Petition for Writ of Certiorari — Christina V. Le, Petitioner v. Kenneth J. Braithwaite, Secretary of the Navy
Supreme Court briefSep 1, 2020
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ORIGINAL
2©~29
No. 20-
FILED
SEP 0 1 2020
OFFICE OF THE CLERK
SUPREME COURT I is
3fa
Supreme Court ot tfje ®niteti States
CHRISTINA V. LE,
Petitioner,
v.
Secretary,
DEPARTMENT OF THE NAVY,
Respondent.
On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Ninth Circuit
PETITION FOR WRIT OF CERTIORARI
Christina V. Le
Petitioner Pro Se
6823 Deerwood Drive
Riverside, CA 92506
Tel: (951) 756-7034
Email: chrisvnac@yahoo.com
RECEIVED
SEP - 8 2020
OFFICE OF THE CLERK
SUPREME COURT. U.S.
1
QUESTIONS PRESENTED
1. The circuit courts of appeals split on the issue
of jurisdiction regarding breach of settlement agree
ment resolving discrimination charge under Title VII
of the Civil Rights Act of 1964.
The question presented is whether an employee is
entitled to file suit of breach of settlement agreement
as discrimination or retaliation under Title VII.
In Babb v. Wilkie, No. 18-882, 589 U.S.
(2020),
the Court specifically held, “That Congress would want
to hold the Federal Government to a higher standard
than state and private employers is not unusual”; a
subsidiary question is whether this holding is applica
ble to federal employees under Title VII discrimination
and retaliation.
2. In Hannah v. Larche, 363 U.S. 420 (1960), the
Court stated:
[The] exact boundaries [of due process] are undefinable, and its content varies according to
specific factual contexts. Thus, when govern
mental agencies adjudicate or make binding de
terminations which directly affect the legal rights
of individuals, it is imperative that those agen
cies use the procedures which have tradition
ally been associated with the judicial process.
The question presented is whether the EEOC’s
actions, findings, and conclusions are subject to judicial
review under the Administrative Procedure Act (APA)
in connection with the adjudication of claims under
Title VII of the Civil Rights Act of 1964.
11
PARTIES
The petitioner is Christina V. Le.
The respondent is the Secretary, Department of
the Navy.
RELATED CASES
Related cases are as follows:
1.
[related to] The instant case:
United States Court Of Appeals For The Ninth
Circuit
Case No. 19-55578
CHRISTINA V. LE v. RICHARD V. SPENCER,
Secretary of the Navy
Entry of Judgment: April 13, 2020
United States District Court Central District Of
California
Case No. EDCV 18-01564-JGB(SPx)
CHRISTINA V. LE v. RICHARD V. SPENCER,
Secretary of the Navy
Entry of Judgment: April 24, 2019
2. Previous case:
United States District Court Central District Of
California
Case No. EDCV 14-00103-JGB(SPx)
CHRISTINA V. LE v. RICHARD V. SPENCER,
Secretary of the Navy
Entry of Judgment: May 21, 2014
Ill
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED..................................
1
PARTIES..................................................................
11
RELATED CASES..................................................
11
TABLE OF AUTHORITIES................................... vm
PETITION FOR A WRIT OF CERTIORARI.......
1
OPINIONS AND ORDERS BELOW.....................
1
JURISDICTION......................................................
1
RELEVANT STATUTORY AND REGULATORY
PROVISIONS......................................................
2
INTRODUCTION...................................................
4
STATEMENT OF THE CASE................................
5
I.
5
Legal Background........................................
A. Subject Matter Jurisdiction Regarding
Breach of Settlement Agreement Re
solving Discrimination Charge Under
5
Title VII..................................................
B. Constitutional Rights To Due Process
And Equal Protection Under The APA...
7
II. Factual Background And EEOC Adminis
8
trative Proceedings.................................
8
A. Factual Background........................
10
B. EEOC Administrative Proceedings
11
III. Federal Court Proceedings....................
13
REASONS FOR GRANTING THE WRIT.......
IV
TABLE OF CONTENTS - Continued
Page
I.
Certiorari Should Be Granted To Resolve
Circuit Courts Split On The Issue Of Juris
diction Regarding Breach Of Settlement
Agreement Resolving Discrimination Charge
Under Title VII..............................................
A. The Eleventh and Seven Circuits Have
Held That Under Section 706(f)(3) of
Title VII, 42 U.S.C. § 2000e-5(f)(3),
The District Court Shall Have Juris
diction Of Actions Brought By Ag
grieved Persons .....................................
B. The Fourth, Tenth, And Fifth Circuits
Have Held That The District Court
Does Not Have Subject Matter Juris
diction Because Congress Did Not
Consent To Being Sued By Federal
Employees To Enforce Settlement
Agreements............................................
C. The D.C. Circuit Has Held That The
District Court Has Supplemental Ju
risdiction Under 28 U.S.C. § 1367 On
Breach Of Settlement Agreement As
Retaliation Under Title VII.................
D. The Ninth Circuit Has Asserted That
Congress Has Not Provided For En
forcement Of Settlement Agreements
In Federal Court And That 29 C.F.R.
§ 1614.504 Is “Silent” As To Whether
An Employee May Proceed To Federal
Court.......................................................
13
14
15
17
18
V
TABLE OF CONTENTS - Continued
Page
E. This Court Should Settle The Issue Of
Whether 29 C.F.R. § 1614 Authorized
A Civil Action In Federal Court On
Breach Of Settlement Agreement Re
solving Discrimination Charge Under
Title VII..................................................
F. This Court Should Resolve The Issue
Of Whether “To Hold The Federal Gov
ernment To A Higher Standard” Is Ap
plicable To Federal Employees Under
Title VII..................................................
II. Certiorari Should Also Be Granted To Af
firm That The EEOC’s Adjudication Is
Subject To Judicial Review Under The
APA................................................................
A. The EEOC’s Action Or Decision
Amounted To Final Agency Action Is
Subjected To Judicial Review Under
The APA, 5 U.S.C. § 704.........................
B. Government Agencies Are Liable For
Due Process Violations Committed In
The Course Of Performing Their Adju
dication Functions.................................
C. The EEOC’s Reviewable Actions Pur
suant To 5 U.S.C. § 706.........................
III. This Case Is An Ideal Vehicle For Resolv
ing The Conflict Among The Circuits And
Affirming The Important Issue Of Due
Process And Equal Protection Under The
APA................................................................
19
21
21
22
24
25
27
VI
TABLE OF CONTENTS - Continued
Page
IV.
The Ninth Circuit’s Summary Affirmance
Is Incorrect...................................................
A. The District Court Erroneously Con
flated Subject Matter Jurisdiction
With FRCP Rule 8(a) (General Rules
Of Pleading)............................................
B. The District Court Erroneously Ap
plied Munoz And The Ninth Circuit’s
Affirmation Is Incorrect.......................
C. The District Court Erroneously Ap
plied Ward And The Ninth Circuit’s
Affirmation Is Incorrect.......................
CONCLUSION
28
28
30
31
33
APPENDIX
Order of Summary Affirmance of the United
States Court of Appeals for the Ninth Circuit,
dated November 22, 2019.................................
la
Judgment of the United States District Court,
Central District of California, dated April 24,
2019....................................................................
2a
Order Dismissing Plaintiff’s First Amended
Complaint Without Leave to Amend of the
United States District Court, Central District
of California, dated April 24, 2019...................
3a
Vll
TABLE OF CONTENTS - Continued
Page
Order of the United States District Court, Cen
tral District of California (1) Granting in Part
and Denying in part Defendant’s Motion to
Dismiss; (2) Dismissing Plaintiffs FAC With
Leave to Amend; and (3) Vacating the March
4, 2019 Hearing, dated February 27, 2019......
5a
Order of the United States Court of Appeals for
the Ninth Circuit denied en banc reconsidera
tion, dated April 13, 2020..................................
17a
Vlll
TABLE OF AUTHORITIES
Page
Cases
Arbaugh v.Y&H Corp., 546 U.S. 500 (2006).....
28
Army Corps of Engineers v. Hawkes Co., 578 U.S.
___(2016)........... ...................................................... 7, 25
Ashcroft v. Iqbal, 556 U.S. 662 (2009)...................
Babb v. Wilkie, No. 18-882, 589 U.S.
(2020)
Bell Atlantic Corp. u. Twombly, 550 U.S. 544
(2007)........................................................................
29
21
29
Bennett v. Spear, 520 U.S. 154 (1997).................... 7,22
Bolling v. Sharpe, 347 U.S. 497 (1954)..................
7
Charles v. McHugh, 613 F. App’x 330 (5th Cir.
2015).........................................................................
6
Eatmon u. Bristol Steel & Iron Works Inc., 769
F.2d 1503 (11th Cir. 1985)....................................
5,6
Exxon Mobil Corp. v. Allapattah Services, Inc.,
545 U.S. 546 (2005)...............................................
18
Frahm v. United States, 492 F.3d 258 (4th Cir.
2007).........................................................................
6
Hannah v. Larche, 363 U.S. 420 (1960)................. 7, 33
Leite v. Crane Co., 749 F.3d 1117 (9th Cir. 2014).
30
Lindstrom v. United States, 510 F.3d 1191 (10th
Cir. 2007).................................................................
6
Munoz v. Mabus, 630 F.3d 856 (9th Cir. 2010)... 6,18,31
Ruedlinger v. Jarrett, 106 F.3d 212 (7th Cir.
1997)
6
IX
TABLE OF AUTHORITIES - Continued
Page
Sackett v. EPA, 566 U.S. 120 (2012)
7, 24, 25
United Mine Workers of America v. Gibbs, 383
U.S. 715 (1966)..................................................
17
Venetian Casino Resort, LLC v. EEOC, 530 F.3d
925 (D.C. Cir. 2008)...........................................
23
Vimla Saksenasingh v. Secretary of Education,
126 F.3d 347 (D.C. Cir. 1997)............................
6
Ward v. EEOC, 719 F.2d 311 (9th Cir. 1983).......
32
West v. Gibson, 527 U.S. 212 (1999)...................... 7, 23
Constitution
Fifth Amendment.........
7
Fourteenth Amendment
7
Statutes
Administrative Procedure Act (APA)
5U.S.C. §§ 701-706.........................
passim
28 U.S.C. § 1254(1).............................
1
28 U.S.C. § 1367.................................
17
28 U.S.C. § 1367(a).............................
2,17
28 U.S.C. § 1491(a)(1)........................
6
X
TABLE OF AUTHORITIES - Continued
Page
Title VII of the Civil Rights Act of 1964
42 U.S.C. § 2000e.................................
23
42 U.S.C. § 2000e-2(a).........................
2
42 U.S.C. § 2000e-3(a).........................
2
42 U.S.C. § 2000e-5(b).........................
2,4
42 U.S.C. § 2000e-5(f)(3)....................
14
42 U.S.C. § 2000e-16(a)......................
2
42 U.S.C. § 2000e-16(d)......................
15
Regulations
29 C.F.R. § 1614.407(c)
2,20
29 C.F.R. § 1614.504 ....
....18,19, 20
29 C.F.R. § 1614.504(a)
3,16,19, 20
Other Authority
EEOC Enforcement Guidance on Retaliation and
Related Issues, No. 915.004 (Aug. 25, 2016)
(available at https://www.eeoc.gov/laws/guidance/
enforcement-guidance-retaliation-and-relatedissues).................................................................
25
FRCP Rules
Rule 8(a)......
28, 29
Rule 12(b)(1)
28,30
Rule 12(b)(6)
30
1
PETITION FOR A WRIT OF CERTIORARI
Petitioner Christina V. Le respectfully petitions
for a writ of certiorari to review the judgment of the
United States Court of Appeals for the Ninth Circuit.
OPINIONS AND ORDERS BELOW
The Ninth Circuit Order of Summary Affirmance
dated November 22, 2019 is set out at App. la. District
Court Judgment (DCJ) and Dismissing Order dated
April 24, 2019 are set out at App. 2a and 3a. The DCJ
is based on the District Court Order (opinion) dated
February 27, 2019. App. 5a.
JURISDICTION
A timely petition for rehearing en banc was denied
on April 13, 2020. App. 17a. On March 19, 2020, the
Supreme Court extended the time to file this petition
for a writ of certiorari to 150 days from the date of the
lower court judgment.1 This Court has jurisdiction pur
suant to 28 U.S.C. § 1254(1).
1 See https://www.supremecourt.gov/orders/courtorders/
031920zr_dlo3.pdf.
2
RELEVANT STATUTORY AND
REGULATORY PROVISIONS
42 U.S.C. § 2000e-2(a) provides in relevant part
that “It shall be an unlawful employment practice for
an employer ... to discriminate against any individual
with respect to his compensation, terms, conditions, or
privileges of employment, because of such individual’s
race, color, religion, sex, or national origin.” 42 U.S.C.
§ 2000e-3(a) provides in relevant part that “It shall be
an unlawful employment practice for an employer . . .
to discriminate against any individual . . . because he
has opposed any practice made an unlawful employ
ment practice by this subchapter, or because he has
made a charge, testified, assisted, or participated in
any manner in an investigation, proceeding, or hearing
under this subchapter.” 42 U.S.C. § 2000e-5(b) provides
that the EEOC has a statutory duty to attempt to re
solve findings of discrimination on charges through
conciliation. 42 U.S.C. § 2000e-16(a) provides in rele
vant part that “All personnel actions affecting employ
ees or applicants for employment ... in executive
agencies as defined in section 105 of Title 5 . . . shall be
made free from any discrimination based on race, color,
religion, sex, or national origin.”
28 U.S.C. § 1367(a) provides in relevant part that
“district courts shall have supplemental jurisdiction
over all other claims that are so related to claims in the
action.”
29 C.F.R. § 1614.407(c) provides, in relevant part,
that “A complainant who has filed an individual
3
complaint... is authorized under title VII, the ADEA
and the Rehabilitation Act to file a civil action in an
appropriate United States District Court. . . within 90
days of receipt of the Commission’s final decision on an
appeal.” 29 C.F.R. § 1614.504(a) provides in relevant
part that “Any settlement agreement knowingly and
voluntarily agreed to by the parties . . . shall be bind
ing on both parties . . . The complainant may request
that the terms of the settlement agreement be specifi
cally implemented or, alternatively, that the complaint
be reinstated for further processing from the point pro
cessing ceased.”
The principal statutory authorities governing ju
dicial review of agency action are 5 U.S.C. §§ 701-706.
5 U.S.C. § 704 provides in relevant part that “Agency
action made reviewable by statute and final agency ac
tion for which there is no other adequate remedy in a
court are subject to judicial review.” 5 U.S.C. § 706 pro
vides in relevant part that “The reviewing court shall
... (2) hold unlawful and set aside agency action, find
ings, and conclusions found to be (A) arbitrary, capri
cious, an abuse of discretion, or otherwise not in
accordance with law; (B) contrary to constitutional
right, power, privilege, or immunity; . . . (E) unsup
ported by substantial evidence in a case subject to sec
tions 556 and 557 of this title or otherwise reviewed on
the record of an agency hearing provided by statute.”
4
INTRODUCTION
Every year, tens of thousands of employees bring
retaliation claims under Title VII of the Civil Rights
Act of 1964 and related statutes prohibiting workplace
discrimination. EEOC FY 2019 statistics shows retali
ation charges continue to represent the majority of
charges with 53.8% (39,110 cases) of all filed charges.2
The EEOC has a statutory duty to attempt to resolve
findings of discrimination on charges through concilia
tion. 42 U.S.C. § 2000e-5(b). Consequently, there have
been a significant number of claims of breach of settle
ment agreements due to a large number of cases re
solved through settlements prior to a formal
determination. Yet, over the span of 30 years, from
1985 to 2015, the federal courts of appeals have pro
vided conflicting decisions on the issue of jurisdiction
regarding breach of settlement agreement resolving
discrimination charge under Title VII of the Civil
Rights Act of 1964 (hereafter, “Title VII”).
The mission of the U.S. Equal Employment Oppor
tunity Commission (EEOC) is to stop and remedy un
lawful employment discrimination in the workplace
by enforcing Federal laws that prohibit employment
discrimination.3 For the Federal sector in particular,
2 See EEOC Releases Fiscal Year 2019 Enforcement and Lit
igation Data, https://www.eeoc.gov/newsroom/eeoc-releases-fiscalyear-2019-enforcement-and-litigation-data.
3 See U.S. Equal Employment Opportunity Commission
(EEOC) OPEN GOVERNMENT PLAN, (Version 4.0, July 2016),
https://www.eeoc.gov/us-equal-employment-opportunity-commissioneeoc-open-govemment-plan.
5
the EEOC states, “EEOC assures federal agency and
department compliance with EEOC regulations . . .
concerning EEO complaint adjudication . . . provides
guidance and assistance to our Administrative Judges
who conduct hearings on EEO complaints, and adjudi
cates appeals from administrative decisions made by
federal agencies on EEO complaints (emphasis
added).”4 Each year, the EEOC adjudicates tens of
thousands of EEO cases. As such, the EEOC’s actions
or decisions should be held accountable under the
APA. 5 U.S.C. § 706 requires the reviewing court to
hold unlawful and set aside agency actions, findings,
and conclusions found to be “arbitrary, capricious, an
abuse of discretion, or otherwise not in accordance
with law,” or “contrary to constitutional right” or “un
supported by substantial evidence.”
STATEMENT OF THE CASE
I.
Legal Background
A. Subject Matter Jurisdiction Regarding
Breach of Settlement Agreement Re
solving Discrimination Charge Under
Title VII
In deciding subject matter jurisdiction, seven cir
cuit courts of appeals split on the issue of jurisdiction
regarding breach of settlement agreement resolving
discrimination charge under Title VII. See Eatmon v.
4 See Federal Sector, https://www.eeoc.gov/federal-sector.
6
Bristol Steel & Iron Works Inc., 769 F.2d 1503 (11th Cir.
1985) (an individual, not just the EEOC, may bring
suit under Title VII to enforce a predetermination set
tlement agreement); Ruedlinger v. Jarrett, 106 F.3d
212 (7th Cir. 1997) (all of the reasons that support Title
VII jurisdiction over such actions when brought by the
EEOC apply with equal force to actions brought by the
aggrieved employees to enforce conciliation agree
ments); Vimla Saksenasingh v. Secretary of Education,
126 F.3d 347 (D.C. Cir. 1997) (Saksenasingh could sue
on her original complaint, and the breach of settlement
claim could be brought as a supplemental retaliation
claim under 28 U.S.C. § 1367); Frahm v. United States,
492 F.3d 258, 262 (4th Cir. 2007) (the district court
found that it lacked jurisdiction with respect to the
breach of settlement agreement claim because of 28
U.S.C. § 1491(a)(1), which confers jurisdiction on the
Court of Federal Claims for “any claim against the
United States founded .. . upon any express or implied
contract with the United States”); Lindstrom v. United
States, 510 F.3d 1191 (10th Cir. 2007) (waiver of sover
eign immunity under section 717 of Title VII [42 U.S.C.
§§ 2000e-5(f), 2000e-16] does not apply to breach of
settlement agreement); Munoz u. Mabus, 630 F.3d 856
(9th Cir. 2010) (Congress has not provided for enforce
ment of settlement agreements in federal court);
Charles v. McHugh, 613 F. App’x 330 (5th Cir. 2015)
(Congress has not waived sovereign immunity).
7
B. Constitutional Rights To Due Process
And Equal Protection Under The APA
In Bolling v. Sharpe, 347 U.S. 497 (1954), the Su
preme Court held that the concepts of Equal Protection
(Fourteenth Amendment) and Due Process (Fifth
Amendment) are not mutually exclusive, establishing
the reverse incorporation doctrine.
Under the APA, government agency’s violation of
constitutional rights is subjected to judicial review.
“When governmental agencies adjudicate or make
binding determinations which directly affect the legal
rights of individuals, it is imperative that those agen
cies use the procedures which have traditionally been
associated with the judicial process.” Hannah u.
Larche, 363 U.S. 420 (1960). The Supreme Court set the
conditions to determine “final” agency action in Ben
nett v. Spear, 520 U.S. 154 (1997). The Court stated that
the EEOC has the authority to determine “rights or
obligations” in West v. Gibson, 527 U.S. 212 (1999). In
Sackett v. EPA, 566 U.S. 120 (2012), the Sacketts con
tended, under the APA, that the EPA (Environmental
Protection Agency) deprived them of “life, liberty, or
property, without due process of law,” in violation of the
Fifth Amendment and the Court granted certiorari, re
versed and remanded. The Court held that approved
JD [Jurisdictional Determination] is a final agency ac
tion judicially reviewable under the APA. Army Corps
(2016).
of Engineers v. Hawkes Co., 578 U.S.
8
II.
Factual Background And EEOC Adminis
trative Proceedings
A. Factual Background
Petitioner Le had a history of very good perfor
mance with regular and significant salary increases
until she filed EEO complaints in 2009. From 19912002 she worked at Naval Surface Warfare Center
(NSWC) Port Hueneme Division, Ventura, California
where she received continuous pay raises and excellent
praises in letters of recommendations from high level
managers. In January 2003, she transferred to the
NSWC Corona Division, 1999 Fourth St., Norco, CA
92860, working as an engineering team lead, in the
Sunset Supply Base (SSB) QA32 branch under Quality
Assessment (QA) department. She was rated excellent
performance and received significant and uninter
rupted pay raises from 2003-2008. Around 2008, man
agement allowed cronyism and harassments to
develop and the work environment became increas
ingly hostile as her immediate supervisor, Branch
Head (BH) Raymond Tadros, wanted to give her job to
his favorite employee, a Caucasian man. Ms. Le filed
her first EEO complaint in May 2009. Then manage
ment issued no pay raise in 2009 and 2010 and humil
iated her by moving her into a small shared office while
allocating large private offices to her peers. In March
2010, Mr. Tadros removed her from the team lead posi
tion.
The 2009 EEOC case was settled on August 3,
2010. This agreement (hereafter, “2010 Settlement
9
Agreement”), signed by QA Department Head (QADH)
Gregg Johnson and Ms. Le, provided her with a Depart
ment Staff position reporting directly to the QADH
which is two levels above branch head. In addition, the
Agreement provided her with telework benefit; re
stored to a large private office that she was previously
encumbered; compensated pay raises and bonuses for
2009 and 2010; restored loss sick leave; and monetary
compensation of $100,000 (including attorney’s fees
and costs). Pursuant to the terms of the Agreement,
the QADH was also required to supervise and mentor
Ms. Le for career advancement. Not long after settle
ment, management started to pursue a series of ad
verse actions against Ms. Le: issued no pay raises;
moved Ms. Le back into small shared office; and reas
signed Ms. Le to an entry-level position (beginner au
diting work) despite her length of service and
experience. Ms. Le again filed EEO complaints in Sep
tember 2011 through December 2014 (eleven Issues),
which were unlawfully fragmented processing into 3
separate EEO cases.
Ms. Le was diagnosed with significant depression,
anxiety and high levels of stress, which related to the
hostile work environment where she was employed. In
October 2013, Ms. Le’s primary care physician put Ms.
Le off work for one month from October 16 through No
vember 17, 2013. The doctor strongly recommended
that Ms. Le “be separated from the hostile environ
ment”. Therefore, Ms. Le requested Leave Without Pay
(LWOP) as Reasonable Accommodation. Her LWOP re
quest was denied in November 2013; then in March
10
2014, after Administrative Judge (AJ) Dennis Carter
granted a default judgment on Reassignment case in
which he found discrimination and retaliation, QADH
Doug Sugg at that time, approved Ms. Le’s LWOP from
March 2014 to the end of February 2015. Mr. Johnson,
formerly QADH, now ARDH (Acquisition and Readi
ness Assessment Department Head) replaced Mr.
Doug Sugg, further approved Ms. Le’s LWOP till part
of October 2015. On October 17, 2015, Mr. Johnson de
nied Ms. Le’s LWOP request, EEOC 480-2016-00749X
(new Issue 1). On December 02, 2015, Mr. Johnson is
sued the Notice of Proposed Removal (new Issue 2). On
March 1, 2016, directed by Mr. Johnson and without
advanced notice, Mr. William Collier, Human Re
sources specialist, and Mr. John Ryan, Information
Technology worker, suddenly seized her laptop at
building 509, NSWC Corona Division, EEOC 4802016-00750X (new Issue 3). On March 9, 2016, Deputy
Technical Director Dianne Costlow, Mr. Johnson’s su
perior, issued the Removal letter effective March 11,
2016, EEOC 480-2016-00750X (new Issue 4). These 4
new issues were again unlawfully fragmented pro
cessing into 2 new separate EEO cases.
B. EEOC Administrative Proceedings
The EEOC conducted 7-day hearing in July and
August 2015 for 3 EEOC cases starting September
2011 through March 2014 (eleven Issues). On Novem
ber 7, 2016, AJ Dennis Carter issued his final ruling
(FR) that arbitrarily contradicted his previous rulings
on January 29, 2014, April 13, 2015 and May 5, 2015
11
in which the AJ granted and reaffirmed a Default
Judgment and an Adverse Inference against the
Agency.
On December 8,2016, Ms. Le filed Notice of Appeal
to the OFO (Office of Federal Operations, EEOC appel
late authority), appeal No. 0120170670. On April 27,
2018, the OFO issued a decision which affirmed the FR
without proper written fact finding and lawful analy
sis. On February 25, 2017, Ms. Le filed Notice of Ap
peal, appeal Nos. 0120171311 and 0120171312 (EEOC
480-2016-00749X and EEOC 480-2016-00750), regard
ing the four new Issues (complaints) for the period
from October 2015 to March 2016 (involuntary termi
nation). For these two appeals, on April 27, 2018, the
OFO issued a decision to VACATE and REMAND for
further processing at EEOC LA District. On July 26,
2018, the AJ ignored the OFO ruling and issued an Or
der to dismiss these four new Issues. The below civil
action has been filed within 90 days of Ms. Le’s receipt
of her right-to-sue letters from the EEOC. Ms. Le has
complied with all statutory prerequisites to filing this
action.
III. Federal Court Proceedings
On July 24, 2018, Ms. Le commenced civil action
in the District Court for the Central District of Califor
nia alleging that she was subject to discrimination,
hostile work environment, and retaliation based on
prior EEO activities in violation of Title VII of the
Civil Rights Act of 1964, the Age Discrimination in
12
Employment Act of 1967 (ADEA), the Americans with
Disabilities Act of 1990 (ADA) and the Rehabilitation
Act of 1973. Defendant filed first motion to dismiss on
September 24, 2018 (“MTD1”).
On November 19, 2018, Ms. Le filed First
Amended Complaint (FAC). On December 3, 2018, De
fendant filed second motion to dismiss (“MTD2”). On
February 27, 2019, the District Court granted in part
Defendant’s MTD2 (docket No. 37) and granted Ms. Le
leave to amend her FAC. On March 10, 2019, Ms. Le
filed Notice of Intent not to file a second amended com
plaint and requested the District Court to issue a final
judgment so that Ms. Le can properly file a Notice of
Appeal to the Ninth Circuit. On April 24,2019, the Dis
trict Court issued a Minute Order (docket No. 44) to
dismiss Ms. Le’s FAC without leave to amend and
closed the case; also a final judgment (docket No. 45)
was issued. On May 20, 2019, Ms. Le filed Notice of
Appeal with the Ninth Circuit. On July 18, 2019, Ms.
Le filed Plaintiff-Appellant’s Opening Brief. On Sep
tember 17, 2019, Defendant-Appellee filed Motion For
Summary Affirmance (“MSA”). On September 25,2019,
Ms. Le filed opposition to MSA. On November 22,2019,
the Ninth Circuit issued a Summary Affirmance. On
January 6, 2020, Ms. Le filed Petition For Rehearing
En Banc and the Ninth Circuit denied this petition on
April 13, 2020.
The principal document based on which Appellant
appealed to the Ninth Circuit is the District Court Or
der #37 (with opinion). The District Court’s subsequent
orders (without opinion) are procedural requirements
13
for appeal. On appeal, Ms. Le argued that, in making
decision on jurisdiction, the District Court erred be
cause Ms. Le filed charges for Defendant’s discrimina
tory and retaliatory conducts occurred not before but
after the 2010 Settlement Agreement. More im
portantly, the District Court erred in preventing Ms.
Le to demonstrate necessary background facts. The
material facts related to the settlement agreement as
articulated in the FAC are to support Ms. Le’s allega
tions that the EEOC violated the Due Process and
Equal Protection under the APA and to serve as back
ground for subsequent (post August 2010) discrimina
tion and retaliation claims.
REASONS FOR GRANTING THE WRIT
I.
Certiorari Should Be Granted To Resolve
Circuit Courts Split On The Issue Of Juris
diction Regarding Breach Of Settlement
Agreement Resolving Discrimination Un
der Title VII.
The first question presented is a matter of na
tional importance. As long as the first question pre
sented remains unanswered by this Court, thousands
of employees and their employers operate in a legal
environment lacking uniformity.
Allowing geographical and public-vs-private sec
tor happenstance to affect the jurisdiction of numerous
number of breach of Settlement Agreement claims
14
brought each year produces untenable results. This un
certainty should not persist.
A. The Eleventh and Seven Circuits Have
Held That Under Section 706(f)(3) of Ti
tle VII, 42 U.S.C. § 2000e-5(f)(3), The
District Court Shall Have Jurisdiction
Of Actions Brought By Aggrieved Per
sons.
In Eatmon, the Eleventh Circuit held:
Section 706(f)(3) of Title VII, provides, in rel
evant part, that “ [e] ach United States district
court . . . shall have jurisdiction of actions
brought under this subchapter [i.e., Title VII]”
. . . the courts have recognized that suits
brought by the EEOC to enforce “Title VII
conciliation agreements” entered into by the
EEOC, the employer and the affected employ
ees also are suits “brought under” Title VII,
over which federal courts have subject matter
jurisdiction . . . Following this line of author
ity, we hold that the releases signed by the
employed appellees, in which they agreed not
to bring charges under Title VII in return for
Bristol Steel’s compliance with the executive
order conciliation agreement, are themselves
“Title VII conciliation agreements” (emphasis
added).
15
In Ruedlinger, the Seventh Circuit stated:
We agree with the Eleventh Circuit’s state
ment in Eatmon, 769 F.2d at 1510, that: All of
the reasons that support Title VII jurisdiction
over such actions when brought by the EEOC
apply with equal force to actions brought by
the aggrieved employees to enforce concilia
tion agreements entered into by the EEOC,
their employers and themselves. The congres
sional goal of enforcing Title VII through con
ciliation and voluntary compliance would be
hampered if employees could not seek to en
force in federal courts conciliation agreements
between themselves, their employers and the
EEOC . . . Accordingly, we hold that private
plaintiffs may bring an action under Title VII
to enforce a pre-determination settlement
agreement.
B. The Fourth, Tenth, And Fifth Circuits
Have Held That The District Court Does
Not Have Subject Matter Jurisdiction
Because Congress Did Not Consent To
Being Sued By Federal Employees To
Enforce Settlement Agreements.
In Lindstrom, citing Frahm, the Tenth Circuit
held:
Congress has, admittedly, waived sovereign
immunity in Title VII suits where the federal
government is the employer. 42 U.S.C.
§ 2000e- 16(d). However, this statutory waiver
16
does not expressly extend to monetary claims
[or claims for specific performance] against
the government for breach of a settlement
agreement that resolves a Title VII dispute.
In Charles, the Fifth Circuit stated:
Charles’s claim is based on two arguments: (1)
her alleged incompetence to voluntarily sign
the Agreement and (2) the alleged coercion.
These are both arguments seeking rescission
based entirely upon contract law principles.
That the contract was a settlement agreement
for Title VII claims is tangential. Charles does
not allege that she was discriminated against
during settlement negotiations on any of the
prohibited grounds, nor that the alleged coer
cion was because of her “race, color, religion,
sex or national origin.” § 2000e-16(c). There
fore, she does not assert a claim for which
Congress has waived sovereign immunity.
Charles agrees with Frahm and Lindstrom that
“Congress did not consent to being sued by federal em
ployees to enforce settlement agreements reached as a
result of Title VII discrimination claims, and thus a
district court does not have subject matter jurisdiction
over the suit.” Lindstrom declined to adopt the rulings
of Eatmon and Ruedlinger, citing these cases did not
involve the reach of 29 C.F.R. § 1614.504(a) because
the federal government was not the employer.
17
C. The D.C. Circuit Has Held That The Dis
trict Court Has Supplemental Jurisdic
tion Under 28 U.S.C. § 1367 On Breach
Of Settlement Agreement As Retaliation
Under Title VII.
Section 1367 codified the concept of pendent or an
cillary jurisdiction set forth in United Mine Workers of
America v. Gibbs, 383 U.S. 715 (1966). The section also
provides the statutory basis upon which a federal dis
trict court can exercise subject matter jurisdiction over
a state law claim that could not, by itself, be brought
in federal court if such a claim arises from the same
set of operative facts that form the basis of the under
lying federal claim. Specifically, § 1367(a) provides,
in relevant part, that “district courts shall have sup
plemental jurisdiction over all other claims that are so
related to claims in the action within such original ju
risdiction that they form part of the same case or con
troversy under Article III of the United States
Constitution.” 28 U.S.C. § 1367(a) (emphasis added).
In Saksenasingh, the D.C. Circuit ruled, “the Dis
trict Court had discretion to exercise jurisdiction over
her retaliation claims. Dismissal of the retaliation
claims for want of jurisdiction was error. 28 U.S.C. s
1367 (1994).” The Court further asserted, “Because
Saksenasingh could sue on her original complaint, and
the breach of settlement claim could be brought as a
supplemental retaliation claim.”
18
In Exxon Mobil Corp. v. Allapattah Services, Inc.,
545 U.S. 546 (2005), the Supreme Court held:
Although the district courts may not exercise
jurisdiction absent a statutory basis, it is well
established in certain classes of cases that,
once a court has original jurisdiction over
some claims in the action, it may exercise sup
plemental jurisdiction over additional claims
that are part of the same case or controversy.
D. The Ninth Circuit Has Asserted That
Congress Has Not Provided For Enforce
ment Of Settlement Agreements In Fed
eral Court And That 29 C.F.R. § 1614.504
Is “Silent” As To Whether An Employee
May Proceed To Federal Court.
“No such waiver of sovereign immunity exists in
the regulatory or statutory scheme as a whole; rather,
reading 29 C.F.R. § 1614.504 in context only reinforces
our conclusion that Congress had no intention of
providing a cause of action based on an alleged breach
of a predetermination settlement agreement.” Munoz
v. Mabus, 630 F.3d 856 (9th Cir. 2010). The Court as
serted, “Congress, while encouraging resolution of
Title VII complaints through predetermination settle
ment agreements . . . has nonetheless not provided for
enforcement of such agreements in federal court.” Id.
In particular, the Court articulated “Had Munoz cho
sen to reinstate his underlying discrimination com
plaint instead of seeking specific performance, his
claim could eventually have been heard in federal
19
court after exhausting administrative procedures,
even though § 1614.504 is silent as to that possibility.”
Id.
E. This Court Should Settle The Issue Of
Whether 29 C.F.R. § 1614 Authorized A
Civil Action In Federal Court On Breach
Of Settlement Agreement Resolving Dis
crimination Charge Under Title VII.
Citing Frahm, Lindstrom stated:
The court concluded that 29 C.F.R.
§ 1614.504(a) only permits a federal employee
complainant to elect one of two options - ei
ther request specific performance or rein
statement of the complaint — and that no
other options are available. See id. at 263.
Congress did not consent to being sued by fed
eral employees to enforce settlement agree
ments reached as a result of Title VII
discrimination claims, and thus a district
court does not have subject matter jurisdic
tion over the suit.
Charles stated, “The only relevant EEOC regula
tion that contemplates civil action in the district court
is 29 C.F.R. § 1614.407, but this section does not inde
pendently authorize any civil action in federal court it only sets deadlines for those civil actions already
permitted by statute.”
20
Munoz held:
29 C.F.R. § 1614.504 allows an employee alleg
ing noncompliance to choose between two ex
clusive remedies, namely specific performance
or reinstatement of the original discrimination
complaint. 29 C.F.R. § 1614.504(a) . . . On its
face, the regulation is silent as to whether an
employee may proceed to federal court after
receiving an adverse EEOC determination.
Munoz seems to indicate 29 C.F.R. § 1614 is flawed,
and that § 1614.504 ends the administrative process and
subsequently complainant has no more recourse.
Munoz, Charles and Lindstrom are not persuasive.
Their rulings are in conflict with the EEOC’s wellestablished practice because the EEOC’s decision let
ter always includes a paragraph named Complainant’s
Right To File A Civil Action specifying “you have the
right to file such action in an appropriate United
States District Court within ninety (90) calendar days”
of receipt of the Commission’s final decision on an
appeal which is evidently based on 29 C.F.R.
§ 1614.407(c). This paragraph clearly defines the next
step beyond the EEOC administrative process, which
includes action taken based on § 1614.504 and related
the OFO’s decision, that is a civil action for Title VII,
Age Discrimination in Employment Act and Rehabili
tation Act. Section 1614.504 does not need to repeat
what has been clearly established by § 1614.407 re
garding plaintiff’s right to file a civil action. The
Munoz, Charles and Lindstrom courts seem to use
§ 1614.504 to invalidate § 1614.407.
21
F. This Court Should Resolve The Issue
Of Whether “To Hold The Federal Gov
ernment To A Higher Standard” Is Ap
plicable To Federal Employees Under
Title VII.
Regarding age discrimination, in Babb v. Wilkie,
No. 18-882, 589 U.S.
(2020), the Court ruled, “That
Congress would want to hold the Federal Government
to a higher standard than state and private employers
is not unusual”. In broad contrast to the Babb Court,
the Munoz and Lindstrom courts imposed a higher
obstacle for Federal employees as compared to the
Eatmon and Ruedlinger courts’ standard for private
employees. The time is ripe for this Court to resolve
the issue of whether this higher standard principle is
applicable to federal employees under Title VII dis
crimination and retaliation based on sex, race, color,
national origin, and prior EEO activity.
II.
Certiorari Should Also Be Granted To Af
firm That The EEOC’s Adjudication Is Sub
ject To Judicial Review Under The APA.
The second question presented is a matter of na
tional importance because the EEOC is the principle
agency designated by Congress to enforce Federal laws
that prohibit discrimination in the workplace.
22
A. The EEOC’s Action Or Decision Amounted
To Final Agency Action Is Subjected
To Judicial Review Under The APA, 5
U.S.C. § 704.
The Administrative Procedure Act of 1946 (APA)
creates a presumption in favor of judicial review of
agency action. In order for an agency action, in this
case an EEOC’s action or decision, to be subject to ju
dicial review it must be final. “Agency action made reviewable by statute and final agency action for which
there is no other adequate remedy in a court are sub
ject to judicial review.” 5 U.S.C. § 704.
The Supreme Court held:
As a general matter, two conditions must be
satisfied for agency action to be “final”: First,
the action must mark the “consummation” of
the agency’s decisionmaking process, Chicago
& Southern Air Lines, Inc. v. Waterman S. S.
Corp., 333 U.S. 103, 113 (1948) - it must not
be of a merely tentative or interlocutory na
ture. And second, the action must be one by
which “rights or obligations have been deter
mined.” or from which “legal consequences
will flow.” Port of Boston Marine Terminal
Assn. v. Rederiaktiebolaget Transatlantic, 400
U.S. 62, 71 (1970) (emphasis added). Bennett
v. Spear, 520 U.S. 154 (1997).
The Supreme Court unambiguously ruled that the
EEOC has the authority to determine and oblige rights
or obligations of other government agencies:
23
The question in this case is whether the Equal
Employment Opportunity Commission (EEOC)
possesses the legal authority to require fed
eral agencies to pay compensatory damages
when they discriminate in employment in
violation of Title VII of the Civil Rights Act
of 1964, 84 Stat. 121,42 U.S.C. § 2000e et seq.
We conclude that the EEOC does have that
authority. West v. Gibson, 527 U.S. 212
(1999).
Even disclosing the employer confidential infor
mation without notice constitutes a final agency action
under the APA. The D.C. Circuit stated:
A “final agency action” within the meaning of
the APA is “the consummation of the agency’s
decisionmaking process ... by which rights or
obligations have been determined or from
which legal consequences will flow.” Bennett v.
Spear ... In sum, as we held in Venetian II,
rejecting the Commission’s challenge to the
ripeness of Venetian’s claims, “the question
whether EEOC’s disclosure policy is lawful
presents a live and focused dispute emanating
from agency action that is both final and
consequential to Venetian.” 409 F.3d at 367.
Venetian Casino Resort, LLC v. EEOC, 530
F.3d 925 (D.C. Cir. 2008) (emphasis added).
24
B. Government Agencies Are Liable For
Due Process Violations Committed In
The Course Of Performing Their Adju
dication Functions.
The Supreme Court held that property owners can
challenge the EPA’s compliance order as a final agency
action:
The Sacketts, who do not believe that their
property is subject to the [Clean Water] Act,
asked the EPA for a hearing, but that request
was denied. They then brought this action in
the United States District Court for the Dis
trict of Idaho, seeking declaratory and injunc
tive relief. Their complaint contended that
the EPA’s issuance of the compliance order
was “arbitrary [and] capricious” under the
Administrative Procedure Act (APA), 5 U.S.C.
§ 706(2)(A), and that it deprived them of “life,
liberty, or property, without due process of
law,” in violation of the Fifth Amendment.
Sackett v. EPA, 566 U.S. 120 (2012).
The Supreme Court held that an approved Juris
dictional Determination, which satisfies the Bennett’s
conditions, is a final agency action judicially reviewable under the APA:
The Clean Water Act regulates “the discharge
of any pollutant” into “the waters of the
United States.” 33 U. S. C. §§ 1311(a), 1362(7),
(12) . . . During the time period relevant to
this case, for example, the Corps defined that
term to include all wetlands, the “use, deg
radation or destruction of which could affect
25
interstate or foreign commerce.” 33 CFR
§ 328.3(a)(3). Because of that difficulty, the
Corps allows property owners to obtain a
standalone “jurisdictional determination”
(JD) specifying whether a particular property
contains “waters of the United States.”
§ 331.2. Army Corps of Engineers v. Hawkes
Co., 578 U.S.
(2016).
In Sackett v. EPA and Army Corps of Engineers v.
Hawkes Co., the federal law at issue is the Clean Water
Act and the government agencies that adjudicate the
disputed issues are the EPA and the Army Corps of
Engineers respectively. Similarly, here, the federal law
at issue is Title VII. As such, EEOC’s actions, findings,
and conclusions should be reviewable under the APA.
C. The EEOC’s Reviewable Actions Pursu
ant To 5 U.S.C. § 706.
In the instant case, the EEOC’s adjudication failed
to follow the law and settled precedents including fail
ure to follow its own regulation, EEOC Enforcement
Guidance on Retaliation and Related Issues, No.
915.004, August 25, 2016 (“EEOC Enforcement Guid
ance”). EEOC Enforcement Guidance subsection
Il.C.l.b provides the following:
By contrast, in federal sector Title VII and
ADEA retaliation cases, the Commission has
held that the “but for” standard does not apply
because the relevant federal sector statutory
provisions do not employ the same language
on which the Court based its holding in
26
Nassar. The federal sector provisions contain
a “broad prohibition of‘discrimination’ rather
than a list of specific prohibited practices,” re
quiring that employment “be made free from
any discrimination,” including retaliation.
Therefore, in Title VII and ADEA cases
against a federal employer, retaliation is pro
hibited if it was a motivating factor.
The EEOC’s actions, findings, and conclusions
found to be “arbitrary, capricious, an abuse of discre
tion, or otherwise not in accordance with law,” or “con
trary to constitutional right” or “unsupported by
substantial evidence”, in violation of 5 U.S.C.
§ 706(2)(A), (B) and (E), are as follows:
(1) the OFO erroneously construed C.F.R.
§ 1614.504 regarding the Office issue (holding
that “not yet move [into smaller office] consti
tutes no breach”);
(2) the OFO wrongly closed appeal No.
0120132026 ([already moved] Office issue) as
“a duplicate” of appeal No. 0120132025 (Reas
signment issue);
(3) the OFO conspired with the Agency (U.S.
Navy) to allow the time-barred Agency Re
sponse (more than 1-year late);
(4) the Administrative Judge (AJ) interfered
with the Federal suit EDCV-14-00103JGB(SPx);
(5) the AJ’s arbitrary and capricious adjudi
cation ignored material facts and failed to
27
follow the law and binding precedents, in par
ticular EEOC Enforcement Guidance;
(6) the OFO ignored evidence, affirmed the
AJ’s decision without proper written fact find
ing, lawful analysis and reasons for its deci
sion;
(7) the EEOC LA District failed to follow es
tablished precedent regarding EEOC’s Juris
diction (“firmly enmeshed” doctrine); and
(8) the AJ dismissed the cases, defied the
OFO Order that VACATES and REMANDS
for further processing EEOC Nos. 480-201600749X and 480-2016-00750X.
III. This Case Is An Ideal Vehicle For Resolving
The Conflict Among The Circuits And Af
firming The Important Issue Of Due Process
And Equal Protection Under The APA.
This case provides this Court a particularly suita
ble vehicle to resolve the questions presented.
1. This case provides an opportunity to the
dispute among circuit courts regarding the ju
risdiction of breach of settlement agreement
resolving discrimination charge under Title
VII of the Civil Rights Act of 1964 for both pri
vate-sector and Federal employees.
2. An answer to both questions presented
will be outcome determinative for Ms. Le’s
claims of discrimination and retaliation under
Title VII as well as her claims of Due Process
28
and Equal Protection violation under the
APA.
3. A favorable outcome for Ms. Le will enable
her to recover full relief. 29 C.F.R. § 1614.501.
IV. The Ninth Circuit’s Summary Affirmance
Is Incorrect.
In granting Defendant’s motion to dismiss, the
District Court failed to apply established precedents
regarding FRCP Rule 12(b)(1), Rule 8(a), and erred on
the issue ofjurisdiction regarding breach of settlement
agreement resolving discrimination charge as Retalia
tion under Title VII; and the Ninth Circuit erroneously
affirmed.
A. The District Court Erroneously Con
flated Subject Matter Jurisdiction With
FRCP Rule 8(a) (General Rules Of Plead
ing)
In Arbaugh v.Y & H Corp., 546 U.S. 500 (2006),
the Supreme Court held:
“Subject matter jurisdiction in federal-ques
tion cases is sometimes erroneously conflated
with a plaintiff’s need and ability to prove the
defendant bound bv the federal law asserted
as the predicate for relief a merits-related
determination.” 2 J. Moore et al., Moore’s
Federal Practice § 12.30 [1], p. 12-36.1 (3d ed.
2005) (hereinafter Moore). Judicial opinions,
29
the Second Circuit incisively observed, “often
obscure the issue by stating that the court is
dismissing ‘for lack of jurisdiction’ when some
threshold fact has not been established, with
out explicitly considering whether the dismis
sal should be for lack of subject matter
jurisdiction or for failure to state a claim.”
Da Silva, 229 F. 3d, at 361 (emphasis added).
The Supreme Court clarified the standard for
pleading a claim in Bell Atlantic Corp. v. Twombly, 550
U.S. 544 (2007) and Ashcroft v. Iqbal, 556 U.S. 662
(2009):
To survive a motion to dismiss, a complaint
must contain sufficient factual matter, ac
cepted as true, to state a claim to relief that is
plausible on its face. A claim has facial plau
sibility when the plaintiff pleads factual con
tent that allows the court to draw the
reasonable inference that the defendant is
liable for the misconduct alleged. Iqbal, 556
U.S. at 678 (quoting Twombly, 550 U.S. at
570).
In the instant case, the District Court failed to ap
ply the aforementioned precedents. The District Court
erroneously conflated subject matter jurisdiction with
Ms. Le’s need and ability to prove Defendant bound by
the federal law asserted as the predicate for relief a
merits-related determination as required by Rule 8(a).
Defendant’s MTD1 failed to specify whether it is a fa
cial challenge or factual challenge that the Defendant
seeks. Defendant’s MTD2 neither provided any ex
trinsic evidences nor challenged the truth of Ms. Le’s
30
allegations. District Court failed to apply the require
ments in Leite v. Crane Co., 749 F.3d 1117 (9th Cir.
2014) as follows:
Under Rule 12(b)(1), a defendant may chal
lenge the plaintiff’s jurisdictional allegations
in one of two ways. A “facial” attack accepts
the truth of the plaintiff’s allegations but as
serts that they “are insufficient on their face
to invoke federal jurisdiction.” Safe Air for
Everyone v. Meyer, 373 F.3d 1035, 1039 (9th
Cir.2004). The district court resolves a facial
attack as it would a motion to dismiss under
Rule 12(b)(6): Accepting the plaintiff’s allega
tions as true and drawing all reasonable in
ferences in the plaintiff’s favor, the court
determines whether the allegations are suffi
cient as a legal matter to invoke the court’s
jurisdiction. Pride v. Correa, 719 F.3d 1130,
1133 (9th Cir.2013). A “factual” attack, bv con
trast. contests the truth of the plaintiff’s fac
tual allegations, usually bv introducing
evidence outside the pleadings. Safe Air for
Everyone, 373 F.3d at 1039; Thornhill PubVg
Co. v. Gen. Tel. & Elec. Corp., 594 F.2d 730, 733
(9th Cir. 1979) (emphasis added).
B. The District Court Erroneously Applied
Munoz And The Ninth Circuit’s Affirma
tion Is Incorrect.
In issuing the Summary Affirmance, the Ninth
Circuit failed to apply the law and its own precedent,
as articulated in section IV.A above; and ignored
31
Appellant’s arguments as articulated in her Opening
Brief.
The District Court stated, “the Court lacks juris
diction over breaches of EEOC settlement agreements,
as Congress has not waived sovereign immunity over
such claims. Munoz v. Mabus, 630 F.3d 856, 863 (9th
Cir. 2010). Such claims are improper before this Court
and must be dismissed for want ofjurisdiction.” Munoz
stated, “Because Munoz withdrew this complaint in
exchange for securing the settlement agreement, it
cannot serve as a basis for jurisdiction.”
Ms. Le’s discrimination and retaliation claims in
the instant case include Defendant’s conduct not be
fore but after August 3, 2010. Ms. Le neither withdrew
her complaints nor entered into any additional settle
ment agreement. The 2010 Settlement Agreement spe
cifically states, “The parties agree that this Agreement
may be used as evidence in a later proceeding in which
either of the parties alleges a breach of this Agree
ment.” The District Court erred in the application of
Munoz and the Ninth Circuit’s Affirmation is incorrect.
C. The District Court Erroneously Applied
Ward And The Ninth Circuit’s Affirma
tion Is Incorrect.
The District Court stated, “Though Plaintiff may
seek district court review of claims which she ex
hausted before the EEOC, the Court lacks subject mat
ter jurisdiction over constitutional claims against the
EEOC brought by individuals who are not employees
32
of the EEOC. Ward v. EEOC, 719 F.2d 311,313 (9th Cir.
1983).” The Ward Court held, “Congress neither ex
pressly nor impliedly provided for an action against
the EEOC for negligence, and the EEOC’s nonfeasance
is not reviewable under the Administrative Procedure
Act. 5 U.S.C. Sec. 704.”
First, Ward is superseded by Bennett (establishing
what constitutes final agency action) and West (estab
lishing the EEOC’s adjudication authority to deter
mine and oblige rights or obligations of other
government agencies). Second, in Ward, the plaintiff
alleges that “the EEOC failed to investigate his charge,
that the EEOC sent his right-to-sue letter to an incor
rect address in 1977” and the Ward court articulated
as “EEOC’s nonfeasance is not reviewable”. Ward did
not consider the issue of what constitutes a final
agency action as Bennett later ruled. Here, unlike
Ward, the EEOC performed full adjudication in Ms.
Le’s cases. Ms. Le’s EEOC cases resulted in final
agency actions from the EEOC and the OFO which
satisfy the conditions of “consummation” and “rights or
obligations have been determined” as articulated by
the Bennett Court, thus are subjected to judicial review
under the APA. Third, Ms. Le did not bring a Title VII
action against the EEOC. Ms. Le brought up the issue
of the EEOC’s violations of Due Process and Equal Pro
tection under the APA and sought redress from the
District Court. Last but not least, the fact that Ms. Le
did not sue the EEOC for relief does not mean that the
EEOC’s adjudication is irrelevant or has no impact on
Ms. Le’s pending case at federal court level. Quite the
33
contrary, in the course of performing adjudication func
tion, the EEOC violated Ms. Le’s Due Process and
Equal Protection and materially and adversely af
fected her cases. See
102-122 of the FAC. As the
Supreme Court ruled in Hannah v. Larche, adminis
trative agencies have a duty, grounded in due process,
to use the procedures of adjudication to assure fair ad
judication. The District Court erred in failing to apply
proper precedents and the Ninth Circuit’s affirmation
is incorrect.
CONCLUSION
For the foregoing reasons, the petition for a writ of
certiorari should be granted.
Respectfully submitted,
Christina V. Le
Petitioner Pro Se
6823 Deerwood Drive
Riverside, CA 92506
Tel: (951) 756-7034
Email: chrisvnac@yahoo.com
September 1, 2020
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.