Petition for Writ of Certiorari — Kevin Herriott, Petitioner v. Associate Warden Ford, et al.
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FILED: December 22, 2020
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 20-6799
(6:19-cv-00751-DCN)
KEVIN HERRIOTT
Plaintiff - Appellant
v.
FORD, Associate Warden, in individual and official capacity; MAJOR SMITH;
DAVIS, Captain, in individual and official capacity; DANLEY, Lieutenant, in
individual and official capacity; MCCABE, Acting Warden, in individual and
official capacity; CANNING, Associate Warden, in individual and official
capacity; BRAGG, Food Service Director, in individual and official capacity
Defendants - Appellees
ORDER
. The court denies the petition for rehearing and rehearing en banc. No judge
requested a poll under Fed. R. App. P. 35 on the petition for rehearing en banc.
Entered at the direction of the panel: Judge Wilkinson, Judge King, and
Judge Quattlebaum.
For the Court
/s/ Patricia S. Connor, Clerk
P<t°
UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 20-6799
KEVIN HERRIOTT,
Plaintiff - Appellant,
v.
FORD, Associate Warden, in individual and official capacity; MAJOR SMITH;
DAVIS, Captain, in individual and official capacity; DANLEY, Lieutenant, in
individual and official capacity; MCCABE, Acting Warden, in individual and
official capacity; CANNING, Associate Warden, in individual and official capacity;
BRAGG, Food Service Director, in individual and official capacity,
Defendants - Appellees.
Appeal from the United States District Court for the District of South Carolina, at
Greenville. David C. Norton, District Judge. (6:19-cv-00751-DCN)
Submitted: November 19, 2020
Decided: November 23, 2020
Before WILKINSON, KING, and QUATTLEBAUM, Circuit Judges.
Affirmed by unpublished per curiam opinion.
Kevin Herriott, Appellant Pro Se.
Unpublished opinions are not binding precedent in this circuit.
p.3l
PER CURIAM:
Kevin Herriott appeals the district court’s order accepting the recommendation of
the magistrate judge and granting summary judgment to Defendants on Herriott’s 42
U.S.C. § 1983 complaint. We have reviewed the record and find/no reversible error^y
Accordingly, we affirm for the reasons stated by the district court. Herriott v. Ford, No.
6:19-cv-00751-DCN (D.S.C. May 19,2020). We dispense with oral argument because the
facts and legal contentions are adequately presented in the materials before this court and
argument would not aid the decisional process.
AFFIRMED
2
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6:19-cv-00751-DCN
Date Filed 05/19/20
Entry Number 175
Page 1 of 1
AO 450 (SCO 04/2010) Judgment in a Civil Action
United States District Court
for the
District of South Carolina
Kevin Heriott
Plaintiff
v.
NFN Ford; Harrison Smith; NFN Davis; NFN
Danley; NFN Blackwell; NFN Gaskins; NFN
Baskins; NFN Campbell; NFN Jones; NFN
Amerison; NFN Robbins; NFN McCabe; NFN
Crowe; Mr Canning; NFN Bragg
Civil Action No.
)
)
)
)
)
6:19-cv-751-DCN
Defendant
SUMMARY JUDGMENT IN A CIVIL ACTION
The court has ordered that (check one):
□ the plaintiff (name)
recover from the defendant (name)
which includes prejudgment interest at the rate of
the amount of
%, plus postjudgment interest at the rate of
dollars ($_),
%, along with
costs.
□ the plaintiff recover nothing, the action be dismissed on the merits, and the defendant (name)__________________
recover costs from the plaintiff (name)________________ .
XX other: Defendants’ NFN Bragg, Mr Canning, NFN Danley, NFN Davis, NFN Ford, NFN McCabe motion
for summary judgment is granted. Major Smith previously terminated on 2/14/2020; NFN Robbins previously
terminated on 5/1/2020; NFN Blackwell, NFN Brad, NFN Campbell; NFN Canty, NFN Crowe, NFN Gaskins,
NFN Baskins, NFN Jones, NFN Amerison, NFN Baskins previously terminated on 7/10/2019.
This action was (check one):
□ tried by a jury, the Honorable
□ tried by the Honorable
presiding, and the jury has rendered a verdict.
presiding, without a jury and the above decision was reached.
XX decided by the Honorable David C. Norton.
Date: May 19,2020
CLERK OF COURT
s/Kathy Rich, Deputy Clerk
Signature of Clerk or Deputy Clerk
6:19-cv-00751-DCN
Date Filed 05/19/20
Entry Number 174
Page 1 of 2
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF SOUTH CAROLINA
Kevin Herriott,
)
Plaintiff,
vs.
)
)
)
)
)
C/A No.: 6:19-cv-0751 DCN
ORDER
Associate Warden Ford; Associate Warden )
Canning; Captain Davis; Lieutenant
)
Danley; Food Service Director Bragg; and )
Acting Warden McCabe
)
Defendants.
)
)
The above referenced case is before this court upon the magistrate judge's recommenda
tion that defendants’ motion for summary judgment be granted.
This court is charged with conducting a de novo review of any portion of the magistrate
judge's report to which a specific objection is registered, and may accept, reject, or modify, in
whole or in part, the recommendations contained in that report. 28 U.S.C. § 636(b)(1).
However, absent prompt objection by a dissatisfied party, it appears that Congress did not intend
for the district court to review the factual and legal conclusions ofthe magistrate judge. Thomas
v Am, 474 U.S. 140 (1985). Additionally, any party who fails to file timely, written objections
to the magistrate judge's report pursuant to 28 U.S.C. § 636(b)(1) waives the right to raise those
objections at the appellate court level. United States v. Schronce. 727 F.2d 91 (4th Cir. 1984),
,cert. denied. 467 U.S. 1208 (1984 ).'
Objections to the Magistrate Judge’s Report and
Recommendation were timely filed on May 11,2020 by plaintiff.
'In Wright v. Collins. 766 F.2d 841 (4th Cir. 1985), the court held "that a pro se litigant
must receive fair notification of the consequences of failure to object to a magistrate judge's
report before such a procedural default will result in waiver of the right to appeal. The
notice must be ’sufficiently understandable to one in appellant's circumstances fairly to
appraise him of what is required."’ Id. at 846. Plaintiff was advised in a clear manner that
his objections had to be filed within ten (10) days, and he received notice of the conse
quences at the appellate level of his failure to object to the magistrate judge's report.
6:19-cv-00751-DCN
Date Filed 05/19/20
Entry Number 174
Page 2 of 2
A de novo review of the record indicates that the magistrate judge’s report accurately
summarizes this case and the applicable law. Accordingly, the magistrate judge’s Amended
Report and Recommendation is AFFIRMED, and defendants’ motion for summary judgment
is GRANTED.
AND IT IS SO ORDERED.
David C. Norton
United States District Judge
May 19, 2020
Charleston, South Carolina
NOTICE OF RIGHT TO APPEAL
The parties are hereby notified that any right to appeal this Order is governed by Rules
3 and 4 of the Federal Rules of Appellate Procedure
6:19-cv-00751-DCN
Date Filed 05/01/20
Entry Number 170
Page 1 of 10
IN THE DISTRICT COURT OF THE UNITED STATES
FOR THE DISTRICT OF SOUTH CAROLINA
GREENVILLE DIVISION
Kevin Herriott,
)
)
Plaintiff,
)
)
)
vs.
Associate Warden Ford, Associate
Warden Canning, Captain Davis,
Lieutenant Danley, Food Service
Director Bragg, and Acting Warden
McCabe,
Defendants.
Civil Action No. 6:19-751-DCN-KFM
AMENDED ORDER AND
REPORT OF MAGISTRATE JUDGE1
)
)
)
)
)
)
)
)
This matter is before the court on the defendants’ motion for summary
judgment (doc. 141), and the plaintiff’s motion to strike the defendants’ motion for summary
judgment (doc. 147). The plaintiff, a state prisoner proceeding pro se, brought this action
alleging violations of his constitutional rights pursuant to 42 U.S.C. § 1983. Pursuant to the
provisions of 28 U.S.C. § 636(b)(1)(B) and Local Civil Rule 73.02(B)(2)(d)(D.S.C.), this
magistrate judge is authorized to review all pretrial matters in cases filed under Section
1983.
BACKGROUND
The plaintiff is an inmate at the South Carolina Department of Corrections
(“SCDC”), and he has been housed at different prisons within SCDC, including Kershaw
Correctional Institution ("Kershaw”). On March 4,2019, he filed a complaint against various
officers and employees at three SCDC prisons (see C.A. No. 6:19-cv-626, doc. 1). By
order dated March 12,2019, the initial case was severed into three separate actions, each
pertaining to the clams related to a particular prison, including this case involving claims
This amended Order and Report and Recommendation corrects the date the
plaintiffs initial complaint was filed noted on page three.
6:19-cv-00751-DCN
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Page 2 of 10
arising at Kershaw (doc. 1). After an unsuccessful interlocutory appeal (docs. 31,65), the
plaintiff filed an amended complaint on July 10, 2019 (doc. 57).
By orders dated
September 16,2019, and February 14,2020, the Honorable David C. Norton, United States
District Judge, dismissed some of the named defendants and some of the plaintiffs claims
(docs. 79, 148). Accordingly, the remaining claims concern the plaintiffs conditions of
confinement against the following officers and employees at Kershaw: Acting Warden
Wayne McCabe, Associate Wardens Kevin Ford and Joseph Canning, Captain Benjamin
Davis, Lieutenant Derek Danley, and Food Service Director Mikel Bragg. The plaintiff
alleges in his amended complaint that since November 13, 2018, through and continuing
through the present date,2 the defendants violated his Eighth and Fourteenth Amendments
rights by subjecting him to unconstitutional conditions of confinement while in Kershaw’s
Restricted Housing Unit (“RHU”), including the lack of indoor and outdoor recreation and
exercise, an unhealthy and unsanitary cell without adequate lighting and cleaning
materials, a lack of haircuts, and cold, inadequate food (doc. 57, pp. 8-12). He further
alleges during this same period, the defendants “responded” to his numerous request to
staff member and grievance forms concerning these issues, denying his requests that these
conditions be corrected {id., pp. 9-11). He alleges that as a result of these conditions and
the defendants’ indifference and inaction to them, he suffered physical injuries and pain,
and he seeks actual and punitive damages {id. p. 13).
On October 16, 2019, the defendants filed an answer denying that they
violated the plaintiff’s rights and raising the affirmative defense of the plaintiff’s failure to
exhaust his administrative remedies (doc. 101). The plaintiff filed a reply on October 28,
2019, in which he cites cases on the issue of exhaustion, including the proposition that an
inmate must exhaust available remedies, but need not exhaust unavailable ones (doc. 107).
On January 28,2020, the defendants filed their motion for summary judgment
(doc. 141). By order filed January 29, 2020, pursuant to Roseboro v. Garrison, 528 F.2d
2The amended complaint is dated July 4, 2019 (doc. 57).
2
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Page 3 of 10
309 (4th Cir. 1975), the plaintiff was advised of the summary judgment procedure and the
possible consequences if he failed to respond adequately to the motion (doc. 142). The
plaintiff filed a motion to strike on February 10, 2020 (doc. 147), to which the defendants
filed a response in opposition on February 24, 2020 (doc. 155). The plaintiff filed his
response in opposition to the motion for summary judgment on March 4, 2020 (doc. 161),
to which the defendants filed a reply on March 11,2020 (doc. 163). The plaintiff filed a surreply on March 20, 2020 (doc. 164).
In support of their motion for summary judgment, the defendants argue that
the plaintiff failed to exhaust his administrative remedies. They point out that the plaintiff
arrived at Kershaw on November 13, 2018, and filed his initial complaint here on March 3,
2019, yet he failed to file administrative grievances in the interim for his claims of
inadequate lighting, the lack of outdoor recreation and exercise, and the lack of haircuts
and cleaning issues (doc. 141-2, Anderson aff.
12,15,16). They also present evidence
that while the plaintiff did file an unsuccessful grievance about cold and inadequate food
on February 7, 2019, he failed to appeal it prior to filing his initial complaint here (id. If 13;
doc. 141-2, p. 26). Accordingly, they argue that the plaintiff failed to properly exhaust any
of his administrative remedies prior to filing this case.
The plaintiff filed a response in opposition to summary judgment arguing that
during this period the defendants, along with “gang-affiliated inmates,” interfered with his
legal mail - and apparently his grievances - in an attempt to “find his testimony” about a
riot (doc. 161-1, p. 5).
He also argues that the staff would purposely not give him
administrative grievance forms, so he wrote his own grievances on plain paper and made
copies for his file “because prison officials would not respond when the plaintiff was writing
the Wardens and Captain concerning RHU practices all to no avail” (id., pp. 7-9). With his
response in opposition, the plaintiff provides numerous exhibits dated outside the relevant
period of his arrival at Kershaw thorough the date he filed his initial complaint here
(November 13, 2018 - March 3, 2019). Of those exhibits dated within this relevant period,
many concern his allegations of mail interference related to his state case, which is not a
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pleaded claim here (docs. 161-4, pp. 3-59). Regarding his claims here, the plaintiff
provides only a step 1 grievance dated December 26, 2018, concerning food service and
showers (doc. 161-5, p. 4); a handwritten “Statement of Grievance" dated February 1,2019,
on the lack of a haircut and cleaning supplies (doc. 161-7, p. 2); an inmate request form
dated February 4, 2019, requesting a haircut {id., p. 3); and “duplicate” request to staff
member forms dated February 4 and 8, 2019, concerning showers, unsanitary conditions,
and the lack of cleaning supplies {id., pp. 17-18).
The defendants filed a reply in support of their motion for summary judgment,
arguing that the plaintiffs own exhibits show that he did not exhaust his administrative
remedies (doc. 163). The plaintiff then filed a sur-reply, stating again that SCDC’s
administrative remedies were unavailable, because he was not given grievance forms and
that, in any event, they would not have been processed or returned given his “knowledge
of mail interference” (doc. 164, p. 2).
APPLICABLE LAW AND ANALYSIS
Plaintiff’s Motion to Strike
The plaintiff, citing Federal Rule of Civil Procedure 12, has moved to strike
the defendants’ motion for summary judgment on the basis that it is “improper,
inappropriate, redundant, and immaterial” (doc. 147).
However, Rule 12 pertains to
pleadings rather than motions, and it is thus inapplicable here.
In any event, the
undersigned has reviewed the motion for summary judgment and finds it to be in
compliance with Rule 56. Moreover, the plaintiff has filed a thorough response with
exhibits. Accordingly, the plaintiffs motion to strike (doc. 147) is denied.
Summary Judgment Standard
Federal Rule of Civil Procedure 56 states, as to a party who has moved for
summary judgment: “The court shall grant summary judgment if the movant shows that
there is no genuine dispute as to any material fact and the movant is entitled to judgment
as a matter of law.” Fed. R. Civ. P. 56(a). As to the first of these determinations, a fact is
deemed “material” if proof of its existence or nonexistence would affect the disposition of
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the case under the applicable law. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248
(1986). An issue of material fact is “genuine” if the evidence offered is such that a
reasonable jury might return a verdict for the non-movant. Id. at 257.
In determining
whether a genuine issue has been raised, the court must construe all inferences and
ambiguities against the movant and in favor of the non-moving party. United States v.
Diebold, Inc., 369 U.S. 654, 655 (1962).
The party seeking summary judgment shoulders the initial burden of
demonstrating to the district court that there is no genuine issue of material fact. Celotex
Corp. v, Catrett, 477 U.S. 317, 325 (1986). Once the movant has made this threshold
demonstration, the non-moving party, to survive the motion for summary judgment, may not
rest on the allegations averred in his pleadings; rather, he must demonstrate that specific,
material facts exist that give rise to a genuine issue. Id. at 324. Under this standard, the
existence of a mere scintilla of evidence in support of the plaintiff’s position is insufficient
to withstand the summary judgment motion. Anderson, 477 U.S. at 252.
Likewise,
conclusory allegations or denials, without more, are insufficient to preclude the granting of
the summary judgment motion. Id. at 248. “Only disputes over facts that might affect the
outcome of the suit under the governing law will properly preclude the entry of summary
judgment. Factual disputes that are irrelevant or unnecessary will not be counted.” Id.
Exhaustion
The Prison Litigation Reform Act (“PLRA”), Pub. L. No. 104-134, 110 Stat.
1321 (codified as amended at 42 U.S.C. § 1997e(a) (1996)), mandates, among other
things, that prisoners exhaust their administrative remedies prior to filing civil actions
concerning prison conditions under Section 1983 or any other federal law. See Jones v.
Bock, 549 U.S. 199, 211 (2007) ("There is no question that exhaustion is mandatory under
the PLRA and that unexhausted claims cannot be brought in court”). “[T]he PLRA's
exhaustion requirement is mandatory,” Anderson v. XYZ Corn Health Servs., /nc.,407 F.3d
674, 677 (4th Cir. 2005), and “applies to all inmate suits about prison life, whether they
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involve general circumstances or particular episodes, and whether they allege excessive
force or some other wrong.” Porter v. Nussle, 534 U.S. 516, 532 (2002)
The PLRA requires “proper exhaustion” of available administrative remedies
prior to filing suit. Woodford v. Ngo, 548 U.S. 81, 93-94 (2006). As the Supreme Court
noted, “[aggrieved parties may prefer not to exhaust administrative remedies for a variety
of reasons,” whether it be concerns about efficiency or “bad faith.” Id. at 89-90. This is
especially true in a prison context. Id. at 90 n.1.
Nevertheless, “[pjroper exhaustion
demands compliance with an agency's deadlines and other critical procedural rules
because no adjudicative system can function effectively without imposing some orderly
structure on the course of its proceedings." Id. at 90-91.
“[A]n administrative remedy is not considered to have been available if a
prisoner, through no fault of his own, was prevented from availing himself of it.” Moore v.
Bennette, 517 F.3d 717, 725 (4th Cir. 2008). Thus, an administrative remedy is considered
unavailable when: (1) “it operates as a simple dead end—with officers unable or
consistently unwilling to provide any relief to aggrieved inmates”; (2) it is “so opaque that
it becomes, practically speaking, incapable of use”; or (3) “prison administrators thwart
inmates from taking
advantage of a grievance process through
machination,
misrepresentation, or intimidation.” Ross v. Blake, 136 S. Ct. 1850, 1859-60 (2016).
SCDC’s administrative remedies process for prisoners is outlined in SCDC
Policy GA-01.12. This court may take judicial notice of this policy. Al-Haqq v. Bryant, No.
2:14-cv-0008-TMC-MGB, 2016 WL 769121, at *2 (D.S.C. Feb. 8, 2016) (citing Malik v.
Ward, No. 9:08-cv-01886, 2010 WL 936777, at *2 n.4 (D.S.C. Mar. 16, 2010)). The policy
provides in relevant part:
13.2 Inmates must make an effort to informally resolve a
grievance by submitting a Request to Staff Member Form to the
appropriate supervisor/staff within eight (8) working days of the
incident. However, in certain cases, informal resolution may not
be appropriate or possible.... If informal resolution is not
possible, the grievant will complete Form 10-5, Step 1, which
is located in common areas, i.e., living areas, libraries, etc. and
will place the form in a designated grievance drop box within
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five (5) working days of the alleged incident.... All information
must be placed on SCDC Form 10-5, " Inmate Grievance
Form." An inmate will submit a grievance within the time frames
established in the policy....
The grievance form must contain information about how, with
whom, and when attempts were made to resolve the problem
informally within eight (8) working days of the appropriate
supervisor's signature date on the SCDC Form 19-11," Inmate
Request To Staff Member" (RTSM). . . .
13.3 All grievances will be picked up on a daily basis, during
normal working hours, by an employee designated by the
Warden (not the IGC). All grievances will be numbered and
entered into the automated system (regardless of whether the
issue is grievable or non-grievable) within three (3) working
days by an employee designated by the Warden (not the IGC).
The employee designated by the Warden will give the
grievances to the IGC after the grievance has been entered
into the automated system. Upon receipt of a grievance, the
IGC will, within three (3) working days, complete the additional
text for the grievance into the CRT screen and enter the
grievance information in the grievance log book. The time
frame for responding to the grievance will begin once the text
for the grievance has been entered into the OMS system....
13.5 The Warden will respond to the grievant in writing (in the
space provided on SCDC Form 10-5, Step 1) indicating in
detail the rationale for the decision rendered and any
recommended remedies. The grievant will also be informed of
his/her rights to appeal to the next level. The Warden will
respond to the grievant no later than 45 days from the date the
grievance was formally entered into the OMS system by the
IGC....
13.7 Appeal Process: The grievant may appeal by completing
the SCDC Form 10-5a, Step 2 to the IGC within five (5)
calendar days of the receipt of he response by the grievant. .
. . The Inmate Grievance Branch will confirm receipt to the
appeal, conduct any further investigation necessary, prepare
a report, and present all available information to the
responsible official. The responsible official will render the final
decision on the grievance within 90 days from the date that the
IGC received the appeal of the Warden’s decision.. ..
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SCDC Policy/Procedure, Inmate Grievance System, GA-01.12 §§ 13.2, 13.3, 13.5, 13.7
(May 12, 2014) available at http://www.doc.sc.gov/policy/policy.html.
The plaintiff clearly has not exhausted his administrative remedies.
His
claims forinadequate lighting, lack of recreation or exercise, cold and inadequate food, and
lack of haircuts and cleaning supplies at Kershaw can only arise while he was in custody
there, beginning on November 13, 2018, and continue through the date he filed his initial
complaint here, March 3, 2019. The defendants’ records show that he filed only one
grievance about cold and inadequate food during this period on February 7, 2019, which
was returned to him unprocessed as incomplete, and he failed to appeal it prior to filing his
initial complaint (doc. 141-2, Anderson aff. U 13; doc. 141-2, p. 26). Their records also
show that he failed to file relevant grievances on any of his remaining claims during this
period. The plaintiff provides his own evidence, showing that he filed a step 1 grievance
dated December 26, 2018, concerning food service and showers (doc. 161-5, p. 4), a
handwritten “Statement of Grievance" dated February 1,2019, on the lack of a haircut and
cleaning supplies (doc. 161-7, p. 2), an inmate request form dated February 4, 2019,
requesting a haircut (id., p. 3), and “duplicate” request to staff member forms dated
February 4 and 8, 2019, concerning showers, unsanitary conditions, and the lack of
cleaning supplies (id., pp. 17-18). However, he has not demonstrated that he pursued and
appealed these grievances. As such, the evidence from both parties shows that the plaintiff
did not exhaust his administrative remedies.
The plaintiff argues that his failure to exhaust should be excused since
SCDC’s administrative remedies were unavailable to him, because the staff would not
provide him with grievance forms, and they interfered with his outgoing mail. However, the
plaintiffs own exhibits in response to the motion for summary judgment belie these
contentions.
During the same period at issue, the plaintiff plainly had access to the
necessary forms, as he submitted multiple request to staff member and step 1 grievance
forms regarding his complaint of interference with his legal mail (docs. 161-4, pp. 3-51).
Also contained within these exhibits are copies of his correspondence to and from the state
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court, showing that he did in fact receive his mail. In any event, the plaintiff has failed to
show that SCDC’s administrative grievance procedure was unavailable to him. Because
he failed to exhaust his administrative remedies before filing suit here, the defendants are
entitled to summary judgment.
CONCLUSION AND RECOMMENDATION
Now, therefore, based upon the foregoing,
IT IS HEREBY ORDERED that the plaintiffs motion to strike the motion for
summary judgment (doc. 147) is denied; and
IT IS HEREBY RECOMMENDED that the defendants’ motion for summary
judgment (doc. 141) be granted.
s/ Kevin F. McDonald
United States Magistrate Judge
May 1,2020
Greenville, South Carolina
The attention of the parties is directed to the important notice on the foiiowing page.
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Notice of Right to File Objections to Report and Recommendation
The parties are advised that they may file specific written objections to this
Report and Recommendation with the District Judge. Objections must specifically identify
the portions of the Report and Recommendation to which objections are made and the
basis for such objections. “[I]n the absence of a timely filed objection, a district court need
" itself that there is no clear error
not conduct a de novo review, but instead must ‘only satisfy
on the face of the record in order to accept
& the recommendsation.’” Diamond v. Colonial Life
2005) (quoting Fed. R. Civ. P. 72 advisory
& Acc. ins. Co., 416 F.3d 310 (4th
committee’s note).
Specific written objections must be filed within fourteen (14) days of the date
of service of this Report and Recommendation. 28 U.S.C. § 636(b)(1); Fed. R. Civ. P.
72(b); see Fed. R. Civ. P. 6(a), (d). Filing by mail pursuant to Federal Rule of Civil
Procedure 5 may be accomplished by mailing objections to:
Robin L. Blume, Clerk
United States District Court
300 East Washington Street, Room 239
Greenville, South Carolina 29601
Failure to timely file specific written objections to this Report and
Recommendation will result in waiver of the right to appeal from a judgment of the
District Court based upon such Recommendation. 28 U.S.C. § 636(b)(1); Thomas v.
Arn, 474 U.S. 140 (1985); Wright v. Collins, 766 F.2d 841 (4th Cir. 1985); United States v.
Schronce, 727 F.2d 91 (4th Cir. 1984).
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IN THE DISTRICT COURT OF THE UNITED STATES
FOR THE DISTRICT OF SOUTH CAROLINA
GREENVILLE DIVISION
Kevin Herriott,
)
)
Plaintiff,
vs.
Associate Warden Ford, Associate
Warden Canning, Captain Davis,
Lieutenant Danley, Food Service
Director Bragg, and Acting Warden
McCabe,
Defendants.
)
)
)
)
)
)
)
)
)
)
)
Civil Action No. 6:19-751-DCN-KFM
ORDER AND
REPORT OF MAGISTRATE JUDGE
This matter is before the court on the defendants’ motion for summary
judgment (doc. 141), and the plaintiffs motion to strike the defendants’ motion for summary
judgment (doc. 147). The plaintiff, a state prisoner proceeding pro se, brought this action
alleging violations of his constitutional rights pursuant to 42 U.S.C. § 1983. Pursuant to the
provisions of 28 U.S.C. § 636(b)(1)(B) and Local Civil Rule 73.02(B)(2)(d)(D.S.C.), this
magistrate judge is authorized to review all pretrial matters in cases filed under Section
1983.
BACKGROUND
The plaintiff is an inmate at the South Carolina Department of Corrections
(“SCDC”), and he has been housed at different prisons within SCDC, including Kershaw
Correctional Institution (“Kershaw”). On March 4,2019, he filed a complaint against various
officers and employees at three SCDC prisons (see C.A. No. 6:19-cv-626, doc. 1). By
order dated March 12,2019, the initial case was severed into three separate actions, each
pertaining to the clams related to a particular prison, including this case involving claims
arising at Kershaw (doc. 1). After an unsuccessful interlocutory appeal (docs. 31,65), the
plaintiff filed an amended complaint on July 10, 2019 (doc. 57).
By orders dated
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Entry Number 165
Page 2 of 10
September 16,2019, and February 14,2020, the Honorable David C. Norton, United States
District Judge, dismissed some of the named defendants and some of the plaintiff’s claims
(docs. 79, 148). Accordingly, the remaining claims concern the plaintiffs conditions of
confinement against the following officers and employees at Kershaw: Acting Warden
Wayne McCabe, Associate Wardens Kevin Ford and Joseph Canning, Captain Benjamin
Davis, Lieutenant Derek Danley, and Food Service Director Mikel Bragg. The plaintiff
alleges in his amended complaint that since November 13, 2018, through and continuing
through the present date,1 the defendants violated his Eighth and Fourteenth Amendments
rights by subjecting him to unconstitutional conditions of confinement while in Kershaw’s
Restricted Housing Unit (“RHU”), including the lack of indoor and outdoor recreation and
exercise, an unhealthy and unsanitary cell without adequate lighting and cleaning
materials, a lack of haircuts, and cold, inadequate food (doc. 57, pp. 8-12). He further
alleges during this same period, the defendants “responded" to his numerous request to
staff member and grievance forms concerning these issues, denying his requests that these
conditions be corrected {id., pp. 9-11). He alleges that as a result of these conditions and
the defendants’ indifference and inaction to them, he suffered physical injuries and pain,
and he seeks actual and punitive damages {id. p. 13).
On October 16, 2019, the defendants filed an answer denying that they
violated the plaintiffs rights and raising the affirmative defense of the plaintiffs failure to
exhaust his administrative remedies (doc. 101). The plaintiff filed a reply on October 28,
2019, in which he cites cases on the issue of exhaustion, including the proposition that an
inmate must exhaust available remedies, but need not exhaust unavailable ones (doc. 107).
On January 28,2020, the defendants filed their motion for summary judgment
(doc. 141). By order filed January 29, 2020, pursuant to Roseboro v. Garrison, 528 F.2d
309 (4th Cir. 1975), the plaintiff was advised of the summary judgment procedure and the
possible consequences if he failed to respond adequately to the motion (doc. 142). The
The amended complaint is dated July 4, 2019 (doc. 57).
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plaintiff filed a motion to strike on February 10, 2020 (doc. 147), to which the defendants
filed a response in opposition on February 24, 2020 (doc. 155). The plaintiff filed his
response in opposition to the motion for summary judgment on March 4, 2020 (doc. 161),
to which the defendants filed a reply on March 11,2020 (doc. 163). The plaintiff filed a surreply on March 20, 2020 (doc. 164).
In support of their motion for summary judgment, the defendants argue that
the plaintiff failed to exhaust his administrative remedies. They point out that the plaintiff
arrived at Kershaw on November 13, 2018, and filed his initial complaint here on March 3,
2020, yet he failed to file administrative grievances in the interim for his claims of
inadequate lighting, the lack of outdoor recreation and exercise, and the lack of haircuts
and cleaning issues (doc. 141-2, Anderson aff.lHj 12,15,16). They also present evidence
that while the plaintiff did file an unsuccessful grievance about cold and inadequate food
on February 7, 2019, he failed to appeal it prior to filing his initial complaint here (id. If 13;
doc. 141-2, p. 26). Accordingly, they argue that the plaintiff failed to properly exhaust any
of his administrative remedies prior to filing this case.
The plaintiff filed a response in opposition to summary judgment arguing that
during this period the defendants, along with “gang-affiliated inmates,” interfered with his
legal mail - and apparently his grievances - in an attempt to "find his testimony" about a
riot (doc. 161-1, p. 5).
He also argues that the staff would purposely not give him
administrative grievance forms, so he wrote his own grievances on plain paper and made
copies for his file “because prison officials would not respond when the plaintiff was writing
the Wardens and Captain concerning RHU practices all to no avail” (id., pp. 7-9). With his
response in opposition, the plaintiff provides numerous exhibits dated outside the relevant
period of his arrival at Kershaw thorough the date he filed his initial complaint here
(November 13, 2018 - March 3, 2019). Of those exhibits dated within this relevant period,
many concern his allegations of mail interference related to his state case, which is not a
pleaded claim here (docs. 161-4, pp. 3-59).
Regarding his claims here, the plaintiff
provides only a step 1 grievance dated December 26, 2018, concerning food service and
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showers (doc. 161-5, p. 4); a handwritten “Statement of Grievance” dated February 1,2019,
on the lack of a haircut and cleaning supplies (doc. 161-7, p. 2); an inmate request form
dated February 4, 2019, requesting a haircut {id., p. 3); and “duplicate” request to staff
member forms dated February 4 and 8, 2019, concerning showers, unsanitary conditions,
and the lack of cleaning supplies {id., pp. 17-18).
The defendants filed a reply in support of their motion for summary judgment,
arguing that the plaintiff’s own exhibits show that he did not exhaust his administrative
remedies (doc. 163). The plaintiff then filed a sur-reply, stating again that SCDC’s
administrative remedies were unavailable, because he was not given grievance forms and
that, in any event, they would not have been processed or returned given his “knowledge
of mail interference” (doc. 164, p. 2).
APPLICABLE LAW AND ANALYSIS
Plaintiffs Motion to Strike
The plaintiff, citing Federal Rule of Civil Procedure 12, has moved to strike
the defendants’ motion for summary judgment on the basis that it is “improper,
inappropriate, redundant, and immaterial” (doc. 147).
However, Rule 12 pertains to
pleadings rather than motions, and it is thus inapplicable here.
In any event, the
undersigned has reviewed the motion for summary judgment and finds it to be in
compliance with Rule 56. Moreover, the plaintiff has filed a thorough response with
exhibits. Accordingly, the plaintiffs motion to strike (doc. 147) is denied.
Summary Judgment Standard
Federal Rule of Civil Procedure 56 states, as to a party who has moved for
summary judgment: “The court shall grant summary judgment if the movant shows that
there is no genuine dispute as to any material fact and the movant is entitled to judgment
as a matter of law.” Fed. R. Civ. P. 56(a). As to the first of these determinations, a fact is
deemed “material” if proof of its existence or nonexistence would affect the disposition of
the case under the applicable law. Anderson v. Liberty Lobby, Inc., All U.S. 242, 248
(1986). An issue of material fact is “genuine” if the evidence offered is such that a
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reasonable jury might return a verdict for the non-movant. Id. at 257.
In determining
whether a genuine issue has been raised, the court must construe all inferences and
ambiguities against the movant and in favor of the non-moving party. United States v.
Diebold, Inc., 369 U.S. 654, 655 (1962).
The party seeking summary judgment shoulders the initial burden of
demonstrating to the district court that there is no genuine issue of material fact. Celotex
Corp. v. Catrett, 477 U.S. 317, 325 (1986). Once the movant has made this threshold
demonstration, the non-moving party, to survive the motion for summary judgment, may not
rest on the allegations averred in his pleadings; rather, he must demonstrate that specific,
material facts exist that give rise to a genuine issue. Id. at 324. Under this standard, the
existence of a mere scintilla of evidence in support of the plaintiff’s position is insufficient
to withstand the summary judgment motion. Anderson, 411 U.S. at 252.
Likewise,
conclusory allegations or denials, without more, are insufficient to preclude the granting of
the summary judgment motion. Id. at 248. “Only disputes over facts that might affect the
outcome of the suit under the governing law will properly preclude the entry of summary
judgment. Factual disputes that are irrelevant or unnecessary will not be counted.” Id.
Exhaustion
The Prison Litigation Reform Act (“PLRA”), Pub. L. No. 104-134, 110 Stat.
1321 (codified as amended at 42 U.S.C. § 1997e(a) (1996)), mandates, among other
things, that prisoners exhaust their administrative remedies prior to filing civil actions
concerning prison conditions under Section 1983 or any other federal law. See Jones v.
Bock, 549 U.S. 199, 211 (2007) (“There is no question that exhaustion is mandatory under
the PLRA and that unexhausted claims cannot be brought in court”). “[T]he PLRA's
exhaustion requirement is mandatory,” Anderson v.XYZCorr. Health Servs., /nc.,407 F.3d
674, 677 (4th Cir. 2005), and “applies to all inmate suits about prison life, whether they
involve general circumstances or particular episodes, and whether they allege excessive
force or some other wrong.” Porter v. Nussle, 534 U.S. 516, 532 (2002)
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The PLRA requires “proper exhaustion” of available administrative remedies
prior to filing suit. Woodford v. Ngo, 548 U.S. 81, 93-94 (2006). As the Supreme Court
noted, “[aggrieved parties may prefer not to exhaust administrative remedies for a variety
of reasons," whether it be concerns about efficiency or “bad faith.” Id. at 89-90. This is
especially true in a prison context. Id. at 90 n.1.
Nevertheless, “[p]roper exhaustion
demands compliance with an agency's deadlines and other critical procedural rules
because no adjudicative system can function effectively without imposing some orderly
structure on the course of its proceedings." Id. at 90-91.
“[A]n administrative remedy is not considered to have been available if a
prisoner, through no fault of his own, was prevented from availing himself of it.” Moore v.
Bennette, 517 F.3d 717, 725 (4th Cir. 2008). Thus, an administrative remedy is considered
unavailable when: (1) “it operates as a simple dead end—with officers unable or
consistently unwilling to provide any relief to aggrieved inmates”; (2) it is “so opaque that
it becomes, practically speaking, incapable of use”; or (3) “prison administrators thwart
inmates from taking
advantage of a grievance
process through
machination,
misrepresentation, or intimidation.” Ross v. Blake, 136 S. Ct. 1850, 1859-60 (2016).
SCDC’s administrative remedies process for prisoners is outlined in SCDC
Policy GA-01.12. This court may take judicial notice of this policy. Al-Haqq v. Bryant, No.
2:14-cv-0008-TMC-MGB, 2016 WL 769121, at *2 (D.S.C. Feb. 8, 2016) (citing Malik v.
Ward, No. 9:08-cv-01886, 2010 WL 936777, at *2 n.4 (D.S.C. Mar. 16, 2010)). The policy
provides in relevant part:
13.2 Inmates must make an effort to informally resolve a
grievance by submitting a Request to Staff Member Form to the
appropriate supervisor/staff within eight (8) working days of the
incident. However, in certain cases, informal resolution may not
be appropriate or possible.... If informal resolution is not
possible, the grievant will complete Form 10-5, Step 1, which
is located in common areas, i.e., living areas, libraries, etc. and
will place the form in a designated grievance drop box within
five (5) working days of the alleged incident.... All information
must be placed on SCDC Form 10-5, " Inmate Grievance
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Form." An inmate will submit a grievance within the time frames
established in the policy....
The grievance form must contain information about how, with
whom, and when attempts were made to resolve the problem
informally within eight (8) working days of the appropriate
supervisor's signature date on the SCDC Form 19-11," Inmate
Request To Staff Member" (RTSM). . ..
13.3 All grievances will be picked up on a daily basis, during
normal working hours, by an employee designated by the
Warden (not the IGC). All grievances will be numbered and
entered into the automated system (regardless of whether the
issue is grievable or non-grievable) within three (3) working
days by an employee designated by the Warden (not the IGC).
The employee designated by the Warden will give the
grievances to the IGC after the grievance has been entered
into the automated system. Upon receipt of a grievance, the
IGC will, within three (3) working days, complete the additional
text for the grievance into the CRT screen and enter the
grievance information in the grievance log book. The time
frame for responding to the grievance will begin once the text
for the grievance has been entered into the OMS system....
13.5 The Warden will respond to the grievant in writing (in the
space provided on SCDC Form 10-5, Step 1) indicating in
detail the rationale for the decision rendered and any
recommended remedies. The grievant will also be informed of
his/her rights to appeal to the next level. The Warden will
respond to the grievant no later than 45 days from the date the
grievance was formally entered into the OMS system by the
IGC....
13.7 Appeal Process: The grievant may appeal by completing
the SCDC Form 10-5a, Step 2 to the IGC within five (5)
calendar days of the receipt of he response by the grievant. .
. . The Inmate Grievance Branch will confirm receipt to the
appeal, conduct any further investigation necessary, prepare
a report, and present all available information to the
responsible official. The responsible official will renderthe final
decision on the grievance within 90 days from the date that the
IGC received the appeal of the Warden’s decision....
SCDC Policy/Procedure, Inmate Grievance System, GA-01.12 §§ 13.2, 13.3, 13.5, 13.7
(May 12, 2014) available at http://www.doc.sc.gov/policy/policy.html.
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The plaintiff clearly has not exhausted his administrative remedies.
His
claims for inadequate lighting, lack of recreation or exercise, cold and inadequate food, and
lack of haircuts and cleaning supplies at Kershaw can only arise while he was in custody
there, beginning on November 13, 2018, and continue through the date he filed his initial
complaint here, March 3, 2019. The defendants’ records show that he filed only one
grievance about cold and inadequate food during this period on February 7, 2019, which
was returned to him unprocessed as incomplete, and he failed to appeal it prior to filing his
initial complaint (doc. 141-2, Anderson aff.
13; doc. 141-2, p. 26). Their records also
show that he failed to file relevant grievances on any of his remaining claims during this
period. The plaintiff provides his own evidence, showing that he filed a step 1 grievance
dated December 26, 2018, concerning food service and showers (doc. 161-5, p. 4), a
handwritten “Statement of Grievance” dated February 1,2019, on the lack of a haircut and
cleaning supplies (doc. 161-7, p. 2), an inmate request form dated February 4, 2019,
requesting a haircut {id., p. 3), and “duplicate” request to staff member forms dated
February 4 and 8, 2019, concerning showers, unsanitary conditions, and the lack of
cleaning supplies {id., pp. 17-18). However, he has not demonstrated that he pursued and
appealed these grievances. As such, the evidence from both parties shows that the plaintiff
did not exhaust his administrative remedies.
The plaintiff argues that his failure to exhaust should be excused since
SCDC’s administrative remedies were unavailable to him, because the staff would not
provide him with grievance forms, and they interfered with his outgoing mail. However, the
plaintiff’s own exhibits in response to the motion for summary judgment belie these
contentions.
During the same period at issue, the plaintiff plainly had access to the
necessary forms, as he submitted multiple request to staff member and step 1 grievance
forms regarding his complaint of interference with his legal mail (docs. 161-4, pp. 3-51).
Also contained within these exhibits are copies of his correspondence to and from the state
court, showing that he did in fact receive his mail. In any event, the plaintiff has failed to
show that SCDC's administrative grievance procedure was unavailable to him. Because
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he failed to exhaust his administrative remedies before filing suit here, the defendants are
entitled to summary judgment.
CONCLUSION AND RECOMMENDATION
Now, therefore, based upon the foregoing,
IT IS HEREBY ORDERED that the plaintiff’s motion to strike the motion for
summary judgment (doc. 147) is denied; and
IT IS HEREBY RECOMMENDED that the defendants’ motion for summary
judgment (doc. 141) be granted.
si Kevin F. McDonald
United States Magistrate Judge
May 1,2020
Greenville, South Carolina
The attention of the parties is directed to the important notice on the foiiowing page.
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Notice of Right to File Objections to Report and Recommendation
The parties are advised that they may file specific written objections to this
Report and Recommendation with the District Judge. Objections must specifically identify
the portions of the Report and Recommendation to which objections are made and the
basis for such objections. “[I]n the absence of a timely filed objection, a district court need
not conduct a de novo review, but instead must ‘only satisfy itself that there is no clear error
on the face of the record in order to accept the recommendation.”’ Diamond v. Colonial Life
& Acc. Ins. Co., 416 F.3d 310 (4th uir. 2005) (quoting Fed. R. Civ. P. 72 advisory
committee’s note).
Specific written objections must be filed within fourteen (14) days of the date
of service of this Report and Recommendation. 28 U.S.C. § 636(b)(1); Fed. R. Civ. P.
72(b); see Fed. R. Civ. P. 6(a), (d). Filing by mail pursuant to Federal Rule of Civil
Procedure 5 may be accomplished by mailing objections to:
Robin L. Blume, Clerk
United States District Court
300 East Washington Street, Room 239
Greenville, South Carolina 29601
Failure to timely file specific written objections to this Report and
Recommendation will result in waiver of the right to appeal from a judgment of the
District Court based upon such Recommendation. 28 U.S.C. § 636(b)(1); Thomas v.
Arn, 474 U.S. 140 (1985); Wright v. Collins, 766 F.2d 841 (4th Cir. 1985); United States v.
Schronce, 727 F.2d 91 (4th Cir. 1984).
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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.