Petition for Writ of Certiorari — United States, Petitioner v. Kane County, Utah, et al.
Supreme Court briefJul 24, 2020
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No. -20XXXX
In the Supreme Court of the United States
UNITED STATES OF AMERICA, PETITIONER
v.
KANE COUNTY, UTAH, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
APPENDIX TO THE
PETITION FOR A WRIT OF CERTIORARI
(VOLUME 1)
JEFFREY B. WALL
Acting Solicitor General
Counsel of Record
EDWIN S. KNEEDLER
Deputy Solicitor General
JONATHAN D. BRIGHTBILL
ERIC GRANT
Deputy Assistant Attorneys
General
ANTHONY A. YANG
Assistant to the Solicitor
General
WILLIAM B. LAZARUS
ANDREW C. MERGEN
JAMES A. MAYSONETT
SOMMER ENGELS
Attorneys
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217
TABLE OF CONTENTS
Page
Volume 1
Appendix A – Court of appeals opinion
(June 25, 2019) ............................................ 1a
Appendix B – District court order (Aug. 21, 2018) ...... 52a
Appendix C – Court of appeals opinion
(Dec. 2, 2014) ........................................ 61a
Appendix D – Court of appeals opinion
(Mar. 8, 2010) ............................................ 96a
Appendix E – Memorandum decision and order
(Apr. 6, 2009) .......................................... 111a
Appendix F – Court of appeals order denying
rehearing (Feb. 27, 2020) ...................... 119a
Volume 2
Appendix G – Kane County’s First Amended
Complaint (Feb. 20, 2009) ..................... 149a
Appendix H – United States’ Answer
(Nov. 13, 2009) ........................................ 229a
Appendix I – State of Utah’s Complaint in
Intervention (Apr. 29, 2010) ................. 311a
Appendix J – United States’ Answer to Complaint
in Intervention (Aug. 16, 2010) ............ 374a
Appendix K – Southern Utah Wilderness Association Motion to Intervene (Dec. 27,
2017) ......................................................... 432a
Exhibit A – Proposed Answer to First
Amended Complaint ............................ 453a
Exhibit B – Proposed Answer to Complaint in
Intervention .......................................... 477a
Exhibit C – Declaration of Ray Bloxham
(dated Dec. 21, 2017) ............................ 497a
(I)
II
Exhibit D – Declaration of Kay Marienfeld
(dated Dec. 20, 2017) ............................ 508a
Exhibit F – Letter (dated Nov. 30, 2017) ............... 513a
Exhibit H – Draft Letter (dated Apr. 2017)........... 517a
Appendix L – Statutory provisions and rules ............. 524a
APPENDIX A
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
No. 18-4122
KANE COUNTY, UTAH, PLAINTIFF-APPELLEE
AND
THE STATE OF UTAH,
INTERVENOR PLAINTIFF-APPELLEE
v.
UNITED STATES OF AMERICA, DEFENDANT-APPELLEE
SOUTHERN UTAH WILDERNESS ALLIANCE;
THE WILDERNESS SOCIETY, MOVANTS-APPELLANTS
[Filed:
June 25, 2019]
Appeal from the United States District Court
for the District of Utah
(D.C. No. 2:08-CV-00315-CW)
Before: TYMKOVICH, Chief Judge, EBEL, and PHILLIPS, Circuit Judges.
PHILLIPS, Circuit Judge.
This case comes to us for a third time. This time, we
review SUWA’s challenge to the district court’s denial
of its second motion to intervene. SUWA filed this second motion after we reversed the district court’s deter-
(1a)
2a
minations on the width of rights-of-way on three roadways. Responding to the issues now raised, we conclude that SUWA has standing to intervene as a party
defendant; that we review SUWA’s second motion to intervene de novo and not for an abuse of discretion; and
that SUWA has met all requirements to intervene as of
right under Rule 24(a)(2) of the Federal Rules of Civil
Procedure. Accordingly, exercising jurisdiction under
28 U.S.C. § 1291, we reverse the district court’s denial
of SUWA’s second motion to intervene.
BACKGROUND
In 2008, Kane County sued the United States under
the Quiet Title Act, 28 U.S.C. § 2409a, which provides
“the exclusive means by which adverse claimants c[an]
challenge the United States’ title to real property.”
Block v. N. Dakota ex rel. Bd. of Univ. & Sch. Lands,
461 U.S. 273, 286 (1983). Kane County alleged that it
held title to fifteen rights-of-way under Section 8 of the
Mining Act of 1866, more commonly known as “Revised
Statute (R.S.) 2477.” In enacting R.S. 2477, Congress
codified “a standing offer of a free right of way over the
public domain,” allowing the construction of highways
over public lands not already “reserved for public uses.”
Lindsay Land & Live Stock Co. v. Churnos, 285 P. 646,
648 (Utah 1929) (internal quotations omitted). In 1976,
Congress enacted the Federal Land Policy and Management Act, which repealed R.S. 2477, but preserved
already-existing rights-of-way. 43 U.S.C. § 1769(a).
3a
Seven months after Kane County filed its complaint,
SUWA 1 moved to intervene as of right under Rule
24(a)(2) of the Federal Rules of Civil Procedure. Both
Kane County and the United States opposed the motion.
After a hearing, the district court denied SUWA’s motion, concluding that SUWA had no legal interest in the
asserted rights-of-way, because “the only issue in this
case is whether Kane County can establish that it holds
title to the roads at issue” and SUWA “does not claim
title to th[ese] roads.” Kane Cty., Utah v. United
States, No. 2:08-CV-315, 2009 WL 959804, at *2 (D. Utah
Apr. 6, 2009). The court further concluded that even if
SUWA did have an interest, it had failed to show that
the United States would not adequately represent that
interest or that it possessed “any special expertise, experience, or knowledge with respect to the historic use
of the roads that would not be available to the United
States.” Id. at *2-3.
In 2009, SUWA appealed, and in March 2010 we affirmed, concluding that “even assuming SUWA has an
interest in the quiet title proceedings at issue, SUWA
has failed to establish that the United States may not
adequately represent SUWA’s interest.” Kane Cty.,
Utah v. United States, 597 F.3d 1129, 1133 (10th Cir.
2010) (“Kane County I”). Specifically, we rejected
SUWA’s argument that it had shown the United States
would not adequately represent SUWA’s interest in litigating title, despite SUWA’s reliance on its history of
SUWA is a member-based nonprofit dedicated to preserving the
wilderness of the Colorado Plateau. The Wilderness Society and
the Sierra Club both joined SUWA’s motion to intervene.
1
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adversarial relations with the Bureau of Land Management (BLM) and on the BLM’s alleged unwillingness to
defend federal control. Id. at 1134-35.
We raised the possibility of looking beyond the binary title determination to address the “potential scope
of Kane County’s purported rights-of-way.” Id. at
1135. But we ultimately declined to do so after noting
that SUWA had not argued in the district court that
scope was part of the title determination. Id. Further, we noted that SUWA hadn’t even raised the issue
on appeal until questioned about it during oral argument. Id. Accordingly, we deemed the scope argument
waived “for purposes of this appeal.” Id. We affirmed
on grounds that SUWA had “failed to establish, at this
stage of the litigation, that the federal government will
not adequately protect its interest.” Id.
In March 2010, soon after we decided Kane County
I, the district court granted the State of Utah’s motion
to intervene as of right as a plaintiff. Then, in August
2011, after having “traveled all of the roads at issue with
counsel and representatives of the parties during a twoday site visit,” the district court held a bench trial on the
disputed rights-of-way. See Kane Cty., Utah (1) v.
United States, No. 2:08-CV-00315, 2013 WL 1180764, at
*1 (D. Utah Mar. 20, 2013). At trial, the court heard from
twenty-six witnesses and received over one hundred and
sixty exhibits. Kane Cty., Utah v. United States, 772
F.3d 1205 (10th Cir. 2014). After post-trial briefing, in
which SUWA participated as an amicus curiae, 2 the district court issued memorandum decisions concluding
The district court allowed SUWA to participate as amicus in a
limited capacity. The court denied SUWA’s request to address the
court during trial, but did accept three of its post-trial briefs (though
2
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that (1) it had subject-matter jurisdiction under the
Quiet Title Act over all the disputed roads, and that (2)
Kane County and the State of Utah had proved R.S.
2477 rights-of-way on twelve of the fifteen roads or road
segments. Id. The court also decided the scope—i.e.,
the reasonable and necessary width based on the pre1976 use—of the proved rights-of-way. Id.
In 2013, the United States and the plaintiffs each
filed separate appeals. We summarily denied SUWA’s
motion to intervene in the cross-appeals. In 2014, we
affirmed in part and reversed in part. Kane Cty., 772
F.3d at 1209-25 (“Kane County II”). Relevant here, we
reversed the district court’s scope determination for
three of the rights-of-way—Swallow Park Road, North
Swag Road, and Skutumpah Road—as well as its decision to allow “unspecified future improvements” on
these three rights-of-way, id. at 1223-25. 3
The “scope” of a right-of-way is a question of state
law, and under Utah law a right-of-way may be expanded beyond the beaten path where “reasonable and
necessary” to safely accommodate the pre-1976 use.
Sierra Club v. Hodel, 848 F.2d 1068, 1080, 1083 (10th
Cir. 1988), overruled on other grounds by Vill. of Los
it limited SUWA to those briefs). And in one of its post-trial memorandum decisions, the district court considered SUWA’s jurisdictional arguments. See Kane Cty., Utah v. United States, 934 F.
Supp. 2d 1344, 1347, 1360-64 (D. Utah 2013), aff ’d in part, rev’d in
part and remanded, 772 F.3d 1205 (10th Cir. 2014).
3
Though not at issue here, we also reversed the district court’s
finding of subject-matter jurisdiction to resolve title over six of the
roads, id. at 1213-14; affirmed the district court’s determination that
the limitations period had not yet run on one of the roads, id. at 121619; and reversed the district court’s determination that one of the
roads was “reserved for public use” under R.S. 2477, id. at 1222.
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Ranchos De Albuquerque v. Marsh, 956 F.2d 970 (10th
Cir. 1992). In other words, an R.S. 2477 right-of-way
in Utah may be widened “as necessary to meet the exigencies of increased travel, at least to the extent of a
two-lane road.” Id. at 1083. This analysis requires
the district court to proceed in three steps. First, the
court must make the binary determination of whether a
right-of-way exists at all. Id. Second, the court must
determine the pre-1976 uses of the right-of-way. Id.
And third, the court must decide whether, based on the
pre-1976 use, the right-of-way should be widened to
meet the exigencies of increased travel. Id. To the
extent that the right-of-way holder wishes to improve 4
We have distinguished between “routine maintenance, which
does not require consultation with the BLM,” and “construction of
improvements, which does.” S. Utah Wilderness All. v. Bureau of
Land Mgmt., 425 F.3d 735, 748-49 (10th Cir. 2005), as amended on
denial of reh’g (Jan. 6, 2006). “Construction of improvements” includes “the widening of the road, the horizontal or vertical realignment of the road, the installation (as distinguished from cleaning,
repair, or replacement in kind) of bridges, culverts and other drainage structures, as well as any significant change in the surface composition of the road (e.g., going from dirt to gravel, from gravel to
chipseal, from chipseal to asphalt, etc.), or any improvement, betterment, or any other change in the nature of the road that may significantly impact Park lands, resources, or values. Id. (internal quotations omitted). In contrast, “routine maintenance” “preserves
the existing road, including the physical upkeep or repair of wear or
damage whether from natural or other causes, maintaining the
shape of the road, grading it, making sure that the shape of the road
permits drainage, and keeping drainage features open and operable
—essentially preserving the status quo.” Id. (alterations omitted). “Under this definition, grading or blading a road for the first
time would constitute ‘construction’ and would require advance consultation, though grading or blading a road to preserve the character
of the road in accordance with prior practice would not.” Id.
4
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the right-of-way beyond what is reasonable and necessary, however, it must first consult with the BLM. Id.
at 1084-85.
In its memorandum decision, the district court had
concluded that Kane County and the State of Utah had
proved 24-foot rights-of-way on Swallow Park and North
Swag roads (five-mile stretches of dirt road with a current travel surface of between 10 and 12 feet), and a 66foot right-of-way on Skutumpah Road (a “major twolane thoroughfare” stretching thirty three miles with a
current travel surface of between 24 and 28 feet).
Kane Cty. II, 772 F.3d at 1223; Kane Cty., 2013 WL
1180764, at *9. But because the district court had
failed to consider the pre-1976 uses of these roads, we
remanded for it to redetermine the width of the roadways. Kane Cty. II, 772 F.3d at 1223. Specifically, we
recognized that while a “road can be ‘widened [beyond
its pre-1976 boundaries] to meet the exigencies of increased travel,’ including where necessary to ensure
safety,” the reasonableness and necessity of any expansion beyond the pre-1976 right-of-way must be read “ ‘in
the light of traditional uses to which the right-of-way
was put.’ ” Id. (emphasis in original) (quoting Hodel,
848 F.2d at 1083). 5
After remand, the case slowed until September 2017,
when the district court entered an order directing the
parties to file briefs on the effect of our ruling. Ten
days later, the parties jointly moved for a four-month
stay, stating that they had begun settlement discussions
Kane County and the State of Utah each unsuccessfully petitioned the United States Supreme Court for a writ of certiorari.
Kane Cty., Utah v. United States, 136 S. Ct. 318 (2015); Kane Cty.,
Utah v. United States, 136 S. Ct. 319 (2015).
5
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and were “optimistic” that they could “reach agreement
regarding the effect of [our] decision” and resolve the
remaining issues.
Appellant’s App. at 38, 110-11.
Three days later, the district court granted the motion. 6
About two months after that, SUWA sent a letter to the
parties requesting “reasonable advance notice” of any
settlement discussions and “an opportunity to attend
and participate in such discussions,” but received no
response. Id. at 125, 262-63. About three months
after the joint motion was filed, the President of the
United States considerably reduced the size of the
Grand-Staircase-Escalante National Monument from
about 1,700,000 acres to about 838,000 acres. 7 Relevant here, SUWA represented at oral argument that
Swallow Park Road and North Swag Road both lie
within the de-established portions of the monument,
though the United States asserted that only Swallow
On January 2, 2018, the parties jointly requested and were
granted an additional stay of 31 days. The day the second stay expired, Kane County filed a “Supplemental Brief and Request for
Further Findings of Fact and Conclusions of Law,” asking the court
to conduct an additional site inspection. The United States responded, agreeing that further factfinding was necessary, but asserting that the existing record could be supplemented by lay and
expert testimony without a second site visit.
7
See Presidential Proclamation Modifying the Grand StaircaseEscalante National Monument, 2017 WL 5988612, https://www.
whitehouse.gov/presidential-actions/presidential-proclamation-modifyinggrand-staircase-escalante-national-monument/. This proclamation,
along with a proclamation reducing Bears Ears National Monument
from around 1,350,000 acres to about 200,000 acres, were the first
diminishments of a national monument in over half a century, and by
far the largest in U.S history. See National Park Service, Monuments
List, https://www.nps.gov/archeology/sites/antiquities/monumentslist.
htm (last visited June 6, 2019).
6
9a
Park Road does. About three weeks later, SUWA filed
a second motion to intervene, 8 which Kane County, the
State of Utah, and the United States all opposed.
Though SUWA styled its 2017 motion as a “Motion to
Intervene,” the district court treated it as a motion to
reconsider its denial of SUWA’s 2009 motion to intervene. In deciding the motion, the district court assumed for purposes of argument that the motion was
timely, but still denied it on grounds that SUWA had
presented nothing to undermine the court’s earlier determination that the United States was adequately representing SUWA’s interest. In doing so, the district
court relied on three bases.
First, rejecting SUWA’s argument to the contrary,
the district court ruled that determining title necessarily includes determining the scope of the rights-ofway. The district court reasoned that “scope is inherent in the quiet title process because as a practical matter the court cannot quiet title to an undefined property.” Kane Cty., Utah v. United States, No. 2:08-CV315, 2018 WL 3999575, at *3 (D. Utah Aug. 21, 2018).
Second, the court rejected SUWA’s argument that the
United States was necessarily representing competing
interests, reasoning that unlike cases involving environmental regulations or resource management, the United
States’ sole interest here lay in seeking the narrowest
width of the roadways. Id. Third, the court ruled
that the “mere possibility of settlement” did not mean
that “the United States would advocate for anything
The Wilderness Society joined the second intervention motion,
but the Sierra Club did not.
8
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other than retention of the maximum amount of property.” Id. SUWA timely appealed.
DISCUSSION
SUWA argues that the district court erred by denying its second motion to intervene. Kane County, the
State of Utah, and the United States (“the Appellees”)
have each filed response briefs in support of the district
court’s order. Before considering the merits of their
arguments, we must consider Kane County’s argument
that SUWA lacks Article III standing. 9
I.
Standing
To seek relief in federal court, a party must show constitutional standing. Bennett v. Spear, 520 U.S. 154, 162
(1997). To make this showing, a party must “demonstrate that he has suffered injury in fact, that the injury
is fairly traceable to the [challenged conduct], and that
the injury will likely be redressed by a favorable decision.” Id. (internal quotations omitted).
In San Juan Cty., Utah v. United States, another
R.S. 2477 case involving SUWA, a majority 10 of our en
banc court held that “parties seeking to intervene under
Rule 24(a) or (b) need not establish Article III standing
‘so long as another party with constitutional standing on
the same side as the intervenor remains in the case.’ ”
503 F.3d 1163, 1172 (10th Cir. 2007) (en banc) (internal
quotations omitted).
The Appellees make no prudential-standing arguments.
Unless we indicate otherwise, every citation to San Juan County
refers to a portion of Judge Hartz’s lead opinion that received seven
votes.
9
10
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But ten years later, the Supreme Court modified our
“piggyback standing” rule, holding that an intervenor as
of right must “meet the requirements of Article III if
the intervenor wishes to pursue relief not requested” by
an existing party. Town of Chester, N.Y. v. Laroe Estates, Inc., 137 S. Ct. 1645, 1648 (2017). In that case,
the record was ambiguous whether the intervening
plaintiff was seeking a different form of relief from the
existing plaintiff: a separate award of money damages
against the same defendant in its own name. Id. at
1651-52. Because “[a]t least one [litigant] must have
standing to seek each form of relief requested,” the
Court remanded for the circuit court to determine
whether the intervenor, in fact, sought “additional relief
beyond” what the plaintiff requested. Id. at 1651. 11
The dissent cites Safe Streets Alliance v. Hickenlooper, 859 F.3d
865, 913 (10th Cir. 2017), for the proposition that “any party” seeking
to intervene must demonstrate its own independent Article III
standing. Dissenting Op. at 4-5. But language to that effect in Safe
Streets is dicta. Safe Streets involved two States (Nebraska and Oklahoma) seeking to intervene as plaintiffs in an action against another State, Colorado. There, we held that we were without subject
matter jurisdiction to consider the State’s intervention motion, because 28 U.S.C. § 1251(a) gave exclusive subject-matter jurisdiction
to the United States Supreme Court to resolve disputes between two
states. Id. at 877, 912. Furthermore, Safe Streets relied on Hollingsworth v. Perry, 570 U.S. 693, 708 (2013), for this dicta about
constitutional standing, but Hollingsworth, in fact, applied the piggyback standing rule. There, the intervenors had to demonstrate
their own standing because they were the sole parties to seek an appeal. Id. at 702, 708. Here, the United States remains a party.
The dissent also cites United States v. Colorado & Eastern Railroad
Company, 882 F.3d 1264 (10th Cir. 2018). But again, that case is
inapposite because there the would-be intervenor seeking to enforce
a consent decree that it was not a party to “could not ‘piggyback’ on
the standing of one of the described parties to the Consent Decree
11
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Citing Town of Chester, 12 Kane County argues that
SUWA cannot simply invoke the United States’ Article
III standing, contending that SUWA and the United
States are pursuing different relief. We disagree with
that view. After all, the United States has informed us
that it seeks “retention of the maximum amount of property” and will argue for “the smallest widths [it] can
based on the historical evidence,” the same relief that
SUWA seeks. 13 See United States’ Resp. Br. at 22, 32;
Oral Arg., at 18:30.
because there was no current case or controversy pending before the
court on the part of those parties.” Id. at 1268. In contrast, there
exists a live controversy between the United States and the plaintiffs
in this case.
12
Town of Chester involved a plaintiff-side intervenor, but we see
no reason not to apply that rule to defendant-side intervenors as
well. See Pennsylvania v. President United States of Am., 888 F.3d
52, 57 n.2 (3d Cir. 2018) (holding that a special-interest group seeking to intervene as a defendant to defend a challenged federal law
did not need to demonstrate Article III standing, because the group
was seeking “the same relief as the federal government,” namely,
the upholding of the law). In the action before us, the distinction
between a plaintiff-side and defendant-side intervenor is unimportant,
considering how easily a similar dispute could have been presented
at the federal government’s initiative as a plaintiff. See e.g., Kane
Cty., 934 F. Supp. 2d at 1363 (noting that, before Kane County brought
this quiet-title action, the BLM had sued Kane County for trespass
regarding the same roads at issue here).
13
Contrary to the dissent’s view, see Dissenting Op. at 3-4, the interests of the United States and SUWA are not necessarily identical
under Rule 24(a)(2) just because they pursue the same form of relief
for piggyback standing under Town of Chester. See e.g., Coal. of
Ariz./N.M. Ctys. for Stable Econ. Growth v. Dep’t of Interior, 100 F.3d
837, 845 (10th Cir. 1996) (concluding that interests were not identical
even though both the government and the intervenor sought to uphold the Mexican Spotted Owl’s protection); Utah Ass’n of Ctys. v.
13a
Moreover, even if SUWA needed to establish its own
independent standing, it has done so. Article III standing requires a litigant to show: (1) an injury in fact that
is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical; (2) the injury is
fairly traceable to the challenged conduct; and (3) the
injury can likely be redressed by a favorable decision.
Friends of the Earth, Inc. v. Laidlaw Envtl. Servs.
(TOC), Inc., 528 U.S. 167, 180-81 (2000).
Here, as in San Juan County, it is “indisputable that
SUWA’s environmental concern is a legally protectable
interest.” See 503 F.3d at 1199. To prove an injury in
fact, SUWA must establish an actual or imminent impairment of that interest. Imminence is “a somewhat
elastic concept,” Lujan v. Defs. of Wildlife, 504 U.S. 555,
564 (1992), and “[a]n allegation of future injury may suffice if the threatened injury is certainly impending, or
Clinton, 255 F.3d 1246, 1256 (10th Cir. 2001) (concluding that interests were not identical even though the government and the intervenor both sought to uphold the proclamation creating a national monument). To hold otherwise would leave movants who pursued the
same form of relief as the representative party per se adequately
represented under Rule 24(a)(2) and thus denied intervention under
Town of Chester. See Pennsylvania v. President United States of
Am., 888 F.3d 52, 57 n.2, 60-62 (3d Cir. 2018) (finding inadequate
representation where the intervenors pursued the same relief as the
party with standing under Town of Chester); Doe v. Zucker,
No. 117CV1005GTSCFH, 2019 WL 111020, at *10, *12 (N.D.N.Y.
Jan. 4, 2019) (same) (“Even though Respondents and IntervenerRespondents seek the same ultimate relief [under Town of Chester],
their interests remain different enough that Respondents might not
adequately represent their unique interests.”).
14a
there is a substantial risk that the harm will occur,” Susan B. Anthony List v. Driehaus, 573 U.S. 149, 158
(2014) (internal quotations omitted).
Under this standard, we conclude that SUWA has established an imminent injury. Kane County and the
State of Utah seek to double the width of Swallow Park
and North Swag roads, which are both dirt roads, and to
more than double the width of Skutumpah Road. Wider
roads will likely require realignments or improvements,
such as grading or paving. See generally, Hodel, 848
F.2d at 1084-86; Kane Cty., 2013 WL 1180764. Such
widening and improvement of the roads in a scenic area
would almost inevitably increase traffic, diminishing the
enjoyment of the nearby natural wilderness. See Hodel, 848 F.2d at 1092 (noting that a project involving “realignments, widening, . . . [and] a significant improvement in the quality of the road surface” would accommodate “large increases in future traffic” on the
road); S. Utah Wilderness All., 425 F.3d at 748 (noting
that improvements may “change the character of the
roadway”).
Nor is such an injury speculative. An injury may be
imminent even though contingent upon an unfavorable
outcome in litigation. See Protocols, LLC v. Leavitt,
549 F.3d 1294, 1299 (10th Cir. 2008) (concluding that
“[t]he consequences of a contingent liability
. . .
may well be actual or imminent” even though “by definition [such liability] may not arise for a considerable
time, if ever”). In San Juan County, we recognized
that “if the County prevails, it will then pursue opening
the road to vehicular traffic that SUWA has been trying
to prevent.” 503 F.3d at 1200. For that reason, we
saw “nothing speculative about the impact on SUWA’s
15a
interests if the County prevails in its quiet-title action,”
noting that “the whole point of ” Kane County’s suit was
to increase traffic on the roads. 14 Id. at 1201-02. We
acknowledge that San Juan County involved the possibility of reopening closed roads, as opposed to widening
already-opened roads, as here—but we view both as sufficient degrees of impact. A 24-foot road allows more
traffic than a 10- or 12-foot road (in the case of North
Swag and Swallow Park roads), and a 66-foot road allows more traffic than a 24- to 28-foot road (in the case
of Skutumpah Road). And the more traffic, the more
of an impact on the natural wilderness. Therefore,
even assuming SUWA were required to establish its
own Article III standing, we conclude that it has done
so. See Laidlaw, 528 U.S. at 180-81.
II. Standard of Review
Under Rule 24(a)(2) of the Federal Rules of Civil Procedure, a nonparty seeking to intervene as of right must
establish (1) timeliness, (2) an interest relating to the
property or transaction that is the subject of the action,
(3) the potential impairment of that interest, and (4) inadequate representation by existing parties. W. Energy All. v. Zinke, 877 F.3d 1157, 1164 (10th Cir. 2017).
We review a district court’s timeliness ruling for an
Though this portion of the opinion concerned the potential impairment of SUWA’s interests under Rule 24(a)(2), other courts have
recognized that “any person who satisfies Rule 24(a) will also meet
Article III’s standing requirement.” Roeder v. Islamic Republic of
Iran, 333 F.3d 228, 233 (D.C. Cir. 2003); see also Sokaogon Chippewa
Cmty. v. Babbitt, 214 F.3d 941, 946 (7th Cir. 2000) (“Any interest of
such magnitude as to support Rule 24(a) intervention of right is sufficient to satisfy the Article III standing requirement as well.”) (internal quotations and alterations omitted).
14
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abuse of discretion, unless the district court makes no
findings on timeliness; in that case, we review de novo.
Utah Ass’n of Ctys. v. Clinton, 255 F.3d 1246, 1249 (10th
Cir. 2001). And, at least for initial motions to intervene, we review the district court’s rulings on the other
three prongs de novo. Coal. of Ariz./N.M. Ctys. for
Stable Econ. Growth v. Dep’t of Interior, 100 F.3d 837,
840 (10th Cir. 1996).
SUWA filed its second motion to intervene nine years
after filing its first. 15 SUWA argues that the district
court erred in treating its second motion as one for reconsideration of its denial of the first motion to intervene. Instead, SUWA says, we should review de novo,
because it did “not ask the Court to second guess its
prior ruling or review previously existing but newly discovered facts,” but rather to consider “a new political
and legal landscape that did not exist when SUWA
moved to intervene a decade ago.” SUWA’s Opening
Br. at 12 n.47. In contrast, the Appellees argue that
this court should treat SUWA’s second motion as a mere
request to reconsider the denial of its 2008 motion to intervene. From this, they argue that the proper standard of review is for an abuse of discretion. See United
States v. Huff, 782 F.3d 1221, 1224 (10th Cir. 2015) (“We
review a district court’s decision whether to reconsider
a prior ruling for abuse of discretion.”).
Kane County represents that this is SUWA’s “fifth attempt” to intervene in this case. See Kane Cty.’s Resp. Br. at 1. To reach this
figure, Kane County includes SUWA’s appeal of the 2008 denial,
SUWA’s attempt to intervene in the Kane County II appeal, and
SUWA’s current appeal. We reject such a broad characterization.
15
17a
We agree with SUWA. Though our court has never
determined what standard of review applies to a successive motion to intervene, we conclude that de novo review is more appropriate when, as here, a proposed intervenor shows that circumstances have changed between the two motions to intervene.
In City of Colorado Springs v. Climax Molybdenum
Co., a movant had filed three motions to intervene over
a nearly-fifty-year span. 587 F.3d 1071, 1077 (10th Cir.
2009). Though we ultimately decided the case on standing grounds, we stated that “[i]f we reach the merits of
Climax’s appeal, our review of the district court’s denial
of the motion to intervene as of right will be de novo.”
Id. at 1078. 16
In addition, other cases in our circuit point us to de
novo review here. In San Juan County, seven judges
acknowledged that case developments can alter the intervention calculus. In the lead opinion, Judge Hartz,
joined by two other judges, stated that the “denial [of a
motion to intervene] does not forever foreclose” intervention and that “the matter may be revisited” if “developments after the original application for intervention
undermine” the basis for the initial denial. San Juan
We note that the dissent’s cited cases on this point, Abeyta v.
City of Albuquerque, 664 F.3d 792, 796 (10th Cir. 2011), and Plain v.
Murphy Family Farms, 296 F.3d 975, 978 (10th Cir. 2002), contain
stray comments characterizing a successive motion for intervention
as a motion to reconsider. See Dissenting Op. at 12. But neither case
involved an appeal of the denial of an intervention motion. Rather,
both cases conclude that a nonparty cannot appeal an adverse judgment unless “the nonparty has a unique interest in the litigation and
becomes involved in the resolution of that interest in a timely fashion
both at the district court level and on appeal.” Abeyta, 664 F.3d at
796 (citing Plain, 296 F.3d at 978).
16
18a
Cty., 503 F.3d at 1207 (opinion of Hartz, J.). In addition, Judge Ebel, joined by three other judges, stated “I
recognize, and appreciate the [lead opinion’s] recognition that SUWA may renew its motion to intervene at a
later date if it can demonstrate more clearly a conflict
between its interests and the conduct of the United
States in this or subsequent litigation.” Id. at 1227
(Ebel, J., concurring in part, and dissenting in part).
By emphasizing the possibility of changed circumstances,
we view the seven judges as recognizing the importance
of another round of review. We see no sense in blocking ourselves from the same de novo review we give the
initial motion to intervene—when things have so
changed. 17 Significantly, our statement in Kane County
I also emphasizes a need to reevaluate intervention
when circumstances change. 18 See Kane Cty. I, 597 F.3d
at 1135 (“[SUWA] has failed to establish, at this stage of
the litigation, that the federal government will not adequately protect its interest.”) (emphasis added).
III. SUWA is entitled to intervene as of right.
As previously noted, to intervene as of right SUWA
must establish that (1) the application is timely; (2) it
claims an interest relating to the property or transaction
We discuss these developments later in Part III.C addressing adequate representation. In short, we consider a district court’s moving from the binary title question to the more nuanced scope question
as a qualifying development, as well as the change in presidential
administration and its recent efforts to settle. See Zinke, 877 F.3d
at 1169 (“[T]he change in the Administration raises the possibility of
divergence of interest or a shift during litigation.”) (internal quotations omitted).
18
Indeed, during oral argument in Kane County I, the panel explored whether SUWA’s interests might not arise until after title
had been decided in favor of Kane County or the State of Utah.
17
19a
which is the subject of the action; (3) the interest may as
a practical matter be impaired or impeded; and (4) the
interest may not be adequately represented by existing
parties. Zinke, 877 F.3d at 1164. “This court has historically taken a liberal approach to intervention and
thus favors the granting of motions to intervene.” Id.
(internal quotations omitted). In addition, “the requirements for intervention may be relaxed in cases raising significant public interests.” San Juan Cty., 503 F.3d at
1201 (citing Cascade Nat. Gas Corp. v. El Paso Nat. Gas
Co., 386 U.S. 129, 136 (1967)). We now consider each
prong in turn.
A.
SUWA’s motion is timely.
Kane County argues that SUWA’s motion is untimely.
“The timeliness of a motion to intervene is assessed ‘in
light of all the circumstances, including the length of
time since the applicant knew of his interest in the case,
prejudice to the existing parties, prejudice to the applicant, and the existence of any unusual circumstances.’ ”
Utah Ass’n of Ctys., 255 F.3d at 1250 (quoting Sanguine,
Ltd. v. U.S. Dep’t of Interior, 736 F.2d 1416, 1418 (10th
Cir. 1984)). “[D]elay in itself does not make a request
for intervention untimely.” Oklahoma ex rel. Edmondson v. Tyson Foods, Inc., 619 F.3d 1223, 1235 (10th Cir.
2010). “The other factors in the test for untimeliness
must also be considered.” Id.
Reviewing de novo, 19 we conclude that SUWA’s motion
is timely. First, SUWA filed the motion three months after the parties’ joint motion to stay. See Zinke, 877 F.3d
We review the timeliness prong de novo because the district
court made no timeliness findings. See Utah Ass’n of Ctys., 255 F.3d
at 1249.
19
20a
at 1164-65 (holding that the motion was timely where the
intervenors moved to intervene “just over two months
after” learning of the lawsuit that could potentially affect their interests). Second, the only prejudice the
Appellees allege is that “having to respond to excess
briefs” will “needlessly delay the proceedings.” Kane
Cty. Resp. Br. at 9. Even assuming this could suffice
to show prejudice, our court requires that “the prejudice
to other parties . . . be prejudice caused by the movant’s delay, not by the mere fact of intervention.” Tyson Foods, 619 F.3d at 1236. Here, Kane County alleges prejudice just from the fact of intervention. See
id. SUWA’s participation will be limited to litigating
the scope of three roads, and there has been no substantive briefing on this issue since the remand, so we fail to
see how allowing SUWA to intervene at this stage would
prejudice the Appellees. See San Juan Cty., 503 F.3d
at 1174 (“[T]he intervention of SUWA would not expose
the United States to any burden not inherent in the litigation to which it has consented in the Quiet Title Act.”).
Therefore, because no “unusual circumstances” lead us
to believe otherwise, we conclude that SUWA’s motion
is timely. See Utah Ass’n of Ctys., 255 F.3d at 1250.
B.
SUWA possesses an interest that may be impaired
by the litigation.
To meet the interest requirement, an applicant “must
have an interest that could be adversely affected by the
litigation.” San Juan Cty., 503 F.3d at 1199. We apply “practical judgment” when “determining whether
21a
the strength of the interest and the potential risk of injury to that interest justify intervention.” 20 Id. Establishing the potential impairment of such an interest
“presents a minimal burden,” WildEarth Guardians v.
Nat’l Park Serv., 604 F.3d 1192, 1199 (10th Cir. 2010),
and such an impairment may be “contingent upon the
outcome of [] litigation,” San Juan Cty., 503 F.3d at 1203
(quoting United States v. Union Elec. Co., 64 F.3d 1152,
1162 (8th Cir. 1995)). For example, we have concluded
that a commercial wildlife photographer who had “photographed and studied the [Mexican Spotted] Owl in the
wild” and had been instrumental in the decision to list
the Owl under the Endangered Species Act possessed a
legal interest in defending against a lawsuit to rescind
that protection. Coal. of Ariz./N.M. Ctys., 100 F.3d at
839-43.
In San Juan County, we concluded that it was “indisputable that SUWA’s environmental concern is a legally
protectable interest.” 503 F.3d at 1199. But in the present case, the district court declined to revisit its 2009 ruling that SUWA possesses no legal interest in the case.
In that decision, the district court had reasoned that (1)
“unlike the roads at issue in San Juan County, the roads
at issue here have been open to the public for many
years,” and (2) “the only issue in this case is whether
Kane County can establish that it holds title to the roads
at issue.” Kane Cty., 2009 WL 959804, at *2. These rationales are not persuasive.
Though our court used to require an interest to be “direct, substantial, and legally protectable,” we abandoned that test in San Juan
County, finding it “problematic.” 503 F.3d at 1192.
20
22a
First, as mentioned previously, we view the difference in impacts between opening closed roads and widening already-opened roads as one of degree. Wider
roads attract more traffic, which would impair SUWA’s
interest in preservation and enjoyment of the surrounding land. Second, a majority of our court recognized in
San Juan County that although “SUWA d[id] not claim
that it ha[d] title” to the disputed right-of-way, Rule
24(a)(2) “requires only that the applicant for intervention ‘claim an interest relating to the property or transaction which is the subject of the action.’ ” 503 F.3d at
1200 (alteration omitted) (emphasis in original) (quoting
Fed. R. Civ. P. 24(a)(2)). Given SUWA’s decades-long
history of advocating for the protection of these federal
public lands, and the plaintiffs’ stated objective of widening these roads, we conclude that SUWA has an interest that may be impaired by the litigation. See id. at
1201; Coal. of Ariz./N.M. Ctys., 100 F.3d at 838-41; Utah
Ass’n of Ctys., 255 F.3d at 1252.
C.
The United States may not adequately represent
SUWA’s interest.
Next, SUWA must show that existing parties may
not adequately represent its interest. This burden is
“minimal,” and “it is enough to show that the representation ‘may be’ inadequate.” Nat. Res. Def. Council v.
U.S. Nuclear Regulatory Comm’n, 578 F.2d 1341, 1345
(10th Cir. 1978) (quoting Trbovich v. United Mine
Wkers., 404 U.S. 528, 538 n.10 (1972)). “Of course, representation is not inadequate simply because the applicant and the representative disagree regarding the facts
or law of the case.” Sanguine, 736 F.2d at 1419. “Nor
is representation inadequate merely because the representative enters into a [settlement], because any case,
23a
even the most vigorously defended, may culminate in a
[settlement].” Id. (internal quotations omitted).
When a would-be intervenor’s and the representative
party’s interests are “identical,” we presume adequate
representation. Bottoms v. Dresser Indus., Inc., 797
F.2d 869, 872 (10th Cir. 1986); see also Pub. Serv. Co. of
N.M. v. Barboan, 857 F.3d 1101, 1113-14 (10th Cir. 2017)
(“When the applicant and an existing party share an
identical legal objective, we presume that the party’s representation is adequate.”). But where the purportedly
adequate representative of the proposed intervenor’s interest is a governmental entity, “this presumption [can
be] rebutted by the fact that the public interest the government is obligated to represent may differ from the
would-be intervenor’s particular interest.” Utah Ass’n
of Ctys., 255 F.3d at 1255.
Illustrative is WildEarth Guardians v. United States
Forest Service, a case in which we allowed a coal company to intervene over an environmental group’s opposition. 573 F.3d 992, 994-97 (10th Cir. 2009). The environmental group had argued that the United States
and the coal company both advocated for affirming an
agency’s decision to allow venting of methane gas from
a mine. Id. at 994, 996. From this shared objective, the
environmental group argued that the government adequately represented the company’s interest. Id. We
allowed intervention, noting that “the government has
multiple objectives and could well decide to embrace
some of the environmental goals” that the company opposed. Id. at 997. Also illustrative is Utah Association
of Counties, where we allowed an environmental group
to intervene as of right in a suit challenging the legality
24a
of the creation of the Grand Staircase-Escalante National Monument. 255 F.3d at 1255-56. There, the Utah
Association of Counties opposed intervention, arguing
that the government and the environmental group shared
identical interests in sustaining the monument. Id.
We rejected this argument, explaining that “[i]n litigating on behalf of the general public, the government is
obligated to consider a broad spectrum of views, many
of which may conflict with the particular interest of the
would-be intervenor.” Id. at 1256. The reasoning of
these cases supports SUWA’s intervention in the present
case.
Here, the parties agree that the only remaining issue
in the district court is the scope of three roads. In deciding scope, the district court must determine whether it
is reasonable and necessary to widen the roads to “meet
the exigencies of increased travel . . . in the light of
traditional uses to which the right-of-way was put.”
Kane Cty. II, 772 F.3d at 1223 (emphasis omitted) (quoting Hodel, 848 F.2d at 1083). SUWA wants the narrowest roads allowed. We must decide whether SUWA has
met its minimal burden of establishing that the United
States may not adequately represent this interest.
Relying on the above cases, SUWA first argues that
its interests are not identical to those of the United
States. In that circumstance, we do not apply a presumption of adequate representation. More specifically, SUWA points to the broader interests the United
States must consider beyond seeking the narrowest scope
of the rights-of-way.
In addition, as it did in the district court, SUWA argues that unlike a title determination, the scope issues
in the district court are not a binary choice. Indeed,
25a
the title issues—Kane County’s and the State of Utah’s
rights-of-way—are now established, and not contested
on appeal. Instead, the intervenors seek to participate
in the limited issue on which we remanded—the scope of
the three remaining roads. In contrast, the Appellees
contend that the United States’ interests are identical to
SUWA’s, arguing that this is merely a “case about title,”
and that the United States’ only interest is to advocate
for the narrowest scope of the roads. United States’
Resp. Br. at 13-14, 17-19, 21, 31, 38; State of Utah’s
Resp. Br. at 12-16. We agree with SUWA.
In San Juan County, four judges expressly viewed
title and scope as separate determinations, observing
that the question of title is a “binary” determination,
while scope is much more “nuanced.” 503 F.3d at 1228
(Ebel, J., concurring in part, and dissenting in part).
We now adopt this reasoning. We read the lead opinion the same way, as it noted that the United States’ single objective was to defend “exclusive title.” 21 See id.
at 1206 (Opinion of Hartz, J.); see also id. at 1228 (Ebel,
J., concurring in part, and dissenting in part) (quoting
lead opinion that “[s]hould it be determined that the
State or the County does hold a valid R.S. 2477 right of
way, the closure of Salt Creek Road to vehicular traffic
will be revisited to insure that it is consistent with the
rights associated with such a right-of-way”) (alterations
omitted) (emphasis in original).
We agree with the district court that “scope is inherent in the quiet title process.” Kane Cty., 2018 WL
3999575, at *3. After all, a right-of-way must have a
Neither Judge Kelly’s nor Judge McConnell’s concurrence takes
a position on the question of scope.
21
26a
scope. But the district court must determine title and
scope in separate steps. The district court itself recognized this in its 2011 summary-judgment order quieting
title on many of the roads, while “reserv[ing] for trial
the scope of the rights-of-way.” See Kane Cty., 2013
WL 1180764, at *3. Similarly, in Kane County II, we
remanded for the district court to reexamine the scope
of three rights-of-way, leaving its title determination on
those rights-of-way undisturbed. Kane Cty. II, 772
F.3d at 1225. In other words, even upon deciding the
R.S. 2477 title issue on the rights-of-way, the district
court still needed to decide under Utah law whether
Kane County and the State of Utah were entitled to
widen the scope of the rights-of-way beyond the beaten
path existing before October 21, 1976, when R.S. 2477
was repealed. See Hodel, 848 F.2d at 1083. As more
fully explained below, though SUWA and the United
States had identical interests in the title determination,
they do not on scope.
For a proposed intervenor to establish inadequate
representation by a representative party, “the possibility of divergence of interest need not be great,” Nat.
Res. Def. Council, 578 F.2d at 1346, and this showing “is
easily made” when the representative party is the government, Utah Ass’n of Ctys., 255 F.3d at 1254. SUWA’s
goal is to limit as much as possible the number of vehicles on the roads, but the United States’ objectives “involve a much broader range of interests, including competing policy, economic, political, legal, and environmental factors.” 22 See San Juan Cty., 503 F.3d at 1229
The Appellees argue that SUWA waived this argument, citing to
our decision in Kane County I. But we merely deemed the argument waived “for purposes of th[at] appeal.” Kane Cty. I, 597 F.3d
22
27a
(Ebel, J., concurring in part, and dissenting in part) (citing 16 U.S.C. §§ 1, 1a-1, 271d). The Appellees contend
that this is merely a case about property rights. But
when that property is public land, public interests are
involved. See Block, 461 U.S. at 284-85, 290 (noting
that the Quiet Title Act “was necessary for protection of
national public interests”). And “the government’s
representation of the public interest generally cannot be
assumed to be identical to the individual parochial interest of a particular member of the public merely because
both entities occupy the same posture in the litigation.”
Utah Ass’n of Ctys., 255 F.3d at 1255-56. Indeed, “[w]e
have repeatedly pointed out that in such a situation the
government’s prospective task of protecting ‘not only
the interest of the public but also the private interest of
the petitioners in intervention’ is ‘on its face impossible’
and creates the kind of conflict that ‘satisfies the minimal burden of showing inadequacy of representation.’ ”
Utahns for Better Transp. v. U.S. Dep’t of Transp., 295
F.3d 1111, 1117 (10th Cir. 2002) (quoting Nat’l Farm
Lines v. I.C.C., 564 F.2d 381, 384 (10th Cir. 1977)).
SUWA is focused on pursuing the narrowest scope,
but many of the stakeholders involved may want wider
at 1135. This is a new appeal. Scope was not yet at issue in Kane
County I, because title was yet to be decided. Moreover, unlike
nine years ago, when SUWA first raised scope “upon questioning at
oral argument,” see id., the Appellees have now been afforded a full
opportunity to brief the issue in this appeal. See Planned Parenthood of Kan. & Mid-Mo. v. Moser, 747 F.3d 814, 838 (10th Cir. 2014)
(exercising our discretion to consider a waived issue because the parties had an opportunity to brief the issue and because it was “sufficiently substantial and important to demand our attention”). We
thus see no unfairness to the Appellees in considering this “substantial and important” issue. See id.
28a
roads. The United States represents these broadranging and competing interests, too. See San Juan
Cty., 503 F.3d at 1230 (Ebel, J., concurring in part, and
dissenting in part) (“[E]ven in this quiet title action, the
United States is representing multiple interests.”). Indeed, even if the United States is advocating “as well as
can be expected” for the narrowest scope of the roads,
its conflicting interests render its representation inadequate. See Trbovich, 404 U.S. at 538-39 (finding the
Secretary of Labor to be an inadequate representative
of a union member who sought to set aside the results of
a union-officer election, because the Secretary had a
statutory “duty to serve two distinct interests, which are
related, but not identical”); see also Zinke, 877 F.3d at
1168 (“[T]he government cannot adequately represent
the interests of a private intervenor and the interests of
the public.”) (emphasis in original); Coal. of Ariz./N.M.
Ctys., 100 F.3d at 845 (“[The government] must represent the public interest, which may differ from [the intervenor’s] particular interest.”); WildEarth Guardians, 573 F.3d at 997 (noting that the “government ha[d]
multiple objectives and could well decide to embrace”
some goals that the intervenor opposed).
In addition to the public interest, the United States
must consider internal interests, such as the efficient
administration of its own litigation resources. When
pressed at oral argument about whether it was seeking
a reviewable judicial order in this case, the United
States responded that it “ha[s] 12,000 of these claims
statewide” and is “interested in trying to resolve them
as quickly and efficiently as [it] can,” see Oral Argument
at 24:30, an interest that SUWA certainly doesn’t
29a
share. 23 Moreover, the United States opposes SUWA’s
intervention motion—further indicating that it may not
adequately represent SUWA’s interests here. See San
Juan Cty., 503 F.3d at 1230 (Ebel, J., concurring in part,
and dissenting in part) (“[T]he fact that the United
States has opposed SUWA’s intervention in this action
suggests that the United States does not intend fully to
represent SUWA’s interests.”); cf. WildEarth Guardians, 573 F.3d at 997 (finding inadequate representation,
in part, because the representative party, while taking
no position on intervention, objected to the idea that it
be required to “coordinate filings with” the intervenor);
Utah Ass’n of Ctys., 255 F.3d at 1256 (“The government
has taken no position on the motion to intervene in this
case. Its silence on any intent to defend the intervenors’ special interests is deafening.”) (internal quotations and alterations omitted).
Given these conflicting interests, we conclude that
SUWA’s and the United States’ interests are not identical. See Utah Ass’n of Ctys., 255 F.3d at 1255. Therefore, no presumption of adequate representation applies. See id.
Moreover, even if such a presumption were to apply,
we would conclude that SUWA has rebutted it. Our court
has recognized that a “change in [presidential a]dministration raises ‘the possibility of divergence of interest’ or a
‘shift’ during litigation.” Zinke, 877 F.3d at 1169 (quoting WildEarth Guardians, 573 F.3d at 996-97). Here,
the first significant docket activity after the new administration came into office was a motion in September
An order approving a settlement agreement would be reviewable
only for an abuse of discretion. United States v. Hardage, 982 F.2d
1491, 1495 (10th Cir. 1993).
23
30a
2017 to stay the case to allow settlement discussions to
resolve the remaining issues. Though settlement negotiations, standing alone, are not dispositive, see Sanguine, 736 F.2d at 1419, the circumstances here suffice
to satisfy the minimal burden to show inadequate representation. We rendered our decision in 2014 and issued the mandate in February 2015, yet, the United
States showed no willingness to settle the case until two
and half years later, or six months after the new administration inherited the litigation. See E.P.A. v. City of
Green Forest, Ark., 921 F.2d 1394, 1401 (8th Cir. 1990)
(reversing the denial of a second motion to intervene because “[a]lthough the [movants] had expressed concerns
about possible settlement sixteen months earlier, the settlement possibility [at that time] was merely inchoate”).
The United States points to its past litigation conduct in
this case, such as its successful appeal in Kane County
II, as evidence that it has no intention of “capitulat[ing].” United States’ Resp. Br. at 9, 15, 24, 26-27,
32. But the Kane County II appeal was litigated by the
previous administration. See Utah Ass’n of Ctys., 255
F.3d at 1256 (noting that “the government’s past conduct” in litigation is not strong evidence of adequacy because “it is not realistic to assume that the agency’s programs will remain static or unaffected by unanticipated
policy shifts”) (quoting Kleissler v. U.S. Forest Serv.,
157 F.3d 964, 974 (3d Cir. 1998)). Moreover, SUWA
cites statements from parties involved in the litigation
that further support the notion that the new administration may be more inclined to settle. 24
SUWA cites a State of Utah attorney’s testimony before a legislative committee in 2014, stating that “the federal government has
taken the position that the only way we get an R.S. 2477 road is if a
24
31a
Significantly, although SUWA will not be entitled to
veto any settlement agreement between the United
States and the plaintiffs, see Local No. 93, Int’l Ass’n of
Firefighters, AFL-CIO C.L.C. v. City of Cleveland, 478
U.S. 501, 529 (1986), any settlement will require court
approval. See Fed. R. Civ. P. 41(a) (after an “opposing
party serves either an answer or a motion for summary
judgment,” the action may be dismissed “only by court
order, on terms that the court considers proper”);
United States v. Colorado, 937 F.2d 505, 509 (10th Cir.
1991) (“[T]he district court must ensure that the agreement is not illegal, a product of collusion, or against the
public interest.”). And SUWA will be “entitled to present evidence and have its objections heard at the hearings on whether to approve” such a settlement. See
City of Cleveland, 478 U.S. at 529. As an amicus,
SUWA would have no such rights.
In conclusion, given our court’s “relaxed” intervention requirements in “cases raising significant public interests” such as this one, see San Juan Cty., 503 F.3d at
1201, and our “liberal approach to intervention,” see
court orders it.” See Utah State Legislature, Meeting of the Natural Resources, Agricultural, and Environmental Quality Appropriations Subcommittee, Public Lands Office: RS 2477 Efforts and Results (Sept. 18, 2014), available at http://utahlegislature.granicus.
com/MediaPlayer.php?view_id=2&clip_id=17764. Consistent with
this testimony, SUWA also cites a memo from a regional BLM director to the Acting BLM Solicitor, which states that although settlement negotiations with the previous administration had “broke[n]
down,” the parties agreed in April 2017 “to begin a dialogue to explore potential resolutions to the R.S. 2477 issue[s in Utah] under
th[e new] administration.” Appellant’s App. vol. 1 at 133-34, 29293.
32a
Zinke, 877 F.3d at 1164, we hold that SUWA has satisfied its “minimal” burden of showing that the United
States may not adequately represent its interests, 25 see
Nat. Res. Def. Council, 578 F.2d at 1345.
CONCLUSION
Consistent with this opinion, we reverse the district
court’s denial of SUWA’s motion to intervene.
SUWA also argues that the administration’s decision to reduce
by half the Grand Staircase-Escalante National Monument presents
a basis to disbelieve that the United States will, in fact, fight for the
narrowest scope of the roads. As SUWA sees it, if the administration
is willing to rescind protections of a vast expanse of land in the same
area as the roads at issue, one could reasonably infer that it may not
vigorously fight for the smallest scope of the roads. Because we
find that SUWA has met its burden without this evidence, we need
not address this argument.
25
33a
18-4122, Kane County v. United States
TYMKOVICH, Chief Judge, dissenting.
Kane County and the State of Utah are engaged in
protracted litigation against the United States under
the Quiet Title Act. In 2008, the district court denied
the Southern Utah Wilderness Alliance’s first attempt
to intervene as of right under Federal Rule of Civil Procedure 24(a), and this court affirmed that judgment on
appeal in 2010, finding the United States adequately
represented SUWA’s purported interest. See Kane
Cty. v. United States, 597 F.3d 1129 (10th Cir. 2010)
(Kane Cty. I).
Today, however, this court reaches the opposite conclusion. I respectfully dissent. In my view, SUWA has
not demonstrated a concrete injury giving it standing to
pursue a claim in federal court, nor can it meet the requirements for mandatory intervention under Rule 24.
I will first address our jurisdiction and explain why I
believe SUWA lacks standing to intervene, both under
Article III and under the third-party standing doctrine.
Then I will explain why, even if SUWA has standing, the
district court applied the correct standard of review and
did not err in denying intervention.
A.
Jurisdiction
“Standing is a threshold issue in every case before a
federal court.” Phila. Indem. Ins. Co. v. Lexington Ins.
Co., 845 F.3d 1330, 1334 (10th Cir. 2017). Our precedent is clear that a prospective intervenor must possess
Article III standing. United States v. Colo. & E. R.R.
Co., 882 F.3d 1264, 1269 (10th Cir. 2018); Safe Streets
All. v. Hickenlooper, 859 F.3d 865, 913 (10th Cir. 2017);
see also Town of Chester v. Laroe Estates, Inc., 137
34a
S. Ct. 1645, 1651 (2017); Hollingsworth v. Perry, 570
U.S. 693, 704 (2013).
Ensuring that every party before a federal court possesses standing is essential because of the doctrine’s underpinnings in Article III of the Constitution, which confines federal courts to adjudicating “cases” and “controversies.” U.S. Const. art. III, § 2, cl. 1. The doctrine
also reflects “the separation-of-powers principles underlying that limitation.” Lexmark Int’l, Inc. v. Static
Control Components, Inc., 134 S. Ct. 1377, 1386 (2014).
Entertaining parties that lack standing effectively disregards the constitutional limits that circumscribe the
power of federal courts. This is because “an Article III
case or controversy joined by an intervenor who lacks
standing ceases to be an Article III case or controversy.” See N. Dakota ex rel. Stenehjem v. United
States, 787 F.3d 918, 920 (8th Cir. 2015).
In prior cases involving SUWA, our circuit concluded
that SUWA and other “parties seeking to intervene under Rule 24(a) or (b) need not establish Article III
standing so long as another party with constitutional
standing on the same side as the intervenor remains in
the case.” San Juan Cty. v. United States, 503 F.3d 1163,
1172 (10th Cir. 2007) (en banc) (internal quotation marks
omitted). But San Juan County’s “piggyback standing” rule has since been abrogated. In 2013, the Supreme Court held that “any person invoking the power
of a federal court must demonstrate standing to do so,”
Hollingsworth, 570 U.S. at 704 (emphasis added), and
affirmed that a prerequisite to “intervene[] to defend”
one’s interest is “to assert an injury in fact of his own,”
id. at 708. Three years later, the Supreme Court unan-
35a
imously affirmed “an intervenor of right must have Article III standing in order to pursue relief that is different from that which is sought by a party with standing.”
Town of Chester, 137 S. Ct. at 1651.
The majority opinion here says SUWA seeks relief
identical to the United States because the government
has committed to “retention of the maximum amount of
property” and will argue for “the smallest widths [it] can
based on the historical evidence.” See slip op. at 12.
But this finding conflicts with the majority’s later conclusion that the United States may not adequately represent SUWA’s interests because “SUWA’s and the
United States’ interests are not identical,” id. at 28, with
respect to the scope of Kane County’s asserted rightsof-way. See also id. at 26 (“SUWA is focused on pursuing the narrowest scope [of road width], but many of the
stakeholders involved may want wider roads. The United
States represents these broad-ranging and competing
interests, too.”). If SUWA seeks identical relief to the
United States—that is, federal retention of the maximum amount of property—then the United States provides adequate representation of SUWA’s interests, as
we acknowledged in Kane County I. If SUWA seeks
relief different from the United States—because the
government does not, in fact, wish to retain maximum
property—then SUWA must demonstrate that it possess standing according to Town of Chester. 1
Perhaps the tension in the majority opinion might dissipate if
this were a case in which the government had to balance various private and public interests. But because a Quiet Title Act suit is not
such a dispute, the situation here is unlike Pennsylvania v. President United States of America, 888 F.3d 52, 59 (3d Cir. 2018), or the
other Administrative Procedure Act cases cited by the majority.
1
36a
This circuit has recognized the Supreme Court’s abrogation of San Juan County’s piggyback rule for intervenor standing in several published opinions, regardless
of whether the remedy sought is identical. In Safe
Streets Alliance, we affirmed that “Rule 24(a)’s provisions cannot remove the Article III hurdle that anyone
faces when voluntarily seeking to enter a federal court.”
859 F.3d at 912. We also recognized “[t]he Supreme
Court has held, moreover, that Article III’s requirements apply to all intervenors, whether they intervene
to assert a claim or defend an interest.” Id. (emphasis
added). We reaffirmed that principle again last year:
“Any party, whether original or intervening, that seeks
relief from a federal court must have standing to pursue
its claims.” United States v. Colo. & E. R.R. Co., 882
F.3d 1264, 1269 (10th Cir. 2018) (quoting City of Colo.
Springs v. Climax Molybdenum Co., 587 F.3d 1071,
1078 (10th Cir. 2009)) (emphasis added).
Despite SUWA’s assertions to the contrary, our precedent shows SUWA must demonstrate it possesses independent Article III standing to intervene in this litigation. Nevertheless, the majority opines that SUWA
need not establish independent standing so long as the
United States remains a party. This conclusion is, in
my view, a return to the abrogated reasoning of San
Juan County in violation of clear, binding precedent.
This is explained in greater detail in Section B.2. In fact, the present
suit resembles the case President distinguished, in which the proposed intervenor “share[d] the same objective as the United States”
and “[a]ny differences” were “merely differences in strategy.”
United States v. Territory of the Virgin Islands, 748 F.3d 514, 522 (3d
Cir. 2014).
37a
The majority goes on to say that, in any case, SUWA
has established standing. Our Article III and thirdparty standing doctrines indicate otherwise.
1.
Constitutional Standing
To establish Article III standing, an intervenor must
first demonstrate “an ‘injury in fact’—an invasion of a
legally protected interest which is (a) concrete and particularized, and (b) actual or imminent, not conjectural
or hypothetical.” Lujan v. Defs. of Wildlife, 504 U.S.
555, 560 (1992) (cleaned up). “Second, there must be a
causal connection between the injury and the conduct
complained of—the injury has to be fairly traceable to
the challenged action of the defendant, and not the result of the independent action of some third party not
before the court.” Id. (cleaned up). “Third, it must be
‘likely,’ as opposed to merely ‘speculative,’ that the injury will be redressed by a favorable decision.” Id. at
561 (some internal quotation marks omitted).
An organization such as SUWA may assert associational standing if “(a) its members would otherwise have
standing to sue in their own right; (b) the interests it
seeks to protect are germane to the organization’s purpose; and (c) neither the claim asserted nor the relief
requested requires the participation of individual members in the lawsuit.” Collins v. Daniels, 916 F.3d 1302,
1312 (10th Cir. 2019).
SUWA asserts its environmental concern is “a legally
protectable interest” for purposes of Article III standing. San Juan Cty., 503 F.3d at 1199. SUWA reasons
that a wider right-of-way determination would lead
Kane County to permit greater vehicular traffic, which
in turn would cause a concrete and particularized injury
38a
to its environmental interests, and that this injury could
be redressed by a successful defense limiting the length
and width of the roads.
An injury-in-fact must be both concrete and particularized and actual or imminent. The asserted injury cannot merely be speculative, however. The “threatened injury must be certainly impending to constitute injury
in fact” and “allegations of possible future injury are not
sufficient.” Clapper v. Amnesty Int’l USA, 568 U.S.
398, 409 (2013) (cleaned up); see also Summers v. Earth
Island Inst., 555 U.S. 488, 499 (2009).
SUWA is correct that environmental interests, such
as “the desire to use or observe an animal species, even
for purely esthetic purposes, is undeniably a cognizable
interest for purpose of standing.” Lujan, 504 U.S. at
562-63; see also S. Utah Wilderness All. v. Palma, 707
F.3d 1143, 1155-56 (10th Cir. 2013) (holding SUWA’s environmental interests sufficiently concrete and particularized to challenge drilling leaseholds). But SUWA
merely conjectures that (1) the United States will not
zealously defend its title to the relevant roads, (2) the
title adjudication will thus lead to an appreciably different outcome regarding pre-1976 uses, (3) this appreciable difference will lead Kane County to open the relevant roads to greater vehicular traffic than it would have
otherwise, and finally (4) the greater vehicular traffic
will, at the margin, cause aesthetic environmental injury
to SUWA members who may return to the particular areas in the future.
As was the case in Clapper, the path leading to
SUWA’s asserted injury is too attenuated to establish
Article III standing. This chain of events relies on a
patchwork of assumptions and possibilities resulting
39a
from the decisions of multiple actors, each with its own
interests and institutional checks. A proposed party
cannot rely on mere “speculation” that its members who
have visited the relevant environmental locale “will find
their recreation burdened” in the future due to an uncertain chain of events. Earth Island, 555 U.S. at 499.
Similarly, in Palma we dismissed SUWA’s administrative challenge to BLM drilling permits as unripe for judicial review because “[t]here [was] simply too much uncertainty as to when and what type of drilling, if any,
[would] occur on the thirty-nine contested leases.” 707
F.3d at 1160.
For these reasons, I would find SUWA’s alleged injury is not an imminent injury-in-fact for purposes of
Article III standing.
2.
Third-Party Standing
Even if SUWA could assert constitutional standing,
it would lack standing under the third-party standing
doctrine. “[A] party generally must assert his own legal rights and interests, and cannot rest his claim to relief on the legal rights or interests of third parties.”
Kowalski v. Tesmer, 543 U.S. 125, 129 (2004) (internal
quotation marks omitted); see also Collins, 916 F.3d at
1312-13.
An exception to this rule may apply when “the party
asserting the right has a close relationship with the person who possesses the right [and] there is a hindrance
to the possessor’s ability to protect his own interests.”
Sessions v. Morales-Santana, 137 S. Ct. 1678, 1689 (2017).
That exception does not apply here. SUWA has no
special relationship with the United States and there is
40a
no barrier preventing the United States from asserting
its right to title.
This court previously applied the third-party standing rule to hold SUWA lacked prudential standing “to
vindicate the property rights of the federal government”
in a nearly identical quiet title action. Wilderness
Soc’y v. Kane Cty., 632 F.3d 1162, 1165 (10th Cir. 2011)
(en banc). In that case, we found SUWA improperly
“rest[ed] its claims on the federal government’s property rights” and failed to “assert a valid right to relief of
its own.” Id. at 1170. Even the dissent recognized
that, if the statutory cause of action properly belonged
to the United States, SUWA might not have standing.
See id. at 1189-90 (Lucero, J., dissenting) (emphasizing
the claim-focused nature of prudential standing and distinguishing Warth v. Seldin, 422 U.S. 490, 509-10 (1975)). 2
After Wilderness Society, the Supreme Court substantially narrowed the category of prudential standing.
See Lexmark, 572 U.S. 118. The Court did not, however, revisit the doctrine of third-party standing. See
id. at 127 n.3 (“This case does not present any issue of
third-party standing, and consideration of that doctrine’s proper place in the standing firmament can await
another day.”). The Supreme Court noted the thirdparty standing rule is “closely related to the question
whether a person in the litigant’s position will have a
In Wilderness Society, SUWA relied on an implied cause of action under the Supremacy Clause of the Constitution—a cause of action which is no longer recognized, see Armstrong v. Exceptional
Child Ctr., Inc., 135 S. Ct. 1378, 1383-84 (2015), but which at the time
could be asserted by anyone. This is unlike a cause of action under
the Quiet Title Act, which may be raised only by a party asserting
title or interest in federally claimed land.
2
41a
right of action on the claim.”
marks omitted). 3
Id. (internal quotation
Because Lexmark did not eliminate the third-party
standing rule, our determination in Wilderness Society
remains sound. Indeed, in light of Lexmark, its logic
appears even stronger in this case. The only issue on
remand from the 2014 appeal is the length and width of
Kane County’s easements. An organization in SUWA’s
position does not possess a cause of action under the
Quiet Title Act because it does not assert title to the
roads. See 28 U.S.C. § 2409a(a), (d). The cause of action properly belongs to Kane County and Utah, because
they do assert title. Even if we assume SUWA will certainly suffer environmental injury, “that doesn’t necessarily demonstrate that [it] has prudential standing to
bring its . . . claims.” VR Acquisitions, LLC v. Wasatch Cty., 853 F.3d 1142, 1147 (10th Cir. 2017); see also
Hornish v. King Cty., 899 F.3d 680, 692 (9th Cir. 2018)
(finding a party that possesses “no property interests”
in disputed land “cannot allege any injury to such interests, and therefore lack[s] standing” in a quiet title action).
Third-party standing has been traditionally considered as falling
within the realm of “prudential standing.” See Elk Grove Unified
Sch. Dist. v. Newdow, 542 U.S. 1, 12 (2004). But Lexmark casts
doubt on this categorization and suggests the notion of “prudential
standing” is in “tension” with the “virtually unflagging” duty of federal courts to “hear and decide cases within its jurisdiction,” id. at
126 (internal quotation marks omitted). It may be that the thirdparty standing rule, with its close connection to a party’s right of
action on a claim, should be considered as an aspect of Article III
standing or as a merits ruling concerning the scope of the substantive right asserted.
3
42a
Because SUWA’s claim to relief rests “on the legal
rights or interests of third parties,” Kowalski, 543 U.S.
at 129, I would also find SUWA lacks standing under the
third-party standing doctrine.
B.
Intervention
Even if SUWA possessed standing to intervene, the
district court did not abuse its discretion in determining
SUWA fails to satisfy the Rule 24 requirements. Under Rule 24, an applicant may timely intervene as of
right if it
claims an interest relating to the property or transaction that is the subject of the action, and is so situated that disposing of the action may as a practical
matter impair or impede the movant’s ability to protect its interest, unless existing parties adequately
represent that interest.
Fed. R. Civ. P. 24(a)(2). SUWA alleges it has an interest related to the property that may be impaired in the
litigation and the United States may not adequately represent its interest.
1. Standard of Review
“We review the district court’s denial of a motion for
reconsideration for abuse of discretion.” United States v.
Randall, 666 F.3d 1238, 1241 (10th Cir. 2011). “Grounds
warranting a motion to reconsider include (1) an intervening change in the controlling law, (2) new evidence
previously unavailable, and (3) the need to correct clear
error or prevent manifest injustice.” Servants of Paraclete v. Does, 204 F.3d 1005, 1012 (10th Cir. 2000). “It
is not appropriate to revisit issues already addressed or
advance arguments that could have been raised in prior
briefing.” Id.
43a
SUWA argues the district court improperly characterized its filing as a motion to reconsider, and that we
should treat its motion as one to intervene. The majority agrees and proceeds to analyze the Rule 24 requirements of interest, impairment, and adequate representation de novo, relying on City of Colorado Springs v.
Climax Molybdenum, Co., 587 F.3d 1071, 1078 (10th Cir.
2009). But Climax does not analyze why the standard
of review should be de novo in such a case—though presumably it was because the issue was not raised or even
considered by the court. In any event, its statement
that the standard of review would be de novo is pure
dicta because the court never reached the merits. And
this court’s assurances in San Juan County and Kane
County I that SUWA could always renew its motion to
intervene at a later date said nothing about what the
proper standard of review would be in such an instance.
On the contrary, successive motions for intervention
in the same case are frequently treated as motions to
reconsider. See, e.g., Abeyta v. City of Albuquerque,
664 F.3d 792, 796 (10th Cir. 2011) (a second motion to
intervene is, in effect, a motion to reconsider); Plain v.
Murphy Family Farms, 296 F.3d 975, 978 (10th Cir.
2002) (same); see also Whitewood v. Sec’y Pa. Dep’t of
Health, 621 F. App’x 141, 144 (3d Cir. 2015) (unpublished)
(finding a successive motion for intervention was properly treated as a motion for reconsideration); Calvert
Fire Ins. Co. v. Environs Dev. Corp., 601 F.2d 851, 857
(5th Cir. 1979) (same).
This result is rooted in the law-of-the-case doctrine
and the mandate rule. See Huffman v. Saul Holdings
Ltd. P’ship, 262 F.3d 1128, 1132-33 (10th Cir. 2001); see
also Ransmeier v. Mariani, 486 F. App’x 890, 892 (2d
44a
Cir. 2012) (treating a successive motion to intervene as
foreclosed by the law of the case). This is because once
“a case is appealed and remanded, the decision of the
appellate court establishes the law of the case and ordinarily will be followed by both the trial court on remand
and the appellate court in any subsequent appeal.”
Huffman, 262 F.3d at 1132. A district court may deviate from the law-of-the-case doctrine and mandate rule
when one of the Paraclete circumstances is present:
(1) a dramatic change in legal authority, (2) significant
new evidence unobtainable earlier, or (3) blatant error
resulting in manifest injustice. See id at 1133. And of
course, such circumstances are the same as those justifying a motion to reconsider, which is reviewed for abuse
of discretion.
Furthermore, as the majority acknowledges, SUWA
based its renewed motion for intervention on changed
circumstances—namely a new legal and political landscape. See App. 119. SUWA’s reliance on an intervening change of law or fact tracks the test for a motion
to reconsider, not a motion to intervene. See Paraclete, 204 F.3d at 1012; see also F.W. Kerr Chem. Co. v.
Crandall Assoc., Inc., 815 F.2d 426, 428 (6th Cir. 1987)
(“[A] successive motion [must] state new facts warranting reconsideration of the prior decision.”).
In summary, I would apply the abuse of discretion
standard to evaluate whether the district court properly
denied SUWA’s successive motion to intervene. That
standard is more consistent with the law-of-the-case doctrine and more suitable to SUWA’s changed-circumstance
arguments.
45a
2. Impaired Interest
SUWA argues intervention is proper because it has
an environmental interest relating to wilderness lands
and resources that are crossed by or adjacent to the
three disputed roads. It asserts the district court erred
in finding no changed circumstances under which the
court should revisit its prior ruling on SUWA’s impaired
interest related to the roads.
This court applies a fact-specific inquiry to determine
whether a proposed intervenor possesses an interest
satisfying the requirements of Rule 24(a)(2) and (3).
San Juan Cty., 503 F.3d at 1199. The district court
employed this method when it ruled on SUWA’s first
motion to intervene. See Kane Cty. v. United States,
No. 2:08-CV-315, 2009 WL 959804 (D. Utah Apr. 6,
2009). There, the district court noted the “factual underpinnings of continuing controversy” that existed in
San Juan County did not exist in the instant case. Id.
at *2. It also observed title was the only issue in dispute, not the management of adjacent lands or whether
the roads would be open to the public once title is ascertained. Id. On appeal in 2010, we declined to decide
whether “SUWA has an interest in the quiet title proceedings at issue.” Kane Cty. I, 597 F.3d at 1133.
We have previously said “Rule 24(a)(2) does not speak
of ‘an interest in the property’; rather, it requires only
that the applicant for intervention ‘claim[] an interest
relating to the property or transaction which is the subject of the action.” San Juan Cty., 503 F.3d at 1200
(quoting Fed. R. Civ. P. 24(a)(2) (emphasis added). Indeed, in San Juan County, we applied a fact-specific inquiry to conclude “SUWA’s environmental concern
46a
[was] a legally protectable interest” related to the specific lands at issue in that case. Id. at 1199.3 4 In Kane
County I, however, we acknowledged “San Juan County
does not mandate a particular outcome in this case,”
given the fact-dependent nature of the inquiry. 597
F.3d at 1134.
Now that the issue is before us once again, I would
conclude the district court reasonably determined the
applicable law and issues on partial remand were the
same as they were when the district court rendered its
initial decision on SUWA’s motion to intervene. Thus,
in my view, the district court did not abuse its discretion
in denying SUWA’s motion to reconsider.
SUWA relies on Utah Association of Counties v.
Clinton, 255 F.3d 1246 (10th Cir. 2011), to argue that
anything but the narrowest title determination will impair its environmental interest, and the court appears to
adopt this reasoning, see slip op. at 20-21. But unlike
Utah Association of Counties, which involved the designation of a national monument and necessarily required
balancing competing perspectives of the public interest,
see 255 F.3d at 1248, this action simply addresses title.
Six judges disagreed. They explained in two separate concurrences that there “can be no logical or causal connection between the
interest in land use asserted by SUWA and the dispute over land ownership in this case; a mere change in ownership will have no practical
effect on the land’s use, just as a change in the land’s use would not
affect the ownership” of the roads. San Juan Cty., 503 F.3d at 1208
(Kelly, J., concurring in the judgment) (internal quotation marks
omitted). In short, “it is hard to see how SUWA . . . can be considered a party to the question of what real property the United
States owns, or whether the United States granted an easement to
[the County] decades ago.” Id. at 1210 (McConnell, J., concurring
in the judgment).
3
47a
Quieting title does not bring any new rights into existence or require evaluation of the public interest, it merely
clarifies already existing property rights based on historical uses.4 5 See Stenehjem, 787 F.3d at 921. The
district court’s final determination of title does not
change land management or status. More importantly,
the question on partial remand is even narrower than it
was the last time the district court denied intervention:
title to the easements has been ascertained and only the
length and width of those easements is now in question.
That inquiry turns only on pre-1976 use and does not require evaluation of competing public interests.
Because no intervening change of fact or law with respect to SUWA’s alleged interest compels a different result, the district court did not abuse its discretion in declining to reconsider SUWA’s motion for intervention.
The district court’s decision does not prevent SUWA
from presenting its environmental concerns as amicus,
nor does it preclude SUWA from asserting its alleged
interests through other lawsuits or administrative challenges to federal use or management of lands adjoining
the road easements.
3. Adequate Representation
We presume adequate representation “when the objective of the applicant for intervention is identical to
that of one of the parties.” San Juan Cty., 503 F.3d at
1204. This presumption applies “when the government
By statute, national monuments and wilderness study areas are
expressly “subject to valid existing rights.” Pub. L. No. 94-579,
§ 701(h), 90 Stat. 2743, 2786; accord 43 U.S.C. § 1782(c) (providing
the Secretary must manage wilderness study areas “subject . . .
to the continuation of existing . . . uses”).
5
48a
is a party pursuing a single objective.” Id. The majority opines that, like WildEarth Guardians v. United
States Forest Service, 573 F.3d 992, 994-97 (10th Cir.
2009), and Utah Association of Counties, the presumption of adequate representation does not apply because
the government has multiple objectives and must consider a broad spectrum of views. But as I have already
noted, this action simply addresses title. Although a
shift in government policy may be enough to upset the
presumption of adequate representation in an Administrative Procedure Act challenge, such as in WildEarth
or Utah Association of Counties, it is difficult to see how
it could be enough in a Quiet Title Act action that turns
solely on pre-1976 use and does not involve any question
of land-use or management policy. WildEarth itself
said as much when it distinguished San Juan County:
“We were not informed of any potential federal policy
that could be advanced by the government’s relinquishing its claim of title to the road.” 573 F.3d at 997.
The last time this court considered SUWA’s motion
to intervene in this litigation, it held SUWA had failed
to carry its minimal burden of demonstrating inadequate representation. We observed that “SUWA’s disagreement with the United States’ land management
decisions in the past does not demonstrate that the
United States is an inadequate representative in this title dispute, which is ultimately grounded in non-federal
activities that predate those management decisions.”
Kane Cty. I, 597 F.3d at 1135. Furthermore, we noted
SUWA had waived the argument “that SUWA and the
United States might disagree as to the potential scope
of Kane County’s purported rights-of-way.” Id. Today,
the majority resurrects an argument we ruled dead-on-
49a
arrival in Kane County I and essentially offers SUWA a
second chance to cure its waiver.
SUWA emphasizes two circumstances it says have
changed since the courts last considered its motion to
intervene: (1) the change in presidential administration, and (2) the length and width of the three rights-ofway is now squarely presented to the district court and
may be settled by the parties.
With respect to the first circumstance, SUWA extensively relates how the current presidential administration and BLM’s approach to wilderness protection differs from that of their predecessors and explains the adversarial relations between itself and the new administration. This argument is nearly identical, as the government points out, to the argument SUWA raised and
we rejected in the previous appeal—namely, that SUWA’s
“history of adversarial relations between itself and [federal defendants]” is inconsistent with adequate representation. Id. at 1134.
Moreover, SUWA’s perceived disagreements with
the current presidential administration or BLM over landmanagement policy bears little relation to how the United
States will defend title to the roads themselves.5 6 In
Insofar as the administration’s land-management policies have
excluded parts of the relevant roads from the Grand StaircaseEscalante National Monument, those policies can be and have been
challenged through the APA See, e.g., City of Carmel-By-The-Sea
v. U.S. Dep’t of Transp., 123 F.3d 1142, 1166 (9th Cir. 1997) (holding
executive orders on land-use subject to judicial review under the
APA); Complaint for Declaratory and Injunctive Relief, Grand Staircase Escalante Partners v. Trump, No. 17-2591 (D.D.C. Dec. 4, 2017),
2017 WL 6033875. Such policies cannot properly be challenged through
intervention in a Quiet Title Act action because reversing the United
5
50a
some cases—such as an APA suit against federal landmanagement policy, in which the government has multiple objectives and must balance a variety of public and
private interests—a change of presidential administration can constitute a change in circumstance justifying
reconsideration of adequate representation. See W.
Energy All. v. Zinke, 877 F.3d 1157, 1169 (10th Cir. 2017).
Indeed, all the cases the majority cites are APA challenges of this sort. But a change in presidential administration is not the sort of relevant change that affects
adjudication of title in a Quiet Title Act action. Our decision in Zinke drew this very distinction: “[T]he only
issue in [Kane County is] whether the defendant federal
government or the plaintiff county [holds] title to rights
of way over federal land, and [SUWA does] not claim to
have unique knowledge or experience that would assist
the BLM in defense of its title.” Id.
With respect to the second circumstance, we recognized in Kane County I that SUWA waived the argument that it might disagree with the United States about
the length or width of Kane County’s rights-of-way.
597 F.3d at 1135. Even if we accepted that argument,
as the majority does, SUWA presents no sufficient reason to doubt the United States will continue to defend
its title, apart from speculation about settlement negotiations between the parties that it would still be powerless to stop as an intervenor. The only issue on remand
turns exclusively “on the historic use of these roads by
the public for the period required under Utah law prior
to 1976.” Kane Cty., No. 2:08-CV-315, 2009 WL 959804,
at *3. And that is not an issue on which SUWA has
States’ decision to relinquish parts of the Monument is not a possible
remedy.
51a
“special expertise, experience, or knowledge” that “would
not be available to the United States” in defending the
scope of its title. Id. Nor does SUWA provide persuasive argument that the interests of the United States
and SUWA, which are presumed to align, diverge on answering that historically bound question.
SUWA’s speculation that the United States will be
less than zealous to defend its title cannot explain (1)
why the United States has not settled this case two
years into the new presidential administration, (2) why
the parties did not request further stays to continue negotiation after the stay expired last year, or (3) why extensive discovery and depositions have continued in
other pending road disputes between the parties. Nor
can the majority opinion explain these present circumstances.
In my view, the district court did not abuse its discretion in concluding that SUWA’s position was based on
speculation and “unsupported by any evidence other
than statements by the parties [in 2017] that settlement
might be possible.” Kane Cty. v. United States, No.
2:08-CV-315-CW, 2018 WL 3999575, at *3 (D. Utah Aug.
21, 2018).
*
*
*
*
Because I believe SUWA lacks standing to intervene
and because the district court did not abuse its discretion in denying SUWA’s motion to intervene under Rule
24(a), I respectfully DISSENT.
52a
APPENDIX B
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF UTAH
Case No. 2:08-cv-315-CW
KANE COUNTY, UTAH; AND STATE OF UTAH,
PLAINTIFF
v.
UNITED STATES OF AMERICA, DEFENDANT
Filed:
Aug. 21, 2018
MEMORANDUM DECISION & ORDER
District Judge CLARK WADDOUPS
Before the court is movant Southern Utah Wilderness Alliance’s Motion to Intervene (ECF No. 298) and
Motion to Supplement Factual Record in Pending Motion to Intervene as Defendants (ECF No. 320). The
Motion to Intervene is fully briefed, the time to respond
to the Motion to Supplement has passed without response, and the parties have not requested oral argument. Kane County, the State of Utah, and the United
States oppose intervention by SUWA. Having considered the briefs, the Motion to Supplement, and otherwise being fully informed, the court DENIES SUWA’s
Motion to Intervene for the reasons set forth herein.
53a
Background
SUWA first moved to intervene as a matter of right
in this action on November 26, 2008. (ECF No. 28.) After considering full briefing and oral argument, the
court denied that motion because “SUWA ha[d] not established the element of having an impaired interest in
the litigation” and because SUWA “ha[d] failed to show
that its interest in this case are not adequately represented by the United States.” (Intervention Order 4,
ECF No. 71.) SUWA sought interlocutory appeal of
that decision (ECF No. 75), and the Tenth Circuit affirmed this court’s denial of SUWA’s motion (Mandate
of USCA, ECF No. 118). Without considering “whether
SUWA has an interest relating to the quiet title claims
alleged in Kane County’s first amended complaint that
may, as a practical matter, be impaired or impeded by
the disposition of the litigation,” the Tenth Circuit concluded that “even assuming SUWA has an interest,
. . . SUWA has failed to establish that the United
States may not adequately represent SUWA’s interest.”
Kane County v. United States, 597 F.3d 1129, 1133 (10th
Cir. 2010). Therefore, the court concluded SUWA was
not entitled to intervene as of right and affirmed this
court. Id. at 1135-36.
After the Tenth Circuit ruled on intervention, this
court held a thirteen-day bench trial and issued findings
of fact and conclusions of law. (Final Order, ECF No.
247.) This court quieted title to some, but not all, of the
roads Kane County had alleged. (Id.) The parties appealed to the Tenth Circuit, which affirmed in part and
reversed in part and remanded for this court to reconsider the scope of three roads. Kane County v. United
States of America, 772 F.3d 1205 (10th Cir. 2014). This
54a
court then ordered the parties to file a status report informing the court whether further fact finding is needed.
(Status Order, ECF No. 293.) The parties instead
sought to stay the court’s order because they were working toward resolution. (Motion for Stay, ECF No. 294.)
The parties eventually filed separate status reports notifying the court that further fact finding is necessary.
(Kane’s Supplemental Brief and Request for Further
Findings of Fact and Conclusions of Law, ECF No. 315;
United States of America’s Response, ECF No. 318.)
No one has since filed anything with the court suggesting settlement is likely. While the parties were discussing settlement and filing their status reports,
SUWA filed the instant motions.
SUWA now argues it is entitled to intervene as a matter of right because “the nature of this proceeding, as
well as the United States’ litigation position, have both
changed” since the previous intervention decisions by
this court and the Tenth Circuit. (Motion to Intervene
2, ECF No. 298.) Specifically, SUWA contends “[t]he
landscape has . . . changed significantly since [it]
last moved to intervene,” as a result of “the recent change
in administration and the fact that the United States has
entered into active settlement discussions in this case”
without including SUWA in those discussions. (Motion
to Intervene 1, ECF No. 22.) SUWA also argues that
the court should reconsider its conclusion that SUWA
has no impaired interest. (Id. at 2.) Each of the three
parties to this litigation object to SUWA’s Motion to Intervene.
55a
Analysis
“Rule 24(a)(2) provides for intervention as of right by
anyone who in a timely motion ‘claims an interest relating to the property or transaction that is the subject of
the action, and is so situated that disposing of the action
may as a practical matter impair or impede the movant’s
ability to protect its interest, unless existing parties adequately represent that interest.’ ” WildEarth Guardians v. U.S. Forest Serv., 573 F.3d 992, 995 (10th Cir.
2009) (quoting Fed. R. Civ. P. 24(a)(2)). Assuming without deciding that SUWA timely filed its Motion to Intervene, the court denies the Motion because SUWA has
not presented circumstances under which this court, exercising its discretion, is compelled to revisit its prior
ruling and disregard the ruling of the Tenth Circuit.
The district court has “general discretionary authority to review and revise [its] interlocutory rulings prior
to entry of final judgment.” Wagoner v. Wagoner, 938
F.2d 1120 n. (10th Cir. 1991); see also Fed. R. Civ. P.
54(b). But because of the need for judicial economy,
the court need not reconsider every interlocutory decision a party sees fit to challenge. Typically, “ ‘[g]rounds
warranting a motion to reconsider include (1) an intervening change in the controlling law, (2) new evidence
previously unavailable, and (3) the need to correct clear
error or prevent manifest injustice.’ ” Anderson Living Trust v. WPX Energy Prod., LLC, 308 F.R.D. 410,
427 (D. N.M. 2015) (quoting Servants of Paraclete v.
Does, 204 F.3d 1005, 1012 (10th Cir. 2000)). And of course,
barring a showing of an exception to the mandate rule,
this court will follow the direction of the Tenth Circuit.
See Huffman v. Saul Holdings Ltd. P’ship, 262 F.3d
56a
1128, 1132-33 (10th Cir. 2001). SUWA’s Motion to Intervene does not directly speak to this court’s authority
or discretion to revisit previously decided matters. But
in response to Kane County’s opposition, which emphasizes SUWA’s repeated failed efforts to intervene, SUWA
points this court to San Juan County in which the court
contemplated that an initial decision denying intervention “does not forever foreclose . . . intervention”
and invited SUWA, as the would-be intervenor, to readdress the issue with the court “[i]f developments after
the original application for intervention undermine the
presumption that the Federal Defendants will adequately
represent [their] interests.” 503 F.3d 1163, 1207 (10th
Cir. 2007) (en banc). (SUWA’s Reply 8, ECF No. 316.)
Regardless, SUWA has not shown a change in circumstances that would alter this court’s denial of intervention.
SUWA alleges that intervention is now proper because it has an interest that could be impaired and because the United States no longer represents its interests. First, SUWA alleges intervention is now proper
despite the court’s prior order because under San Juan
County SUWA has an interest that may be impaired by
this litigation and because SUWA’s interest in preserving the wilderness characteristic of the lands surrounding the rights of way could be impaired by “[a]ny scope
settlement that is not tightly correlated with reliable evidence as to pre-1976 uses and widths.” (Motion to Intervene 8-10, ECF No. 298.) Whether an interest that
would satisfy the requirements of Rule 24(a)(2) and (3)
exists is a fact specific inquiry, see San Juan County,
503 F.3d at 1199, and this court has previously distinguished the facts of the relevant roads in Kane County
from the road at issue in San Juan County. On appeal,
57a
the Tenth Circuit did not reach the impaired interest issue and instead “[p]roceed[ed] directly to” the fourth element of Rule 24(a) and “conclude[d] that, even assuming SUWA has an interest in the quiet title proceedings
at issue” that SUWA should not be permitted to intervene. Kane County, 597 F.3d at 1133. This is hardly
a decision on the merits that should prompt this court to
revisit its prior decision.
And SUWA’s argument that the issue of scope is distinct from the issue of title is unavailing. While a minority of the en banc court in San Juan County indicated that, under the circumstances of that case, scope
may be viewed different than title for purposes of the
impaired interest analysis, the Tenth Circuit made clear
in its intervention decision in this case that “San Juan
County does not mandate a particular outcome in this
case.” 597 F.3d at 1134. In fact, scope is inherent in
the quiet title process because as a practical matter the
court cannot quiet title to an undefined property. As
such, this court decided issues of scope in its quiet title
decision. Therefore, where the issues before the court
and the applicable law are the same as they were when
the initial decision was rendered, the court declines to
revisit the question of impaired interest. SUWA has
not met its burden and for this reason is not entitled to
intervention as of right.
Second, SUWA claims that the United States no longer
adequately represents its interests because the issue in
this litigation is no longer a binary question of title but
a multifaceted question of scope and because the new
administration has expressed willingness to engage in
settlement negotiations in this and other R.S. 2477 cases.
58a
The court is unpersuaded by these arguments. As discussed, scope is inherent in the issue of quiet title and
San Juan County does not mandate the outcome of this
case. Further, while scope can be defined in multiple
ways, there is no reason on this record to believe the
United States would advocate for anything other than
retention of the maximum amount of property. In Western Energy Alliance v. Zinke, 877 F.3d 1157 (10th Cir.
2017), upon which SUWA relies for the proposition that
a change in administration may justify intervention, the
court determined the United States did not represent
the interests of the environmental groups seeking to intervene. But the Western Energy Alliance court distinguished the Kane County intervention decision from
cases in which “the government has multiple objectives.” Id. at 1169. Whereas the cases Western Energy Alliance relies on involve government regulations
issued for resource management purposes where the
relevant agency was acting under a multiple-use mandate, id., here the question is title to real property and
the scope of that property for purposes of quieting title.
Unlike in Western Energy Alliance, SUWA has not set
forth any actual competing interests or motivations that
would cause the United States to take a position other
than advocating for the narrowest possible right of way.
And the allegation that the United States has softened its litigation position as a result of the change in
administration is unsupported by any evidence other
than statements by the parties that settlement may be
possible. Where the terms of any proposed settlement
are unknown, the mere possibility of settlement cannot
59a
support a conclusion that one of the parties has abdicated its positions. 1 And even though there may have
been efforts to settle this dispute, the record does not
support SUWA’s claims. Despite the parties’ previous
statements that a settlement may be possible, they later
filed status reports in which they represented that further fact finding is necessary for the resolution of the
matter. (Kane’s Supplemental Brief and Request for
Further Findings of Fact and Conclusions of Law, ECF
No. 315; United States of America’s Response, ECF No.
318.) This indicates to the court that a settlement is
not as likely as SUWA suggests. Further, SUWA references the other R.S. 2477 litigation as evidence of possible settlement, but in those cases the United States
continues to actively litigate and is currently engaged in
the discovery process. Without a showing that the United
States has an incentive to advocate for less than its full
rights to the real property at issue or a showing that,
regardless of incentives, it has abandoned that position,
the court cannot on speculation alone conclude that the
United States is no longer adequately representing
SUWA’s interests in limiting each right of way. Given
the presumption that the United States will represent
the good of the public, the court cannot conclude on this
The court also concludes that the possibility of settlement cannot
alone be a basis for permitting intervention because the Tenth Circuit has made clear an intervenor cannot veto a settlement agreement reached by the parties. San Juan County, 503 F.3d at 1189
(“In particular, we should mention again that an intervenor has no
power to veto a settlement by other parties.”). Therefore, to conclude that the possibility of settlement requires that SUWA should
be permitted to participate in litigation is unworkable because, regardless of its intervention status, SUWA would have no recourse to
avoid the settlement.
1
60a
record that the United States will do anything other
than continue to fully litigate this action.
For these reasons, the court is not persuaded that
there has been a change in circumstances justifying a
change in the court’s prior intervention decision. Therefore, SUWA’s Motion to Intervene is DENIED.
DATED this 21st day of Aug., 2018.
BY THE COURT:
/s/ CLARK WADDOUPS
CLARK WADDOUPS
United States District Judge
61a
APPENDIX C
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
Nos. 13-4108, 13-4109 & 13-4110
KANE COUNTY, UTAH, A UTAH POLITICAL
SUBDIVISION, PLAINTIFF-APPELLANT/CROSS-APPELLEE
AND
THE STATE OF UTAH,
INTERVENOR PLAINTIFF-APPELLANT/CROSS-APPELLEE
v.
UNITED STATES OF AMERICA,
DEFENDANT-APPELLEE/CROSS-APPELLANT
SIERRA CLUB; GRAND CANYON TRUST; NATIONAL
PARKS CONSERVATION ASSOCIATION; SOUTHERN UTAH
WILDERNESS ALLIANCE; THE WILDERNESS SOCIETY,
AMICI CURIAE
[Filed:
Dec. 2, 2014]
Appeal from the United States District Court
for the District of Utah
(D.C. No. 2:08-CV-00315-CW)
Before KELLY, BACHARACH, and PHILLIPS, Circuit
Judges.
KELLY, Circuit Judge.
62a
This case involves a dispute between Kane County,
Utah ( joined by the State of Utah as intervenors) and
the United States over the existence and breadth of the
County’s rights-of-way on federally owned land in
Southern Utah. We previously affirmed the denial of
intervention to the Southern Utah Wilderness Alliance,
the Wilderness Society and the Sierra Club. Kane
Cnty. v. United States, 597 F.3d 1129 (10th Cir. 2010).
On March 20, 2013, the district court issued two final orders, see Kane Cnty. v. United States, 934 F. Supp. 2d
1344 (D. Utah 2013) [hereinafter Kane I]; Kane Cnty. v.
United States, No. 2:08-cv-00315, 2013 WL 1180764
(D. Utah Mar. 20, 2013) [hereinafter Kane II], both of
which are challenged in this appeal and cross-appeal.
Our jurisdiction arises pursuant to 28 U.S.C. § 1291.
We consider five issues involving the application of the
Quiet Title Act, 28 U.S.C. § 2409a, and Section 8 of the
Mining Act of 1866, more commonly known as “Revised
Statute (R.S.) 2477.” We affirm in part, reverse in
part, and remand.
Background
In April of 2008, Kane County brought an action under the Quiet Title Act (QTA), 28 U.S.C. § 2409a, to quiet
title to five roads or road segments. It later amended
its complaint to cover a total of fifteen roads or road segments. The QTA supplies a limited waiver of sovereign
immunity for the settlement of property claims against
the United States.
Kane County asserts rights-of-way over these roads
pursuant to R.S. 2477, which states that “the right of
way for the construction of highways over public lands,
not reserved for public uses, is hereby granted.” An
63a
Act granting the Right of Way to Ditch and Canal Owners over the Public Lands, and for other Purposes, ch.
262, § 8, 14 Stat. 251, 253 (1866) (codified at 43 U.S.C.
§ 932), repealed by Federal Land Policy and Management Act of 1976 (FLPMA), Pub. L. No. 94-579, § 706(a),
90 Stat. 2743, 2793. R.S. 2477 was “a standing offer of
a free right of way over the public domain.” San Juan
Cnty. v. United States, 754 F.3d 787, 791 (10th Cir. 2014)
(quoting S. Utah Wilderness Alliance (SUWA) v. Bureau
of Land Mgmt., 425 F.3d 735, 741 (10th Cir. 2005)).
Though R.S. 2477 was repealed in 1976 by the FLPMA,
it preserved existing rights-of-way. 43 U.S.C. 1769(a).
On February 26, 2010, the State of Utah filed a motion to intervene as co-plaintiff and the motion was
granted. In August 2011, the district court held a nineday bench trial that included the testimony of 26 witnesses and over 160 exhibits. On March 20, 2013, the
district court issued two orders. In the first order, the
district court held it had subject matter jurisdiction under the QTA over each of the fifteen roads at issue. See
Kane I, 934 F. Supp. 2d 1344. In the second order, the
district court made findings of fact and addressed the
merits of Kane County and Utah’s claims, finding they
had proven R.S. 2477 rights-of-way on twelve of the fifteen roads at issue and setting proper widths for the
rights-of-way. See Kane II, 2013 WL 1180764. Both
orders are challenged in this appeal.
Plaintiffs-Appellants and Cross-Appellees Kane
County and Utah challenge two of the district court’s determinations. First, they argue the district court erred
in finding that Public Water Reserve 107 reserved
from the operation of R.S. 2477 two parcels of lands
crossed by Swallow Park/Park Wash Road (“Swallow
64a
Park Road”). Second, they contend the district court
erred in requiring that R.S. 2477 rights-of-way be proven
against the United States by clear and convincing evidence.
Defendant-Appellee and Cross-Appellant United States
also raises two issues. First, it contends the district
court lacked jurisdiction over Kane County’s claims regarding the Sand Dunes, Hancock and four Cave Lakes
roads because of the absence of a “disputed title to real
property in which the United States claims an interest,”
28 U.S.C. § 2409a(a), a prerequisite to federal court jurisdiction under the QTA. Second, the United States
contends the district court erred in determining the
widths of Plaintiffs’ rights-of-way on Swallow Park
Road, North Swag Road, and Skutumpah Road.
Additionally, amici Southern Utah Wilderness Alliance (SUWA), the Wilderness Society and the Sierra
Club (collectively “amici”) contend the district court
lacked jurisdiction over Kane County’s R.S. 2477 claim
to North Swag Road because the QTA’s limitations period had already run. This issue pertains to subject matter jurisdiction, a matter “essential to this court’s review,”
which we would address “without regard to whether the
parties dispute its existence.” Elliot Indus. Ltd. P’ship
v. BP Am. Prod. Co., 407 F.3d 1091, 1104 (10th Cir.
2005). Accordingly, we address it alongside the jurisdictional arguments raised by the United States.
The issues before this court thus implicate nine roads:
Sand Dunes Road, Hancock Road, the four Cave Lakes
roads (denominated as K1070, K1075, K1087 and K1088),
Swallow Park Road, North Swag Road and a portion of
Skutumpah Road. The facts regarding these roads are
discussed as they are pertinent to each issue.
65a
Discussion
A. Quiet Title Act Jurisdiction
The United States and amici contend the district
court lacked subject matter jurisdiction over certain of
the QTA claims. The United States contends Kane
County brought claims to roads on which no “disputed
title” existed and amici contend Kane County brought
claims to roads on which the QTA limitations period had
run. The district court rejected these arguments, and
we review its determinations de novo. See Rio Grande
Silvery Minnow v. Bureau of Reclamation, 599 F.3d
1165, 1175 (10th Cir. 2010).
The United States cannot be sued absent a waiver of
sovereign immunity. See Block v. North Dakota ex rel.
Bd. of Univ. & Sch. Lands, 461 U.S. 273, 280 (1983). A
waiver of sovereign immunity “cannot be implied but
must be unequivocally expressed.” United States v.
King, 395 U.S. 1, 4 (1969). The QTA provides such a
waiver:
The United States may be named as a party defendant in a civil action under this section to adjudicate a
disputed title to real property in which the United
States claims an interest.
28 U.S.C. 2409a(a) (emphasis added). The QTA provides the “exclusive means by which adverse claimants
[can] challenge the United States’ title to real property.”
Block, 461 U.S. at 286. District courts are granted jurisdiction over § 2409a suits under 28 U.S.C. § 1346(f ).
Thus, for a court to have jurisdiction over a QTA
claim, the plaintiff must establish that: (1) the United
States “claims an interest” in the property at issue; and
(2) title to the property is “disputed.” See Leisnoi, Inc.
66a
v. United States (Leisnoi II), 267 F.3d 1019, 1023 (9th
Cir. 2001). 1 The district court found these two elements
satisfied as to each of the fifteen roads at issue. The
United States argues that the grounds on which the
court found “disputed title” to Sand Dunes, Hancock
and the four Cave Lakes roads were insufficient under
§ 2409a(a).
The issue of what is required to satisfy the QTA’s
“disputed title” requirement is one of first impression in
this circuit. In interpreting § 2409a(a), we begin with
the established principle that waivers of sovereign immunity are to be read narrowly and conditions on the
waiver are to be “strictly observed.” Block, 461 U.S. at
287; see also Mills v. United States, 742 F.3d 400, 405
(9th Cir. 2014) (“In construing the scope of the QTA’s
waiver, we have read narrowly the requirement that the
title at issue be ‘disputed.’ ”).
The parties rely on a pair of Ninth Circuit cases analyzing the scope of § 2409a(a)’s waiver of sovereign immunity. In Alaska v. United States, Alaska’s title to
the Kandik, Nation and Black rivers depended upon
whether the rivers were navigable at the date Alaska obtained statehood. 201 F.3d 1154, 1156-57 (9th Cir. 2000).
QTA jurisdiction thus hinged on whether the United
Though some courts appear to combine the two QTA elements
into one, see, e.g., Alaska v. United States, 201 F.3d 1154, 1160 (9th
Cir. 2000) (analyzing the issue as whether the United States
“claim[ed] an interest”); Mills v. United States, 742 F.3d 400, 405
(9th Cir. 2014) (relying on Alaska but analyzing the issue simply as
whether a “disputed title” exists), most courts appear to follow
Leisnoi II and analyze the elements separately, as did the district
court. See, e.g., Mich. Prop. Ventures, LLC v. United States, No.
14-10215, 2014 WL 2895485, at *4-6 (E.D. Mich. June 26, 2014).
1
67a
States had claimed an interest in the rivers by asserting
they were not navigable at the time of statehood. Before the district court, the United States refused to admit or deny Alaska’s allegations that the rivers were
navigable at statehood. Despite the United States’
failure to formally claim an interest in the case at hand,
the Ninth Circuit found it had claimed an interest in the
Kandik and Nation rivers. The court relied upon the
Unites States’ previous assertion before an administrative law judge that the rivers were not navigable at
statehood, explaining that this past assertion created a
“present cloud on the state’s title.” Id. The court expressed a preference against allowing potential federal
claims to “lurk over the shoulder of state officials as they
try to implement a coherent management plan” for the
state’s waterways. Id. at 1161. However, the court
found no QTA jurisdiction over the Black River because
the United States never “expressly asserted a claim” to
it. Id. at 1164.
Though Alaska dealt with whether the United States
“claimed an interest” in the rivers, other Ninth Circuit
cases have applied this “cloud on title” standard to the
“disputed title” element of § 2409a(a). See Leisnoi II,
267 F.3d at 1024 (holding the “disputed title” requirement of the QTA can be satisfied by a third-party’s assertion of an interest of the United States that “clouds
the plaintiff ’s title”); Leisnoi, Inc. v. United States
(Leisnoi I), 170 F.3d 1188, 1192 (9th Cir. 1999). However, more recently in Mills, the Ninth Circuit did not
reference the “cloud on title” standard and emphasized
that the “disputed title” requirement must be “read narrowly.” 742 F.3d at 405. In Mills, a miner sought access to a mine site over an R.S. 2477 right-of-way and
brought suit under the QTA. Id. at 403-05. The court
68a
found no “disputed title” where land management agency
officials had previously denied the plaintiff ’s petitions
for a right-of-way on the grounds that they lacked the
legal authority to grant the petition. Id. at 405-06.
The court explained that the United States had not “expressly dispute[d]” the plaintiff ’s title, nor had it “taken
an action that implicitly disputes” the title. Id.
To the extent the Ninth Circuit still utilizes a “cloud
on title” standard, we would reject it as incompatible
with the rule that conditions on a waiver of sovereign
immunity are to be specifically observed. See Block,
461 U.S. at 287. The “cloud on title” standard provides
little guidance to parties as to what constitutes a title
dispute and could lead federal courts to issue advisory
opinions. Instead, we hold that to satisfy the “disputed
title” element of the QTA, a plaintiff must show that the
United States has either expressly disputed title or
taken action that implicitly disputes it.
Under this standard, a plaintiff need not show the
United States took direct action to close or deny access
to a road—indirect action or assertions that actually conflict with a plaintiff ’s title will suffice. Nor is the United
States shielded by sovereign immunity where it previously disputed a plaintiff ’s title but does not do so presently. Cf. Alaska, 201 F.3d at 1162. Thus, concerns
about potential claims “lurk[ing] over the shoulder of
state officials” are ameliorated. Id. at 1161. However, actions of the United States that merely produce
some ambiguity regarding a plaintiff ’s title are insufficient to constitute “disputed title.” This accords with
both the purpose of the QTA—allowing parties to settle
disputes with the United States over land—and the
69a
principle that waivers of sovereign immunity are construed narrowly.
We now turn to each of the roads at issue in this appeal.
1.
Sand Dunes and Hancock Roads
Sand Dunes Road is a 20-mile road running from the
Utah-Arizona border to Utah State Highway 89. Near
Sand Dunes is Hancock Road, a paved, two-lane road
roughly ten miles in length. Both roads fall within the
land administered by the Kanab Field Office, a branch
of the Bureau of Land Management (BLM).
On October 31, 2008, the Kanab Field Office released
the Kanab Field Office Management Plan (“the Plan”).
Kane I, 934 F. Supp. 2d at 1353. The Plan provides
guidance for the management of roughly 554,000 acres
of land administered by the BLM and was based on “a
complete route inventory in 2005 and 2006.” Id. It
specifies that “[n]atural and cultural resource protection is
. . .
accomplished by limiting motorized
travel to the routes designated.” Id. However, the
Plan explicitly states it “does not affect valid existing
rights” and “does not adjudicate . . . or otherwise
determine the validity of claimed rights-of- way.” Id.
(emphasis added).
Map 9 of the Plan identifies areas that are open to
cross-country, motorized vehicle use, closed to such use,
or open only on designated routes. Hancock and Sand
Dunes roads fall in an area where off-highway vehicle
use is “Limited to Designated Open Roads and Trails.”
Id. Map 10 of the Plan shows which routes in the designated area are open, closed, or limited for motor vehi-
70a
cle use. Hancock and Sand Dunes roads are not identified in Map 10. On January 30, 2009, after Kane County
filed its amended complaint to include these roads, BLM
published additional maps on its website identifying
Hancock and Sand Dunes roads as “Class 3 primary
roads,” a term used to denote major thoroughfares.
The changes to the maps were not the product of a formal amendment process. Id.
The district court found that the Plan’s omission of
Hancock and Sand Dunes roads from the initial maps
had the practical effect of closing the roads. Id. at
1357. Because the republished maps were not the product of a formal amendment process, the court held that
an “ambiguity” existed as to the legal status of the roads,
creating a “cloud on title” sufficient for jurisdiction under § 2409a(a). Id. at 1354, 1358. We disagree.
The effect of the Plan’s omission of Sand Dunes and
Hancock roads is at best ambiguous and insufficient to
create a disputed title under § 2409a(a). The Plan explicitly declared it did not adjudicate or affect rights-ofway. Further, though the Plan marked certain roads
as closed, Hancock and Sand Dunes were not marked as
closed; they simply were not marked at all. Though a
provision of the Plan suggested travel was limited to
designated routes, the effect of this provision is unclear,
as the United States took no action to limit travel to such
routes. Regardless of whether the United States was
entitled to clarify the original maps with additional maps
online, see id. at 1357-58, the original maps did not amount
to a disputed title. The district court was correct in
concluding an “ambiguity exist[ed] regarding the legal
status of the roads,” id. at 1354; however, this ambiguity
71a
is insufficient to constitute a “disputed title” under
§ 2409a(a).
Kane County relies upon several other grounds for
finding a “disputed title” to the Sand Dunes, Hancock
and four Cave Lakes roads that were not addressed by
the district court. Kane Reply Br. 9-17. The County
does not explain how any of these grounds create a “disputed title” to Sand Dunes, Hancock or the Cave Lakes
roads specifically, and so we find its argument without
merit. Thus, we reverse the district court and find it
had no jurisdiction over the QTA claims to Sand Dunes
and Hancock roads.
2.
The Four Cave Lakes Roads
a.
The United States’ Answer
The Cave Lakes roads (denominated as K1070,
K1075, K1087 and K1088) are four short roads in southwestern Kane County crossing BLM-administered land.
All four were designated as “open” under the Kanab
Field Plan. Kane I, 934 F. Supp. 2d at 1354. Paragraph 29 of Kane County’s amended complaint stated:
“After 1866 and prior to the repeal of R.S. 2477 on October 21, 1976, Kane County, by and on behalf of the public, accepted R.S. 2477 rights-of-way for . . . the
Cave Lakes roads.” JT App. 41. The United States’
answer as to this paragraph stated: “The allegations
. . . are legal conclusions to which no responsive pleading is required. To the extent a responsive pleading is
required, the United States lacks sufficient information
to form a belief as to the truth of the allegations.” Id.
at 113. Under Fed. R. Civ. P. 8(b)(5), this response is
treated as a denial. The district court found this denial
of the allegations created a “disputed title” sufficient for
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jurisdiction under the QTA.
1358. We disagree.
Kane I, 934 F. Supp. 2d at
The district court likened the United States’ answer
to Alaska, where the Ninth Circuit held that a past claim
of interest before an administrative law judge as to the
Nation and Kandik Rivers amounted to a present
201 F.3d at 1162.
“cloud” on the plaintiff ’s title.
However, Alaska itself found no jurisdiction over the
QTA claim to the Black River where, as here, the United
States refused to admit or deny allegations of the river’s
navigability at the pleading stage because the allegations “consist[ed] of conclusions of law not requiring an
answer.” Id. at 1163-65. Alaska thus suggests that a
failure to admit allegations cannot alone suffice to show
a “disputed title” under § 2409a(a). Though a disclaimer
of title by the United States does operate to remove the
jurisdiction of the court under the QTA, see 28 U.S.C.
§ 2409a(e), a disclaimer is not necessary for the United
States to challenge jurisdiction under § 2409a(a). See
Leisnoi I, 170 F.3d at 1192 (“Subsection (a) is the one
that confers jurisdiction. . . . Nothing in subsection
(e) qualifies those requirements.”). Moreover, as a
practical matter, requiring the United States to either
admit allegations or waive sovereign immunity under
§ 2409a(a) would place a tremendous and unfair burden
upon it at the pleading stage. Thus, we conclude the
United States’ answer is insufficient to constitute a “disputed title” under § 2409a(a).
b.
The United States’ Grant of Title V Permits
As to three of the Cave Lakes roads (K1070, K1075
and K1087), the district court found that the BLM’s
grant of Title V permits to private entities provided an
additional ground for “disputed title” under § 2409a(a).
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On July 25, 2008, the BLM issued Title V permits to a
private entity to use these three roads. Supp. App.
337-55. The Title V permits grant the right to “construct, operate, maintain, and terminate an access road
for the purpose of accessing private property on public
lands.” Id. at 337. The permits state that roads must
be “surfaced to specifications set by Kane County for a
subdivision road and to Kane County standards for subdivision roads with a travel surface of 28 feet.” Id. at
338. The permits are “not intended to extinguish or
limit any R.S. 2477 right-of-way,” and if an R.S. 2477
right-of-way was found by a court or the Secretary of
the Interior, the permit “would be superseded thereby.”
Id. The district court held these permits “conflict[ed]
with Kane County’s ability to manage its alleged rightsof-way” and thus amounted to a dispute of title under
2409a(a). Kane I, 934 F. Supp. 2d at 1358. We disagree.
Nothing about the grant of Title V permits to third
parties expressly or implicitly disputes Kane County’s
right-of-way. “Easements and servient estates can (and
usually do) peaceably coexist.” George v. United States,
672 F.3d 942, 947 (10th Cir. 2012). Here, the permits
require that the roads be maintained in accordance with
Kane County standards. Further, like the Kanab Field
Plan, the Title V permits state they do not affect R.S.
2477 rights-of-way; even more, they explicitly state they
are “superseded” by any R.S. 2477 rights-of-way. The
permits, if anything, seem a deliberate attempt not to
dispute Kane County’s title.
To be sure, “owners of the dominant and servient estates ‘must exercise [their] rights so as not unreasonably to interfere with the other.’ ” S. Utah Wilderness
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Alliance (SUWA) v. Bureau of Land Mgmt., 425 F.3d
735, 746 (10th Cir. 2005) (quoting Big Cottonwood Tanner Ditch Co. v. Moyle, 174 P.2d 148, 158 (Utah 1946)).
But, Kane County has produced no evidence as to how
the permits interfered with any development plans.
Absent such evidence, we must conclude that the Title V
permits do not create a “disputed title” under § 2409a(a).
Thus, as to all four of the Cave Lakes Roads (K1070,
K1075, K1087 and K1088) we reverse the district court’s
finding of jurisdiction under the QTA.
3.
North Swag Road - QTA Limitations Period
Amici contend that the district court lacked jurisdiction over Plaintiffs’ R.S. 2477 claim to North Swag Road
because the QTA’s limitations period had already run.
The district court found that the limitations periods had
not run, Kane I, 934 F. Supp. 2d at 1360-64, and the
United States has not challenged this finding on appeal.
At an earlier stage of litigation, the United States in fact
conceded the QTA limitations period had not run. See
Kane Cnty. v. United States, No. 2:08-CV-00315, 2011
WL 2489819, at *7 (D. Utah June 21, 2011). Nevertheless, the QTA’s limitations period is a jurisdictional bar,
see Rio Grande Silvery Minnow, 599 F.3d at 1175-76,
and thus we address it.
As discussed above, the QTA provides the exclusive
means by which claimants can challenge the United
States’ title to real property. But, “what the QTA gives
it often proceeds to take away.” George, 672 F.3d at
944. The QTA provides two limitations provisions, one
for non-states and one for states. Section 2409a(g), applicable to non-states including counties, provides:
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Any civil action under this section, except for an action brought by a State, shall be barred unless it is
commenced within twelve years of the date upon
which it accrued. Such action shall be deemed to
have accrued on the date the plaintiff or his predecessor in interest knew or should have known of the
claim of the United States.
28 U.S.C. § 2409a(g). Thus, the twelve-year limitations
period for non-states is triggered when a party knows or
should know of a claim of the United States.
As to states, the QTA provides that for land on which
the United States has made “substantial improvements”
or has “conducted substantial activities pursuant to a
management plan,” actions are barred unless commenced
“within twelve years after the date the State received
notice of the Federal claims to the lands.” Id. § 2409a(i).
“Notice” for states must be either by public communications “sufficiently specific as to be reasonably calculated
to put the claimant on notice of the Federal claim to the
lands” or “by the use, occupancy, or improvement of the
claimed lands which, in the circumstances, is open and
notorious.” Id. § 2409a(k)(1)-(2). Both the 2409a(g)
and 2409a(i) standards are relevant here, as amici argue
the limitations periods ran on both Kane County and
Utah’s QTA claims.
In interpreting the QTA’s limitations provisions, we
begin again with the familiar proposition that waivers of
sovereign immunity are construed narrowly and conditions upon the waiver strictly observed. Block, 461
U.S. at 287. This court has held that the trigger for
starting the QTA limitations period is an “exceedingly
light one.” George, 672 F.3d at 944. A “range war” is
not required, and plaintiffs cannot wait until the United
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States’ claims to title “crystallize into well-defined and
open disagreements.”
Id. at 946-47 (quoting Rio
Grande Silvery Minnow, 599 F.3d at 1188). Concrete
action by the United States is not required; “[a]ll that is
necessary is a reasonable awareness that the Government claims some interest adverse to the plaintiff ’s.”
Knapp v. United States, 636 F.2d 279, 283 (10th Cir.
1980). Thus, though “[k]nowledge of the claim’s full
contours” is unnecessary, id., the plaintiff must be on
notice of an adverse interest asserted by the government. George, 672 F.3d at 946.
This court recently explained in San Juan County v.
United States that in order to trigger the QTA limitations period against a party claiming an R.S. 2477 rightof-way, the United States must claim “exclusive control”
of a road. 754 F.3d 787, 793 (10th Cir. 2014); see also
McFarland v. Norton, 425 F.3d 724, 727 (9th Cir. 2005)
(requiring an exclusive claim to trigger the QTA limitations period against a party claiming a right-of-way);
Michel v. United States, 65 F.3d 130, 132 (9th Cir. 1995)
(same). As a public right-of-way can generally “peaceably coexist” with an underlying ownership interest, see
George, 672 F.3d at 947, the United States must provide
a county or state with “sufficient notice of the United
States’ claim of a right to exclude the public.” San
Juan Cnty., 754 F.3d at 794.
Amici contend that two events triggered the QTA
limitations periods: (1) the BLM’s 1980 designation of
the Paria-Hackberry Wilderness Study Area and publication of this designation in the Federal Register; and
(2) a 1991 meeting of the Kane County Commissioner
with BLM representatives to discuss the procedures
necessary for obtaining recognition of R.S. 2477 rights-
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of-way. The district court found these events insufficient to trigger the QTA limitations period, and we review its determinations de novo. See Rio Grande Silvery Minnow, 599 F.3d at 1175.
a. The 1980 Designation of the Paria-Hackberry
WSA
In 1976, as part of a “statutory sea change,” Congress
passed the Federal Land Policy and Management Act
(FLPMA), initiating a “conservation and preservation”
approach to federal land management. SUWA, 425
F.3d at 741. Pursuant to the FLPMA, the Secretary of
the Interior was directed to conduct an inventory of
“those roadless areas of five thousand acres or more” to
determine which areas had wilderness characteristics as
defined by the Wilderness Act. 43 U.S.C. § 1782(a).
An area of wilderness was defined to mean “an area of
undeveloped Federal land retaining its primeval character and influence, without permanent improvements or
human habitation.” 16 U.S.C. § 1131(c).
On November 14, 1980, the BLM published its Final
Intensive Inventory Decision for Utah in the Federal
Register. See 45 Fed. Reg. 75,602 (Nov. 14, 1980). This
inventory designated Paria-Hackberry, which encompassed North Swag Road, as a Wilderness Study Area
(WSA). Upon designation of land as a WSA, the Secretary of the Interior is directed to manage such lands
“in a manner so as not to impair the suitability of such
areas for preservation as wilderness” and to “take any
action required to prevent unnecessary or undue degradation of the lands and their resources.” 43 U.S.C.
§ 1782(c). This standard requires the BLM to “ensure
that an area’s existing wilderness values are not de-
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graded” in a manner that might threaten the WSA’s designation as protected wilderness. Interim Management Policy and Guidelines for Land Under Wilderness
Review (IMP), 44 Fed. Reg. 72,014 (Dec. 12, 1979).
Though the FLPMA applies to “roadless” areas, a
“road” for purposes of the Wilderness Act is not coterminous with a “road” under R.S. 2477. The same year
the BLM designated the Paria-Hackberry WSA, the
BLM Director for Utah issued a memorandum stating
the following:
The wilderness inventory process uses a definition of
a road that is distinct from the definition of “public”
road contemplated by R.S. 2477 (43 USC 932) and is
a definition for inventory purposes only, not for establishing rights of counties, etc. A determination
that an area should not be excluded from wilderness
review because the area does not have any “roads” as
defined in the Bluebook is not a determination that a
road is or is not a “public” road. This is a factual determination that does not relate to wilderness. . . .
Instruction Memorandum No. UT ‘80-240 (Mar. 6, 1980),
JT App. 2300-01. A subsequent nationwide BLM memorandum stated that where WSAs overlap with R.S.
2477 rights-of-way, “the WSA/wilderness designation is
subject to the terms and conditions of the pre-existing
R/W grant.” Instructional Memorandum No. 90-589
(Aug. 15, 1990), JT App. 2295; see also id. at 2296 (noting
that R.S. 2477 rights-of-way “may in fact exist within a
WSA”); IMP, 44 Fed. Reg. 72,015 (WSAs “shall be subject to valid existing rights”). Moreover, an opinion
from the Secretary of the Interior shortly after the
Paria-Hackberry WSA designation explained that valid
existing rights, including rights-of-way, were excepted
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from the non-impairment requirements of 43 U.S.C.
§ 1782(c). See United States Dep’t of the Interior Solicitor’s Opinion M-36910, 88 I.D. 909, 1981 WL 29226
(Oct. 5, 1981). In light of this evidence, the district court
found that the Paria-Hackberry designation did not constitute an adverse claim to North Swag and was thus insufficient to trigger the QTA limitations period.
Amici argue the designation of Paria-Hackberry as a
WSA and publication of this designation were sufficient
to give Kane County and Utah notice of the claim of the
United States. They contend this claim was adverse to
the rights of Kane County and Utah because the WSA
designation meant that the land was to remain “roadless” and imposed upon the BLM a duty to manage the
roads on a non-impairment standard that conflicted with
any claimed R.S. 2477 rights-of-way. SUWA Br. 22-31.
Amici are correct that publishing an interest in the
Federal Register is sufficient to give notice to affected
parties. See George, 672 F.3d at 944 (quoting 44 U.S.C.
§ 1507). However, as the district court recognized, publication in the Federal Register is sufficient notice to
trigger the limitations period only where the published
notice conflicts with a plaintiff ’s interest. Kane I, 934
F. Supp. 2d at 1362. Thus, if the published interest does
not amount to a claim that a plaintiff lacks R.S. 2477
rights-of-way within a WSA, the limitations period is not
triggered. As San Juan County explained, in the context of R.S. 2477 claims, a published claim by the United
States must amount to a claim of “exclusive control” to
trigger the QTA limitations period. 754 F.3d at 794.
Thus, the determinative issue is whether the PariaHackberry designation amounted to a claim of exclusive
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control or whether it permitted the United States’ ownership interest and the Plaintiffs’ right-of-way to “peaceably coexist.” George, 672 F.3d at 947.
We conclude the Paria-Hackberry designation was
insufficient to trigger QTA limitations periods against
Kane County and Utah. The fact that the Wilderness
Act covers “roadless” areas is inapposite, as the definitions for roads under the Wilderness Act and R.S. 2477
are not the same. Nor is the non-impairment standard
by which the BLM was to manage the WSA sufficient to
amount to a claim to North Swag road. As a preliminary matter, the Department of the Interior itself did
not believe the non-impairment standard served to limit
valid existing rights, including rights-of-way. See Solicitor’s Opinion M-36910, supra. Even if the nonimpairment standard did apply to R.S. 2477 rights-ofway, amici have not shown how this would amount to a
claim by the United States of “exclusive control” over
North Swag.
Several other BLM memoranda, both contemporaneous with and subsequent to the 1980 wilderness designation, strongly suggest that wilderness designations do
not preclude the recognition of R.S. 2477 rights-of-way.
The 1980 Instruction Memorandum issued by the Utah
BLM Director, which preceded the Paria-Hackberry
wilderness designation, establishes that the BLM did
not believe wilderness designations rendered an area
“roadless” for R.S. 2477 purposes. The 1990 BLM Memorandum stated with even greater clarity that wilderness designations are “subject to the terms and conditions” of pre-existing rights-of-way. JT App. 2295.
Amici cast these BLM documents as an attempt to “un-
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ring the bell” that the 1980 Paria-Hackberry designation “chimed,” especially given their status as informal
agency pronouncements. See SUWA Br. 29; SUWA
Reply Br. 16 (citing Spirit Lake Tribe v. North Dakota,
262 F.3d 732, 741-42 (8th Cir. 2001); Kingman Reef Atoll
Invs., LLC v. United States, 541 F.3d 1189, 1200 (9th
Cir. 2008)). But unlike the cases amici cite, the BLM
memoranda are not meant to unring the bell, but to show
the bell never rang in the first place. If the BLM did
not believe wilderness designations conflicted with
rights-of-way within the land, it would be strange indeed
to declare that Kane County or Utah should have.
This court’s analysis in San Juan County provides
further support for our decision. There, San Juan
County and Utah brought several QTA claims against
the United States, who argued that the § 2409a limitations periods had run. As to the County’s claim, the
court rejected the United States’ contention that the
closures of two different segments of the same road
amounted to an adverse claim to the road at issue. San
Juan Cnty., 754 F.3d at 793-94. More pertinent here,
the court explained that as to Utah’s claim, the United
States failed to show that either the road closures or “a
variety of other park management activities,” including
“the National Park Service’s 1970 recommendation that
the upper canyon be designated as wilderness,” amounted
to notice of a claim adverse to Utah’s claimed right-ofway. Id. at 796. Because these management activities left the road “fully accessible to the public,” they did
not suffice to trigger the limitations period. 2 Id.
We read San Juan County to be in line with our precedent holding that a “range war” or physical actions to “enforce” a claim are unnecessary to trigger the QTA’s limitations clock. George, 672 F.3d
2
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Similarly here, the BLM took no action to deny
the public access to North Swag Road. See Kane I, 934
F. Supp. 2d at 1362. Nor have amici established that
any of the BLM’s management responsibilities pursuant
to the wilderness designation were inconsistent with
Kane County or Utah’s right-of-way on North Swag.
Amici cite three district court opinions for the proposition that the publication of a wilderness designation
suffices to trigger the QTA limitations periods. See
SUWA Br. 24 (citing S.W. Four Wheel Drive Assoc. v.
Bureau of Land Mgmt., 271 F. Supp. 2d 1308, 1312
(D.N.M. 2003), aff ’d on other grounds, 363 F.3d 1069,
1070 (10th Cir. 2004); Bd. of Comm’rs of Catron Cnty. v.
United States, 934 F. Supp. 2d 1298, 1306 (D.N.M. 2013);
Cnty. of Inoyo v. Dep’t of Interior, No. CV F 06-1502
AWI DLB, 2008 WL 4468747 (E.D. Cal. Sept. 29, 2008)).
These cases ignore the distinction—acknowledged by
the BLM itself—between “roads” for the purpose of the
Wilderness Act and “roads” under R.S. 2477. See Bd.
of Comm’rs of Catron Cnty., 934 F. Supp. 2d at 1304-07;
S.W. Four Wheel Drive, 271 F. Supp. 2d at 1310-12.
Moreover, these cases are unpersuasive in light of this
court’s decision in San Juan County.
Thus, we conclude the designation of the PariaHackberry WSA and publication of this designation in
the Federal Register were insufficient to trigger the
limitations period against Kane County under § 2409a(g)
at 946. The San Juan County court ultimately concluded that the
QTA was not triggered because Salt Creek Road remained open to
the public, but left room for the possibility that “management activities [that] were inconsistent with the claimed right-of-way” could
provide the necessary notice to start the limitations period. 754
F.3d at 794.
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and Utah under § 2409a(i). Because we find Utah was
not reasonably aware of an adverse claim by the United
States, we need not address whether the United States
“conducted substantial activities” or “made substantial
improvements” to the land under § 2409a(i).
b.
The 1991 Meeting of the Board of Commissioners
Next, amici contend the County received notice of the
United States’ adverse claim to North Swag in 1991,
when BLM officials met with County officials to inform
them of the necessary procedures for obtaining recognition of R.S. 2477 rights-of-way. SUWA Br. 26. This
meeting was brought about by the Secretary of the Interior’s December 7, 1988 statement that it was “necessary in the proper management of Federal land to be
able to recognize with some certainty the existence, or
lack thereof, of public highway grants obtained under
R.S. 2477.” Kane I, 934 F. Supp. 2d at 1361. Nothing
in the minutes of these meetings amounts to an adverse
claim by the United States. That some commission
members recognized a need to quiet title to R.S. 2477
rights-of-way does not establish that Kane County had
reasonable awareness of an adverse claim of the United
States. Thus, we affirm the district court’s decision
finding jurisdiction over North Swag Road under the
QTA.
B. PWR 107 and Lands Reserved for Public Uses
Under R.S. 2477
R.S. 2477 rights-of-way can only be established over
public lands “not reserved for public uses.” SUWA, 425
F.3d at 784 (emphasis added). The district court concluded that Public Water Reserve (PWR) 107, a 1926 executive order, operated to “reserve” from the operation
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of R.S. 2477 two parcels of land across which Swallow
Park Road runs. Kane II, 2013 WL 1180764, at *58-59.
We disagree.
At the start of the twentieth century, monopolization
of public water sources in the West had become a significant problem. See The Classification of the Public
Lands, U.S. Geological Survey Bull. 537, at 42-43 (1913).
“Water controlled the range,” and it became common
practice for a landowner to file land scrips upon all water
springs in a district, effectively allowing him to exclude
all competition. See James Muhn, Public Water Reserves: The Metamorphosis of a Public Land Policy,
21 J. Land Resources & Envtl. L. 67, 68, 81 (2001) (citation omitted). This practice led to regular struggles
for possession of watering holes and eventually garnered the attention of Congress and federal land agencies.
In 1910, Congress enacted the Pickett Act (or General Withdrawal Act) granting the President authority
to make withdrawals for “water-power sites, irrigation,
classification of lands, or other public purposes.” Act
of June 25, 1910, ch. 421, 36 Stat. 847 (emphasis added). 3
Pursuant to the “other public purposes” language of the
The Act additionally provided that withdrawn lands “shall at all
times be open to exploration, discovery, occupation, and purchase
under the mining laws of the United States, so far as the same apply
to metalliferous minerals.” 37 Stat. 947. Kane County argues
that because R.S. 2477 was enacted as Section 8 of the Mining Act of
1866, which (in other provisions) dealt with metalliferous minerals,
R.S. 2477 is a “mining law” that “appl[ies] to metalliferous minerals.”
Kane Br. 15-16. We reject this argument and conclude that the mere
coincidence of R.S. 2477’s location in a law that later came to be
known as the Mining Act of 1866 is insufficient to bring it within the
Pickett Act’s exception.
3
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Pickett Act, in 1912 President Taft signed what became
Public Water Reserve No. 1, a withdrawal order for
16,200 acres covering roughly 32 watering springs in
Western Utah. Similar withdrawals of federal land
containing water came in a somewhat piecemeal fashion.
Opponents of these withdrawals, such as Congressman
Frank Mondell of Wyoming, were concerned they might
interfere with settlement and acquisition of land in the
West. Department of the Interior Secretary Walter Fisher,
in defense of the policy, assured Congressman Mondell
that the withdrawals did “not mean that [the water
sources] are reserved from private uses; on the contrary, it means that those private uses are encouraged
and permitted.” Muhn, supra, at 85-86.
In the face of uncertainty regarding the legal authority for such withdrawals, Congress in 1916 passed the
Stock-Raising Homestead Act (SRHA), Section 10 of
which provides:
[L]ands containing water holes or other bodies of water needed or used by the public for watering purposes . . . may be reserved under the provisions
of the [Pickett Act] and such lands heretofore or
hereafter reserved shall, while so reserved, be kept
and held open to the public use for such purposes and
under such general rules and regulations as the Secretary of the Interior may prescribe. . . .
Act of Dec. 29, 1916, ch. 9, 39 Stat. 862, 865 (codified at
43 U.S.C. §§ 291 et seq.), repealed by FLPMA.
Pursuant to the SRHA and Pickett Act, in 1926 President Calvin Coolidge signed PWR 107, which provides:
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[I]t is hereby ordered that every smallest legal subdivision of the public-land surveys which is vacant unappropriated unreserved public land and contains a
spring or water hole, and all land within one quarter
of a mile of every spring or water hole located on unsurveyed public land be, and the same is hereby,
withdrawn from settlement, location, sale, or entry,
and reserved for public use in accordance with the
provisions of [the SRHA] and in aid of pending legislation.
Public Water Reserve No. 107 (Apr. 17, 1926). Unlike
prior withdrawals of water, PWR 107 was a “blanket”
withdrawal. Muhn, supra, at 110.
In sending the order to the President, the Secretary
of the Interior explained:
The control of water in the semiarid regions of the
west means control of the surrounding areas. . . .
Private parties have used various lieu selection and
scrip acts as a vehicle of acquiring small areas surrounding these springs and water holes, thus withdrawing them from the common use of the general
public . . . and for this reason . . . it is believed advisable to make a temporary general order
of withdrawal.
Letter from Hubert Work, U.S. Sec’y of the Interior, to
President Calvin Coolidge (Apr. 17, 1926).
In 1929, the Secretary of the Interior construed PWR
107 to include, inter alia, two parcels of land through
which Swallow Park Road crosses. It is undisputed
that the Secretary properly determined that PWR 107
applies to these parcels. Thus, the issue before this
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court is whether the two parcels were “reserved for public use”—thus preventing the operation of R.S. 2477—or
merely “withdrawn.”
The distinction between a reservation and a withdrawal for purposes of R.S. 2477 was set forth by this
court in Southern Utah Wilderness Alliance (SUWA) v.
Bureau of Land Management, 425 F.3d 735, 784-86 (10th
Cir. 2005). The court in SUWA addressed whether the
Coal Withdrawal of 1910, which stated that certain federal lands were “withdrawn from settlement, location,
sale or entry, and reserved for classification and appraisement with respect to coal values,” operated to “reserve” those lands for public use under R.S. 2477. Id.
at 784 (emphasis added). The court explained that a
withdrawal merely “ma[de] land unavailable for certain
kinds of private appropriation,” whereas a reservation
“not only withdraws the land from the operation of the
public lands laws, but also dedicates the land to a particular public use. Id. (emphasis added). Further, “just
because a withdrawal uses the term ‘reserved’ does not
mean that it reserves land ‘for public uses.’ ” Id. at 785.
The court found that despite the coal withdrawal’s
language, it did not reserve the land at issue “for public
use.” The historical context of the coal withdrawal established that it “narrowly, and temporarily, removed
potential coal lands from certain kinds of private appropriation.” Id. at 785. The land was withdrawn to
allow the United States to “reexamine and reclassify
lands which it thought might have exceptional value”—
insufficient, in the court’s view, to amount to a reservation. Id. (citation omitted). Further, common sense
dictated that the withdrawal, which permitted widespread
settlement under public law, “was not meant to cut off
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the right to establish access to those claims.” Id. at
786. “[I]t would make little sense for Congress to open
public lands to private claims but forbid settlers to construct highways to access those claims.” Id.
Whether PWR 107 “reserves” land for “public use”
presents a closer question than the coal withdrawal at
issue in SUWA. PWR 107 goes beyond the mere temporary appropriation SUWA found the Coal Withdrawal
to be. Further, PWR 107 withdrew land to “be kept
and held open to the public” for “watering purposes” under the SRHA—certainly more of a “public use” than
withdrawing lands for reclassification and appraisal.
However, SUWA explained that a reservation must set
aside land for a specific public purpose—such as a park,
military post, or Native American land—and PWR 107
simply set aside land for the general purpose of preserving water access to the public. See id. at 784 (citing
63C Am. Jur. 2d Public Lands § 31 (2005)).
Determinative here is the fact that if PWR 107 did in
fact operate to “reserve” land from the operation of R.S.
2477, its effect was the precise opposite of its purpose.
PWR 107 sought to prevent private appropriation and
monopolization of water sources in order to guarantee
public access to these water sources. If PWR 107 “reserved” land from R.S. 2477, the sole means for the public to construct roads to access these water sources would
be eliminated. See id. at 786 (“R.S. 2477 was essentially the only authority by which highways could be established across public lands by state and local governments.” (quoting BLM in previous litigation)). As in
SUWA, it would be nonsensical for Congress and the
President to preserve the public’s access to watering
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springs “but forbid settlers to construct highways to access” these springs. Id. at 786. That Congress or the
President intended to set aside this land for public watering purposes yet silently deny the public the right-ofway to access it is highly improbable.
The United States suggests that R.S. 2477 rights-ofway are not the only ways for the public to access watering holes reserved under PWR 107 and suggests three
alternatives. First, it contends that the 1925 Department of Interior regulation Circular No. 1028 “fully protected public access to water sources.” Aplee. Br. 56.
But Circular No. 1028 merely allowed citizens to apply
for a permit to “improve the productivity of any water
hole or source of water supply” within a reserve or “conduct such waters from their source within a reserve to a
point or place more convenient for public use”; the regulation does not provide for general public access to use
the sources. See Supp. App. 103. Next, the United
States points to federal regulations setting forth procedures for obtaining a right-of-way across reserved lands.
Aplee. Br. 57 (citing 43 C.F.R. § 244.47 (1943)). But
these regulations did not come about until 1943, seventeen years after PWR 107. Finally, the United States
argues that, as the district court observed, Plaintiffs
could simply request a right-of-way pursuant to the
FLPMA Title V permit process. Aplee Br. 58 n.27.
Perhaps so, but this argument suffers the same flaw as
the prior one: the Title V permit process did not become available until the passage of the FLPMA in 1976.
See Pub. L. No. 94-579, Title V, § 501, 90 Stat. 2776 (Oct.
21, 1976) (codified at 43 U.S.C. § 1761). The logical
consequence of this argument is that PWR 107, an executive order aimed at ensuring public access to water,
90a
had precisely the opposite effect until the passage of the
FLPMA in 1976. This argument is untenable.
In SUWA, the court found that common sense dictated that a coal withdrawal that permitted widespread
settlement under homestead laws “was not meant to cut
off the right to establish access to those claims.” 425
F.3d at 786. The same rationale applies here. R.S.
2477 was “essentially the only authority” by which the
public could establish roads across federal lands. Id.
If PWR 107 cut off that authority, no roads could be developed to access the very water PWR 107 aimed to preserve for public use.
For the foregoing reasons, we conclude PWR 107 was
not a “reservation” for the purposes of R.S. 2477 and
thus reverse the district court’s determination that
Plaintiffs could not establish a right-of-way on the segment of Swallow Park Road crossing these parcels. On
the remainder of Swallow Park Road, the district court
found Plaintiffs presented sufficient evidence to establish an R.S. 2477 right-of-way. Kane II, 2013 WL
1180764, at *52. Because the district court found that
“no evidence was presented that the public has been denied access to [the] portions of the road crossing . . .
the PWR 107 parcels” and that “the public was able to
travel the full length of [Swallow Park Road] as often as
it found it convenient or necessary,” Kane County and
Utah have also established an R.S. 2477 right-of-way
over the portion of Swallow Park Road that crosses the
PWR 107 parcels as well. Id.
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C. Standard of Proof
The district court required Plaintiffs to prove their
R.S. 2477 rights-of-way by clear and convincing evidence and found that Plaintiffs had not met this burden
as to three of the Cave Lakes roads, K1075, K1087 and
K1088. Kane II, 2013 WL 1180764, at *43-45, *55.
Kane County and Utah appeal as to K1075 and contend
that “preponderance of the evidence” is the appropriate
standard of proof for establishing R.S. 2477 rights-ofway. Because we concluded above that the district
court erred in exercising jurisdiction over Cave Lakes
Road K1075, we do not reach the issue of the appropriate standard of proof.
D. Scope of the Rights-of-Way: North Swag, Swallow
Park, and Skutumpah Roads
Swallow Park Road is a narrow, five-mile stretch of
dirt road in Western Kane County. A four-mile stretch
of the road has a 10-12 foot travel surface with vehicles
unable to pass. Similarly, North Swag Road is a narrow dirt road approximately five miles long with a travel
surface of ten feet. Skutumpah Road is a major twolane thoroughfare with a travel surface of 24-28 feet.
The district court found Plaintiffs had established
R.S. 2477 rights-of-way on North Swag, Swallow Park,
and Skutumpah roads. Kane II, 2013 WL 1180764, at
*51-53, *60-62. It determined Plaintiffs held 24-foot
rights-of-way on Swallow Park and North Swag Road
and a 66-foot right-of-way on Skutumpah Road. The
United States contends that the district court committed two errors. First, the United States argues the
court failed to base the North Swag and Swallow Park
right-of-way widths on uses that were established as of
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1976, when R.S. 2477 was repealed. 4 Aplee. Br. 38-44.
Second, it contends the district court improperly allowed room for unspecified future improvements to
North Swag, Swallow Park and Skutumpah roads. Id.
at 45-50. We agree with the United States on both
points and remand to the district court.
1.
“Reasonable and Necessary” in Light of Pre-1976
Uses
The FLPMA repealed R.S. 2477 in 1976 but preserved existing rights-of-way. See 43 U.S.C. § 1769(a).
Thus, R.S. 2477 rights-of-way were preserved “as they
existed on the date of passage” of the FLPMA, October
21, 1976. Hodel, 848 F.2d at 1083; see also SUWA, 425
F.3d at 746 (“[T]he scope of an R.S. 2477 right of way is
limited by the established usage of the route as of the
date of the repeal of the statute.”).
The width of the road, however, is not limited to the
actual beaten path as of October 21, 1976. Hodel,
848 F.2d at 1083; SUWA, 425 F.3d at 746. Courts look
to state law to determine the appropriate width, Hodel,
848 F.2d at 1083, and under Utah law, the width of a
public road is that which is “reasonable and necessary
under all the facts and circumstances.” Memmott v.
Anderson, 642 P.2d 750, 754 (Utah 1982). Thus, the
road can be “widened to meet the exigencies of increased travel,” including where necessary to ensure
safety. Hodel, 848 F.2d at 1083-84 (citation omitted).
However, the “ ‘reasonable and necessary’ standard must
be read in the light of traditional uses to which the
The United States does not challenge the district court’s width
determination as to the wider portion of Swallow Park Road that is
below its intersection with Skutumpah. Aplee. Br. 36 n.17.
4
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right-of-way was put.” Id. at 1083 (emphasis added).
Thus, the proper inquiry is what width is reasonable and
necessary in light of the pre-1976 uses of the road. Id.
at 1084 (holding that improvement of the Burr Trail was
“reasonable and necessary to ensure safe travel” in light
of the pre-1976 uses of livestock transportation, oil, water and mineral development and tourism).
The district court made only a passing reference to
Hodel and SUWA’s mandate that the reasonable and
necessary standard be viewed in light of pre-1976 uses
and did not appear to apply this standard to Swallow
Park and North Swag roads. Kane II, 2013 WL 1180764,
at *63-65. It made substantial factual findings regarding pre-1976 uses of Swallow Park and North Swag and
considered these findings in evaluating whether R.S.
2477 rights-of-way existed at all. See id. at *51-52
(Swallow Park), *52-53 (North Swag). However, it did
not consider these findings in evaluating their scope.
Id. at *65. Instead, the court relied chiefly on travel
guidelines published by the American Association of
State Highway and Transportation Officials (AASHTO)
suggesting road widths for roads providing access to
recreational or agricultural areas. These Guidelines
may be relevant to the determination of what width is
reasonable and necessary in light of the pre-1976 uses of
Swallow Park and North Swag roads. However, because the district court did not discuss these pre-1976
uses, we must remand.
The FLPMA “had the effect of ‘freezing’ R.S. 2477
rights as they were in 1976.” SUWA, 425 F.3d at 741.
It brought about a “statutory sea change” that “instituted a preference for retention of the lands in federal
ownership, with an increased emphasis on conservation
94a
and preservation.” Id. These policies inform our determination of the scope of R.S. 2477 rights-of-way and
call for caution in allowing improvements or expansions
beyond the width of R.S. 2477 roads in 1976. As this
court has consistently held, rights-of-way may be expanded beyond their 1976 widths only where reasonable
and necessary in light of pre-1976 uses.
2.
Unspecified Future Improvements
The district court determined that a 60-foot right-ofway was appropriate for Skutumpah Road and explained that this width would allow “room to address any
future realignments or other improvements needed to
increase safety.” Kane II, 2013 WL 1180764, at *64.
As to Swallow Park and North Swag roads, the court determined 24-foot rights-of-way were appropriate, explaining that this width “allow[ed] for maintenance and
improvements.” Id. at *65. The United States contends that the district court erred in allowing room for
unspecified future improvements. We agree.
Hodel explained that “the initial determination of
whether activity falls within an established right-of-way
is to be made by the BLM and not the court.” 848 F.2d
at 1084 (citation omitted). SUWA clarified this statement by drawing a sharp distinction between “routine
maintenance” and “improvements” to R.S. 247
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