Amicus Curiae Brief — West Virginia, et al., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefJan 25, 2022
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No. 20-1530
IN THE
Supreme Court of the United States
STATE OF WEST VIRGINIA, ET AL.,
Petitioners,
v.
UNITED STATES ENVIRONMENTAL PROTECTION
AGENCY, ET AL.,
Respondents.
On Writ of Certiorari to the United States
Court of Appeals for the District of Columbia Circuit
BRIEF OF JULIAN DAVIS MORTENSON AS
AMICUS CURIAE IN SUPPORT OF RESPONDENTS
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
BRIAN R. FRAZELLE
MIRIAM BECKER-COHEN
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW, Suite 501
Washington, D.C. 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amicus Curiae
January 25, 2022
* Counsel of Record
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ..................................
ii
INTEREST OF AMICUS CURIAE .......................
1
INTRODUCTION AND SUMMARY
OF ARGUMENT.................................................
1
ARGUMENT ..........................................................
4
I.
Legislative Delegations Were
Uncontroversial at the Founding ...............
4
II. Constitutional Text and Structure
Permit Broad Delegations of Rulemaking
Authority .....................................................
7
III. The First Congresses Routinely
Delegated Major Policy Questions to the
Executive Branch ........................................
11
A. Delegations of Authority by the
First Congress ....................................
11
B. Delegations of Authority by Later
Congresses ..........................................
20
IV. Attempts to Reconcile Early Statutes
with Modern Proposals for Strict
Delegation Limits Hinge on Distinctions
that the Founders Rejected ........................
22
A. Private Rights ....................................
23
B. Military and Foreign Affairs ...........
24
C. “Important Subjects” .........................
25
V. The Post-Ratification Efforts of a Small
Minority of Politicians to Create a NonDelegation Doctrine Were Unsuccessful....
28
CONCLUSION.......................................................
31
(i)
ii
TABLE OF AUTHORITIES
Page(s)
Cases
Dep’t of Transp. v. Ass’n of Am. Railroads,
575 U.S. 43 (2015) ................................. 8, 18, 22
Gamble v. United States,
139 S. Ct. 1960 (2019) ...............................
4
Gundy v. United States,
139 S. Ct. 2116 (2019) ......................... 23, 25, 27
INS v Chadha,
462 US 919 (1983) .....................................
9
The Margaretta,
16 F. Cas. 719 (C.C.D. Mass. 1815) ..........
17
Martin v. Mott,
25 U.S. 19 (1827) .......................................
28
Printz v. United States,
521 U.S. 898 (1997) ...................................
11
United States v. Curtiss-Wright Exp. Corp.,
299 U.S. 304 (1936) ...................................
24
Wayman v. Southard,
23 U.S. 1 (1825) ......................................... 26, 27
Constitutional Provisions
Articles of Confederation of 1781, art. II ....
7
U.S. Const. art. I, § 1............................ 2, 8, 12, 22
U.S. Const. art. I, § 8, cl. 3 ...........................
12
U.S. Const. art. I, § 8, cl. 7 ...........................
30
iii
TABLE OF AUTHORITIES – cont’d
Page(s)
U.S. Const. art. I, § 8, cl. 8 ...........................
16
U.S. Const. art. I, § 8, cl. 18 .........................
10
U.S. Const. art. I, § 9.................................... 10, 23
U.S. Const. art. IV, § 3, cl. 2. .......................
14
Va. Const. of 1776 ........................................
7
Statutes
Act of Aug. 7, 1789, 1 Stat. 50 .....................
13
Act of Sept. 29, 1789, 1 Stat. 95 ..................
19
Act of Apr. 10, 1790, 1 Stat. 109 ..................
16
Act of Apr. 30, 1790, 1 Stat. 119 ..................
19
Act of May 26, 1790, 1 Stat. 122 ..................
17
Act of July 22, 1790, 1 Stat. 137 ..................
12
Act of Aug. 4, 1790, 1 Stat. 138 ...................
14
Act of Aug. 4, 1790, 1 Stat. 145 ...................
18
Act of Aug. 12, 1790, 1 Stat. 186 .................
15
Act of Mar. 3, 1791, 1 Stat. 199 ...................
18
Act of Feb. 20, 1792, 1 Stat. 232 ..................
29
Act of June 4, 1794, 1 Stat. 372 ...................
21
Act of May 27, 1796, 1 Stat. 474 ..................
21
Act of July 9, 1798, 1 Stat. 580 .................... 20, 21
iv
TABLE OF AUTHORITIES – cont’d
Page(s)
42 U.S.C. § 7411(d).......................................
1
Books, Articles, and Other Authorities
1 Annals of Cong. (1789) ............................
20
3 Annals of Cong. (1791) ............................ 26, 29
Kevin Arlyck, Delegation, Administration,
and Improvisation, 97 Notre Dame L.
Rev. 243 (2021) .................................... 17, 24, 25
Edmund Burke, Reflections on the
Revolution in France (1790) ...................
5
Cecil T. Carr, Delegated Legislation:
Three Lectures (1921) ..............................
5
Ronald A. Cass, Delegation Reconsidered:
A Delegation Doctrine for the Modern
Administrative State, 40 Harv. J.L. &
Pub. Pol’y 147 (2017) ..............................
6
Christine Kexel Chabot, The Lost History
of Delegation at the Founding,
56 Ga. L. Rev. 81 (2021) ......................... 14, 16
Paul Craig, The Legitimacy of US
Administrative Law and the
Foundations of English Administrative
Law: Setting the Historical Record
Straight (2016) ........................................
5
v
TABLE OF AUTHORITIES – cont’d
Page(s)
A Democratic Federalist, Pa. Herald,
Oct. 17, 1787, reprinted in 13
Documentary History of the Ratification
of the Constitution (John P. Kaminski
et al. eds., 2009) ......................................
9
12 Documentary History of the First
Federal Congress of the United States
of America (Linda Grant DePauw et al.
eds., 1972) ................................................
15
The Federalist No. 47,
(J. Cooke ed., 1961) .................................
6, 7
Philip Hamburger, Is Administrative Law
Unlawful? (2014) .....................................
12
Samuel Johnson, A Dictionary of the
English Language (6th ed. 1785) ...........
23
Gary Lawson, Delegation and Original
Meaning, 88 Va. L. Rev. (2002) ..............
8
John Locke, Two Treatises of Government
(1690) .......................................................
6
Thomas W. Merrill, Rethinking Article I,
Section 1: From Nondelegation to
Exclusive Delegation, 104 Colum. L. Rev.
2097 (2004) ..............................................
8, 9
Julian Davis Mortenson, Article II Vests
the Executive Power, Not the Royal
Prerogative, 119 Colum. L. Rev. 1169
(2019) .......................................................
9
vi
TABLE OF AUTHORITIES – cont’d
Page(s)
Julian Davis Mortenson & Nicholas
Bagley, Delegation at the Founding,
121 Colum. L. Rev. 277 (2021) ............... passim
Eric A. Posner & Adrian Vermeule,
Interring the Nondelegation Doctrine,
69 U. Chi. L. Rev. 1721 (2002) ...............
8, 10
Nicholas R. Parrillo, A Critical Assessment
of the Originalist Case Against
Administrative Regulatory Power: New
Evidence from the Federal Tax on Private
Real Estate in the 1790s, 130 Yale L.J.
1288 (2021) .............................................. 20, 21
Nicholas R. Parrillo, Supplemental Paper
to “A Critical Assessment of the
Originalist Case Against Administrative
Regulatory Power” (May 14, 2021) ..... 8, 23, 25
Republicus, Ky. Gazette, Feb. 16, 1788,
reprinted in 8 Documentary History of the
Ratification of the Constitution (John
P. Kaminski et al. eds., 2009) .............
9
David Schoenbrod, The Delegation
Doctrine: Could the Court Give It
Substance?, 83 Mich. L. Rev. 1223
(1985) ...................................................
24
Algernon Sidney, Discourses Concerning
Government (1698) ..................................
5
Session of Virginia Council of State
(Jan. 14, 1778) .........................................
7
vii
TABLE OF AUTHORITIES – cont’d
Page(s)
Henry St. John, Viscount Bolingbroke,
A Dissertation upon Parties (2d ed.
1735) ........................................................
5
Edward C. Walterscheid, Patents and the
Jeffersonian Mythology, 29 J. Marshall
L. Rev. 269 (1995) ...................................
16
James Wilson, Lectures on Law (1791),
reprinted in 1 Collected Works of
James Wilson (Kermit L. Hall & Mark
David Hall eds., 2011) ..............................
4
Gordon S. Wood, Empire of Liberty
(2009) .......................................................
11
Ilan Wurman, Nondelegation at the
Founding, 130 Yale L.J. 1490
(2021) ............................................. 12, 16, 26, 30
1
INTEREST OF AMICUS CURIAE1
Julian Davis Mortenson is the James G. Phillipp
Professor of Law at the University of Michigan Law
School. A specialist in constitutional history, he has
written extensively on executive authority and the
separation of powers. Among his other publications,
Professor Mortenson is the coauthor, with Nicholas
Bagley, of Delegation at the Founding, 121 Colum. L.
Rev. 277 (2021), a leading article examining constitutional principles in the Founding era regarding legislative delegations of authority.2
INTRODUCTION AND
SUMMARY OF ARGUMENT
Petitioners claim that 42 U.S.C. § 7411(d), a provision of the Clean Air Act, does not authorize the
Clean Power Plan issued by the Environmental Protection Agency in 2015. And they urge this Court, in
interpreting the Act, to begin by imposing a constriction: Congress must speak “with unmissable clarity” before authorizing an agency to resolve “major
questions.” Pet. Br. 14. This rule, they say, is needed
to enforce a constitutional prohibition on legislative
delegations of authority—a prohibition far stricter
than any this Court has ever recognized. Id. at 44-49.
Under the original understanding of the Constitution,
however, there is no such prohibition to enforce, either
1 The parties have consented to the filing of this brief.
Under
Rule 37.6 of the Rules of this Court, amicus states that no counsel
for a party authored this brief in whole or in part, and no counsel
or party made a monetary contribution intended to fund the preparation or submission of this brief. No person other than amicus
or his counsel made a monetary contribution to its preparation or
submission.
2 Professor Bagley has recently taken a position in government
service.
2
directly or through a “major questions” rule. Petitioners’ arguments to that effect should be rejected.
At the Founding, prevailing legal and political tenets posed no barrier to legislative delegations of authority on matters of great importance. Eighteenthcentury legislatures across the Anglo-American world
had a long tradition of delegating broad discretionary
rulemaking power to agents, who were not regarded as
impermissibly “making law” when they exercised such
power within the confines of a statutory mandate.
Some writers maintained that the legislature could
not surrender its legislative power by irrevocably
transferring it elsewhere, a rule that reflected ascendant theories about political consent and the justifications for government. But none of these discussions
related to statutory delegations of rulemaking power,
exercised under the supervision and control of the legislature. Consistent with theory and precedent, legislative delegations were a pervasive feature of both preand post-independence state governance in America.
The Constitution’s division of power among three
branches, and its assignment of all “legislative Powers” to Congress, U.S. Const. art. I, § 1, did not introduce new restrictions on delegation. Nothing inherent
in the text or structure of the Constitution requires
any limit on Congress’s power to delegate rulemaking
authority, so long as Congress does not divest itself of
its ultimate control over the legislative process. And
the debates surrounding the Constitution’s drafting
and ratification betray no concern about legislative
delegations.
This reading is confirmed by political practice in
the early Republic, which decisively refutes the existence of any prohibition on delegation. In statute after
statute, the First Congress enacted sweeping delegations of policymaking authority over the most crucial
3
problems facing the young nation, among them foreign
commerce, patent rights, taxation, pensions, refinancing the national debt, regulating the federal territories, raising armies, and calling up the militia. These
delegations routinely granted vast discretion to resolve major policy questions with little or no guidance.
And they repeatedly permitted the executive branch to
devise rules that intruded on private rights and conduct. Broad delegations of authority, in short, were
ubiquitous in the early Republic.
Modern proponents of a strict nondelegation doctrine have fallen short in their efforts to account for
this evidence. To explain away the powerful evidence
of early congressional enactments, nondelegation proponents have devised various limiting principles: Congress may delegate questions involving public rights
but not private rights, “overlapping” powers but not
“core” legislative powers, the authority to “fill in the
details” but not to resolve “important subjects.” These
distinctions, however, are entirely a modern invention.
No one articulated them in the Founding era. Nor did
anyone invoke them to justify early congressional delegations. Indeed, the few legislators who raised delegation concerns as the 1790s wore on did so precisely
in the context of bills addressing public rights, foreign
affairs, and the military—the very topics that some
commentators now claim are exempt from delegation
restrictions. Modern attempts to craft a more stringent nondelegation doctrine are thus not only at odds
with early congressional practice—they are at odds
with the failed objections to that practice.
As for those failed objections, sporadically raised
by a small group of legislators in later Congresses,
they undermine rather than support the existence of
any shared belief in a prohibition on delegation. Constitutional arguments against delegation were almost
4
never voiced, were typically peripheral to the relevant
debates, and repeatedly failed. Rather than restating
accepted principles, these arguments were innovative
attempts to create constitutional restrictions not previously recognized. At best, early discussions suggest
that some individuals wanted to craft limits on Congress’s delegation authority. But far from revealing a
preexisting consensus on the matter, the novelty and
failure of those arguments show the opposite.
Given the vast historical record from the Founding
era, it should be easy to identify concrete, consistent
evidence of widely understood limits on legislative delegations—if they existed. But the proponents of a
newly invigorated nondelegation doctrine have not
even mustered “ambiguous historical evidence,” Gamble v. United States, 139 S. Ct. 1960, 1969 (2019) (quotation marks omitted), to support it. Original meaning
provides no basis for a strict nondelegation doctrine or
its enforcement through a “major questions” rule.
ARGUMENT
I.
Legislative Delegations Were
Uncontroversial at the Founding.
In the eighteenth century, legislative power was
understood to be inherently delegable. The legislature’s authority had already been delegated by the
people, see James Wilson, Lectures on Law, ch. V
(1791), reprinted in 1 Collected Works of James Wilson
412 (Kermit L. Hall & Mark David Hall eds., 2011),
and the propriety of further subdelegation was taken
for granted, id. ch. XI, at 721. Indeed, British theory
and practice placed no limits on statutory delegations
of policymaking authority to agents outside the legislature. See Julian Davis Mortenson & Nicholas Bagley, Delegation at the Founding, 121 Colum. L. Rev.
277, 296-99 (2021). As the Whig hero Algernon Sidney
5
observed, even if the King could not “have the Legislative power in himself,” Parliament could choose to give
him the “part in it” that was “necessarily to be performed by him, as the Law prescribes.” Discourses
Concerning Government 459 (1698).
This theory was amply reflected in practice. Parliament had a long tradition of delegating rulemaking
authority to the Crown and other agents. See Paul
Craig, The Legitimacy of US Administrative Law and
the Foundations of English Administrative Law: Setting the Historical Record Straight 19 (2016),
https://ssrn.com/abstract=2802784 (discussing “prominent instances of rulemaking power accorded to administrators by Parliament from the sixteenth century
onwards”). And this tradition continued through the
eighteenth century. See Cecil T. Carr, Delegated Legislation: Three Lectures 48-56 (1921). Extraordinarily
broad delegations of rulemaking authority covered
matters such as commercial regulations, environmental law, and excise. See Craig, supra, at 19-27.
The only theoretical limit to these practices voiced
by (some) writers was that a legislature had to retain
ultimate control—just as the people themselves retained control over the legislature to which they made
the initial delegation. See Henry St. John, Viscount
Bolingbroke, A Dissertation upon Parties 209 (2d ed.
1735) (“the People of Great Britain delegate, but do not
give up, trust, but do not alienate their Right and their
Power” (emphasis added)); Edmund Burke, Reflections
on the Revolution in France 294 (1790) (“the House of
Commons cannot renounce its share of authority,” because “the constitution[] forbids . . . such surrender”
(emphasis added)).
What was prohibited, in other words, was the
alienation of legislative power, which would sever the
connection with the authority of the people. As John
6
Locke argued, “the legislative [body] cannot transfer
the power of making laws to any other hands: for it
being but a delegated power from the people, they who
have it cannot pass it over to others.” Two Treatises of
Government, bk. II, ch. XI, § 141 (1690) (emphasis
added).
Locke was assuredly not discussing statutory delegations of rulemaking authority to administrators.
He was instead attacking the claim—a tenet of royal
absolutism—that the people had not merely delegated
legislative authority to their sovereign, but had alienated it entirely. See Mortenson & Bagley, supra, at
308-09 (surveying the arguments Locke was repudiating). To associate Locke with nondelegation sentiment
is to impose modern concerns on his writings that have
nothing to do with the historical conversation that was
actually taking place. E.g., Ronald A. Cass, Delegation
Reconsidered: A Delegation Doctrine for the Modern
Administrative State, 40 Harv. J.L. & Pub. Pol’y 147,
153 (2017) (claiming that Locke’s concerns “apply
equally to delegation”).
Indeed, precious little among the writings that influenced the Founders concerns the legislature’s ability to delegate policymaking authority. Those writings
instead speak in broad strokes about separating government powers to prevent wholesale consolidation.
Montesquieu, for example—as James Madison later
explained—warned only of the “whole power of one department” being wielded “by the same hands which
possess the whole power of another department.” The
Federalist No. 47, at 325-26 (J. Cooke ed., 1961). That
danger could arise “if the king . . . possessed also the
complete legislative power.” Id. at 326. But that danger is absent where the king “cannot of himself make
a law.” Id.
7
Consistent with British precedent and contemporary theory, legislative delegations were a persistent
feature of post-independence state governance in
America, including in states that adopted a formal separation of powers as the federal Constitution later
would. Virginia’s constitution, for example, required
the “legislative, executive, and judiciary” departments
to be “separate and distinct, so that neither exercise
the powers properly belonging to the other.” Va.
Const. of 1776, ¶ 4. Yet Virginia’s legislature “delegated many special powers” to the governor and Council of State, including the power to restrict counterfeiting and “maintain fair prices.” Session of Virginia
Council of State (Jan. 14, 1778) (editorial note),
https://founders.archives.gov/documents/Madison/0101-02-0065.
Collectively, the states “expressly delegated” an
immense range of legislative authorities to the Continental Congress. Articles of Confederation of 1781,
art. II. That body, in turn, further delegated legislative authority to committees, boards, and officers on a
plethora of subjects including medical services, the
postal system, and settlement of the national accounts.
See Mortenson & Bagley, supra, at 303-04.
In sum, when the Constitution was written and
ratified, the prevailing concept of “legislative” power
did not entail any limits on statutory delegations of
rulemaking authority.
II. Constitutional Text and Structure Permit
Broad Delegations of Rulemaking
Authority.
To prevent the tyranny that an accumulation of
“all powers . . . in the same hands” could enable, The
Federalist No. 47, supra, at 324, the Framers assigned
legislative, executive, and judicial authorities to three
8
separate branches. But that separation does not necessarily imply limits on Congress’s ability to delegate
rulemaking authority.
Article I vests Congress with “[a]ll legislative Powers herein granted,” U.S. Const. art. I, § 1, but “there
is nothing in the Constitution that specifically states
. . . that Congress may not authorize other actors to
exercise legislative power,” Gary Lawson, Delegation
and Original Meaning, 88 Va. L. Rev. 327, 335 (2002).
“The text of the Constitution,” rather, is “silent on the
question whether or to what extent legislative power
may be shared.” Thomas W. Merrill, Rethinking Article I, Section 1: From Nondelegation to Exclusive Delegation, 104 Colum. L. Rev. 2097, 2127 (2004). And
“even if Congress cannot by statute confer power that
is ‘legislative’ on others, the text does not tell us how
to discern when that has happened.” Nicholas R. Parrillo, Supplemental Paper to “A Critical Assessment of
the Originalist Case Against Administrative Regulatory Power,” at 3 (May 14, 2021), https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3696902.
The question, in short, is not “whether the legislative power is vested exclusively in the Congress,” but
“whether a statutory grant of authority can ever violate the constitutional allocation,” and if so, in what
circumstances. Eric A. Posner & Adrian Vermeule,
Interring the Nondelegation Doctrine, 69 U. Chi. L.
Rev. 1721, 1729 (2002). “The Vesting Clause does not
address that dispute.” Id.
The word “legislative” does not resolve the matter.
Although it has been argued that formulating “generally applicable rules of private conduct,” even under
statutory authority, is necessarily an “exercise of legislative power,” Dep’t of Transp. v. Ass’n of Am. Railroads, 575 U.S. 43, 70 (2015) (Thomas, J., concurring
in the judgment), the Founding-era passages typically
9
cited for that proposition do not address the issue.
Nearly all references to “legislative power” in these
sources merely say that it “is the power to make laws,
or something to that effect,” Merrill, supra, at 2124,
without discussing (much less questioning) the legitimacy of rulemaking discretion under a duly enacted
law.
Moreover, the Founders did not regard “legislative” and “executive” powers in such a rigid fashion;
they viewed them instead in nonexclusive and relational terms. The same government action could be
described as either “legislative” or “executive” depending on the actor, see Mortenson & Bagley, supra, at
313-32, in part because executive power was understood simply as the authority to carry out projects defined by a prior exercise of legislative power, see Julian
Davis Mortenson, Article II Vests the Executive Power,
Not the Royal Prerogative, 119 Colum. L. Rev. 1169,
1221-38 (2019); cf. INS v. Chadha, 462 US 919, 953
n.16 (1983) (“When the Attorney General performs his
duties pursuant to [the Immigration and Nationality
Act], he does not exercise ‘legislative’ power.”).
That is why government officials with the power to
craft binding rules, such as legislators and treatymakers, were regularly described as executive actors,
“servants” of the people who were “accountable to
them” for “how they execute” their delegated authority. Republicus, Ky. Gazette, Feb. 16, 1788, reprinted
in 8 Documentary History of the Ratification of the
Constitution 377 (John P. Kaminski et al. eds., 2009).
Thus, Congress and its members were often described
as “an executive body.” A Democratic Federalist, Pa.
Herald, Oct. 17, 1787, reprinted in 13 id. at 387. On
the same understanding, rulemaking pursuant to statutory authorization was also described as “executive”
power. See Mortenson & Bagley, supra, at 313-23.
10
Structural arguments are no more successful in
identifying implicit constitutional limits on delegation.
Indeed, to the extent the Constitution sheds light on
the matter, it points against such limits. The Framers
included explicit restrictions on Congress’s legislative
authorities, see U.S. Const. art. I, § 9, which weighs
against inferring additional unwritten limits. And the
Constitution empowers Congress to make “all Laws”
that are “necessary and proper for carrying into Execution” Congress’s legislative powers. Id. art. I, § 8,
cl. 18. In the end, all that can safely be inferred from
structure is that Congress may not alienate its legislative powers—the only outcome inconsistent with the
vesting clauses.
Indeed, among all the records of the Constitutional
Convention, the ratification debates, and The Federalist, there is “remarkably little evidence” that the
Founders envisioned any limit on legislative delegations. Posner & Vermeule, supra, at 1733. This is unsurprising because their “principal concern was with
legislative aggrandizement,” not “grants of statutory
authority to executive agents.” Id. at 1733-34. By one
recent count, the secondary literature “claims to have
found thirteen references to legal limits on legislatures’ capacity to delegate in American discourse from
1774 through 1788.” Parrillo, Supplement, supra, at 8.
These “scattered” references “mostly run to a paragraph or less,” and many address delegations “categorically different from those that Congress makes to an
agency.” Id.; e.g., id. at 43 (Pennsylvania’s legislature
gave “full” legislative power over all subjects to a
“council of safety”).
In short, “[t]he overall picture is that the founding
era wasn’t concerned about delegation.” Posner & Vermeule, supra, at 1734.
11
III. The First Congresses Routinely Delegated
Major Policy Questions to the Executive
Branch.
Early congressional enactments offer “contemporaneous and weighty evidence of the Constitution’s
meaning.” Printz v. United States, 521 U.S. 898, 905
(1997) (quotation marks omitted). And they are devastating to the nondelegation case.
In the Republic’s first decade, Congress routinely
delegated virtually unguided policymaking authority
on the most pressing questions facing the nation.
These statutes conveyed authority over private rights
and interests that went far beyond filling in details,
finding facts, or organizing public structures. Almost
as telling as the enactment of these statutes is the
dearth of objections to them on delegation grounds, despite pervasive constitutional debate in the early Congresses.
A. Delegations of Authority by the First
Congress
1. Regulating Commerce with Native
American Tribes
“Nothing preoccupied the Federalist administration more than having to deal with [the] native peoples” of the trans-Appalachian West. Gordon S. Wood,
Empire of Liberty 114 (2009). Committed to the settlement of the territories, fearful of provoking war, but
believing that trade could foster good relations, President Washington and others advocated regulation of
commerce with Indigenous peoples. See Mortenson &
Bagley, supra, at 340-41.
Accordingly, the First Congress prohibited anyone
from conducting “any trade or intercourse with the Indian tribes” without a license issued by the executive
12
branch, and it gave the president complete discretion
over the licensing scheme—authorizing “such rules,
regulations and restrictions, as . . . shall be made for
the government of trade and intercourse with the Indian tribes.” Act of July 22, 1790, ch. 33, § 1, 1 Stat.
137, 137. Although the president’s rules would “govern[]” any person receiving a license “in all things
touching the said trade and intercourse,” id., the statute said nothing—not one word—about their content.
And Congress gave the president even more discretion
regarding “the tribes surrounded in their settlements
by the citizens of the United States,” id., authorizing
him to waive the license requirement whenever he
“deem[ed] it proper.” Id.
“This was indeed a broad statute that delegated
authority to regulate private conduct,” “giving the Executive complete discretion to decide whether, to
whom, and why to grant such licenses.” Ilan Wurman,
Nondelegation at the Founding, 130 Yale L.J. 1490,
1543 (2021). President Washington’s use of this authority illustrates the breadth of policymaking discretion the law conferred. His regulations adopted a host
of rules that specified who could trade, what items
could be traded, and where. See Mortenson & Bagley,
supra, at 341. Yet there is no evidence anyone raised
anything resembling a nondelegation objection.
The authority Congress delegated here was
squarely within its own legislative wheelhouse. While
the president has military and diplomatic authorities,
Congress alone has the legislative power to “regulate
Commerce . . . with the Indian Tribes.” U.S. Const.
art. I, § 8, cl. 3.
Attempts to explain the legislation away on other
grounds are no more availing. The delegated authority governed the conduct of Americans within the
boundaries of the individual states. And even as to its
13
application in the federal territories, the idea that legislative power could be delegated more freely in the
borderlands, see Philip Hamburger, Is Administrative
Law Unlawful? 105 (2014), is nothing but a post hoc
rationale. No one at the time suggested such a thing.
See Mortenson & Bagley, supra, at 341-42.
2. Exercising Police Power in the Federal
Territories
One of Congress’s first acts was to “continue” the
Northwest Ordinance, which authorized territorial officials to adopt “such laws of the original States, criminal and civil, as may be necessary, and best suited to
the circumstances of the[ir] district.” Act of Aug. 7,
1789, ch. 8, 1 Stat. 50, 51 (emphasis added). The statute delegated standardless discretion to craft the entire body of laws for the territories.
Notably, Congress made several changes to the
Northwest Ordinance “to adapt [it] to the present Constitution,” Act of Aug. 7, 1789, 1 Stat. at 51, thus specifically turning its attention to whether the legislation ran afoul of the new constitutional structure. But
in doing so, Congress made only organizational
changes to the appointment and reporting system; it
made no changes to the Ordinance’s sweeping delegation of substantive rulemaking authority. See Mortenson & Bagley, supra, at 335.
Territorial officials exercised these broad powers,
adopting measures ranging from the regulation of taverns to the probate of wills, from liability for trespassing animals to the suppression of gambling. See
Mortenson & Bagley, supra, at 335. If the Founders
allowed a person to be publicly whipped for violating
rules that Congress never enacted—as they did here,
for instance, for petty larceny, see id.—it is difficult to
14
claim they were against delegations of authority over
“private rights.”
Whenever early Congresses created new territories, they routinely empowered their officials to adopt
such rules. See id. at 336. No one protested that nonlegislative actors were unconstitutionally making
laws, although Congress alone is empowered to “make
all needful Rules and Regulations respecting the Territory or other Property belonging to the United
States.” U.S. Const. art. IV, § 3, cl. 2. And if the
Founders thought nondelegation had less purchase
when it came to the territories, then surely someone,
somewhere, would have said as much. No one ever did.
3. Refinancing the National Debt
“Delegation was the First Congress’s solution to
what was arguably the greatest problem facing our
fledgling Republic: a potentially insurmountable national debt.” Christine Kexel Chabot, The Lost History
of Delegation at the Founding, 56 Ga. L. Rev. 81, 81
(2021).
To help pay off the nation’s immense foreign debt,
Congress authorized the president to borrow up to $12
million in new loans, Act of Aug. 4, 1790, ch. 34, § 2,
1 Stat. 138, 138, and to make other “contracts respecting the said debt as shall be found for the interest of the
[United] States,” id. (emphasis added). Twelve million
dollars was an immense sum—equaling approximately $1.286 trillion today. Chabot, supra, at 124.
And the only limit on the president’s authority was a
fifteen-year cap on the life of any restructured loans.
Act of Aug. 4, 1790, § 2, 1 Stat. at 139. Key questions
about the terms of new loans and the repayment of existing ones were all left to the president’s complete discretion. In other words, Congress delegated to the
president the power to restructure the nation’s foreign
15
debt on terms that he thought best, with parties he
thought best, under conditions he thought best. See
Mortenson & Bagley, supra, at 344-45.
The First Congress also delegated broad policymaking authority to refinance the domestic debt. See
Act of Aug. 12, 1790, ch. 47, 1 Stat. 186, 186-87. It
vested this authority in the president and the other
members of a body known as the Sinking Fund Commission. Id. § 2, 1 Stat. at 186. Specifically, the president and the commission could purchase debt “in such
manner, and under such regulations as shall appear to
them best calculated to fulfill the intent of this act.”
Id. Thus, the entire responsibility for Congress’s plan
to reduce the public debt was vested in a commission
given no meaningful guidance.
By delegating “decisions regarding borrowing and
payment policies of the utmost importance to the national economy,” Chabot, supra, at 81, Congress essentially instructed the executive branch to set national
fiscal policy as it saw best. As James Madison said,
the borrowing power alone was a delegation of “great
trust,” involving the “execution of one of the most important laws.” 12 Documentary History of the First
Federal Congress of the United States of America 1349,
1354 (Linda Grant DePauw et al. eds., 1972).
The debt legislation did prompt a constitutional
discussion in Congress, where one legislator questioned “whether [Congress was] authorized to delegate
such important power.” Id. at 1349. But Madison and
others supported the delegation, given that Congress
had capped the amount to be borrowed, id. at 1351,
ensuring that it was delegating “less than its whole
borrowing power.” Chabot, supra, at 119.
16
4. Granting Patent Rights
To foster commercial innovation and cultivate the
nation’s economy, the Constitution empowered Congress to secure to authors and inventors “the exclusive
Right to their respective Writings and Discoveries.”
U.S. Const. art. I, § 8, cl. 8.
The First Congress promptly delegated this crucial power over the commercial life of the United
States to a three-member board of executive officials,
giving it (“or any two of them”) the power to grant patents of up to fourteen years, with the only guidance
being that the officials must “deem the invention or
discovery sufficiently useful and important.” Act of
Apr. 10, 1790, ch. 7, § 1, 1 Stat. 109, 110. Once a patent was granted, all other Americans were deprived
of the “right and liberty of making, constructing, using
and vending . . . the said invention or discovery.” Id.
Patentees could sue infringers and recover damages.
Id. § 4, 1 Stat. at 111.
In other words, Congress left three executive officials to decide for themselves what counted as “sufficiently useful and important” to warrant a legally enforceable monopoly—a mandate that “certainly leaves
a lot of discretion” to “alter the rights of private persons.” Wurman, supra, at 1548; see Edward C. Walterscheid, Patents and the Jeffersonian Mythology, 29
J. Marshall L. Rev. 269, 280 (1995) (the patent board
was “left almost entirely to its own devices”).
Exercising its delegated power, the executive
branch crafted substantive and procedural standards
that were nowhere to be found in the statute. See
Mortenson & Bagley, supra, at 339; Chabot, supra, at
142-46 (describing the board’s resolution of steamboat
technology questions that “rendered . . . inventors’ interests in existing state patents worthless”).
17
5. Remitting Penalties for Customs and
Maritime Commerce Violations
The bulk of the early federal government’s income
came from customs duties, and Congress accordingly
devoted great attention to establishing a system of customs enforcement. Having done so, however, Congress
gave the executive branch the “authority to effectively
rewrite the statutory penalties for customs violations,”
delegating “Congress’s own authority to determine
what financial punishments the government would
impose on private individuals for violations of the law.”
Kevin Arlyck, Delegation, Administration, and Improvisation, 97 Notre Dame L. Rev. 243, 306, 249
(2021).
Under the Remission Act, if the Treasury Secretary concluded that a violator acted without “intention
of fraud,” he could impose as much or as little of the
penalty as he “deem[ed] reasonable and just.” Act of
May 26, 1790, ch. 12, § 1, 1 Stat. 122, 122-23. No further standards were prescribed, and there was no appeal from the Secretary’s decisions.
Moreover, Congress “repeatedly reauthorized the
Act on a temporary basis, and it was subject to
renewed challenge—including on nondelegation
grounds—before finally becoming permanent in 1800.”
Arlyck, supra, at 7; see id. at 27 (describing failed nondelegation objection by one congressman in 1797).
As Joseph Story later wrote, the “power to remit
penalties and forfeitures [was] one of the most important and extensive powers” of the government,
which could “be exercised only in the cases prescribed
by law.” The Margaretta, 16 F. Cas. 719, 721 (C.C.D.
Mass. 1815) (Story, C.J.). And the discretion the Act
conferred was not a matter of mere fact finding. Story
contrasted this discretion with the “[v]ery different”
18
terms of another statute, under which remission was
“mandatory . . . where the facts of the cases are
brought within the statute,” and “[i]f he is satisfied of
the existence of such facts, he has no further discretion, but is bound to remit.” Id. In other words, the
Remission Act “allowed the Executive to go beyond the
safe realm of factual investigation to make political
judgments about what is ‘unfair’ or ‘unnecessary.’”
Am. Railroads, 575 U.S. at 85 (Thomas, J.).
6. Other Delegations by the First
Congress
In many other areas, Congress likewise delegated
broad policymaking authority to the executive branch,
with little or no specific guidance, and with barely (if
any) constitutional objections being raised.
The First Congress repeatedly authorized executive officers to invade private property without a warrant and with little or no direction. To enforce taxes
on domestic distilled spirits, Congress empowered officers to enter “all . . . houses, store-houses, [and]
ware-houses” in daytime to examine “the quantity,
kinds and proofs of the said spirits therein contained.”
Act of Mar. 3, 1791, ch. 15, § 29, 1 Stat. 199, 206. Congress said nothing about the circumstances in which
officers should employ this power.
Similarly, to enforce customs duties, port inspectors could board arriving ships “to examine the cargo
or contents” and “perform such other duties according
to law, as they shall be directed,” Act of Aug. 4, 1790,
ch. 35, § 30, 1 Stat. 145, 164, while other officers could
board “every ship or vessel” approaching the United
States “to search and examine the same and every part
thereof,” id. § 64, 1 Stat. at 175. Again, Congress laid
down no meaningful guidance about the circumstances
19
in which ships should be searched—effectively permitting the executive branch to craft those rules.
Although legislatures traditionally decided who
should be placed on pension lists, Congress authorized
the president to identify disabled military members to
include on “the list of the invalids of the United States,
at such rate of pay, and under such regulations as shall
be directed by the President.” Act of Apr. 30, 1790,
ch. 10, § 11, 1 Stat. 119, 121. Apart from limiting the
size of awards, Congress offered little guidance.
For wounded veterans of the Revolutionary War,
Congress delegated even more flexibility—specifying
only that pensions begun under the Articles of Confederation should continue “under such regulations as the
President of the United States may direct.” Act of
Sept. 29, 1789, ch. 24, 1 Stat. 95, 95. No guidance was
given concerning the content of these “regulations.”
And although other aspects of this pension regime garnered constitutional scrutiny, at no point did anyone
raise a nondelegation objection. See Mortenson & Bagley, supra, at 343-44.
The First Congress also authorized the president
“to call into service from time to time” whatever portions of the state militias “he may judge necessary” for
“protecting the inhabitants of the frontiers.” Act of
Apr. 30, 1790, ch. 10, § 16, 1 Stat. 119, 121. That is,
Congress authorized the president to call up any state
militias he pleased, at any time, in any numbers, to
wherever on the frontier he pleased, so long as he acted
in furtherance of Congress’s general goal.
This list could go on and on. Sweeping delegations
by the First Congress were anything but rare—they
were routine.
And notably, the House of Representatives passed
these statutes even as it approved a constitutional
20
amendment stating in part that the executive branch
“shall not exercise . . . the power vested in the Legislative” branch. 1 Annals of Cong. 789 (1789). The House
does not seem to have thought that the executive
branch impermissibly “exercise[d]” Congress’s “Legislative” powers, id., when it wielded the authority to
fashion policies under a statute.
B. Delegations of Authority by Later
Congresses
1. Direct Taxation
Facing another threatened fiscal shortfall in 1798,
Congress exercised its power to levy a “direct tax” on
property. See Act of July 9, 1798, ch. 70, § 8, 1 Stat.
580, 585. Yet again, Congress delegated broad and coercive rulemaking authority, in what was unequivocally the domestic sphere.
The direct tax “fell upon literally every farmer,
homeowner, and slaveholder” in the nation, subjecting
them “to federal rulemakings that could determine
their tax liabilities.” Nicholas R. Parrillo, A Critical
Assessment of the Originalist Case Against Administrative Regulatory Power: New Evidence from the Federal Tax on Private Real Estate in the 1790s, 130 Yale
L.J. 1288, 1302 (2021). To ensure that direct taxes
were apportioned among the states, Congress established an “administrative army” to estimate the value
of virtually “all private real estate in every state.” Id.
at 1332-33; see Act of July 9, 1798, § 8, 1 Stat. at 585.
To further ensure that valuations were consistent,
Congress empowered commissioners “to revise, adjust
and vary” these valuations by altering their tax burdens “as shall appear to be just and equitable.” Id.
§ 22, 1 Stat. at 589.
The statute did not define “just and equitable,”
and the subjective nature of real estate valuation
21
meant that just about any approach could merit that
label. Parrillo, Assessment, supra, at 1304. The only
requirement was that the “relative valuations” of properties within an assessment district could not be altered. See Act of July 9, 1798, § 22, 1 Stat. at 589.
The valuation boards used their authorities in a
“dramatic and sweeping” fashion. Parrillo, Assessment, supra, at 1306. Although their determinations
decided the amounts that Americans would owe, with
no opportunity for review, no one objected on delegation grounds. Id. at 1312.
2. Embargoes
In 1794, Congress gave the president unilateral
and largely unfettered authority (“under such regulations as the circumstances of the case may require”)
to keep every ship in the nation at dock, authorizing
him to lay an embargo “on all ships and vessels in the
ports of the United States” whenever, “in his opinion,
the public safety shall so require” and Congress was
out of session. Act of June 4, 1794, ch. 41, § 1, 1 Stat.
372, 372.
An especially clear example of delegating the
power to issue binding rules for private persons—on a
matter of great economic and political importance—
the statute was entirely open-ended, beyond its vague
requirement that the president perceive a threat to
“public safety.” Yet no constitutional objection was
recorded to the delegation.
3. Quarantine Power
The nation’s first quarantine law empowered the
president “to aid in the execution of quarantine, and
also in the execution of the health laws of the states
. . . in such manner as may to him appear necessary.”
Act of May 27, 1796, ch. 31, 1 Stat. 474, 474 (emphasis
22
added). That mandate “permitted the Executive to
make trade-offs between competing policy goals.” Am.
Railroads, 575 U.S. at 79, 85 (Thomas, J.). But while
the bill provoked fierce debate about the scope of the
federal government’s commerce power, see Mortenson
& Bagley, supra, at 356-58, there was no delegationrelated objection.
IV. Attempts to Reconcile Early Statutes with
Modern Proposals for Strict Delegation
Limits Hinge on Distinctions that the
Founders Rejected.
As shown above, broad delegations of rulemaking
authority were ubiquitous in the nation’s first decade
in areas of great economic and political significance.
Proponents of a strict nondelegation doctrine often
concede that these statutes conferred expansive policymaking discretion. But to explain this evidence
away, they argue that these statutes all fall within categories in which nondelegation limits supposedly are
diminished or nonexistent. These categories include
(1) topics like military and foreign affairs that overlap
with executive power, (2) government operations or
benefits, as opposed to the regulation of private conduct, and (3) mandates to fill in details, as opposed to
resolving “important subjects.” Without these carveouts, it is impossible to reconcile Congress’s early practice with a robust nondelegation doctrine.
But these exceptions are entirely a modern invention. No one made such distinctions in the Founding
era. Nor did anyone invoke them to justify early congressional delegations. On the contrary, even the few
legislators who raised delegation concerns in early debates rejected these distinctions. These categories are
merely an attempt at post hoc rationalization—distortions of history that mold evidence to fit a conclusion,
instead of the other way around.
23
A. Private Rights
Some have argued that delegation is prohibited
only where it implicates private rights and conduct.
Text and history foreclose that notion—decisively.
To begin, this artificial limitation cannot be reconciled with the text of Article I. The “legislative Powers” it confers, U.S. Const. art. I, § 1, include all forms
of sovereign authority, affecting both public and private rights and drawing no distinction between them.
Id. art. I, § 8. So too for the Constitution’s express limitations on Congress’s legislative powers. See id. art. I,
§ 9. It is simply not true, therefore, that “[w]hen it
came to the legislative power, the framers understood
it to mean the power to adopt generally applicable
rules of conduct governing future actions by private
persons.” Gundy v. United States, 139 S. Ct. 2116,
2133 (2019) (Gorsuch, J., dissenting).
Even if constitutional text permitted it, there is no
historical support for this definition of legislative
power. See, e.g., Parrillo, Supplement, supra, at 5
(dissecting each citation offered for this definition in
the Gundy dissent); Samuel Johnson, A Dictionary of
the English Language (6th ed. 1785) (defining “Legislative (adj.)” solely as “Giving laws; lawgiving”).
More to the point, proponents of nondelegation
have been unable to identify a single statement from
the Founding era that suggests any distinction in delegation limits between legislation that regulates private conduct and legislation that does not. Amicus is
similarly unaware of any such evidence.
Even worse, the historical record refutes claims
that any such distinction mattered to the Founders.
The most substantial debate over delegation occurred
in the Second Congress, in response to a proposal to
allow the president to decide the routes of federal post
24
roads. See infra at 29-30. That proposal involved government operations and benefits—not “rules of conduct governing future actions by private persons.”
Gundy, 139 S. Ct. at 2133 (Gorsuch, J.). “If there had
been a consensus view that Congress could broadly
delegate legislative authority to the executive when
‘privileges’ were at issue,” the objections raised to the
proposal “would have been pointless. And the proposal’s supporters would likely have invoked the exception, instead of defending the proposal on the
ground they actually did.” Arlyck, supra, at 294.
Meanwhile, Congress repeatedly delegated broad
authority to fashion rules governing private conduct.
See supra Part III. Yet these bills prompted few (or no)
constitutional concerns, and none on the ground that
authority over “private rights” could not be delegated.
B. Military and Foreign Affairs
Another effort to reconcile early legislation with a
nondelegation rule rests on the idea that Congress
may delegate discretion “over matters already within
the scope of executive power.” David Schoenbrod, The
Delegation Doctrine: Could the Court Give It Substance?, 83 Mich. L. Rev. 1223, 1260 (1985).
Once again, no one articulated such a distinction
in the Founding era. See Arlyck, supra, at 289-90
(debunking the few citations that have been suggested
as indicating such a belief). The concept is instead a
modern creation, tracing its roots to a twentieth-century decision, United States v. Curtiss-Wright Exp.
Corp., 299 U.S. 304 (1936), which does not actually
support it, see id. at 315 (upholding a delegation concerning trade with foreign nations but expressly not
addressing whether a comparable domestic delegation
would be invalid).
25
Moreover, once again the historical evidence that
does exist is plainly contrary, demonstrating that the
Founding generation did not recognize any such distinction. Nearly all of the early objections to presidential delegations were made precisely in the context of
bills implicating the military or foreign relations:
a 1794 bill allowing the president to raise troops, see
Mortenson & Bagley, supra, at 361 n.471; a 1798 statute empowering the president to raise a provisional
army, id. at 360-63; and the notorious Alien Act, id. at
364-66. Yet “in no case did proponents of the proposed
legislation defend it on grounds of a delegation exception for military and foreign affairs.” Arlyck, supra, at
291.
The facts are inescapable: “all known articulations
of the nondelegation principle by federal lawmakers in
the 1790s occurred in foreign, military, or non-coercive
areas that today’s nondelegation proponents consider
exceptions to the doctrine.” Parrillo, Supplement, supra, at 13. These purported exceptions contradict the
only evidence of nondelegation sentiment at the
Founding.
C. “Important Subjects”
Some have claimed that the Constitution distinguishes between “important policy decisions,” which
Congress must resolve itself, and “filling up details
and finding facts,” which Congress may delegate.
Gundy, 139 S. Ct. at 2145, 2148 (Gorsuch, J.). This too
lacks any basis in original meaning.
No evidence from the Founding era has ever been
unearthed to support an “important subjects” theory.
Even as Congress enacted statute after statute granting immense discretion on crucial issues of national
policy—and even as some lawmakers voiced reservations about certain delegations—there is no record of
26
anyone discussing delegation limits in terms of the
subjective importance of the matters delegated.
Indeed, efforts to turn up evidence of an “important subjects” doctrine at the Founding backfire.
Professor Wurman, for example, cites a single remark
made in the Second Congress during the post roads debate, which seemed to suggest that the routes of the
roads were more “important” than the locations of the
post offices along those roads. 3 Annals of Cong. 230
(1791) (Rep. Livermore). But in the same breath, this
speaker foreclosed any constitutional distinction based
on importance: “the Legislative body being empowered
by the Constitution ‘to establish post offices and post
roads,’ it is as clearly their duty to designate the roads
as to establish the offices.” Id. at 229 (emphasis added).
Moreover, as shown above, the First Congress delegated major policy questions concerning the nation’s
most pressing issues, such as patent rights and the national debt, with little or no controlling guidance. So a
rule against delegating “important subjects” cannot
stand alone: it works only in tandem with other artificial limiting principles like those discussed above.
E.g., Wurman, supra, at 1538 (suggesting that “rules
of private conduct” are inherently nondelegable
“[i]mportant subjects”).
In lieu of supporting evidence from the Founding,
proponents of an “important subjects” rule have seized
on a passage from Wayman v. Southard, 23 U.S. 1
(1825). But this ambiguous dicta from a case decided
decades after Ratification does not supply the missing
foundation for the rule.
To start, Wayman was not a nondelegation case; it
was a federalism case, involving a statute that required federal courts to follow existing state court procedures, subject to their own alterations.
The
27
plaintiffs insisted that federal courts also had to follow
newly adopted state procedures, and they further argued that allowing the courts to alter such procedures
would give them legislative authority. Id. at 13-16.
It is not correct that Wayman “upheld the statute
before it because Congress had announced the controlling general policy when it ordered federal courts to
follow state procedures, and the residual authority to
make ‘alterations and additions’ did no more than permit courts to fill up the details.” Gundy, 139 S. Ct. at
2136 (Gorsuch, J.). Wayman explained, rather, that
“the right of the Courts to alter the[ir] modes of proceeding . . . does not arise in this case,” because “[t]he
question really adjourned” was whether newly enacted
state laws could indirectly dictate those procedures.
23 U.S. at 48. The nondelegation argument was rejected because it proved too much. Id. at 47-48 (“If
Congress cannot invest the Courts with the power of
altering the modes of proceeding of their own officers,
. . . how will gentlemen defend a delegation of the same
power to the State legislatures?”).
As for Wayman’s suggestion that there are “important subjects, which must be entirely regulated by
the legislature itself,” the opinion offers no citation, no
examples of what those might be, or even any indication of what qualities are relevant, saying only that the
line distinguishing them “has not been exactly drawn.”
Id. at 43. Those tentative musings betray the absence
of any widely shared principles concerning delegation
limits even in the nineteenth century. See id. at 46
(calling the topic “a subject of delicate and difficult inquiry, into which a Court will not enter unnecessarily”).
The irrelevance of Wayman’s dicta is illustrated by
this Court’s approval, two years later, of a statutory
delegation from the 1790s, which contained some of
28
the only language that prompted nondelegation objections in that era. See Mortenson & Bagley, supra, at
360-62. Writing for a unanimous Court, Justice Story
rejected any claim that Congress could not delegate decisions over raising the militia to the president, Martin
v. Mott, 25 U.S. 19, 29 (1827) (“there is no ground for a
doubt on this point”), without citing Wayman or employing an “important subjects” framework. See id.
(“The power thus confided by Congress to the President, is, doubtless, of a very high and delicate nature.”).
The reliance that nondelegation proponents have
placed on Wayman—ambiguous dicta in a single decision more than three decades after Ratification—only
underscores the lack of Founding-era support for an
“important subjects” rule.
V. The Post-Ratification Efforts of a Small
Minority of Politicians to Create a
Nondelegation Doctrine Were Unsuccessful.
Against the all-but-conclusive evidence of the statutes enacted in the nation’s first decade, supporters of
nondelegation have pointed to discussions that took
place in the House of Representatives during this period. Such discussions contain the only evidence of
anyone in the Founding era suggesting constitutional
limits on statutory delegations. That evidence, however, undermines rather than supports the existence
of any shared belief in delegation limits.
As discussed, the vast majority of the early statutes prompted no delegation objections at all, even as
they handed off rulemaking authority over some of the
most important matters in the new Republic. Increasingly during the 1790s, however, delegation arguments began to pop up sporadically in legislative debates, raised by a small number of congressmen.
29
These arguments, however, were voiced rarely, were
almost always peripheral, and repeatedly failed.
Moreover, they were typically vague and self-contradictory, as pointed out by their opponents. Rather
than revealing a broad preexisting consensus on delegation principles, the very novelty (and failure) of
these arguments shows the opposite.
Take, for instance, a discussion in the Second Congress about legislation establishing a postal system—
the most frequently cited example of a nondelegation
objection in the early Republic. In brief, lawmakers
crafted a bill setting forth in painstaking detail the
towns through which the post roads would run. They
rejected a proposal to instead leave the designation of
these routes up to the president. 3 Annals of Cong.
229, 241 (1791). In the preceding debate, however, no
more than a handful of members invoked constitutional concerns about delegation. And far from indicating some shared understanding, these arguments
“astonished” their opponents, id. at 235 (Rep. Barnwell), who pointed out their inconsistency with constitutional text, e.g., id. at 236 (Rep. Benson) (explaining
that Article I made no distinction between “post offices
and post roads,” and yet the bill left the locations of the
offices entirely up to the executive), and with precedent, e.g., id. at 232 (Rep. Bourne) (explaining that the
proposed delegation was similar to one concerning tax
districts in the previous year’s distilled spirits statute). See Mortenson & Bagley, supra, at 350-55.
Moreover, while this particular proposal was defeated, the enacted statute delegated unfettered discretion to the executive branch to designate the locations of additional post roads, as well as all post
offices, see Act of Feb. 20, 1792, ch. 7, §§ 2-3, 1 Stat.
232, 233-34, making it difficult, if not impossible, to
read the rejection of the earlier amendment as an
30
endorsement of the constitutional objection. See U.S.
Const. art. I, § 8, cl. 7 (giving Congress the legislative
power to “establish Post Offices and post Roads” (emphasis added)).
Nothing about the post roads debate suggests
common acceptance of a nondelegation doctrine among
the Founders—much less its nature or scope. Cf.
Wurman, supra, at 1514 (claiming only that the “best
reading” of the evidence “is that there probably was
some version of a nondelegation doctrine, although not
everyone agreed on the principle’s contours”).
Later debates are no more helpful. Whether the
subject was raising volunteer armies or summarily expelling noncitizens, constitutional arguments against
delegation were always peripheral and voiced by a
small minority of congressmen, and they consistently
failed. See Mortenson & Bagley, supra, at 360-66.
They supply no foundation for an unwritten constitutional rule against delegation—or its enforcement
through a “major questions” doctrine.
31
CONCLUSION
For the foregoing reasons, this Court should reject
Petitioners’ arguments concerning constitutional limits on delegation.
Respectfully submitted,
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
BRIAN R. FRAZELLE
MIRIAM BECKER-COHEN
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW, Suite 501
Washington, D.C. 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amicus Curiae
January 25, 2022
* Counsel of Record
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.