Reply Brief — The Ohio Adjutant General's Department, et al., Petitioners v. Federal Labor Relations Authority, et al.
Supreme Court briefJul 25, 2022
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No. 21-1454
In the Supreme Court of the United States
______________________________
THE OHIO ADJUTANT GENERAL’S DEP’T, ET AL.,
Petitioners,
v.
FEDERAL LABOR RELATIONS AUTHORITY, ET AL.,
Respondents.
______________________________
ON PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
______________________________
REPLY IN SUPPORT OF PETITION FOR WRIT
OF CERTIORARI
______________________________
DAVE YOST
Ohio Attorney General
BENJAMIN M. FLOWERS*
*Counsel of Record
Ohio Solicitor General
MICHAEL J. HENDERSHOT
Chief Deputy Solicitor General
30 E. Broad St., 17th Floor
Columbus, Ohio 43215
614-466-8980
bflowers@ohioago.gov
Counsel for Petitioners
i
QUESTIONS PRESENTED
1. Does the Civil Service Reform Act of 1978,
which empowers the Federal Labor Relations Authority to regulate the labor practices of federal agencies
only, see 5 U.S.C. §7105(g), empower it to regulate the
labor practices of state militias?
2. The second Militia Clause empowers Congress
to “provide for organizing, arming, and disciplining,
the Militia, and for governing such Part of them as
may be employed in the Service of the United States.”
U.S. Const. art. I, §8, cl. 16. Assuming the Civil Service Reform Act of 1978 permits the Federal Labor Relations Authority to regulate the labor practices of
state militias, is the Act unconstitutional in its application to labor practices pertaining to militia members
who are not employed in the service of the United
States?
ii
TABLE OF CONTENTS
QUESTIONS PRESENTED ........................................ i
TABLE OF CONTENTS .............................................ii
TABLE OF AUTHORITIES ..................................... iii
REPLY ......................................................................... 1
I.
The Reform Act does not empower the
Authority to regulate state national
guards or state adjutants general................. 3
II.
The Authority’s interpretation of the
Reform Act raises constitutional doubts
under the second Militia Clause. .................. 8
CONCLUSION.......................................................... 11
iii
TABLE OF AUTHORITIES
Cases
Page
Am. Fed’n of Gov’t Emps., Local 2953 v.
Fed. Labor Relations Auth.,
730 F.2d 1534 (D.C. Cir. 1984).............................. 6
Babcock v. Kijakazi,
142 S. Ct. 641 (2022) ......................................... 4, 6
Berger v. N.C. State Conf. of the
NAACP,
142 S. Ct. 2191 (2022) ........................................... 3
Camden v. Maryland,
910 F. Supp. 1115 (D. Md. 1996) ...................... 5, 6
Cameron v. EMW Women’s Surgical
Ctr., P.S.C.,
142 S. Ct. 1002 (2022) ........................................... 3
Campbell-Ewald Co. v. Gomez,
577 U.S. 153 (2016) ............................................... 5
DiManni v. R.I. Army Nat’l Guard,
62 F. App’x 937 (Fed. Cir. 2003) ........................... 7
Fed. Election Comm’n v. Cruz,
142 S. Ct. 1638 (2022) ........................................... 8
New York v. United States,
505 U.S. 144 (1992) ............................................. 11
NFIB v. OSHA,
142 S. Ct. 661 (2022) (per curiam) ........................ 2
iv
Ramaprakash v. FAA,
346 F.3d 1121 (D.C. Cir. 2003).............................. 3
Richardson v. McKnight,
521 U.S. 399 (1997) ............................................... 5
Singleton v. Merit Systems Protection
Board,
244 F.3d 1331 (Fed. Cir. 2001) .............................. 7
United States v. Jeffries,
692 F.3d 473 (6th Cir. 2012) ................................. 3
Statutes and Constitutional Provisions
U.S. Const. art. I, §8, cl.16.................................... 1, 10
U.S. Const. amend. IX ................................................ 9
U.S. Const. amend. X .................................................. 9
5 U.S.C. §104 ............................................................... 1
5 U.S.C. §105 ............................................................... 1
5 U.S.C. §7103(a)(3) .................................................... 1
5 U.S.C. §7105(g)(3) .................................................... 1
5 U.S.C. §7118(a) ........................................................ 1
10 U.S.C. §10216(a)(1)(A) ........................................... 4
10 U.S.C. §10503(8) .................................................. 10
32 U.S.C. §108 ........................................................... 10
32 U.S.C. §709(a) .................................................. 7, 10
v
32 U.S.C. §709(b) ........................................................ 4
32 U.S.C. §709(d) .................................................. 4, 10
32 U.S.C. §709(e)..................................................... 4, 7
Intergovernmental Personnel Act of
1970, Pub. L. 91–648, 84 Stat. 1920,
5 U.S.C. §§3371–3376............................................ 5
National Guard Technicians Act, Pub.
L. No. 90-486, 82 Stat. 755, 32
U.S.C. §709 ............................................................ 6
Other Authorities
Restatement (Third) of Agency (2006) ....................... 5
S. Rep. No. 90-1446 (1968) ......................................... 6
REPLY
This case presents the question whether the Civil
Service Reform Act of 1978 empowers the Federal Labor Relations Authority to regulate the petitioners’ labor practices. The answer is no. The Reform Act empowers the Authority to regulate only federal
“agenc[ies],” 5 U.S.C. §7105(g)(3); accord 5 U.S.C.
§7118(a), which the Act defines to include only “Executive department[s],” “Government corporation[s],”
and certain “independent establishment[s]” within
the executive branch. 5 U.S.C. §105; see also id. at
§§104, 7103(a)(3); Pet.14–15. But the petitioners—
the Ohio National Guard, the Ohio Adjutant General,
and the Ohio Adjutant General’s Department—are
not Executive departments, government corporations,
or independent establishments. (This brief will refer
to them collectively as the Ohio National Guard.)
They are all state officials or state entities. It follows
from these premises, which neither the Authority nor
the intervenor-union disputes, that the Authority has
no power to issue orders to the Ohio National Guard.
In this very case, two of the Authority’s three members doubted their ability to issue orders to the Guard.
See Pet.App.26a–27a (Abbott, M., concurring); id. at
28a–33a (Kiko, Ch., dissenting). For good reason. As
just explained, such orders contravene the Act’s plain
text. Further, if the Reform Act did empower the Authority to regulate the Guard’s labor practices, the Act
would exceed Congress’s constitutional authority. To
be sure, the second Militia Clause empowers Congress
to enact laws governing “such Part” of state militias
“as may be employed in the Service of the United
States.” U.S. Const. art. I, §8, cl.16. But that clause
cannot be read as empowering Congress to regulate
the state militias’ day-to-day labor relations. The
2
phrase “employed in the Service of the United States”
covers individuals called into active duty for the country. And if the Reform Act applies to disputes between
the Guard and individuals who work for it, it applies
even with respect to labor relations concerning individuals who are not in active duty. The Reform Act
would thus exceed the scope of Congress’s Militia
Clause power.
The Sixth Circuit accepted the Authority’s reading
anyway. It relied primarily on precedent. Pet.App.
11a–12a. And indeed, the circuits have uniformly
held, often with little in the way of analysis, that the
Reform Act empowers the Authority to regulate the
labor practices of state national guards and state adjutants general. Pet.App.12a (collecting cases).
This is the rare case in which the Court should
grant review notwithstanding the absence of any circuit split. The Authority is interfering with state governance using powers Congress never gave it. Allowing that to continue—notwithstanding the principle
that federal agencies “possess only the authority that
Congress has provided” them, NFIB v. OSHA, 142 S.
Ct. 661, 665 (2022) (per curiam)—would undermine
the horizontal separation of powers. And this particular overreach, because it interferes with matters at
the core of state sovereign authority, would contribute
to the “erosion of federalism.” Br. of Amici Curiae Mississippi, et al., 2. That is why Mississippi and ten
other States submitted an amicus brief urging this
Court to grant review. As if to bolster the sovereign
interests this case implicates, the Authority’s brief includes a bizarre footnote suggesting that state national guards and adjutants general must sometimes
beg the United States Solicitor General for permission
to appeal their own cases protecting their own
3
interests. US Br.16 n.3. If that is one consequence of
the prevailing view in the circuit courts, it is all the
more reason to grant review. The way a State may
defend its interests in federal court is a matter worthy
of this Court’s attention. See, e.g. Cameron v. EMW
Women’s Surgical Ctr., P.S.C., 142 S. Ct. 1002, 1009
(2022); cf. Berger v. N.C. State Conf. of the NAACP,
142 S. Ct. 2191, 2197, 2200 (2022).
The unanimity in the circuits, combined with the
weakness of the Authority’s arguments, suggests the
circuits have fallen into a groove. See Ramaprakash
v. FAA, 346 F.3d 1121, 1122 (D.C. Cir. 2003). The
longer they remain in that groove—the longer their
erroneous view prevails—the less likely the issue is to
reach this Court. States will simply stop wasting their
time raising it. Before the law ossifies, this Court
should grant review to “confirm that the current, …
uniform standard … is the correct one.” United States
v. Jeffries, 692 F.3d 473, 486 (6th Cir. 2012) (Sutton,
J., dubitante), abrogated by Elonis v. United States,
575 U.S. 723 (2015).
I.
The Reform Act does not empower the
Authority to regulate state national
guards or state adjutants general.
Neither the Authority nor the intervenor-union
disputes the importance of the question whether the
Reform Act empowers the Authority to issue orders to
state national guards and state adjutants general. Instead, they insist the Sixth Circuit decided the case
correctly. In fact, the Sixth Circuit erred. But more
importantly, the question is at least close. And this
Court, not the courts of appeals, should have the last
word on the answer to that question.
4
1. The Authority concedes the Reform Act gives it
power only over federal agencies. US Br.2. It thus
concedes that it lacks authority to regulate the Ohio
National Guard unless the Guard is a federal agency.
One might think those concessions would lead to a
confession of error.
But the Authority persists. Its argument rests entirely on the fact that the Authority’s order in this case
concerns a labor dispute between the Guard and “dual
status military technicians.” US Br.2. As the name
suggests, dual-status technicians “perform work in
two separate capacities.” Babcock v. Kijakazi, 142 S.
Ct. 641, 644 (2022). “First, they work full time as technicians in a civilian capacity.” Id. “Second, they participate as National Guard members in part-time
drills, training, and (sometimes) active-duty deployment.” Id. Technicians are federal employees. 32
U.S.C. §709(e). But federal law gives state adjutants
general the power to hire these technicians. And technicians perform work in state national guards while
remaining, for statutory purposes, federal employees.
10 U.S.C. §10216(a)(1)(A); 32 U.S.C. §709(b) & (d).
The Authority claims that the Ohio National
Guard acts as a “representative” or “agent” of a federal
agency—namely, the Department of Defense—when
it deals with technicians. Therefore, it reasons, the
Authority has the power to regulate the Guard’s labor
practices. See, e.g., US Br.4, 10; see also, e.g., Interv.
Br.14–16. The problem with this argument is that the
conclusion does not follow from the premises. The
Guard can serve as the representative of the federal
agency only because it is not the federal agency. If it
were, it would not need to hire technicians on the federal government’s behalf—it would be the federal government and would do the hiring directly. Because
5
the Guard is not a federal agency, and because the Reform Act empowers the Authority to issue orders only
to federal agencies, the Authority lacked the power to
issue the order at issue in this case.
This principal-agent arrangement is commonplace. In many contexts, an actor may represent a
government agency without being the government.
For example, a private prison guard represents the
State in the sense of having the power to restrain the
liberty of incarcerated convicts. But that same guard
does not become the government in the sense of enjoying the same qualified immunity as a guard the State
employs directly. See Richardson v. McKnight, 521
U.S. 399, 401 (1997). Take another example. A federal contractor may represent the government as its
agent, but the contractor is not the government itself.
And as a result, the contractor does not enjoy the same
“embracive immunity” as the government. CampbellEwald Co. v. Gomez, 577 U.S. 153, 166 (2016). General agency law aligns with these cases. That is why
an entire Restatement details the relationship between agent and principal—the two roles are not one
and the same. See Restatement (Third) of Agency
(2006).
Along the same lines, federal law allows the federal government to lend its employees to state and local governments. See generally Intergovernmental
Personnel Act of 1970, Pub. L. 91–648, 84 Stat. 1920,
5 U.S.C. §§3371–3376. Under that law, when a federal employee is loaned to another government, the
federal government continues to pay the employee’s
salary. “But in all other respects, the individual is
subject to the direction and control of the organization
to which he is providing services.” Camden v. Maryland, 910 F. Supp. 1115, 1116 n.1 (D. Md. 1996). The
6
loaned employee is “de facto an employee” of the borrowing entity. Id. In a similar way, although technicians are formally federal employees, the Technicians
Act, gave state adjutants general “the statutory
function of employing [these] Federal employees.” S.
Rep. No. 90-1446, at 15 (1968); see also National
Guard Technicians Act, Pub. L. No. 90-486, 82 Stat.
755, 32 U.S.C. §709. As the Intergovernmental Personnel Act illustrates, employing federal employees
does not make the employer a federal agency. That
goes double for employing technicians, who are only
“nominal federal employees for a very limited
purpose.” Am. Fed’n of Gov’t Emps., Local 2953 v. Fed.
Labor Relations Auth., 730 F.2d 1534, 1537–38 (D.C.
Cir. 1984).
In sum, the Ohio National Guard is not a federal
agency, even if it sometimes represents one or acts as
its agent. The Reform Act empowers the Authority to
issue orders only to federal agencies. It follows, as
night the day, that the Reform Act gives the Authority
no power to issue orders to the Guard.
2. The Authority responds that this view of technician employment “sidelines” this Court’s recent
Babcock decision. US Br.11. Not so. Babcock did not
address anything relevant to the question whether the
Ohio National Guard is a federal agency. Instead, it
held that pension payments related to work that technicians performed in their “civilian” roles did not qualify, under the Social Security Act, as “payment[s]
based wholly on service as a member of a uniformed
service.” 142 S. Ct. at 644 (quoting 42 U.S.C.
§415(a)(7)(A)(III)). True, Babcock recognizes that
technicians are federal employees. But the Guard
does not argue otherwise; this case presents the
7
question whether the Guard is a federal agency (it is
not), not whether technicians are federal employees.
The Authority also accuses the Guard of overlooking two provisions of the Technicians Act—32 U.S.C.
§709(d) and (e)—that it says bear on the question presented. In fact, neither is relevant. Those provisions
explain that state adjutants generals employ technicians under regulations set by the Army or the Air
Force. 32 U.S.C. §709(a), (e). But they do not say that
state adjutants general are the Army, the Air Force,
the Department of Defense, or any other federal
agency. In any event, the Guard has never disputed
that adjutants general must comply with federal laws
regarding dual-status technicians. Indeed, the Guard
expressly recognized that the Army and Air Force can
withhold federal funding to state national guards that
do not follow binding laws and regulations. Pet.17.
None of that, however, has any bearing on the only
question that matters here, which is whether state national guards and state adjutants general are federal
agencies for purposes of the Reform Act.
Finally, the Authority’s response to the tension between the decision below and Federal Circuit cases
does nothing to undermine the case for certiorari. Recall that federal law empowers the Merit Systems Protection Board to “order any Federal agency or employee to comply with” its decisions. Pet.30 (quoting 5
U.S.C. §1204(a)(2)). The Federal Circuit cases in
question hold that the Board lacks the power to adjudicate disputes between technicians and state adjutants general or state national guards, since neither
adjutants general nor state national guards are federal agencies. Singleton v. Merit Systems Protection
Board, 244 F.3d 1331, 1336–37 (Fed. Cir. 2001); DiManni v. R.I. Army Nat’l Guard, 62 F. App’x 937, 942
8
(Fed. Cir. 2003). The Authority responds by noting
that Congress recently enacted a law giving the Board
the power to adjudicate some of these disputes. US
Br.16 (citing 32 U.S.C. §709(f)(5)); accord Interv.
Br.21–24. True enough. But while the amendment
changes the result in some cases involving technicians, it does not call into question the Federal Circuit’s conclusion that neither state adjutants general
nor state national guards qualify as federal agencies
in their dealings with technicians. That reasoning,
which the newly enacted law does not upset, conflicts
with the Sixth Circuit’s reasoning below.
*
*
*
An agency “cannot operate independently of the
statute that authorize[s]” it to act. Fed. Election
Comm’n v. Cruz, 142 S. Ct. 1638, 1649 (2022) (internal
quotation marks omitted). The Authority is acting in
contravention of this principle. The Court should
grant certiorari and reverse.
II.
The Authority’s interpretation of the
Reform Act raises constitutional doubts
under the second Militia Clause.
The foregoing shows that the Ohio National Guard
ought to prevail under the plain text of the Reform
Act. If the Court agrees, it need not address the second question presented, which asks whether the Reform Act is unconstitutional if interpreted to allow the
Authority to issue orders to the Guard. Nonetheless,
the Court could consider the question. It could do so
when applying the constitutional-doubt canon to the
first question presented. Alternatively, it could consider the Reform Act’s constitutionality if it agrees
with the Authority’s interpretation. See Pet.20–24. In
sum, while the first question presented is the focus of
9
this suit and independently worthy of the Court’s review, there is no barrier to this Court’s granting the
second question presented if it wishes to do so.
The Authority does not disagree, though it claims
the Guard’s constitutional arguments are meritless.
US Br.12–16. To the Authority’s eyes, the constitutional issue evaporates so long as the technicians’ national-guard and civilian roles are viewed in isolation.
US Br.14. It notes that, “[w]hen performing duties in
his technician role, a dual status technician works as
a federal civilian employee; he does not work as a
member of a state National Guard or militia.” US
Br.12. And it stresses that technicians have collective-bargaining rights only with respect to their technician roles; “federal law bars dual status technicians
from bargaining over the conditions of their separate
National Guard militia service.” Id. In light of all
this, the Authority argues, the Reform Act leaves undisturbed the States’ constitutional authority to govern their militias. US Br.14.
The Authority misunderstands the constitutional
problem. While Congress has the power to confer labor-relations rights on technicians, it has no power to
enforce those rights through orders issued to state militias and state adjutants general. Put differently, the
Ohio National Guard does not bear the burden of identifying a constitutional provision the Reform Act
would violate if interpreted in the manner the Authority suggests. Instead, the Authority must identify
some constitutional provision empowering Congress
to enact such a law. See U.S. Const. amends. IX, X.
The second Militia Clause is the best candidate. But
it empowers Congress only to “provide for organizing,
arming, and disciplining, the Militia, and for governing such Part of them as may be employed in the
10
Service of the United States.” U.S. Const. art. I, §8, cl.
16 (emphasis added). The States argued, and the Authority does not contest, that “employed in the Service
of the United States,” means “called into active service
for the country.” Pet.23. The trouble for the Authority
is that, on its reading, the Reform Act governs labor
practices even with respect to technicians who are not
called into active service. As a result, this Clause cannot justify the Reform Act if the Act is interpreted in
the way the Authority suggests.
What other clause might allow Congress to enact a
law doing what the Authority understands the Reform
Act to do? The Authority does not point to any.
The intervenor-union makes one argument that
the Authority does not. Its argument rests on two provisions in the Technicians Act. See 32 U.S.C. §709(a)
& (d); Interv. Br.21. Those provisions require state
national guards to follow Army or Air Force regulations when they employ technicians. If state national
guards fail to follow these regulations, the federal government can withdraw federal recognition and withhold federal funds. 10 U.S.C. §10503(8); 32 U.S.C.
§108; Pet.8–9. The Ohio National Guard did not challenge the two provisions in question. And the intervenor-union says the Guard thereby implicitly conceded
that the Army and the Air Force can regulate the
Guard. See Interv. Br.21.
This argument, once again, misunderstands the
problem. The Ohio National Guard does not question
the federal government’s power to influence the operation of state militias through the granting and withholding of benefits. The constitutional question arises
only because the Reform Act, on the Sixth Circuit’s
reading, empowers the Authority to issue direct
11
orders to state entities and state officials. As this
Court has long recognized, there is a constitutionally
significant difference between encouraging the States
to adopt a policy and ordering them to do so. See New
York v. United States, 505 U.S. 144, 168 (1992). To
prevail, the Authority or the intervenor-union must
identify a provision empowering them to regulate directly the labor relations of state militias. They have
yet to do so.
CONCLUSION
The Court should grant the petition for a writ of
certiorari and reverse.
Respectfully submitted,
DAVE YOST
Ohio Attorney General
BENJAMIN M. FLOWERS*
Solicitor General
*Counsel of Record
MICHAEL J. HENDERSHOT
Chief Deputy Solicitor General
30 East Broad St., 17th Floor
Columbus, Ohio 43215
614-466-8980
bflowers@ohioago.gov
Counsel for Petitioners
JULY 2022
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