Opposition Brief — Ashley Mere Howard, Petitioner v. Texas
Supreme Court briefJan 3, 2022
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No. 21-225
IN THE
Supreme Court of the United States
__________________________
ASHLEY MERE HOWARD,
Petitioner,
v.
STATE OF TEXAS,
Respondent.
_________________________
On Petition for Writ of Certiorari to the
Texas Court of Criminal Appeals
___________________________
RESPONDENT’S BRIEF IN OPPOSITION
___________________________
KEN PAXTON
Attorney General
of Texas
EDWARD L. MARSHALL
Chief, Criminal Appeals
Division
BRENT WEBSTER
First Assistant
Attorney General
CRAIG W. COSPER*
Assistant Attorney General
* Counsel of Record
JOSH RENO
Deputy Attorney General
for Criminal Justice
P.O. BOX 12548
Austin, Texas 78711-2548
(512) 936-1400
Craig.cosper@oag.texas.gov
Attorneys for Respondent
QUESTIONS PRESENTED
Petitioner, Ashley Mere Howard (Howard),
contends that the Texas Court of Criminal Appeals
(TCCA) erred during state habeas review when it (1)
denied her ineffective assistance of trial counsel claim
and (2) relied on affidavits rather than a live hearing
in doing so. Specifically, Howard first argues that the
TCCA’s decision to deny relief was contrary to this
Court’s decisions in Strickland v. Washington, 466 U.S.
668 (1984), and Lafler v. Cooper, 566 U.S. 166 (2012),
because trial counsel failed to advise her about the
parole implications of her plea. Second, she claims the
state court violated her right to due process by failing
to hold a live state habeas hearing, particularly
because the judge who presided over the state habeas
proceedings and made credibility and factual findings
was not the same judge from trial.
Respondent (the “State”) objects to Howard’s
Questions Presented because they ignore a key
antecedent legal issue: Whether counsel’s failure to
advise a defendant about the parole consequences of a
guilty plea even falls within the ambit of Strickland
and its progeny—which alone cautions against
granting certiorari. The State suggests the following
instead:
I. Should the Court grant certiorari to
determine whether the TCCA’s denial of
relief was contrary to Strickland and Lafler
when no precedent from this Court sets
forth a Sixth Amendment requirement that
effective counsel advise a defendant about
a plea’s parole consequences, and any rule
i
to the contrary would be barred by
antiretroactivity principles?
II. Did the state courts deny petitioner
procedural due process by failing to hold a
live evidentiary hearing when the
underlying claim does not even fall within
the Sixth Amendment’s protection?
ii
RELATED CASES
• State v. Howard, No. 1465955, 183rd District Court
of Harris County. Judgment entered February 4, 2016.
• Howard v. State, No. 01-16-00120-CR, First Court of
Appeals of Texas. Judgment entered April 25, 2017.
• Howard v. State, No. PD-0939-17, Texas Court of
Criminal Appeals. Judgment entered November 15,
2017.
• Howard v. State, No. 17-9302, United States
Supreme Court. Judgment entered October 1, 2018.
• Ex parte Howard, No. 1465955-A, 183rd District
Court of Harris County. Recommendations entered
December 10, 2020.
• Ex parte Howard, No. WR-92,267-01, Texas Court of
Criminal Appeals. Judgment denying state habeas
relief entered April 14, 2021.
iii
TABLE OF CONTENTS
Question Presented........................................................i
Related Cases .............................................................. iii
Table of Contents ......................................................... iv
Index of Authorities ..................................................... vi
Introduction .................................................................. 1
Opinions Below ............................................................. 2
Jurisdiction ................................................................... 2
Constitutional Provisions Involved .............................. 2
Statement of the Case .................................................. 3
Summary of the Argument ........................................... 4
Argument ...................................................................... 5
I.
The Court Should Deny Certiorari Because
The TCCA’s Decision Was Not Contrary To
Lafler Where The Sixth Aendment Does Not
Require Counsel to Advise About A Plea’s
Parole Consequences ....................................... 5
II.
The Court Should Deny Certiorari Because
Resolution of the Questions Presented in
Howard’s Favor Would Be Barred by The
Antiretroactivity Principles in Teague. .......... 8
A. Teague’s legal standard. ........................... 8
iv
B. Teague’s
antiretroactivity
limitation
applies to Howard’s petition because she
seeks a new procedural rule after her
conviction became final. ........................... 9
III.
Due Process Does Not Require a Live
Evidentiary Hearing for State Collateral
Review. ........................................................... 10
IV.
The Court Should Deny Certiorari Because
There Are Serious Justiciability Concerns,
Which
Suggest
Judicial
Restraint.
........................................................................ 12
Conclusion ................................................................... 16
v
INDEX OF AUTHORITIES
CASES
Armstead v. Scott, 37 F.3d 202 (5th Cir. 1994)..........12
Brown v. Dretke, 419 F.3d 365 (5th Cir. 2005) ..........12
Bustos v. White, 521 F.3d 321 (4th Cir. 2008) .............6
Chaidez v. United States, 568 U.S. 342 (2013) ..Passim
Clark v. Johnson, 202 F.3d 760 (5th Cir. 2000).........12
Crews v. Estes, No. 5:18-cv-01224, 2021
WL 3361693, at *6 (N.D. Ala. July 7, 2021) ......7
Dist. Attorney’s Off. for Third Jud. Dist. v. Osborne,
557 U.S. 52 (2009) ......................................11, 12
Edwards v. Vannoy, 141 S. Ct. 1547 (2021) ............8, 9
Ex parte Ward, No. WR-92,193-01, 2021 WL 710485
(Tex. Crim. App. Feb. 24, 2021) .........................7
Ford v. Wainwright, 477 U.S 399 (1986) ...................12
Harris v. Kelley, No. 5:18-CV-00157,
2019 WL 440638, at *6
(E.D. Ark. Jan. 15, 2019) ...................................7
Harris v. State, 2018 Ark. App. 94,
542 S.W.3d 895 (2018) .......................................7
Howard v. State, 527 S.W.3d 348, 350–351 (Tex.
App.—Houston [1st Dist.] 2017) ...........................3, 4
Kyles v. Whitley, 514 U.S. 419 (1995) .........................15
Lafler v. Cooper, 566 U.S. 166 (2012).................Passim
Lambrix v. Singletary, 520 U.S. 518 (1997) .................9
Merzbacher v. Shearin, 706 F.3d 356
(4th Cir. 2013) ..................................................14
Montgomery v. Louisiana, 136 S. Ct. 718 (2016) .....8, 9
Murray v. Girratano, 492 U.S. 1 (1989) .................4, 11
Padilla v. Kentucky, 559 U.S. 356 (2010) ..........Passim
Pennsylvania v. Finley, 481 U.S. 551 (1989) .............11
Schriro v. Summerlin, 542 U.S. 348 (2004) .............8, 9
Strickland v. Washington, 466 U.S. 668 (1984) ........... i
vi
Teague v. Lane, 489 U.S. 288 (1989) ....................2, 4, 9
Tercero v. Stephens, 738 F.3d 141 (5th Cir. 2013) .....12
United States v. Johnson, 268 U.S. 220 (1925)..........14
United States v. Reeves, 695 F.3d 637
(7th Cir. 2012) ....................................................6
Velarde v. Archuleta, No. 14-CV-02356,
2015 WL 3827106, at *24
(D. Colo. June 19, 2015) .....................................7
Whorton v. Bockting, 549 U.S. 406 (2007) .................10
STATUTES
28 U.S.C. § 1257(a) .......................................................2
28 U.S.C. § 2244(d) .....................................................16
RULES
Sup. Ct. R. 10 .................................................... 2, 15, 16
vii
INTRODUCTION
Howard was convicted of felony murder in Harris
County, Texas, and sentenced to thirty-five years’
imprisonment. In the instant petition for certiorari
review of the TCCA’s denial of state habeas relief, she
argues that the state court’s rejection of her ineffective
assistance of trial counsel claim was contrary to Lafler
v. Cooper. She contends that counsel rendered
ineffective assistance by failing to advise her about the
differences in parole eligibility for the offenses of theft
and murder when she was faced with the choice of
pleading guilty to theft or going to trial on a murder
charge. Pet. Cert. at 13–22. But no precedent from this
Court dictates that counsel has a duty under the Sixth
Amendment to advise a defendant about the parole
consequences of a guilty plea.
Indeed, lower state and federal courts regularly
find that the Sixth Amendment does not require
counsel to advise a client about the collateral
consequences—such as parole eligibility—of a plea.
And although Howard suggests in a footnote, without
explanation, that Padilla v. Kentucky, 559 U.S. 356
(2010), “leads ineluctably to the conclusion that”
counsel must advise a defendant about the parole
consequences of a guilty plea, the Court, both in
Padilla and Chaidez v. United States, 568 U.S. 342
(2013), has expressly declined to disavow the
distinction between direct and collateral consequences
and limited the Padilla decision to the unique
circumstance of deportation consequences. Pet. Cert.
at 16 n.8. Lower state and federal courts, including
Texas courts, have adhered to this Court’s limitation of
the Padilla holding, concluding that the Sixth
1
Amendment does not require counsel to advise a
defendant about parole eligibility when discussing a
plea.
At bottom, the state court cannot possibly have
misapplied Lafler in rejecting Howard’s claim, given
that this Court’s existing Sixth Amendment
jurisprudence does not require trial counsel to advise a
defendant about the collateral consequences of a guilty
plea. Furthermore, resultantly, Howard’s claim is
barred by Teague v. Lane, 489 U.S. 288 (1989).
And finally, the TCCA did not need to hold a live
evidentiary hearing to resolve factual matters when
Howard’s underlying claim lacks any legal basis in the
Constitution. Accordingly, Howard’s complaints do not
warrant certiorari review. Sup. Ct. R. 10.
OPINIONS BELOW
The TCCA’s denial of Howard’s state habeas
application without written order (located at Pet. Cert.
App. 1) is not reported. Likewise, the state habeas trial
court’s recommended findings and conclusions (located
at Pet. Cert. App. 2–23) are also unreported.
JURISDICTION
The Court has jurisdiction to review the state
habeas court’s denial of Howard’s ineffective
assistance of counsel and due process claims under 28
U.S.C. § 1257(a).
CONSTITUTIONAL PROVISIONS INVOLVED
The Questions Presented involve application of the
Sixth Amendment right to counsel in criminal
2
prosecutions and the Due Process Clause in Section I
of Fourteenth Amendment.
STATEMENT OF THE CASE
Howard was convicted of felony murder after she
and two friends—who were fleeing police after stealing
clothing from a department store—ran a red light and
crashed their getaway vehicle into the car of Rosalba
Quezada, killing her and injuring her three children.
Howard v. State, 527 S.W.3d 348, 350–351 (Tex.
App.—Houston [1st Dist.] 2017). An intermediate
appellate court affirmed Howard’s conviction and
sentence of thirty-five years’ imprisonment and,
thereafter, overruled her motion for en banc rehearing.
Id. at 350, 356. Howard filed a petition for
discretionary review in the TCCA, but that court
refused it on November 15, 2017. See id. This Court
denied Howard’s petition for writ of certiorari on
October 1, 2018. Howard v. Texas, No. 17-9302.
Howard then sought state habeas relief, but the
state habeas trial court entered proposed findings and
legal conclusions recommending that habeas relief be
denied. See Petr’s App. 2–22. Regarding Howard’s
ineffective assistance claim involving the withdrawn
guilty plea, the habeas court obtained an affidavit from
the attorney who represented her at the time she
rejected a plea to theft and found that affidavit
credible. See id. at 3–5. The court first found that
Howard could not raise her ineffective assistance claim
concerning the withdrawn plea in a challenge to the
subsequent murder conviction. See id. at 7–8. But the
state habeas trial court went on to find that, even if she
could, Howard failed to demonstrate ineffective
3
assistance of counsel and, rather, had representation
sufficient to protect her constitutional rights. See id. at
8–10. Particularly, the state court implicitly found that
she failed to show that she would have accepted the
plea had she understood the parole consequences. Id.
The TCCA denied relief based on both the trial
court’s findings and its own independent review. See
id. at 1. Howard now seeks a writ of certiorari.
SUMMARY OF THE ARGUMENT
Howard’s issues are not worthy of grating
certiorari. First, Howard cannot possibly show that the
TCCA’s rejection of her ineffective assistance claim
concerning parole consequences was contrary to Lafler,
because advice about a collateral consequence such as
parole eligibility is not required under the Sixth
Amendment. And moreover, any claim that counsel
had a duty to advise about parole eligibility would
require a new rule that would be barred by Teague v.
Lane. So too, the state habeas court was justified in
denying a live evidentiary hearing on her underlying
claim because Howard did not even state a valid Sixth
Amendment claim of ineffective assistance. Finally,
even if the Court were to determine that the Sixth
Amendment requires counsel to advise a defendant
about parole eligibility with respect to a plea, there are
powerful prudential reasons to nevertheless deny
certiorari in this case. Compellingly, the record as it
exists fails entirely to establish prejudice even in the
face of allegedly inadequate advice from counsel
regarding collateral consequences. Specifically,
Howard failed to show that she would have accepted
the plea had she understood the parole consequences.
4
ARGUMENT
I.
The Court Should Deny Certiorari Because
the TCCA’s Decision Was Not Contrary to
Lafler, given that the Sixth Amendment
Does Not Require Counsel to Advise About
a Plea’s Parole Consequences.
Howard’s claim fails from the outset because the
Court has never held that under the Sixth
Amendment, effective trial counsel must advise a
defendant about collateral consequences like parole
when discussing a guilty plea. To the contrary, it has
specifically avoided answering that question. In the
absence of such a requirement, lower courts have
generally concluded that counsel has no duty to advise
a defendant about collateral consequence like parole
eligibility when advising on a plea.
Indeed, when this Court extended the application of
Strickland to the plea process, it explicitly left open the
question of whether advice concerning collateral
consequences must satisfy the Sixth Amendment.
Chaidez, 568 U.S. at 349. The Court’s rulings since
have not answered whether an attorney’s advice about
parole could possibly violate the right to effective
assistance of counsel. Id. at 350.
In the absence of an opinion imposing an obligation
on trial counsel to inform defendant of collateral
consequence like parole eligibility, the lower courts
“almost unanimously concluded that the Sixth
Amendment does not require attorneys to inform their
clients of a conviction’s collateral consequences,
including deportation.” Id. Regarding parole eligibility
5
specifically, “no Supreme Court precedent establishes
that parole ineligibility constitutes a direct, rather
than a collateral, consequence of a guilty plea.” Bustos
v. White, 521 F.3d 321, 325 (4th Cir. 2008). The
majority of circuits to consider the issue have held
parole eligibility is a collateral consequence.1 Id.
The Court has since held that the Sixth
Amendment requires trial counsel to advise a
defendant about a plea’s deportation risk. Padilla, 559
U.S. at 374. The decision in Padilla breached “the
previously chink-free wall between direct and
collateral consequences.” Chaidez, 568 U.S. at 352–53.
But in reaching that decision, the Court “did not
eschew the direct-collateral divide across the board.”
Chaidez, 568 U.S. at 355; Padilla, 559 U.S. at 365
(“Whether that distinction is appropriate is a question
we need not consider in this case because of the unique
nature of deportation.”). Rather, the Padilla decision
was limited to the unique and special nature of
deportation consequences. Chaidez, 568 U.S. at 352–
53, 355. Contrary to Howard’s assertion that Padilla
“leads ineluctably to the conclusion that” counsel must
advise a defendant about the parole consequences of a
guilty plea, “Padilla is rife with indications that the
Supreme Court meant to limit its scope to the context
of deportation only.” United States v. Reeves, 695 F.3d
637, 640 (7th Cir. 2012); Pet. Cert. at 16 n.8.
During the years since Padilla, lower state and
federal courts, including Texas, have continued to hold
Failing to advise a client about a collateral consequence is
distinct from misstatements or material misrepresentations. See
Chaidez, 568 U.S. at 356–57.
1
6
that trial counsel has no duty to advise a defendant
about collateral consequences such as parole eligibility.
See, e.g., Ex parte Ward, No. WR-92,193-01, 2021 WL
710485 (Tex. Crim. App. Feb. 24, 2021) (declining to
find counsel was deficient for failing to advise a
defendant about parole eligibility); Harris v. State,
2018 Ark. App. 94, 542 S.W.3d 895, 899 (2018) (same);
Harris v. Kelley, No. 5:18-CV-00157, 2019 WL 440638,
at *6 (E.D. Ark. Jan. 15, 2019) (magistrate judge noting
that “[s]uch an error of omission, in failing to advise a
client that he will not be eligible for parole if he enters
a guilty plea, has never been held to constitute
constitutionally ineffective assistance of counsel.”);
Velarde v. Archuleta, No. 14-CV-02356, 2015 WL
3827106, at *24 (D. Colo. June 19, 2015) (“Any failure
to inform Applicant of consequences collateral to a
plea, such as having to serve 75% of a sentence before
being parole eligible, does not render the plea
involuntary, does not implicate the Sixth Amendment,
and, therefore, cannot be the grounds for a viable
ineffective-assistance-of-counsel claim.”); Crews v.
Estes, No. 5:18-cv-01224, 2021 WL 3361693, at *6 (N.D.
Ala. July 7, 2021) (magistrate judge recommending
denial of relief because counsel was not ineffective for
failing to advise the defendant about parole eligibility).
Thus, Howard’s assertion that the TCCA’s denial of
relief is contrary to Lafler is illusory because it
overlooks the antecedent issue of whether the Sixth
Amendment requires defense counsel to advise a
defendant about a plea’s parole consequences. Given
the state of law, Howard’s claim does not state a valid
ineffective assistance claim that is covered by the Sixth
Amendment. Further, the state habeas court did not
need to hold a live hearing on a claim that did not come
7
within the protection of the Sixth Amendment.
Accordingly, the TCCA’s decision to deny relief on the
claim complied with the law and this Court should
deny certiorari.
II.
The Court Should Deny Certiorari Because
Resolution of the Questions Presented in
Howard’s Favor Would Be Barred by The
Antiretroactivity Principles in Teague.
A. Teague’s legal standard
Justice O’Connor’s plurality opinion in Teague
affirms that Howard cannot obtain relief on her claim
of ineffective assistance because this would require a
new rule. To begin, “[w]hen a decision of this Court
results in a ‘new rule,’ that rule applies to all criminal
cases still pending on direct review.” Schriro v.
Summerlin, 542 U.S. 348, 351 (2004) (emphasis
added). However, when the Court announces a new
rule, “a person whose conviction is already final may
not benefit from the decision in a habeas or similar
proceeding.” Chaidez, 568 U.S. at 347.
For those convictions that are already final, a new
rule can be given retroactive effect only if is
substantive. Edwards v. Vannoy, 141 S. Ct. 1547, 1562
(2021). That is, in Edwards, the Court eliminated one
of the two Teague exceptions when it held that new
procedural rules do not apply retroactively on federal
collateral review. The remaining antiretroactivity
exception relates to “new substantive rules of
constitutional law.” Montgomery v. Louisiana, 136 S.
Ct. 718, 728 (2016). A new rule is substantive if it
forbids the imposition of a criminal punishment for
8
certain primary conduct, or if it prohibits a category of
punishment for a class of defendants because of their
status or offense. Id.
Finally, an opinion of this Court announces a new
rule “‘when it breaks new ground or imposes a new
obligation’ on the government.” Chaidez, 568 U.S. at
347 (quoting Teague, 489 U.S. at 301). In other words,
“a case announces a new rule if the result was not
dictated by precedent existing at the time the
defendant’s conviction became final.” Id. (quoting
Teague, 489 U.S. at 301). A “holding is not so dictated
. . . unless it would have been ‘apparent to all
reasonable jurists.’” Id. (quoting Lambrix v. Singletary,
520 U.S. 518, 527–528 (1997)).
B. Teague’s antiretroactivity limitation
applies to Howard’s petition because
she seeks a new procedural rule after
her conviction became final.
Howard’s conviction is final. This Court denied her
previous petition for writ of certiorari on direct appeal
on October 1, 2018. See Petr’s App. at 24. Moreover,
regarding Teague’s remaining antiretroactivity exceptions, Howard’s proposed rule is procedural (not
substantive) because it relates to the protections
afforded to a defendant during trial. See Summerlin,
542 U.S. at 353 (“[R]ules that regulate only the manner
of determining the defendant’s culpability are
procedural.”). Thus, the proposed rule does not meet
the remaining Teague exception for substantive rules
and would not be retroactive. See Edwards, 141 S. Ct.
at 1562.
9
Finally, any requirement that counsel has a duty
under the Sixth Amendment to advise a client about
the collateral consequences of a plea, such as parole
eligibility, is plainly “new.” Under the law outlined
above, such advice was not dictated by precedent
existing at the time Howard’s conviction became final.
See Chaidez, 568 U.S. 347. Indeed, “[q]uite the opposite
is true: [Howard’s] . . . rule is flatly inconsistent with
the prior governing precedent.” See Whorton v.
Bockting, 549 U.S. 406, 416 (2007). If the Court were
to conclude that trial counsel has a duty under the
Sixth Amendment to advise a defendant about parole
eligibility in relation to plea, it would break new
ground and impose a new obligation by announcing a
rule that was not dictated by precedent and not
apparent to all reasonable jurists. Because the Court
held Padilla itself was not retroactive, any similar rule
requiring counsel to advise about parole consequences
would also be barred by Teague and not retroactive. See
Chaidez, 568 U.S. at 344.
Consequently, any new rule requiring trial counsel
to advise a defendant about a plea’s parole
consequences would not benefit Howard and would be
barred by Teague. So too, a live hearing on the issue
would be useless and not benefit Howard. As such, the
Court should deny certiorari.
III.
Due Process Does Not Require a Live
Evidentiary Hearing for State Collateral
Review.
Even if Howard’s underlying claim were valid
under the Sixth Amendment, due process does not
10
require a live evidentiary hearing. As Justice O’Conner
stated:
A post-conviction proceeding is not part of
the criminal process itself, but is instead
a civil action designed to overturn a
presumptively valid criminal judgment.
Nothing in the Constitution requires the
States to provide such proceedings . . . nor
does it seem [] that that Constitution
requires the States to follow any
particular federal role model in these
proceedings.
Murray v. Girratano, 492 U.S. 1, 13 (1989) (O’Connor,
J., concurring). “State collateral proceedings are not
constitutionally required as an adjunct to the state
criminal proceedings and serve a different and more
limited purpose than either the trial or appeal.” Id. at
10.
When a state provides post-conviction proceedings,
“the Federal Constitution [does not] dictate[] the exact
form such assistance must assume.” Pennsylvania v.
Finley, 481 U.S. 551, 555 (1989). A state habeas
applicant’s “right to due process is not parallel to a trial
right, but rather must be analyzed in light of the fact
that he has already been found guilty at a fair trial,
and has only a limited interest in postconviction relief.”
Dist. Attorney’s Off. For Third Jud. Dist. V. Osborne,
557 U.S. 52, 69 (2009). “Federal courts may upset a
State’s postconviction procedures only if they are
11
fundamentally inadequate to vindicate the substantive
rights provided.” Id.
Here, during her state habeas proceedings, Howard
obtained the core protection of due process—the
opportunity to be heard. See Ford v. Wainwright, 477
U.S 399, 413 (1986) (“‘The fundamental requisite of
due process of law is the opportunity to be heard.’”)
(citation omitted); Tercero v. Stephens, 738 F.3d 141,
148 (5th Cir. 2013) (noting that “states retain
discretion to set gateways to full consideration and to
define the manner in which habeas petitioners may
develop their claims” and that “‘[d]ue process does not
require a full trial on the merits; instead, petitioners
are guaranteed only the ‘opportunity to be heard.’”)
(footnotes and citations omitted).2 Thus, Howard’s
claim concerning Texas habeas procedure lacks merit,
and her petition for certiorari review should be denied.
IV.
The Court Should Deny Certiorari Because
There Are Serious Justiciability Concerns,
Which Suggest Judicial Restraint.
Ultimately, Howard has not established that the
TCCA’s decision conflicted with Lafler or any of this
2 Indeed, in the context of federal habeas review, “a paper hearing
is sufficient to afford a petitioner a full and fair hearing on the
factual issues underlying the petitioner’s claims.” Clark v.
Johnson, 202 F.3d 760, 766 (5th Cir. 2000); Armstead v. Scott, 37
F.3d 202, 208 (5th Cir. 1994) (finding that a hearing by affidavit
was adequate to allow presumption of correctness to attach to the
state court’s factual findings); see also Brown v. Dretke, 419 F.3d
365, 378 (5th Cir. 2005) (no due process violation where state
habeas judge who issued findings of fact was not the same judge
who presided over the petitioner’s state habeas hearing).
12
Court’s precedent. Nor has she identified any
meaningful or mature circuit split or disagreement
among the lower courts regarding the duty of counsel
to advise about parole eligibility.
Even if Howard could overcome the lack of a legal
basis for her claim that trial counsel was deficient for
failing to advise as to the parole implications of her
guilty plea—and survive the resulting Teague bar—to
ultimately prevail, she would still have to overcome the
existence of at least one other entirely reasonable basis
for the TCCA’s denial of relief on this claim. That is,
Howard would have to show that TCCA could not
possibly have instead reasonably concluded that,
counsel’s alleged failure to adequately advise as to
collateral consequences aside, Howard failed to prove
prejudice given the record evidence of her efforts to
avoid prison time. In other words, Howard failed to
show that she would have accepted the plea had
understood parole consequences. Indeed, Howard
previously turned down a plea offer of 18 months on a
theft conviction to instead plead open to the court in
hopes of receiving probation. Pet. Cert. at 5. Further
still, Howard withdrew her guilty plea to theft when
faced with ten years’ prison time decided to go to trial
on a murder charge in an effort to avoid prison time
through a not guilty verdict. See Petr’s App. 4–5, 7–10;
Pet. Cert. at i, 2, 5–6; Lafler, 566 U.S. at 163 (“In the
context of pleas a defendant must show the outcome of
the plea process would have been different with
competent advice.”). Although Howard averred on
state habeas review that advice on the difference in
parole eligibility would have caused her to go move
forward with her ten-year guilty plea, the TCCA was
not required to find Howard’s post-hoc assertion
13
credible, particularly given the compelling record
evidence of Howard’s aversion to any prison time and
the speculative nature of obtaining parole. See
Merzbacher v. Shearin, 706 F.3d 356, 366–67 (4th Cir.
2013) (“Accordingly, only if Merzbacher’s testimony
that he would have accepted the plea was deemed
credible could Frye and Lafler assist him.”). After all,
state and federal courts recognize that an individual’s
self-serving assertions that they would have accepted
a plea should be subject to heavy skepticism because
defendants will always want a chance of acquittal at
trial and the chance to plead guilty if later convicted.
Id. at 367.
Moreover, resolving this issue in Howard’s favor
and against the TCCA’s determination would require
making factual determinations not entirely clear on
this record. The Court normally does “not grant a
certiorari to review evidence and discuss specific facts.”
United States v. Johnson, 268 U.S. 220, 227 (1925);
accord Sup. Ct. R. 10 (certiorari is “rarely granted”
when the petition asserts “erroneous factual findings”).
This general limitation finds application here because
the state habeas court’s credibility and factual
determinations were necessarily premised upon a
detailed analysis of the record, conducted pursuant to
the parochial manner in which the TCCA resolves such
claims in state postconviction review.
As a result, this appeal of the TCCA’s state habeas
denial is a poor vehicle to analyze the Questions
Presented. Indeed, Howard’s suggested misapplication
of Lafler is illusory. Finding that trial counsel was
required to advise Howard as to the collateral parole
consequences of her plea would require first adopting
14
a new rule from which Teague prevents her from
benefitting. Further still, even if the Sixth Amendment
did require trial counsel to provide such advice, the
record in this case belies a finding that this would
necessarily have caused Howard to plead guilty—and,
in turn, precludes finding that the TCCA’s decision
necessarily rested on such a determination. At the very
least, as Howard implicitly acknowledges in
challenging the state court’s failure to conduct an
evidentiary hearing, prejudice is not established on
this record.
Moreover, Rule 10 provides that certiorari review is
not a matter of right, but of judicial discretion, and will
be granted only when there are special and important
reasons therefor. See Sup. Ct. R. 10. Certiorari review
of state habeas decisions is generally inappropriate
where a claim is ripe for federal habeas review. The
Court should decline Howard’s invitation to do so here:
[T]his Court rarely grants review at this
stage of the litigation even when the
application for state collateral relief is
supported by arguably meritorious
federal constitutional claims. Instead, the
Court usually deems federal habeas
proceedings to be the more appropriate
avenues for consideration of federal
constitutional claims.
Kyles v. Whitley, 498 U.S. 931, 932 (1995) (Stevens, J.,
concurring in denial of a stay).
Furthermore, if the Court were to grant certiorari
here, it would effectively allow Howard to bypass the
limitations period for federal collateral review, 28
15
U.S.C. § 2244(d), designed to give finality to state
convictions. She could challenge her final conviction
with what would otherwise be an untimely claim.
Indeed, because this Court denied certiorari on direct
appeal on October 1, 2018, any challenge to her
conviction was due one year later, on October 1, 2019.
28 U.S.C. § 2244(d); See Petr’s App. 24. Howard did not
file her state habeas application containing her claim
until June 5, 2020, so any federal habeas petition
challenging her conviction would be untimely. See
Petr’s App. 2; Pet. Cert. at 24 n. 13.
For all these reasons, prudence calls for the Court
to deny certiorari. See Sup. Ct. R. 10.
CONCLUSION
Based on the foregoing, the petition for a writ of
certiorari should be denied.
Respectfully submitted,
KEN PAXTON
Attorney General of Texas
BRENT WEBSTER
First Assistant Attorney
General
JOSH RENO
Deputy Attorney General for
Criminal Justice
EDWARD L. MARSHALL
Chief, Criminal Appeals
Division
16
s/ Craig W. Cosper
CRAIG W. COSPER*
Assistant Attorney General
*Counsel of Record
P.O. Box 12548
Austin, Texas 78711-2548
(512) 936-1400
craig.cosper@oag.texas.gov
*Counsel for Respondent
17
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.