Petition for Writ of Certiorari — Dennis Wayne Hope, Petitioner v. Todd Harris, et al.
Supreme Court briefJan 28, 2022
Ask Donna
What actually matters in this document.
Text
APPENDIX
1a
APPENDIX A
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
[filed Sept. 1, 2021]
____________________________________
No. 20-40379
____________________________________
DENNIS WAYNE HOPE,
Plaintiff—Appellant,
versus
TODD HARRIS; CHAD REHSE; LEONARD ESCHESSA; JONI
WHITE; KELLY ENLOE; MELISSA BENET; B. FIVEASH,
Defendants—Appellees.
____________________________________
Appeal from the United States District Court for the
Eastern District of Texas
USDC No. 9:18-CV-27
____________________________________
ON PETITION FOR REHEARING EN BANC
Before KING, SMITH, and HAYNES, Circuit Judges.
PER CURIAM:
Treating the petition for rehearing en banc as a
petition for panel rehearing (5TH CIR. R. 35 I.O.P.),
the petition for panel rehearing is DENIED. Because
no member of the panel or judge in regular active
service having requested that the court be polled on
rehearing en banc (FED. R. APP. P. 35 and 5TH CIR. R.
35), the petition for rehearing en banc is DENIED.
2a
APPENDIX B
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
[filed June 18, 2021]
____________________________________
No. 20-40379
____________________________________
DENNIS WAYNE HOPE,
Plaintiff—Appellant,
versus
TODD HARRIS; CHAD REHSE; LEONARD ESCHESSA; JONI
WHITE; KELLY ENLOE; MELISSA BENET; B. FIVEASH,
Defendants—Appellees.
____________________________________
Appeal from the United States District Court for the
Eastern District of Texas
USDC No. 9:18-CV-27
____________________________________
Before KING, SMITH, and HAYNES, Circuit Judges.
PER CURIAM:*
In this case, a prisoner, proceeding pro se, filed an
action under 42 U.S.C. § 1983, challenging, inter
alia, various aspects of his imprisonment in solitary
confinement under the Fourteenth, First, and Eighth
Amendments of the U.S. Constitution. The district
court, adopting the magistrate judge’s report and
* Pursuant to 5th Circuit Rule 47.5, the court has deter-
mined that this opinion should not be published and is
not precedent except under the limited circumstances set
forth in 5th Circuit Rule 47.5.4.
3a
recommendation, dismissed all claims with prejudice. Now, with counsel, the prisoner appeals. For
the reasons that follow, we AFFIRM in part,
VACATE in part, and REMAND for further proceedings.
I.
Plaintiff-appellant Dennis Wayne Hope is a prisoner in solitary confinement in the Security Housing
Unit at the Polunsky Unit within the Texas Department of Criminal Justice. Hope alleges that he has
been continuously held in solitary confinement in a
cell “no larger than a parking space” twenty-three to
twenty-four hours a day for over two decades. According to Hope, he has been told that because he escaped from prison in 1994, he will remain in solitary
confinement, even though he alleges that his “escape
risk” designation was removed in 2005. He claims
that the committee meetings that review his ongoing
solitary confinement are a “sham.” Moreover, Hope
has alleged that since he filed a grievance about various conditions, he has been moved between cells
over 263 times and has had his typewriter confiscated. Finally, Hope claims, inter alia, that the decades
of solitary confinement in a cell that sometimes has
feces, urine, and black mold on the walls, floor, and
doors have led to his physical and psychological deterioration.
Hope, originally proceeding pro se, filed this lawsuit against seven prison officials: Senior Warden
Todd Harris, Major Chad Rehse, Deputy Director of
Support Operations Leonard Eschessa, Assistant Director of Classifications Joni White, and three state
classification committee members, Kelly Enloe,
Melissa Benet, and Bonnie Fiveash (collectively, “De-
4a
fendants”). Specifically, Hope brought a procedural
due process claim under the Fourteenth Amendment
and a retaliation claim under the First Amendment.
He also brought an Eighth Amendment claim, alleging that the conditions, including the duration, of his
solitary confinement constitute cruel and unusual
punishment. A magistrate judge recommended that
Hope’s complaint be dismissed for lack of standing
but then proceeded to analyze the merits of Hope’s
claims, recommending that they be dismissed with
prejudice. The district court, after a de novo review,
overruled Hope’s objections, adopted the magistrate
judge’s report and recommendation, and dismissed
Hope’s complaint with prejudice. Hope timely appealed with counsel.1
II.
We review a dismissal for lack of subject-matter
jurisdiction de novo. JTB Tools & Oilfield Servs.,
L.L.C. v. United States, 831 F.3d 597, 599 (5th Cir.
2016). The jurisdictional questions presented here
are two-fold: (1) whether Hope has standing to bring
this action and (2) whether state sovereign immunity
bars this action. Important, too, to this jurisdictional
inquiry is the fact that Hope brought both officialcapacity and individual- capacity claims. We discuss
each in turn.
A.
There is subject-matter jurisdiction over
Hope’s official-capacity claims.
Hope is a prisoner challenging the conditions of
his confinement, and his classification within the
prison system in an action against various prison ofFour amicus briefs focusing on the effects of long-term
solitary confinement were also filed in support of Hope.
1
5a
ficials. This is the prototypical mix of defendants in
such cases. Cf. Morris v. Livingston, 739 F.3d 740,
746 (5th Cir. 2014) (dismissing the Governor from a
prisoner’s action for, inter alia, Eighth Amendment
violations on the basis of sovereign immunity but not
dismissing the named prison official). Against that
backdrop, we first look to whether Hope has established standing as to each of his claims.
Generally, a plaintiff has standing to sue under
Article III if he can show (1) an injury-in-fact, concrete and particularized, that is (2) fairly traceable to
the defendant’s challenged action, and (3) redressable by a favorable outcome. City of Austin v. Paxton,
943 F.3d 993, 1002 (5th Cir. 2019), cert. denied, 141
S. Ct. 1047 (2021) (citing Clapper v. Amnesty Int’l
USA, 568 U.S. 398, 411 (2013)).
Liberally construing Hope’s pro se complaint, as
we must, Grant v. Cuellar, 59 F.3d 523, 524 (5th Cir.
1995), he alleges three claims.2 Specifically, Hope alleges a procedural due process claim under the Fourteenth Amendment against all Defendants and a retaliation claim under the First Amendment against
Defendants Warden Harris and Major Rehse. He also
brings an Eighth Amendment claim against all Defendants for cruel and unusual punishment.
“At the pleading stage, general factual allegations
of injury resulting from the defendant’s conduct may
suffice, for on a motion to dismiss we ‘presum[e] that
general allegations embrace those specific facts that
are necessary to support the claim.’” Lujan v. Defs. of
Wildlife, 504 U.S. 555, 561 (1992) (quoting Lujan v.
2 Although Hope is represented by counsel on appeal, he
proceeded pro se in the district court.
6a
Nat’l Wildlife Fed., 497 U.S. 871, 889 (1990)) (alterations in original). And “when the suit is one challenging the legality of government action or inaction,” of
which the prisoner is the object, then “there is ordinarily little question . . . that a judgment preventing
or requiring the action will redress it.” Id. at 561–62.
Here, Hope has offered numerous factual allegations supporting each of his claims. For example, regarding Hope’s procedural due process claim, Hope
alleges that he is denied meaningful reviews to determine if he should be removed from solitary confinement and that the hearings that are held regarding his classification are a “sham.” Specifically, Hope
alleges that each of the Defendants has contributed
to the denial of a meaningful review and due process
by, inter alia, not discussing matters related to his
file and failing to follow the classification policies
and “fair procedures.” To that end, Hope has alleged
that his denial of procedural due process is fairly
traceable to each of the Defendants, and his requested relief would redress this injury by, for example,
ordering Defendants to afford Hope the process he
claims that he is due. See id.
As to the retaliation claim, Hope has also alleged
an injury-in-fact. Namely, he alleges that after filing
a grievance, he suffered various retaliatory acts such
as being moved to over 263 different cells and having
his typewriter confiscated. He alleges that Defendants Warden Harris and Major Rehse have ordered
these moves, which suffices at the pleading stage as
a factual allegation that the injury resulted from Defendants’ conduct. Id. at 560. And at this stage in the
proceedings, his requested relief would redress this
injury by, for example, enjoining the frequent cell
moves. See id at 561–62 (explaining that where a
7a
plaintiff is the “object of the action (or forgone action)
at issue,” then “there is ordinarily little question that
the action or inaction has caused him injury, and
that a judgment preventing or requiring the action
will redress it”).
Finally, as to his Eighth Amendment claim, Hope
has alleged that he has suffered “physical and psychological mal[a]dies due to the inhumane treatment
and conditions” and has been denied “basic needs.”
He goes on to allege that “[e]ach of the Defendants in
one capacity or another work together to ensure Mr.
Hope continues to be subjected to these inhumane
conditions and have done so for a prolonged period of
time.” As such, Hope has alleged an injury-in-fact—
his physical and psychological maladies—that is fairly traceable to Defendants in light of their roles in
maintaining those conditions and Hope’s confinement in those conditions. See id. at 560–61. Finally,
Hope’s requested relief is that he not be subjected to
these “inhumane conditions,” and so, because Hope is
the object of the Defendants’ continuation of these
conditions, a judgment enjoining such actions would
redress the alleged harm. See id. at 561–62.
For these reasons, contrary to the magistrate
judge’s conclusion, Hope has standing to bring this
action.3
3 The magistrate judge concluded that Hope lacked stand-
ing to bring this action because his claims were not redressable by Defendants. Specifically, the magistrate
judge found that Hope’s claims were not redressable because some of Defendants had left Hope’s prison unit and
that only the “Director” of the prison system, who was not
named among Defendants and whom the magistrate
judge did not offer any details about, could redress Hope’s
8a
We must also assure ourselves that this suit
clears a second jurisdictional bar—state sovereign
immunity. Perez v. Region 20 Educ. Serv. Ctr., 307
F.3d 318, 333 n.8 (5th Cir. 2002) (noting that state
sovereign immunity “bears on [the] court’s subjectmatter jurisdiction”). State sovereign immunity prohibits “private suits against nonconsenting states in
federal court.” See City of Austin, 943 F.3d at 997; see
also Hans v. Louisiana, 134 U.S. 1, 13 (1890). And
where a suit is effectively against the state, the state
officials enjoy the same sovereign immunity that
would be afforded the state. Tex. Democratic Party v.
Abbott, 978 F.3d 168, 179 (5th Cir. 2020), cert. denied, 141 S. Ct. 1124 (2021); City of Austin, 943 F.3d
at 997. In the absence of abrogation by Congress,
waiver by the state, or application of an exception,
state sovereign immunity bars suit. Tex. Democratic
Party, 978 F.3d at 179.
Relevant here is the exception under Ex parte
Young, 209 U.S. 123 (1908), which permits suits for
prospective injunctive or declaratory relief against a
state official acting in violation of federal law if there
injuries. But this was an error. First, Hope brought, inter
alia, official-capacity claims against Defendants, allowing
the officials’ successors to be automatically substituted, so
it is of no moment that some of the Defendants have left
Hope’s unit. Ganther v. Ingle, 75 F.3d 207, 210 & n.7 (5th
Cir. 1996); see also Fed. R. App. P. 43(c)(2) (“The public
officer’s successor is automatically substituted as a party.”). Second, the magistrate judge’s conclusion appears to
rest on an assumption that the only way to redress Hope’s
injuries was releasing him from solitary confinement. But
Hope’s requested relief is not so limited. Indeed, Hope also requests that he not be subjected to certain conditions
of confinement as well as receive additional process.
9a
is a sufficient connection to enforcing the allegedly
unconstitutional law. See id. We have made clear
that enforcement means “compulsion” or “constraint”
and that a plaintiff must at least show that the defendant has a particular duty to enforce the challenged conduct. Id.; see also Tex. Democratic Party v.
Hughs, No. 20-50683, 2021 WL 1826760, at *2 (5th
Cir. May 7, 2021). And we note that generally “all
institutional litigation involving state prisons,” such
as this case, is brought under the Ex parte Young exception. Brennan v. Stewart, 834 F.2d 1248, 1252 n.6
(5th Cir. 1988). In fact, “[t]he exception is so well established [in that context] that” such cases often do
not even “mention[] . . . Ex parte Young.” Id.; see also
Kahey v. Jones, 836 F.2d 948, 949 (5th Cir. 1988)
(“To the extent her complaint [against the Warden]
thus seeks prospective injunctive relief against the
state, it does not contravene the eleventh amendment.”). Finally, although analytically distinct questions, there is “significant[] overlap” between the Article III standing and the Ex parte Young inquiries.
See City of Austin, 943 F.3d at 1002 (quoting Air
Evac EMS, Inc. v. Tex., Dep’t of Ins. Div. of Workers’
Comp., 851 F.3d 507, 520 (5th Cir. 2017)). And we
note, too, that the standing inquiry can inform the
state sovereign immunity inquiry. See id.
Against that backdrop, each of the Defendants
whom Hope named and seeks prospective injunctive
relief against has the authority to compel or constrain Hope’s conditions of confinement by maintaining those conditions and his placement within them.4
4 First, Hope named Todd Harris, the Senior Warden, and
in similar prison litigation, the warden is almost invariably named as a defendant. See, e.g., Farmer v. Brennan,
10a
511 U.S. 825, 830 (1994) (naming the warden of the prison
where the prisoner was housed). And it stands to reason
that the prison warden would have a sufficient connection
to enforcing the allegedly unconstitutional prison conditions by compelling or constraining certain practices. See
Tex. Democratic Party, 978 F.3d at 179; see also Kahey, 836
F.2d at 949. Second, Hope named Major Chad Rehse,
whose duties include overseeing the conditions of confinement and treatment of inmates in solitary confinement. Such duties satisfy the required connection to the
challenged conduct because Major Rehse can compel or
constrain certain challenged conditions of confinement. See
City of Austin, 943 F.3d at 1001; see also Southard v. Tex.
Bd. of Crim. Just., 114 F.3d 539, 552 (5th Cir. 1997) (explaining that “[e]ach prison unit organizes the line of authority over its security personnel after a military chain of
command: wardens, assistant wardens, majors, captains,
lieutenants, sergeants, and correctional officers, in descending hierarchical order”). The same is true of Deputy
Director of Support Operations Leonard Eschessa whose
duties include managing the overall treatment, conditions
of confinement, and classifications of inmates. See Tex.
Dep’t of Crim. Just. v. Terrell, 925 S.W.2d 44, 47 (Tex.
App.—Tyler 1995, no pet.) (describing the chain of command). Assistant Director of Classifications Joni White is
responsible for “the overall classifications,” again satisfying the requisite connection by being in a position to compel or constrain classification of prisoners. See Martinez v.
Stephens, No. CV H-16- 0195, 2017 WL 607129, at *4 (S.D.
Tex. Feb. 15, 2017) (describing the Assistant Director’s role
and responsibilities). Finally, when it comes to the three
state classification committee members, they all have the
authority to make final decisions regarding administrative segregation, which yet again satisfies the requisite
connection in that the committee members are in a position to compel or constrain classification of prisoners. See
11a
See, e.g., Kahey, 836 F.2d at 949 (noting that complaints against the prison warden do not contravene
state sovereign immunity); City of Austin, 943 F.3d
at 1001 (discussing a case where board members had
the requisite authority for purposes of Ex parte
Young because the board had the authority to decide
whether to pay certain claims); see also Morris v. Livingston, 739 F.3d 740, 746 (5th Cir. 2014) (explaining
that under Tex. Gov’t Code 501.063(b) the Texas Department of Criminal Justice is responsible for enforcing the challenged statutory provision). Therefore, state sovereign immunity does not bar Hope’s
official-capacity claims for prospective injunctive relief.
But, as the magistrate judge correctly recognized,
Hope cannot seek monetary damages from Defendants in their official capacities. Tex. Democratic Party, 978 F.3d at 179; see also Hafer v. Melo, 502 U.S.
21, 30 (1991). The same is not necessarily so, however, for Hope’s individual- capacity claims, and we
turn to these next.
B.
Hope’s individual-capacity claims must be
considered in the first instance.
In addition to his official-capacity claims, Hope
also sought damages against Defendants in their individual capacities, which is permitted. See Hafer,
502 U.S. at 30–31. Here, however, neither the magistrate judge nor the district court ever considered
these individual-capacity claims before dismissing
Wilkerson v. Goodwin, 774 F.3d 845, 850 (5th Cir. 2014)
(analyzing a claim where a prisoner in solitary confinement
sued various prison officials, including two classification
officers).
12a
the entire complaint with prejudice. But as “we are a
court of review, not of first view,” we do not pass on
the individual-capacity claims and instead remand to
the district court to consider these claims in the first
instance. Cutter v. Wilkinson, 544 U.S. 709, 718 n.7
(2005); In re Ultra Petroleum Corp., 943 F.3d 758,
766 (5th Cir. 2019).
III.
We review the district court’s ruling on a motion
to dismiss under Federal Rule of Civil Procedure
12(b)(6) de novo. Wampler v. Sw. Bell Tel. Co., 597
F.3d 741, 744 (5th Cir. 2010). “To survive a motion to
dismiss, a complaint must contain sufficient factual
matter, accepted as true, to ‘state a claim to relief
that is plausible on its face.’” Ashcroft v. Iqbal, 556
U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v.
Twombly, 550 U.S. 544, 570 (2007)). A claim is plausible “when the plaintiff pleads factual content that
allows the court to draw the reasonable inference
that the defendant is liable for the misconduct alleged.” Id. In exercising this review, we will not dismiss a claim “unless the plaintiff cannot prove any
set of facts in support of his claim that would entitle
him to relief.” Alexander v. Verizon Wireless Servs.,
L.L.C., 875 F.3d 243, 249 (5th Cir. 2017). “We take
all factual allegations as true and construe the facts
in the light most favorable to the plaintiff.” Id. Further, where, as here, the complaint was filed pro se,
we liberally construe it. Grant, 59 F.3d at 524.
A.
Hope has failed to state a procedural due
process claim.
We turn first to Hope’s procedural due process
claim. And on this claim, we generally agree with the
district court. To determine what process is due, we
13a
address two inquiries: “(1) whether there exists a liberty . . . interest which has been interfered with by
the State and (2) whether the procedures attendant
upon that deprivation were constitutionally sufficient.” Richardson v. Tex. Sec’y of State, 978 F.3d
220, 228–29 (5th Cir. 2020) (citation omitted).
As to the first inquiry, Hope likely has established a liberty interest. That is, he has been placed
in solitary confinement indefinitely, and his placement renders him ineligible for parole. Wilkinson v.
Austin, 545 U.S. 209, 224–25 (2005); see also Wilkerson, 774 F.3d at 855.
Turning to the second inquiry, to determine what
process is due, we look to the framework established
in Mathews v. Eldridge, 424 U.S. 319 (1976), which
“requires consideration of three distinct factors,”
namely (1) “the private interest that will be affected
by the official action,” (2) “the risk of an erroneous
deprivation of such interest through the procedures
used, and the probable value, if any, of additional or
substitute procedural safeguards,” and “the Government’s interest, including the function involved and
the fiscal and administrative burdens that the additional or substitute procedural requirement would
entail.” Austin, 545 U.S. at 224-25 (quoting Eldridge,
424 U.S. at 335).
In this case, although Hope’s interest is “more
than minimal,” it “must be evaluated . . . within the
context of the prison system and its attendant curtailment of liberties.” Id. at 225. Put differently, we
look to how much liberty Hope is deprived of over
and above what would normally be incident to prison
life. And so, Hope’s interest is low.
14a
From there, we turn to the risk of erroneous deprivation by considering whether Hope has “notice of
the factual basis leading to consideration for [solitary] placement” and “a fair opportunity for rebuttal.” Id. at 225–26. Where the government gives a
prisoner an opportunity “to submit objections prior to
the final level of review,” that decreases the likelihood of erroneous deprivation. Id. at 226.
Here, Hope has received notice of the factual basis for his placement in solitary—his escape record.
To be sure, Hope claims that his designation as an
“escape risk” has been removed. But in any event,
Hope concedes that the basis for his present placement in solitary remains “an incident that will never
change from over 23 years ago.” In so doing, Hope
has alleged that he has notice.
We also find that based on the allegations before
us, even viewing them in the light most favorable to
Hope, Hope has had a fair opportunity for rebuttal.
Indeed, according to Hope he has attended at least
forty-eight hearings and has made statements during those hearings. In other words, Hope has been
allowed to levy “objections prior to the final level of
review,” thereby decreasing the likelihood of erroneous deprivation. Id.
Finally, turning to the government’s interest,
Texas’s “first obligation must be to ensure the safety
of . . . the public.” Id. at 227. Moreover, given the
scarce resources of prison systems, we must “give
substantial deference to prison management decisions before mandating additional expenditures for
elaborate procedural safeguards.” Id. at 228. Based
on the pleadings before us, Texas’s interest in keeping the public safe from Hope, who has previously
15a
escaped, weighs in favor of finding that Hope has
been given adequate process.
Put simply, even accepting Hope’s allegations as
true and viewing them in the light most favorable to
him, the government’s interest outweighs Hope’s interest, and the process he is given suffices to satisfy
the constitutional requirements of the Fourteenth
Amendment. Therefore, we affirm the district court’s
dismissal of this claim.
B.
Hope has stated a claim for retaliation.
Hope also alleges that Defendants Warden Harris
and Major Rehse have engaged in various forms of
retaliatory conduct against him as a result of his filing grievances and having outside advocates contact
officials “about his continued confinement in solitary.”
“To prevail on a claim of retaliation, a prisoner
must establish (1) a specific constitutional right, (2)
the defendant’s intent to retaliate against the prisoner for his or her exercise of that right, (3) a retaliatory adverse act, and (4) causation.” Morris v. Powell,
449 F.3d 682, 684 (5th Cir. 2006) (citation omitted).
“An action motivated by retaliation for the exercise of
a constitutionally protected right is actionable, even
if the act, when taken for a different reason, might
have been legitimate.” Woods v. Smith, 60 F.3d 1161,
1165 (5th Cir. 1995).
To show causation as part of his retaliation claim,
in violation of his First Amendment rights, “a plaintiff must allege that, but for the retaliatory motive,
the complained of incident would not have occurred.”
Gonzales v. Gross, 779 F. App’x 227, 230 (5th Cir.
2019) (citation and alterations omitted). That is, a
16a
prisoner must either (1) “produce direct evidence of
motivation” or (2) “allege a chronology of events from
which retaliation may plausibly be inferred.” Id. (citation omitted).
In his pleadings, Hope alleges a constitutional
right under the First Amendment to file a grievance
with the prison system and that after filing such a
grievance (and after outside advocates contacted the
prison on his behalf), his typewriter was confiscated
and then, between 2012 and 2018, he was moved a
total of 263 times.
Hope alleges that before he filed his grievance, for
almost fourteen years, he remained in the same cell
or was moved only infrequently. In other words, the
alleged cell-move policy and the confiscation of his
typewriter (which he used to type the grievance) only
occurred after he filed the grievance. Such a drastic
shift has been alleged with sufficient detail so as to
constitute a “chronology of events from which retaliation may plausibly be inferred.” Woods, 60 F.3d at
1166 (quoting Cain v. Lane, 857 F.2d 1139, 1143 n.6
(7th Cir. 1988)). Plainly, Hope alleges that the retaliatory or adverse act is the excessive number of
moves from cell to cell—a policy and practice he alleges is still in effect—and confiscation of his typewriter. Cf. Petzold v. Rostollan, 946 F.3d 242, 253–54
(5th Cir. 2019) (finding that an inference of retaliation was bolstered by the chronology of events). Accordingly, Hope has plausibly alleged a retaliation
claim as to these incidents.
Second, Hope alleges that after requesting video
footage of a search of his cell, he was exposed to pepper spray and “left nude in a cell [for eight days] with
the pepper spray still on his body and nothing to
17a
clean it off with.” But, as alleged, the constitutional
violation at issue is not clear, and we do not find that
Hope has alleged a retaliation claim based on this
incident.
At bottom, Hope has plausibly alleged all three
elements of a retaliation claim against Defendants
Harris and Rehse as to the cell-move policy and
typewriter confiscation, and we vacate the district
court’s dismissal of Hope’s retaliation claim and remand for further proceedings.
Hope has stated a claim for a violation
of the Eighth Amendment based on certain conditions
of his confinement only against Major Rehse.5
C.
The Eighth Amendment prohibits the infliction of
“cruel and unusual punishments.” U.S. Const.
amend. VIII. But long-term solitary confinement is
not per se cruel and unusual. Hutto v. Finney, 437
To the extent that Hope has also alleged Eighth
Amendment violations for other aspects of his confinement such as his lack of the same type of access to the law
library as prisoners in the general population, the type of
condiments he receives with his meals, or the type of human contact he has as compared to prisoners in the general population, such claims fail as a matter of law. See
Daigre v. Maggio, 719 F.2d 1310, 1312 (5th Cir. 1983)
(explaining that “isolation is punitive . . . and that deprivations beyond those imposed on the general prison population is the very essence of internal prison discipline”).
Similarly, to the extent that Hope has alleged an Eighth
Amendment violation based on the sheer length of his
confinement, this claim also fails. As the Supreme Court
has explained, “the length of isolation sentences was not
considered in a vacuum.” Hutto, 437 U.S. at 685; see also
Grabowski v. Lucas, No. 94-60177, 1994 WL 652674, at *3
(5th Cir. Nov. 11, 1994) (per curiam).
5
18a
U.S. 678, 686 (1978) (observing that it is “perfectly
obvious that every decision to remove a particular
inmate from the general prison population for an indeterminate period could not be characterized as
cruel and unusual”). Nevertheless, “[t]here is a line
where solitary confinement conditions become so severe that its use is converted from a viable prisoner
disciplinary tool to cruel and unusual punishment.”
Gates v. Collier, 501 F.2d 1291, 1304 (5th Cir. 1974).
With that in mind, we focus our analysis of Hope’s
Eighth Amendment claim on whether the conditions
of Hope’s confinement are sufficiently “severe.” See
id.; Farmer, 511 U.S. at 834.
Of course, the Constitution does not require “comfortable” prison conditions, but the conditions of confinement may not “involve the wanton and unnecessary infliction of pain.” Rhodes v. Chapman, 452 U.S.
337, 347, 349 (1981); see also Daigre, 719 F.2d at
1312 (noting that “the eighth amendment forbids
deprivation of the basic elements of hygiene”) (citing
Novak v. Beto, 453 F.2d 661, 665 (5th Cir. 1971)).
To state a claim for a violation of the Eighth
Amendment based on conditions of confinement, a
prisoner must allege (1) that the prison conditions
pose a “sufficiently serious” threat to his health, including his mental health, and (2) that prison officials acted with “deliberate indifference” to such
threat. Farmer, 511 U.S. at 834 (quoting Wilson v.
Seiter, 501 U.S. 294, 298, 302 (1991)).
To meet the first requirement, the prisoner must
show that the conditions, either alone or in combination, constitute an “unquestioned and serious deprivation” of his “basic human needs” such as food,
clothing, medical care, and safe and sanitary living
19a
conditions. See Chapman, 452 U.S. at 347–48; cf.
Daigre, 719 F.2d at 1312 (rejecting an Eighth
Amendment challenge where the record did not establish that the prisoner’s “isolation cell is generally
unsanitary” but noting that a “deprivation of the
basic elements of hygiene” is forbidden). And, conditions of confinement may be aggregated to rise to the
level of a constitutional violation “when they have a
mutually enforcing effect that produces the deprivation of a single, identifiable human need such as
food, warmth, or exercise.” Wilson, 501 U.S. at 304
(explaining that there may be an Eighth Amendment
violation where a prisoner complained of a “low cell
temperature at night combined with a failure to issue blankets”). Further, under the Eighth Amendment, “the length of confinement cannot be ignored
in deciding whether the confinement meets constitutional standards.” Finney, 437 U.S. at 686.
As to the second requirement, the prisoner must
show that the defendant acted with “more than mere
negligence.” Farmer, 511 U.S. at 835. To that end,
the prisoner must show that those prison officials
were (1) “aware of facts from which the inference
could be drawn that a substantial risk of serious
harm exists”; (2) “subjectively drew the inference
that the risk existed”; and (3) “disregarded the risk.”
Cleveland v. Bell, 938 F.3d 672, 676 (5th Cir. 2019)
(citing Farmer, 511 U.S. at 837) (alterations omitted). More simply, the prison officials must know of,
and disregard, an excessive risk to a prisoner’s
health or safety. See id. (citation omitted). Evidence
that a risk was obvious or otherwise apparent may
be sufficient to support an inference that the prison
official was aware of the risk. Estate of Cheney ex rel.
Cheney v. Collier, 560 F. App’x 271, 273–74 (2014)
20a
(collecting cases); see also Valentine v. Collier, 978
F.3d 154, 163 (5th Cir. 2020) (citing Hope v. Pelzer,
536 U.S. 730, 738 (2002)).
And it is on this second requirement, deliberate
indifference, where much of Hope’s Eighth Amendment challenge falls short. Specifically, Hope has not
sufficiently pleaded deliberate indifference—with one
exception discussed supra—because it is unclear
from Hope’s complaint if any of Defendants, with the
exception of Major Rehse, was even aware of the
conditions of which he complains. In the absence of
such allegations of deliberate indifference—
regardless of whether any of the complained-of conditions indeed invoke Eighth Amendment concerns—
Hope has failed to state a claim. Cleveland, 938 F.3d
at 676. Therefore, we affirm the district court’s dismissal of Hope’s Eighth Amendment claim as to all
Defendants except Major Rehse.
That said, liberally construing Hope’s complaint
as we must, Hope has plausibly alleged that Major
Rehse was deliberately indifferent to certain conditions of confinement, which he alleges deprived him
of basic human needs such as sanitary living conditions.
First, Hope has alleged that for over two decades
he has been in solitary confinement in sometimes
unsanitary conditions, including urine, feces, and
mold on the walls, floor, and showers, insufficient
cleaning supplies, and exposure to pepper spray and
tear gas without decontamination.6
6 Although Hope also challenges the types of meals he re-
ceives, including that some have made him sick, such challenges fail as a matter of law. See Martin v. Scott, 156
21a
We have previously found that similar unsanitary
conditions in a prison cell can, in certain circumstances, rise to the level of cruel and unusual punishment. See Taylor v. Stevens, 946 F.3d 211, 219–20
(5th Cir. 2019), cert. granted, judgment vacated on
other grounds sub nom. Taylor v. Riojas, 141 S. Ct.
52 (2020); Gates, 501 F.2d at 1302; Fussell v. Vannoy,
584 F. App’x 270, 271 (5th Cir. 2014); Smith v. Leonard, 244 F. App’x 583, 584 (5th Cir. 2007). Here,
among other allegations, Hope alleges that a wall
was almost completely covered in black mold. According to Hope, he was in the mold- infested cell for
two weeks and began coughing and was never given
F.3d 578, 580 (5th Cir. 1998) (finding that allegations that
a prisoner “became ill after being fed Vita-Pro—a soybased meat substitute—simply do not rise to the level of
cruel and unusual punishment”). Hope’s allegations regarding the policy that he be handcuffed from behind and
forced to squat down suffer a similar fate. See Talib v. Gilley, 138 F.3d 211, 215 (5th Cir. 1998) (finding that “a policy
requiring prisoners on lockdown to kneel facing the wall
with their hands behind their backs when served meals”
did not constitute cruel and unusual punishment). Similarly, although Hope also generally alleges excessive noise
and sleep deprivation, on the face of Hope’s complaint, it
is not clear if the alleged noise is serious enough to cause
sleep deprivation or how much sleep Hope actually gets.
Without such allegations, Hope has not alleged that he
“has been deprived of the minimal measure of life’s necessities.” See Chavarria v. Stacks, 102 F. App’x 433, 436 n.2
(5th Cir. 2004). Finally, to the extent that Hope alleged
an Eighth Amendment claim for a denial of psychiatric
treatment, such a claim was not sufficiently briefed on
appeal and is thus waived. See FED. R. APP. P.
28(a)(9)(A); United States v. Martinez, 263 F.3d 436, 438
(5th Cir. 2001).
22a
cleaning supplies to address the condition. This likely is sufficiently serious by itself. See, e.g., Smith,
244 F. App’x at 584 (vacating the judgment and remanding an Eighth Amendment claim regarding a
prison official’s failure to remove “allegedly toxic
mold” from prison); cf. Taylor, 946 F.3d at 219 (citation omitted) (observing that a cell “covered with
crusted fecal matter, urine, dried ejaculate, peeling
and chipping paint, and old food particles” violated
the Eighth Amendment). But taken together with
the urine and feces on the wall, which Hope alleges
has occurred “many times” throughout his twentysix years in these conditions, it is more than plausible that Hope’s decades of solitary confinement
alongside such conditions of mold, urine, and feces
have caused the physical and psychological deterioration he alleges, and it is clear that such an allegation is sufficiently serious to invoke Eighth Amendment concerns. See Taylor, 946 F.3d at 219; Fussell,
584 F. App’x at 271; Smith, 244 F. App’x at 584.
Additionally, we have previously found that ordering a prisoner back into a tear-gas-filled cell
without supplies for decontamination could be sufficiently serious. Cardona v. Taylor, 828 F. App’x 198,
202 (5th Cir. 2020). Here, Hope has alleged that he
has been exposed to pepper spray and tear gas in his
cell “at least ten times through no fault of his own,”
that the cell was not decontaminated, and that on
one occasion he was “left nude in a cell with the pepper spray still on his body [without anything] to
clean it off with” for eight days. To the extent that
Hope complains that he has suffered physical harm
as a result of being exposed to such chemicals “unnecessarily dispensed” by Major Rehse, he has plausibly alleged a sufficiently serious condition. See
23a
Knighten v. John, No. 98-40644, 1999 WL 301376, at
*2 (5th Cir. Apr. 29, 1999). Taking these allegations
as true, these conditions are likewise sufficiently serious at this stage of the litigation.
Second, liberally construed, Hope’s complaint adequately alleges that Major Rehse knew of and disregarded the excessive risks to Hope’s health and
safety due to these allegedly unsanitary conditions.
Specifically, Hope alleges that “Major Rehse continue[s] to subject [him] to . . . unsanitary . . . living
conditions,” even though he is responsible for placing
prisoners in “sanitary” cells. He further alleges that
Major Rehse has instructed other officers not to turn
on the exhaust fans to clear the pepper spray and
tear gas and is “responsible for the frequent moves
and placing [him] into these unsanitary cells.” Hope
also goes on to allege that Major Rehse “personally
saw the black mold” on the cell wall. And these allegations are made against the backdrop of Hope’s allegation that he is no longer an escape risk. Accepting the allegations in Hope’s complaint as true, it is
at least plausible that Hope’s continued confinement
in these conditions is not a matter of reasonable policy judgment but is instead deliberate indifference.
See Fussell, 584 F. App’x at 271–72; see also Hope,
536 U.S. at 738.
In any event, by alleging that Major Rehse knew
of the unsanitary conditions and chemical agents,
which have an obvious risk of harm, Hope has sufficiently pleaded deliberate indifference as to those
unsanitary conditions and the chemical agents to
survive a motion to dismiss. Cf. Farmer, 511 U.S. at
848 (analyzing a prisoner’s ability to prove facts such
as subjective intent at summary judgment after the
development of the factual record). Therefore, we va-
24a
cate the district court’s dismissal of Hope’s Eighth
Amendment claims against Major Rehse and remand
for further proceedings.
At bottom, Hope has not had any opportunity to
take discovery or develop the record. Whether or not
the factual record, when developed more fully, will
ultimately show that the Eighth Amendment was
violated, the facts asserted in his pro se complaint
plausibly allege as much as to Major Rehse.
IV.
For the foregoing reasons, regarding Hope’s official-capacity claims, we AFFIRM the dismissal of
Hope’s procedural due process claim under the Fourteenth Amendment. Next, we VACATE the judgment
as to Hope’s retaliation claim under the First
Amendment as to Defendants Warden Harris and
Major Rehse and REMAND for further proceedings
consistent with this opinion. Similarly, we VACATE
the judgment as to Hope’s Eighth Amendment claim
only as to Defendant Major Rehse and REMAND for
further proceedings consistent with this opinion. But
we AFFIRM the dismissal of Hope’s Eighth Amendment claim as to all other Defendants.
Finally, the district court is DIRECTED to consider in the first instance Hope’s individual-capacity
claims.
25a
HAYNES, Circuit Judge, concurring in part and dissenting in part:
I concur with much of the majority opinion, but I
respectfully dissent in part as indicated here.1 While
I agree that there is subject matter jurisdiction for
the official capacity claims (limited, as stated, to prospective injunctive relief), I respectfully dissent from
the majority opinion’s treatment of Hope’s official
capacity Eighth Amendment and due process
claims2—I conclude that Hope’s factual allegations
are sufficient to state such claims against all Defendants in their official capacity.
As to the Eighth Amendment claims, the majority
opinion concludes that Hope can proceed only
against Rehse, and only in connection with certain
conditions of his confinement. To be sure, the grossly
unsanitary conditions of Hope’s confinement clearly
support an Eighth Amendment claim. But the major1 In addition to the discussion above, I agree with the ma-
jority opinion that Hope has stated a claim for retaliation
against Defendants Harris and Rehse, but I respectfully
dissent from the portion of the majority opinion that narrows the scope of Hope’s retaliation claim to just the seizure of Hope’s typewriter. Most significantly, the majority
opinion disregards a key part of the retaliatory incident—
namely, Hope being pepper sprayed and then left nude in
a cell for eight days (all the while covered in the spray).
Hope’s complaint makes clear that the pepper spray incident was part of the retaliation he experienced for filing a
grievance; it naturally flowed from—indeed, happened
only minutes after—the typewriter seizure. The underlying constitutional violation is therefore the same: retaliation in violation of the First Amendment. I would include
those aspects in the remand.
2 I agree with the remand of the individual claims.
26a
ity opinion fails to meaningfully address how the extraordinary length of Hope’s confinement affects
Hope’s other Eighth Amendment claims, failing to
recognize that other Defendants were plausibly deliberately indifferent to Hope’s suffering on multiple
fronts.
In particular, the extreme length of Hope’s solitary confinement should make it easier for him to
prove an Eighth Amendment violation, or (at the
very least) require additional justification from the
State to avoid liability. See Taylor v. Riojas, 141 S.
Ct. 52, 52–54 (2020) (per curiam) (concluding that
only six days of confinement in “deplorably unsanitary conditions” was an obvious violation of the
Eighth Amendment).3 That is so because the extreme
length affects both prongs of the Eighth Amendment
analysis. As to the first prong—requiring a “sufficiently serious” deprivation—the duration of his solitary confinement acts as a significant aggravating
factor, increasing the severity of the deprivation. See
Wilson v. Seiter, 501 U.S. 294, 304 (1991) (acknowledging that “[s]ome conditions of confinement may
establish an Eighth Amendment violation ‘in combination’ when each would not do so alone” (emphasis
omitted)); see also Hutto v. Finney, 437 U.S. 678,
685–87 (1978) (explaining how the length of conThe Taylor decision illustrates how extreme conditions
can give rise to an Eighth Amendment claim for even a
short durational period. 141 S. Ct. at 52–54. The calculus
obviously runs in the other direction, as well—an extremely long duration may reduce the need to demonstrate harsher conditions. See Hutto v. Finney, 437 U.S.
678, 686–87 (1978) (observing that “[a] filthy, overcrowded
cell and a diet of ‘grue’ might be tolerable for a few days
and intolerably cruel for weeks or months”).
3
27a
finement interacts with the conditions of confinement). As to the second prong—demonstrating that a
prison official acted with “deliberate indifference”—
the duration of his solitary confinement makes it
more likely that all of the Defendants were aware of
a constitutional deprivation and disregarded the
risk. Simply put, it is harder for all Defendants to
contend that they lacked awareness of Hope’s conditions over the course of twenty-six years, especially
given Hope’s numerous complaints and the fact that
he was a “high profile” inmate. I conclude Hope
should not be limited to pursuing such claims
against only Rehse.
The majority opinion also minimizes the full picture of Hope’s Eighth Amendment claims, narrowing
them to just his complaints about the unsanitary
conditions he experienced. In so doing, it largely
overlooks Hope’s Eighth Amendment mental health
claim, maintaining that he did not sufficiently brief
it on appeal. That is incorrect—Hope has argued, in
both his amended complaint and in his briefing on
appeal, that he suffers from “anxiety, depression,
visual and auditory hallucinations” and has
“thoughts of suicide.” Moreover, he has repeatedly
contended that the Defendants are aware of these
conditions because Hope “has told them of his symptoms and because the harms of long-term solitary
confinement are widely known.” These allegations
are sufficient to support an Eighth Amendment
claim based on Hope’s mental health.
At the very least, Hope stated such a claim
against Joni White, Assistant Director of Classifications. According to Hope’s complaint, White “was
contacted by outside advocates after years of Mr.
Hope sending her letters asking questions about his
28a
continued isolation” (demonstrating her awareness of
Hope’s prolonged isolation). White knew of “the effect
that long-term isolation takes on the brain” due to
her training (demonstrating her knowledge of the
risk of long-term confinement). Yet she maintained
that she would neither allow for nor recommend
Hope’s release from solitary confinement (demonstrating that she disregarded this risk), all because
of his 1994 escape. Such actions suggest deliberate
indifference; Hope should be allowed to pursue
claims against such alleged conduct.
As for Hope’s due process claim, the majority
opinion errs on virtually every step of the Mathews v.
Eldridge analysis. As to the first prong—the private
interest affected by the official action—the majority
opinion issues the conclusory statement that Hope’s
liberty interest is “low”; it seemingly assumes that
his liberty would be curtailed even in better prison
conditions therefore Hope’s deprivation is not over
and above what would normally be incident to prison
life. However, even a prisoner can assert such a
claim: Hope contends that he has been deprived of a
whole host of opportunities previously available to
him in the general population, including the ability
to socialize, to attend religious services, to receive
educational programming, and to work.4 For over
4 Specifically, Hope identifies that:
Prior to placement in solitary, he could see visitors face-to-face, attend religious services, participate in group vocational and educational programming, hold a job, socialize with other prisoners, and spend hours of his day outside his cell;
now, he is confined to a 9’x6’ cell for between 22
and 24 hours per day, allowed out only to exer-
29a
two decades, the beginning, middle, and end of every
day of Hope’s life has taken place in a single cell “no
larger than a parking space.”5 For the majority opinion to say—without citation or analysis, no less—
that the extremely restrictive conditions of Hope’s
confinement merely implicate a “low” liberty interest
thus overlooks the crux of his allegations.
As to the second prong—the risk of an erroneous
deprivation—the majority opinion is correct that
Hope had notice of the “factual basis” leading to his
solitary confinement, but wrong to conclude that he
clearly had “a fair opportunity for rebuttal.” Wilkinson v. Austin, 545 U.S. 209, 225–26 (2005). In
particular, if Hope is correct that the forty-eight SCC
hearings were a “sham,” then it would be as if he
never attended any hearings at all. At this stage of
litigation, his allegations plausibly support the conclusion that these proceedings were not, in fact, fair,
and so it is plausible that he has been erroneously
deprived of his liberty interests.
Finally, as to the third prong—the State’s interest—I strongly disagree with the majority opinion’s
suggestion that the State retains any meaningful interest in continuing to isolate Hope in solitary confinement. To be sure, there is little doubt that the
State had a strong interest in keeping the public safe
cise in a different enclosure.
In addition, Hope alleges that he has had only “one personal phone call since 1994” and is stripped searched, on
average, four times a day. In short, he plainly faces far
more significant impositions on his liberty than he faced in
normal prison life.
5 Hope specifically alleges that he spends 23 to 24 hours a
day in this cell.
30a
a few decades ago when Hope was first sent to solitary following his 1994 escape, but that justification
expired over fifteen years ago when the “escape risk”
designator was removed from his file (again, at this
procedural stage, his factual allegations must be accepted as true). That is a concession that the State
no longer has any interest in keeping Hope in solitary confinement. To say otherwise, as the majority
opinion does, effectively bars valid due process
claims based solely on an initial justification without
giving any consideration as to how that justification
has diminished—or, as here, completely evaporated—over time.6
For the foregoing reasons, I would reverse the
district court’s dismissal of Hope’s Eighth Amendment claims with respect to his unsanitary conditions of confinement and his mental health against
all Defendants, as well as the district court’s dismissal of his procedural due process claim (and expand
6 Moreover, I conclude that the State’s continued reliance
on Hope’s escape— over two decades ago—to justify keeping
him in solitary confinement constitutes “grossly disproportionate” punishment, subject to Eighth Amendment scrutiny. See Hutto, 437 U.S. at 685 (acknowledging that
“[c]onfinement in a prison or in an isolation cell is a form
of punishment subject to scrutiny under Eighth Amendment standards”); see also Montgomery v. Louisiana, 577
U.S. 190, 206 (2016) (acknowledging that “[p]rotection
against disproportionate punishment is the central substantive guarantee of the Eighth Amendment and goes
far beyond the manner of determining a defendant’s sentence”); Rhodes v. Chapman, 452 U.S. 337, 347 (1981)
(acknowledging that conditions of confinement must not
be “grossly disproportionate to the severity of the crime
warranting imprisonment”).
31a
the retaliation claims as to Harris and Rehse). Because the majority opinion fails to do so, I respectfully dissent.
32a
APPENDIX C
Not for Printed Publication
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
LUFKIN DIVISION
[filed May 5, 2020]
DENNIS WAYNE HOPE
§
VS.
§
TODD HARRIS, ET AL.
§
CIVIL ACTION NO.
9:18cv27
ORDER OVERRULING OBJECTIONS AND
ACCEPTING THE MAGISTRATE JUDGE’S
REPORT AND RECOMMENDATION
Plaintiff Dennis Wayne Hope, an inmate at the
Polunsky Unit, proceeding pro se, brought the abovestyled lawsuit against Todd Harris, Chad Rehse,
Leonard Eschessa, Joni White, Kelly Enloe, Melissa
Benet, and B. Fiveash.
The court referred this matter to the Honorable
Zack Hawthorn, United States Magistrate Judge, at
Beaumont, Texas, for consideration pursuant to applicable laws and orders of this court. The Magistrate
Judge recommends that the defendants’ motion to
dismiss should be granted and plaintiff’s complaint
be dismissed with prejudice.
The court has received and considered the Report
and Recommendation of United States Magistrate
Judge filed pursuant to such referral, along with the
record and pleadings. Plaintiff filed objections to the
Magistrate Judge’s Report and Recommendation.
This requires a de novo review of the objections in re-
33a
lation to the pleadings and the applicable law. See
FED. R. CIV. P. 72(b).
After careful de novo consideration, the court concludes plaintiff’s objections are without merit. For
the reasons set forth in the Report, plaintiff’s claims
fail to state a claim upon which relief may be granted
and are frivolous. Accordingly, the defendants’ motion
to dismiss should be granted and the case dismissed.
Plaintiff paid the full filing fee in this prisoner
civil rights action. Accordingly, the Magistrate Judge
ordered the Clerk of Court to deliver summonses to
plaintiff so he could serve the defendants. While
plaintiff complains that the Magistrate Judge erred
in asserting plaintiff is proceeding in forma pauperis
when he paid the filing fee, such distinction does not
immunize plaintiff from the dismissal of his claims
pursuant to a motion to dismiss by the defendants or
dismissal under 28 U.S.C. § 1915A which applies to
all prisoner complaints even when the prisoner has
paid the required filing fee. See Martin v. Scott, 156
F.3d 578, 580 (5th Cir. 1998). Additionally, to the extent plaintiff contends the Magistrate Judge erred by
not conducting an evidentiary hearing to develop his
complaint, his objection lacks merit. In this case, the
Magistrate Judge did not recommend dismissal of the
case during his initial screening of the case. Instead,
the defendants were served and filed a motion to dismiss seeking dismissal of plaintiff’s claims against
them. The Magistrate Judge entered a Report addressing the defendants’ motion to dismiss and recommending the defendants’ motion be granted. The
court has liberally construed plaintiff’s allegations
and the factual allegations have been taken as true
and construed favorably to the plaintiff. Plaintiff’s
objection is without merit.
34a
Plaintiff also complains of his continued confinement in administrative segregation and his classification as “high profile” which makes him ineligible for
placement in a diversion program. However, “[i]t is
well settled that the decision where to house inmates
is at the core of prison administrators’ expertise.”
McKune v. Lile, 536 U.S. 24, 39 (2002); Meachum v.
Fano, 427 U.S. 215, 225 (1976). “Inmates have no
protectable property or liberty interest in custodial
classifications.” Whitley v. Hunt, 158 F.3d 882, 889
(5th Cir. 1998). Thus, plaintiff has no constitutional
right to be classified for release to general population.
Further, plaintiff has failed to show prison administrators’ decisions to continue his confinement in administrative segregation is not related to legitimate
penological interests based on his history of violence
and escape. As the Magistrate Judge observed, plaintiff’s record demonstrates he has a propensity to
commit violent crimes, as well as a history of possession and use of firearms, impersonating a public
servant or security officer, and escaping from custody
on two separate occasions. While plaintiff argues his
administrative segregation review hearings are not
meaningful, plaintiff concedes he is receiving due process hearings on a regular basis. Finally, plaintiff’s
allegations fail to rise to the level of a violation of the
Eighth Amendment with respect to either the conditions of his confinement or medical care. Plaintiff’s
allegations against the named defendants fail to
show the defendants’ actions rose to the level of the
deliberate indifference. Plaintiff has failed to show
the denial of a constitutional right. Accordingly,
plaintiff’s allegations fail to state a claim upon which
relief may be granted.
Plaintiff also complains of the defendants’ failure
35a
to follow prison rules and regulations. However, the
failure to follow prison regulations, rules or procedures does not rise to the level of a constitutional violation. Stanley v. Foster, 464 F.3d 565, 569 (5th Cir.
2006); Hernandez v. Estelle, 788 F.2d 1154, 1158 (5th
Cir. 1986). Therefore, plaintiff’s allegations fail to
state a claim upon which relief may be granted.
Additionally, plaintiff complains he was retaliated
against by the defendants. To state a valid claim for
retaliation, an inmate must prove “(1) he was exercising a specific constitutional right, (2) the defendant
intended to retaliate against the inmate for exercising that right, (3) a retaliatory adverse act occurred,
and (4) causation.” Morris v. Powell, 449 F.3d 682,
684 (5th Cir. 2006). To show causation, an inmate
must establish that “but for the retaliatory motive
the complained of incident ... would not have occurred.” Woods v. Smith, 60 F.3d 1161, 1166 (5th Cir.
1995). Mere conclusory allegations of retaliation will
be insufficient to state a retaliation claim. Id.
In this case, plaintiff has failed to show either a retaliatory motive or causation regarding his claims
against the defendants. Plaintiff’s allegations of retaliation are conclusory and no more than mere speculation on the part of plaintiff. Plaintiff has failed to
produce either direct evidence of motivation or allege
a chronology of events from which retaliation may
plausibly be inferred. Thus, plaintiff has failed to
state a claim of retaliation under § 1983 against the
defendants. Accordingly, the defendants’ motion to
dismiss should be granted.
ORDER
For the reasons set forth above, as well as in the
Report of the Magistrate Judge, plaintiff has failed to
36a
state a claim upon which relief may be granted or are
frivolous. Accordingly, plaintiff’s objections are
OVERRULED. The findings of fact and conclusions
of law of the Magistrate Judge are correct and the report of the Magistrate Judge is ACCEPTED. It is
ORDERED that the defendants’ motion to dismiss
is GRANTED, and plaintiff’s claims are dismissed
with prejudice. A final judgment will be entered in
this case in accordance with the Magistrate Judge’s
recommendations.
So Ordered and Signed
May 5, 2020
/s/ Ron Clark
Ron Clark, Senior District Judge
37a
APPENDIX D
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
LUFKIN DIVISION
[filed March 9, 2020]
DENNIS WAYNE HOPE
§
VS.
§
TODD HARRIS, ET AL.
§
CIVIL ACTION NO.
9:18cv27
REPORT AND RECOMMENDATION OF UNITED
STATES MAGISTRATE JUDGE
Plaintiff Dennis Wayne Hope, an inmate confined
at the Polunsky Unit of the Texas Department of
Criminal Justice, Correctional Institutions Division,
proceeding pro se and in forma pauperis, brings this
action pursuant to 42 U.S.C. § 1983.
The above-styled action was referred to the undersigned Magistrate Judge pursuant to 28 U.S.C. §
636 and the Local Rules for the Assignment of Duties
to the United States Magistrate Judge for findings of
fact, conclusions of law, and recommendations for the
disposition of the case.
Discussion
Plaintiff, an inmate confined in the Security
Housing Unit (“SHU”) at the Polunsky Unit, has
submitted an extensive list of complaints about the
conditions of his confinement. Plaintiff claims he has
been held in Administrative Segregation continuously for the last twenty-three years and has been told
he cannot be transferred from this environment because he has an escape on his record. Plaintiff com-
38a
plains he is confined to his cell for twenty-three
hours per day for 191 days a year and twenty-four
hours per day on the remaining 174 days of the year.
However, plaintiff later states he is allowed out of
his cell two hours per day for recreation five days per
week.
Plaintiff claims he is fed in his cell through a tray
slot opening in the cell door and is fed on unsanitary
food trays and, as a result, he claims he has suffered
incidents of food poisoning. Additionally, plaintiff
complains that the meals are cold even though they
are delivered in a “Hot Cart.” Plaintiff alleges the
food portions given to inmates in Administrative
Segregation are smaller than the portions given to
inmates and General Population, and they are not
provided many of the condiments provided to General Population inmates such as mustard and syrup.
Next, plaintiff complains he is required to submit
to a strip search prior to being removed from his cell
for any reason. He claims he is strip searched, on average, four times per day. Plaintiff states he is required to squat down to place his hands through the
tray slot to be hand-cuffed, straining his shoulders
and rotator cuffs. However, according to plaintiff, defendants Harris, the unit warden, and Rehse, the
unit major, refuse to allow him to be handcuffed in
the front of his body. Plaintiff claims the defendants
are deliberately indifferent to his medical needs.
Plaintiff also complains he is limited in the
amount and kind of property he can possess in the
SHU. He claims this reduces the amount of reading
material and other personal items he may possess,
and the amount of property is smaller than inmates
in General Population are allowed. Plaintiff com-
39a
plains he cannot possess a razor, pencil sharpener or
clothing that has elastic in it.
Next, plaintiff complains that due to being housed
alone in his administrative segregation cell, he is denied almost all human contact, and his only human
contact is with officers and medical staff. Plaintiff
claims he is denied contact visitation with his family
and has to visit through a plexiglass partition and
talk over a phone.
Plaintiff claims he also is denied access to a television, and is only permitted to use a telephone in an
emergency situation after approval by unit administration. Plaintiff complains he is only permitted to
call persons on his approved visitor list which consists of ten people instead of the twenty people allowed for prisoners in General Population.
Plaintiff complains that his housing area is loud
all hours of the day due to both inmates and officers.
Plaintiff claims this deprives him of “quality sleep
and only allows him to sleep fitfully several hours at
a time.” Plaintiff claims this adds to his anxiety and
depression.
Plaintiff claims he has been indirectly exposed to
the use of chemical agents at least ten times in the
last two years through no fault of his own. Plaintiff
claims prison officials are aggressive and careless
with their use of chemical agents and use them in
excessive amounts in unwarranted situations with
no regard to the other prisoners they expose to these
gases.
Next, plaintiff complains the SHU is locked down
a minimum of four times a year compared to two
lock-downs per year in General Population. In addi-
40a
tion to the lock-downs, plaintiff claims cells are randomly searched and inspected every other day. While
on lock-down, plaintiff complains that he is given a
“Johnny” consisting of two sandwiches in a sack for
each meal, and one of the sandwiches is peanut butter. Plaintiff complains the sack lunches have less
calories than the food served on trays and has subjected him to weight loss and constipation. Plaintiff
claims that during the lock-downs the walkways are
not mopped and showers are not cleaned. As a result,
plaintiff claims the showers have mold and mildew
on the walls.
Plaintiff also complains his access to legal materials is reduced due to his housing location. As a result, plaintiff claims research takes him longer than
if he were allowed to go to the law library. Additionally, plaintiff claims he is denied access to other prisoners knowledgeable in the law.
Next, plaintiff claims that following an incident in
2012 in which a ten inch screwdriver was found in
his cell or property, he has been moved to a different
cell each week to harass him and retaliate against
him. Plaintiff claims both Warden Harris and Major
Rehse order his weekly moves as a form of harassment and without penological reason.
Plaintiff claims that when he moves into a new
cell it is not disinfected or otherwise cleaned, and he
is not provided with cleaning supplies. On some occasions, plaintiff claims he was moved into a cell
with no lights. On December 21, 2017, plaintiff
claims he was moved into a cell with mold on the
back wall and floor. He claims he remained in that
cell for thirteen days and began coughing. Plaintiff
claims that it took outside advocates contacting the
41a
warden to get him moved from the cell. Plaintiff
claims defendant Rehse saw the mold on the back
wall of his cell on December 26, 2017, but it was only
after Assistant Warden Jefferson sent someone to
inspect the cell and saw the mold growth that she
ordered him removed from the cell.
Plaintiff complains that, due to his housing classification requiring an escort everywhere he goes, he
has no privacy when consulting with medical or mental health professionals. Plaintiff claims the lack of
escort officers is not uncommon resulting in delayed
or cancelled appointments and medical or mental
health personnel frequently making cell-side visits
where other prisoners can listen. Plaintiff also claims
he has reported to mental health professionals that
he deals with bouts of anxiety, depression, and visual
and auditory hallucinations but he has been denied
treatment for these conditions.
Plaintiff states the Administrative Segregation
Committee conducts a hearing concerning his confinement at thirty-day intervals, but he is not allowed to attend. Plaintiff complains that the committee has no authority to release him and the reviews
are a sham and meaningless because the State Classification Committee has already decided he will remain in the SHU for the next 180 days. Plaintiff
states he is reviewed by the State Classification
Committee every 180 days to determine whether he
will remain in the SHU or be released to general
population.
On June 24, 2016, plaintiff claims he was reviewed by SCC member Melissa Benet. Plaintiff
made both an oral and written statement at the
hearing. After she looked over his file, plaintiff
42a
claims Benet told him she saw no reason not to release him to a transitional program. However, he
later received his hearing record in the mail, and it
indicated he was to remain in the SHU without further explanation. At a subsequent hearing on December 3, 2016, plaintiff claims he asked Benet why
he was not released to the transitional program like
she told him in June of 2016. Plaintiff states Benet
told him “you are high profile, I don’t have the authority to release you.” Thus, plaintiff claims Benet’s
review was perfunctory and a sham used to provide
him due process. Plaintiff claims he saw another
SCC member, Ms. Enlow, on June 8, 2017 and when
he requested release he was informed “that’s not my
decision.” Plaintiff claims he was later reviewed by
SCC member defendant Bonnie Fiveash. Plaintiff
claims Fiveash told him “you’re still in good shape I
can’t release you.” When asked if it was ever her call
to make, plaintiff claims Fiveash told him “that
would be the Director’s call.” Plaintiff complains that
he has not been told what he must do to be released
to General Population. Plaintiff claims defendant
Eschessa, the Deputy Director of Operations has the
capacity to release him to General Population, but
Eschessa would not review his file. Plaintiff also
claims defendant White, Assistant Director of Classifications, was contacted by outside advocates and
stated she would not allow his release or make recommendations for his release. White stated that because plaintiff escaped in 1994 she does not want the
responsibility that goes along with making that decision. Plaintiff claims White has instructed all SCC
members that plaintiff is to remain in the SHU.
Plaintiff claims that in December, 2005, the Security Precautions Designator Committee reviewed and
43a
removed the escape risk designator from his file. Accord to plaintiff, they determined he was not an escape risk. However, he remains confined in the SHU
and has been denied any meaningful review. Further, plaintiff claims he is not eligible to see a parole
commissioner for release on parole due to his confinement in Level 1 Security Detention status.
Plaintiff claims the appeal process for SCC decisions is for an inmate to file a grievance. However, it
is meaningless for a prisoner to appeal a decision of
the State Classification Committee. Plaintiff claims
he is being retaliated against for filing grievances.
Finally, plaintiff complains that the confiscation
of his typewriter without compensation is theft.
Plaintiff claims the typewriter was being used to file
the grievances it “becomes obvious the motive for the
confiscation.”
The Defendants’ Motion to Dismiss
Pending before the court is a motion to dismiss
plaintiff’s amended complaint filed by the defendants
(docket entry no. 20). The defendants contend plaintiff’s claims should be dismissed for lack of subjectmatter jurisdiction based on the Eleventh Amendment. Additionally, the defendants move for dismissal of plaintiff’s complaint for failure to state a claim
upon which relief may be granted.
Standard of Review
An in forma pauperis proceeding may be dismissed pursuant to 28 U.S.C. § 1915(e)(2)(B) if it: (1)
is frivolous or malicious, (2) fails to state a claim upon which relief may be granted or (3) seeks monetary
relief from a defendant who is immune from such relief.
44a
A complaint, containing as it does both factual allegations and legal conclusions, is frivolous where it
lacks an arguable basis either in law or fact. Neitzke
v. Williams, 490 U.S. 319, 325 (1989); Geiger v. Jowers, 404 F.3d 371, 373 (5th Cir. 2005); McCormick v.
Stalder, 105 F.3d 1059, 1061 (5th Cir. 1997). A complaint lacks an arguable basis in law if it is based on
an indisputably meritless legal theory. See Siglar v.
Hightower, 112 F.3d 191, 193 (5th Cir. 1997).
In addition to the legal basis of the complaint,
Section 1915 empowers the court to pierce the veil of
the complainant’s factual allegations if they are
clearly baseless. Denton v. Hernandez, 504 U.S. 25,
32 (1992); Ancar v. Sara Plasma, Inc., 964 F.2d 465
(5th Cir. 1992). A complaint lacks an arguable basis
in fact if, after providing the plaintiff the opportunity
to present additional facts when necessary, the facts
alleged are clearly baseless. Denton, 504 U.S. at 32.
In Denton v. Hernandez, the Supreme Court “declined the invitation to reduce the clearly baseless
inquiry to a monolithic standard.” Denton, 504 U.S.
at 33. Examples of complaints within the clearly
baseless inquiry are those which describe fanciful,
fantastic, or delusional scenarios. A complaint is factually frivolous if the facts alleged rise to the level of
the irrational or wholly incredible. Pleaded facts
which are merely improbable or strange, however,
are not clearly baseless for Section 1915(d) purposes.
Id.
Failure to State a Claim
Under Rule 8 of the Federal Rules of Civil Procedure, a complaint must contain “a short and plain
statement of the claim showing that the pleader is
entitled to relief.” FED. R. CIV. P. 8(a)(2). Rule
45a
12(b)(6) authorizes the court to dismiss a complaint
for “failure to state a claim upon which relief can be
granted.” FED. R. CIV. P. 12(b)(6).
A complaint fails to state a claim upon which relief may be granted if the factual allegations are not
sufficient to raise a right to relief above the speculative level. Bell Atlantic Corp. v. Twombly, 550 U.S.
544, 555, 127 S.Ct. 1955, 1965, 167 L.Ed.2d 929
(2007). Dismissal for failure to state a claim is appropriate when the plaintiff has failed to plead “sufficient factual matter, accepted as true, to ‘state a
claim to relief that is plausible on its face.’” Ashcroft
v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 1949 (2009)
(quoting Twombly, 550 U.S. 544, 570). Plaintiffs
must state enough facts to “nudge[] their claims
across the line from conceivable to plausible.”
Twombly, 550 U.S. 544, 570.
“A claim has facial plausibility when the plaintiff
pleads factual content that allows the court to draw
the reasonable inference that the defendant is liable
for the misconduct alleged.” Iqbal, 556 U.S. at 678.
At this stage, a court “must accept all well-pleaded
facts alleged in the complaint as true and must construe the allegations in the light that is most favorable to the plaintiff.” Cent. Laborers’ Pension Fund v.
Integrated Elec. Servs., 497 F. 3d 546, 550 (5th Cir.
2007). However, “[t]hreadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice.” Iqbal, 556 U.S. at
678. “[R]egardless of whether the plaintiff is proceeding pro se or is represented by counsel, conclusory
allegations or legal conclusions masquerading as factual conclusions will not suffice to prevent a motion
to dismiss.” Taylor v. Books a Million, Inc., 296 F.3d
46a
376, 378 (5th Cir. 2002) (internal quotations omitted).
Analysis
I.
Elements of a Cause of Action under 42 U.S.C.
§ 1983
Title 42 U.S.C. § 1983 authorizes a suit in equity,
or other proper proceeding for redressing violations
of the Constitution and federal law by those acting
under color of state law. See Nelson v. Campbell, 541
U.S. 637, 643 (2004); Conn v. Gabbert, 526 U.S. 286,
290 (1999). It provides:
Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of any
State ... subjects, or causes to be subjected,
any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws,
shall be liable to the party injured ....
42 U.S.C. § 1983.
II.
Eleventh Amendment Immunity
The Eleventh Amendment provides that the State
of Texas, as well as its agencies, are immune from
liability. Kentucky v. Graham, 473 U.S. 159, 167, 105
S.Ct. 3099, 87 L.Ed.2d 114 (1985). The Eleventh
Amendment bars claims against a state brought pursuant to 42 U.S.C. § 1983. Aguilar v. Texas Dept. of
Criminal Justice, 160 F.3d 1052, 1054 (5th Cir.
1998). In Will v. Michigan Department of State Police, 491 U.S. 58, 71, 109 S.Ct. 2304, 105 L.Ed.2d 45
(1989), the Supreme Court held that “neither a State
nor its officials acting in their official capacities are
‘persons’ under § 1983.” The Supreme Court upheld
47a
the dismissal of the Michigan Department of State
Police and its Director sued in his official capacity.
Id. The Fifth Circuit has accordingly “held that the
Eleventh Amendment bars recovering § 1983 money
damages from TDCJ officers in their official capacity.” Oliver v. Scott, 276 F.3d 736, 742 (5th Cir. 2002).
However, “the Eleventh Amendment permits suits
for prospective injunctive relief against state officials
acting in violation of federal law.” Frew ex rel. Frew
v. Hawkins, 540 U.S. 431, 437, 124 S. Ct. 899, 157 L.
Ed. 2d 855 (2004); Aguillar, 160 F. 3d at 1054.
The narrow exception to Eleventh Amendment
immunity from suit, the Ex parte Young exception,
“is based on the legal fiction that a sovereign state
cannot act unconstitutionally[; t]hus, where a state
actor enforces an unconstitutional law, he is stripped
of his official clothing and becomes a private person
subject to suit.” K.P. v. LeBlanc, 627 F.3d 115, 124
(5th Cir. 2010). “In order to use the Ex Parte Young
exception, a plaintiff must demonstrate that the
state officer has ‘some connection’ with the enforcement of the disputed act.” Id. In determining whether the doctrine of Ex parte Young avoids the bar to
suit under the Eleventh Amendment, a court need
only conduct a straightforward inquiry into whether
[the] complaint alleges an ongoing violation of federal law and seeks relief properly characterized as prospective.” Verizon Md., Inc. V. Pub. Serv. Comm’n,
535 U.S. 635, 645 (2002).
In his complaint, plaintiff alleges that defendants
Harris and Rehse are responsible for ensuring that
prisoners in the SHU are housed in sanitary conditions and not subjected to harassment, retaliation or
cruel and unusual punishment. Plaintiff also alleges
certain defendants failed to follow prison policy re-
48a
garding the review of his classification status. Plaintiff, however, must first demonstrate he meets the
three elements of Article III standing; (1) injury in
fact; (2) causation; and (3) redressability. Lujan v.
Defenders of Wildlife, 504 U.S. 555, 560-61 (1992).
The redressability element of the test for standing
requires that a favorable decision for the plaintiff
will likely, not merely speculatively, redress the
plaintiff’s injury. Id. Additionally, the court must
gauge (1) the ability of the official to enforce the
statue at issue under his statutory or constitutional
power, and (2) the demonstrated willingness of the
official to enforce the statute. Okpalobi v. Foster, 244
F.3d 405, 425-27 (5th Cir. 2001). Defendants Harris
and Rehse are no longer the warden at the Polunsky
Unit. Further, plaintiff’s complaint reveals that the
ability to address his complaints lies with the Director of the prison system based on plaintiff’s history of
violence and escape.1 The defendants in this action
do not have the ability to release plaintiff from confinement in the Special Housing Unit. Therefore, a
favorable decision for plaintiff will not allow the defendants to address plaintiff’s complained of injury.
1 The TDCJ Offender Information website reveals plain-
tiff is serving multiple cumulative sentences for five aggravated robberies with a deadly weapon, impersonating a
public servant/security officer, and two separate escapes
from custody. Further, plaintiff has seventy-five years’ imprisonment remaining to satisfy his maximum sentence. See
https://offender.tdcj.texas.gov/OffenderSearch/search.action.
Additionally, plaintiff has federal convictions for carjacking,
robbery, using a firearm during the commission of a crime
of violence, and illegally possessing a firearm. See United
States v. Hope, 102 F.3d 114 (5th Cir. 1996).
49a
Accordingly, the defendants’ motion to dismiss
should be granted.
III.
Due Process - Classification
Plaintiff alleges his classification and continued
confinement in administrative segregation violates
his right to due process. Additionally, while plaintiff
concedes he receives reviews by the Administrative
Segregation Committee every thirty days and reviews by State Classification Committee members
which he attends every 180 days, plaintiff complains
the reviews are not meaningful because he has not
been released from administrative segregation to
general population.
It is well settled in the Fifth Circuit that an inmate has no protected interest in any particular custody or security classification, once incarcerated. See
Wilkerson v. Stalder, 329 F.3d 431, 435-36 (5th Cir.),
cert. denied, 124 S.Ct. 432 (2003); Harper v. Showers,
174 F.3d 716, 719 (5th Cir. 1999); Whitley v. Hunt,
158 F.3d 882, 889 (5th Cir. 1998). The classification
of prisoners is a matter within the discretion of prison officials. McCord v. Maggio, 910 F.2d 1248, 1250
(5th Cir. 1990). Therefore, absent an abuse of discretion, a federal court will not interfere with administrative determinations regarding custodial classification of an inmate. Whitley, 158 F.3d at 889. In
Pichardo v. Kinker, 73 F.3d 612 (5th Cir. 1996), the
court stated that “absent extraordinary circumstances, administrative segregation as such, being an incident to the ordinary life as a prisoner, will never be
a ground for a constitutional claim.” Id. at 612-613;
see also Wilkinson v. Austin, 545 U.S. 209, 221 (2005)
(“[T]he Constitution itself does not give rise to a lib-
50a
erty interest in avoiding transfer to more adverse
conditions of confinement.”).
Plaintiff admits he is receiving regular reviews by
the defendants in this action. As set forth above, a
review of plaintiff’s complaint reveals that the ability
to address his complaints regarding release from
administrative segregation lies solely with the Director of the prison system. A review of plaintiff’s federal criminal appeal provides some background for why
the director may have retained sole authority regarding plaintiff’s possible release to General Population.
On November 26, 1994, plaintiff made his second escape from the Texas state prison system and later
stole a car at knife point. See United States v. Hope,
102 F.3d 114, 115 (5th Cir. 1996). Plaintiff severely
cut the 83-year-old driver of the car, dropped him off
on the side of the road, and proceeded on a crime
spree of armed robberies until his arrest in Memphis,
Tennessee approximately two months later. Id. at
115-16.
As previously stated, the classification of prisoners is a matter within the discretion of prison officials. Here, given plaintiff’s history of violence and
escapes, plaintiff has failed to show an abuse of discretion. Further, the defendants are providing plaintiff with due process reviews of his classification in
accordance with their authority. Thus, plaintiff’s
claims fail to state a claim upon which relief may be
granted and the defendants’ motion to dismiss
should be granted.
IV.
Conditions of Confinement
Plaintiff asserts an extensive list of complaints
about the conditions of his confinement including the
cleanliness of his cells and eating utensils, the quali-
51a
ty and quantity of food served in confinement, a restriction on the amount of property he can maintain
in his cell, the fact he is served peanut butter sandwiches during lock-downs approximately four times
per year, the lack of condiments such as syrup and
mustard, and the alleged indirect exposure to chemical agents.
The Constitution does not mandate comfortable
prisons but neither does it permit inhumane ones.
Harper v. Showers, 174 F.3d 716, 719 (5th Cir. 1999).
“The Eighth Amendment’s prohibition against cruel
and unusual punishment imposes minimum requirements on prison officials in the treatment received by and facilities available to prisoners.” Woods
v. Edwards, 51 F.3d 577 (5th Cir. 1995). The Supreme Court noted in Farmer that: In its prohibition
of “cruel and unusual punishments,” the Eighth
Amendment places restraints on prison officials, who
may not, for example, use excessive force against
prisoners. The Amendment also imposes duties on
these officials, who must provide humane conditions
of confinement; prison officials must ensure that inmates receive adequate food, clothing, shelter, and
medical care, and must “take reasonable measures to
guarantee the safety of the inmates.” Farmer, 511
U.S. at 823.
A constitutional violation, however, occurs only
when two requirements are met. First, there is an
objective requirement that the condition “must be so
serious as to ‘deprive prisoners of the minimal civilized measure of life’s necessities,’ as when it denies
the prisoner some basic human need.” Harris v.
Angelina County, Texas, 31 F.3d 331, 334 (5th Cir.
1994) (citing Wilson v. Seiter, 501 U.S. 294, 111 S.
Ct. 2321 (1991)). Second, under a subjective stand-
52a
ard, the court must determine whether the prison
official responsible acted with deliberate indifference
to inmate health or safety. Farmer, 511 U.S. at 834;
see e.g., Harris, 31 F.3d at 334-36. The deliberate indifference standard can be appropriately applied to
allegations regarding the conditions of confinement.
Woods, 51 F.3d at 580.
In Farmer, the Supreme Court adopted “subjective recklessness as used in the criminal law” as the
appropriate definition of deliberate indifference under the Eighth Amendment. Farmer, 511 U.S. at
839-40. Under this definition, a prison official cannot
be found liable under the Eighth Amendment unless
the official knows of and disregards an excessive risk
to inmate health or safety. The official must both be
aware of facts from which the inference could be
drawn that a substantial risk of serious harm exists,
and he must draw the inference. Farmer, 511 U.S.
at 837. A prison official acts with deliberate indifference “only if he knows that inmates face a substantial risk of serious harm and disregards that risk by
failing to take reasonable measures to abate it.” Id.
at 847.
“Deliberate indifference is an extremely high
standard to meet.” Domino v. Texas Dep’t of Criminal
Justice, 239 F.3d 752, 756 (5th Cir. 2001). Deliberate
indifference encompasses only the unnecessary and
wanton infliction of pain repugnant to the conscience
of mankind. McCormick v. Stalder, 105 F.3d 1059,
1061 (5th Cir. 1999). To satisfy the exacting deliberate indifference standard, a defendant’s conduct
must rise “to the level of egregious intentional conduct.” Gobert v. Caldwell, 463 F.3d 339, 351 (5th Cir.
2006).
53a
While the conditions of plaintiff’s confinement
may be unpleasant and possibly harsh, plaintiff has
failed to show the conditions were objectively so serious as to deprive plaintiff of the minimal civilized
measure of life’s necessities. Plaintiff has failed to
show such conditions rise to the level of a constitutional violation, nor has he satisfied the extremely
high standard of showing the defendants acted with
deliberate indifference. Accordingly, the defendants’
motion to dismiss should be granted.
Additionally, plaintiff complains he is restricted
in the amount of personal and legal property he may
possess in his cell and that his access to legal materials is reduced due to his housing location. As a result, plaintiff claims research takes him longer than
if he were allowed to go to the law library. Further,
plaintiff claims he is denied access to other prisoners
knowledgeable in the law. However, plaintiff has
failed to allege or demonstrate any harm associated
with such claims.
Next, to the extent plaintiff complains that the
defendants’ actions were retaliatory, plaintiff’s retaliation claim fails to state a claim upon which relief
may be granted. To state a valid claim for retaliation
“an inmate must allege the violation of a specific
constitutional right and be prepared to establish that
but for the retaliatory motive the complained of incident ... would not have occurred.” Woods v. Smith, 60
F.3d 1161, 1166 (5th Cir. 1995). Mere conclusory allegations of retaliation will be insufficient to state a
retaliation claim. See Id.
In this case, plaintiff has failed to show either a
retaliatory motive or causation regarding his claims
against the defendants. Plaintiff has failed to pro-
54a
duce either direct evidence of motivation or allege a
chronology of events from which retaliation may
plausibly be inferred. Plaintiff’s allegations of retaliation are no more than mere speculation on the part
of plaintiff. Thus, plaintiff has failed to state a claim
of retaliation under § 1983 against the defendants.
Accordingly, the defendants’ motion to dismiss
should be granted.
V.
Medical Care
Plaintiff complains that, because of his custodial
status and the requirement that he is to be escorted
everywhere he goes, he often is not able to attend
medical appointments due to lack of security personnel. Additionally, plaintiff complains that he suffers
from bouts of anxiety, depression, and visual and auditory hallucinations but when he has reported these
bouts or symptoms to mental health personnel, he
has been denied treatment.
The deliberate indifference to serious medical
needs of prisoners constitutes the unnecessary and
wanton infliction of pain proscribed by the Eighth
Amendment, whether the indifference is manifested
by prison doctors or by prison guards in intentionally
denying or delaying access to medical care. Estelle v.
Gamble, 429 U.S. 97, 104-05 (1976); Harris v. Hegmann, 198 F.3d 153, 159 (5th Cir. 1999). “Deliberate
indifference is an extremely high standard to meet.”
Domino v. Texas Dep’t of Criminal Justice, 239 F.3d
752, 756 (5th Cir. 2001). Deliberate indifference encompasses only the unnecessary and wanton infliction of pain repugnant to the conscience of mankind.
McCormick v. Stalder, 105 F.3d 1059, 1061 (5th Cir.
1999). To satisfy the exacting deliberate indifference
standard, a defendant’s conduct must rise “to the
55a
level of egregious intentional conduct.” Gobert v.
Caldwell, 463 F.3d 339, 351 (5th Cir. 2006).
The Supreme Court has adopted “subjective recklessness as used in the criminal law” as the appropriate definition of deliberate indifference under the
Eighth Amendment. Farmer, 511 U.S. 825, 839-40
(1994). Under this definition, a prison official cannot
be found liable under the Eighth Amendment unless
the official knows of and disregards an excessive risk
to inmate health or safety. The official must both be
aware of facts from which the inference could be
drawn that a substantial risk of serious harm exists,
and he must draw the inference. Farmer, 511 U.S. at
837. Under exceptional circumstances, a prison official’s knowledge of a substantial risk of harm may be
inferred by the obviousness of the substantial risk.
Id; Reeves v. Collins, 27 F.3d 174 (5th Cir. 1994).
Medical records of sick calls, examination, diagnoses,
and medications may rebut an inmate’s allegations of
deliberate indifference. See Varnado v. Lynaugh, 920
F.2d 320 (5th Cir. 1991).
While plaintiff complains he missed some medical
appointments due to the lack of security personnel
required for escorting him, plaintiff admitted medical
personnel would make cell-side visits for him. Further, plaintiff has failed to allege or demonstrate
harm associated with the format of his medical visits. Additionally, plaintiff claims he suffers from
bouts of anxiety, depression, and visual and auditory
hallucinations but when he has reported these bouts
or symptoms to mental health personnel, he has been
denied treatment. However, plaintiff has failed to allege facts demonstrating the defendants possessed a
“sufficiently culpable state of mind” rising to the level of deliberate indifference or that his claims are
56a
anything more than a disagreement with the medical
professionals over the proper course of treatment.
See Farmer, 511 U.S. at 834, 839-40. Thus, plaintiff’s
allegations fail to rise to the level of egregious intentional misconduct required to satisfy the exacting deliberate indifference standard. See Gobert, 463 F.3d
at 351. Negligence does not constitute a violation of
the Eighth Amendment. Unsuccessful medical
treatment, acts of negligence or medical malpractice,
and disagreements as to diagnosis or treatment do
not constitute deliberate indifference. Banuelos v.
McFarland, 41 F.3d 232, 235 (5th Cir. 1995). Dissatisfaction with medical treatment or diagnosis does
not constitute “deliberate indifference” to a serious
medical need and does not rise to the level of the denial of a constitutional right. Estelle v. Gamble, 429
U.S. at 106; Johnson v. Treen, 759 F.2d 1236, 1238
(5th Cir. 1985). At most, plaintiff’s allegations constitute nothing more than negligence or a disagreement
with the medical professionals over the proper course
of treatment. Plaintiff has failed to show either that
the defendants acted with deliberate indifference or
that he was harmed as a result of the defendants’ actions. Therefore, the defendants’ motion to dismiss
should be granted.
Additionally, the defendants’ alleged failure to
follow prison regulations, rules or procedures does
not rise to the level of a constitutional violation.
Stanley v. Foster, 464 F.3d 565, 569 (5th Cir. 2006);
Hernandez v. Estelle, 788 F.2d 1154, 1158 (5th Cir.
1986). Therefore, plaintiff’s allegations fail to state a
claim upon which relief may be granted. Thus, the
defendants’ motion should be granted.
57a
VI.
Deprivation of Property
Finally, plaintiff complains that the confiscation
of his typewriter without compensation is theft.
Plaintiff claims the typewriter was being used to file
the grievances it “becomes obvious the motive for the
confiscation.”
A claim that an individual has been deprived of
property by a person acting under color of law states
a claim for a violation of the due process clause of the
Fifth Amendment to the United States Constitution.
Deprivations of property by prison officials, however,
even when intentional, do not violate the due process
clause so long as an adequate post-deprivation remedy exists. See Hudson v. Palmer, 468 U.S. 517, 533,
104 S.Ct. 3194, 82 L.Ed.2d 393 (1984); see also Geiger v. Jowers, 404 F.3d 3771, 374 (5th Cir. 2005)
(concluding that plaintiff failed to state a claim regardless of whether the deprivation of property was
the result of negligence or intentional misconduct).
Texas provides such a remedy. See Murphy v. Collins, 26 F.3d 541, 543-44 (5th Cir. 1994) (holding
that, in Texas, the tort of conversion is an adequate
post-deprivation remedy); Thompson v. Steele, 709
F.2d 381, 383 (5th Cir. 1983) (holding that a state
action for damages is an adequate remedy), cert. denied, 464 U.S. 897 (1983). As a result, plaintiff has
failed to establish his constitutional rights were violated in connection with the deprivation of property.
Further, plaintiff’s claim of retaliation, as explained
above, is speculative and conclusory. Thus, plaintiff’s
allegations are insufficient to state a claim upon
which relief may be granted. Accordingly, plaintiff’s
claims are frivolous and fail to state a claim upon
which relief may be granted.
58a
Recommendation
The defendants’ motion to dismiss should be
granted. Accordingly, plaintiffs’ complaint should be
dismissed with prejudice.
Objections
Within fourteen days after being served with a
copy of the magistrate judge’s report, any party may
serve and file written objections to the findings of
facts, conclusions of law and recommendations of the
magistrate judge. 28 U.S.C. § 636 (b)(1)(C).
Failure to file written objections to the proposed
findings of facts, conclusions of law and recommendations contained within this report within fourteen
days after service shall bar an aggrieved party from
the entitlement of de novo review by the district
court of the proposed findings, conclusions and recommendations and from appellate review of factual
findings and legal conclusions accepted by the district court except on grounds of plain error. Douglass
v. United Services Automobile Association, 79 F.3d
1415, 1417 (5th Cir. 1996) (en banc); 28 U.S.C. §
636(b)(1); FED. R. CIV. P. 72.
SIGNED this 9th day of March, 2020.
/s/ Zack Hawthorn
Zack Hawthorn
United States Magistrate Judge
59a
APPENDIX E
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
LUFKIN DIVISION
[filed June 18, 2018]
DENNIS WAYNE HOPE
VS.
Civil No. 9:18-cv-0027
TODD HARRIS, et al.,
AMENDED COMPLAINT
Jurisdiction and Venue
1.
This is an action for injunctive, declaratory
and monetary relief for violations of the Eight and
Fourteenth Amendments of the United States
Constitution and 42 U.S.C. § 1983. Jurisdiction lies
under 28 U.S.C. §§ 1331 and 1343(a)(3) and (4).
2.
Venue for this action lies in the Court under
28 U.S.C. § 1391 (b)(2) because the events and
omissions giving rise to the claims occurred in the
Eastern District of Texas.
3.
Plaintiff relies on Rule 15 (a), Fed. R. Civ. P.
to amend this complaint without leave of the Court
or agreement of defendants. The date of service for
Defendants answer was June 1, 2018.
PARTIES
4.
Plaintiff Dennis Wayne Hope is a person of
full age of majority who is and was incarcerated in
the Texas Department of Criminal Justice–
Institutional Division (herein after TDCJ-ID),
Polunsky Unit in Livingston, Texas.
5. Defendant Todd Harris is the Senior Warden
at the Polunsky Unit within TDCJ-ID in Livingston,
60a
Texas. He is aware of the conditions and treatment
of which plaintiff complains and has refused to take
action to correct the situation. He is denying Plaintiff
his Due Process and violating his Eigth and
Fourteenth Amendments of the United States
Constitution. He is being sued in his official and
individual capacities.
6.
Defendant Chad Rehse is the Major at the
Polunsky Unit within TDCJ-ID in Livingston, Texas.
He oversees the conditions of confinement and
treatment of prisoners in Administrative Segregation
(herein after Ad. Seg.) and at various times pertinent
herein was a member of the State Classification
Committee (herein after SCC). He is denying
Plaintiff his Due Process and Eight and Fourteenth
Amendments of the United States Constitution. He
is being sued in his official and individual capacities.
7.
Defendant Leonard Echessa is the Deputy
Director of Support Operations within TDCJ-ID and
is responsible for the overall treatment, conditions of
confinement and classifications of Plaintiff at various
times pertinent herein. He is aware of the situation
and has refused to take corrective actions and correct
the situation. He is denying Plaintiff his Due Process
and Eigth and Fourteenth Amendments of the
United States Constitution. He is being sued in his
official and individual capacities.
8.
Defendant Joni White is the Assistant
Director of Classifications within TDCJ-ID and
responsible for the overall classifications of the
department, including Ad. Seg., at various times
pertinent herein. She is aware of the situation and
refuses to correct the situation or take corrective
action. She is denying Plaintiff his Due Process and
61a
Eigth and Fourteenth Amendments of the United
States Constitution. She is being sued in her official
and individual capacities.
9.
Defendant Kelly Enloe was the Chairperson
for the SCC and is now a member of the SCC within
TDCJ-ID. She is responsible for conducting reviews
of prisoners in their classifications. She is aware of
the situation and refused to take corrective action.
She is denying Plaintiff Due Process and Eight and
Fourteenth Amendments of the United States
Constitution. She is being sued in her official and
individual capacities.
10. Defendant Melissa Benet is a member of the
SCC within TDCJ-ID and responsible for conducting
reviews of prisoners classifications. She is aware of
the situation and refused to take corrective action.
She is denying Plaintiff his Due Process and Eight
and Fourteenth Amendments of the United States
Constitution. She is being sued in her official and
individual capacities.
11. Bonnie Fiveash is a member of the SCC
within TDCJ -ID and responsible for conducting
reviews of prisoners classifications at various times
pertinent herein. She is aware of the situation and
refused to take corrective action. She is denying
Plaintiff Due Process and Eight and Fourteenth
Amendments of the United States Constitution. She
is being sued in her official and individual capacities.
FACTUAL ALLEGATIONS
Plaintiff Dennis Wayne Hope is a 49 year old
prisoenr who has been continiously held in solitary
confinement (Ad. Seg.) for over twenty-three (23)
years.. He is currently housed on the Security
62a
Housing Unit (“SHU”) at the Polunksy Unit with
“Death Row”. He is housed in a 9’x 6’ single cell no
larger than a parking space and about 3’x 3’ of that
space is all that’s left for him to move around in the
cell- He remains in this cell 24 hours a day on
average of 174 days a year. The remaining 191 days
in the year he spends an average of 23 hours a day in
the cell.
13. All meals given to Mr. Hope is done so
through a tray slot opening in the cell door.
Everything passed to him comes through the tray
slot. He eats all of his meals alone and in the cell.
Many of the food trays he is given are dirty and
unsanitary. The trays often have food on them from
previous meals or grooves carved in them from other
prisoners. These trays are only used for solitary
confinement prisoners.
Prisoners in general
population (herein after G.P.) don’t deal with these
unsaitary trays. These trays have actually caused
prisoenrs to get sick from the “Norovirus”. The meals
are cold even though delivered in a “Hot Cart” and
the food portions are noticeably smaller than those
given to G.P. prisoners. Many of the condiments like
mustard and syrup are not provided to solitary
confinement prisoners because they are more
difficult to remove from the trays and floors after
having sat for hours. Warden Harris and Maior
Rehse continue to subject Mr. Hope to these
unsanitary feeding and living conditions. In the over
23 years Mr. Hope has been subjected to this
treatment he has suffered food poisoning over a
dozen of times.
14. Prior to being removed from the cell for any
reason Mr. Hope is required to submit to a strip
search. For over 23 years he has been unnecessarily
63a
removed of his dignity. On average he is strip
searched four (4) times daily just to participate in
recreation and shower. Deputy Director Eschessa,
Warden Harris and Maior Rehse have all ordered
Ad. Seg. prisoners be treated in this manner.
Prisoners in G.P. might get pat searched once a day
depending on where they are going. Mr. Hope is then
required to squat down with his hands placed behind
his back and place his hands through a tray slot to
be handcuffed. Failure to comply with this order can
result in him being disciplinary or gassed with a
chemical agent (pepper spray). Mr. Hope suffers from
chronic lower back pain and the bending at that
angle causes him great pain in his lower back and
places great strain on his shoulders and rotator cuffs.
Warden Harris and Maior Rehse are aware of this
and refuse to allow him to be handcuffed in the front
thereby subjecting him to unnecessay physical pain
and being deliberately indifferent to hi medical
needs.
15. While in the “SHU” Mr. Hope is limited to
how much property and what kind of property he can
possess. He is only allowed to possess two (2) cubic
feet (l’x l’x 2’) of property. This drastically reduces
the amount of reading material, clothing, pictures
and other personal items such as commissary
hygiene items. This amount is significantly smaller
than that of G.P. prisoners as is the amount of
commissary too. Additionally, he cannot possess a
razor, pencil sharpener or clothing that has elastic in
it.
16. Due to beinghoused in solitary confinement
Mr. Hope is denied almost all human contact. the
only human contact he has had with another human
in the last 23 years is with officers and medical staff.
64a
He is denied contact visits with family and when
allowed visits it is done through a plexiglass
partition and they must talk over a phone. He is
denied access to a television and hasn’t seen one
since January 31, 1996. He is only permitted to use a
telephone in an emergency situation and that must
first be approved by administration. He can then
only call a person on his approved visitors list which
consists of ten (10) people (as opposed to 20 for G.P
prisoners), the call must be collect, to a land line,
monitored by the person supervising the call and last
no longer than five (5) minutes. G.P. prisoners on the
other hand are allowed to make unlimited calls daily
with no duration restriction. The collect call averages
$15.00 per five (5) minutes whereas prisoners in G.P.
pay about .23¢ a minute. This creates a significant
financial hardship on prisoners housed in Ad. Seg.
and impedes on their ability to retain close ties with
family. In the 23 years Mr. Hope has been confined
to Ad. Seg. he has only made one (1) phone call,
when his mother died in 2013. He is denied the
opportunity to socialize with other prisoners,
participate in religious activities, group recreation
and vocational programs. By contrast, prisoenrs in
G.P. work, socialize, live in dormitories, have
educational and vocational training, attend religious
services and have group recreation opportunities.
The condition of Mr. Hope’s confinement in Ad. Seg.
almost totally deprives him of human contact,
mental stimulus, physical activity, personal property
and human dignity. Continued and continuing
confinment under these conditions for over 23 years
is inhumane and imposes atypical and significant
hardship compared to ordinary prison life.
65a
17. Five (5) days a week Mr. Hope can come out
of his cell for recreation for up to two (2) hours in a
cage that is roughly four (4) times the size of his cell.
this providing there is no staff shortage or inclement
weather.
18. The “SHU” is loud and excessive amounts of
noise can be heard 24/7. Prisoners beat and bang on
doors, walls, holler through cell doors, argue and talk
to themselves day and night- The housing area is a
constant roar with frequent loud bangs and
outbursts of noise- Many times the officers cannot
hear other prisoners because of the loud roar of the
pods. Officers contribute to the noise by hollering
which cell door they want opened as the intercoms on
the pods do not work. Officers slam doors and beat a
tray slot bar against the bars to get prisoners and
the picket officers attention. These loud noises day
and night deprive Mr. Hope of any quality sleep and
only allows him to sleep fitfully several hours at a
time. This has added to his anxiety and depression
that he is suffering. Sleep is a basic human need
that he is being deprived of by Warden Harris and
Major Rehse.
19. The use of chemical agents (weapons) such
as tear gas, pepper spray and pepper balls is common
on the “SHU”. In the last two (2) years Mr. Hope has
been exposed at least ten (10) times through no fault
of his own. On August 6, 2017 Mr. Hope was exposed
to pepper spray through no fault of his own and at
the direction of Major Rehse. Again on July 28, 2017
he was exposed to pepper spray for a prolonged
period. Major Rehse instructed officers not to turn
the exhaust fans on to clear out the gas because
prisoners were making to much noise. On May 31,
2017 he was again exposed to pepper spray when
66a
another prisoner was sprayed and there was a delay
in removing the gas from the air. Major Rehse
instructs officers to delay clearing the air of gas so
that other prisoners are exposed to it and will “think
twice before making them gas them”. He
intentionally allows the gas to linger in the air well
after the incident that involved the use of the gas is
over. This subjects Mr. Hope and others to
unnecessary exposure of chemical agents (weapons)
deliberately at the direction of Major Rehse. He has
been subjected to exposure of pepper spray and Tear
gas for over two (2) decades due to being housed in
Ad. Seg. and must suffer from the short-term and
long-term effects of these gases- Officials are
aggressive and careless with their use of these
chemical agents (weapons) and use them in excessive
amounts in unwarranted situations with no regard
to the other Prisoners they expose to these gases.
20. A minimum of four (4) times a year the
“SHU” is locked down to be searched, this is in
addition to cells being randomly searched and
inspected every other day. All Prisoners are searched
as is their property and all of the cells. These
lockdowns range from 14-30 days each. By contrast,
prisoners in G.P. are locked down twice a year.
21. While on lockdown Mr. Hope is given a
“Johnny” (2 sandwiches in a sack with one being
peanut butter) for each meal. All meals are in the
form of a “Johnny” while on lockdown. The calories
in the “Johnny” are significantly less than the food
served on the tray. The reduced calorie diet Mr. Hope
is subjected to causes weight loss and constipation.
Warden Harris is responsible for ensuring prisoners
are provided adequate food that is sufficient in
calorie and nutritional value. He refuses to provide
67a
prisoners these
lockdowns.
basic
human
needs
during
22. Prisoners serving in “Support Service”
capacities sweep and mop the walkways and clean
the showers. However, during lockdown the
walkways are not mopped and the showers are not
cleaned. Although showers are ran three (3) times a
week during lockdown the showers are not cleaned
during this period. The showers have mold and
mildew on the walls, ceiling and door. Mr. Hope
stopped going to the shower and only showers in his
cell to reduce the chances of catching a “Staph
infection” or skin rash. Major Rehse is exposing
prisoners to unsanitary living conditions that
jeopardize prisoners health.
23. Mr. Hope’s access to legal material is
drastically reduced du2 to being housed in solitary
confinement. Three (3) times a week he is allowed to
order three (3) cases from the unit law library. If he
wants a certain key in Civil or Criminal law he must
order one at a time and is not allowed access to the
book. Many times he is forced to order the table of
contents and order each key in an effort to find what
he is looking for. This research process takes
significantly longer than if he were afforded the
opportunity to go to the law library or check out the
entire legal book. He is also denied access to other
prisoners who are knowledgeable in the law. If a
holiday falls during a weekday then he is only
afforded access to the materials two (2) times a week.
Warden Harris is restricting prisoners access to legal
material in solitary confinement in an effort to
hinder their access to courts.
68a
24. On February 22, 2012 Major Virgil
McMullen ordered Mr. Hope’s cell searched. Mr.
Hope had been having outside advocates contact
classification about his continued confinement in
solitary. As a result of this search no contraband was
found, but his typewriter was taken (Mr. Hope used
the typewriter to file grievances and write letters to
officials) and not returned. Fifteen minutes after
placing Mr. Hope back into his cell, the search team
returned to search the cell again. Mr. Hope
discovered a 10” screwdriver near the toilet in a red
mesh bag com only used to transport prisoners
property. When he requested they get a video camera
he was sprayed with pepper spray and ordered to
submit to handcuffs, which he did. For eight days
Mr. Hope was left nude in a cell with the pepper
spray still on his body and nothing to clean it off
with. He was not given food for forty-eight (48) hours
per Major McMullen. Prior to this incident Mr. Hope
and Major McMullen had run ins about why he is
still in solitary confinement and whether a razor was
a weapon. Mr. Hope challenged Major McMullen’s
interpretation of what a weapon is through the
grievance process to the warden and regional
director. Major McMullen took exception to that and
it is Mr. Hope’s belief that the 10” screwdriver was
planted in his cell and was not accidentally left in his
cell. Mr. Hope was charged with possession of a
weapon for picking up the screwdriver that was left
in his cell. A subsequent investigation revealed the
screwdriver belonged to the search team as
evidenced by the serial number on it.
Prior to this incident Mr. Hope was not being
moved from cell to cell. After the incident Mr. Hope
has been moved to over 263 different cells as of date.
69a
Unit administration has since changed, but Mr. Hope
continues to get moved to a different cell weekly. In
the last two (2) years Major Rehse has ordered Mr.
Hope’s moves. Major Rehse asserts that since Mr.
Hope was being moved prior to him taking charge he
will continue to get moved even though it serves no
penological interest and was designed to harass and
retaliate against him.
25. When Mr. Hope is moved into a cell it is not
disinfected or otherwise cleaned nor is Mr. Hope
provided with supplies to clean the cells with. Many
times these cells have feces and urine on the walls,
floor and door. Mr. Hope has complained and filed
grievances to no avail. A number of times he was
moved into a cell that had no lights. On June 15,
2016 officers had to literally use their flashlights to
see to move Mr. Hope’s property into the cell. On
December 21, 2017 he was moved into a cell that had
black mold on the back wall and floor, covering about
80% of the back wall. He was forced to move into the
cell and denied cleaning supplies. For thirteen (13)
days he remained in that cell and began coughing. It
took outside advocates contacting the warden to get
him moved from that cell. Both the warden and
Major Rehse are responsible for the frequent moves
and placing Mr. Hope into these unsanitary cells.
They are aware of the problem and on December 26,
2017 Major Rehse personally saw the black mold on
the back wall of cell number 12-EA-11. It was only
when the Asst. Warden (Jefferson) over G.P. sent
someone to inspect the cell and saw the widespread
growth of the black mold did she order him removed
from the cell and moved into another cell. Major
Rehse was deliberately indifferent to Mr. Hope’s
physical and mental health.
70a
26. Due to being housed in solitary confinement
and requiring an escort everywhere he goes Mr.
Hope has no privacy when consulting with medical or
Mental health personnel. When Mr. Hope is seen in
the examination room at least two officers stand
there with him and listen to everything that is said.
At no time is Mr. Hope afforded any privacy and one
on one consultation with a healthcare pro-rider or
mental health care provider. Many times his medical
appointments are delayed or outright canceled due to
lack of escort officers. It is not uncommon to be rescheduled 3-4 times before seeing a provider. He has
on occasion had to wait over sixty (60) days to see a
provider to get his medications renewed. Medical and
mental health personnel frequently make “cell-side”
visits due to a shortage of staff and lack of escort
teams. When doing so other prisoners can hear what
is being discussed, it’s one of the few times other
prisoners will quieten down about, there is no
privacy. Mr. Hope is denied a proper examination
and his confidentiality in treatment is no longer
confidential, all because he is housed in solitary
confinement where Major Rehse and Warden Harris
require prisoners to be escorted by two (2) officers
anytime they leave a cell. Absent the policies of
Warden Harris and Major Rehse Mr. Hope wouldn’t
be denied privacy in his medical and mental health
consultations and examinations or excessively
delayed in seeing a provider. Each of them are aware
of this problem and refuse to correct it.
27. Mr. Hope has developed chronic lower back
pain from living in cramped quarters for decades.
Mr. Hope never had this problem prior to placement
in solitary confinement. He no longer sleeps on his
mattress, instead he sleeps on his steel bunk so his
71a
back is flat. He has pain in both knees and has
periodic sweeling. Limited movement in such close
confinement for over 23 years has contributed to
these ailments. Major Rehse has personally asked
Mr. Hope why he doesn’t sleep on his mattress and
was made aware of his back and knees ailments.
28. Mr. Hope has reported to mental health that
he deals with bouts of anxiety, depression, visual and
auditory hallucinations, but is denied treatment for
these conditions. He has been told he cannot be
transferred from this environment because he has an
escape on his record from 1994. He also suffers from
insomnia and sleeps fitfully. The noise and constant
slamming of gates and doors every thirty (30)
minutes contributes to this sleep interruption and
deprivation. Sleep is a basic human need. Although
he has had thoughts of suicide he has never acted on
them. The decades of isolation has deteriorated both
his physical and mental faculties.
29. In the 23 years Mr. Hope has been in solitary
confinement he has watched many prisoners
physically harm themselves and some commit
suicide. This has taken a mental toll on him and
effects him daily. He’s not sure how much longer he
can endure this treatment absent judicial
intervention.
30. Warden Harris and Major Rehse are
responsible for ensuring that prisoners in the “SHU”
are house in sanitary living conditions and not
subjected to harassment-, retaliation or cruel and
unsual treatment. Both Warden Harris and Major
Rehse order the moving of Mr. Hope weekly as a
form of harassment and has done so for years
without a valid penological reason. Both of them
72a
have sat on SCC meetings and contributed to the
denial of any meaningful review by not discussing
matters related to the hearing, but instead talking
about the availability of firewood and whether or not
it can be delivered. They are aware of the conditions
Mr. Hope is confined in and deny him adequate
reviews th1t if relevant information was considered
would warrant his release from such restricted
confinement.
31. On 30-day intervals, an entity called the
Administrative Segregation Committee (ASC) holds
a hearing on Mr. Hope. Mr. Hope is never allowed to
attend these hearings. These hearings must be
conducted by the rank of a Captain or above, many
times the Major or Warden conduct them. This
committee has no authority to release Mr. Hope from
solitary confinement. The ASC reviews are a sham
and meaningless because the SCC has already
decided Mr. Hope will remain in solitary for the next
180 days. The six (6) reviews done in between the
180 day SCC reviews are meaningless and
perfunctory.
32. The SCC schedules Mr. Hope a review every
180 days. This committee is supposed to determine
whether prisoners remain in solitary confinement or
if they are released to general population. Mr. Hope
has attended over forty-eight (48) SCC hearings and
remains in solitary. These reviews are perfunctory
and a sham as they don’t consider Mr. Hope’s current
attitude or behavior, they instead rely on an incident
that will never change from over 23 years ago.
33. On June 24, 2016 Mr. Hope appeared before
SCC member Melissa Benet, a SCC member he had
never gone before. He made both oral and written
73a
statement available to her as she looked over his file.
She saw no reason not to release him and informed
him she would release him to a transitional program
and then explained what the program was. She took
his paperwork with her after the eharing. About 3
weeks later Mr. Hope received his hearing record in
the mail. It indicated that he was to remain where he
was at with no explanation for her changing her
mind.
On December 3, 2016 SCC member Benet
conducted Mr. Hope’s SCC hearing. Mr. Hope asked
her why he wasn’t released to the transitional
program like she said she would do in June of 2016.
Ms. Benet stated, “you are high profile, I don’t have
the authority to release you.” When pressed for more
information she informed him, “I was told that’s not
my call.” The purpose for the SCC review is to
determine whether to release the prisoner from
solitary confinement or remain him. While Ms. Benet
conducted the hearing it was meaningless as she
never had the authority to release Mr. Hope. The
hearing was perfunctory and a sham as it was not
used for the intended purpose; to provide Due
Process for those housed in solitary confinement. Ms.
Benet is aware of the effects that long term isolation
has on prisoners subjected to it, both their mental
and physical capacities. She is aware that that
Hope’s treatment is not typical, nor is the amount of
time he has been housed in isolation. She is further
aware that the hardships Mr. Hope endures while in
solitary confinement are significant when compared
to those prisoners housed in G.P. and compared to
the ordinary incident of prison life.
34. On June 8, 2017 SCC Chairperson Kelly
Enloe conducted Mr. Hope’s SCC hearing. Mr. Hope
74a
presented a written request and made a verbal
request to be released to G.P. Ms. Enloe informed
Mr. Hope, “that’s not my decision”. When he asked
her why she is reviewing him if she cannot make a
decision she stated, “because you are on my list”. It
should be of note, for the past six (6) years Mr. Hope
has had outside advocates contact various SCC and
TDCJ officials asking what he must do to be released
to G.P. They spoke and corresponded with Ms. Enloe
at least four (4) times and she had no answers only
quoted policy. At the conclusion of his hearing Ms.
Enloe informed Mr. Hope, ‘‘having people contact the
SCC isn’t going to do you any good, I’ll let Ms. white
know your request”.
While all defendants can make a recommendation
to release Mr. Hope from solitary confinement, Ms.
Enloe had the authority to release Mr. Hope in 2016.
Ms. Enloe has continued Mr. Hope’s isolation despite
her knowledge that he has been in isolation since
1994, that such extraordinarily long solitary
confinement is inherently harmful and that any
penological basis for his isolation expired long ago.
Defendant Enloe never provided any notice for the
reasons for his continued solitary confinement. This
is the height of deliberate indifference.
35. On December 19, 2017 sec member Bonnie
Fiveash conducted the SCC hearing on Mr. Hope.
Mr. Hope submitted a written request and a verbal
request to be released to G.P. Ms. Fiveash never
looked at the paperwork Mr. Hope submitted and
stated, “you’re still in good shape I can’t release you”.
Mr. Hope then asked her if that was even her call to
which she stated, “that would be the Director’s call.”
Mr. Hope asked why he can’t be seen by someone
with the authority to make a decision on his release
75a
and was told, “you need to talk to somebody else
about that, I don’t have that answer we’ll see you in
six (6) months.” Ms. Fiveash never bothered to
review my file or consider any request Mr. Hope
made because she had no intention of releasing him
nor did she have the authority to release him. She is
aware of the inherently harmful effects that long
term isolation causes andboth the mental and
physical ailment Mr. Hope suffers
36. In the 23 years Mr. Hope has been in solitary
confinement he has gone before a number of SCC
embers who saw no reason not to release him to G.P.
SCC member Sheila Leblanc, Steve Rogers, D.
Bilnoski, Lovelady, D. Buckner, April Comstock and
Maryann Comstock had no problem releasing Mr.
Hope after reviewing his file. In fact in April 2007
Mr. Steve Rogers ordered Mr. Hope’s release to G.P.
and to be placed on medium custody. That release
order was removed from his file by Vanessa Jones
the then Chairperson. Again in January 2010 Mr.
Rogers again ordered his release only to have it
overrruled again by Vanessa Jones. From that point
on SCC members have been told not to release
making any hearing he is offered a sham and
meaningless. Mr. Hope has not once been told what
he must do in order to be released to G.P. It is
atypical the way he is treated and the hardships
imposed on him are anything but ordinary as it
relates to prison life.
37. Each of the SCC members have failed to
follow classification policies and use fair procedures
or relevant standards when reviewing Mr. Hope. As
a result they have denied him of any process he is
due and continue to subject him to inhumane
treatment that is decades of solitary confinement.
76a
Officials have decided to ignore criteria set forth in
both their policies and the U.S. Supreme courts
rulings that pertain to prisoners rights while
confined in solitary. The hearings are void of any
substance that would consider his release.
38. Although classification policy provides that
prisoners are allowed to make a verbal and written
statement, it is never considered when Mr. Hope
attends a hearing. Mr. Hope never goes before a SCC
member that has the authority to order his release.
Many times he has been told he will remain in
solitary because he escaped in 1994. His current
behavior or attitude are never considered. He is
never told what is expected of him because they have
no intentions of releasing him from solitary
confinement. The hearing is a sham and designed to
make it look like they are affording Mr. Hope the
little process he is due in accordance with previous
court rulings. With SCC members like Bonnie
Fiveash, Vanessa Jones and Lovelandy making
statements about the physical shape Mr. Hope is in,
it’s clear they have no intentions of releasing Mr.
Hope unless he is disabled or dead. His isolation is
indefinite and the SCC hearings are a sham and
perfunctory by their own admissions. Defendants do
not afford Mr. Hope or other qualified persons or
medical professionals any meaningful opportunity to
weigh in on the continued appropriateness of his
solitary confinement. The initial reason for
placement in solitary continues to be the reason to
continue his solitary confinement. Quite honestly,
that can never change thus allowing defendants to
continue to deny Mr. Hope any meaningful reviews
of Due Process pertaining to beinghoused in solitary
confinement now for over 23 years.
77a
39. As recently as February 2017 Mr. Leonard
Eschessa, the Deputy Director of Operations stated
that he functions in a capacity to make a decision
whether to release Mr. Hope from solitary, but would
not review his file. Mr. Eschessa is responsible for
ensuring that classification policies are followed to
ensure prisoners are afforded their Due Process. He
was made aware of the physical and mental health
issues Mr. Hope has from being housed in solitary for
decades. He has total disregard for the physical and
mental health of Mr. Hope. He is aware of the
mental and physical toll that prolonged isolation has
on prisoners.
40. In January and February 2017 Joni White,
Assistant Director of classifications was contacted by
outside advocates after years of Mr. Hope sending
her letters asking questions about his continued
isolation and her not responding. She stated that she
would not allow Mr. Hope’s release or make
recommendations for his release. She stated that he
escaped in 1994 and she doesn’t want the
responsibility that goes along with making that
decision. It is Ms. White that has instructed all SCC
members to remain Mr. Hope in solitary. That
decision was made years in advance and continues to
this day. Ms. White was made aware that Mr. Hope
suffers from physical and mental health related
issues due to decades of isolation. More importantly,
Ms. White has been counseled on the effect that longterm isolation takes on the brain and continues to
have total disregard for Mr. Hope’s mental welfare.
41. Defendants are aware that Mr. Hope is being
deprived of his basic human needs and physical
health, enviromental stimulation, social interaction
and dignity on account of long-term isolation.
78a
Instead, they extend it. Mr. Hope has spent more
time in solitary confinement that he was alive prior
to coming to prison.
42. In December 2005 the Security Precautions
Desginator (SPD) committee reviewed and removed
the “Escape risk” designator from Mr. Hope’s file.
this committee reviews the same classification file
the SCC does to determine if the SPD should be
removed or if the prisoner is still an escape risk.
They determined he was not an escape risk and
removed the SPD (ES) to indicate such. In April 2007
SCC member Steve Rogers reviewed that same file
and determined he wasn’t and escape risk and
ordered his release only to have that hearing record
removed from the file. Again in January 2010 Mr.
Rogers ordered his release only to have it overruled
in violation of classification policies. It’s apparent
Ms. White and Ms. Enloe have been working in
conjunction to deny Mr. Hope any meaningful
reviews or the Due Process afforded him from the
United States Constitution.
43. Mr. Hope’s continued confinement in solitary
confinement has far reaching consequences and
places a stigma on him. Pursuant to Parole rules, an
offender housed in solitary confinement is ineligible
to see a parole commissioner. That means he is never
reviewed by a board member, only his file is
reviewed. The fact Mr. Hope hasn’t had a
disciplinary case in six (6) years, is at the highest
time-earning class, is at Level 1 security detention
status and has completed over 13 correspondence
courses relating to cognitive intervention in never
considered by the parole board. Mr. hope’s custody is
the primary focus because it determines how much
trust they give a person they are considering for
79a
parole. If a prisoner is housed in solitary
confinement it demonstrates to the parole board that
he cannot be trusted around staff or other prisoners
without being handcuffed and escorted. This
drastically reduces the chances of Mr. Hope ever
getting a favorable parole review. As parole board
members have stated, “If he cannot be trusted
around staff and other offenders, why would we
release him to society?” Mr. Hope has a liberty
interest in remaining free of solitary confinement, as
long as he remains there he is ineligible to be seen by
a parole commissioner or be given a favorable review
for parole.
44. The
appeal
process
for
the
SCC
decisions/hearings is for the prisoner to file a
grievance. The grievance is “investigated” by the unit
warden. The unit warden cannot overrule a SCC
decision and doesn’t get a vote in the SCC hearing. It
is meaningless for a prisoner to appeal their SCC
decision and amounts to no appeal at all. In fact on a
number of the grievances on the SCC hearing, their
response was to write the SCC member; the same
SCC member that he was grieving. Some of their
responses merely tell him when his next review will
be.
45. Mr. Hope is being retaliated against for
exercising his constitutional right to file grievances
and seek redress for actions he feels are unfair as
well as unconstitutional. The weekly cell moves are
without penological interest and clearly for
harassment and retaliatory purposes. They
interefere with Mr. Hope’s ability to sleep,
concentrate on reading and push him into a state of
depression. The unjustified confiscation of Mr.
Hope’s typewriter (property) without compersation is
80a
an outright theft. When the typewriter was what was
being used to file the grievances it becomes obvious
the motive for the confiscation.
46. Mr. Hope suffers from anxiety and insomnia
in part due to the weekly moves to unsanitary cells
and having to adjust weekly to new “neighbors” and
the different voices and noises he hears in that cell
and around him. Both Warden Harris and Major
Rehse have contributed to these physical and
psychological malidies due to the inhumane
treatment and conditions they subject him to and
denying him basic human needs.
47. Each of the Defendants are aware of the
harmful effects of long-term isolation and the toll it
takes on the human body and brain. Each of the
Defendants in one capacity or another work together
to ensure Mr. Hope continues to be subjected to these
inhumane conditions and have done so for a
prolonged period of time.
PLAINTIFF’S DECLARATION
Pursuant to 28 U.S.C. § 1746, I declare under
penalty of perjury that the foregoing is true and
correct, signed this 13th day of June, 2018.
/s/ Dennis Wayne Hope
Dennis Wayne Hope TDCJ # 579097
Polunsky Unit
3872 FM 350 South
Livingston, Texas 77351
CERTIFICATE OF SERVICE
I Dennis Wayne Hope, Plaintiff Pro Se, hereby
certify that a true and correct copy of the AMENDED
COMPLAINT has been sent to AMY L. PRASAD,
Assistant Attorney General for the State of Texas at
81a
Office of Ken Paxton, Attorney General of Texas P.O.
Box 12548 Austin, Texas 78711-2548 via U.S. mail
first class postage prepaid this 13th day of June,
2018.
/s/ Dennis Wayne Hope
Dennis Wayne Hope TDCJ # 579097
Polunsky Unit
3872 FM 350 South
Livingston, Texas 77351
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.