Amicus Curiae Brief — Erik Egbert, Petitioner v. Robert Boule
Supreme Court briefJan 26, 2022
Ask Donna
What actually matters in this document.
Text
No. 21-147
IN THE
Supreme Court of the United States
___________
ERIK EGBERT,
v.
ROBERT BOULE,
___________
Petitioner,
Respondent.
On Writ of Certiorari to the
United States Court of Appeals for the Ninth Circuit
___________
BRIEF OF CONSTITUTIONAL
ACCOUNTABILITY CENTER AS AMICUS
CURIAE IN SUPPORT OF RESPONDENT
___________
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
DAVID H. GANS
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW
Suite 501
Washington, D.C. 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amicus Curiae
January 26, 2022
* Counsel of Record
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES .................................
iii
INTEREST OF AMICUS CURIAE ......................
1
INTRODUCTION AND SUMMARY OF
ARGUMENT ......................................................
1
ARGUMENT .........................................................
6
I. The Text and History of Article III Give the
Federal Courts Broad Judicial Power to
Protect Constitutional Rights and Prevent
Abuse of Power by the Government .............
6
II. The Framers Wrote Article III to Ensure
that Where There Is a Legal Right, There
Is a Legal Remedy for Infringement of that
Right .............................................................
10
III. The Framers of the Fourth Amendment
Viewed Civil Damage Suits Against
Government Officers as a Critical Bulwark
Against Government Overreach ..................
13
IV. Courts in the Founding Generation
Vindicated Fundamental Rights by
Granting Damages Remedies in Common
Law Tort Suits..............................................
19
V. A Bivens Action Is Appropriate Where
Federal Law Enforcement Officers Violate
Constiutional Rights ....................................
22
CONCLUSION ....................................................
27
(i)
ii
TABLE OF AUTHORITIES
Cases
Page(s)
Bates v. Clark,
95 U.S. 204 (1877) .....................................
22
Bauduc’s Syndic v. Nicholson,
2 La. 200 (1831) .........................................
22
Belknap v. Schild,
161 U.S. 10 (1896) .....................................
22
Bivens v. Six Unknown Named Agents of
Fed. Bureau of Narcotics,
403 U.S. 388 (1971) ................................ passim
Boyd v. United States,
116 U.S. 616 (1886) ................................... 14, 16
Bush v. Lucas,
462 U.S. 367 (1983) ...................................
25
Butz v. Economou,
438 U.S. 478 (1978) ...................................
22
Carpenter v. United States,
138 S. Ct. 2206 (2018) ...............................
13
Cohens v. Virginia,
19 U.S. (6 Wheat.) 264 (1821) ...................
6
Corr. Servs. Corp. v. Malesko,
534 U.S. 61 (2001) .....................................
5
Entick v. Carrington,
19 How. St. Tr. 1029 (C.P. 1765) .............. 14, 15
Franklin v. Gwinnett Cty. Pub. Sch.,
503 U.S. 60 (1992) ..................................... 12, 13
iii
TABLE OF AUTHORITIES – cont’d
Page(s)
Hartmann v. Moore,
547 U.S. 250 (2006) ...................................
26
Hernandez v. Mesa,
140 S. Ct. 735 (2020) ................................. 25, 26
Hirsch v. Rand,
39 Cal. 315 (1870) .....................................
22
Huckle v. Money,
95 Eng. Rep. 768 (K.B. 1763) .................... 14, 15
Hui v. Castenada,
559 U.S. 799 (2010) ...................................
24
Imlay v. Sands,
1 Cai. R. 566 (N.Y. Sup. Ct. 1804) ............
21
Jesner v. Arab Bank, PLC,
138 S. Ct. 1386 (2018) ...............................
25
Kendall v. United States ex rel. Stokes,
37 U.S. (12 Pet.) 524 (1838) ......................
13
Leach v. Money,
19 How. St. Tr. 1001 (K.B. 1765) ..............
14
Little v. Barreme,
6 U.S. (2 Cranch) 170 (1804) ....................
20
Marbury v. Madison,
5 U.S. (1 Cranch) 137 (1803) .................... 4, 12
Martin v. Hunter’s Lessee,
14 U.S. (1 Wheat.) 304 (1816) ...................
13
Maryland v. King,
569 U.S. 435 (2013) ...................................
16
iv
TABLE OF AUTHORITIES – cont’d
Page(s)
Merriam v. Mitchell,
13 Me. 439 (1836) ......................................
22
Minneci v. Pollard,
565 U.S. 118 (2012) ...................................
24
Mitchell v. Harmony,
54 U.S. (13 How.) 115 (1852) ....................
21
Phila. Co. v. Stimson,
223 U.S. 605 (1912) ...................................
22
Riley v. California,
573 U.S. 373 (2014) ...................................
13
Spokeo, Inc. v. Robins,
136 S. Ct. 1540 (2016) ...............................
11
Stanford v. Texas,
379 U.S. 476 (1965) ...................................
14
Tanzin v. Tanvir,
141 S. Ct. 486 (2020) ......................... 3, 5, 19, 20
Transunion LLC v. Ramirez,
141 S. Ct. 2190 (2021) ...............................
11
United States v. Haymond,
139 S. Ct. 2369 (2019) ...............................
17
United States v. Lee,
106 U.S. 196 (1882) ................................... 2, 22
Wilkes v. Wood,
19 How. St. Tr. 1153 (C.P. 1763) .............. 14, 15
Wilson v. McKenzie,
7 Hill 95 (N.Y. Sup. Ct. 1845) ...................
21
v
TABLE OF AUTHORITIES – cont’d
Page(s)
Wise v. Withers,
7 U.S. (3 Cranch) 331 (1806) .................... 20, 21
Ziglar v. Abbasi,
137 S. Ct. 1843 (2017) ........................... 5, 25, 26
Statutes and Constitutional Provisions
Del. Const. of 1792, art. I, § 9 ......................
12
Ky. Const. of 1792, art. XII, § 13 .................
12
Mass. Const. of 1780, art. XI .......................
11
Md. Const. of 1776, art. XVII .......................
12
N.H. Const. of 1784, art. XIV .......................
12
Pa. Const. of 1790, art. IX, § 11 ...................
12
Tenn. Const. of 1796, art. XI, § 17 ...............
12
28 U.S.C. § 2679(b) .......................................
24
U.S. Const. art. III, § 2, cl. 1. .......................
6
Vt. Const. of 1786, ch. 1, para. 4 ..................
12
Books, Articles, and Other Authorities
Akhil Reed Amar, Fourth Amendment
First Principles, 107 Harv. L. Rev. 757
(1994) ......................................................... 4, 15
Akhil Reed Amar, Of Sovereignty and
Federalism, 96 Yale L.J. 1425 (1987) .......
6
vi
TABLE OF AUTHORITIES – cont’d
Page(s)
1 Annals of Cong. (1789) (Joseph Gales ed.,
1834) .......................................................... 9, 18
3 William Blackstone, Commentaries on
the Laws of England (1768) .................. 4, 11, 12
3 The Complete Anti-Federalist (Herbert J.
Storing ed., 1981) ......................................
18
4 The Complete Anti-Federalist (Herbert J.
Storing ed., 1981) ......................................
18
5 The Complete Anti-Federalist (Herbert J.
Storing ed., 1981) ...................................... 5, 17
William J. Cuddihy, The Fourth
Amendment: Origins and Original
Meaning 602–1791 (2009) ......................... 16, 17
2 The Debates in the Several State
Conventions on the Adoption of the
Federal Constitution (Jonathan Elliot ed.,
1836) ..........................................................
3
3 The Debates in the Several State
Conventions on the Adoption of the
Federal Constitution (Jonathan Elliot ed.,
1836) ....................................................... passim
4 The Debates in the Several State
Conventions on the Adoption of the
Federal Constitution (Jonathan Elliot ed.,
1836) .......................................................
7
Essays by A Farmer (I), Baltimore Md.
Gazette, Feb. 15, 1788 .............................. 4, 17
vii
TABLE OF AUTHORITIES – cont’d
Page(s)
Essays by Hampden, Mass. Centinel, Feb.
2, 1788 .......................................................
18
Essay of A Democratic Federalist, Penn.
Herald, Oct. 17, 1787 ................................
18
Richard H. Fallon, Jr., Bidding Farewell to
Constitutional Torts, 107 Cal. L. Rev. 933
(2019) ......................................................... 5, 10
The Federalist No. 22 (Alexander
Hamilton) (Clinton Rossiter ed., 1961) ....
7
The Federalist No. 43 (James Madison)
(Clinton Rossiter ed., 1961) ......................
10
The Federalist No. 78 (Alexander
Hamilton) (Clinton Rossiter ed., 1961) ....
3, 7
The Federalist No. 80 (Alexander
Hamilton) (Clinton Rossiter ed., 1961) ....
7
Henry Friendly, In Praise of Erie—And the
New Federal Common Law, 39 N.Y.U. L.
Rev. 383 (1964) ..........................................
24
Andrew Kent, Lessons for Bivens and
Qualified Immunity Debates From
Nineteenth Century Litigation Against
Federal Officers, 96 Notre Dame L. Rev.
1755 (2021) ................................................
10
Letter from Clarendon to W. Pym (Jan. 27,
1766) ...........................................................
17
viii
TABLE OF AUTHORITIES – cont’d
Page(s)
Luther Martin, The Genuine Information,
Delivered to the Legislature of the
State of Maryland, Relative to the
Proceedings of the General Convention
(Nov. 29, 1787) .......................................... 7, 17
Hon. M. Blane Michael, Reading the
Fourth Amendment: Guidance from the
Mischief That Gave It Birth, 85 N.Y.U. L.
Rev. 905 (2010) .......................................... 15, 16
1 Papers of John Adams (R. Taylor ed.,
1977) ..........................................................
18
James E. Pfander & Jonathan L. Hunt,
Public Wrongs and Private Bills:
Indemnification and Government
Accountability in the Early Republic, 85
N.Y.U. L. Rev. 1862 (2010) .......................
19
Stephen E. Sachs, Constitutional
Backdrops, 80 Geo. Wash. L. Rev. 1813
(2012) .........................................................
2
2 Joseph Story, Commentaries on the
Constitution of the United States (3d ed.
1858) ..........................................................
2
3 Joseph Story, Commentaries on the
Constitution of the United States (1833) ..
18
George C. Thomas III, Stumbling Toward
History: The Framers’ Search and
Seizure World, 43 Tex. Tech. L. Rev. 199
(2010) .........................................................
15
ix
TABLE OF AUTHORITIES – cont’d
Page(s)
Stephen I. Vladeck, The Disingenuous
Demise and Death of Bivens, 2019-2020
Cato Sup. Ct. Rev. 263 (2020)...................
20
Ann Woolhandler, Patterns of Official
Immunity and Accountability,
37 Case. W. Res. L. Rev. 396 (1987) .........
19
1
INTEREST OF AMICUS CURIAE1
Constitutional Accountability Center (CAC) is a
think tank, public interest law firm, and action center
dedicated to fulfilling the progressive promise of the
Constitution’s text and history. CAC works in our
courts, through our government, and with legal scholars to improve understanding of the Constitution and
preserve the rights and freedoms it guarantees. CAC
has a strong interest in ensuring meaningful access to
the courts, in accordance with constitutional text and
history, and accordingly has an interest in this case.
INTRODUCTION AND
SUMMARY OF ARGUMENT
Robert Boule owns, operates, and resides in a small
bed-and-breakfast in Blaine, Washington. In March
2014, Erik Egbert, a U.S. Border Patrol agent, entered
Boule’s property without a warrant to investigate a
guest staying at Boule’s establishment. After entering
the property, Egbert assaulted Boule, causing him to
sustain back injuries requiring medical attention. After Boule complained about Egbert’s abuse of power,
Egbert retaliated against Boule by causing the Internal Revenue Service and other federal and state agencies to open investigations into Boule. Although none
of these investigations uncovered any wrongdoing by
Boule, they did require Boule to expend money to defend himself and his business.
1 The parties have consented to the filing of this brief.
Under
Rule 37.6 of the Rules of this Court, amicus states that no counsel
for a party authored this brief in whole or in part, and no counsel
or party made a monetary contribution intended to fund the
preparation or submission of this brief. No person other than
amicus or its counsel made a monetary contribution to its preparation or submission.
2
The question in this case is whether Boule can sue
for money damages to redress this abuse of authority
by a federal law enforcement officer who was acting
under color of law. The Constitution’s text and history
make plain that he can because individuals can sue in
a court of law to hold federal officers accountable for
violating constitutionally guaranteed rights. Indeed,
suits such as this one, cognizable under Bivens v. Six
Unknown Named Agents of Federal Bureau of Narcotics, 403 U.S. 388 (1971), are an indispensable mechanism for ensuring that the federal government abides
by constitutional limits on its authority.
The Constitution’s text explicitly safeguards fundamental rights, but says little about the legal remedies
available for the violation of those rights. That reflects
the fact that the Constitution was “layered on top” of a
“common law tradition” designed to hold government
officers accountable for committing legal wrongs. Stephen E. Sachs, Constitutional Backdrops, 80 Geo.
Wash. L. Rev. 1813, 1822 (2012). The legal backdrop
against which the Constitution was drafted, debated,
and ratified ensures that “[n]o man in this country is
so high that he is above the law. No officer of the law
may set that law at defiance with impunity. All the
officers of the government, from the highest to the lowest, are creatures of the law and are bound to obey it.”
United States v. Lee, 106 U.S. 196, 220 (1882). Because the Constitution was drafted against this background common law principle of officer accountability,
officers “are amenable for their injurious acts to the
judicial tribunals of the country, at the suit of the oppressed.” 2 Joseph Story, Commentaries on the Constitution § 1676, at 508 (3d ed. 1858).
Egbert urges that, as a matter of separation of powers, he may not be sued for violating Boule’s constitutional rights unless Congress “engage[s] in the
3
quintessentially legislative task of creating damages
actions.” Pet. Br. 2. But that ignores the constitutional backdrop that has made suits for damages
against federal officers a fundamental part of “our constitutional system since the dawn of the Republic.”
Tanzin v. Tanvir, 141 S. Ct. 486, 493 (2020). When
courts entertain damages suits against federal officers
who have allegedly violated the Constitution, they are
not arrogating Congress’s power; they are simply ensuring redress for abuse of authority by federal officers
in the manner contemplated by the Constitution.
Three precepts firmly embedded in the Constitution’s text and history strongly support permitting an
action under Bivens here. First, when the Framers
wrote our Founding charter more than two centuries
ago, they gave the federal judiciary a critical role to
play in our system of separation of powers. They
drafted Article III to establish a federal judiciary with
broad power to enforce the Constitution’s limitations
on the power of government in cases and controversies
that come before the courts. Article III courts thus perform an essential checking function on the political
branches of government, ensuring fidelity to the Constitution’s structure and its guarantee of individual
rights. The Framers understood that constitutional
“[l]imitations . . . can be preserved in practice no other
way than through the medium of courts of justice,
whose duty it must be to declare all acts contrary to
the manifest tenor of the Constitution void. Without
this, all the reservations of particular rights or privileges would amount to nothing.” The Federalist No.
78, at 466 (Alexander Hamilton) (Clinton Rossiter ed.,
1961). In the Framers’ constitutional design, when
other branches transgress the Constitution’s limits,
“the judicial department is a constitutional check.” 2
The Debates in the Several State Conventions on the
4
Adoption of the Federal Constitution 196 (Jonathan Elliot ed., 1836) [hereinafter Elliot’s Debates]. Bivens enforces this structural constitutional principle.
Second, and related to the first, the Framers wrote
Article III to ensure that where there is a legal right,
there is also a legal remedy for violation of that right.
The Framers wrote the Constitution against the backdrop of English common law traditions, and they understood that legal rights were meaningless without
the ability to go to court to obtain a remedy when those
rights were violated. As this Court recognized in Marbury v. Madison, 5 U.S. (1 Cranch) 137 (1803), “it is a
general and indisputable rule, that where there is a
legal right, there is also a legal remedy by suit or action at law, whenever that right is invaded.” Id. at 163
(quoting 3 William Blackstone, Commentaries on the
Laws of England *23 (1768)). Marbury affirmed that
“[t]he very essence of civil liberty certainly consists in
the right of every individual to claim the protection of
the laws, whenever he receives an injury.” Id.
Third, these fundamental rule-of-law principles
have deep roots not only in the text and history of Article III, but also in the history of the Fourth Amendment. “All the major English cases that inspired the
Fourth Amendment were civil jury actions” in which
juries awarded damages to prevent abuse of power by
British law enforcement officers. Akhil Reed Amar,
Fourth Amendment First Principles, 107 Harv. L. Rev.
757, 775 (1994). The Founding generation that added
the Bill of Rights to the Constitution viewed suits for
damages as a critical bulwark against abuse of power
by federal officers. As one Anti-Federalist essayist
made the point, “no remedy has been yet found equal
to the task of deter[r]ing and curbing the insolence of
office, but a jury—It has become an invariable maxim
of English juries, to give ruinous damages whenever
5
an officer has deviated from the rigid letter of the law,
or been guilty of any unnecessary act of insolence or
oppression . . . .” Essays by A Farmer (I), Baltimore
Md. Gazette, Feb. 15, 1788, reprinted in 5 The Complete Anti-Federalist 14 (Herbert J. Storing ed., 1981).
Thus, the Founding generation adopted the Fourth
Amendment against the backdrop of “a going regime
of common law and equitable remedies through which
government officials could be held accountable for unlawful conduct, including constitutional violations.”
Richard H. Fallon, Jr., Bidding Farewell to Constitutional Torts, 107 Cal. L. Rev. 933, 942 (2019).
Consistent with each of these deeply embedded
principles, this Court in Bivens held that “damages
may be obtained for injuries consequent upon a violation of the Fourth Amendment by federal officials,”
recognizing that “damages have been regarded as the
ordinary remedy for an invasion of personal interests
in liberty.” Bivens, 403 U.S. at 395. Bivens “vindicate[s] the Constitution by allowing some redress for
injuries, and it provides instruction and guidance to
federal law enforcement officers going forward.”
Ziglar v. Abbasi, 137 S. Ct. 1843, 1856-57 (2017).
Thus, “[t]he settled law of Bivens” is “a fixed principle
in the law.” Id. at 1857. While this Court has been
reluctant to extend Bivens to “any new context or new
category of defendants,” id. (quoting Corr. Servs. Corp.
v. Malesko, 534 U.S. 61, 68 (2001)), this case, like
Bivens itself, involves the historic remedy for violation
of constitutional guarantees by law enforcement officials—the civil damages remedy affirmed by the
Founding generation and applied by the courts
throughout our history. As history teaches, in this context, “it is damages or nothing.” Bivens, 403 U.S. at
410 (Harlan, J., concurring in the judgment); Tanzin,
141 S. Ct. at 492 (noting the damages may sometimes
6
be “the only form of relief” that can remedy violations
of federal law). The court below was correct to let
Boule’s suit go forward, and its judgment should be affirmed.
ARGUMENT
I. The Text and History of Article III Give the
Federal Courts Broad Judicial Power to Protect Constitutional Rights and Prevent Abuse
of Power by the Government.
Article III of the Constitution broadly extends the
“judicial Power” to nine categories of cases and controversies, including “all Cases, in Law and Equity, arising under this Constitution, the Laws of the United
States, and Treaties made, or which shall be made, under their Authority.” U.S. Const. art. III, § 2, cl. 1. Article III’s plain language empowers the “judicial department” to “decide all cases of every description,
arising under the constitution or laws of the United
States,” extending to the federal courts the obligation
“of deciding every judicial question which grows out of
the constitution and laws.” Cohens v. Virginia, 19 U.S.
(6 Wheat.) 264, 382, 384 (1821).
The Constitution’s sweeping grant of judicial power
to the newly created federal courts was a direct response to one of the infirmities of the Articles of Confederation, which established a single branch of the
federal government and no independent court system.
See Akhil Reed Amar, Of Sovereignty and Federalism,
96 Yale L.J. 1425, 1443 (1987) (explaining that Confederation courts were “pitiful creatures of Congress,
dependent on its pleasure for their place, tenure, salary, and power”). Under the dysfunctional Articles of
Confederation government, individuals could not go to
court to enforce federal legal protections, prompting
Alexander Hamilton to observe that “[l]aws are a dead
7
letter without courts to expound and define their true
meaning and operation.” The Federalist No. 22, supra,
at 150.
The Framers recognized that “there ought always
. . . be a constitutional method of giving efficacy to constitutional provisions. What, for instance, would avail
restrictions on the authority of the State legislatures,
without some constitutional mode of enforcing the observance of them? . . . No man of sense will believe
that such prohibitions would be scrupulously regarded
without some effectual power in the government to restrain or correct the infractions of them.” The Federalist No. 80, supra, at 475-76 (Alexander Hamilton).
At the Philadelphia Convention, the Framers extensively debated different possible means to ensure
compliance with the Constitution. As the Convention
unfolded, the Framers chose judicial review as a critical constitutional check designed to preserve liberty
and ensure constitutional accountability. While the
judiciary would not have “the sword or the purse,” The
Federalist No. 78, supra, at 465 (Alexander Hamilton),
it would have broad powers to enforce constitutional
limitations and maintain the rule of law in adjudicating cases and controversies.
Over the course of the Convention, the Framers expanded the jurisdiction of the federal courts to ensure
that the Article III judiciary would be “competent to
the decision of any question arising out of the Constitution,” 4 Elliot’s Debates at 156, and federal laws, giving the federal courts the power to decide “all questions arising upon their construction, and in a judicial
manner to carry those laws into execution,” Luther
Martin, The Genuine Information, Delivered to the
Legislature of the State of Maryland, Relative to the
Proceedings of the General Convention (Nov. 29, 1787),
reprinted in 3 Farrand’s Records at 220.
8
In the ensuing debates over ratification of the Constitution, Federalists and Anti-Federalists alike
agreed that Article III gave the federal courts broad
powers to enforce the Constitution’s limits on the
power of government. In the state ratifying conventions, supporters of the Constitution repeatedly argued that the judicial branch would provide a critical
check on the political branches, guaranteeing individual rights and ensuring compliance with the Constitution’s structure.
In the Virginia ratifying convention, John Marshall argued, “[t]o what quarter will you look for protection from an infringement on the Constitution, if
you will not give the power to the judiciary? There is
no other body that can afford such a protection.” 3 Elliot’s Debates at 554. James Madison explained the
Constitution’s “new policy” of submitting constitutional questions to the “judiciary of the United States”:
“[t]hat causes of a federal nature will arise, will be obvious to every gentleman who will recollect that the
states are laid under restrictions, and that the rights
of the Union are secured by these restrictions.” Id. at
532. In the North Carolina ratifying convention, Richard Dobbs Spaight insisted that “if any man is injured
by an officer of the United States, he could get redress
by a court of law.” 4 id. at 37.
Anti-Federalists complained bitterly about Article
III’s broad sweep, insisting that “[t]he jurisdiction of
all cases arising under the Constitution and the laws
of the Union is of stupendous magnitude.” 3 id. at 565.
But these arguments did not carry the day. Rejecting
Anti-Federalist claims that the breadth of judicial
power conferred in Article III was too sweeping, the
American people ratified the Constitution, giving the
newly created federal courts broad judicial power to
ensure that “the Constitution should be carried into
9
effect, that the laws should be executed, justice equally
done to all the community, and treaties observed.” 4
id. at 160. The American people recognized that
“[t]hese ends can only be accomplished by a general,
paramount judiciary.” Id.
In 1789, when the Bill of Rights was added to the
Constitution, the Framers reaffirmed the role of the
federal courts in ensuring that the government would
respect constitutional limitations. Introducing the Bill
of Rights in Congress, James Madison observed that if
it were “incorporated into the constitution, independent tribunals of justice will consider themselves in a
peculiar manner the guardians of those rights.” 1 Annals of Cong. 457 (1789) (Joseph Gales ed., 1834).
“[T]hey will be an impenetrable bulwark against every
assumption of power in the legislative or executive,” he
went on, and “they will be naturally led to resist every
encroachment upon rights expressly stipulated for in
the constitution by the declaration of rights.” Id.
Just as Madison had recognized that “causes of a
federal nature” will arise under those provisions of the
Constitution in which “states are laid under restrictions,” 3 Elliot’s Debates at 532, Madison insisted
that the federal courts would have the obligation to enforce the rights laid out in the Bill of Rights in cases
that came before them. Judicial review was the key to
ensuring that the guarantees of the Bill of Rights were
not “paper barriers . . . too weak to be worthy of attention,” but rather real, enforceable limits on the power
of the federal government that would operate “against
the majority in favor of the minority.” 1 Annals of
Cong. 455, 454 (1789).
In creating an independent federal judiciary with
the power to enforce constitutional limitations and
maintain the rule of law, the Framers incorporated
long established common law principles that allowed
10
courts to vindicate individual rights and enforce the
rule of law, as the next Section discusses.
II. The Framers Wrote Article III to Ensure that
Where There Is a Legal Right, There Is a Legal Remedy for Infringement of that Right.
The Constitution was written, debated, and ratified
against a legal backdrop that ensured that federal officers could be held accountable for violating constitutionally guaranteed rights. See Andrew Kent, Lessons
for Bivens and Qualified Immunity Debates From
Nineteenth-Century Damages Litigation Against Federal Officers, 96 Notre Dame L. Rev. 1755, 1758 (2021)
(“[T]he Framers and ratifiers of the Constitution in
1787–88 expected that common law or general law
would supply forms of action to contest many kinds of
misconduct by federal officers.”); Fallon, supra, at 94243 (“When harmed by official misconduct at the dawn
of constitutional history, aggrieved parties could normally seek redress by invoking forms of action available at common law and in equity that included suits
against governmental officials under ordinary tort
law.”). The Framers, who recognized that legal rights
are meaningless if individuals lack the ability to go to
court to obtain a remedy when a right is violated,
wrote Article III to ensure that such legal remedies
would be available under the new constitutional structure they were creating.
Steeped in the writings of Sir William Blackstone,
the Framers understood that rights and remedies
must go hand in hand if courts are to play their essential role in the Constitution’s system of separation of
powers: expounding the law and vindicating individual liberty. See The Federalist No. 43, supra, at 274
(James Madison) (“[A] right implies a remedy.”). As
Blackstone had written, it was a “general and indisputable rule, that where there is a legal right, there is
11
also a legal remedy, by suit or action at law, whenever
that right is invaded.” 3 William Blackstone, Commentaries on the Laws of England *23 (1768). “[I]n
vain would rights be declared, in vain directed to be
observed,” Blackstone explained, “if there were no
method of recovering and asserting those rights, when
wrongfully withheld or invaded. This is what we mean
properly, when we speak of the protection of the law.”
1 id. at 56; see Spokeo, Inc. v. Robins, 136 S. Ct. 1540,
1551 (2016) (Thomas, J., concurring) (“Historically,
common-law courts possessed broad power to adjudicate suits involving the alleged violation of private
rights, even when plaintiffs alleged only the violation
of those rights and nothing more.”); Transunion LLC
v. Ramirez, 141 S. Ct. 2190, 2218 (2021) (Thomas, J.,
dissenting) (observing that “[t]he principle that the violation of an individual right gives rise to an actionable harm was widespread at the founding”).
These fundamental rule-of-law values were affirmed by a number of Founding-era state constitutions, which explicitly guaranteed redress for violations of legal rights. For example, the Massachusetts
Constitution of 1780 provided that “[e]very subject . . . ought to find a certain remedy, by having recourse to the laws, for all injuries or wrongs which he
may receive in his person, property, or character.”
Mass. Const. of 1780, art. XI. It then further elaborated on that principle, providing that “[h]e ought to
obtain right and justice freely, and without being
obliged to purchase it; completely, and without any denial; promptly, and without delay, conformably to the
laws.” Id. Other state constitutions used similar formulations to protect the right of individuals to seek redress in the courts for violations of their legal rights.
See, e.g., Md. Const. of 1776, art. XVII; N.H. Const. of
1784, art. XIV; Vt. Const. of 1786, ch. 1, para. 4; Pa.
12
Const. of 1790, art. IX, § 11; Del. Const. of 1792, art. I,
§ 9; Ky. Const. of 1792, art. XII, § 13; Tenn. Const. of
1796, art. XI, § 17.
In Marbury v. Madison, Chief Justice Marshall recognized that the U.S. Constitution secured these fundamental rule-of-law principles. As he explained it,
under Article III, the “province of the court is, solely,
to decide on the rights of individuals,” and he invoked
Blackstone’s discussion of common law principles that
ensure that “‘every right, when withheld, must have a
remedy, and every injury its proper redress.’” Marbury, 5 U.S. at 170, 163 (quoting 3 Blackstone, supra,
at *109). As Marbury observed, a broad understanding of the individual’s right to go to court to redress
violations of personal rights was necessary to ensure
“[t]he very essence of civil liberty”—“the right of every
individual to claim the protection of the laws, whenever he receives an injury”—and ensure our Constitution’s promise of a “government of laws, and not of
men.” Id. at 163.
“From the earliest years of the Republic, the Court
has recognized the power of the Judiciary to award appropriate remedies to redress injuries actionable in
federal court,” Franklin v. Gwinnett Cty. Pub. Sch.,
503 U.S. 60, 66 (1992), beginning with Marbury. In
Marbury, it did not matter that federal law did not
grant an express right of action to Marbury, or even
that “the mandamus, now moved for, is not for the performance of an act expressly enjoined by statute.” 5
U.S. at 172. Because the refusal to deliver the commission violated his individual right to the office, Marbury had “a right to resort to the laws of his country
for a remedy.” Id. at 166; id. at 165 (explaining that
such suits are “examinable in a court of justice”). For
more than two centuries, the “historic judicial authority to award appropriate relief . . . has been thought
13
necessary to provide an important safeguard against
abuses of legislative and executive power . . . as well
as to ensure an independent Judiciary.” Franklin, 503
U.S. at 74; see Martin v. Hunter’s Lessee, 14 U.S. (1
Wheat.) 304, 350 (1816) (rejecting a construction of Article III that “would, in many cases,” result in “rights
without corresponding remedies”); Kendall v. United
States ex rel. Stokes, 37 U.S. (12 Pet.) 524, 624 (1838)
(explaining that it would be a “monstrous absurdity in
a well organized government, that there should be no
remedy, although a clear and undeniable right should
be shown to exist”).
The Framers’ linkage of rights and remedies is evident not only in Article III, but also in the text and
history of the Fourth Amendment. As the next Section
shows, the Founding generation enshrined in the Constitution a broad guarantee of freedom from unreasonable searches and seizures against the backdrop of
landmark English cases in which juries awarded damages in civil suits to check abuse of authority by the
Crown. The historical record makes clear that the
Founding generation viewed civil damage suits
against federal law enforcement officers as essential to
checking abuses of power.
III. The Framers of the Fourth Amendment
Viewed Civil Damage Suits Against Government Officers as a Critical Bulwark Against
Government Overreach.
The Founding generation “crafted the Fourth
Amendment as a ‘response to the reviled general warrants and writs of assistance of the colonial era, which
allowed British officers to rummage through homes in
an unrestrained search for evidence of criminal activity.’” Carpenter v. United States, 138 S. Ct. 2206, 2213
(2018) (quoting Riley v. California, 573 U.S. 373, 403
14
(2014) (quotation marks omitted)). The Framers
viewed these indiscriminate searches as “‘the worst instrument of arbitrary power’ . . . because they placed
‘the liberty of every man in the hands of every petty
officer.’” Stanford v. Texas, 379 U.S. 476, 481 (1965)
(quoting Boyd v. United States, 116 U.S. 616, 625
(1886)). As the history of the Fourth Amendment
shows, the Framers viewed civil damage actions—the
very kind of suits cognizable under Bivens—as a critical check on abuse of power by the government.
The Framers’ understanding of the guarantee
against unreasonable searches and seizures was
shaped by a host of foundational English cases decided
in the 1760s, see Wilkes v. Wood, 19 How. St. Tr. 1153
(C.P. 1763); Huckle v. Money, 95 Eng. Rep. 768 (K.B.
1763); Entick v. Carrington, 19 How. St. Tr. 1029 (C.P.
1765); Leach v. Money, 19 How. St. Tr. 1001 (K.B.
1765), in which juries awarded tort damages to individuals whose homes were invaded or whose papers
were searched by the King’s officers. These cases, all
growing out of warrants issued in response to the publication of the North Briton No. 45, a pamphlet critical
of the King, put center stage the role of the jury in
awarding damages and limiting abuse of power by the
government.
As an attorney argued in Wilkes, the most prominent of these cases, “the constitution of our country
had been so fatally wounded, that it called aloud for
the redress of a jury of Englishmen.” Wilkes, 19 How.
St. Tr. at 1154. The jury, he argued, should perform
its role of “instructing those great officers in their duty,
and that they (the jury) would now erect a great sea
mark, by which our state pilots might avoid, for the
future, those rocks upon which they now lay shipwrecked.” Id. at 1155. The jury’s award of £4,000 in
damages, “roughly equivalent to £500,000 today,”
15
vindicated these arguments. See Hon. M. Blane Michael, Reading the Fourth Amendment: Guidance from
the Mischief That Gave It Birth, 85 N.Y.U. L. Rev. 905,
910 (2010).
Wilkes and other cases like it demonstrated to the
Framers that civil actions for damages were an essential method of protecting individual liberty and limiting abuse of power, preventing “the secret cabinets and
bureaus of every subject in this kingdom [from] be[ing]
thrown open to the search and inspection of a messenger, whenever the secretary of state shall think fit.”
Entick, 19 How. St. Tr. at 1063. Time and again, the
British courts rejected the use of general warrants to
immunize officers from liability as “totally subversive
of the liberty of the subject,” Wilkes, 19 How. St. Tr. at
1167, instead upholding damage awards that, in some
cases, were quite substantial. See Amar, Fourth
Amendment First Principles, supra, at 797 (“As civil
plaintiffs, John Wilkes and company . . . had recovered
a King’s ransom from civil juries to teach arrogant officialdom a lesson and to deter future abuse.”); George
C. Thomas III, Stumbling Toward History: The Framers’ Search and Seizure World, 43 Tex. Tech. L. Rev.
199, 215 (2010) (“[T]ort law brought the king, his ministers, and his secretary of state to their knees.”).
In Wilkes, for example, the court specifically affirmed the power of the jury to award damages “not
only as a satisfaction to the injured person, but likewise as a punishment to the guilty, to deter from any
such proceeding for the future.” 19 How. St. Tr. at
1167; see Huckle, 95 Eng. Rep. at 769 (upholding jury’s
award of “exemplary damages” in light of the “great
point of law touching the liberty of the subject” and the
Crown’s “exercising arbitrary power, violating Magna
Charta, and attempting to destroy the liberty of the
kingdom”).
16
Wilkes, as well as other cases, were widely covered
in American newspapers, and “the reaction of the colonial press to that controversy was intense, prolonged,
and overwhelmingly sympathetic to Wilkes.” William
J. Cuddihy, The Fourth Amendment: Origins and
Original Meaning 602–1791, at 538 (2009). As this
Court observed in Boyd, “every American statesman,
during our revolutionary period and formative period
as a nation, was undoubtedly familiar” with these
“landmarks of English liberty,” Boyd, 116 U.S. at 626,
which had a powerful effect on the framing of the
Fourth Amendment, see Michael, supra, at 906 (“The
early mischief—the British Crown’s unbridled power
of search—is at the center of the rich history that led
to the adoption of the Fourth Amendment.”).
The failure to include a Bill of Rights in the original Constitution launched an avalanche of criticism,
as many insisted that the Constitution was deficient
without guarantees for substantive fundamental
rights essential to liberty, including rights of personal
security. Anti-Federalists lamented that without a
Bill of Rights, “any man may be seized, any property
may be taken, in the most arbitrary manner, without
any evidence or reason. Every thing the most sacred
may be searched and ransacked by the strong hand of
power.” 3 Elliot’s Debates at 588; see Maryland v.
King, 569 U.S. 435, 467 (2013) (Scalia, J., dissenting).
They feared that “[t]he officers of Congress may come
on you now, fortified with all the terrors of paramount
federal authority.” 3 Elliot’s Debates at 448. Those
who fought to add the Fourth Amendment to the Constitution emphasized, in line with Wilkes, the role of
the courts in checking governmental abuse by law enforcement officers. Civil damage actions, they understood, were critical to prevent abuse of power by officers of the federal government. “To Americans, one
17
lesson of the Wilkes Cases was that juries could avert
outrageous searches by subjecting those responsible to
exemplary, financial damage.” Cuddihy, supra, at
760.
Proponents of the Bill of Rights consistently emphasized the role of, and the need for, civil damage
remedies to curb the unbridled discretion of federal officers. For example, a Maryland Anti-Federalist essayist, writing under the name of “A Farmer,” insisted
on the constitutional checking function performed by
civil damages remedies, referring to the role juries had
played in the Wilkes case. “[N]o remedy has been yet
found equal to the task of deter[r]ing and curbing the
insolence of office, but a jury” because “[i]t has become
an invariable maxim of English juries, to give ruinous
damages whenever an officer has deviated from the
rigid letter of the law, or been guilty of an unnecessary
act of insolence or oppression.” Essays by A Farmer
(I), Baltimore Md. Gazette, Feb. 15, 1788, reprinted in
5 The Complete Anti-Federalist, supra, at 14. Likewise, Marylander Luther Martin emphasized that
“jury trials”—which he called “the surest barrier
against arbitrary power, and the palladium of liberty”—were “most essential for our liberty . . . in every
case . . . between governments and its officers on the
one part, and the subject or citizen on the other.” Martin, supra, in 3 Farrand’s Records at 221-22 (emphasis
omitted). To the Founding generation, “the right to
trial by jury” was “‘the heart and lungs, the mainspring and the center wheel’ of our liberties, without
which ‘the body must die; the watch must run down;
the government must become arbitrary.’” United
States v. Haymond, 139 S. Ct. 2369, 2375 (2019) (opinion of Gorsuch, J.) (quoting Letter from Clarendon to
W. Pym (Jan. 27, 1766), in 1 Papers of John Adams
169 (R. Taylor ed., 1977)).
18
Elsewhere, too, Anti-Federalists highlighted the
need for civil damage remedies to prevent abuse of government power. During debates in Pennsylvania in
1787, one Anti-Federalist writer argued that if “a constable, having a warrant to search for stolen goods,
pulled down the clothes of a bed in which there was a
woman, and searched under her shift . . . a trial by jury
would be our safest resource” because “heavy damages
would at once punish the offender, and deter others
from committing the same.” Essay of A Democratic
Federalist, Penn. Herald, Oct. 17, 1787, reprinted in 3
The Complete Anti-Federalist, supra, at 61. Likewise,
in Massachusetts, the essayist Hampden insisted that
“without [a jury], in civil actions, no relief can be had
against the High Officers of State, for abuse of private
citizens.” Essays by Hampden, Mass. Centinel, Feb. 2,
1788, reprinted in 4 The Complete Anti-Federalist, supra, at 200.
These arguments carried the day, and the Bill of
Rights was added to the Constitution, establishing
broad protections “indispensable to the full enjoyment
of the rights of personal security, personal liberty, and
private property.” 3 Joseph Story, Commentaries on
the Constitution of the United States § 1895, at 748
(1833). As this history shows, the Framers expected
the courts to be an “impenetrable bulwark against
every assumption of power in the legislative or executive” and to “resist every encroachment upon [fundamental] rights,” 1 Annals of Cong. 457 (1789), using
the time-honored tool of civil damages to prevent individuals from being subject to “all the terrors of paramount federal authority,” 3 Elliot’s Debates at 448.
19
IV. Courts in the Founding Generation Vindicated Fundamental Rights by Granting Damages Remedies in Common Law Tort Suits.
Consistent with this history, Americans courts of
the early Republic vindicated constitutional rights
through common law tort actions, such as trespass and
malicious prosecution. As this Court recently observed, “[i]n the early Republic, ‘an array of writs . . .
allowed individuals to test the legality of government
conduct by filing suit against government officials’ for
money damages ‘payable by the officer.’ These common law causes of action remained available through
the 19th century and into the 20th.” Tanzin, 141 S.
Ct. at 491 (quoting James E. Pfander & Jonathan L.
Hunt, Public Wrongs and Private Bills: Indemnification and Government Accountability in the Early Republic, 85 N.Y.U. L. Rev. 1862, 1871-75 (2010)); see
Ann Woolhandler, Patterns of Official Immunity and
Accountability, 37 Case W. Res. L. Rev. 396, 399 (1987)
(“The predominant method of suing officers in the
early nineteenth century was an allegation of common
law harm, particularly a physical trespass. The issue
of whether the action was authorized by existing statutory or constitutional law was introduced by way of a
defense and reply when the officer pleaded justification.”). Congress might choose to indemnify the officer
after the fact, but it was the responsibility of the courts
in the first instance to uphold the rule of law by holding the federal officer accountable for violating the
plaintiff’s rights. See Pfander & Hunt, supra, at 1868.
Egbert insists that, as a matter of separation of
powers, he cannot be sued for damages in federal court
unless Congress provides a cause of action because
“only Congress can create damages actions.” Pet. Br.
11. But “this exact remedy has coexisted with our constitutional system since the dawn of the Republic,”
20
Tanzin, 141 S. Ct. at 493, without the express cause of
action Egbert insists is necessary. Indeed, from the
Founding on, this Court has permitted damages
awards against federal officers under nonstatutory
common law claims—the legal backdrop against which
the Constitution was written, debated, and ratified.
“At the Founding, and for much of American history,
there was no question as to whether federal courts had
the power to provide judge-made damages remedies
against individual federal officers. Not only did federal courts routinely provide such relief, but the Supreme Court repeatedly blessed the practice.” Stephen
I. Vladeck, The Disingenuous Demise and Death of
Bivens, 2019-2020 Cato Sup. Ct. Rev. 263, 267 (2020).
For example, in Little v. Barreme, 6 U.S. (2 Cranch)
170 (1804), a U.S. naval officer seized a Danish vessel
on the high seas, claiming authority to do so based on
the Nonintercourse Act and presidential instructions
commanding such seizures. Id. at 170-71. Chief Justice Marshall’s opinion for the Court held that the federal officer “must be answerable in damages,” concluding that the orders Little received could not “legalize
an act which without those instructions would have
been a plain trespass.” Id. at 179. Insisting that those
injured by abuse of power had a right to go to court,
Chief Justice Marshall refused to draw a line “between
acts of civil and those of military officers” or “between
proceedings within the body of the country and those
on the high seas.” Id.
This Court’s cases permitted individuals to sue to
redress a broad range of abuse of power by federal officials. In Wise v. Withers, 7 U.S. (3 Cranch) 331
(1806), this Court permitted an action for trespass vi et
armis (a trespass action for force resulting in harm) to
go forward against a federal militia officer who was
seeking to collect fines from Wise, a U.S. justice of the
21
peace. Id. at 332. Withers had entered Wise’s home
and seized his property to satisfy a fine, which had
been imposed by a court-martial for failure to serve.
Id. Finding that a justice of the peace was exempt
from militia duty and the court-martial lacked jurisdiction over him, this Court held that Wise was entitled to recover, finding that “[t]he court and the officer
are all trespassers.” Id. at 337.
In Mitchell v. Harmony, 54 U.S. (13 How.) 115
(1852), this Court affirmed a jury verdict against a
U.S. army officer who unlawfully seized the plaintiff’s
property pursuant to a superior’s orders. Id. at 116.
Declaring that “mere suspicions of an illegal intention
will not authorize a military officer to seize and detain
the property of an American citizen,” id. at 133, this
Court held that “the order given was an order to do an
illegal act; to commit a trespass upon the property of
another; and can afford no justification to the person
by whom it was executed,” id. at 137.
State courts, too, permitted tort actions to go forward against federal officers who abused their authority to search and seize in a number of different contexts. In Imlay v. Sands, 1 Cai. R. 566 (N.Y. Sup. Ct.
1804), the New York Supreme Court granted judgment to the plaintiff in a trespass action arising out of
the seizure of goods by a federal customs collector. Id.
at 573. Observing that the “officer seizes at his peril”
and that “there was no real ground for the seizure,” the
court insisted that its duty was to “pronounce the law
as we find it, and leave cases of hardship, where any
exist, to legislative provision.” Id.; see Wilson v.
McKenzie, 7 Hill 95, 95 (N.Y. Sup. Ct. 1845) (permitting trespass action against a naval officer for assaulting and imprisoning one of his subordinates).
In Merriam v. Mitchell, 13 Me. 439 (1836), the
Maine Supreme Court upheld a damage award against
22
a federal postal inspector for malicious prosecution.
Finding no basis for bringing “a prosecution against an
innocent and unoffending man, who had given no color
for suspicion against him,” the court concluded that
“[r]eparation is demanded in such a case, by the plainest dictates of common justice.” Id. at 457. The court
upheld the jury’s finding of malice, concluding that it
had “a right to do so, from the want of probable cause.”
Id. at 458; see Bauduc’s Syndic v. Nicholson, 2 La. 200,
203 (1831) (holding that a federal court marshal “is not
perhaps amenable to the State Court, in his official capacity, as marshal,” but “if in that capacity, he wrongs
a citizen of the State, he is individually answerable,
and in her courts”); Hirsch v. Rand, 39 Cal. 315, 318
(1870) (reinstating trespass suit where a U.S. marshal
“arrested and imprisoned the plaintiff without probable cause, or lawful authority to do so”).
These Founding-era principles, which make plain
that “[n]o officer of the law may set that law at defiance with impunity,” Lee, 106 U.S. at 220, are deeply
rooted in this Court’s case law, see, e.g., Bates v. Clark,
95 U.S. 204, 209 (1877); Belknap v. Schild, 161 U.S.
10, 19 (1896); Phila. Co. v. Stimson, 223 U.S. 605, 61920 (1912); Butz v. Economou, 438 U.S. 478, 489-90
(1978), and form the backdrop for this Court’s decision
in Bivens, as the next Section discusses.
V. A Bivens Action Is Appropriate Where Federal Law Enforcement Officers Violate Constitutional Rights.
Consistent with the Constitution’s text and history
and with the rich history of common law actions for
unlawful conduct by federal officers, this Court in
Bivens held that “damages may be obtained for injuries consequent upon a violation of the Fourth Amendment by federal officials.” Bivens, 403 U.S. at 395. As
this Court explained, “damages have been regarded as
23
an ordinary remedy for an invasion of personal interests in liberty.” Id.; Bush v. Lucas, 462 U.S. 367, 378
(1983) (explaining that, under Bivens, in the Fourth
Amendment context, “[t]he federal courts’ statutory jurisdiction to decide federal questions confers adequate
power to award damages to the victim of a constitutional violation”). In reaching that result, this Court
embraced Founding-era principles recognizing that
“the judiciary has a particular responsibility to assure
the vindication of constitutional interests such as
those embraced by the Fourth Amendment,” Bivens,
403 U.S. at 407 (Harlan, J., concurring in the judgment), and that “‘rights’ and ‘remedies’” are “link[ed]”
in “a 1:1 correlation,” id. at 400 n.3.
Under Bivens, when federal law supplies a basis
for jurisdiction and when “some form of damages is the
only possible remedy,” id. at 409, “a traditional judicial
remedy such as damages is appropriate to the vindication of the personal interests protected by the Fourth
Amendment,” id. at 399. The government in Bivens
argued that a plaintiff seeking damages for an unconstitutional search and seizure may only bring a state
common law tort action, relying on the historical pedigree of such suits. But Bivens rejected that approach,
recognizing that “[t]he interests protected by state
laws regulating trespass and the invasion of privacy,
and those protected by the Fourth Amendment’s guarantee against unreasonable search and seizures, may
be inconsistent or even hostile.” Id. at 394 (majority
opinion). Given “the limitations on state remedies for
violation of common-law rights,” Bivens permitted a
federal claim for violation of the Fourth Amendment’s
federal constitutional guarantee against unreasonable
searches and seizures, insisting that these kinds of
constitutional “injuries be compensable according to
uniform rules of federal law.” Id. at 409 (Harlan, J.,
24
concurring in the judgment); see Henry Friendly, In
Praise of Erie—And the New Federal Common Law, 39
N.Y.U. L. Rev. 383, 405 (1964) (arguing that Erie permits the development of a “specialized federal common
law” in “areas of national concern that is truly uniform”).
Some of Egbert’s amici argue that Bivens broke
from tradition by recognizing a free-standing federal
claim against a federal officer rather than a state common law-claim. See, e.g., Br. of Professor Jennifer
Mascott 5-7. But this argument ignores the longstanding tradition of accountability for government abuse
against which the Constitution was drafted and ratified; under that tradition, legal remedies were available for abuse of power by federal law enforcement officers. Bivens simply ensured that tradition would
continue to exist by recognizing a federal claim against
federal officers who violate the Fourth Amendment. In
so doing, it also protected federal officers from being
subject to the vagaries of fifty different common law
regimes. In any event, today a state common law suit
is no longer available because the Westfall Act forecloses common-law tort suits against federal officers.
28 U.S.C. § 2679(b)(1); Minneci v. Pollard, 565 U.S.
118, 126 (2012). Tellingly, the Westfall Act does permit suits against federal employees for violation of
constitutional rights, § 2679(b)(2)(A), which this Court
has called an “explicit exception for Bivens claims,”
Hui v. Castenada, 559 U.S. 799, 807 (2010)—powerful
evidence that Congress has put its imprimatur behind
the Bivens remedy.
Bivens reflects the Framers’ view that a civil remedy is necessary to prevent individuals from being subjected to “all the terrors of paramount federal authority.” 3 Elliot’s Debates at 448. Otherwise, federal lawenforcement officers would have the untrammeled
25
authority to search and seize, producing the unchecked concentration of power the Framers feared.
Bivens’ “continued force” and “necessity” in the
“search-and-seizure context in which it arose,” Ziglar,
137 S. Ct. at 1856, follows from the Constitution’s text
and history.
Boule’s lawsuit against Egbert falls squarely
within the core of Bivens. Within the territorial
United States, Egbert invaded Boule’s property, assaulted him, and then retaliated against him after
Boule complained about Egbert’s abuse of authority.
Permitting this suit to go forward under Bivens would
not be fashioning a newly minted cause of action, cf.
Jesner v. Arab Bank, PLC, 138 S. Ct. 1386, 1414 (2018)
(Gorsuch, J., concurring in part and concurring in the
judgment), but simply ensuring that federal law enforcement officers can be held accountable for violating
constitutionally guaranteed rights, as constitutional
text and history require.
Egbert, however, claims that Boule’s suit differs
sharply from Bivens because it involves immigrationrelated law enforcement and because the claims in this
case arise out of both the First and Fourth Amendments. Pet. Br. 25-41. These arguments are meritless.
The fact that Egbert is a Border Patrol agent does
not meaningfully distinguish him from the unnamed
FBI officers who invaded the home of Homer Bivens
without a warrant. Like Bivens, this case involves federal law enforcement officials violating an individual’s
constitutional rights within the territorial United
States. Nor do the facts of this case present any of the
concerns that led this Court in Hernandez v. Mesa, 140
S. Ct. 735 (2020), to carve out a narrow exception to
the rule that “the settled law of Bivens” governs in the
“common and recurrent sphere of law enforcement.”
Ziglar, 137 S. Ct. at 1857; Hernandez, 140 S. Ct. at 739
26
(“Because of the distinctive characteristics of crossborder shooting claims, we refuse to extend Bivens into this new field.”). While the events of
this case arose near the U.S.-Canada border, Egbert’s
assault of, and retaliation against, Boule had no “potential effect on foreign relations” or any meaningful
relationship to the work of officers who “are stationed
at the border and have the responsibility of attempting
to prevent illegal entry.” Id. at 744, 746; Resp. Br. 3336. When Egbert invaded Boule’s property and assaulted him, he was targeting a guest of Boule’s bedand-breakfast establishment who had entered the
United States at a lawful point of entry thousands of
miles away. Enforcing the nation’s criminal laws, of
course, is critically important work, but since the beginning of the American republic, federal law enforcement officers have been subject to suit when they violate constitutionally guaranteed rights. There is no
compelling reason to carve out an exception from this
critical rule of constitutional accountability for Egbert.
Egbert also claims that Bivens should not be extended to First Amendment retaliation claims, insisting that “First Amendment retaliation claims are unusually broad” and that permitting First Amendment
claims of this sort “would balloon the range of potential
defendants and conduct potentially subject to damages.” Pet. Br. 27. But this Court has already said
that “when the vengeful officer is federal, he is subject
to an action for damages on the authority of Bivens.”
Hartmann v. Moore, 547 U.S. 250, 256 (2006); Resp.
Br. 41. And where the retaliation is inextricably related to the underlying Fourth Amendment violation,
the individual’s right to sue to redress an unconstitututional search and seizure also supports a First
Amendment claim for retaliation. The basic insight of
both Bivens and the Constitution’s text and history—
27
that a right to sue is necessary to hold federal law enforcement officers accountable—applies equally to
both claims.
CONCLUSION
For the foregoing reasons, the judgment of the
court of appeals should be affirmed.
Respectfully submitted,
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
DAVID H. GANS
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW
Suite 501
Washington, DC 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amicus Curiae
January 26, 2022
* Counsel of Record
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.