Petition for Writ of Certiorari — Dennis Hollingsworth, et al., Petitioners v. Kristin M. Perry, et al.
Supreme Court briefMar 28, 2022
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APPENDIX
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APPENDIX
TABLE OF CONTENTS
Appendix A Opinion, Perry v. Newsom, No. 20-16375
(9th Cir. Nov. 18, 2021) . . . . . . . . . . . 1a
Appendix B Order, Perry v. Schwarzenegger,
No. 09-cv-2292 (N.D. Cal. July 9,
2020) . . . . . . . . . . . . . . . . . . . . . . . . . 44a
Appendix C Order, Perry v. Schwarzenegger,
No. 09-cv-2292 (N.D. Cal. Jan. 17,
2018) . . . . . . . . . . . . . . . . . . . . . . . . . 52a
Appendix D Order, Perry v. Newsom, No. 20-16375
(9th Cir. Dec. 28, 2021). . . . . . . . . . . 75a
Appendix E Constitutional Provisions and Rules
Involved . . . . . . . . . . . . . . . . . . . . . . . 77a
U.S. CONST. art. III, § 2, cl.1 . . . . . . 77a
U.S. CONST. amend. I . . . . . . . . . . . . 77a
N.D. CAL. L.R. 77-3 (current) . . . . . . 78a
N.D. CAL. L.R. 77-3 (2009) . . . . . . . . 78a
N.D. CAL. L.R. 79-5 (current) . . . . . . 79a
N.D. CAL. L.R. 79-5 (2010) . . . . . . . . 84a
Appendix F Excerpts
from
Transcript of
Proceedings, Perry v. Schwarzenegger,
No. 09-cv-2292 (N.D. Cal. Jan. 14,
2010) . . . . . . . . . . . . . . . . . . . . . . . . . 89a
ii
Appendix G Notice
to
Parties,
Perry v.
Schwarzenegger, No. 09-cv-2292
(N.D. Cal. Jan. 15, 2010) . . . . . . . . . 97a
1a
APPENDIX A
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
No. 20-16375
D.C. No. 3:09-cv-02292-WHO
[Filed: November 18, 2021]
__________________________________________
)
KRISTIN M. PERRY; SANDRA B. STIER;
PAUL T. KATAMI; JEFFREY J. ZARRILLO,
)
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Plaintiffs-Appellees,
)
)
)
CITY AND COUNTY OF SAN FRANCISCO,
)
Intervenor-Plaintiff-Appellee,
)
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KQED, INC.,
)
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Intervenor-Appellee,
)
)
v.
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GAVIN NEWSOM, Governor; ROB BONTA,
)
*
Attorney General; TOMÁS J. ARAGÓN, in
)
*
Under Fed. R. App. P 43(c)(2), Rob Bonta and Tomas Aragón have
been substituted for their predecessors, Xavier Becerra and Mark
B. Horton.
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his official capacity as Director of the
California Department of Public Health &
State Registrar of Vital Statistics;
LINETTE SCOTT, in her official capacity as
Deputy Director of Health Information &
Strategic Planning for the California
Department of Public Health,
)
)
)
)
)
)
)
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Defendants-Appellees,
)
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DENNIS HOLLINGSWORTH; GAIL J. KNIGHT;
)
MARTIN F. GUTIERREZ; MARK A. JANSSON,
)
)
Intervenor-Defendants-Appellants, )
)
and
)
)
PATRICK O’CONNELL, in his official
)
capacity as Clerk-Recorder for the County
)
of Alameda; DEAN C. LOGAN, in his official )
capacity as Registrar-Recorder/County
)
Clerk for the County of Los Angeles,
)
)
Defendants.
)
__________________________________________)
OPINION
Appeal from the United States District Court
for the Northern District of California
William Horsley Orrick, District Judge, Presiding
Argued and Submitted December 7, 2020
San Francisco, California
3a
Filed November 18, 2021
Before: Carlos F. Lucero,** William A. Fletcher, and
Sandra S. Ikuta, Circuit Judges.
Opinion by Judge W. Fletcher;
Dissent by Judge Ikuta
SUMMARY***
Civil Rights
The panel dismissed, for lack of jurisdiction, an
appeal from the district court’s order releasing to the
public the video recordings of the district court bench
trial in the landmark case striking down California’s
Proposition 8 forbidding same-sex marriage.
Judge Walker recorded the trial for use in
chambers, pursuant to a local rule in effect at the time.
When proponents of Proposition 8 (“Proponents”)
objected, he assured them that the recording was not
going to be used for purposes of public broadcasting or
televising. The video recordings were offered to the
parties for use in their closing arguments and were
later entered into the record under seal. In 2011, after
Judge Walker’s retirement and while the appeal of
Judge Walker’s order permanently enjoining
Proposition 8 was pending, then-Chief Judge Ware
**
The Honorable Carlos F. Lucero, United States Circuit Judge for
the U.S. Court of Appeals for the Tenth Circuit, sitting by
designation.
***
This summary constitutes no part of the opinion of the court. It
has been prepared by court staff for the convenience of the reader.
4a
ordered the video recordings to be unsealed.
Proponents appealed, explaining that they had
understood Judge Walker’s assurance to mean that the
recordings would not be made public, although during
oral argument, the attorneys acknowledged that
neither they nor their clients believed the recordings
would remain permanently sealed. On appeal, this
court reversed the district court, holding that it had
abused its discretion in ordering the recordings
unsealed in light of Judge Walker’s specific assurances
that the recordings would not be broadcast to the
public, at least in the foreseeable future. In an
amended footnote, the court cited local Rule 79-5(f),
which provides that any document filed under seal in
a civil case shall be open to the public 10 years from the
date the case was closed, unless good cause could be
shown to extend the seal. In 2020, Proponents asked
the district court to extend the seal. The district court
declined the request, in part because Proponents failed
to submit any evidence that any Proponent or witness
who testified on behalf of Proponents wanted the
recordings to remain under seal or feared retaliation or
harassment if the recordings were released.
The panel held that Appellants, a subset of the
original Proponents, failed to establish a particularized
and concrete injury sufficient to constitute “injury in
fact” as the Supreme Court has defined that term.
Appellants did not claim, and cited no authority for the
proposition, that a statement—even a “promise”—
made by a judge to litigants in the course of litigation
is an enforceable contract. The panel held that even
assuming, contrary to their statement in the 2011
appeal, that Judge Walker told Appellants that the
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video recordings would remain sealed in perpetuity,
they failed to plausibly allege a concrete and
particularized injury. The panel rejected Appellants’
contentions that the unsealing would result in a
“palpable injustice” to Appellants themselves or would
harm future litigants’ ability to rely on judicial
“promises,” and would thereby injure both the judicial
system and future litigants. Neither alleged injury was
sufficiently concrete and particularized for purposes of
Article III standing. The panel therefore lacked
jurisdiction over the appeal.
Dissenting, Judge Ikuta stated that for the past ten
years, the Proponents have gone to extraordinary
lengths to prevent the public broadcast of these trial
proceedings, including a successful trip to the Supreme
Court and multiple appeals to this court. Whether
Chief Judge Walker’s promise not to publicly broadcast
the trial recording is an enforceable contract or merely
closely analogous to one, the breach of that promise is
a concrete and particularized injury sufficient to confer
Article III standing upon the Proponents. Accordingly,
the issue of Article III standing does not provide a basis
to depart from this court’s prior ruling “that the
integrity of the judicial process is a compelling interest
that in these circumstances would be harmed by the
nullification of the trial judge’s express assurances, and
that there are no alternatives to maintaining the
recording under seal that would protect the compelling
interest at issue.” Perry v. Brown, 667 F.3d 1078, 1081
(9th Cir. 2012).
6a
COUNSEL
John D. Ohlendorf (argued), Charles J. Cooper,
David H. Thompson, Peter A. Patterson,
Cooper & Kirk PLLC, Washington, D.C., for
Intervenor-Defendants-Appellants.
Christopher D. Dusseault (argued), Theodore J.
Boutrous Jr., Theane Evangelis, Abbey J. Hudson, and
Jillian N. London, Gibson Dunn & Crutcher LLP, Los
Angeles, California; Theodore B. Olson, Matthew D.
McGill, Amir C. Tayrani, and Andrew Wilhelm, Gibson
Dunn & Crutcher LLP, Washington, D.C.; Ethan
Dettmer and Elizabeth A. Dooley, Gibson Dunn &
Crutcher LLP, San Francisco, California; David Boies,
Boies Schiller & Flexner LLP, Armonk, New York; for
Intervenor-Plaintiffs-Appellees.
Seth E. Goldstein, Deputy Attorney General; Benjamin
M. Glickman, Supervising Deputy Attorney General;
Thomas S. Patterson, Senior Assistant Attorney
General; Rob Bonta, Attorney General; Attorney
General’s Office, Sacramento, California; for
Defendants-Appellees.
Dennis J. Herrera, City Attorney; Ronald P. Flynn,
Chief Deputy City Attorney; Jeremy M. Goldman,
Co-Chief of Appellate Litigation; Office of the City
Attorney, San Francisco, California; for
Intervenor-Plaintiff-Appellee.
Thomas R. Burke (argued) and Kelly M. Gorton, Davis
Wright Tremaine LLP, San Francisco, California;
Rochelle L. Wilcox, Davis Wright Tremaine LLP, Los
Angeles, California; for Intervenor-Appellee.
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Katie Townsend, Caitlin V. Vogus, and Shannon A.
Jankowski, Reporters Committee for Freedom of the
Press, Washington, D.C., for Amici Curiae Reporters
Committee for Freedom of the Press and 32 Media
Organizations.
OPINION
W. FLETCHER, Circuit Judge:
We are once again asked to decide whether either
the First Amendment or common-law right of access
requires public release of video recordings of the
district court bench trial in the landmark case striking
down California’s Proposition 8 forbidding same-sex
marriage. See Perry v. Schwarzenegger, 704 F. Supp. 2d
921 (N.D. Cal. 2010). Long after the trial, the district
court ordered release of the recordings. Appellants are
a subset of the original proponents of ballot Proposition
8. We conclude that Appellants have failed to
demonstrate sufficient injury for Article III standing.
We therefore dismiss their appeal for lack of
jurisdiction.
I. Background
In 2008, California voters passed Proposition 8
amending California’s Constitution to provide that
“[o]nly marriage between a man and a woman is valid
or recognized in California.” Cal. Const. art. 1, § 7.5.
Two same-sex couples who wished to marry
(“Plaintiffs”) filed suit in the Northern District of
California against the Governor, Attorney General, and
other California officials. Hollingsworth v. Perry, 570
U.S. 693, 702 (2013). Plaintiffs argued that Proposition
8 violated their due process and equal protection rights
8a
under the federal Constitution. Id. The California State
defendants refused to defend Proposition 8, though
they continued to enforce it. Id. Proposition 8’s official
proponents who were responsible for putting it on the
ballot—Dennis Hollingsworth, Gail Knight, Martin
Gutierrez, Hak-Shing William Tam, Mark Jansson,
and Protectmarriage.com (“original Proponents”)—were
permitted to intervene as defendants. Schwarzenegger,
704 F. Supp. 2d. at 954. Tam split off before trial,
leaving a group we will refer to as “Proponents” or
“remaining Proponents.”
A bench trial was scheduled for January 2010 before
then-Chief Judge Vaughn Walker. As that time grew
closer, Judge Walker discussed with the parties the
possibility of livestreaming the trial to other
courthouses. Hollingsworth v. Perry, 558 U.S. 183, 200
(2010) (per curiam) (Breyer, J., dissenting). The
primary obstacle to such broadcasting was the local
rules of the Northern District. In particular, Local Rule
77-3 read in relevant part:
Unless allowed by a Judge or a Magistrate
Judge with respect to his or her own chambers
or assigned courtroom for ceremonial purposes,
the taking of photographs, public broadcasting
or televising, or recording for those purposes in
the courtroom or its environs, in connection with
any judicial proceeding, is prohibited. Electronic
transmittal of courtroom proceedings and
presentation of evidence within the confines of
the courthouse is permitted, if authorized by the
Judge or Magistrate Judge.
9a
Perry v. Brown, 667 F.3d 1078, 1082 n.1 (9th Cir.
2012).
In December 2009, the Ninth Circuit Judicial
Council authorized a pilot program “permitting the use
of video in nonjury civil cases.” Hollingsworth, 558 U.S.
at 201 (Breyer, J., dissenting). A few days later, the
Northern District amended its local rules in order to
participate in the pilot program. Id. The rule change
would have allowed the Proposition 8 trial to be
broadcast to other courthouses.
Proponents challenged this change of rules. In
January 2010, they petitioned our court for a writ of
mandamus that would have prevented the district
court from participating in the pilot program. Id. at
188. We denied the petition. On the morning of the first
day of trial, the Supreme Court issued a temporary
stay of the proposed broadcast to other courthouses. Id.
at 185. Two days later, the Court extended the stay. Id.
at 184. The Court concluded that the Northern
District’s amendment of its local rules likely violated
28 U.S.C. § 2071, which requires that courts generally
provide “appropriate public notice and opportunity for
comment” when changing their rules. See Brown, 667
F.3d at 1082 (citing Hollingsworth, 558 U.S. at 191).
Judge Walker had video recorded (but not broadcast
beyond the courthouse) the first two days of trial in the
event that the Supreme Court lifted the temporary
stay. Id. After the stay was extended, Proponents asked
that the trial no longer be recorded. Judge Walker
responded:
10a
The local rule permits the recording for purposes
. . . of use in chambers and that is customarily
done when we have these remote courtrooms or
the overflow courtrooms. And I think it would be
quite helpful to me in preparing the findings of
fact to have that recording. So that’s the purpose
for which the recording is going to be made going
forward. But it’s not going to be for purposes of
public broadcasting or televising.
After this assurance from Judge Walker,
Proponents dropped their objection to recording the
trial. Perry, 667 F.3d at 1082. Proponents called only
two witnesses at the trial. Proponents explained,
without providing supporting evidence, that their other
witnesses declined to testify because they “were
extremely concerned about their personal safety, and
did not want to appear with any recording of any sort.”
Schwarzenegger, 704 F. Supp. 2d at 944.
Without objection, the video recordings of the trial
were offered to the parties for use in their closing
arguments, and were later entered into the record
under seal. Brown, 667 F.3d at 1082. Judge Walker
relied on the recordings to prepare his findings of fact
and conclusions of law in his written order at the
conclusion of the case. Schwarzenegger, 704 F. Supp. 2d
at 929. He also allowed the parties to keep partial
copies of the recordings, subject to a protective order.
Id. On August 4, 2010, Judge Walker entered an order
permanently enjoining the enforcement of Proposition
8, holding that it violated the Equal Protection and Due
Process Clauses of the Fourteenth Amendment. See id.
at 1004.
11a
Proponents appealed. Perry v. Brown, 671 F.3d 1052
(9th Cir. 2012). They did not challenge, as part of their
appeal, Judge Walker’s decision to enter the video
recordings into the record under seal, or his decision to
provide partial copies of the recordings to the parties.
Brown, 667 F.3d at 1083.
Less than a year after deciding the case, Judge
Walker retired. Id. Both before and after retiring,
Judge Walker used clips of the recordings in public
appearances. Id. In response, the Proponents—whose
merits appeal was then pending before us—moved this
court to order the return of all copies of the recordings
to the district court. Id. Plaintiffs, joined by a coalition
of media companies, cross-moved to unseal the
recordings. Id. We transferred the motions to the
district court for that court to address them in the first
instance.
Then-Chief Judge James Ware had taken over the
case following Judge Walker’s retirement. After
determining that the common-law right of access
applied and that Proponents had failed to demonstrate
a compelling reason to continue the seal, the court
ordered that the video recordings be unsealed. Perry v.
Schwarzenegger, No. C 09-02292, 2011 WL 4527349
(N.D. Cal. Sept. 19, 2011). Proponents appealed,
explaining that they had understood Judge Walker’s
assurance to mean that the recordings would not be
made public. They contended, further, that their
witnesses would likely be harassed if the recordings
were released, and that fear of harassment would make
it more difficult to retry the case if Proponents
succeeded in their merits appeal.
12a
In 2011, during oral argument in the appeal from
the court’s order unsealing the records, Proponents’
counsel acknowledged that neither they nor their
clients believed the recordings would remain
permanently sealed:
JUDGE HAWKINS: Were your clients under the
impression that these tapes would be forever
sealed?
COUNSEL: No Your Honor, I believe that a seal
lasts for—not necessarily, I guess, is the better
answer, is the seal lasts for ten years under the
local rules of the Northern District of California
and at the end of the trial—at the end of the
proceedings—at the end of the case, then we
would be entitled to go in and ask for an
extension of that time to a specific date. But it
would be a minimum of ten years, Your Honor.
JUDGE HAWKINS: And it’s clear from the record
that your client understood that and acted on
that basis?
COUNSEL: The record, I don’t believe has
anything one way or the other on that, but yes
we were aware of the local rules, Your Honor,
that it was a minimum of ten years and that we
would have the opportunity to ask for an
extended seal if we could make a good cause
showing of that.
Oral Argument at 07:04–07:58, Brown, 667 F.3d 1078
(No. 11-17255), https://www.ca9.uscourts.gov/media/
video/?20111208/11-17255.
13a
We reversed the district court, holding that it had
abused its discretion in ordering the recordings
unsealed. Brown, 667 F.3d at 1081. We concluded, even
assuming that the First Amendment and common-law
right of access applied, that there was a compelling
reason not to release the recordings at that time. Id. at
1084. We wrote, “The reason is that Proponents
reasonably relied on Chief Judge Walker’s specific
assurances—compelled by the Supreme Court’s justissued opinion—that the recording would not be
broadcast to the public, at least in the foreseeable
future.” Id. at 1084–85.
In an appended footnote, we cited and quoted Local
Rule 79-5(f), to which Proponents’ counsel had referred
in his answer during oral argument. Id. at 1085 n.5.
Our footnote explained that Rule 79-5(f)
provides that “[a]ny document filed under seal in
a civil case shall be open to public inspection
without further action by the Court 10 years
from the date the case is closed,” with the
proviso that “a party that submitted documents
that the Court placed under seal in a case may,
upon showing good cause at the conclusion of the
case, seek an order that would continue the seal
until a specific date beyond the 10 years
provided by this rule.”
Id. (alteration in original) (quoting Local Rule 79-5(f)).
In the separate merits appeal, we affirmed Judge
Walker’s ruling that Proposition 8 violated the
Fourteenth Amendment of the Constitution. Brown,
671 F.3d 1052. The Supreme Court granted certiorari
14a
and ultimately concluded that while Proponents had
standing to defend Proposition 8 in the trial before the
district court, they lacked Article III standing to appeal
the district court’s decision striking down Proposition
8. Hollingsworth, 570 U.S. at 715. Two years later, in
Obergefell v. Hodges, 576 U.S. 644 (2015), the Court
held that same-sex marriage is protected under the
Fourteenth Amendment.
In 2017, media intervenor KQED asked the district
court to unseal the video recordings of the trial.
Proponents opposed the unsealing. By this time, Judge
Ware had retired and the case had again been
reassigned, this time to Judge William Orrick.
In 2018, the district court held that the common-law
right of access applied to the trial recordings. The court
held, further, that the reliance interest we had
identified in 2012 remained a compelling reason to
maintain the recording’s seal until its presumptive
expiration after ten years, pursuant to the court’s local
rules. The court ordered that the trial recordings be
released after the seal’s presumptive expiration in
2020, unless Proponents demonstrated a “compelling
reason” to extend the seal. Proponents appealed. We
dismissed the appeal for lack of jurisdiction, holding
that the decision was neither a final order nor an
appealable collateral order. Perry v. Schwarzenegger,
765 F. App’x 335 (9th Cir. 2019).
In 2020, Proponents asked the district court to
extend the seal. For the first time, the California State
defendants actively supported release of the video
recordings to the public. The court declined to extend
the seal, in part because “the Proponents again failed
15a
to submit any evidence by declaration that any
Proponent or witness who testified on behalf of the
Proponents want[ed] the trial recordings to remain
under seal . . . [or] fear[ed] retaliation or harassment if
the recordings are released.” The court also found that
Proponents’ acknowledgment during oral argument in
2011 was “a significant indication that even
Proponents’ counsel contemporaneously understood
that sealing is typically limited in time and that it was
not reasonable to rely solely on Judge Walker’s
statements to insist that sealing be permanent.” On
August 12, 2020, the court ordered that the recordings
be made public.
Proponents timely appealed. A divided motions
panel of this court stayed the district court’s ordered
release of the recordings pending a hearing before the
merits panel. Following oral argument, our merits
panel requested supplemental briefing addressing the
question whether Proponents have Article III standing
to bring this appeal.
II. Standard of Review
Even when not raised by the parties, we are obliged
to determine whether we have subject matter
jurisdiction. Article III standing is an essential
ingredient of subject matter jurisdiction. Whitaker v.
Tesla Motors Inc., 985 F.3d 1173, 1178 (9th Cir. 2021).
III. Article III Standing
Appellants are all of the original Proponents except
for Hak-Shing WilliamTam and Protectmarriage.com.
With the appeal in its current posture, the threshold
(and determinative) question is whether Appellants
16a
have Article III standing. As the parties seeking federal
review, Appellants bear the burden of showing that
they have standing.
Under Article III of the Constitution, our
jurisdiction is limited to “Cases” and “Controversies.”
U.S. Const. Art. III, § 2. “For there to be such a case or
controversy, it is not enough that the party invoking
the power of the court have a keen interest in the issue.
That party must also have ‘standing . . . .’”
Hollingsworth, 570 U.S. at 700. The Supreme Court
has explained that the “‘irreducible constitutional
minimum’ of [Article III] standing consists of three
elements.” Spokeo v. Robins, 136 S. Ct. 1540, 1547
(2016) (quoting Lujan v. Defs. of Wildlife, 504 U.S. 555,
560 (1992)). Those elements require that the party
invoking federal jurisdiction “(1) suffered an injury in
fact, (2) that is fairly traceable to the challenged
conduct . . . , and (3) that is likely to be redressed by a
favorable judicial decision.” Id. (citing Lujan, 504 U.S.
at 560–61). The Court has explained that “under
Article III, a federal court may resolve only a real
controversy with real impact on real persons.”
TransUnion LLC v. Ramirez, 141 S. Ct. 2190, 2203
(2021) (quotation marks and citation omitted).
Although questions of standing often arise early in
a case, “Article III demands that an ‘actual controversy’
persist throughout all stages of litigation.”
Hollingsworth, 570 U.S. at 705. “That means that
standing ‘must be met by persons seeking appellate
review, just as it must be met by persons appearing in
courts of first instance.’” Id. (quoting Arizonans for Off.
English v. Arizona, 520 U.S. 43, 64 (1997)).
17a
The current appeal comes to us in a different
posture from Appellants’ prior appeals. When
Appellants appealed Judge Ware’s order unsealing the
recordings in 2011, they plausibly alleged potential
harm from their release. At that time, their merits
appeal was still pending. If they had succeeded in that
appeal, the case might well have been retried.
Appellants introduced evidence that they and others
had been harassed for supporting Proposition 8 around
the time of its passage. Based on this evidence,
Appellants plausibly alleged that their prospective
witnesses might refuse to testify for fear of harassment
if the video recordings of the first trial were released.
When Appellants appealed Judge Orrick’s order in
2019, we lacked appellate jurisdiction to review the
order. The district court had denied immediate relief
but had provided Appellants the option of establishing
a compelling reason to maintain the seal prior to the
recordings’ release in 2020. We accordingly dismissed
the appeal for lack of an appealable final order.
Unlike in 2011, there is now no prospect of a retrial.
Further, Appellants do not allege or rely on any fear of
harassment, as indicated by comments by Appellants’
counsel to the district court in 2020:
I very much appreciate that Your Honor had
invited and perhaps expected some additional
kind of argumentation about threats to the
witnesses’ safety or harassment, or that sort of
thing, but the truth is, Your Honor, that’s never
been the motivating factor or the basis for which
we’ve opposed disclosure of these videotapes.
18a
Unlike in 2019, the district court’s ruling in 2020 is an
appealable final order.
In denying Proponents’s request to keep the video
recordings sealed, the district court concluded in 2020:
Proponents again failed to submit any evidence
by declaration that any Proponent or witness
who testified on behalf of Proponents wants the
trial recordings to remain under seal. There is
no evidence that any Proponent or trial witness
fears retaliation or harassment if the recordings
are released. Nor is there any evidence that any
Proponent or trial witness on behalf of the
Proponents believed at the time or believes now
that Judge Walker’s commitment to personal
use of the recordings meant that the trial
recordings would remain under seal forever.
IV. Injury in Fact
Our Article III standing inquiry in this appeal
begins and ends with “injury in fact, the first and
foremost of standing’s three elements.” Spokeo, 136 S.
Ct. at 1547 (cleaned up). To satisfy this element,
Appellants must demonstrate “an injury that is both
‘concrete and particularized.’” Id. at 1545 (emphasis
omitted) (quoting Friends of the Earth, Inc. v. Laidlaw
Env’t Servs. (TOC), Inc., 528 U.S. 167, 180–81 (2000)).
To be “particularized,” the injury must affect
Appellants “in a personal and individual way.” Id. at
1548 (quoting Lujan, 504 U.S. at 560 n.1). To be
“concrete . . . [the injury] must actually exist.” Id.
Appellants’ theory of standing is rooted in an
analogy to breach of contract. See TransUnion, 141 S.
19a
Ct. at 2204 (explaining that the injury in fact
requirement may be satisfied where the burdened
party has “identified a close historical or common-law
analogue for their asserted injury”). In their view,
releasing the trial tapes amounts to a breach of Judge
Walker’s “promise” that the recordings were not made
“for purposes of public broadcasting or televising,”
interpreting his assurance as extending into
perpetuity. They claim to have relied on this assurance
in deciding not to seek additional injunctive relief from
the Supreme Court. Appellants contend that this
alleged breach of Judge Walker’s “promise” by Judge
Orrick’s order is alone sufficient to establish injury in
fact. They write in their supplemental brief:
Appellees begin by faulting us for failing to
establish by “declarations or other evidence”
that Proponents stand to suffer some tangible
harm “resulting from the unsealing,”—such as
threats of violence or retaliation—but as we
have explained, our standing is not based on any
such resulting injury, but rather on the
intangible (but critically significant and
concrete) harm that breach of Judge Walker’s
promises would cause to “the sanctity of the
judicial process.”
Appellants do not claim, and cite no authority for
the proposition, that a statement—even a
“promise”—made by a judge to litigants in the course of
litigation is an enforceable contract. An analogy to a
traditionally recognized cause of action does not relieve
a complainant of its burden to demonstrate an injury.
See, e.g., Carlsen v. Gamestop, Inc., 833 F.3d 903, 909
20a
(8th Cir. 2016) (“[I]t is crucial . . . not to conflate Article
III’s requirement of injury in fact with a plaintiff’s
potential cause of action, for the concepts are not
coextensive.” (quotation marks and citation omitted)).
To carry their burden, Appellants must plausibly allege
a concrete and particularized injury. Even assuming,
contrary to their statement to our court in 2011, that
Judge Walker told Appellants that the video recordings
would remain sealed in perpetuity, they do not have
Article III standing to appeal the district court’s order.
Appellants allege two kinds of injuries that would
result from unsealing the recordings. First, the
unsealing would result in a “palpable injustice” to
Appellants themselves. Second, the unsealing would
harm future litigants’ ability to rely on judicial
“promises,” and would thereby injure both the judicial
system and future litigants. Neither alleged injury is
sufficiently concrete and particularized for purposes of
Article III standing. We address each alleged injury in
turn.
A. “Palpable Injustice” to Appellants
Although not raised in their supplemental briefing
addressing Article III standing, Appellants’ prior
briefing alleged that concrete injury to Appellants, in
the form of “palpable injustice,” will result if the tapes
are unsealed. We are willing to construe this allegation
of injury broadly, as an allegation of injury not only to
Appellants personally, but also to those who have been
closely associated with them and who may have
depended on them to protect their interests.
21a
Only one of the original Proponents, Hak-Shing
William Tam, testified at the bench trial. See
Schwarzenegger, 704 F. Supp. 2d at 940. Although Tam
was a named intervenor-defendant in the bench trial,
he was called by Proponents to testify as an adverse
witness during their case in chief. Id. In 2009, Tam
submitted a declaration to the district court stating
that he had experienced harassment because of his
support of Proposition 8 and did not want the trial
recorded. However, Tam has given no indication since
then that he has reason to fear the release of the
recordings.
Further, there is no reason to believe that
Appellants now represent Tam’s interests. Even before
the beginning of the bench trial in January 2010, Tam
had separated himself from Proponents’ joint
representation and had obtained his own counsel. As
far as the record before us reveals, Tam never joined a
motion or petition filed by the Proponents after hiring
separate counsel. And while Tam’s name appears on
the caption in the 2011 appeals concerning both these
recordings and the merits of Proposition 8, he was not
listed on the notices of appeal filed by the other
Proponents or on a single filing in those actions. Tam
was not a party to the 2018 and 2020 proceedings
before Judge Orrick, and he is not a party to this
appeal. There is thus no evidence in the record that
Tam now fears an injury if the recordings are released,
and no evidence that Proponents are acting on his
behalf in this appeal.
There is also no evidence of any threatened injury
to the remaining Proponents if the video recordings are
22a
unsealed. None of them testified at the trial. Further
and critically, none of them has submitted a
declaration that they fear harassment or reprisals if
the recordings are unsealed.
Appellants called only two witnesses at trial, David
Blankenhorn and Professor Kenneth Miller. See
Schwarzenegger, 704 F. Supp. 2d at 945. Neither
witness has ever submitted a declaration or given any
indication in the record that he fears injury if the
recordings are released. Indeed, Blankenhorn has been
explicit that he does not fear harassment if the
recordings are made public. See Oral Argument at
9:50–10:24, Brown, 667 F.3d 1078 (No. 11-17255),
https://www.ca9.uscourts.gov/media/video/?20111
208/11-17255 (Appellants’ counsel explaining that
Blankenhorn “has said candidly that he was not
concerned about harassment of himself”). Miller has
never indicated that he fears any injury if the
recordings are released, even though a portion of his
testimony was used by Judge Walker in a 2011
televised presentation and has been available online
since that time. See Judge Vaughn Walker, History of
Cameras in the Courtroom at 33:15–36:55, C-SPAN
(Mar. 22, 2011), www.c-span.org/video/?298109-3/
judge-vaughn-walker-cameras-courtroom.
Appellants argue that not only they, but also their
attorneys, “reasonably relied on Judge Walker’s
assurances” that the recordings would not be released.
To the extent Appellants are relying on possible injury
to their attorneys, we seriously question their ability to
make such an argument on the attorneys’ behalf. But
we need not address this argument because none of
23a
Appellants’ attorneys submitted any declarations or
other evidence to the district court that they fear injury
if the recordings are disclosed.
Finally, even if we were to allow Proponents to
assert the interests of Proposition 8 general supporters,
there is no evidence in the record that they have reason
to fear harassment if the recordings are released now.
The record shows that during and prior to 2009,
Proposition 8 supporters, including the original
individual Proponents, experienced harassment. But
Appellants never supplemented this evidence with
anything after 2009, despite opportunities to do so in
both the 2018 and 2020 proceedings before the district
court.
In short, Appellants have provided no evidence
showing harm or threat of harm to themselves from the
release of the video recordings. Only three people
aligned or potentially aligned with Appellants—Tam,
Blakenhorn, and Miller—were witnesses at trial. Tam
is not a party to this appeal, is not represented by
Appellants, and has expressed no concern about the
release of the recordings. Blakenhorn has explicitly
stated that he has no concern about their release.
Miller has never indicated that he fears harassment if
video recordings of his testimony are released, and
parts of the recordings have been available to the
general public for a decade. The entire trial has been
publicly available in transcript form since 2010, and
there is no evidence in the record that Appellants, their
witnesses, or indeed any Proposition 8 supporter, have
been harassed during the period since the release of the
transcript. Simply put, the record is devoid of the
24a
“factual showing of perceptible harm” required to
establish an injury in fact. Lujan, 504 U.S. at 566. That
is, Appellants have failed to show that an injury or
threat of injury “actually exist[s].” Spokeo, 136 S. Ct. at
1548; see also TransUnion, 141 S. Ct. at 2200 (“No
concrete harm, no standing.”).
B. Injury to the Judicial System
and Future Litigants
We next consider Appellants’ general allegation that
harm to “the sanctity of the judicial process” and to
“future litigants” will result from the release of the
video recordings. In Appellants’ view, releasing the
recordings would result in diminished trust in the
judicial system and would require future litigants “to
refuse to accept trial judges’ assurances, inducing the
filing of seemingly pointless appeals to guard against
the possibility that the court might one day go back on
its word.” We consider these two alleged injuries in
turn.
First, in asserting injury to the judicial system,
Appellants acknowledge that they allege an injury
shared by everyone. They concede in their
supplemental briefing, “To be sure, the interest in
preserving respect for our system of justice . . . is one
shared by the public as a whole.” The Supreme Court
has long admonished that a party “raising only a
generally available grievance . . . does not state an
Article III case or controversy.” Lance v. Coffman, 549
U.S. 437, 439 (2007) (quoting Lujan, 504 U.S. at
573–74). A purported injury is an impermissible
“generalized grievance” when the interest of the party
asserting it “is plainly undifferentiated and common to
25a
all members of the public.” Id. at 440–41 (quotation
marks omitted) (quoting United States v. Richardson,
418 U.S. 166, 176–77 (1974)).
Appellants argue, however, that as parties to whom
Judge Walker’s “promise” was made, they “would suffer
in a particular and individual way if those promises are
breached.” But as we explained above, Appellants have
provided no evidence that they, or anyone whose
interests are potentially aligned with them, would
suffer any injury if the tapes are released. Accordingly,
they have alleged no interest beyond that common to
all of society, and they are “seeking relief that no more
directly and tangibly benefits [them] than it does the
public at large.” Id. at 439 (quotation marks and
citation omitted). This generalized grievance therefore
lacks the particularity to constitute an injury in fact
under Article III.
Second, nothing in the record indicates that
Appellants will themselves be among the future
litigants allegedly harmed by the release of the
recordings. Article III requires that the party invoking
federal jurisdiction have a “personal stake in the
outcome of the controversy.” Susan B. Anthony List v.
Driehaus, 573 U.S. 149, 158 (2014) (citation omitted).
For an injury to be sufficient for standing, “the party
seeking review [must] be [it]self among the injured.”
Lujan, 504 U.S. at 563 (quoting Sierra Club v. Morton,
405 U.S. 727, 734–35 (1972)). Appellants have not
alleged that they are currently engaged in other
litigation or have plans to litigate in the future. The
purported injury to future litigants, if it even exists, is
26a
unrelated to Appellants and insufficient for Article III
standing.
V. Conclusion
While Appellants may feel strongly about the
release of the recordings, “[t]he presence of a
disagreement, however sharp and acrimonious it may
be, is insufficient by itself to meet Art. III’s
requirements.” Hollingsworth, 570 U.S. at 704 (quoting
Diamond v. Charles, 476 U.S. 54, 62 (1986)).
Appellants have failed to establish a particularized and
concrete injury sufficient to constitute “injury in fact”
as the Supreme Court has defined that term. We
therefore lack jurisdiction over their appeal from the
district court’s order.
APPEAL DISMISSED.
IKUTA, Circuit Judge, dissenting:
This is yet another sad chapter in the story of how
the judiciary has been willing to bend or break its own
rules and standards in order to publicize the
proceedings of a single high-profile trial. The urge to
broadcast has continued despite the Supreme Court’s
unprecedented intervention to prevent the district
court and our court from violating rules precluding
such a broadcast, Hollingsworth v. Perry
(Hollingsworth), 558 U.S. 183, 196 (2010) (per curiam),
and our subsequent intercession to prevent the district
court from reneging on a judge’s “solemn commitments”
not to do so, Perry v. Brown (Perry), 667 F.3d 1078,
1081 (9th Cir. 2012). And here we are again: the
majority bends the principles of Article III standing in
27a
order to deprive proponents of the opportunity to argue
that the court should not breach its binding obligations.
I
The story began in 2009 when a group of plaintiffs
challenged a ballot initiative, Proposition 8, which
overruled a California Supreme Court ruling that
legalized same-sex marriage. The official proponents of
Proposition 8 intervened to defend the lawsuit after
state officials declined to do so.1
The trial was scheduled for January 2010. The
proponents were understandably concerned about the
impact of unwanted publicity. At the time, “numerous
instances of vandalism and physical violence [were]
reported against those who [were] identified as
Proposition 8 supporters,” Hollingsworth, 558 U.S. at
185–86, and supporters were subjected to death
threats, boycotts, or loss of employment, id. at 185. The
proponents therefore objected to publicly broadcasting
the trial, id. at 184–85, relying in part on the district
court’s Local Rule 77-3, which for years had barred the
broadcast of court proceedings,2 id. at 191–92.
1
The proponents here are all the official proponents in the original
trial regarding Proposition 8 (Dennis Hollingsworth, Gail Knight,
Martin Gutierrez, and Mark Jansson) with the exceptions of
Hak-Shing William Tam and Protectmarriage.com.
2
Local Rule 77-3 provided:
Unless allowed by a Judge or a Magistrate Judge with
respect to his or her own chambers or assigned courtroom
for ceremonial purposes, the taking of photographs, public
broadcasting or televising, or recording for those purposes
in the courtroom or its environs, in connection with any
28a
Despite this local rule, the district judge presiding
over the case, former Chief Judge Vaughn R. Walker,
began a persistent effort to ensure that the trial would
be broadcast to the public. Id. at 186. The judge first
floated his interest in broadcasting the trial at a
pre-trial hearing in September 2009, but the
proponents strongly opposed it. Id. A month later,
Chief Judge Walker joined a three-judge committee
(appointed by the Ninth Circuit Judicial Council) to
consider whether to initiate a “pilot program” to
broadcast trial proceedings. Id. Not surprisingly, the
committee recommended such a pilot program. Id. As
Judge Walker acknowledged, in making this
recommendation, the Proposition 8 case “was very
much in mind at that time because it had come to
prominence then and was thought to be an ideal
candidate for consideration.” Id. (citation omitted).
In December 2009, the Ninth Circuit Judicial
Council rushed through a new pilot program allowing
“the limited use of cameras in federal district courts
within the circuit.” Id. at 187 (citation omitted).
Concurrently, the district court began an effort to
amend Local Rule 77-3 so as to allow recording trials
judicial proceeding, is prohibited. Electronic transmittal of
courtroom proceedings and presentation of evidence within
the confines of the courthouse is permitted, if authorized
by the Judge or Magistrate Judge. The term ‘environs,’ as
used in this rule, means all floors on which chambers,
courtrooms or on which Offices of the Clerk are located,
with the exception of any space specifically designated as
a Press Room. Nothing in this rule is intended to restrict
the use of electronic means to receive or present evidence
during Court proceedings.
29a
“for participation in a pilot or other project authorized
by the Judicial Council of the Ninth Circuit.” Id.
(citation omitted). The proponents again strongly
objected. Among other arguments, they claimed that
any such changes to Ninth Circuit and local rules
required a sufficient notice-and-comment period. Id.
In response, the district court posted a new
announcement, giving the public five business days to
comment on the amended rule. Id. But even before the
five business days had passed, the district court
abruptly revised its website again, and announced that
the revised rule was adopted pursuant to 28 U.S.C.
§2071(e), which allows courts to implement rules
without prior public notice and opportunity for
comment if there is an “immediate need” for the rule.
Id. at 187–88.
After the district court “revise[d] its rules in haste,
contrary to federal statutes and the policy of the
Judicial Conference of the United States . . . to allow
broadcasting of this high-profile trial,” Hollingsworth,
558 U.S. at 196, Chief Judge Walker informed the
parties that he intended to record and broadcast the
upcoming trial, and obtained the Ninth Circuit’s
approval to allow “real-time streaming of the trial to
. . . federal courthouses in San Francisco, Pasadena,
Seattle, Portland, and Brooklyn,” id. at 188. The Ninth
Circuit indicated it could also approve streaming the
trial over the internet, if the technical difficulties could
be worked out. Id. at 189.
Having failed to prevent the hasty amendment to
the protective local rule, the proponents rushed to file
an emergency motion with the Supreme Court to
30a
prevent the broadcast. The Supreme Court
immediately issued a temporary stay to prevent the
trial from being broadcast to other courthouses. See
Hollingsworth v. Perry, 558 U.S. 1107 (2010).
But still, Chief Judge Walker continued recording
the trial over the proponents’ objection, “on the basis
that the Supreme Court might decide to lift the
temporary stay.” Perry, 667 F.3d at 1082.
Two days later, the Supreme Court extended the
stay “pending the timely filing and disposition of a
petition for a writ of certiorari or the filing and
disposition of a petition for a writ of mandamus.”
Hollingsworth, 558 U.S. at 199. The Court made clear
that it was wrong for the district court to “change its
rules at the eleventh hour to treat this case differently
from other trials in the district,” in order “to broadcast
a high-profile trial that would include witness
testimony about a contentious issue.” Id. The Court
emphasized that courts must comply with their own
rules and standards. “By insisting that courts comply
with the law, parties vindicate not only the rights they
assert but also the law’s own insistence on neutrality
and fidelity to principle.” Id. at 196.
But even with the Supreme Court behind them, the
proponents could not make Chief Judge Walker stop
filming. The proponents requested the district court
halt further recording of the trial in light of the Court’s
order. But Chief Judge Walker declined to do so.
Implicitly acknowledging the Supreme Court’s order
(and the possibility that the proponents could obtain
further relief from the Court), Chief Judge Walker
assured the proponents that any recordings would not
31a
be publicly broadcasted. Rather, Chief Judge Walker
stated that a recording would be helpful to him in
preparing the findings of fact, and pledged
unequivocally: “So that’s the purpose for which the
recording is going to be made going forward. But it’s
not going to be for purposes of public broadcasting or
televising.” The next day, Chief Judge Walker
memorialized this assurance in a publicly filed notice
that stated as follows: “Transmission of the proceedings
to other locations solely within the San Francisco
courthouse will continue along with recording for use in
chambers, as permitted in Civ LR 77-3.” Later, in his
post-trial opinion, Chief Judge Walker stated that “the
potential for public broadcast in the case had been
eliminated.” Perry v. Schwarzenegger, 704 F. Supp. 2d
921, 944 (N.D. Cal. 2010) (emphasis added). In that
same opinion, Chief Judge Walker directed the clerk of
the court to file the trial recording under seal as part of
the record. Id. at 929.
We subsequently held that these statements by
Chief Judge Walker constituted “binding obligations”
and “solemn commitments” that “there was no
possibility that the recording would be broadcast to the
public in the future.” Perry, 667 F.3d at 1086–87. The
proponents “reasonably relied on Chief Judge Walker’s
commitments in refraining from challenging his
actions” by seeking further relief from the Court. Id. at
1088.
Less than a year later, Chief Judge Walker reneged
on these “solemn commitments,” id. at 1081, by playing
portions of the trial recording during his public
appearances, id. at 1083. Again, the proponents rushed
32a
to object, and moved the Ninth Circuit to order the
return of all copies of the trial recording. Id. We
referred the motion to the district court. Id. A group of
media outlets that included Appellee KQED intervened
to move the court to unseal the trial recording.
Over the proponents’ objection, the district court
declined to enforce Chief Judge Walker’s commitment,
and issued an order to unseal the recording. Id. The
district court concluded that the common-law right of
public access applied to the recording and that the
proponents had made no showing sufficient to justify
its sealing in the face of the common-law right. Id.
We strongly disagreed, and reversed. We held that
“the district court abused its discretion by ordering the
unsealing of the recording of the trial notwithstanding
the trial judge's commitment to the parties that the
recording would not be publicly broadcast.” Id. at 1081.
“The trial judge on several occasions unequivocally
promised that the recording of the trial would be used
only in chambers and not publicly broadcast. He made
these commitments because the Supreme Court had
intervened in this very case in a manner that required
him to do so.” Id. Even assuming the common-law right
of access applied to the trial recording, “the interest in
preserving the sanctity of the judicial process is a
compelling reason to override the presumption in favor
of the recording’s release.” Id.
One might think this would be the end of the
proponents’ years of effort to prevent the public
broadcast of the trial. But that would underestimate
the apparently insatiable appetite to publicize the trial.
In response to yet another motion from KQED to
33a
unseal the trial recording, the district court concluded
that Chief Judge Walker’s solemn commitment had an
expiration date. The court reasoned that our holding in
Perry applied only until the local rules of the district
court—under which sealed records are presumptively
unsealed after ten years, see Northern District of
California Local Rule 79-5—kicked in. Therefore, the
district court held that the recording could be unsealed
in August 2020. The proponents protested this ruling,
but we dismissed their appeal for lack of jurisdiction
because the decision was neither a final order nor an
appealable collateral order. See Perry v.
Schwarzenegger, 765 Fed. Appx. 335 (9th Cir. 2019)
(mem.).
In April 2020, again over the proponents’ objections,
the district court concluded that the interest in judicial
integrity that we emphasized in Perry was no longer a
“compelling justification requiring indefinite sealing of
the trial recordings,” and held that the trial recordings
prepared solely for Chief Judge Walker’s private use,
and subject to a commitment that eliminated their
public broadcast, should be released to the public. We
stayed the district courts’ order pending the
proponents’ appeal.
II
No one reading this saga of the proponents’ efforts
to prevent the public broadcasting of the trial
proceedings could doubt that the proponents have a
personal stake in enforcing Chief Judge Walker’s
promise. Yet the majority remarkably concludes that
the proponents—who for ten years have been trying to
stop the unlawful broadcast of the trial
34a
proceedings—cannot sufficiently show they will be
injured by a breach of the trial judge’s “binding
obligations.” Perry, 667 F.3d at 1087. According to the
majority, the proponents do not have enough of a stake
in stopping the district court’s breach of its “solemn
commitments,” id. at 1081, to even have Article III
standing to bring this case. As explained below, this is
nothing more than another distortion of our rules and
standards to ensure that this single high profile trial is
broadcast, notwithstanding the compelling “interest in
preserving the sanctity of the judicial process.” Id.
A
Article III of the Constitution confines the federal
judicial power to the resolution of cases and
controversies. “For there to be a case or controversy
under Article III, the plaintiff must have a ‘personal
stake’ in the case—in other words, standing.”
TransUnion LLC v. Ramirez, 141 S. Ct. 2190, 2203
(2021) (cleaned up). “To demonstrate their personal
stake, plaintiffs must be able to sufficiently answer the
question: ‘What’s it to you?’” Id. (quoting Antonin
Scalia, The Doctrine of Standing as an Essential
Element of the Separation of Powers, 17 Suffolk U. L.
Rev. 881, 882 (1983)) (cleaned up). The only element of
standing at issue here is whether the proponents can
show they suffered an injury in fact that is concrete
and particularized. Lujan v. Defs. of Wildlife, 504 U.S.
555, 560–61 (1992).3
3
There is no dispute that the injury here—i.e., unsealing the trial
video—is actual and imminent.
35a
A “concrete” injury must be “real, and not abstract.”
TransUnion, 141 S. Ct. at 2204 (citation omitted).
“‘Concrete’ is not, however, necessarily synonymous
with ‘tangible,’” Spokeo, Inc. v. Robins, 578 U.S. 330,
340 (2016), and “[v]arious intangible harms can also be
concrete.” TransUnion, 141 S. Ct. at 2204. “Chief
among [such intangible harms] are injuries with a close
relationship to harms traditionally recognized as
providing a basis for lawsuits in American courts.” Id.
One of these “traditionally recognized” harms is a
violation of private rights, including contract rights,
whether or not the violation of such rights resulted in
economic damage or other injury. Common law courts
in the Founding era “reasoned that every legal injury
necessarily causes damage,” Uzuegbunam v.
Preczewski, 141 S. Ct. 792, 798 (2021), including “the
fact of breach of contract by itself,” id. (citing Marzetti
v. Williams (1830), 109 Eng. Rep. 842, 845 (K.B.)); see
also Springer v. Cleveland Clinic Emp. Health Plan
Total Care, 900 F.3d 284, 292 (6th Cir. 2018) (Thapar,
J., concurring) (collecting common law cases
establishing that courts historically “entertained
breach-of-contract claims even when ‘no real loss be
proved’” (citation omitted)). Common law courts heard
breach of contract claims and awarded nominal
damages even when “there was no apparent
continuing or threatened injury.”4 Uzuegbunam, 141 S.
4
To this day, California allows for an award of nominal damages
in breach of contract cases where the plaintiff suffered no actual
damages. See Cal. Civ. Code § 3360 (“When a breach of duty has
caused no appreciable detriment to the party affected, he may yet
recover nominal damages.”).
36a
Ct. at 798; see also Marzetti, 109 Eng. Rep. at 845
(noting that in case “substantially founded on a
contract . . . the plaintiff, though he may not have
sustained a damage in fact, is entitled to recover
nominal damages”); Restatement (First) of Contracts
§ 328 (Am. L. Inst. 1932) (“Where a right of action for
breach exists, but no harm was caused by the breach,
. . . judgment will be given for nominal damages, a
small sum fixed without regard to the amount of
harm.”). As Justice Thomas summed it up,
“[h]istorically, common-law courts possessed broad
power to adjudicate suits involving the alleged violation
of private rights, even when plaintiffs alleged only the
violation of those rights and nothing more.” Spokeo,
578 U.S. at 344 (Thomas, J., concurring).
Federal courts continue to follow this common law
principle that a breach of contract is itself a concrete
injury for purposes of Article III standing, regardless of
whether a plaintiff suffers actual damages. See
Springer, 900 F.3d at 287 (finding insured who was
denied benefits but suffered no financial loss
nevertheless sustained concrete injury because, “[l]ike
any private contract claim, his [Article III] injury does
not depend on allegation of financial loss. His injury is
that he was denied the benefit of his bargain.”);
Mitchell v. Blue Cross Blue Shield of N.D., 953 F.3d
529, 536 (8th Cir. 2020) (“Traditionally, a party to a
breached contract has a judicially cognizable injury for
standing purposes because the other party’s breach
devalues the services for which the plaintiff contracted
and deprives them of the benefit of their bargain.”)
(cleaned up); J.P. Morgan Chase Bank, N.A. v.
McDonald, 760 F.3d 646, 650–51 (7th Cir. 2014)
37a
(“When one party fails to honor its commitments, the
other party to the contract suffers a legal injury
sufficient to create standing even where that party
seems not to have incurred monetary loss or other
concrete harm.”); Katz v. Pershing, LLC, 672 F.3d 64,
72 (1st Cir. 2012) (“[W]hen a plaintiff generally alleges
the existence of a contract, express or implied, and a
concomitant breach of that contract, her pleading
adequately shows an injury to her rights.”); cf. Fleming
v. Charles Schwab Corp., 878 F.3d 1146, 1151 (9th Cir.
2017) (explaining plaintiffs’ potential inability to prove
damages in breach of contract case does not negate
standing).
Common law courts held that promises were
enforceable as contracts where the promisee relied on
the promise, and as a result was “deluded and diverted
from using any legal diligence to pursue” other
remedies. Pillans v. Van Mierop (1765), 97 Eng. Rep.
1035, 1037 (K.B.); see also Kevin M. Teeven, A History
of Promissory Estoppel: Growth in the Face of Doctrinal
Resistance, 72 Tenn. L. Rev. 1111, 1112–13 (2005)
(explaining Pillans summarized “the justifications for
common law promissory liability as they had existed
since the sixteenth century”). Early American courts
likewise enforced promises that induced justifiable
reliance. See, e.g., King’s Heirs v. Thompson, 34 U.S.
204, 218–20 (1835); Barzilla Homes v. Dana, 12 Mass.
190, 192 (Mass. 1815); Trs. of Farmington Acad. v.
Allen, 14 Mass. 172, 176 (Mass. 1817); Trs. of
Parsonage Fund in Fryeburg v. Ripley, 6 Me. 442,
445–46 (Me. 1830). As summed up in the 1932 edition
of the Restatement of Contracts, “[a] promise which the
promisor should reasonably expect to induce action or
38a
forbearance of a definite and substantial character on
the part of the promisee and which does induce such
action or forbearance is binding if injustice can be
avoided only by enforcement of the promise.”
Restatement (First) of Contracts § 90 (Am. L. Inst.
1932). Today, federal courts continue to entertain
claims based on promissory estoppel. See, e.g., Hass v.
Darigold Dairy Prods. Co., 751 F.2d 1096, 1100 (9th
Cir. 1985) (applying rule of promissory estoppel stated
in Restatement (Second) of Contracts § 90 (Am. L. Inst.
1979)).
In sum, the breach of a contract or binding promise
is an injury traditionally recognized as a violation of a
private right, whether or not the injured party suffers
economic or other damage.
B
Given this background, the proponents have a
vigorous response to the question: “what’s it to you.”
TransUnion, 141 S. Ct. at 2203 (cleaned up).
First, we are bound by our precedent to hold that
Chief Judge Walker made a binding, enforceable
promise. Perry, 667 F.3d at 1087. Chief Judge Walker’s
promises not to broadcast the trial recording publicly
were “solemn commitments,” “binding obligations,” and
constraints on other judges’ discretion to unseal the
recording. Id. We held that Chief Judge Walker
“promised the litigants that the conditions under which
the recording was maintained would not change,” and
identified the “legal consequence” of that promise:
“there was no possibility that the recording would be
broadcast to the public in the future.” Id. at 1086. And
39a
this conclusion that Chief Judge Walker made a
binding promise wasn’t a close call: “No other inference
could plausibly be drawn from the record.” Id.
Further, “[t]here can be no question that [the
proponents] reasonably relied on Chief Judge Walker’s
explicit assurances” that the recording would not be
publicly broadcast. Id. As we explained, because the
local rules did not allow for public broadcasting of
trials, “Chief Judge Walker could not lawfully have
continued to record the trial without assuring the
parties that the recording would be used only for a
permissible purpose.” Id. at 1087. Accordingly, “[h]ad
Chief Judge Walker not made the statement he did,
[the proponents] would very likely have sought an
order directing him to stop recording forthwith, which,
given the prior temporary and further stay they had
just obtained from the Supreme Court, they might well
have secured.” Id. at 1085. And because Chief Judge
Walker’s assurances were “compelled by the Supreme
Court’s ruling in this very case,” they were “even
worthier of the parties’ reliance.” Id. at 1087. Even the
majority notes that the proponents relied on Chief
Judge Walker’s promises to keep recordings private not
only for themselves, but also for the attorneys,
witnesses, and supporters who “depended on them to
protect their interests.” Majority Op. at 20.
Because Chief Judge Walker made a clear and
unambiguous promise that resulted in reasonable,
foreseeable, and detrimental reliance by the proponents
and those who depended on them, a violation of that
promise would be a violation of the proponents’ legal
40a
rights.5 See supra, at 33–36. Such a violation is a
traditionally recognized harm providing a basis for
lawsuit, whether or not it resulted in economic injury.
Therefore, publicly broadcasting the trial today
constitutes a concrete injury for purposes of Article III
standing, see, e.g., TransUnion, 141 S.Ct. at 2204,
regardless of whether the proponents or other
individuals associated with them alleged a fear of
harassment or reprisals if the broadcast is released.
The proponents’ injury is also “particularized.” An
injury is particularized if it “affect[s] the plaintiff in a
personal and individual way.” Lujan, 504 U.S. at 560
n.1. Here, there can be no question that unsealing the
trial recording would do so. Chief Judge Walker’s
promise was made directly to the proponents; it was a
promise about a recording of the proponents’ trial
specifically; and it was a promise that the proponents
5
The appellees here assert that the proponents were aware that
Chief Judge Walker’s promise would not last indefinitely. But that
argument relates to the merits of proponents’ claim. The
proponents need not definitively prove the existence or scope of a
contract or binding promise to establish Article III standing.
“Whether the elements of breach of contract, including the
existence of a contract, are satisfied . . . goes to the merits, not to
a court’s power to resolve the controversy. SM Kids, LLC v. Google
LLC, 963 F.3d 206, 212 (2d Cir. 2020) (citing Perry v. Thomas, 482
U.S. 483, 492 (1987)). Accordingly, “a party that alleges harm due
to another’s breach of a contract has a justiciable controversy with
the other party,” and “courts have jurisdiction to resolve the
controversy.” Id.; see also Novartis Seeds, Inc. v. Monsanto Co., 190
F.3d 868, 871 (8th Cir. 1999) (finding plaintiff alleging breach of
contract had Article III standing and rejecting argument that
merits defense defeats standing because “the distinction between
such a defense and subject-matter jurisdiction is a vital one”).
41a
relied on. Indeed, in Perry, we emphasized that Chief
Judge Walker’s “solemn commitments” were
“representations to the parties,” and they “could not
have been more explicitly directed toward the
particular recording at issue.” 667 F.3d at 1081
(emphasis added).
C
The majority’s arguments to the contrary fail. First,
the majority argues that the proponents have failed to
establish that any harm will result from the release of
the recordings. Majority Op. at 22–23. But, as
explained above, the breach of a binding promise (here,
a promise not to release the recording) is itself a
concrete harm sufficient to establish an injury in fact
for purposes of Article III standing. See supra at 33–36.
Second, the majority argues that we are not bound
by Perry’s holding that Chief Judge Walker made a
binding commitment, because when the proponents
previously appealed Chief Judge Ware’s order
unsealing the recordings, “they plausibly alleged
potential harm from their release.” Majority Op. at 16.
In the majority’s view, the plausible harm was that, if
the recording were unsealed, prospective witnesses
might refuse to testify at a re-trial for fear of
harassment. Majority Op. at 16. But our reasoning in
Perry was not based on the conclusion that the
proponents had plausibly alleged a fear of harassment.
Indeed, Perry never addressed the question whether
the proponents had standing, and so did not consider
any question of the proponents’ injury. Instead,
focusing on the binding nature of Judge Walker’s
statements and the proponents’ reliance on those
42a
statements, we held that the “compelling reason” that
required maintaining the trial recording under seal
was that the “breach of reliance interests” constituted
a “grave threat to the integrity of the judicial system.”
Perry, 667 F.3d at 1087. We explained that “the explicit
assurances that a judge makes—no less than the
decisions the judge issues—must be consistent and
worthy of reliance.” Id.
Finally, the majority argues that the proponents’
injury is not particularized because any injury to the
integrity of the judicial system is “an injury shared by
everyone.” Majority Op. at 23. But Chief Judge Walker
did not promise the public as a whole that the trial
recording would not be publicly broadcasted. Rather, he
made that promise to the proponents specifically. And
a breach of that promise will impact the proponents in
particular because the recording is of the proponents’
trial. Moreover, a breach of judicial integrity can
concretely injure specific litigants even if it also
undermines the public’s trust in the justice system. Cf.
Spokeo, 578 U.S. at 339 n.7 (“The fact that an injury
may be suffered by a large number of people does not of
itself make that injury a nonjusticiable generalized
grievance.”). Thus, the fact that a breach of Chief Judge
Walker’s promise would undermine trust in the judicial
system does not mean that the proponents—i.e., the
specific recipients of that promise—would not suffer a
particularized injury.
III
For the past ten years, the proponents have gone to
extraordinary lengths to prevent the public broadcast
of these trial proceedings, including a successful trip to
43a
the Supreme Court and multiple appeals to our court.
Whether Chief Judge Walker’s promise not to publicly
broadcast the trial recording is an enforceable contract
or merely closely analogous to one, the breach of that
promise is a concrete and particularized injury
sufficient to confer Article III standing upon the
proponents. Accordingly, the issue of Article III
standing does not provide a basis to depart from our
prior ruling “that the integrity of the judicial process is
a compelling interest that in these circumstances
would be harmed by the nullification of the trial judge’s
express assurances, and that there are no alternatives
to maintaining the recording under seal that would
protect the compelling interest at issue.” Perry, 667
F.3d at 1088. I therefore respectfully dissent from the
majority’s holding.
44a
APPENDIX B
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
Case No. 09-cv-02292-WHO
[Filed: July 9, 2020]
__________________________________________
KRISTIN M. PERRY, et al.,
)
)
Plaintiffs,
)
)
v.
)
)
ARNOLD SCHWARZENEGGER, et al.,
)
)
Defendants.
)
__________________________________________)
ORDER DENYING MOTION TO MAINTAIN
SEAL; UNSEALING TRIAL RECORDINGS
Re: Dkt. Nos. 892, 899
On January 17, 2018, I issued an Order on Media
Intervenor KQED, Inc.’s motion to unseal the
recordings of the bench trial conducted by former Chief
Judge Vaughn Walker in 2010 determining that
California’s Proposition 8 – colloquially known as the
ban on gay marriage – was unconstitutional. January
45a
2018 Order [Dkt. No. 878].1 I concluded that the
“common-law right of access applies to the video
recordings as records of judicial proceedings to which
a strong right of public access attaches. . . .” January
2018 Order at 10. In opposition to the motion,
Proponents2 did not submit evidence that they or their
counsel personally feared harm from the recordings’
release. But I concluded that the “compelling
justification of judicial integrity” outweighed the
public’s right of access at that juncture.
My concern regarding judicial integrity was based
on Judge Walker’s unequivocal commitments to the
trial participants that he intended the recordings solely
for his own use in drafting his opinion and the
judgment in that case. But I did not find that his
statements meant that the recordings should be
permanently sealed. Instead, given the guidance in
Perry v. Brown, 667 F.3d 1078, 1082 (9th Cir. 2012),
the prior Ninth Circuit opinion on this subject, I
1
The judicial decisions and reasons that led to the bench trial
proceedings being recorded but not broadcast, and the numerous
appeals of those decisions to the Ninth Circuit and the Supreme
Court, are detailed in my January 2018 Order and will not be
repeated here.
2
The Proponents who opposed KQED’s motion to unseal and who
are the movants on the current motion are defendant-intervenors
in the underlying action: Dennis Hollingsworth, Gail J. Knight,
Martin F. Gutierrez, and Mark A. Jansson. KQED’s motion to
unseal was joined by plaintiffs in the action, plaintiff-intervenor
City and County of San Francisco (CCSF), and amicus American
Civil Liberties Union of Northern California (ACLU). Defendant
State of California did not join but did not oppose KQED’s motion
to unseal.
46a
concluded that Northern District Civil Local Rule
79-5(g) and its ten year default for sealing court records
set the reasonable limit for sealing the trial recordings,
and that on August 12, 2020 the trial recordings would
be released unless Proponents offered evidence
justifying a continued seal. January 2018 Order at
10-11, 13-15.3
I directed that if the Proponents wanted to maintain
the seal on the trial recordings past August 12, 2020,
they had to file a motion to continue the seal by April
1, 2020 and set a briefing schedule and hearing date.
January 2018 Order at 15.4 They did. Plaintiffs,5 CCSF,
media intervenor KQED,6 and amicus the ACLU
3
At the time of the trial, the ten year default was contained in
Civil Local Rule 79-5(f).
4
The Proponents appealed my January 2018 Order. Dkt. No. 880.
On April 19, 2019, in a Memorandum Disposition, the Ninth
Circuit dismissed the appeal concluding it lacked jurisdiction
because my January 2018 Order was not a final decision or a
reviewable collateral order. Dkt. No. 888.
5
Fifteen of plaintiffs’ trial witnesses, including the plaintiffs and
expert witnesses, submit declarations supporting the release of the
trial recordings. The witnesses generally describe their beliefs that
release of the trial recordings would serve significant historical
purposes (as a watershed moment in the fight for LGBTQ rights),
educative functions (allowing the public to observe leading experts
discussing relevant theory and research), and show the emotional
impact of the trial testimony that they contend is not captured by
the written transcript of the proceedings. See Dkt. No. 895,
Exhibits B-P.
6
KQED submits declarations from Dean Erwin Chemerinsky
(Berkeley Law), Professor Suzanne Goldberg (Columbia Law
47a
opposed. Dkt. Nos. 895 896, 897, 898. The State of
California also opposes the motion to maintain the seal,
and now actively contends that the recordings should
be unsealed. Dkt. No. 894. In addition, the Reporters
Committee for Freedom of the Press (RCFP) filed a
request for leave to file an amicus brief on behalf of
itself and 36 media entities and journalism
organizations in support of KQED and unsealing the
recordings. Dkt. No. 899.7
School), Seth Levy (President and Chairman of the Board of
Directors for the It Gets Better Project), McKenna Palmer (LGBTQ
supporter and activist), Michael Sabatino (marriage equality
advocate), and Scott Shafter (Senior Editor, California Politics &
Government at KQED) supporting the release of the trial
recordings from their journalistic, legal, historical, and activist
perspectives. See Dkt. Nos. 898-3 – 898-8. 2
7
The amici represented by the Reporters Committee of Freedom
of the Press (RCFP) are The Associated Press, Berkeleyside Inc.,
Boston Globe Media Partners, LLC, BuzzFeed, Cable News
Network, Inc., California News Publishers Association,
Californians Aware, CalMatters, Dow Jones & Company, Inc., The
E.W. Scripps Company, Embarcadero Media, First Amendment
Coalition, First Look Media Works, Inc., Fox Television Stations,
LLC, Gannett Co., Inc., Hearst Corporation, Inter American Press
Association, International Documentary Association, Investigative
Reporting Workshop at American University, Los Angeles Times
Communications LLC, The Media Institute, Mother Jones, MPA –
The Association of Magazine Media, National Press Photographers
Association, The New York Times Company, The News Leaders
Association, Online News Association, POLITICO LLC, Radio
Television Digital News Association, Reveal from The Center for
Investigative Reporting, Sinclair Broadcast Group, Inc., Society of
Environmental Journalists, Society of Professional Journalists,
TEGNA Inc., Tully Center for Free Speech, and Univision
Communications Inc. The amici’s motion for leave to file their brief
is GRANTED. Dkt. No. 899. The RCFP, on behalf of the other
48a
In support of their motion to continue the seal past
the ten year default sealing date, Proponents rely
solely on the “judicial integrity” argument they raised
before. They assert that Judge Walker promised them
that he would use the recordings solely for his personal
use in drafting the opinion and judgment following the
bench trial. Given those assurances, they did not
continue to object to the recordings and did not try to
convince Judge Walker to stop recording or to seek the
assistance of a higher court to force Judge Walker to
stop recording. The Proponents contend that the
recordings should never be unsealed because of the
need to maintain Judge Walker’s “promise” as a
compelling matter of judicial integrity.
Significantly, the Proponents again failed to submit
any evidence by declaration that any Proponent or
witness who testified on behalf of the Proponents
wants the trial recordings to remain under seal. There
is no evidence that any Proponent or trial witness fears
retaliation or harassment if the recordings are
released. Nor is there any evidence that any Proponent
or trial witness on behalf of the Proponents believed at
the time or believes now that Judge Walker’s
commitment to personal use of the recordings meant
that the trial recordings would remain under seal
forever.
amici, argues generally that release of the recordings would serve
“the interests advanced by the common law and First Amendment
rights of access to judicial documents” by providing a
contemporaneous view of how the trial progressed and would
“enhance the completeness of news reports about the trial.” Dkt.
No. 899-2 at 7-15.
49a
There is attorney argument that the Proponents
relied on Judge Walker’s commitments regarding
recording the trial proceedings to conclude that the
records would never be released.8 But that is a different
position than they took during oral argument at the
Ninth Circuit in 2011. Then, Proponents’ counsel
acknowledged both Proponents’ knowledge of Civil
Local Rule 79-5(g) and that they would bear the burden
of having to demonstrate reasons to continue the seal
beyond ten years.9 Proponents now argue that their
counsel’s concessions in the Ninth Circuit cannot bind
them as a judicial admission. Reply (Dkt. No. 900) at 4.
Perhaps. But those concessions are a significant
indication that even Proponents’ counsel
contemporaneously understood that sealing is typically
limited in time and that it was not reasonable to rely
solely on Judge Walker’s statements to insist that
sealing be permanent.
In my prior Order, I rejected the idea that
Proponents’ “judicial integrity” argument, defined as it
is by the unique procedural and historical facts that led
to the recordings’ existence, could be a compelling
justification requiring indefinite sealing of the trial
8
Indeed, plaintiffs asked Proponents’ counsel for permission to
contact three of the Proponents’ trial witnesses to ask them if they
had any concerns about unsealing the trial recordings. Declaration
of Christopher D. Dusseault, ¶ 2. Dkt. No. 895-1. Proponents’
counsel declined that permission, informing plaintiffs’ counsel that
he “polled a critical mass of our clients and witnesses” and none of
them supported unsealing. Id. ¶ 3.
9
See Oral Argument at 7:04–7:48, Perry v. Brown, 667 F.3d 1078,
1082 (9th Cir. 2012) (No. 11-17255), https://bit.ly/35toPvJ.
50a
recordings. Having found that the common law right of
access requires release of the trial recordings absent
some other evidence that could theoretically provide a
compelling justification, and finding absolutely none
presented on this record, Proponents’ motion to
continue the seal on the trial recordings is DENIED.
On the undisputed record before me, there is no
justification, much less a compelling one, to keep the
trial recordings under seal any longer. The recordings
shall become public on August 12, 2020.10
The Proponents ask me to stay the release of the
recordings until either their appeal of the unsealing
order is resolved by the Ninth Circuit (and perhaps the
Supreme Court) or at least until movants can seek a
stay from the Ninth Circuit. However, I wrote in my
January 2018 Order and reiterated at the June 17,
2020 hearing on the current motion that the release of
the recordings would occur on August 12, 2020 in light
of Proponents’ failure to identify any compelling
justification other than the time-limited one of judicial
integrity. The Proponents, who appealed the January
2018 Order, are in a position to swiftly to seek a stay of
the release from the Ninth Circuit. Absent a stay from
the Ninth Circuit, on August 12, 2020, the Clerk’s
10
On the prior motion and again here, the sides disagree when the
Judgment in this case was entered and, hence, when the default
ten years will run. I addressed these arguments in my January
2018 Order and see no reason to deviate from the conclusion that
the ten years runs on August 12, 2020.
51a
Office will prepare to release the recordings to the
public.11
IT IS SO ORDERED.
Dated: July 9, 2020
/s/ William H. Orrick
William H. Orrick
United States District Judge
11
The actual mechanics of the public release of the recordings is
still under consideration. A further Order describing the
mechanics of that release will be issued prior to August 12, 2020.
52a
APPENDIX C
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
Case No. 09-cv-02292-JW (WHO)
[Filed: January 17, 2018]
__________________________________________
KRISTIN M. PERRY, et al.,
)
)
Plaintiffs,
)
)
v.
)
)
ARNOLD SCHWARZENEGGER, et al.,
)
)
Defendants.
)
__________________________________________)
ORDER ON MOTION TO UNSEAL
VIDEOTAPED TRIAL RECORDS
Re: Dkt. Nos. 852, 863
This motion presents a conundrum: our District has
possession of an undeniably important historical record
— video recordings of the high profile bench trial to
determine the constitutionality of California’s
Proposition 8, colloquially known as the ban on
same-sex marriage. But the recordings were explicitly
made for personal use by the presiding judge at the
trial, the Hon. Vaughn Walker, in preparing findings of
fact. When he began using them in public appearances,
53a
the Ninth Circuit stopped him, citing the “importance
of preserving the integrity of the judicial system.” It
left open the question of whether they could be released
in the future, or when.
Media intervenor KQED, Inc. now asks me to
unseal those video recordings.1 KQED’s unsealing
request is supported by the plaintiffs in the action2 and
the plaintiff-intervenor City and County of San
Francisco (CCSF). Dkt. Nos. 866, 867.3 Defendant State
of California does not oppose the motion to unseal. Dkt.
No. 869. The unsealing request is opposed by the
defendant-intervenors (Proponents).4 With scant
guidance, I refer to our Civil Local Rule 79-5, also cited
by the Ninth Circuit, to order that the recordings be
kept under seal for a total of ten years from the trial
court’s order entering judgment, or until August 12,
2020, unless the Proponents, by that time, show
compelling reasons for the seal to remain in place for
an additional period of time. I DENY the motion to
unseal at this juncture.
1
This matter came to me as Duty Judge, given Judge Walker’s
retirement from the bench.
2
Plaintiffs are Kristin M. Perry, Sandra B. Stier, Paul T. Katami,
and Jeffrey J. Zarrillo.
3
Proposed Amicus American Civil Liberties Union of Northern
California (ACLU) also supports the motion to unseal. Dkt. No.
863. The ACLU’s motion for leave to file their amicus brief is
GRANTED. I will refer to KQED, plaintiffs, CCSF, and the ACLU
as “movants” herein.
4
The Proponents are Dennis Hollingsworth, Gail J. Knight, Martin
F. Gutierrez, and Mark A. Jansson.
54a
BACKGROUND
In the weeks leading up to the January 2010 bench
trial, Judge Walker “expressed a desire to satisfy the
public’s interest in the case by broadcasting a video
feed of the proceedings to various federal courthouses
and online” and designated the trial for inclusion in the
Northern District’s pilot program for broadcasting
court proceedings. Perry v. Brown, 667 F.3d 1078, 1081
(9th Cir. 2012).5 On the morning of the first day of trial,
the Supreme Court (at the request of Proponents)
issued a temporary stay of the broadcast.
Hollingsworth v. Perry, 558 U.S. 1107 (mem.). Two
days later, the Court entered a further stay pending
the filing of a petition for mandamus or certiorari,
finding that “the courts below did not follow the
appropriate procedures set forth in federal law before
changing their rules to allow such broadcasting.”
Hollingsworth v. Perry, 558 U.S. 183 (2010) (per
curiam).6
5
The procedural background is largely taken from the Ninth
Circuit’s recitation in Perry v. Brown, 667 F.3d 1078 (9th Cir.
2012). None of the parties or movants on this motion dispute the
procedural facts as described by the Ninth Circuit.
6
At issue was the Ninth Circuit’s adoption in late 2009 of a pilot
program to allow recording and broadcasting, and the Northern
District’s revision of its Civil Local Rule to allow participation in
that new pilot program. As a result of the Supreme Court’s stay,
the applicable Civil Local Rule in effect at the time of trial, Civ. L.
R. 77-3, prohibited recording and broadcasting of court
proceedings, “[u]nless allowed by a Judge or a Magistrate Judge
with respect to his or her own chambers or assigned courtroom for
ceremonial purposes, the taking of photographs, public
broadcasting or televising, or recording for those purposes in the
55a
Judge Walker recorded the first two days of trial,
because the Supreme Court might have decided to lift
the temporary stay issued on the first day of trial. After
the further stay came into effect, the Proponents asked
that the recording be stopped. As recited by the Ninth
Circuit:
It was in this context that Judge Walker
responded as follows:
The local rule permits the recording for
purposes ... of use in chambers.... And I think
it would be quite helpful to me in preparing
the findings of fact to have that recording. So
that’s the purpose for which the recording is
going to be made going forward. But it’s not
going to be for purposes of public
broadcasting or televising.
Proponents dropped their objection at that point.
Perry v. Brown, 667 F.3d at 1082.7
courtroom or its environs, in connection with any judicial
proceeding, is prohibited. Electronic transmittal of courtroom
proceedings and presentation of evidence within the confines of the
courthouse is permitted, if authorized by the Judge or Magistrate
Judge.” Perry v. Brown, 667 F.3d at 1082 n. 1.
7
As the Ninth Circuit recognized, Proponents did subsequently file
a petition for a writ of certiorari in April 2010, seeking to vacate
the Ninth Circuit’s denial of Proponents’ petition for a writ of
mandamus to prevent Judge Walker from “broadcasting the trial.”
See Petition for a Writ of Certiorari, Hollingsworth v. U.S. Dist.
Court for Northern Dist. of California, ––– U.S. ––––, 131 S.Ct.
372, 178 L.Ed.2d 1 (2010) (No. 09–1238), 2010 WL 1513093. The
Supreme Court ultimately granted certiorari and remanded with
56a
In May 2010, Judge Walker offered to make copies
of the video recordings available to any party that
intended to use excerpts during their closing
arguments. That offer was made contingent on the
recipient maintaining the recordings under “a strict
protective order.” Plaintiffs and CCSF obtained copies.
After closing arguments, Proponents moved to require
the return of the copies. Perry v. Brown, 667 F.3d at
1082. In an August 4, 2010 Order, Judge Walker held:
The trial proceedings were recorded and used by
the court in preparing the findings of fact and
conclusions of law; the clerk is now DIRECTED
to file the trial recording under seal as part of
the record. The parties may retain their copies of
the trial recording pursuant to the terms of the
protective order herein. Proponents’ motion to
order the copies’ return [] is accordingly
DENIED.
Perry v. Schwarzenegger, 704 F.Supp.2d 921, 929
(N.D.Cal. 2010).8
instructions to dismiss the petition for a writ of mandamus as
moot because the trial was over and had not been “broadcasted.”
Hollingsworth v. U.S. Dist. Court for Northern Dist. of California,
––– U.S. ––––, 131 S.Ct. 372, 178 L.Ed.2d 1 (2010) (mem.).
8
As noted by the Ninth Circuit, Judge Walker recognized in his
opinion that the Proponents’ designated witnesses had expressed
concerns about testifying in light of the potential for the broadcast
of the proceedings. Judge Walker discounted that concern,
weighing it against the Proponents because “proponents failed to
make any effort to call their witnesses after the potential for public
broadcast in the case had been eliminated.” Perry v.
Schwarzenegger, 704 F.Supp.2d at 929.
57a
The Proponents appealed Judge Walker’s judgment
striking down Proposition 8; they did not challenge
either the denial of their motion to compel the return
of the copies or the district court’s entry of the
recording in the record. Perry v. Brown, 667 F.3d at
1083.
In 2011, Judge Walker retired. Both before and
after that retirement, Judge Walker “displayed”
excerpts from the video recordings during public
appearances. Id. The Proponents once again returned
to court, asking the Ninth Circuit to order Judge
Walker to return the video recordings to the Court’s
possession. The plaintiffs filed a cross-motion to unseal
the recordings.9 The Ninth Circuit referred the matters
back to the District Court.
The Hon. James Ware denied Proponents’ motion to
order Judge Walker to return the videos to the
possession of the Court (although Judge Walker had
returned them in the interim), and granted plaintiffs’
cross-motion to unseal. Perry v. Schwarzenegger, No. C
09–02292 JW, 2011 WL 4527349 (N.D. Cal. Sept. 19,
2011).10 Judge Ware concluded that the common-law
right of public access applied to the recordings, that
neither the Supreme Court’s decision in Hollingsworth
nor the local rule governing audiovisual recordings
barred their release, and that Proponents had made no
9
A “Media Coalition,” including KQED, moved to intervene at the
Ninth Circuit in order to support plaintiffs’ cross-motion to unseal.
Perry v. Brown, Ninth Cir. Case No. 10-16696, Dkt. No. 343.
10
The Media Coalition appeared at the August 29, 2011 hearing
before Judge Ware on the cross-motion to unseal. Dkt. No. 810.
58a
showing sufficient to justify continued sealing in the
face of the common-law right. Id. at *3–6. Judge Ware
also directed that a copy of the recordings be returned
to former Judge Walker. Id. at *6. Proponents
immediately appealed that ruling.11
The Ninth Circuit reversed. The court initially
assumed “for purposes of this case only, that the
common-law presumption of public access applies to
the recording at issue here and that it is not abrogated
by the local rule in question.” Perry v. Brown, 667 F.3d
at 1084. The court then concluded that there was “a
compelling reason in this case for overriding the
common-law right” of access, namely “Proponents
reasonably relied on Chief Judge Walker’s specific
assurances—compelled by the Supreme Court’s
just-issued opinion—that the recording would not be
broadcast to the public, at least in the foreseeable
future.” Id., 667 F.3d at 1084–1085.
The Ninth Circuit determined that Judge Walker
made “at least two” “unequivocal assurances that the
video recording at issue would not be accessible to the
public.” Id. at 1085. Those assurances were, in essence,
a commitment by Judge Walker not to allow the public
broadcasting of the videos. In the absence of those
assurances, and given the indications provided in the
Supreme Court orders, the Ninth Circuit concluded the
“Proponents again might well have taken action to
11
The Media Coalition successfully intervened back at the Ninth
Circuit in support of Judge Ware’s order unsealing the video
recordings. Perry v. Brown, Ninth Cir. Case No. 11-17255, Dkt.
Nos. 6-1, 15, 28-1.
59a
ensure that the recording would not be made available
for public viewing.” Perry v. Brown, 667 F.3d at
1085-86.
In light of those assurances and the “importance of
preserving the integrity of the judicial system” the
Ninth Circuit found a compelling reason for the
continued sealing of the recordings. Id. at 1087-88. In
reaching its decision, however, the Ninth Circuit was
careful to avoid concluding that the then-existing
compelling reason and the Proponents’ reasonable
expectations regarding non-broadcast would
permanently preclude disclosure. The court explained
that proponents reasonably relied on assurances that
the video recordings would not be broadcast in public
“at least in the foreseeable future.” Id. at 1084-85. That
“foreseeable future” according to the court was
informed by the Northern District’s Civil Local Rule
providing that documents filed under seal in a civil
case “shall be open to public inspection without further
action by the Court 10 years from the date the case is
closed” unless “a party that submitted documents that
the Court placed under seal in a case may, upon
showing good cause at the conclusion of the case, seek
an order that would continue the seal until a specific
date beyond the 10 years provided by this rule.” Id. at
1084-85 n.5.
KQED now moves to unseal again, arguing that the
Supreme Court’s decision affirming Judge Walker’s
determination that Proposition 8 was unconstitutional
(Hollingsworth v. Perry, 133 S. Ct. 2652 (2013)
(Hollingsworth II)), the passage of time, and the
wider-acceptance of same-sex marriage has lessened
60a
both the justifications for the sealing and the
reasonable expectations of the Proponents for
continued sealing of the indisputably historically
significant video recordings.
Each of the named plaintiffs who testified during
the bench trial submits a declaration in support of
unsealing. Dkt. Nos. 857, 858, 859, 860. The plaintiffs
explain why they believe public release and review of
the video recordings is important and why the
currently-available transcripts are not an adequate
substitute. The plaintiffs expect that the video
recordings will carry significant and unique weight in
showing what happened during the trial because they
show the vulnerability of the plaintiffs as they testified
and the level of emotion surrounding their testimony,
“uniquely show[ing] the real reasons that marriage is
important to people like” the plaintiffs. Stier
Declaration [Dkt. No. 859] ¶¶ 7, 8; see also Zarrillo
Decl. [Dkt. No. 860] ¶ 6 (“People should be able to see
what I experienced, where I had to literally testify and
prove that I love Paul.”).
KQED also submits declarations from directors at
two non-profits involved in advocacy and education on
lesbian, gay, bisexual and transgender (LGBT) issues.
Dkt. Nos. 855, 856. One director testifies that release
of the video recordings will further “the public’s
ongoing desire to understand the profound social and
legal issues that were publicly tried in this Court and
ultimately affirmed by the U.S. Supreme Court.” Levy
Decl. [Dkt. No. 856], ¶ 4. The other director states that
release of the video recordings “will meaningfully
contribute to the public’s understanding of the evidence
61a
that was presented by the parties during this contested
federal trial, evidence that continues to have relevance
and resonance today.” Kendell Decl. [Dkt. No. 855], ¶ 4.
Finally, KQED submits the declaration of its Senior
Editor, California Politics & Government, Scott Shafer.
Dkt. No. 854. According to Shafer, the initial KQED
and other media coverage of the trial could only
summarize what happened in the court each day, and
public access to the full and “actual trial recording is
critical [] understanding how this critical chapter in
California legal history unfolded.” Shafer Decl. ¶ 5.
Shafer explains that KQED would use the video
recordings as teaching tools and to produce a statewide
radio special. Id. ¶ 6.12
LEGAL STANDARD
“The law recognizes two qualified rights of access to
judicial proceedings and records,” a First Amendment
right of access to criminal proceedings and a
common-law right of access to inspect and copy judicial
records and documents. United States v. Bus. of Custer
Battlefield Museum & Store Located at Interstate 90,
Exit 514, S. of Billings, Mont., 658 F.3d 1188, 1195 (9th
Cir. 2011). The Ninth Circuit has not squarely
addressed which standard applies to access to civil
proceedings as opposed to access to civil judicial records
and documents.13
12
The Proponents did not submit a declaration or other evidence
in support of their opposition to the motion to unseal.
13
KQED argues the Ninth Circuit confirmed that the First
Amendment right of access applies to civil proceedings in
Courthouse News Service v. Planet, 750 F.3d 776, 793 (9th Cir.
62a
Under the common-law right of access, “[f]ollowing
the Supreme Court’s lead, ‘we start with a strong
presumption in favor of access to court records.’” Center
for Auto Safety v. Chrysler Group, LLC, 809 F.3d 1092,
1096 (9th Cir. 2016) (quoting Foltz v. State Farm Mut.
Auto. Ins. Co., 331 F.3d 1122, 1135 (9th Cir.2003)).
Accordingly, “[a] party seeking to seal a judicial record
then bears the burden of overcoming this strong
presumption by meeting the ‘compelling reasons'
standard.” Kamakana v. City & County of Honolulu,
447 F.3d 1172, 1178 (9th Cir.2006). Under this
stringent standard, a court may seal records only when
it finds “a compelling reason and articulate[s] the
factual basis for its ruling, without relying on
hypothesis or conjecture.” Kamakana, 447 F.3d at
1179. The court must then “conscientiously balance[ ]
the competing interests of the public and the party who
seeks to keep certain judicial records secret.” Id.
Under the qualified First Amendment right of
access, courts “must consider whether ‘(1) closure
serves a compelling interest; (2) there is a substantial
probability that, in the absence of closure, this
2014). The question before that panel, however, was whether First
Amendment and free speech issues were significantly implicated
to reverse the district court’s decision to abstain from deciding
what rights of access a media outlet should have to complaints
filed in superior court. The court expressly took “no position on the
ultimate merits” of the claim, but in light of the significant First
Amendment issues involved remanded for the district court to
consider the merits of the claim in the first instance. Id.
Courthouse News did not explicitly settle the question of which
standard is applied to justify sealing (or closing) civil proceedings
and records of those proceedings.
63a
compelling interest would be harmed; and (3) there are
no alternatives to closure that would adequately
protect the compelling interest.’” Perry v. Brown, 667
F.3d at 1088 (quoting Oregonian Pub. Co. v. U.S. Dist.
Court for Dist. of Or., 920 F.2d 1462, 1466 (9th
Cir.1990)). To determine whether a First Amendment
right of access exists to particular proceedings or
documents, courts apply the two part “experience and
logic” test, asking: (1) “whether the place and process
have historically been open to the press and general
public”; and (2) “whether public access plays a
significant positive role in the functioning of the
particular process in question.” See United States v.
Doe, 870 F.3d 991, 997 (9th Cir. 2017) (quoting
Press-Enter. Co. v. Super. Ct., 478 U.S. 1, 8 (1986)).
“Even when the experience and logic test is satisfied,
however, the public’s First Amendment right of access
establishes only a strong presumption of openness, and
‘the public still can be denied access if closure ‘is
necessitated by a compelling governmental interest,
and is narrowly tailored to serve that interest.’” Times
Mirror Co. v. United States, 873 F.2d 1210, 1211 n.1
(9th Cir. 1989) (quoting Press-Enter. Co. v. Super. Ct.,
464 U.S. 501, 509–10 (1984)).
The First Amendment is “generally understood to
provide a stronger right of access than the common
law.” Custer Battlefield, 658 F.3d at 1197 n.7. However,
as noted above, both the qualified First Amendment
and common-law right of access standards require a
showing of compelling justifications for the sealing of
court proceedings and documents.
64a
At the time of the Proposition 8 bench trial and the
February 2012 decision by the Ninth Circuit in Perry v.
Brown, Northern District Civil Local Rule 79-5(f)
“provided that ‘[a]ny document filed under seal in a
civil case shall be open to public inspection without
further action by the Court 10 years from the date the
case is closed,’ with the proviso that ‘a party that
submitted documents that the Court placed under seal
in a case may, upon showing good cause at the
conclusion of the case, seek an order that would
continue the seal until a specific date beyond the 10
years provided by this rule.’” Perry v. Brown, 667 F.3d
at 1085 n.5.14
DISCUSSION
KQED, the plaintiffs, CCSF, and the ACLU argue
that release of the video recordings is warranted now.
They point out that Judge Walker’s ruling is settled
law following its affirmance by the Supreme Court.
They note that in its 2012 decision on the appeal from
the first motion to unseal, the Ninth Circuit relied in
part on the fact that merits of the case had not yet been
14
The current version, Civ. L.R. 79-5(g), provides in full: “Effect of
Seal. Unless otherwise ordered by the Court, any document filed
under seal shall be kept from public inspection, including
inspection by attorneys and parties to the action, during the
pendency of the case. Any document filed under seal in a civil case
shall, upon request, be open to public inspection without further
action by the Court 10 years from the date the case is closed.
However, a Submitting Party or a Designating Party may, upon
showing good cause at the conclusion of a case, seek an order to
extend the sealing to a specific date beyond the 10 years provided
by this rule. Nothing in this rule is intended to affect the normal
records disposition policy of the United States Courts.”
65a
decided and the law on same-sex marriage remained
unsettled, and held only that the video recordings had
to remain under seal at that time and not in
perpetuity. They also show that while there has been
wider acceptance of same-sex marriage (certainly as a
legal matter), there is continued, ongoing debate over
the issue and a continued interest in the Proposition 8
trial itself.
Given the changed circumstances from the time
when the Ninth Circuit ruled on sealing in 2012 and
the significant continued public interest, movants
argue that the compelling justifications found by the
Ninth Circuit in 2012 no longer exist and the public’s
right of access – both under the common law and the
First Amendment – requires the video recordings to be
unsealed. Movants also argue that any interests the
Proponents may have had regarding potential
harassment due to their involvement in the trial that
could have supported continued sealing in 2012 have
been mitigated by the passage of time, the now-settled
legality of same-sex marriage, and the extensive
reporting that occurred during and following the trial
(including re-enactments) that disclosed Proponents’
actual arguments and testimony but which did not
result in any actual harassment shown by evidence in
the record.15 Finally, movants contend that the
Northern District’s Local Rule presumptively sealing
court records for ten years, Civ. L.R. 79-5(g), must give
way to the public’s right of access given the lack of
15
Movants also note that one of the two witnesses for the
Proponents subsequently and publicly reversed his position on
same-sex marriage. Mot. at 11-12 n.8.
66a
existing compelling justifications and the arbitrary ten
year outer boundary used in that Rule.16
Proponents make no effort to show, factually, how
further disclosure of their trial testimony would
adversely affect them. Indeed, the transcript of the
trial has been widely disseminated and dramatized in
plays and television shows. Instead, they raise a
number of arguments that I am both barred from
considering movants’ request to unseal and, if I reach
the merits, required to continue the seal.
As an initial matter, I reject the arguments that I
cannot consider the motion to unseal on its merits
because of the Ninth Circuit’s mandate on the prior
motion to unseal or because of the doctrines of issue
preclusion, law-of-the-case, or stare decisis. The Ninth
Circuit’s mandate reversed Judge Ware’s decision,
concluding he had abused his discretion, and remanded
“with instructions to maintain the trial recording under
seal.” Perry v. Brown, 667 F.3d at 1088-89. That
mandate did not include any language indicating that
the materials should remain under seal in perpetuity
or otherwise binding the district court from addressing
a future motion to unseal based on changed
circumstances. The language utilized by the Ninth
Circuit was conditional as to time. The court expressly
concluded that: “Proponents reasonably relied on Chief
Judge Walker’s specific assurances—compelled by the
16
KQED points out that the Eastern District of Pennsylvania
provides for the presumptive unsealing of records two years after
the conclusion of a civil action and the Western District of North
Carolina unseals records after final disposition of the case. Mot. at
18.
67a
Supreme Court’s just-issued opinion—that the
recording would not be broadcast to the public, at least
in the foreseeable future” and cited the District’s civil
local rule providing a ten year presumptive mark for
unsealing court records. Id., 667 F.3d at 1084-85
(emphasis added).17 The court’s recognition that
continued sealing is conditional squares with Ninth
Circuit authority requiring proponents of sealing to
show that justifications supporting continued sealing
continue to exist. Kamakana v. City and County of
Honolulu, 447 F.3d 1172, 1181 (9th Cir. 2006)
(determining whether justifications existed to continue
sealing court records).18 Therefore, I am not bound or
otherwise precluded from addressing this motion on its
merits.
On the merits, I have no doubt that the common-law
right of access applies to the video recordings as
records of judicial proceedings to which a strong right
of public access attaches. But I conclude that the
compelling justification of judicial integrity identified
17
I recognize that Judge Walker’s assurances, relied on by the
Ninth Circuit, could imply that the video recordings would never
be accessible to the public. But the focus here is on whether
Proponents could rest on those implied assurances indefinitely,
and as recognized by the Ninth Circuit, they cannot.
18
Nor is my consideration of this motion barred by the Supreme
Court’s decisions staying the broadcast of the trial. The Supreme
Court did not address the question at hand, and expressly limited
itself to whether “broadcast in this case should be stayed because
it appears the courts below did not follow the appropriate
procedures set forth in federal law before changing their rules to
allow such broadcasting.” Hollingsworth v. Perry, 558 U.S. 183,
184 (2010).
68a
in the Ninth Circuit’s 2012 Order continues to apply
and prevents disclosure of the video recordings through
the presumptive unsealing ten year mark applicable
under Civil Local Rule 79-5(g).
Proponents argue that former Local Rule 77-3, as
well as long-standing judicial policies in place in 2010
preventing or tightly controlling the recording and
broadcasting of court proceedings, defeat the public’s
right of access and preclude release of the video
recordings for public dissemination. They rely on the
Supreme Court’s recognition that the Rule 77-3 had the
“force of law” Hollingsworth v. Perry, 558 U.S. at 191,
and argue that releasing the video recordings now
would violate that law which at the time strictly
prohibited the broadcast of proceedings outside of the
Court. However, a recording of the proceedings was
made and was, without separate objection by
Proponents, made part of the trial record. As
circumstances and justifications change (for example,
the current Northern District and Ninth Circuit rules
and policies allow for public broadcast of proceedings),
so does the calculus concerning how the public’s right
of access weighs against asserted compelling
justifications for maintaining court records under seal.
Neither former Rule 77-3 nor the Judicial Conference
or Ninth Circuit Judicial Council policies in effect in
2010 preclude the public’s right of access from
attaching to the video recordings.
Proponents also contend that the common-law right
of access cannot apply to video recordings of witness
testimony that are “wholly derivative of evidence
offered and the arguments made in open court” relying
69a
on United States v. McDougal, 103 F.3d 651 (8th Cir.
1996). Oppo. at 18-19. McDougal, however, dealt with
a markedly different situation and applied a different
standard in assessing the public’s right of access.
There, the Eighth Circuit concluded that a videotaped
deposition played in open court was not a “judicial
record” to which the right of public access attaches and,
in the alternative if considering the deposition tape to
be a judicial record, declined to apply the
accepted-in-other-circuits (including the Ninth) “strong
presumption” of public access to judicial records. Here,
unlike in McDougal, the video recordings at issue are
recordings of the court proceedings themselves, not a
prior recording of testimony simply played at trial.
Those tapes were made with the express intent and
actual purpose of assisting the trial judge in reaching
his decision. Moreover, the analysis of McDougal is
contrary to “the strong presumption in favor of copying
access” applicable in the Ninth Circuit to “audio and
videotape exhibits as they are received in evidence
during a criminal trial.” Valley Broadcasting Co. v.
U.S. Dist. Court for Dist. of Nevada, 798 F.2d 1289,
1290, 1294 (9th Cir. 1986). The public’s right of access
applies to the video recordings at issue.
However, the compelling justification identified by
the Ninth Circuit in 2012 – namely, judicial integrity
– continues to exist and precludes release of the video
recordings at this juncture. To be clear, I am not
holding that the recordings must continue to be sealed
simply because Judge Walker made a promise that
movants argue was mistaken if not impermissible
under the law. I agree that a record cannot continued
to be sealed where a trial judge makes a mistake in
70a
characterizing the record at issue or the interests
proffered to justify sealing.19 I also agree that just
because a compelling justification existed at one point
in time does not mean that a compelling justification
exists in perpetuity. As the Ninth Circuit has noted, in
order for documents to remain under seal, there must
be compelling “interests favoring continued secrecy.”
Kamakana, 447 F.3d at 1181 (emphasis added).
Here the compelling justification identified by the
Ninth Circuit in 2012 continues to exist. That
justification, judicial integrity, was and continues to be
inextricably couched in the unique procedural facts
recognized by both the Supreme Court and the Ninth
Circuit in the appeals related to recordings at issue
including: (i) the adoption of a pilot project to allow
recording and broadcast of court proceedings in the
Ninth Circuit (without prior public notice and
comment), (ii) the efforts to modify this District’s civil
local rules (without prior public notice and comment),
(iii) then-existing Civil Local Rules in effect at the time
of the trial (given the Supreme Court’s stay) that did
not allow for recording or broadcast, (iv) the assurances
of internal-only use made by Judge Walker which (as
the Ninth Circuit concluded) were relied upon by
Proponents in not seeking a further stay of the
recording, and (v) the Ninth Circuit’s reliance on this
District’s ten year presumption of continued sealing.
19
Although there is no evidence that at the time Judge Walker
made his assurances to the Proponents that he was mistaken on
a matter of fact or law.
71a
While I do not find my consideration of this motion
to unseal is precluded by the Ninth Circuit’s decision in
Perry v. Brown, 667 F.3d 1078 (9th Cir. 2012) – because
circumstances change and justifications become more
or less compelling – I do find that the compelling
reason of judicial integrity identified by that court
continues to require sealing of the video recordings, at
least until the rules of this court setting the
presumptive unsealing of record after ten years apply.20
Proponents argue that the ten year unsealing
presumption in former Local Rule 79-5(g) cannot set
their reasonable expectations as to whether and when
the video recordings might be released because that
Rule only applies to records created by the parties and
not records of judicial proceedings created by the Court.
However, Rule 79 applied generally to “BOOKS AND
RECORDS KEPT BY THE CLERK,” Rule 79-5 applied
to “Filing Documents Under Seal,” and then-Rule
79-5(f) provided in full:
(f) Effect of Seal. Unless otherwise ordered by
the Court, any document filed under seal shall
be kept from public inspection, including
inspection by attorneys and parties to the action,
during the pendency of the case. Any document
filed under seal in a civil case shall be open to
20
I recognize there is some dispute over when that ten year mark
will occur, given that judgment in the case was not (apparently due
to an oversight) entered in August 2010 as Judge Walker
instructed. However, given the intent of the trial court and the
subsequent appeal on its merits, August 12, 2010 is functionally
the date the case was “closed” for substantive proceedings on the
merits.
72a
public inspection without further action by the
Court 10 years from the date the case is closed.
However, a party that submitted documents that
the Court placed under seal in a case may, upon
showing good cause at the conclusion of the case,
seek an order that would continue the seal until
a specific date beyond the 10 years provided by
this rule. Nothing in this rule is intended to
affect the normal records destruction policy of
the United States Courts. The chambers copy of
sealed documents will be disposed of in
accordance with the assigned Judge’s discretion.
Ordinarily these copies will be recycled, not
shredded, unless special arrangements are
made.
Civil Local Rule 79 (in effect in 2010
<https://cand.uscourts.gov/superseded-local-rules>).21
That Rule 79-5 contained procedures in some of its
subdivisions governing how parties could file materials
under seal and that 79-5(f) provided that any party
who did so may move to continue the seal after the ten
year presumptive period expires, does not mean that
the presumptive unsealing rule is somehow limited.
There was and is nothing in Rule 79-5 limiting the
presumptive unsealing to materials filed by the parties
as opposed to materials created and filed by the Court,
like transcripts of judicial proceedings or the video
recordings at issue. Judge Walker, as noted above,
directed that the Clerk “file the trial recording under
seal as part of the record.” Perry v. Schwarzenegger,
21
A similar rule currently exists as Civil Local Rule 79-5(g).
73a
704 F.Supp.2d at 929. Rule 79-5 applies. Moreover,
there is no inherent conflict between then-existing Rule
79-5(f) presumptive unsealing and then-existing Rule
77-3 prohibition on recording and broadcasting
proceedings. Nothing in the Rules themselves creates
an inherent conflict.
Movants’ argument both relies on then-Rule 79-5(f)
and then seeks to avoid it. Movants first argue that the
ten year presumption of unsealing, as cited by the
Ninth Circuit, would set the outside boundary of
Proponents’ reasonable expectation of sealing. Reply at
4. They also argue, however, that ten years is an
arbitrary timeframe, adopted without apparent case
law or other support, and that timeframe cannot be
used to defeat the public right of access to the video
recordings now on the facts currently presented. Mot.
at 18. However, as noted above, the existence of the ten
year unsealing presumption was significant to the
Ninth Circuit and remains significant to me.
Finally, my analysis would be no different if I
applied a First Amendment right of access instead of
the common-law right of access. As noted above,
compelling justifications must exist to satisfy both
standards. The fact that the First Amendment
standard might be harder to satisfy, did not preclude
the Ninth Circuit from finding it satisfied in 2012.
Perry v. Brown, 667 F.3d at 1088. The same holds true
here.
CONCLUSION
The resolution of KQED’s motion to unseal is
properly before me on its merits. I conclude that the
74a
common-law right of access applies to the video
recordings made by and for the use of Judge Walker
but that the compelling justification of judicial integrity
– given the unique facts of this case and legal decisions
weighing on the legality of Judge Walker’s efforts to
create those recordings – still precludes their release at
this juncture.
I further rule that the recordings shall be released
to movants on August 12, 2020, absent further order
from this Court that compelling reasons exist to
continue to seal them. Proponents shall file any motion
to continue the sealing no later than April 1, 2020, any
opposition is due on May 13, 2020, and the reply on
May 27, 2020. The hearing, if one is needed, is set for
June 17, 2020.
IT IS SO ORDERED.
Dated: January 17, 2018
/s/ William H. Orrick
William H. Orrick
United States District Judge
75a
APPENDIX D
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
No. 20-16375
[Filed: December 28, 2021]
__________________________________________
KRISTIN M. PERRY; et al.,
)
)
Plaintiffs-Appellees,
)
)
CITY AND COUNTY OF
)
SAN FRANCISCO,
)
)
Intervenor-Plaintiff-Appellee,
)
)
KQED, INC.,
)
)
Intervenor-Appellee,
)
)
v.
)
)
GAVIN NEWSOM, Governor; et al.,
)
)
Defendants-Appellees,
)
)
DENNIS HOLLINGSWORTH; et al.,
)
)
Intervenor-Defendants-Appellants, )
76a
and
)
)
PATRICK O’CONNELL, in his official
)
capacity as Clerk-Recorder for the County
)
of Alameda; DEAN C. LOGAN, in his
)
official capacity as Registrar-Recorder/
)
County Clerk for the County of Los Angeles, )
)
Defendants.
)
__________________________________________)
D.C. No. 3:09-cv-02292-WHO
Northern District of California, San Francisco
ORDER
Before: LUCERO,* W. FLETCHER, and IKUTA,
Circuit Judges.
Appellant filed a petition for rehearing en banc on
December 2, 2021 (Dkt. Entry No. 72). Judge W.
Fletcher has voted to deny the petition for rehearing en
banc, and Judge Lucero so recommends. Judge Ikuta
voted to grant the petition for rehearing en banc.
The full court has been advised of the petition for
rehearing en banc and no judge of the court has
requested a vote on whether to rehear the matter en
banc. Fed. R. App. P. 35.
The petition for rehearing en banc is DENIED.
*
The Honorable Carlos F. Lucero, United States Circuit Judge for
the U.S. Court of Appeals for the Tenth Circuit, sitting by
designation.
77a
APPENDIX E
CONSTITUTIONAL PROVISIONS
AND RULES INVOLVED
U.S. CONST. art. III, § 2, cl. 1
The judicial Power shall extend to all Cases, in Law
and Equity, arising under this Constitution, the Laws
of the United States, and Treaties made, or which shall
be made, under their Authority;—to all Cases affecting
Ambassadors, other public Ministers and Consuls;—to
all Cases of admiralty and maritime Jurisdiction;—to
Controversies to which the United States shall be a
Party;—to Controversies between two or more
States;—between a State and Citizens of another
State,—between Citizens of different States,—between
Citizens of the same State claiming Lands under
Grants of different States, and between a State, or the
Citizens thereof, and foreign States, Citizens or
Subjects.
U.S. CONST. amend. I
Congress shall make no law respecting an
establishment of religion, or prohibiting the free
exercise thereof; or abridging the freedom of speech, or
of the press; or the right of the people peaceably to
assemble, and to petition the Government for a redress
of grievances.
78a
N.D. CAL. L.R. 77-3 (current)
Photography and Public Broadcasting.
Unless allowed by a Judge or a Magistrate Judge with
respect to his or her own chambers or assigned
courtroom for ceremonial purposes or for participation
in a pilot or other project authorized by the Judicial
Council of the Ninth Circuit or the Judicial Conference
of the United States, the taking of photographs, public
broadcasting or televising, or recording for those
purposes in the courtroom or its environs, in connection
with any judicial proceeding, is prohibited. Electronic
transmittal of courtroom proceedings and presentation
of evidence within the confines of the courthouse is
permitted, if authorized by the Judge or Magistrate
Judge. The term “environs,” as used in this rule, means
all floors on which chambers, courtrooms or on which
Offices of the Clerk are located, with the exception of
any space specifically designated as a Press Room.
Nothing in this rule is intended to restrict the use of
electronic means to receive or present evidence during
Court proceedings.
N.D. CAL. L.R. 77-3 (2009)
Photography and Public Broadcasting.
Unless allowed by a Judge or a Magistrate Judge with
respect to his or her own chambers or assigned
courtroom for ceremonial purposes, the taking of
photographs, public broadcasting or televising, or
recording for those purposes in the courtroom or its
environs, in connection with any judicial proceeding, is
prohibited. Electronic transmittal of courtroom
proceedings and presentation of evidence within the
confines of the courthouse is permitted, if authorized by
79a
the Judge or Magistrate Judge. The term “environs,” as
used in this rule, means all floors on which chambers,
courtrooms or on which Offices of the Clerk are located,
with the exception of any space specifically designated
as a Press Room. Nothing in this rule is intended to
restrict the use of electronic means to receive or
present evidence during Court proceedings.
N.D. CAL. L.R. 79-5 (current)
Filing Documents Under Seal in Civil Cases.
(a)
This Rule Applies to Electronic and
Manually-Filed Sealed Documents. The procedures
and requirements set forth in Civil L.R. 79-5 apply to
both the e-filing of sealed documents submitted by
registered e-filers in e-filing cases; and the manual
filing of sealed documents submitted by non-e-filers
and/or in non-e-filing cases. For the purposes of Civil
L.R. 79-5, “file” means: (1) to electronically file (“e-file”)
a document that is submitted by a registered e-filer in
a case that is subject to e-filing; or (2) to manually file
a document when it is submitted by a party that is not
permitted to e-file and/or in a case that is not subject to
e-filing. See Civil L.R. 5-1(b) for an explanation of cases
and parties subject to e-filing.
(b)
Specific Court Order Required. Except as
provided in Civil L.R. 79-5(c), no document may be filed
under seal (i.e., closed to inspection by the public)
except pursuant to a court order that authorizes the
sealing of the particular document, or portions thereof.
A sealing order may issue only upon a request that
establishes that the document, or portions thereof, are
privileged, protectable as a trade secret or otherwise
entitled to protection under the law (hereinafter
80a
referred to as “sealable”). The request must be
narrowly tailored to seek sealing only of sealable
material, and must conform with Civil L.R. 79-5(d).
(c)
Documents that May Be Filed Under Seal
Before Obtaining a Specific Court Order. Only the
unredacted version of a document sought to be sealed,
may be filed under seal before a sealing order is
obtained, as permitted by Civil L.R. 79-5(d)(1)(D).
(d)
Request to File Document, or Portions
Thereof, Under Seal. A party seeking to file a
document, or portions thereof, under seal (“the
Submitting Party”) must:
(1)
File an Administrative Motion to File Under
Seal, in conformance with Civil L.R. 7-11. The
administrative motion must be accompanied by the
following attachments:
(A) A declaration establishing that the
document sought to be filed under seal, or
portions thereof, are sealable. Reference to a
stipulation or protective order that allows a
party to designate certain documents as
confidential is not sufficient to establish that a
document, or portions thereof, are sealable. The
procedures detailed in Civil L.R. 79-5(e) apply to
requests to seal in which the sole basis for
sealing is that the document(s) at issue were
previously designated as confidential or subject
to a protective order.
(B) A proposed order that is narrowly tailored
to seal only the sealable material, and which
81a
lists in table format each document or portion
thereof that is sought to be sealed.
(C) A redacted version of the document that is
sought to be filed under seal. The redacted
version shall prominently display the notation
“REDACTED VERSION OF DOCUMENT(S)
SOUGHT TO BE SEALED.” A redacted version
need not be filed if the submitting party is
seeking to file the entire document under seal.
(D) An unredacted version of the document
sought to be filed under seal. The unredacted
version must indicate, by highlighting or other
clear method, the portions of the document that
have been omitted from the redacted version,
and prominently display the notation
“UNREDACTED VERSION OF DOCUMENT(S)
SOUGHT TO BE SEALED.” The unredacted
version may be filed under seal pursuant to Civil
L.R. 79-5(c) before the sealing order is obtained.
Instructions for e-filing documents under seal
can be found on the ECF website.
(2)
Provide a courtesy copy of the administrative
motion, declaration, proposed order, and both the
redacted and unredacted versions of all documents
sought to be sealed, in accordance with Civil L.R.
5-1(e)(7).
The courtesy copy of unredacted declarations and
exhibits should be presented in the same form as if
no sealing order was being sought. In other words,
if a party is seeking to file under seal one or more
exhibits to a declaration, or portions thereof, the
82a
courtesy copy should include the declaration with
all of the exhibits attached, including the exhibits,
or portions thereof, sought to be filed under seal,
with the portions to be sealed highlighted or clearly
noted as subject to a sealing motion.
The courtesy copy should be an exact copy of what
was filed, and for e-filed documents the ECF header
should appear at the top of each page. The courtesy
copy must be contained in a sealed envelope or
other suitable container with a cover sheet affixed
to the envelope or container, setting forth the
information required by Civil L.R. 3-4(a) and
prominently displaying the notation “COURTESY
[or CHAMBERS] COPY - DOCUMENTS
SUBMITTED UNDER SEAL.”
The courtesy copies of sealed documents will be
disposed of in accordance with the assigned judge’s
discretion. Ordinarily these copies will be recycled,
not shredded, unless special arrangements are
made.
(e)
Documents Designated as Confidential or
Subject to a Protective Order. If the Submitting
Party is seeking to file under seal a document
designated as confidential by the opposing party or a
non-party pursuant to a protective order, or a
document containing information so designated by an
opposing party or a non-party, the Submitting Party’s
declaration in support of the Administrative Motion to
File Under Seal must identify the document or portions
thereof which contain the designated confidential
material and identify the party that has designated the
material as confidential (“the Designating Party”). The
83a
declaration must be served on the Designating Party on
the same day it is filed and a proof of such service must
also be filed.
(1)
Within 4 days of the filing of the
Administrative Motion to File Under Seal, the
Designating Party must file a declaration as
required by subsection 79-5(d)(1)(A) establishing
that all of the designated material is sealable.
(2)
If the Designating Party does not file a
responsive declaration as required by subsection
79-5(e)(1) and the Administrative Motion to File
Under Seal is denied, the Submitting Party may file
the document in the public record no earlier than 4
days, and no later than 10 days, after the motion is
denied. A Judge may delay the public docketing of
the document upon a showing of good cause.
(f)
Effect of Court’s Ruling on Administrative
Motion to File Under Seal. Upon the Court’s ruling
on the Administrative Motion to File Under Seal,
further action by the Submitting Party may be
required.
(1)
If the Administrative Motion to File Under
Seal is granted in its entirety, then the document
filed under seal will remain under seal and the
public will have access only to the redacted version,
if any, accompanying the motion.
(2)
If the Administrative Motion to File Under
Seal is denied in its entirety, the document sought
to be sealed will not be considered by the Court
unless the Submitting Party files an unredacted
84a
version of the document within 7 days after the
motion is denied.
(3)
If the Administrative Motion to File Under
Seal is denied or granted in part, the document
sought to be sealed will not be considered by the
Court unless the Submitting Party files a revised
redacted version of the document which comports
with the Court’s order within 7 days after the
motion is denied.
(g)
Effect of Seal. Unless otherwise ordered by the
Court, any document filed under seal shall be kept
from public inspection, including inspection by
attorneys and parties to the action, during the
pendency of the case. Any document filed under seal in
a civil case shall, upon request, be open to public
inspection without further action by the Court 10 years
from the date the case is closed. However, a Submitting
Party or a Designating Party may, upon showing good
cause at the conclusion of a case, seek an order to
extend the sealing to a specific date beyond the 10
years provided by this rule. Nothing in this rule is
intended to affect the normal records disposition policy
of the United States Courts.
N.D. CAL. L.R. 79-5 (2010)
Filing Documents Under Seal.
(a)
Specific Court Order Required. No document
may be filed under seal, i.e., closed to inspection by the
public, except pursuant to a Court order that
authorizes the sealing of the particular document, or
portions thereof. A sealing order may issue only upon
a request that establishes that the document, or
85a
portions thereof, is privileged or protectable as a trade
secret or otherwise entitled to protection under the law,
[hereinafter referred to as “sealable.”] The request
must be narrowly tailored to seek sealing only of
sealable material, and must conform with Civil L.R.
79-5(b) or (c). A stipulation, or a blanket protective
order that allows a party to designate documents as
sealable, will not suffice to allow the filing of
documents under seal. Ordinarily, more than one copy
of a particular document should not be submitted for
filing under seal in a case.
(b)
Request to File Entire Document Under
Seal. Counsel seeking to file an entire document under
seal must:
(1)
File and serve an Administrative Motion to
File Under Seal, in conformance with Civil L.R.
7-11, accompanied by a declaration establishing
that the entire document is sealable;
(2)
Lodge with the Clerk and serve a proposed
order sealing the document;
(3)
Lodge with the Clerk and serve the entire
document, contained in an 8 ½-inch by 11-inch
sealed envelope or other suitable sealed container,
with a cover sheet affixed to the envelope or
container, setting out the information required by
Civil L.R. 3-4(a) and (b) and prominently displaying
the notation: “DOCUMENT SUBMITTED UNDER
SEAL”;
(4)
Lodge with the Clerk for delivery to the
Judge’s chambers a second copy of the entire
86a
document, in an identical labeled envelope or
container.
(c)
Request to File a Portion of a Document
Under Seal. If only a portion of a document is
sealable, counsel seeking to file that portion of the
document under seal must:
(1)
File and serve an Administrative Motion to
File Under Seal, in conformance with Civil L.R.
7-11, accompanied by a declaration establishing
that a portion of the document is sealable;
(2)
Lodge with the Clerk and serve a proposed
order that is narrowly tailored to seal only the
portion of the document which is claimed to be
sealable;
(3)
Lodge with the Clerk and serve the entire
document, contained in an 8 ½-inch by 11-inch
sealed envelope or other suitable sealed container,
with a cover sheet affixed to the envelope or
container, setting out the information required by
Civil L.R. 3-4(a) and (b) and prominently displaying
the notation: “DOCUMENT SUBMITTED UNDER
SEAL.” The sealable portions of the document must
be identified by notations or highlighting within the
text;
(4)
Lodge with the Clerk for delivery to the
Judge’s chambers a second copy of the entire
document, in an identical labeled envelope or
container, with the sealable portions identified;
87a
(5)
Lodge with the Clerk and serve a redacted
version of the document that can be filed in the
public record if the Court grants the sealing order.
(d)
Filing a Document Designated Confidential
by Another Party. If a party wishes to file a
document that has been designated confidential by
another party pursuant to a protective order, or if a
party wishes to refer in a memorandum or other filing
to information so designated by another party, the
submitting party must file and serve an Administrative
Motion for a sealing order and lodge the document,
memorandum or other filing in accordance with this
rule. If only a portion of the document, memorandum
or other filing is sealable, the submitting party must
also lodge with the Court a redacted version of the
document, memorandum or other filing to be placed in
the public record if the Court approves the requested
sealing order. Within 7 days thereafter, the designating
party must file with the Court and serve a declaration
establishing that the designated information is
sealable, and must lodge and serve a narrowly tailored
proposed sealing order, or must withdraw the
designation of confidentiality. If the designating party
does not file its responsive declaration as required by
this subsection, the document or proposed filing will be
made part of the public record.
(e)
Request Denied. If a request to file under seal
is denied in part or in full, neither the lodged document
nor any proposed redacted version will be filed. The
Clerk will notify the submitting party, hold the lodged
document for three days for the submitting party to
retrieve it, and thereafter, if it is not retrieved, dispose
88a
of it. If the request is denied in full, the submitting
party may retain the document and not make it part of
the record in the case, or, within 4 days, re-submit the
document for filing in the public record. If the request
is denied in part and granted in part, the party may
resubmit the document in a manner that conforms to
the Court’s order and this rule.
(f)
Effect of Seal. Unless otherwise ordered by the
Court, any document filed under seal shall be kept
from public inspection, including inspection by
attorneys and parties to the action, during the
pendency of the case. Any document filed under seal in
a civil case shall be open to public inspection without
further action by the Court 10 years from the date the
case is closed. However, a party that submitted
documents that the Court placed under seal in a case
may, upon showing good cause at the conclusion of the
case, seek an order that would continue the seal until
a specific date beyond the 10 years provided by this
rule. Nothing in this rule is intended to affect the
normal records destruction policy of the United States
Courts. The chambers copy of sealed documents will be
disposed of in accordance with the assigned Judge’s
discretion. Ordinarily these copies will be recycled, not
shredded, unless special arrangements are made.
89a
APPENDIX F
Volume 4
Pages 670 - 990
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
BEFORE THE HONORABLE
VAUGHN R. WALKER
NO. C 09-2292-VRW
[Filed: January 15, 2010]
__________________________________________
KRISTIN M. PERRY,
)
SANDRA B. STIER, PAUL T. KATAMI,
)
and JEFFREY J. ZARRILLO,
)
)
Plaintiffs,
)
)
VS.
)
)
ARNOLD SCHWARZENEGGER, in his
)
official capacity as Governor of
)
California; EDMUND G. BROWN, JR.,
)
in his official capacity as Attorney General )
of California; MARK B. HORTON, in his
)
official capacity as Director of the
)
California Department of Public Health
)
and State Registrar of Vital Statistics;
)
LINETTE SCOTT, in her official capacity
)
as Deputy Director of Health Information & )
90a
Strategic Planning for the California
)
Department of Public Health;
)
PATRICK O’CONNELL, in his official
)
capacity as Clerk-Recorder for the County
)
of Alameda; and DEAN C. LOGAN, in his
)
official capacity as Registrar-Recorder/
)
County Clerk for the County of Los Angeles, )
)
Defendants.
)
__________________________________________)
San Francisco, California
Thursday
January 14, 2010
TRANSCRIPT OF PROCEEDINGS
Reported By: Katherine Powell Sullivan, CRR,
CSR 5812
Debra L. Pas, CRR, CSR 11916
Official Reporters - U.S. District
Court
APPEARANCES:
For Plaintiffs:
GIBSON, DUNN & CRUTCHER LLP
1050 Connecticut Avenue, N.W.
Washington, D.C. 20036-5306
BY: THEODORE B. OLSON, ESQUIRE
MATTHEW D. MCGILL, ESQUIRE
91a
GIBSON, DUNN & CRUTCHER LLP
333 South Grand Avenue
Los Angeles, California 90071-3197
BY: THEODORE J. BOUTROUS, JR., ESQUIRE
CHRISTOPHER D. DUSSEAULT, ESQUIRE
GIBSON, DUNN & CRUTCHER LLP
555 Mission Street, Suite 3000
San Francisco, California 94105-2933
BY: ETHAN D. DETTMER, JR., ESQUIRE
ENRIQUE A. MONAGAS, ESQUIRE
SARAH E. PIEPMEIER, ESQUIRE
BOIES, SCHILLER & FLEXNER LLP
333 Main Street
Armonk, New York 10504
BY: DAVID BOIES, ESQUIRE
BOIES, SCHILLER & FLEXNER LLP
575 Lexington Avenue, 7th Floor
New York, New York 10022
BY: JOSHUA I. SCHILLER, ESQUIRE
BOIES, SCHILLER & FLEXNER LLP
1999 Harrison Street, Suite 900
Oakland, California 94612
BY: JEREMY MICHAEL GOLDMAN, ESQUIRE
STEVEN C. HOLTZMAN, ESQUIRE
For Plaintiff-Intervenor:
CITY AND COUNTY OF SAN FRANCISCO
OFFICE OF THE CITY ATTORNEY
One Drive Carlton B. Goodlett Place
San Francisco, California 94102-4682
92a
BY:
THERESE STEWART, DEPUTY
ATTORNEY
DANNY CHOU
CHRISTINE VAN AKEN
RONALD P. FLYNN
MOLLIE M. LEE
DEPUTY CITY ATTORNEYS
CITY
(APPEARANCES CONTINUED ON
FOLLOWING PAGE)
APPEARANCES (CONTINUED):
For Defendant Gov. Schwarzenegger:
MENNEMEIER, GLASSMAN & STROUD
980 9th Street, Suite 1700
Sacramento, California 95814-2736
BY: ANDREW WALTER STROUD, ESQUIRE
For Defendant Edmund G. Brown Jr.:
STATE ATTORNEY GENERAL’S OFFICE
455 Golden Gate Avenue, Suite 11000
San Francisco, California 94102-7004
BY: TAMAR PACHTER, DEPUTY ATTORNEY
GENERAL
STATE OF CALIFORNIA
Department of Justice
Office of the Attorney General
1300 I Street, 17th Floor
Sacramento, California 95814
BY: GORDON BURNS, DEPUTY SOLICITOR
GENERAL
93a
For Defendant-Intervenors:
COOPER & KIRK
1523 New Hampshire Avenue, N.W.
Washington, D.C. 20036
BY: CHARLES J. COOPER, ESQUIRE
DAVID H. THOMPSON, ESQUIRE
HOWARD C. NIELSON, JR., ESQUIRE
NICOLE MOSS, ESQUIRE
PETER A. PATTERSON, ESQUIRE
ALLIANCE DEFENSE FUND
15100 North 90th Street
Scottsdale, Arizona 85260
BY: BRIAN W. RAUM, SENIOR COUNSEL
ALLIANCE DEFENSE FUND
801 G Street NW, Suite 509
Washington, D.C. 20001
BY: JORDAN W. LORENCE, ESQUIRE
For Defendant Dean C. Logan:
OFFICE OF LOS ANGELES COUNTY COUNSEL
500 West Temple Street, Room 652
Los Angeles, California 90012
BY: JUDY WHITEHURST, DEPUTY COUNTY
COUNSEL
(APPEARANCES CONTINUED ON
FOLLOWING PAGE)
94a
APPEARANCES (CONTINUED):
For Defendant Patrick O’Connell:
OFFICE OF ALAMEDA COUNTY COUNSEL
1221 Oak Street, Suite 450
Oakland, California 94612
BY: CLAUDE F. KOLM, DEPUTY COUNTY
COUNSEL
MANUEL MARTINEZ, DEPUTY COUNTY
COUNSEL
For Mr. Garlow, Mr. McPherson:
AMERICAN CENTER FOR LAW & JUSTICE
11 West Chestnut Hill Road
Litchfield, Connecticut 06759
BY: VINCENT P. MCCARTHY, ESQUIRE
____
PROCEEDINGS
JANUARY 14, 2010
8:42 A.M.
THE COURT: Very well. Good morning, Counsel.
(Counsel greet the Court.)
THE COURT: Let’s see. First order of business, I
have communicated to judge -- Chief Judge Kozinski, in
light of the Supreme Court’s decision yesterday, that
I’m requesting that this case be withdrawn from the
Ninth Circuit pilot project. And he indicated that he
would approve that request. And so that should take
care of the broadcasting matter.
95a
And we have motions that have been filed on behalf
of Mr. Garlow and Mr. McPherson. And the clerk
informs me counsel for those parties are here present.
*
*
*
[p. 753]
All right. Shall we take until 15 minutes of the
hour, or 10:45.
MR. COOPER: Your Honor, just before we break,
may I ask one minor housekeeping matter?
THE COURT: Yes.
MR. COOPER: Point of clarification, actually, and
it’s further to your announcement as we opened the
court day, that the Court was asking for withdrawal of
this case from the pilot program.
I just ask the Court for clarification, if I may then
understand that the recording of these proceedings has
been halted, the tape recording itself?
THE COURT: No, that has not been altered.
MR. COOPER: As the Court knows, I’m sure, we
have put in a letter to the Court asking that the
recording of the proceedings be halted.
I do believe that in the light of the stay, that the
court’s local rule would prohibit continued tape
recording of the proceedings.
THE COURT: I don’t believe so. I read your letter.
It does not quote the local rule.
96a
The local rule permits remote -- perhaps if we get
the local rule -MR. BOUTROUS: Your Honor, I have a copy.
THE COURT: Oh, there we go.
(Whereupon, document was tendered to the Court.)
THE COURT: The local rule permits the recording
for purposes the -- of taking the recording for purposes
of use in chambers and that is customarily done when
we have these remote courtrooms or the overflow
courtrooms. And I think it would be quite helpful to me
in preparing the findings of fact to have that recording.
So that’s the purpose for which the recording is
going to be made going forward. But it’s not going to be
for purposes of public broadcasting or televising.
*
*
*
97a
APPENDIX G
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF
CALIFORNIA
No C 09-2292 VRW
[Filed: January 15, 2010]
__________________________________________
KRISTIN M PERRY, SANDRA B STIER,
)
PAUL T KATAMI and JEFFREY J
)
ZARRILLO,
)
)
Plaintiffs,
)
)
CITY AND COUNTY OF
)
SAN FRANCISCO,
)
)
Plaintiff-Intervenor,
)
)
v
)
)
ARNOLD SCHWARZENEGGER, in his
)
official capacity as governor of California;
)
EDMUND G BROWN JR, in his official
)
capacity as attorney general of California;
)
MARK B HORTON, in his official capacity )
as director of the California Department of )
Public Health and state registrar of vital
)
statistics; LINETTE SCOTT, in her official )
capacity as deputy director of health
)
information & strategic planning for the
)
98a
California Department of Public Health;
PATRICK O’CONNELL, in his official
capacity as clerk-recorder of the County of
Alameda; and DEAN C LOGAN, in his
official capacity as registrar-recorder/
county clerk for the County of Los Angeles,
)
)
)
)
)
)
)
Defendants,
)
)
DENNIS HOLLINGSWORTH, GAIL J
)
KNIGHT, MARTIN F GUTIERREZ,
)
HAKSHING WILLIAM TAM, MARK A
)
JANSSON and PROTECTMARRIAGE.COM )
– YES ON 8, A PROJECT OF
)
CALIOFORNIA RENEWAL, as official
)
proponents of Proposition 8,
)
)
Defendant-Intervenors.
)
__________________________________________)
NOTICE TO PARTIES
In compliance with the Supreme Court’s order in
Hollingsworth v Perry, 558 US --, No 09A648 (January
13, 2010), as noted on the record at trial this date, the
undersigned has formally requested Chief Judge
Kozinski to withdraw this case from the pilot project on
transmitting trial court proceedings to remote federal
courthouse locations or for broadcast or webcast
approved by the Ninth Circuit Judicial Council on
December 17, 2009. Transmission of the proceedings to
other locations solely within the San Francisco
courthouse will continue along with recording for use
in chambers, as permitted in Civ LR 77-3.
99a
/s/ VAUGHN R WALKER
VAUGHN R WALKER
United States District Chief Judge
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.