Opposition Brief — Ramin Khorrami, Petitioner v. Arizona
Supreme Court briefAug 10, 2022
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No. 21-1553
In the
Supreme Court of the United States
RAMIN KHORRAMI,
Petitioner,
v.
STATE OF ARIZONA,
Respondent.
On Petition for Writ of Certiorari to the
Arizona Court of Appeals
BRIEF IN OPPOSITION
MARK BRNOVICH
Attorney General
of Arizona
JOSEPH A. KANEFIELD
Chief Deputy and
Chief of Staff
BRUNN W. ROYSDEN, III
Solicitor General
LINLEY WILSON
Deputy Solicitor
General/Section Chief
of Criminal Appeals
Counsel of Record
KAREN MOODY
CASEY D. BALL
Assistant Attorneys
General
OFFICE OF THE ARIZONA
ATTORNEY GENERAL
2005 N. Central Ave.
Phoenix, AZ 85004
(602) 542-8584
Linley.Wilson@azag.gov
Counsel for Respondent
i
QUESTION PRESENTED
In Williams v. Florida, this Court held that neither
the text nor history of the Sixth Amendment, as
incorporated by the Fourteenth Amendment, dictates
that criminal juries must be comprised of 12 jurors.
399 U.S. 78 (1970). For more than five decades, States
have relied on Williams when deciding how to
structure their criminal justice systems. The result is
that, at any given time, many guilty verdicts still
pending appeal in Arizona and five other States were
reached by juries comprised of less than 12 persons.
The question presented is:
Whether this Court should overrule Williams and
its progeny to hold that the Sixth and Fourteenth
Amendments require a 12-person jury in every
criminal case where the defendant is charged with a
serious offense.
ii
TABLE OF CONTENTS
QUESTION PRESENTED.......................................... i
TABLE OF CONTENTS ............................................ ii
TABLE OF AUTHORITIES...................................... iii
STATEMENT OF THE CASE ....................................1
I. An Eight-Member Jury Convicts Khorrami
Of Fraudulent Schemes And Theft .......................1
II. The Arizona Court Of Appeals Rejects
Khorrami’s Belated 12-Member Jury Claim ........2
REASONS FOR DENYING THE PETITION ............3
I. This Case Is A Poor Vehicle...................................5
II. The Decision Below Is Correct ..............................9
III.The Stare Decisis Doctrine Compels
Adherence To Williams ........................................ 17
A. Williams Correctly Held The Sixth
Amendment Does Not Require 12Member Juries In The States ........................ 17
B. This Court Has Repeatedly Affirmed
Williams Throughout The Past HalfCentury ........................................................... 20
C. Williams Has Not Caused Significant
Negative Jurisprudential or Real-World
Consequences .................................................. 22
D. Arizona And Five Other States’
Significant Reliance Interests Support
Adherence To Williams .................................. 25
IV. Khorrami’s Other Fourteenth Amendment
Arguments Do Not Warrant Review ................... 28
CONCLUSION .......................................................... 30
iii
TABLE OF AUTHORITIES
CASES
Alabama v. Shelton,
535 U.S. 654 (2002) ............................................. 7, 8
Apodaca v. Oregon,
406 U.S. 404 (1972) ....................................... passim
Baldwin v. New York,
399 U.S. 66 (1970) ...................................................3
Ballew v. Georgia,
435 U.S. 223 (1978) ....................... 20, 21, 23, 24, 29
Blanton v. City of North Las Vegas,
489 U.S. 538 (1989) .................................................6
Burch v. Louisiana,
441 U.S. 130 (1979) ............................................... 20
Colgrove v. Battin,
413 U.S. 149 (1973) ............................... 5, 11, 12, 21
Collins v. Youngblood,
497 U.S. 37 (1990) ..................................... 19, 20, 25
Dobbs v. Jackson Women's Health Organization,
142 S. Ct. 2228 (2022) ............................... 17, 22, 29
Dowling v. United States,
493 U.S. 342 (1990) ............................................... 29
Duncan v. Louisiana,
391 U.S. 145 (1968) ........................................... 3, 11
Frank v. United States,
395 U.S. 147 (1969) ......................................... 6, 7, 8
Galloway v. United States,
319 U.S. 372 (1943) ............................................... 12
Gamble v. United States,
139 S. Ct. 1960 (2019) ..................................... 17, 20
Gasperini v. Ctr. for Humanities, Inc.,
518 U.S. 415 (1996) ............................................... 10
iv
Herrera v. Wyoming,
139 S. Ct. 1686 (2019) ....................................... 9, 10
In Re Winship,
397 U.S. 358 (1970) ............................................... 29
Janus v. AFSCME, Council 31,
138 S. Ct. 2448 (2018) ........................................... 17
Johnson v. Louisiana,
406 U.S. 356 (1972) ............................................... 14
Lewis v. United States,
518 U.S. 322 (1996) .................................................6
Ludwig v. Massachusetts,
427 U.S. 618 (1976) ......................................... 18, 21
Maxwell v. Dow,
176 U.S. 581 (1900) ............................................... 19
McDonald v. City of Chicago, Ill.,
561 U.S. 742 (2010) ............................................... 28
Medina v. California,
505 U.S. 437 (1992) ............................................... 30
Oregon v. Ice,
555 U.S. 160 (2009) ............................................... 18
Patton v. United States,
281 U.S. 276 (1930) ...............................................19
Phillips v. State,
316 So.3d 779 (Fla. Dist. Ct. App. 2021) ................4
Ramos v. Louisiana,
140 S. Ct. 1390 (2020) ................................... passim
Rasmussen v. United States,
197 U.S. 516 (1905) ............................................... 19
Slaughter-House Cases,
16 Wall. 36 (1873) .................................................. 28
State v. Soliz,
219 P.3d 1045 (Ariz. 2009) ............................ 7, 8, 18
v
Thompson v. Utah,
170 U.S. 343 (1898) ............................. 15, 18, 19, 20
United States v. Acker,
52 F.3d 509 (1995) ................................................. 23
United States v. Egbuniwe,
969 F.2d 757 (9th Cir. 1992) ................................. 23
United States v. Gaudin,
515 U.S. 506 (1995) ............................................... 20
United States v. Geffrard,
87 F.3d 448 (11th Cir. 1996) ................................. 23
United States v. Glover,
21 F.3d 133 (6th Cir. 1994) ................................... 23
United States v. Hively,
437 F.3d 752 (8th Cir. 2006) ................................. 23
United States v. O'Brien,
898 F.2d 983 (5th Cir. 1990) ................................. 23
United States v. Paulino,
445 F.3d 211 (2d Cir. 2006) ................................... 23
Williams v. Florida,
399 U.S. 78 (1970) ......................................... passim
Wofford v. Woods,
969 F.3d 685 (6th Cir. 2020) ...................................4
CONSTITUTIONS AND STATUTES
U.S. Const, amend. VI ....................................... passim
U.S. Const. amend. XIV .................................... passim
Ariz. Const. art. II, § 23 .................................... passim
Conn. Const. art. I, § 19 (1972) .................................26
Fla. Const. art. I, § 22 ............................................... 25
Utah Const. art. I, § 10 ............................................. 25
A.R.S. § 13-702(D) .......................................................1
vi
A.R.S. § 13-901(A) .......................................................1
A.R.S. § 13-902(A) .......................................................1
A.R.S. § 13-1802(A)(3) .................................................1
A.R.S. § 13-2310 ..........................................................1
A.R.S. § 21-102 .............................................. 18, 22, 26
A.R.S. § 21-102(A) .......................................................1
A.R.S. § 21-102(B) .......................................................1
Fla. Stat. § 913.10 ..................................................... 25
Ind. Code § 35-37-1-1 (1981) ..................................... 26
Mass. Gen. Laws Ch. 218, § 26A (1978) ................... 26
Utah Code § 78B-1-104 ............................................. 25
RULES
Ariz. R. Crim. P. 18.1(a) ............................................ 22
Fed. R. Crim. P. 23(b).................................... 16, 23, 27
Fed. R. Crim. P. 23(b), Advisory Committee Note
to 1983 Amendments ....................................... 16, 23
OTHER AUTHORITIES
2 The Works of James Wilson 503 (R. McCloskey ed.
1967)....................................................................... 11
3 W. Blackstone, Commentaries ............................... 11
Brief of Amicus Curiae State of Oregon in
Support of Respondent at 12, Ramos v.
Louisiana (No. 18-5924), 2019 WL 4013302 ........ 27
Brief of Respondent at 39, Ramos v. Louisiana
(No. 18-5924), 2019 WL 3942901 .......................... 27
1
STATEMENT OF THE CASE
I. An Eight-Member Jury Convicts Khorrami
Of Fraudulent Schemes And Theft
The State tried Petitioner, Ramin Khorrami, for
theft and fraudulent schemes and artifices—
probation-eligible, class 2 felonies under Arizona law.
Petition Appendix (“Pet. App.”) 6a. See Arizona
Revised Statutes (“A.R.S.”) §§ 13-901(A) (authorizing
suspension of sentence and probation for eligible
defendants); -902(A) (establishing periods of
probation for felonies); -1802(A)(3) (theft); -2310
(fraudulent schemes and artifices).
Because these charges did not expose Khorrami to
a sentence of death or imprisonment for 30 years or
more, he was tried before a jury of eight, as provided
by Arizona law. Pet. at 6; see Ariz. Const. art. II, § 23;
A.R.S. § 21-102(A)-(B); see also A.R.S. § 13-702(D)
(establishing maximum prison term of 12.5 years for
class 2 felony). Khorrami did not object to the eightmember jury. Pet. App. 20a.
The following evidence was presented at
Khorrami’s trial. Khorrami and the victim, Pearl, 1
began an intimate relationship while Pearl was
married. Id. at 4a. “Over time, Khorrami became
jealous and paranoid,” “accus[ing] Pearl of having
affairs with other men.” Id. Pearl chose to remain in
her marriage, which angered Khorrami. Id. After
several arguments, Khorrami threatened to reveal
their affair to Pearl’s husband. Id. at 4a-5a. “Pearl
pleaded with him not to do so,” and Khorrami
As was done in the state courts, see Pet. App. 4a, pseudonyms
are used to protect the victims’ privacy.
1
2
eventually promised Pearl he would not reveal the
affair “if she paid him $40,000.” Id. at 5a.
“After Khorrami’s money-for-silence proposal,
Pearl began secretly recording their phone calls.” Id.
Pearl and Khorrami negotiated the terms; Khorrami
agreed to accept $30,000, which Pearl “would pay in
multiple installments over a month.” Id.
Pearl paid Khorrami $30,000, but Khorrami
demanded more money and that Pearl continue their
relationship. Id. at 5a-6a. Although Pearl gave
Khorrami another $4,000, she “realized Khorrami’s
additional demands would never end and he never
intended to keep his side of the bargain.” Id. at 6a.
Pearl told her husband about the affair, and Khorrami
did the same the next day. Id. Pearl’s husband
reported Khorrami to the police. Id.
The jury unanimously convicted Khorrami on both
counts. Id. The superior court suspended the
imposition of sentence, placed Khorrami on
supervised probation, and imposed a two-month jail
term as a condition of probation. Id.
II. The Arizona Court Of Appeals Rejects
Khorrami’s Belated 12-Member Jury Claim
When he appealed his convictions, Khorrami
argued—for the first time—that his eight-person jury
violated the Sixth and Fourteenth Amendments,
relying on Ramos v. Louisiana, 140 S. Ct. 1390 (2020).
Pet. App. 20a. Khorrami argued Ramos, which held
that the Sixth and Fourteenth Amendments require
unanimous jury verdicts for serious offenses,
effectively overruled Williams v. Florida, 399 U.S. 78,
86 (1970), which held that a 12-person jury “is not a
necessary ingredient of ‘trial by jury.’” Id.
3
The Arizona Court of Appeals rejected Khorrami’s
claim, reasoning that Ramos “did not address any
issue of constitutionally permissible jury size, much
less overrule Williams.” Id.
The Arizona Supreme Court denied review of the
case. Id. at 1a. Khorrami now seeks a writ of
certiorari.
REASONS FOR DENYING THE PETITION
The Arizona Court of Appeals correctly held that
Khorrami’s eight-member jury complied with the
Sixth and Fourteenth Amendments. Its decision is
unpublished and does not conflict with any decisions
of lower state or federal courts. This is unsurprising,
given that Khorrami’s 12-member-jury claim is
foreclosed by Williams, a 52-year-old decision that
this Court has endorsed many times.
Khorrami nonetheless argues the Court should
grant certiorari to seize upon Ramos, a 2-year-old
opinion, to overrule Williams and reconsider the scope
of the Sixth Amendment’s jury trial right, as applied
to the States through the Fourteenth Amendment.
Pet. at 15-24. But Khorrami’s case is a poor vehicle for
resolution of the question presented.
As a preliminary matter, Khorrami’s framing of
the issue is incorrect. He asks for a rule that would
apply only in felony cases, Pet. at (i), but that
application of the Sixth Amendment is inconsistent
with the Court’s precedent holding the jury-trial right
is triggered by a serious offense, not a felony offense.
See Duncan v. Louisiana, 391 U.S. 145, 157-58 (1968);
Baldwin v. New York, 399 U.S. 66, 69-70 (1970)
(plurality opinion) (refusing to “draw the line between
‘petty’ and ‘serious’ to coincide with the line between
4
misdemeanor and felony” for Sixth Amendment
purposes). Indeed, the two principal cases at issue
here involved application of the Sixth Amendment’s
jury-trial right to serious offenses. See Williams, 399
U.S. at 86; Ramos, 140 S. Ct. at 1393-94.
More importantly, unlike the defendants in
Williams and Ramos, Khorrami did not receive any
prison sentence for his crimes. He received
probation—a punishment that corresponds with a
petty crime, not a serious offense. Even if Khorrami
prevails on the question presented, there would be no
risk of a constitutional violation, and Khorrami would
not be entitled to any relief, unless and until several
things occur: he must violate probation, his probation
must be revoked, and the State must seek a term of
imprisonment that exceeds six months. Because this
type of contingent relief is based on hypothetical facts
that would make the Court’s opinion merely advisory,
Khorrami’s case does not justify review.
As Khorrami acknowledges, the Court has already
denied certiorari on this “Ramos/Williams issue”
once, in Phillips v. Florida, No. 21-6059. Pet. at 15 n.5.
Before the Court takes the monumental step of
considering whether to overrule Williams, it should
allow the issue to percolate in lower courts. Khorrami
cites only two decisions suggesting that Ramos affects
Williams’ continuing viability, both providing little
analysis. Pet. at 15 n.5 (citing Wofford v. Woods, 969
F.3d 685, 707 n.27 (6th Cir. 2020) (single statement
citing Justice Alito’s dissent in Ramos), and Phillips
v. State, 316 So.3d 779, 788 (Fla. Dist. Ct. App. 2021)
(Makar,
J.,
concurring)).
Allowing
the
Ramos/Williams issue to percolate will promote wellreasoned decisions that are better suited for this
Court’s review.
5
In any event, Khorrami’s claim ultimately fails.
The Arizona Court of Appeals correctly decided that
Ramos did not disturb Williams’ holding that the
Constitution does not require 12-member juries.
Ramos addressed the jury-unanimity requirement—a
qualitatively different issue with its own historical
background, including “racist origins of Louisiana’s
and Oregon’s laws.” 140 S. Ct. at 1405. Ramos thus
overruled a plurality opinion that “spent almost no
time grappling with” this important background. Id.
Here, however, the stare decisis doctrine
overwhelmingly defeats Khorrami’s argument that
Williams should be overruled. Williams was correctly
decided, so Khorrami cannot show it is wrong, much
less egregiously wrong. And revisiting Williams would
jeopardize other precedents, including this Court’s
holding “that a jury of six satisfies the Seventh
Amendment’s guarantee of trial by jury in civil cases.”
Colgrove v. Battin, 413 U.S. 149, 158-160 (1973)
(relying on and adhering to Williams). Khorrami also
minimizes the enormous impact that disturbing
Williams’ holding would have in Arizona, Connecticut,
Florida, Indiana, Massachusetts, and Utah.
Announcing a new 12-member jury requirement in
criminal cases would invalidate constitutional
provisions and laws (that have no racist origins) in
these six States, and could force the States to retry
thousands of cases pending on direct appeal.
This Court should deny certiorari.
I. This Case Is A Poor Vehicle
Khorrami’s case is a poor vehicle to consider
whether the Sixth and Fourteenth Amendments
should now require 12-member-juries for serious
offenses in the States. Because resolution of that
6
question is not likely to change the outcome of
Khorrami’s case, the Court risks issuing an advisory
opinion.
Khorrami received two years’ supervised probation
and a mere two-month jail term as a condition of
probation. Pet. App. 6a. For Sixth Amendment
purposes, his punishment corresponds to a petty
offense, not a serious offense. See Blanton v. City of
North Las Vegas, 489 U.S. 538, 542-43 (1989).
Khorrami’s minimal punishment renders his
constitutional claim premature. If Khorrami prevails
on his 12-member jury claim, and if he violates
probation, and if his probation is revoked, these
hypothetical facts would still fail to show that a
constitutional violation has occurred. This Court’s
precedent demonstrates there is no risk of a Sixth
Amendment violation (again, assuming Khorrami
prevails on the merits) unless the State later seeks a
prison term exceeding six months. See Frank v.
United States, 395 U.S. 147, 150 (1969) (agreeing
Sixth Amendment does not require a jury trial when
the “actual penalty is one which may be imposed upon
those convicted of otherwise petty offenses”); Lewis v.
United States, 518 U.S. 322, 330-35 (1996) (Kennedy,
J., concurring) (applying “retroactive consideration of
the punishment a defendant receives” to determine
whether defendant was deprived of Sixth Amendment
jury-trial right).
In Frank, for example, the defendant received
three years’ probation, and if he violated the terms of
his probation, the maximum sentence that could be
imposed was six months’ imprisonment. 395 U.S. at
148, 150. This Court held that because the defendant’s
“sentence is within the limits of the congressional
7
definition of petty offenses,” the Sixth Amendment did
not guarantee him a jury trial. Id. at 152.
Similarly, in Alabama v. Shelton, this Court held
that when a State fails to provide court-appointed
counsel to a defendant charged with a crime
punishable by imprisonment, the Sixth Amendment
does not “permit activation of a suspended sentence
upon the defendant’s violation of the terms of
probation.” 535 U.S. 654, 662 (2002). This Court
further reasoned that it was “for the Alabama
Supreme Court to consider before this Court does
whether the suspended sentence alone is invalid,
leaving Shelton’s probation term freestanding and
independently effective.” Id. at 674. Importantly, the
Court’s review in Shelton was confined to the state
supreme court’s ruling that a “defendant who receives
a suspended or probated sentence to imprisonment
has a constitutional right to counsel.” Id. (cleaned up).
“[C]onsistent with [this Court]’s approach to the
Sixth Amendment,” the Arizona Supreme Court has
followed a similar approach to the 12-member-jury
requirement in article II, § 23 of the Arizona
Constitution. State v. Soliz, 219 P.3d 1045, 1048, ¶ 15
(Ariz. 2009). In Arizona, reversal for a new trial does
not automatically follow when fewer than 12 jurors
are impaneled in a case that requires 12 jurors.
Instead, the State “effectively waive[s] its ability to
obtain a sentence of thirty years or more” (because the
prison term that triggers a 12-member jury under
article II, § 23 is 30 years). Id. at 1049, ¶ 16. When a
jury with fewer members has rendered a guilty
verdict, “as long as a lesser sentence may legally be
imposed for the crime alleged,” the 12-person-jury
guarantee in article II, § 23 of the Arizona
8
Constitution “is not triggered” and has not been
violated. Id.
Here, even if Khorrami prevails, he would not be
entitled to the windfall of another jury trial merely
because his original charges authorized a potential
prison sentence longer than six months. Consistent
with Frank, and applying the Arizona Supreme
Court’s rationale in Soliz, the Sixth and Fourteenth
Amendments would not be implicated unless the
State decided to seek a prison sentence of six months
or more if Khorrami’s probation is ever revoked. See
Frank, 395 U.S. at 150; Soliz, 219 P.3d at 1049, ¶ 16.
In the unlikely event that the State ever revoked
Khorrami’s probation and sought a prison sentence in
excess of six months, Khorrami could then assert his
constitutional claim in defense. See Shelton, 535 U.S.
at 675-76 (Scalia, J., dissenting) (“In the future, if and
when the State of Alabama seeks to imprison
[Shelton] on the previously suspended sentence, we
can ask whether the procedural safeguards attending
the imposition of that sentence comply with the
Constitution.”). Until then, Khorrami’s claim is
academic and speculative. See Frank, 395 U.S. at 150.
Because any newly-minted constitutional right
will very likely never impact Khorrami’s case, the
Court should refrain from granting certiorari to issue
an advisory opinion. If the Court is inclined to grant
certiorari at some point on the issue Khorrami
presents, it makes better sense to wait for a case like
Ramos, where a defendant’s sentence undoubtedly
reflects punishment for a serious offense. See 140 S.
Ct. at 1394 (noting Ramos “was sentenced to life in
prison without the possibility of parole”).
9
II. The Decision Below Is Correct
Putting aside the vehicle issue with Khorrami’s
petition, the Court should deny review because the
Arizona Court of Appeals correctly rejected
Khorrami’s 12-member-jury claim.
Khorrami argued below, as he does here, Pet. at 3,
15-18, that Ramos has already effectively overruled
Williams. The Arizona Court of Appeals swiftly
rejected that argument, reasoning that Ramos “did
not address any issue of constitutionally permissible
jury size, much less overrule Williams.” Pet. App. 20a.
Rather, Ramos held that “due process requires
unanimous verdicts in criminal trials.” Id. (citing
Ramos, 140 S. Ct. at 1397). The court further
reasoned, “We cannot conclude the Supreme Court
silently changed a fundamental feature of its Sixth
Amendment jurisprudence, particularly given the
issue was neither raised nor litigated in Ramos.” Id.
Ramos has not effectively overruled Williams.
Khorrami admits the decision below “was
understandable,” but maintains that Ramos
“‘repudiated the reasoning on which’ the Court of
Appeals relied in Williams, meaning that Williams
‘must be regarded as retaining no vitality.’” Pet. at 15
(quoting Herrera v. Wyoming, 139 S. Ct. 1686, 1697
(2019)). In Herrera, this Court decided prior precedent
had been overruled by a later decision where it was
“impossible to harmonize” the reasoning of the two
cases. 139 S. Ct. at 1697. Williams and Ramos,
however, can easily be harmonized.
1. The Sixth Amendment’s historical backdrop, as
well as the Court’s other precedents, led the Court to
decide in Ramos that “trial by an impartial jury”
requires a unanimous verdict to convict a defendant
10
of a serious offense. 140 S. Ct. at 1394-95. But Ramos’
reasoning is distinct from the historical evidence
Williams considered. And this Court’s precedent
further confirms that Williams correctly held the
Sixth Amendment’s jury-trial right does not require
12-member juries.
Ramos reasoned, inter alia, that “the common law,
state practices in the founding era, [and] opinions and
treatises written soon afterward” led to an
“unmistakable” answer that “[a] jury must reach a
unanimous verdict in order to convict.” Id. at 1395.
The Court also noted it had “commented on the Sixth
Amendment’s unanimity requirement no fewer than
13 times over more than 120 years.” Id. at 1397.
The same cannot be said for the 12-member jury
issue the Court analyzed in Williams. 399 U.S. at 86.
Whether the Sixth Amendment requires 12-member
juries is a qualitatively different question that does
not share the same history as the unanimity
requirement. In fact, Williams itself highlighted the
importance of jury unanimity. 399 U.S. at 100 & n.46.
Although Williams had no reason to opine on
“whether or not the requirement of unanimity is an
indispensable element of the Sixth Amendment jury
trial,” the Court recognized that unanimity, unlike a
“12-man requirement,” “may well serve an important
role in the jury function, for example, as a device for
insuring that the Government bear the heavier
burden of proof.” Id. at n.46.
Williams correctly reasoned that not all common
law traditions have been grafted upon the word “jury”
in the Sixth Amendment. See id. at 96-99; cf.
Gasperini v. Ctr. for Humanities, Inc., 518 U.S. 415,
436 n.20 (1996) (“If the meaning of the Seventh
11
Amendment were fixed at 1791, our civil juries would
remain, as they unquestionably were at common law,
‘twelve good men and true.’”) (quoting 3 W.
Blackstone, Commentaries, *349). The Court also
delved into the history of the Sixth Amendment’s
drafting, evaluating conflicting inferences from the
removal of language from the original draft. Williams,
399 U.S. at 92-98.
As Williams explained, “[w]hile sometime in the
14th century the size of the jury at common law came
to be fixed generally at 12, that particular feature of
the jury system appears to have been a historical
accident, unrelated to the great purposes which gave
rise to the jury in the first place.” Id. at 89-90 (footnote
omitted). The Court found “absolutely no indication in
‘the intent of the Framers’ of an explicit decision to
equate
the
constitutional
and
common-law
characteristics of the jury.” Id. at 99. Notably, this
conclusion comports with the writings of at least one
prominent member of the constitutional convention,
James Wilson of Pennsylvania, who stated, “When I
speak of juries, I feel no peculiar predilection for the
number twelve…” Colgrove, 413 U.S. at 156 n.10
(quoting 2 The Works of James Wilson 503 (R.
McCloskey ed. 1967)).
The Court further reasoned that the purpose of the
jury is to prevent oppression by the government, as
the “right to be tried by a jury of his peers gave [the
accused] an inestimable safeguard against the corrupt
or overzealous prosecutor and against the compliant,
biased, or eccentric judge.” Williams, 399 U.S. at 100
(quoting Duncan, 391 U.S. at 156). Building on
Duncan’s previous explanation of the “essential role”
of a jury, Williams stated that “the essential feature
of a jury obviously lies in the interposition between
12
the accused and his accuser of the commonsense
judgment of a group of laymen, and in the community
participation and shared responsibility that results
from that group’s determination of guilt or innocence.”
Id. The Court correctly concluded that “[t]he
performance of this role is not a function of the
particular number of the body that makes up the
jury.” Id.
Notably, Williams’ approach is consistent with this
Court’s approach to the Seventh Amendment’s jurytrial right in civil cases. See Galloway v. United
States, 319 U.S. 372, 392 (1943) (holding that “the
[Seventh] Amendment was designed to preserve the
basic institution of jury trial in only its most
fundamental elements, not the great mass of
procedural forms and details, varying even then so
widely among common-law jurisdictions”). Three
years after Williams, the Court held that the Seventh
Amendment does not require 12-member juries,
concluding that “what was said in Williams with
respect to the criminal jury is equally applicable here:
constitutional history reveals no intention on the part
of the Framers ‘to equate the constitutional and
common-law characteristics of the jury.’” Colgrove,
413 U.S. at 156 (quoting Williams, 399 U.S. at 99).
Thus, as in Williams, the Court concluded that “the
Framers of the Seventh Amendment were concerned
with preserving the right of trial by jury in civil cases
where it existed at common law, rather than the
various incidents of trial by jury.” Id.
Khorrami fails to produce constitutional history
revealing instances where the Framers expressed
concern for the preservation of the traditional number
12. Instead, he relies on the tradition of 12-member
juries in English Common law and assumes that the
13
Framers must have intended to permanently affix the
number at 12. Pet. at 1. Williams rightly rejected this
premise, recognizing that the real issue was not
whether the “usual expectation was that the jury
would consist of 12,” but instead, whether there was
any “indication in ‘the intent of the Framers’ of an
explicit decision to equate the constitutional and
common-law characteristics of the jury.” 399 U.S. at
98-99. Thus, while Khorrami and Amicus cite
quotations from Framers littered with passing
references to 12-member juries, the historical
evidence does not reveal an intent to affix a
constitutional minimum number of jurors at 12. As
Williams explains, and Khorrami does not refute, the
drafting history of the Sixth and Seventh
Amendments more plausibly support the opposite
conclusion—provisions tying the constitutional jury
requirement with common law jury traditions were
eliminated. See id. at 97. And “contemporary
legislative and constitutional provisions indicate that
where Congress wanted to leave no doubt that it was
incorporating existing common-law features of the
jury system, it knew how to use express language to
that effect.” Id.
Unlike the jury-unanimity issue in Ramos, neither
the original public meaning of the jury-trial right nor
this Court’s precedent compels a conclusion that
Williams was wrong when it decided that the Sixth
Amendment does not require 12-member juries.
2. Another obvious distinction between Williams
and Ramos arises from Ramos’s application of stare
decisis to overrule a plurality opinion: Apodaca v.
Oregon, 406 U.S. 404 (1972). See Ramos, 140 S. Ct. at
1410 (Kavanaugh, J., concurring).
14
Apodaca was a badly split decision, in which four
justices concluded that the Sixth Amendment did not
require jury unanimity at all, while the fifth vote in
support of the judgment came from Justice Powell,
who concluded that the Sixth Amendment did require
unanimity; it simply was not a “fundamental” element
of jury trials binding on the States. 406 U.S. at 406;
see also Johnson v. Louisiana, 406 U.S. 366, 369-80
(1972) (Powell, J., concurring in that case and
Apodaca v. Oregon, 406 U.S. 404 (1972)). In Ramos,
three justices agreed that Apodaca supplied no
governing precedent at all. Ramos, 140 S. Ct. at 140204. Justice Thomas cited Apodaca not for its
understood holding, but as one among a list of
precedential
cases
“reaffirm[ing]
the
Sixth
Amendment’s unanimity requirement.” 140 S. Ct. at
1421 (Thomas, J., concurring).
Apodaca’s unusual outcome was a key aspect of
this Court’s decision to overrule it in Ramos. Justice
Gorsuch began the historical analysis by noting that
not only had the Court repeatedly stated that the
Sixth Amendment required unanimity, but that “five
justices in Apodaca said the same.” Ramos, 140 S. Ct.
at 1399. But Justice Powell “refused to follow this
Court’s incorporation precedents,” resulting in a
decision “unmoored from the start.” Id. at 1405; see
also id. at 1409 (Sotomayor, J., concurring)
(emphasizing “Apodaca is a universe of one”).
Apodaca’s analysis was decidedly problematic for
several other reasons. Apodaca devoted a brief
paragraph to conclude it could “perceive no difference
between juries required to act unanimously” and
those that did not, but offered no counter to the
argument that an 11–1 conviction in Oregon could be
a hung jury in any other state. 406 U.S. at 410-11.
15
Apodaca also dismissed the critical observation the
Court made in Williams—that a non-unanimous jury
verdict called into question the State’s burden of
proving an offense beyond a reasonable doubt.
Compare Apodaca, 406 U.S. at 411-12, with Williams,
399 U.S. at 100 n.46.
The racist origins of Louisiana’s and Oregon’s laws
that allowed non-unanimous juries also significantly
contributed to Ramos’ overruling of Apodaca. See
Ramos, 140 S. Ct. at 1405 (“[I]t’s just an implacable
fact that the plurality spent almost no time grappling
with … the racist origins of Louisiana’s and Oregon’s
laws”); id. at 1408 (Sotomayor, J., concurring) (“[T]he
racially biased origins of the Louisiana and Oregon
laws uniquely matter here”); id. at 1417 (Kavanaugh,
J., concurring) (“[S]ignificant to my analysis of this
case, the origins and effects of the non-unanimous
jury rule strongly support overruling Apodaca”).
Here, Williams did not produce a “badly fractured
set of opinions.” Id. at 1397. Justice White’s Sixth
Amendment analysis received five out of eight votes.
See Williams, 399 U.S. at 79, 86; id. at 105 (Burger,
J., concurring); id. at 106 (Black, J., concurring in
part). Justices Harlan, Stewart, and Marshall would
have adhered to Thompson v. Utah, 170 U.S. 343, 349
(1898), which stated that the Sixth Amendment’s
jury-trial right guaranteed exactly “twelve persons,
neither more nor less.” See Williams, 399 U.S. at 117
(Harlan, J., concurring); id. at 143 (Stewart, J.,
concurring) (agreeing with Justice Harlan’s
concurrence); id. at 116-17 (Marshall, J., dissenting in
part). However, Justices Harlan and Stewart
proposed a looser incorporation of the Sixth
Amendment to the States to allow for smaller juries
without reducing the jury size for federal cases. See id.
16
at 117 (Harlan, J., concurring); id. at 143 (Stewart, J.,
concurring) (agreeing with Justice Harlan). Thus, all
but one Justice in Williams agreed that the
Constitution does not require States to provide 12member juries, even when (unlike this case) a
criminal defendant receives a sentence reflecting a
serious offense. 2
Also unlike Apodaca, Williams engaged in an
extensive historical analysis that revealed no agreedupon reason for 12-member juries. See supra, pp. 1013. That analysis led the Court to conclude that
Congress and the States should not have to adhere to
a precise number due to that “historical accident.”
Williams, 399 U.S. at 100-03. And unlike the laws
that allowed non-unanimous juries in Ramos, the six
States here were not driven by racism when they set
jury trials for certain offenses at less than 12 people.
In fact, Arizona and three other States adopted
smaller juries after Williams. See infra, pp. 25-27.
Contrary to Khorrami’s assertion, Pet. at 20,
Williams is on much stronger footing than Apodaca.
Because the decision below correctly resolved the
Ramos/Williams issue, the Court should deny review.
2 Nearly 40 years ago, while amending Federal Rule of Criminal
Procedure 23(b)(3), this Court’s Advisory Committee observed:
“Though the alignment of the Court and especially the separate
opinion by Justice Powell in Apodoca [] makes it at best
uncertain whether less-than-unanimous verdicts would be
constitutionally permissible in federal trials, it hardly follows
that a requirement of unanimity of a group slightly less than 12
is similarly suspect.” Fed. R. Crim. P. 23(b), Advisory Committee
Note to 1983 Amendments; see infra, p. 23.
17
III. The Stare Decisis
Adherence To Williams
Doctrine
Compels
Khorrami also invites the Court to grant certiorari
to overrule Williams, Pet. at 19-27, but the Court
should decline that invitation.
“[E]ven in constitutional cases, a departure from
precedent demands special justification” and requires
“something more than ambiguous historical evidence”
before overruling this Court’s major decisions.
Gamble v. United States, 139 S. Ct. 1960, 1969 (2019)
(cleaned up). The stare decisis doctrine generally
implicates consideration of several factors, including:
“the nature of [the decision’s] error, the quality of the[]
reasoning, the ‘workability’ of the rules [the decision]
imposed on the country, [the decision’s] disruptive
effect on other areas of law,” and the extent of any
“reliance” interests. Dobbs v. Jackson Women’s Health
Organization, 142 S. Ct. 2228, 2265 (2022); see also
Ramos, 140 S. Ct. at 1405 (similar); Janus v.
AFSCME, Council 31, 138 S. Ct. 2448, 2478-79 (2018)
(similar).
These factors weigh strongly in favor of adhering
to Williams.
A. Williams Correctly Held The Sixth
Amendment Does Not Require 12-Member
Juries In The States
“An important factor in determining whether a
precedent should be overruled is the quality of its
reasoning[.]” Janus, 138 S. Ct. at 2479. Williams’
reasoning is sound.
The Sixth Amendment’s text does not contain a 12member jury requirement. U.S. Const. amend. VI.
And the history of the Sixth Amendment, as
18
incorporated by the Fourteenth Amendment, does not
suggest that state criminal juries must be composed
of 12 members. See supra, pp. 10-13. Williams rightly
decided that—in the face of an ambiguous historical
record—the best course of action was to leave
considerations about the proper number of jurors “to
Congress and the States, unrestrained by an
interpretation of the Sixth Amendment that would
forever dictate the precise number that can constitute
a jury.” 399 U.S. at 103.
Williams’ holding comports with the settled
proposition that States should be given flexibility to
administer their criminal justice systems. See Oregon
v. Ice, 555 U.S. 160, 170 (2009) (“Beyond question, the
authority of States over the administration of their
criminal justice systems lies at the core of their
sovereign status.”); Ludwig v. Massachusetts, 427
U.S. 618, 630 (1976) (“The modes of exercising federal
constitutional rights have traditionally been left,
within limits, to state specification.”). Khorrami
emphasizes that some state courts have decided their
state constitutions guarantee 12-member juries. Pet.
at 11-12. But that does not show that Williams was
wrong; that outcome is a logical consequence of
Williams’ holding. In Arizona, Williams has enabled
the people and the Legislature to “reserve[] the
twelve-person jury only for the most serious offenses.”
Soliz, 219 P.3d at 1047, ¶ 7; see also Ariz. Const. art.
II, § 23; A.R.S. § 21-102.
Khorrami asks the Court to revive Thompson, Pet.
at 10, 13-15, but that is asking too much. In
Thompson, the Court failed to consider whether the
Framers intended “every feature of the jury as it
existed at common law—whether incidental or
essential to that institution—[to be] necessarily
19
included in the Constitution wherever that document
referred to a ‘jury.’” Williams, 399 U.S. at 91. Instead,
Thompson simply assumed, without citation to any
authority, that the “wise men who framed the
constitution of the United States and the people who
approved it were of opinion that life and liberty, when
involved in criminal prosecutions, would not be
adequately secured except through the unanimous
verdict of twelve jurors.” 170 U.S. at 353. 3
A clear majority of the Court has already found
Thompson’s reasoning to be flawed. Williams, 399
U.S. at 90-92; id. at 107 (Black, J., concurring in part)
(“The broad implications in early cases indicating that
only a body of 12 members could satisfy the Sixth
Amendment requirement arose in situations where
the issue was not squarely presented and were based,
in my opinion, on an improper interpretation of that
amendment.”).
And
later
cases
reaffirming
Thompson, “often in dictum,” failed to engage in any
meaningful analysis to discern whether the number of
jurors was, in fact, an “essential element” of the jurytrial right. Id. at 91-92 (citing Patton v. United States,
281 U.S. 276, 288 (1930), Rasmussen v. United States,
197 U.S. 516, 519 (1905), and Maxwell v. Dow, 176
U.S. 581, 586 (1900)).
Significantly—20 years after Williams—the Court
expressly overruled Thompson’s Ex Post Facto Clause
analysis because it was inconsistent “with the
understanding of the term ‘ex post facto law’ at the
time the Constitution was adopted.” Collins v.
Youngblood, 497 U.S. 37, 47 (1990). While overruling
3 Because the question before the Court in Thompson could have
been resolved purely on statutory grounds, no Sixth Amendment
analysis was even necessary. Williams, 399 U.S. at 90 & n.26.
20
Thompson, the Court reaffirmed Williams. Id. at 52
n.4 (noting that Thompson’s holding “that the Sixth
Amendment requires a jury panel of 12 persons” is
“obsolete” in light of Williams).
The mere fact that Ramos has now cited Thompson
for a different proposition (that the Sixth Amendment
requires jury unanimity), see Pet. at 8, does not justify
using Thompson to upend decades of precedent that
firmly establishes 12-member juries in criminal cases
are not required in the States. Williams is not
“egregiously wrong,” 4 as Khorrami contends. Pet. at
20.
B. This Court Has Repeatedly Affirmed
Williams Throughout The Past HalfCentury
Khorrami argues that Williams is an outlier, Pet.
at 20, but this Court’s precedent shows the opposite.
Unlike Apodaca, this Court has not been “studiously
ambiguous” or “inconsistent” about what Williams
held. Ramos, 140 S. Ct. at 1399.
In the 52 years since Williams was decided, this
Court has reaffirmed Williams’ holding on several
occasions. See Collins, 497 U.S. at 52 n.4; see also
United States v. Gaudin, 515 U.S. 506, 510 n.2 (1995)
(endorsing Williams’ analysis while emphasizing
jury’s determination of guilt, not the number of jurors,
is an indispensable element of a jury); Burch v.
Louisiana, 441 U.S. 130, 136-37 (1979) (detailing
development of Williams and related cases); Ballew v.
Georgia, 435 U.S. 223 (1978) (expressly reaffirming
Williams while holding constitutional minimum jury
4 Williams is also not “demonstrably incorrect.” See Gamble v.
United States, 139 S. Ct. at 1981 (Thomas, J. concurring).
21
size is six); Ludwig, 427 U.S. at 625-26 (discussing
Williams and upholding constitutionality of
Massachusetts’ two-tiered jury system).
As discussed, supra, pp. 5, 10-13, the Court
followed Williams while interpreting the scope of the
Seventh Amendment’s jury-trial right in Colgrove. See
413 U.S. at 153. Given Colgrove’s heavy reliance on
Williams, overruling Williams would compel
overruling Colgrove, too.
Then in Ballew (five years after Colgrove), the
Court restated Williams’ holding and endorsed it
again: “Rather than requiring 12 members, [] the
Sixth Amendment mandate[s] a jury only of sufficient
size to promote group deliberation, to insulate
members from outside intimidation, and to provide a
representative cross-section of the community.”
Ballew, 435 U.S. at 230 (citing Williams, 399 U.S. at
100). The Court then noted that Williams and
Colgrove “generated a quantity of scholarly work on
jury size.” Id. at 231. But those writings did not “draw
or identify a bright line below which the number of
jurors would not be able to function as required by the
standards announced in Williams.” Id. at 231-32.
However, “they raise[d] significant questions about
the wisdom and constitutionality of a reduction below
six.” Id. at 232. The Court thoroughly examined those
concerns, “reaffirm[ed] [its] holding in Williams,” and
decided the post-Williams studies compelled a
conclusion that “the purpose and functioning of the
jury in a criminal trial is seriously impaired, and to a
constitutional degree, by a reduction in size to below
six members.” Id. at 232-39.
22
Because Williams is consistent with these related
decisions, this stare decisis factor does not support
overruling Williams. See Ramos, 140 S. Ct. at 1405.
C. Williams Has Not Caused Significant
Negative Jurisprudential or Real-World
Consequences
Khorrami contends Williams has caused
jurisprudential difficulties and negative real-world
consequences, Pet. 24-26, but these arguments fail. In
conducting this inquiry, courts “may consider
jurisprudential consequences,” such as “workability,”
“consistency and coherence with other decisions,” and
“the precedent’s real-world effects on the citizenry, not
just its effects on the law and the legal system.”
Ramos, 140 S. Ct. at 1415 (Kavanaugh, J.,
concurring).
As an initial matter, Williams’ holding that 12member juries are not mandated by the Sixth
Amendment is workable, which Khorrami does not
dispute. Williams and its progeny allow states to be
flexible in their criminal jury trials by deciding
whether to empanel 6, 8, or 12 jurors, or some other
number of jurors. Williams’ rule is clear and “can be
understood and applied in a consistent and
predictable manner.” Dobbs, 142 S. Ct. at 2272.
Indeed, both the states and federal courts have
readily adapted to Williams in a manner that leads to
predictable jury sizes. For example, Arizona amended
its state constitution to designate jury sizes in
accordance with the severity of the potential sentence
a defendant faces. Ariz. Const. art. II, § 23 (approved
1972). Statutes and court rules effectuate this
constitutional amendment. A.R.S. § 21-102; Ariz. R.
Crim. P. 18.1(a).
23
Similarly, in 1983, this Court—relying on
Williams—approved Federal Rule of Criminal
Procedure 23(b)(3), which is still on the books and
allows a jury of 11 to return a verdict if there is good
cause to excuse a juror during deliberation. See Fed.
R. Crim. P. 23(b), Advisory Committee Note to 1983
Amendments. The Advisory Committee specifically
stated that “[t]he alignment of the Court and
especially the separate opinion by Justice Powell in
Apodoca [] makes it at best uncertain whether lessthan-unanimous verdicts would be constitutionally
permissible in federal trials,” but “it hardly follows
that a requirement of unanimity of a group slightly
less than 12 is similarly suspect.” Id. Consistent with
Rule 23(b)(3), federal courts have routinely upheld 11person verdicts. See United States v. Paulino, 445 F.3d
211, 225-26 (2d Cir. 2006) (upholding 11-person
verdict under Rule 23(b)(3)); United States v. Hively,
437 F.3d 752, 766-67 (8th Cir. 2006) (same); United
States v. Geffrard, 87 F.3d 448, 450-52 (11th Cir.
1996) (same); United States v. Acker, 52 F.3d 509, 51516 (1995) (same); United States v. Glover, 21 F.3d 133,
135-36 (6th Cir. 1994) (same); United States v.
Egbuniwe, 969 F.2d 757, 760-63 (9th Cir. 1992)
(same); United States v. O’Brien, 898 F.2d 983, 986
(5th Cir. 1990) (same).
Williams also did not create other jurisprudential
difficulties. Khorrami points to Ballew, Pet. at 21-22,
24, but acknowledges that “Ballew declined to
overrule Williams,” id. at 22. The only concern with
Ballew’s approach was that three concurring justices
noted that the validity and methodology of the
statistical studies the Court considered had not been
subjected to the adversarial process, and questioned
the wisdom of relying on them at all. 435 U.S. at 245-
24
46 (Powell, J., concurring). Notably, the same justices
maintained the Sixth Amendment should not have
been fully incorporated anyway. Id.
Further, Khorrami cannot show that Williams has
resulted in other negative real-world consequences.
See Ramos, 140 S. Ct. at 1415 (Kavanaugh, J.,
concurring). The non-unanimous juries permitted by
Apodaca clearly allowed for convictions where juries
in other States would have hung or at least
deliberated more, essentially “sanction[ing] the
conviction at trial or by guilty plea of some defendants
who might not be convicted under the proper
constitutional rule.” Id. at 1417 (Kavanaugh, J.,
concurring). No study was necessary to illustrate that
real-world consequence. Here, Khorrami points to
academic studies, and to Ballew, in an attempt to
show Arizona’s eight-person jury trials must have the
same effect, Pet. at 25-26, but his arguments are
speculative at best.
Khorrami alleges Williams “does real harm to
public perception of the jury as a legitimate,
representative body,” Pet. at 25, but fails to recognize
that it was the Arizona voters who approved the
reduction in jury sizes in 1972. Moreover, Khorrami
relies heavily on Ballew for his representative-body
argument, but that argument ignores Ballew’s
conclusion that a six-member jury was sufficient to be
representative of the community. See Ballew, 435 U.S.
at 239 (“adher[ing] to” and “reaffirm[ing]” its holding
in Williams, and finding “substantial doubt about the
reliability and appropriate representation” only in
“panels smaller than six”) (emphasis added).
In sum, neither jurisprudential nor real-world
consequences exist to support overruling Williams.
25
D. Arizona
And
Five
Other
States’
Significant Reliance Interests Support
Adherence To Williams
Finally, stare decisis counsels against overruling
Williams because doing so would upset significant
reliance interests of Arizona and five other States—
Connecticut, Florida, Indiana, Massachusetts, and
Utah. See Ramos, 140 S.Ct. at 1425-26 (Alito, J.,
dissenting) (reasoning that Apodaca “elicited
enormous and entirely reasonable reliance” where the
decision impacted only two States).
1. Revisiting Williams and imposing a 12-member
jury requirement in every criminal case involving a
serious offense would invalidate state constitutional
provisions in Arizona, Utah, and Connecticut, as well
as the state laws in Florida, Massachusetts, and
Indiana.
To start, Williams upheld Florida’s longestablished six-member jury system used in all noncapital cases. 399 U.S. at 79-80, 86; see Fla. Stat.
§ 913.10; Fla. Const. art. I, § 22 (requiring “number of
jurors, not fewer than six,” to be “fixed by law”).
Meanwhile, Utah has provided criminal juries
composed of less than 12 members in noncapital cases
ever since it was admitted into the Union in 1896. See
Utah Const. art. I, § 10 (“In capital cases the jury shall
consist of twelve persons, and in all other felony cases,
the jury shall consist of no fewer than eight persons.”);
Utah Code § 78B-1-104; Collins, 497 U.S. at 50-51.
Arizona has cemented Williams’ holding into its
state constitution. At statehood, the Arizona
Constitution guaranteed the right to a jury trial and
allowed for juries composed of less than 12 members
only in “courts not of record.” Ariz. Const. art. II, § 23
26
(1912). Just two years after the Court decided
Williams, however, Arizona voters amended this
provision to require 12-member juries only in
“criminal cases in which a sentence of death or
imprisonment for thirty years or more is authorized
by law.” Ariz. Const. art. II, § 23 (1972). “In all other
cases, the number of jurors, not less than six, and the
number required to render a verdict, shall be specified
by law.” Id.; see also A.R.S. § 21-102 (providing for
eight-person juries in all cases except those in which
12 jurors are mandated by article II, § 23).
Three other states—Connecticut, Massachusetts,
and Indiana—which currently allow criminal juries of
less than 12 in non-capital cases, followed a similar
path post-Williams. Two years after Williams,
Connecticut, like Arizona, modified its state
constitution to provide at least a six-member jury in
criminal cases and a 12-member jury in capital cases.
Conn. Const. art. I, § 19 (1972). Six years later,
Massachusetts passed a state law establishing sixmember juries. Mass. Gen. Laws Ch. 218, § 26A
(1978). Indiana modified its state laws not long after
that. Ind. Code § 35-37-1-1 (1981) (exempting certain
crimes from 12-member jury requirement).
The effect that overruling Williams would have in
these six States stands in stark contrast to the effect
of the Court’s jury-unanimity holding in Ramos—
which impacted only two states, Louisiana and
Oregon. See Ramos, 140 S. Ct. at 1407. Even then,
Louisiana had already abolished non-unanimous
verdicts and “Oregon seemed on the verge of doing the
same until the Court intervened.” Id. But the States
here have long relied on Williams. If the Court now
holds the Constitution requires 12-member juries in
all state criminal trials, that holding would eviscerate
27
the constitutional provisions in Arizona, Utah, and
Connecticut, as well as the laws prescribing jury size
in non-capital criminal trials in Florida, Indiana, and
Massachusetts. 5
2. The real-world impact of a departure from
Williams’ holding would also be enormous. Florida,
the third most-populous state in the nation with
roughly 22 million people, has approximately 3,500
criminal cases awaiting finality at any given time.
Florida employs a six-member jury for all non-capital
cases, while Arizona provides 12-member juries to
defendants whose crimes expose them to at least 30
years’ imprisonment. Consequently, Florida could be
forced to retry thousands of non-capital cases
involving serious offenses if the Court were to
overrule Williams.
And hundreds, if not thousands, of other cases in
Arizona,
Utah,
Connecticut,
Indiana,
and
Massachusetts could have to be retried. The Court’s
opinion in Ramos compelled retrial only in Louisiana
and Oregon, and only in those cases where a jury was
non-unanimous—a potentially small subset of all nonfinal convictions in those States. See Brief of Amicus
Curiae State of Oregon in Support of Respondent at
12, Ramos v. Louisiana (No. 18-5924), 2019 WL
4013302 (estimating several hundred to more than
one thousand pending cases affected in Oregon); Brief
of Respondent at 39, Ramos v. Louisiana (No. 185924), 2019 WL 3942901 (noting that offenses
committed after January 1, 2019 required unanimous
juries in Louisiana, but offering no estimate of nonunanimous jury cases before that date still pending).
5 Overruling Williams would also necessitate revision of Federal
Rule of Criminal Procedure 23(b).
28
Establishing a new floor for the constitutionallypermissible jury size, however, would have a drastic
impact on non-final convictions in six States here.
These substantial reliance interests further weigh
against overruling Williams.
IV. Khorrami’s Other Fourteenth Amendment
Arguments Do Not Warrant Review
Finally, Khorrami argues this Court should grant
certiorari to recognize a right to a 12-member jury
under the Privileges or Immunities Clause. Pet. at 18.
This argument is not meritorious.
The Court has narrowly applied the Privileges or
Immunities Clause of the Fourteenth Amendment to
“protect[] only those rights ‘which owe their existence
to the Federal government, its National character, its
Constitution, or its laws.’” McDonald v. City of
Chicago, Ill., 561 U.S. 742, 754 (2010) (quoting
Slaughter-House Cases, 16 Wall. 36, 79 (1873)). Under
that narrow reading, “other fundamental rights—
rights that predated the creation of the Federal
Government and that ‘the State governments were
created to establish and secure’—[are] not protected
by the Clause.” Id. at 755. Khorrami makes no
attempt to explain how any purported right to a 12member jury owes its existence to the Federal
government and is thus binding on the States under
the Court’s current interpretation of the Privileges or
Immunities Clause.
Instead, Khorrami relies exclusively on Justice
Thomas’s concurring opinion in Ramos, which
advocated incorporation of the jury-unanimity right
via the Privileges or Immunities Clause. Pet. at 18.
Khorrami does not explain, however, why the Court
29
should use this case as a vehicle to (1) overrule the
Court’s long-standing interpretation of the Privileges
or Immunities Clause, (2) hold that the Privileges or
Immunities Clause extends to unenumerated rights,
and (3) explain how to identify those unenumerated
rights. See Dobbs, 142 S. Ct. at 2302 (Thomas, J.,
concurring). “[E]ven if the Clause does protect
unenumerated rights,” Williams and its progeny have
already firmly established that a 12-member jury “is
not one of them under any plausible interpretive
approach.” See id.
Moreover, reframing Khorrami’s argument under
the Due Process Clause does not make the argument
any more compelling. See Ramos, 140 S.Ct. at 1424
(Thomas, J., concurring in judgment) (stating the
Court’s narrow construction of the Privileges or
Immunities Clause “has made the Due Process Clause
serve the function that the Privileges or Immunities
Clause should serve”). Khorrami acknowledges that
Williams already rejected a 12-member jury
requirement under the Due Process Clause. Pet. at 18.
And “beyond the specific guarantees enumerated in
the Bill of Rights, the Due Process Clause has limited
operation.” Dowling v. United States, 493 U.S. 342,
352 (1990).
The Court’s decisions rightly allow States to retain
flexibility in determining whether to empanel a jury
of six or more in their criminal cases. Ballew, 435 U.S.
at 232-39; Williams, 399 U.S. at 103. This settled rule
does not violate the core value of “fundamental
fairness” that is “embodied in the Due Process
Clause.” In Re Winship, 397 U.S. 358, 369 (1970)
(Harlan, J., concurring). Finding otherwise now—
after endorsing the rule for over five decades—would
lead to an erroneous expansion of the Bill of Rights’
30
“constitutional guarantees under the open-ended
rubric of the Due Process Clause.” Medina v.
California, 505 U.S. 437, 443 (1992). The Court should
not “invite[] undue interference with both considered
legislative judgments and the careful balance that the
Constitution strikes between liberty and order.” Id.
CONCLUSION
The petition for writ of certiorari should be denied.
August 10, 2022
MARK BRNOVICH
Attorney General
JOSEPH A. KANEFIELD
Chief Deputy and
Chief of Staff
BRUNN W. ROYSDEN, III
Solicitor General
Respectfully submitted,
LINLEY WILSON
Deputy Solicitor
General/Section Chief
of Criminal Appeals
Counsel of Record
KAREN MOODY
CASEY D. BALL
Assistant Attorneys
General
OFFICE OF THE ARIZONA
ATTORNEY GENERAL
2005 N. Central Ave.
Phoenix, AZ 85004
(602) 542-8584
Linley.Wilson@azag.gov
Counsel for Respondent
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