Amicus Curiae Brief — 3M Company, et al., Petitioners v. George Amador
Supreme Court briefMar 11, 2022
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No. 21-1100
In the Supreme Court of the United States
3M COMPANY & ARIZANT HEALTHCARE, INC.
Petitioners,
v.
GEORGE AMADOR,
Respondent.
On Petition for a Writ of Certiorari to the
United States Court of Appeals
for the Eighth Circuit
BRIEF OF THE CHAMBER OF COMMERCE OF
THE UNITED STATES OF AMERICA,
THE AMERICAN TORT REFORM ASSOCIATION,
PHARMACEUTICAL RESEARCH AND
MANUFACTURERS OF AMERICA, AND THE
RETAIL LITIGATION CENTER, INC. AS AMICI
CURIAE SUPPORTING PETITIONER
JENNIFER B. DICKEY
TYLER S. BADGLEY
U.S. Chamber
Litigation Center
1615 H Street NW
Washington, DC 20062
(202) 463-5337
PAUL W. HUGHES
Counsel of Record
ANDREW A. LYONS-BERG
McDermott Will & Emery LLP
500 North Capitol Street NW
Washington, DC 20001
(202) 756-8000
Counsel for the Chamber of phughes@mwe.com
Commerce of the United Counsel for Amici Curiae
States of America
[Additional counsel listed on inside cover]
2
DEBORAH WHITE
Retail Litigation Center, Inc.
99 M St. SE
Suite 700
Washington, DC 20003
Counsel for the Retail Litigation Center, Inc.
i
TABLE OF CONTENTS
Table of Authorities.................................................... ii
Introduction and Interest of the Amici Curiae ..........1
Summary of Argument................................................3
Argument .....................................................................4
The Court should resolve the standard
governing admissibility of expert evidence
and confirm the vitality of Daubert’s core
holding. ...................................................................4
A. Consistent nationwide standards for
expert evidence are essential, particularly
in the mass tort context presented here. .........5
B. The Eighth Circuit’s approach to Daubert
departs from this Court’s precedents and
further undermines national uniformity. ........9
Conclusion ................................................................. 16
ii
TABLE OF AUTHORITIES
Cases
Amorgianos v. National R.R. Passenger Corp.,
303 F.3d 256 (2d Cir. 2002) ................................. 13
Buland v. NCL (Bahamas) Ltd.,
992 F.3d 1143 (11th Cir. 2021) ............................ 13
City of Pomona v. SQM N. Am. Corp.,
750 F.3d 1046 (9th Cir. 2014) .............................. 13
Daubert v. Merrell Dow Pharmaceuticals, Inc.,
509 U.S. 579 (1993) ...................................... passim
Dodge v. Cotter Corp.,
328 F.3d 1212 (10th Cir. 2012) ........................ 5, 13
Elosu v. Middlefork Ranch Inc.,
2022 WL 534345 (9th Cir. Feb. 23, 2022) ........... 14
General Elec. Co. v. Joiner,
522 U.S. 136 (1997) .......................................... 5, 10
Johnson v. Mead Johnson & Co.,
754 F.3d 557 (8th Cir. 2014) ................................ 11
Knight v. Kirby Inland Marine Inc.,
482 F.3d 347 (5th Cir. 2007) ................................ 13
Kumho Tire Co. v. Carmichael,
526 U.S. 137 (1999) .......................................... 6, 10
Loudermill v. Dow Chem. Co.,
863 F.2d 566 (8th Cir. 1988) ................................ 11
Milward v. Acuity Specialty Prods. Grp., Inc.,
639 F.3d 11 (1st Cir. 2011) .................................. 13
Nease v. Ford Motor Co.,
848 F.3d 219 (4th Cir. 2017) ................................ 12
iii
Cases—continued
In re Paoli R.R. Yard PCB Litig.,
35 F.3d 717 (3d Cir. 1994) ................................... 13
In re Roundup Prods. Liab. Litig.,
358 F. Supp. 3d 956 (N.D. Cal. 2019) .................. 14
Sardis v. Overhead Door Corp.,
10 F.4th 268 (4th Cir. 2021) ............................ 7, 13
Synergetics, Inc. v. Hurst,
477 F.3d 949 (8th Cir. 2007) ................................ 11
United States v. Frazier,
387 F.3d 1244 (11th Cir. 2004) .............................. 5
West Plains, L.L.C. v. Retzlaff Grain Co.,
870 F.3d 774 (8th Cir. 2017) ................................ 11
Statutes and Rules
28 U.S.C. § 1407(a) .................................................. 8, 9
Fed. R. Evid. 401 ....................................................... 10
Fed. R. Evid. 702 ............................................... passim
Fed. R. Evid. 704(a) ..................................................... 6
Other authorities
Margaret A. Berger, The Admissibility of
Expert Testimony, in Federal Judicial Center, Reference Manual on Scientific Evidence (3d ed. 2011) ................................................. 6
Hon. Stephen Breyer, Introduction,
in Federal Judicial Center, Reference
Manual on Scientific Evidence (3d ed.
2011) ....................................................................... 5
iv
Other authorities—continued
Robert Klonoff, The Judicial Panel on
Multidistrict Litigation: The Virtues
of Unfettered Discretion, 89 UMKC
L. Rev. 1003 (2021) ................................................ 8
Christopher R.J. Pace, Admitting and Excluding
General Expert Testimony: The Eleventh
Circuit Construct, 37 Am. J. Trial Advoc. 47
(2013) ...................................................................... 7
Hon. Jed S. Rakoff, Science and the
Law: Uncomfortable Bedfellows, 38
Seton Hall L. Rev. 1379 (2008) .............................. 5
Hon. Thomas D. Schroeder, Toward a More
Apparent Approach to Considering the
Admission of Expert Testimony, 95 Notre
Dame L. Rev. 2039 (2020).................................... 14
U.S. Chamber Institute for Legal Reform,
Fact or Fiction: Ensuring the Integrity of
Expert Testimony (Feb. 2021) ................................ 9
INTRODUCTION AND INTEREST OF THE
AMICI CURIAE 1
This Court held in Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993), that, in performing its gatekeeping function over expert evidence,
“the trial judge must ensure that any and all scientific
testimony or evidence admitted is not only relevant,
but reliable” as well. Id. at 589. This principle is now
embedded in Rule 702. See Fed. R. Evid. 702(b)-(d);
id., advisory committee note to 2000 amendments.
The court of appeals below, however, applied an
approach to the admissibility of expert testimony that
effectively relieves courts of their responsibility to
meaningfully evaluate the reliability of expert evidence, holding that the plaintiff’s experts’ testimony
had to be admitted because it was not “so fundamentally unsupported by its factual basis that it can offer
no assistance to the jury.” Pet. App. 12 (quotation
marks omitted); see also id. at 33-34. That test—
whether expert evidence is “so fundamentally unsupported” as to be literally useless to the jury—adds
nothing to the baseline requirement of relevance applicable to all evidence, expert and lay alike.
The Eighth Circuit’s decision below thus deepens
the already profound discord among the lower courts
as to the proper application of the reliability criteria
introduced by Daubert and now set forth in Rule 702.
What is more, the tremendous liability at issue in
All parties received timely notice of amici’s intent to file this
brief pursuant to Rule 37.2(a), and have consented to the filing
of this brief. Pursuant to Supreme Court Rule 37.6, amici curiae
state that no counsel for any party authored this brief in whole
or in part and no entity or person, aside from amici curiae, their
members, or their counsel, made any monetary contribution intended to fund the preparation or submission of this brief.
1
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modern national tort and product-liability cases like
this one frequently turns on the admissibility of competing expert evidence, making nationwide uniformity in this area especially critical. Without this
Court’s intervention, the divergent approaches to
Daubert among the circuits will continue to provide
opportunities for abusive forum shopping by plaintiff’s
attorneys. Amici urge the Court to grant certiorari to
ensure scientific evidence is assessed consistently, no
matter where in the country a case is tried.
The Chamber of Commerce of the United States of
America (the Chamber) is the world’s largest business
federation. It represents approximately 300,000 direct
members and indirectly represents the interests of
more than three million companies and professional
organizations of every size, in every industry sector,
and from every region of the country. An important
function of the Chamber is to represent the interests
of its members in matters before Congress, the Executive Branch, and the courts. To that end, the Chamber regularly files amicus curiae briefs in cases, like
this one, that raise issues of concern to the nation’s
business community.
The American Tort Reform Association (ATRA) is
a broad-based coalition of businesses, corporations,
municipalities, associations, and professional firms
that have pooled their resources to promote reform of
the civil justice system with the goal of ensuring fairness, balance, and predictability in civil litigation. For
more than three decades, ATRA has filed amicus
briefs in cases involving important liability issues.
The Pharmaceutical Research and Manufacturers
of America (PhRMA) is a voluntary, non-profit association that represents the nation’s leading biopharmaceutical and biotechnology companies. PhRMA’s mission is to advocate for public policies that encourage
3
the discovery of life-saving and life-enhancing medicines. PhRMA’s members invest billions of dollars
each year to research and develop new drugs, more
than 500 of which have been approved since 2000. The
members of PhRMA closely monitor legal issues that
affect the entire industry, and PhRMA often offers its
perspective in cases raising such issues.
The Retail Litigation Center, Inc. (RLC) is the
only trade organization solely dedicated to representing the retail industry in judicial proceedings. The
RLC’s members collectively employ millions of workers across the United States, provide goods and services to tens of millions of consumers, and account for
tens of billions of dollars in annual sales. The RLC
seeks to provide courts and regulatory agencies with
retail-industry perspectives on important legal issues
impacting its members, and to highlight the potential
industry-wide consequences of significant pending
cases.
Amici thus have a strong interest in ensuring
that federal evidentiary standards, particularly those
dealing with expert scientific evidence, are enforced
rigorously and evenhandedly across the nation.
SUMMARY OF ARGUMENT
Amici urge the Court to grant review to resolve
the standard governing the admissibility of expert evidence. This question is of enormous practical importance for litigation across the country. There is
widespread divergence as to the judicial role in policing the admission of expert evidence. And the court of
appeals’ decision here flatly contravenes Daubert’s essential holding. Further review is warranted.
First, expert evidence—and therefore the standards for determining its admissibility—has taken on
an outsized role in modern litigation, particularly in
4
the mass tort and product-liability arena. More and
more, the ultimate question of liability is driven by the
admissibility of competing expert witnesses; indeed,
the admission of an adverse expert report can bring
crushing pressure on a defendant to settle what might
otherwise be a meritless case. In this context, the district court’s gatekeeping function under Daubert takes
on critical importance, and circuit-by-circuit disparities in the standards guiding that function cannot be
tolerated.
Second, the court of appeals here has departed
from the core holding of Daubert: that in order to be
admissible, expert testimony must be “not only relevant, but reliable” as well. Daubert, 509 U.S. at 589.
By applying a standard that eliminates meaningful
review of reliability, the decision below deepens substantial divergences apparent across the circuits. The
Court should grant certiorari to restore uniformity to
this vitally important inquiry.
ARGUMENT
The Court should resolve the standard
governing admissibility of expert evidence and
confirm the vitality of Daubert’s core holding.
Certiorari is warranted to ensure uniform, nationwide application of the rules governing the admission
of scientific and other expert evidence. The Eighth
Circuit’s decision below adds to an already confused
state of affairs in the lower courts by departing from
the key insight of Daubert itself. Amici urge the Court
to grant certiorari to address this inconsistent application of its precedents in a critically important area
of federal procedure.
5
A. Consistent nationwide standards for expert
evidence are essential, particularly in the
mass tort context presented here.
The gatekeeping function of the district courts in
screening out unreliable scientific and other expert
evidence, as prescribed by Rule 702 and Daubert, is a
matter of critical significance to the proper functioning of the federal judicial system. Indeed, “[t]he importance of Daubert’s gatekeeping requirement cannot be overstated.” United States v. Frazier, 387 F.3d
1244, 1260 (11th Cir. 2004); accord, e.g., Dodge v. Cotter Corp., 328 F.3d 1212, 1226 (10th Cir. 2012) (noting
“the fundamental importance of properly performing
the gatekeeper function.”).
1. The importance of Daubert and its assurance of
reliable expert testimony only continues to grow as
modern trials become increasingly reliant on expert
witnesses. “[S]cience in all its forms—hard science,
soft science, even so-called ‘junk’ science—has in recent years invaded the courtroom to an unparalleled
extent.” Hon. Jed S. Rakoff, Science and the Law: Uncomfortable Bedfellows, 38 Seton Hall L. Rev. 1379,
1379 (2008). Indeed, “[s]cientific issues” now “permeate the law.” Hon. Stephen Breyer, Introduction, in
Federal Judicial Center, Reference Manual on Scientific Evidence 3 (3d ed. 2011); see also General Elec.
Co. v. Joiner, 522 U.S. 136, 148-149 (1997) (Breyer, J.,
concurring) (Because “modern life * * * depends upon
the use of artificial or manufactured substances, such
as chemicals,” it is “particularly important to see that
judges fulfill their Daubert gatekeeping function, so
that they help assure that the powerful engine of tort
liability * * * points toward the right substances and
does not destroy the wrong ones.”). The failure of
courts to take their gatekeeping responsibility
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seriously, and to welcome only reliable expert testimony into the judicial process, undermines the judicial system and injures the parties, who depend on
that system for fair and accurate determinations of legal liability.
As this case demonstrates, unreliable expert testimony sometimes is the only evidence on which a
plaintiff’s case—or thousands of related cases—rests.
And even when other evidence is available, expert evidence often has an oversized impact on the jury. The
Federal Rules “grant expert witnesses testimonial latitude unavailable to other witnesses” (Kumho Tire Co.
v. Carmichael, 526 U.S. 137, 148 (1999)), allowing
them to offer “opinions * * * that are not based on
firsthand knowledge or observation” (ibid.), including
opinions on the “ultimate issue” in a case (Fed. R.
Evid. 704(a)). Experts are granted this authority even
though their “testimony often will rest upon an experience confessedly foreign in kind to [the jury’s] own.”
Kumho, 526 U.S. at 149 (quotation marks omitted). As
a result, “[e]xpert evidence can be both powerful and
quite misleading because of the difficulty in evaluating it.” Daubert, 509 U.S. at 595. Misleading testimony can thus lead to incorrect and ultimately unjust
judgments.
Moreover, because expert testimony can have
such a disproportionate influence on juries, the admission of unreliable expert testimony frequently imposes hydraulic pressure on the rest of the litigation.
Defendants that confront adverse expert rulings often
feel compelled to settle, rather than take their chances
with a jury, even when there are real doubts about the
science supporting particular testimony. See Margaret A. Berger, The Admissibility of Expert Testimony,
in Federal Judicial Center, Reference Manual on Scientific Evidence 19 (3d ed. 2011) (“[A]n inability by the
7
defendant to exclude plaintiffs’ experts undoubtedly
affects the willingness of the defendant to negotiate a
settlement.”); Rakoff, supra, at 1391 (recounting that,
in a mass pharmaceutical products liability action,
“shortly after my [Daubert] decision came down, most
of the 800 cases settled, for amounts that seemingly
reflected the mid-point nature of what I allowed in the
way of expert testimony.”).
In multi-plaintiff toxic tort and product liability
cases in particular, if the plaintiffs’ expert testimony
is admitted, “a defendant often feels irresistible pressure to settle the action rather than risk a battle of
the experts at trial that, if the defendant loses, can
cost exponentially more than the settlement cost of
the action.” Christopher R.J. Pace, Admitting and Excluding General Expert Testimony: The Eleventh Circuit Construct, 37 Am. J. Trial Advoc. 47, 48 (2013).
Indeed, such “plaintiffs’ likelihood of success is commonly driven by the admissibility of their experts’
general causation testimony under Rule 702 of the
Federal Rules of Evidence and Daubert.” Ibid.
In other words, as one court of appeals recently
explained, the “risk” of “exposing jurors to ‘dubious
scientific testimony’ that can ultimately ‘sway[]’ their
verdict * * * is notably amplified in products liability
cases, for ‘expert witnesses necessarily must play a
significant part’ in establishing or refuting liability.”
Sardis v. Overhead Door Corp., 10 F.4th 268, 275 (4th
Cir. 2021) (first quoting Nease v. Ford Motor Co., 848
F.3d 219, 231 (4th Cir. 2017), then quoting Chace v.
General Motors Corp., 856 F.2d 17, 20 (4th Cir. 1988)).
This case thus presents an excellent vehicle to reach
an issue that—while undoubtedly important—in
many instances is not fully litigated through verdict
or appeal due to settlement.
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2. Not only are the stakes of the Daubert decision
generally higher in the mass tort and product liability
contexts than elsewhere, but the consequences of disuniformity in the governing standards is felt more
acutely in this area as well. Plaintiffs’ attorneys may
often steer putative nationwide classes to courts in
circuits with an unusually lenient standard for admitting expert evidence, thereby frustrating the uniform
administration of justice. Or, if cases are consolidated
and assigned using the multi-district litigation (MDL)
mechanism, the governing evidentiary standard—
which can frequently be dispositive of liability (see
Pace, supra)—will be left up to the vagaries of that
procedural device.
Indeed, cases consolidated using the MDL procedure make up a huge portion of federal civil litigation—traditionally around half of the civil caseload
each year, and growing ever higher. See, e.g., Robert
Klonoff, The Judicial Panel on Multidistrict Litigation: The Virtues of Unfettered Discretion, 89 UMKC
L. Rev. 1003, 1003 & n.10 (2021) (“MDL cases constituted 51.9 percent of the civil caseload in the federal
district courts” as of 2018); Pet. 35 (citing statistics
showing that number at 62.7% as of 2020). Yet there
are no firm standards governing the venue in which
the MDL cases will be consolidated; what is more, the
venue decision made by the multi-district litigation
panel is effectively unreviewable, as it can be challenged only by mandamus. 28 U.S.C. § 1407(a), (e); see
Klonoff, supra, at 1009 (“[T]he [Judicial Panel on Multidistrict Litigation] has articulated no formula or
standard for selecting the district court.”); id. at 1014
(noting that “the author has found only one case since
the adoption of the MDL statute in 1968 granting
mandamus to overturn” an MDL consolidation order).
9
While MDL cases are consolidated only for “pretrial proceedings” (28 U.S.C. § 1407(a)), as just explained, the pretrial Daubert decision is often decisive
in either requiring dismissal of an entire MDL if the
expert is excluded, or forcing a settlement if he or she
is qualified. See pages 6-7, supra; U.S. Chamber Institute for Legal Reform, Fact or Fiction: Ensuring the
Integrity of Expert Testimony 4 (Feb. 2021) (“As a
practical matter, whether or not expert testimony is
admissible often makes or breaks mass tort litigation.
If a plaintiff’s expert testimony on general causation
* * * is found unreliable and inadmissible, the case
must fail.”), https://perma.cc/9WF2-73PU. Thus,
when the standards for admitting expert evidence differ among the circuits—as exemplified by the Eighth
Circuit’s opinion below—the critical determination
that will make or break thousands of individual tort
actions can come down to a discretionary and effectively unreviewable decision from the multi-district
litigation panel.
That is no way to run a legal system whose ultimate end is justice and predictability. The Court
should take this opportunity to restore nationwide
uniformity in the application of Daubert and Rule 702.
B. The Eighth Circuit’s approach to Daubert
departs from this Court’s precedents and
further undermines national uniformity.
As the petition demonstrates, the decision of the
Eighth Circuit here perpetuates an admissibility
standard irreconcilable with Daubert itself. And it is
symptomatic of discordant approaches to expert evidence apparent among the lower courts. The Court
should grant review to ensure uniform nationwide
treatment of scientific and other expert evidence.
10
1. The Court held in Daubert that, under Rule 702,
“the trial judge must ensure that any and all scientific
testimony or evidence admitted is not only relevant,
but reliable” as well. Daubert, 509 U.S. at 589; see also
Joiner, 522 U.S. at 142 (reiterating this requirement).
Indeed, the focus on reliability—on top of the baseline
standard of relevance applicable to all evidence—is
what distinguishes the Rules’ treatment of expert evidence from lay testimony. Daubert, 509 U.S. at 592;
see also Kumho, 526 U.S. at 152 (“The objective” of
“Daubert’s gatekeeping requirement” is “to ensure the
reliability and relevancy of expert testimony”); Fed. R.
Evid. 702, advisory committee note to 2000 amendments (“Rule 702 has been amended in response to
[Daubert],” which “charged trial judges with the responsibility of acting as gatekeepers to exclude unreliable expert testimony. * * * The amendment requires
that the testimony must be the product of reliable
principles and methods that are reliably applied to the
facts of the case.”).
But the Eighth Circuit’s law—exemplified and
further entrenched by the decision below—undermines this bedrock principle. See Pet. 19-26. By holding that expert evidence must be admitted unless it is
“‘so fundamentally unsupported’ by its factual basis
‘that it can offer no assistance to the jury’” (Pet. App.
12 (quoting Loudermill v. Dow Chem. Co., 863 F.2d
566, 570 (8th Cir. 1988)); see Pet. App. 33-34), the
court of appeals has essentially rendered Rule 702’s
reliability inquiry meaningless. Indeed, if evidence is
so unsupported that it provides “no assistance to the
jury,” then it is not even relevant, never mind reliable.
Cf. Fed. R. Evid. 401 (“Evidence is relevant if (a) it has
any tendency to make a fact more or less probable
than it would be without the evidence; and (b) the fact
is of consequence in determining the action.”). The
11
Eighth Circuit’s approach thus does no independent
work distinct from the relevance inquiry, despite this
Court’s instruction that the two inquiries are independent. Daubert, 509 U.S. at 589.
To be sure, there is nothing wrong with the proposition that expert testimony should be excluded if it
is fundamentally unsupported; of course such testimony should not be allowed to go before the jury. The
problem is that, at some point, the Eighth Circuit
transformed this test from functioning as a necessary
condition for the admission of expert testimony, and
started viewing it as a sufficient condition. Compare
Loudermill, 863 F.2d at 570 (“[I]f an expert opinion is
so fundamentally unsupported that it can offer no assistance to the jury, then the testimony should not be
admitted.”), with, e.g., Johnson v. Mead Johnson &
Co., 754 F.3d 557, 562 (8th Cir. 2014) (“[E]xclusion of
[an] expert’s opinion is proper ‘only if it is so fundamentally unsupported that it can offer no assistance
to the jury.’”) (emphasis added) (quoting Wood v. Minnesota Mining & Mfg. Co., 112 F.3d 306, 309 (8th Cir.
1997)). 2
It is that rule—that expert testimony may be excluded “only if it is so fundamentally unsupported that
it can offer no assistance to the jury” (Johnson, 754
F.3d at 562 (emphasis added))—that reads the
Accord, e.g., West Plains, L.L.C. v. Retzlaff Grain Co., 870 F.3d
774, 789 (8th Cir. 2017) (“Only if an expert’s opinion is so fundamentally unsupported that it can offer no assistance to the jury
must such testimony be excluded.”) (emphasis added) (quoting
Katzenmeier v. Blackpowder Prod., Inc., 628 F.3d 948, 952 (8th
Cir. 2010)); Synergetics, Inc. v. Hurst, 477 F.3d 949, 956 (8th Cir.
2007) (“An expert’s opinion should be excluded only if that ‘opinion is so fundamentally unsupported that it can offer no assistance to the jury.’”) (emphasis added) (quoting Bonner v. ISP
Tech., Inc., 259 F.3d 924, 929 (8th Cir. 2001)).
2
12
reliability factors first enunciated by this Court in
Daubert out of Rule 702. Compare Fed. R. Evid. 702(a)
(requiring only that “the expert’s specialized * * *
knowledge will help the trier of fact to understand the
evidence or to determine a fact in issue”), with Fed. R.
Evid. 702(b)-(d) (additionally requiring “sufficient
facts or data”; “reliable principles and methods”; and
that “the expert has reliably applied the principles
and methods to the facts of the case”). And it is that
inappropriate rule that the court of appeals has applied here. See Pet. App. 33-34 (agreeing with “the
MDL court’s determination that there are weaknesses
in the factual basis for Plaintiffs’ medical experts’ general causation opinions,” and that those experts
“failed to grapple adequately with the shortcomings of
[the underlying evidence],” but nonetheless reversing
the district court’s exclusion of the experts because
their opinions were not “so fundamentally unsupported that they had to be excluded”). The Court
should grant certiorari to address this departure from
Rule 702’s implementation of Daubert’s core holding.
2. The Eighth Circuit’s rule only adds to existing
nationwide confusion over the proper application of
the Daubert and Rule 702 reliability factors.
As the petition demonstrates, there is considerable divergence among the circuits in their application
of the criteria for reliability under Rule 702. The
Fourth Circuit, for example, strictly polices the requirement that the district court ensure the reliability
of a proffered expert’s testimony, rather than treating
such challenges as going solely to the weight of testimony as the Eight Circuit did here. Compare, e.g.,
Nease, 848 F.3d at 230 (“For the district court to conclude that Ford’s reliability arguments simply ‘go to
the weight the jury should afford [the expert’s] testimony’ is to delegate the court’s gatekeeping
13
responsibility to the jury,” thus “abus[ing] its discretion.”) and Sardis, 10 F.4th at 282-283 (similar), with
Pet. App. 33 (“Certainly, there are weaknesses in the
dirty-machine theory,” but “redress for such weaknesses lies in cross-examination and contrary evidence rather than exclusion.”). The First Circuit, on
the other hand, appears to side with the court of appeals below. See, e.g., Milward v. Acuity Specialty
Prods. Grp., Inc., 639 F.3d 11, 22-23 (1st Cir. 2011)
(reversing a district court for “challeng[ing] the factual underpinnings” of a an expert’s opinion, which
the court characterized as “flaws [that] * * * go to the
weight of [the] opinion, not its admissibility”).
Relatedly, a group of circuits hold that “any [analytical] step that renders the analysis unreliable under the Daubert factors renders the expert’s testimony
inadmissible” (In re Paoli R.R. Yard PCB Litig., 35
F.3d 717, 745 (3d Cir. 1994)), 3 analysis that is incompatible with the Eighth Circuit’s holding here and expressly rejected by the Ninth Circuit (see City of Pomona v. SQM N. Am. Corp., 750 F.3d 1046, 1047-1048
See also, e.g., Knight v. Kirby Inland Marine Inc., 482 F.3d
347, 355 (5th Cir. 2007) (“[T]he expert’s testimony must be reliable at each and every step or else it is inadmissible. The reliability analysis applies to all aspects of an expert’s testimony: the
methodology, the facts underlying the expert’s opinion, the link
between the facts and the conclusion, et alia.”) (quotation marks
omitted); Amorgianos v. National R.R. Passenger Corp., 303 F.3d
256, 267 (2d Cir. 2002) (“To warrant admissibility [under Daubert], it is critical that an expert’s analysis be reliable at every
step.”); Dodge v. Cotter Corp., 328 F.3d 1212, 1222 (10th Cir.
2003) (“Under Daubert, any step that renders the analysis unreliable renders the expert’s testimony inadmissible. This is true
whether the step completely changes a reliable methodology or
merely misapplies that methodology.”) (quotation marks omitted); Buland v. NCL (Bahamas) Ltd., 992 F.3d 1143, 1151 (11th
Cir. 2021) (similar).
3
14
(9th Cir. 2014) (rejecting the “any step” approach in
favor of analysis under which “a minor flaw in an expert’s reasoning or a slight modification of an otherwise reliable method does not render expert testimony
inadmissible.”)).
Indeed, the Ninth Circuit has been described generally as employing an approach to Rule 702 “that
set[s] it apart from most other[]” circuits, based on its
“interpret[ation] of Daubert as liberalizing the admission of expert testimony.” Hon. Thomas D. Schroeder,
Toward a More Apparent Approach to Considering the
Admission of Expert Testimony, 95 Notre Dame L.
Rev. 2039, 2050-2052 (2020) (collecting cases); see also
In re Roundup Prods. Liab. Litig., 358 F. Supp. 3d
956, 960 (N.D. Cal. 2019) (“[D]istrict judges * * * must
account for the fact that a wider range of expert opinions (arguably much wider) will be admissible in this
circuit.”); cf., e.g., Elosu v. Middlefork Ranch Inc., __
F.4th ___, 2022 WL 534345, at *5 (9th Cir. Feb. 23,
2022) (“[T]he judge is supposed to screen the jury from
unreliable nonsense opinions, but not exclude opinions merely because they are impeachable.”) (quotation marks omitted).
The Court should grant review to resolve this substantial lack of uniformity pervading the lower courts’
evaluation of expert evidence. Review is imperative to
avoid incentivizing forum shopping and to ensure that
the happenstance of an MDL result does not itself impose undue settlement pressure on litigants. See
pages 6-9, supra. Those harmful effects on our system
could all be avoided by this Court simply reinforcing
Daubert’s key admonition: “[A]ny and all scientific
testimony or evidence admitted [must be] not only relevant, but reliable,” too. Daubert, 509 U.S. at 589.
3. Finally, the importance of the individual ruling
in this MDL case further supports review. Cf. pages 8-
15
9, supra (noting how the MDL procedure aggravates
inter-circuit disparities in the application of Daubert
and Rule 702).
Here, the Eighth Circuit’s application of an inappropriately lax standard meant the difference between the grant of summary judgment, on the one
hand, and over 5,200 individual product-liability
cases moving forward against a gold-standard FDAapproved medical device used in 50,000 surgeries
daily, entirely on the basis of made-for-litigation expert reports that even the court of appeals admitted
are problematic. See Pet. 7, 34; Pet. App. 33. The costs
associated with such litigation will not be isolated to
the defendant company; instead, they will ultimately
be passed along to the broader economy. The confused
state of Daubert case law throughout the circuits—
along with the Eighth Circuit’s departure from the
fundamental teaching of Daubert itself—is reason
enough for this Court’s review. But the intense importance of reaching the correct result in the sprawling multi-district litigation at issue here further warrants this Court’s scrutiny.
16
CONCLUSION
The Court should grant the petition.
Respectfully submitted.
JENNIFER B. DICKEY
TYLER S. BADGLEY
U.S. Chamber
Litigation Center
1615 H Street NW
Washington, DC 20062
(202) 463-5337
PAUL W. HUGHES
Counsel of Record
ANDREW A. LYONS-BERG
McDermott Will & Emery LLP
500 North Capitol Street NW
Washington, DC 20001
(202) 756-8000
phughes@mwe.com
Counsel for the Chamber of
Commerce of the United Counsel for Amici Curiae
States of America
DEBORAH WHITE
Retail Litigation Center,
Inc.
99 M St. SE
Suite 700
Washington, DC 20003
Counsel for the Retail
Litigation Center,
Inc.
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