imposing an
additional “requirement specifically applicable to a
particular cosmetic or class of cosmetics under this
chapter.” 21 U.S.C. § 379s(a).
The FDA exercised its authority to interpret the
FDCA when it reviewed the citizen petitions here. By
denying those petitions, the FDA necessarily
concluded that a cancer warning was not “necessary or
appropriate” for talc products, 21 C.F.R. § 740.1(a),
and thus that a label omitting such a warning would
not be “false or misleading” under the FDCA, 21
U.S.C. § 362(a); see App’x 92 (“[T]he evidence is
insufficient for FDA to require as definitive a warning
as you are seeking.”). The warning that Mississippi
seeks is therefore “in addition to” and “not identical
with” the FDCA’s labeling requirements. 21 U.S.C.
§ 379s(a); Critcher, 959 F.3d at 38.
11
2. Indeed, Mississippi’s lawsuit also contradicts
the FDA’s regulation addressing when a cosmetic
manufacturer must provide a warning about “[a]n
ingredient or product having a history of use in or as
a cosmetic [that] ha[s] its safety brought into question
by new information.” 21 C.F.R. § 740.10(b). That
regulation requires no warning “for such an ingredient
or product” when “(1) [t]he safety of the ingredient or
product had been adequately substantiated prior to
development of the new information; (2) [t]he new
information does not demonstrate a hazard to human
health; and (3) [a]dequate studies are being conducted
to determine expeditiously the safety of the ingredient
or product.” Id.
The FDA’s denial of the citizen petitions shows
that talc qualifies for this exemption. First, talc had
been used as a cosmetic ingredient for decades before
the first citizen petition, and the FDA found it
sufficiently safe not to require a warning. App’x 89-92;
see 21 C.F.R. § 740.10(b)(1). Second, the FDA found
that “the new information” submitted in the citizen
petitions did “not demonstrate a hazard to human
health.” 21 C.F.R. § 740.10(b)(2); see App’x 89-92.
Third, the FDA “conducted” its own “exploratory
survey” of talc and reviewed studies conducted after
the citizen petitions, none of which established that
talc was unsafe. App’x 90, 93; see 21 C.F.R.
§ 740.10(b)(3).
3. The FDA’s denial of the citizen petitions in light
of these requirements thus plainly satisfies the
express preemption clause. Pet. 38-39. As the petition
explains, far from constituting mere “inaction,”
Pet. App. 15a, the denial of a citizen petition is the
12
product of a considered administrative process that is
final, appealable, and judicially reviewable. 21 C.F.R.
§ 10.45(d); see, e.g., Nat. Res. Def. Council, Inc. v. FDA,
760 F.3d 151, 172-76 (2d Cir. 2014) (reviewing FDA
denial of citizen petitions). Here, the FDA thoroughly
considered the petitions, analyzed decades of scientific
evidence, and concluded that no warning was
required. App’x 89-93. That is a final judgment, within
the FDA’s congressionally delegated authority, as to
what the FDCA does and does not require. Section
379s bars Mississippi’s attempt to displace this
judgment and to impose a labeling requirement that
the FDCA does not impose. See Critcher, 959 F.3d at
38 (holding states may not impose “labeling
requirements that have not been imposed by Congress
or the FDA” because “impos[ing] such additional
labeling requirements” would “impose many
‘requirements’ that are not contained in the federal
statute, or the regulations issued thereunder”).
That the FDA can—but need not—deny a citizen
petition through notice and comment is of no moment.
See 21 C.F.R. § 10.30(e)(3), (h). Whatever procedure
the FDA uses, the legal force of its denial is identical:
it conclusively determines that the FDCA does not
require the requested warning. The FDA’s
discretionary choice of procedure has no bearing on
whether its final, binding decision qualifies as a
“requirement” under section 379s.
Mississippi’s attempt to impose a warning not
required by the FDCA and its implementing
regulations is expressly preempted.
13
II. The Court should grant certiorari to provide
clarity and national uniformity in federal
preemption.
As the petition explains, the Mississippi Supreme
Court’s decision exacerbates an entrenched split about
the scope of express preemption clauses. Pet. 14-19.
The Court frequently grants certiorari to correct
similar mistaken preemption rulings. E.g., Gobeille v.
Liberty Mut. Ins. Co., 577 U.S. 312, 319 (2016); Int’l
Paper Co. v. Ouellette, 479 U.S. 481, 487 (1987). It
should do so again here to restore clarity and
uniformity to federal preemption law.
A. Amici’s members include thousands of
businesses subject to federal regulatory schemes like
the FDCA, as well as those businesses’ insurers. These
comprehensive regimes advance public ends (such as
the safety of drugs, medical devices, and cosmetics),
while also ensuring a nationwide marketplace for
valuable—even life-saving—goods and services.
Compliance with these regulatory regimes
imposes significant costs on businesses. E.g., U.S.
Chamber of Commerce Found., The Regulatory
Impact on Small Business: Complex. Cumberson.
Costly. 18 (2017), https://perma.cc/G6SX-VTEC. Those
costs would be multiplied fifty-fold if states could
impose different requirements on the same conduct.
Such duplicative compliance costs stifle innovation,
drive up prices for consumers, and constrain the jobcreating powers of American businesses. Federal
preemption reduces these harms by ensuring that the
same federal regulatory standards apply uniformly
nationwide. See, e.g., Bates, 544 U.S. at 452 (FIFRA
expressly “pre-empts competing state labeling
14
standards—imagine 50 different labeling regimes
prescribing the color, font size, and wording of
warnings—that would create significant inefficiencies
for manufacturers”); Fort Halifax Packing Co. v.
Coyne, 482 U.S. 1, 11 (1987) (“ERISA’s pre-emption
provision was prompted by recognition that . . . [a]
patchwork scheme of regulation would introduce
considerable inefficiencies in benefit program
operation.”).
The FDCA’s express preemption provisions serve
the same need for clear, uniform national standards.
The provision for medical devices, 21 U.S.C. § 360k(a),
protects the “regime of detailed federal oversight” over
devices. Riegel, 552 U.S. at 316. The provision for overthe-counter drugs ensures “[n]ational uniformity for
nonprescription drugs.” 21 U.S.C. § 379r. And section
379s ensures that “national uniformity [in] the
manufacture and sale of cosmetics” is not “obstructed
by state law.” Critcher, 959 F.3d at 35.
B. For these reasons, federal preemption rules
must be uniform nationwide. Regulators and
regulated parties alike need federal standards to be
clear and uniform. “Regulators want their regulations
to be effective, and clarity promotes compliance.” Kisor
v. Wilkie, 139 S. Ct. 2400, 2421 (2019) (plurality op.)
(cleaned up). And regulated parties need to “know
what they can and cannot do.” Id. But if some courts
give less preemptive force to federal law than others,
then businesses will be subject to an inconsistent
patchwork of state and federal regulations, making
compliance unreasonably difficult and undermining
the effectiveness of federal regulatory schemes. See
Nw. Airlines, Inc. v. Duncan, 121 S. Ct. 650, 651 (2000)
15
(O’Connor, J., dissenting) (“divergent pre-emption
rules formulated by the Courts of Appeals” expose
business “to inconsistent state regulations”).
The consequences can be severe. Conflicting
interpretations of FDCA preemption could permit
each state to impose its own labeling requirements for
food, drugs, and cosmetics, “driving consumers . . .
crazy.” Turek v. Gen. Mills, Inc., 662 F.3d 423, 426 (7th
Cir. 2011). The FDA itself has explained that excessive
warning requirements do more harm than good, since
overwhelming consumers with warnings “can render
the warnings useless and discourage [the] use of
beneficial medications.” Cerveny v. Aventis, Inc., 855
F.3d 1091, 1102 (10th Cir. 2017) (citing FDA
guidance).
Worse still, the burden of complying with
inconsistent state and federal requirements can
prevent valuable products from being created in the
first place. That is why, this Court explained, the
FDCA preempts state regulation of medical devices:
many people would “suffer without new medical
devices if juries were allowed to apply the tort law of
50 States to all innovations.” Riegel, 552 U.S. at 326.
Similarly, the National Childhood Vaccine Injury Act
(NCVIA) preempts most products-liability suits
against vaccine manufacturers, 42 U.S.C. § 300aa22(b)(1), in order to “stabilize the vaccine market,”
Bruesewitz v. Wyeth, LLC, 562 U.S. 223, 228 (2011).
This Court thus rejected a narrow interpretation of
the NCVIA’s preemption clause, which would have
increased manufacturers’ tort liability, “lead[ing] to
. . . withdrawals of vaccines or vaccine manufacturers
from the market” and “halt[ing] the future production
16
and development of childhood vaccines in this
country.” Id. at 248-49 (Breyer, J., concurring)
(cleaned up).
3. The Mississippi Supreme Court’s holding that,
due to the presumption against preemption, the term
“requirement” in express preemption clauses applies
only to notice-and-comment regulations would have
wide-ranging consequences. Take, for example, the
FDCA’s preemption provision for medical devices,
which (as explained above) also uses the word
“requirement.” Supra at 8-9. This Court in Riegel held
that language covered premarket approval of a device.
552 U.S. at 322-23. But the Mississippi Supreme
Court’s rule would require the opposite outcome, since
the FDA does not grant premarket approval through
notice-and-comment rulemaking.
The Federal Meat Inspection Act likewise
preempts certain state “requirements in addition to,
or different than, those made under” federal law.
21 U.S.C. § 678. The Secretary of Agriculture can
impose such requirements without going through
notice and comment, and those requirements preempt
state law under any reasonable reading of the
preemption clause. E.g., Grocery Mfrs. of Am., Inc. v.
Gerace, 755 F.2d 993, 1001-03 (2d Cir. 1985). The
Mississippi Supreme Court would deprive all those
requirements of preemptive force.
One final, timely example: the Public Readiness
and Emergency Preparedness (PREP) Act immunizes
individuals and entities from state liability for taking
certain “countermeasures” against a pandemic when
the Secretary of Health and Human Services “makes
a determination that a disease or other health
17
condition or other threat to health constitutes a public
emergency.” 42 U.S.C. § 247d-6d(a)(1), (b)(1). “During
the effective period of [that] declaration,” the PREP
Act preempts most state laws that differ from “any
requirement applicable under” the PREP Act. Id.
§ 247d-6d(b)(8). But HHS issues emergency
declarations under the PREP Act without going
through notice and comment, so they could not qualify
as “requirements” under the Mississippi Supreme
Court’s decision. With the country still in the throes of
a deadly pandemic—one that has prompted a PREP
Act declaration and multiple amendments 5—the
danger of countervailing guidance from individual
states should be apparent.
5 See 85 Fed. Reg. 15,198 (Mar. 17, 2020); 85 Fed. Reg. 21,012
(Apr. 15, 2020); 85 Fed. Reg. 35,100 (June 8, 2020); 85 Fed. Reg.
52,136 (Aug. 24, 2020); 85 Fed. Reg. 79,190 (Dec. 9, 2020); 86 Fed.
Reg. 7872 (Feb. 2, 2021); 86 Fed. Reg. 9516 (Feb. 16, 2021);
86 Fed. Reg. 14,462 (Mar. 16, 2021); 86 Fed. Reg. 41,997 (Aug. 4,
2021); 86 Fed. Reg. 51,160 (Sept. 14, 2021).
18
CONCLUSION
The Court should grant the petition for certiorari.
Respectfully submitted,
Andrew R. Varcoe
Jennifer B. Dickey
U.S. CHAMBER
LITIGATION CENTER
1615 H Street NW
Washington, DC 20062
(202) 463-5337
Counsel for the Chamber
of Commerce of the
United States of America
Kenneth Stoller
AMERICAN PROPERTY
CASUALTY INSURANCE
ASSOCIATION
555 12th Street NW
Suite 550
Washington, DC 20004
Counsel for American
Property Casualty
Insurance Association
October 4, 2021
Ethan P. Davis
Counsel of Record
Matthew V.H. Noller
KING & SPALDING LLP
50 California Street
Suite 3300
San Francisco, CA 94111
(415) 318-1200
edavis@kslaw.com
Counsel for Amici Curiae
Mark Behrens
SHOOK, HARDY
& BACON L.L.P.
1800 K Street NW
Suite 1000
Washington, DC 20006
Counsel for Coalition for
Litigation Justice, Inc.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.