Amicus Curiae Brief — West Virginia, et al., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefDec 20, 2021
Ask Donna
What actually matters in this document.
Text
Nos. 20-1530, 20-1531, 20-1778, 20-1780
IN THE
—————————————
STATE OF WEST VIRGINIA, ET AL., Petitioners,
v.
U.S. ENVIRONMENTAL PROTECTION AGENCY, ET AL.,
Respondents.
—————————————
THE NORTH AMERICAN COAL CORPORATION,
Petitioner,
v.
U.S. ENVIRONMENTAL PROTECTION AGENCY, ET AL.,
Respondents.
—————————————
WESTMORELAND MINING HOLDINGS LLC, Petitioner,
v.
U.S. ENVIRONMENTAL PROTECTION AGENCY, ET AL.,
Respondents.
—————————————
STATE OF NORTH DAKOTA, Petitioner,
v.
U.S. ENVIRONMENTAL PROTECTION AGENCY, ET AL.,
Respondents.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT
OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT
BRIEF OF AMICUS CURIAE NEW ENGLAND
LEGAL FOUNDATION IN SUPPORT OF
PETITIONERS
Counsel for Amicus Curiae,
John Pagliaro, Staff Attorney
Counsel of Record
Daniel B. Winslow, President
New England Legal Foundation
150 Lincoln Street, Unit 6B
Boston, Massachusetts 02111
Telephone: (617) 695-3660
JPagliaro@newenglandlegal.org
BATEMAN & SLADE, INC.
STONEHAM, MASSACHUSETTS
TABLE OF CONTENTS
Table of Authorities ....................................................ii
Interest of Amicus Curiae........................................... 1
Summary of the Argument ......................................... 2
Argument..................................................................... 2
I.
Congress Has Clearly Expressed its Intent
that “Any Measures” States Take to
Control Pollution Be Applied “At [the]
Source” of the Pollution .............................. 2
II.
Read in Context, “System” Means a
Technological System and Related
Processes, Practices, Equipment, etc. ........ 7
III. For Years Before the Clean Power Plan
Was Issued, EPA Acknowledged that
§7411(d) Deals Solely with At-theSource Technological Systems of
Emissions Reduction ................................ 12
IV. Nowhere in the Clean Air Act does
Congress Delegate the Greatly
Enlarged Powers Claimed by EPA in
the Clean Power Plan ............................... 17
Conclusion ................................................................. 22
i
Cases
TABLE OF AUTHORITIES
Alabama Association of Realtors v. Dept. of Health
and Human Servs., 141 S.Ct. 2485 (2021) ....21
Ali v. Federal Bureau of Prisons,
552 U.S. 214 (2008) ........................................11
American Lung Ass’n v. E.P.A.,
985 F.3d 914 (D.C. Cir. 2021) ................passim
Arkansas Game and Fish Comm’n v. United States,
568 U.S. 23 (2012) ............................................8
ASARCO Inc. v. Environmental Protection Agency,
578 F.2d 319 (D.C. Cir. 1978) .................................16
Commissioner v. National Carbide Corp.,
167 F.2d 304 (2d Cir. 1948)..............................8
CSX Transp., Inc. v. Alabama Dept. of Revenue,
562 U.S. 277 (2011) ........................................11
Deal v. United States,
508 U.S. 129 (1993) ........................................11
FCC v. AT&T, Inc.,
562 U.S. 397 (2011) ..........................................7
Food and Drug Admin. v. Brown & Williamson
Tobacco Corp., 529 U.S. 120 (2000) ...............20
Kucana v. Holder,
558 U.S. 233 (2010) ........................................11
ii
Maracich v. Spears,
570 U.S. 48 (2013) ............................................8
Solid Waste Agency of N. Cook Cty. v. U. S.
Army Corps of Eng’rs, 531 US 159 (2001) .....21
Taniguchi v. Kan Pacific Saipan Ltd,
566 U.S. 560 (2012) ........................................11
Univ. of Texas Southwestern Med. Ctr. v. Nassar,
570 U.S. 338 (2013) ..........................................7
Utility Air Regulatory Group v. E.P.A.,
573 U.S. 302 (2014) ..................................20, 21
Yates v. United States,
574 U.S. 528 (2015) ..........................................8
Statutes, Regulations, Etc.
42 U.S.C. §7401 ...........................................................3
42 U.S.C. §7401(a)(3) ..........................3, 4, 5, 7, 10, 11
42 U.S.C. §7407(a).......................................................3
42 U.S.C. §7410(a)(2)(A) ...........................................20
42 U.S.C. §7411 (1970), as amended,
Pub. L. 75-157, 88 Stat. 431 (1971) ...............16
42 U.S.C. §7411 .................................................passim
42 U.S.C. §7411(a)(1) ........................3, 8, 9, 11, 15, 16
42 U.S.C. §7411(a)(7) .............................................. 8-9
42 U.S.C. §7411(d).............................................passim
iii
42 U.S.C. §7411(d)(1) ....................................4, 5, 7, 10
42 U.S.C. §7412(d)(1) ..............................................4, 6
42 U.S.C. §7412(d)(2) ..................................................4
42 U.S.C. §7602 ...........................................................8
42 U.S.C. §7602(k) ..................................................8, 9
42 U.S.C. §7602(l) .....................................................10
42 U.S.C. §7602(m) .....................................................9
42 U.S.C. §7651(d).....................................................20
42 U.S.C. §7671f(a) ...................................................20
Pub. L. 91-604, 84 Stat. 1676 (1970) .......................13
40 C.F.R. §60.21(d)....................................................15
42 C.F.R. §60.22 (1975).........................................5, 15
42 C.F.R. §60.22(b)(3) (1975) ......................................5
42 C.F.R. §60.22(b)(5) (1975) ......................................5
42 C.F.R. §60.22 (Westlaw through 86 Fed.
Reg. 68444) .....................................................15
40 Fed. Reg. 53,339 (Nov. 17, 1975) ............... 5, 12-16
80 Fed. Reg. 64,662 (Oct. 23, 2015)
(Clean Power Plan).................................passim
iv
Other Sources
Dlouhy, Jennifer A., Biden Climate Czar Vows
Clean-Energy Edict If Congress Fails
(July 13, 2021) ................................................19
Press Release, Remarks by the President in the
State of the Union Address
(February 12, 2013) ........................................18
Press Release, Fact Sheet: President Obama to
Announce Historic Carbon Pollution
Standards for Power Plants
(Aug. 3, 2015)..................................................17
Press Release, Fact Sheet: President Biden Sets
2030 Greenhouse Gas Pollution Reduction
Target (April 22, 2021)...................................19
v
INTEREST OF AMICUS CURIAE1
The New England Legal Foundation (NELF) is a
nonprofit, nonpartisan, public-interest law firm
incorporated in Massachusetts in 1977 and
headquartered in Boston. Its membership consists
of corporations, foundations, law firms, and
individuals who believe in NELF’s mission of
promoting balanced economic growth in New
England and the nation, protecting the freeenterprise system, and defending individual
economic rights and the rights of private property.
NELF believes that these consolidated cases
present an issue of singular national importance.
The decision below sanctions an improper, greatly
enlarged exercise of the power by the Environmental
Protection Agency (EPA). The decision, drawing
deeply from a well of statutory silence while
slighting the plain language of the statutes, goes
beyond the Clean Power Plan of 2015, which itself
amounted to agency overreach writ large. NELF
urges this Court to correct the circuit court’s
reasoning, so that this important agency’s powers
may be placed on a sound legal footing that respects
statutory law and the principles of both federalism
and the delegation of powers.
1 Pursuant to Supreme Court Rule 37.6, NELF states that no
party or counsel for a party authored this brief in whole or in
part and no person or entity other than NELF made any
monetary contribution to its preparation or submission.
Pursuant to Supreme Court Rule 37.2(a), NELF has obtained
the consent of all parties. On December 9, 2021, the Power
Company Respondents gave consent via email sent by counsel
of record. All other parties have filed blanket consents to the
filing of amicus briefs in these consolidated cases, as shown on
the docket of the lead case, No. 20-1530.
SUMMARY OF THE ARGUMENT
I. The plain language of both 42 U.S.C. §7401,
setting out congressional findings, and §7411 clearly
shows that Congress intends emissions to be
regulated primarily by the States and to be reduced
by control measures applied to the individual
sources of the emissions.
II. EPA and the circuit court define “system” by
first de-contexualizing the term and then hunting
through a dictionary for the broadest definition.
Read in context, the word denotes technological
means, including related technical operations and
equipment, etc., located at the site of the individual
sources of emissions.
III. EPA has a long history of construing
§7411(d) as dealing solely with at-the-source
technological control of emissions. The Court should
not allow the agency to rewrite its own history.
IV. Congress has nowhere clearly delegated to
EPA the enormously consequential power the agency
claimed for itself in the Clean Power Plan. The
power therefore lacks sufficient legal authority.
Indeed, EPA made the claim only after Congress had
refused to grant it the power.
I.
ARGUMENT
Congress Has Clearly Expressed its Intent
that “Any Measures” States Take to Control
Pollution Be Applied “At [the] Source” of
the Pollution.
The circuit court was mistaken when it concluded
that “Congress consistently avoided imposing any
such technological, at-the-source limitation on the
measures that EPA might include in the ‘best
2
system’ for reducing emissions from existing-source
categories” under 42 U.S.C. §7411. American Lung
Ass’n v. E.P.A., 985 F.3d 914, 954 (D.C. Cir. 2021).
As we did in our brief in support of grant of
certiorari, we turn to the statutes in order to
discover the intent of Congress.
Section 7401 of 42 U.S.C. sets forth the
“Congressional findings and declaration of purpose”
for Subchapter I, Part A (Air Quality and Emissions
Limitations), under which §7411 is codified in
Chapter 85 of Title 42.
The expression of
congressional intent found in §7401 is therefore
central to a correct understanding of all of §7411 and
in particular to the phrase “best system of emission
reduction” found in §7411(a)(1).
Among other findings, in §7401 Congress made
specific findings about where and by whom it
believed that emissions should best be controlled as
a matter of general policy. As to where, it stated
that both air pollution prevention and air pollution
control should take place specifically “at its source”:
The Congress finds—
….
(3) that air pollution prevention (that is,
the reduction or elimination, through any
measures, of the amount of pollutants
produced or created at the source) and air
pollution control at its source is [sic] the
primary responsibility of States and local
governments;
§7401(a)(3). See also 42 U.S.C. §7407(a) (States have
primary responsibility).
Especially noteworthy is that, whatever
“measures,” i.e., whatever “system” and performance
3
standards, may be adopted under Subchapter I,
Congress expects that they will control pollution
locally, “at its source.” §7401(a)(3). By the circuit
court’s own concession, words like “at” and “to” are
“site-specific” when measures are spoken of as
applied to something or taken at some place.
American Lung, 985 F.3d at 950.
The definition given in §7411 to the key term
“source” corroborates that the emission control
described in §7401(a)(3) is targeted on the
individual, physical sources and not on what the
circuit court called the “exceptionally complex,
interconnected” electrical grid, id. at 932. Both new
and existing stationary “sources” of emissions are
defined as “any building, structure, facility, or
installation which emits or may emit any air
pollutant.” See §7411(a)(2), (3), and (6).
These conclusions are reinforced by §7411(d)(1).
That subsection deals with State standards that are
based on EPA’s “best system” guidelines. First, it
requires each State to submit to EPA a plan which
“establishes standards of performance for any
existing source” of air pollutants that are not
regulated elsewhere. §7411(d)(1) (emphasis added).
Second, it “permit[s] the State in applying a
standard of performance to any particular source . . .
to take into consideration, among other factors, the
remaining useful life of each existing source to which
such standard applies.”
Id. (emphasis added).
Note the entirely harmonious use of the prepositions
“for” and “to,” which the circuit court viewed as
being fundamentally antagonistic. Cf. §7412(d)(1)
(“emission standards for each category” of sources),
§7412(d)(2) (“sources to which such standard
applies”) (emphasis added).
4
As the language of §7411(d)(1) indicates,
Congress means what it says in §7401(a)(3) about
controlling pollution locally, “at its source.”
Subsection (d)(1), like (a)(3), is phrased in terms of
single, individual physical sources of emissions, for
which the best system of pollution control and the
resulting standards of performance are first
established and to which they are then applied.
Among the lexical improvisations underlying the
Clean Power Plan (CPP) is EPA’s redefinition of
“source” to include “owners or operators of the
sources.” 80 Fed. Reg. 64,662, 64,720, 64,762 (Oct.
23, 2015). Similarly, to make the CPP work,
measures that should be taken “at” the source or
should be applied “to” the source are redefined by
EPA as taken “by” the source, i.e., by the owners or
operators. Id. The result is to move emissions
control far outside the fence line of the individual
sources and to “the overall electricity grid.” Id. at
64,667.
Historically, however, we find that EPA itself
understood §7411 in exactly the way we have
interpreted it here. In 40 Fed. Reg. 53,339, 53,346
(Nov. 17, 1975), in text to be codified at 40 C.F.R.
60.22(b), EPA listed the kinds of guidance it would
provide
the
States
for
their
§7411(d)(1)
implementation plans. EPA declared that it would
issue an “emission guideline” based specifically on
the “best system of emission reduction . . . for
designated facilities,” and in another item in the
same list EPA referred to “applying each [such]
system to designated facilities.” Id. at 53346 (40
C.F.R. 60.22(b)(3), (5)) (emphasis added). Within the
span of a couple dozen words, the agency used both
“to” and “for” to describe the relationship between
the “best system of emission reduction” and the
5
individual sources of pollution, and used them
harmoniously.
The agency’s own pre-CPP usage throws into
stark relief how stilted and labored is the legal
distinction which the circuit court sought to draw
from these two prepositions when it was deciding
what “best system of emission reduction” means.
See American Lung, 985 F.3d at 950-51
(“application” of best system does not mean either
system or resulting standards of performance are to
be applied “to” sources, rather than being
established merely “for” them). However, use of the
two prepositions reflects nothing more than
idiomatic English. Just as EPA once understood, the
system of emission reduction that is chosen as best
for the given category of sources, as well as the
performance standards thereafter set for those
sources, are then applied to the sources. Cf. 42
U.S.C. §7412(d)(1) (EPA promulgates “emission
standards for each category of . . . sources” of
hazardous emissions, but may not delay compliance
date of “any standard applicable to any source”)
(emphasis added). The circuit court’s rigid either/or
approach is not consistent with either the text of the
statutes or common sense.
Thus, an understanding of the meaning of “best
system of emissions reduction” as site-specific is
solidly grounded in governing statutes. In ruling
otherwise the decision below failed to give effect to
Congress’s clear intent.
6
II. Read in Context, “System” Means a
Technological
System
and
Related
Processes, Practices, Equipment, etc.
The circuit court’s decision concerning the powers
claimed by EPA in the Clean Power Plan cannot be
reconciled with what §7401(a)(3) says about
“measures” to be taken against pollution emissions,
nor with §7411(d)(1).
Yet the circuit court
essentially confirmed those powers by making
selective use of a dictionary to construe the word
“system” expansively in the phrase “best system of
emission reduction.” See American Lung, 985 F.3d
at 946-47. As a result, using the same word
“measures” found in §7401(a)(3), the circuit court
declared that EPA possesses a “degree of leeway in
choice of control measures” to include in the “best
system” to reduce pollution emissions. Id. at 942. In
the circuit court’s view the “leeway” extends to
“control measures” that do not “control [pollution] at
its source,” §7401(a)(3), but control it at the level of
the “extremely complex and interconnected”
electrical grid, American Lung, 985 F.3d at 932, 94445. See also 80 Fed. Reg. at 64,728 (“measures
available . . . thanks to the integrated . . . electricity
system”), 64,733 (“source-category-wide multi-unit
compliance”).
That error arose from the circuit court’s failure to
examine the statutory context of §7411 as a whole.
On countless occasions this Court has instructed
lower courts that the meaning of statutory terms is
to be determined contextually. “Text may not be
divorced from context,” University of Texas
Southwestern Medical Center v. Nassar, 570 U.S.
338, 356 (2013), because “construction of statutory
language often turns on context,” FCC v. AT&T, Inc.,
562 U.S. 397, 404 (2011). Hence, “[i]t is necessary
7
and required that an interpretation of a phrase of
uncertain reach is not confined to a single sentence
when the text of the whole statute gives instruction
as to its meaning.” Maracich v. Spears, 570 U.S. 48,
65 (2013). As Judge Learned Hand expressed it,
“words are chameleons, which reflect the color of
their environment.” Yates v. United States, 574 U.S.
528, 539 (2015) (quoting Commissioner v. National
Carbide Corp., 167 F.2d 304, 306 (2d Cir. 1948)). As
this Court put it more succinctly if less colorfully,
the first rule of statutory interpretation is “Read on.”
Arkansas Game and Fish Comm’n v. United States,
568 U.S. 23, 36 (2012).
Reading on in §7411, we find that “the text of the
whole statute gives instruction as to [§7411(a)(1)’s]
meaning,” Maracich, 570 U.S. at 65, and thus also to
that of §7411(d).
We turn first to definitional subsection (a), which
defines “standard of performance” as a standard of
“emissions limitation achievable through application
of the best system of emission reduction which . . .
the Administrator determines has been adequately
demonstrated.” §7411(a)(1). We note that emissions
limitation is understood to mean limits achieved “on
a continuous basis,” including “continuous emission
reduction.” 42 U.S.C. §7602(k).2
It is significant, therefore, that the sole other
mention of “system” in the key definitional portion of
§7411 also refers to exactly that kind of system, i.e.,
a system of continuous emission reduction. We do
not believe that to be a coincidence. Subsection
2 §7602 gives definitions for terms used in Chapter 85 of Title
42, within which §7411 is codified.
8
7411(a)(7)
defines
“technological
system
of
continuous emission reduction” as either a
“technological process for production or operation . . .
which is inherently low-polluting or nonpolluting” or
a “technological system for continuous reduction” of
emissions after generation but before release into
the ambient air.
No other kind of system of
continuous emission reduction is mentioned, let
alone defined, anywhere in §7411.
Additional, corroborating context is given
elsewhere.
As we just noted, in §7411(a)(1) a
“standard of performance” means a “standard for
emissions” that provides the level of “emission
limitation” achievable from the “best system of
emission reduction.” Both “emission limitation” and
“emission standard” are in turn defined to mean a
“requirement” which limits the emission of air
pollutants on a continuous basis.
§7602(k).
Significantly, in order “to assure continuous
emission reduction” like that, such a requirement is
stated to include requirements concerning “the
operation or maintenance of a source,” as well as
those for “any design, equipment, work practice or
operational standard promulgated under this
chapter” for a source. Id. Such “means of emission
limitation” are defined as “a system of continuous
emission reduction,” and they are further stated to
include “the use of specific technology or fuels with
specified pollution characteristics.” §7602(m).
What is notable about these dense, interlocking
and overlapping definitions is that together they
focus the meaning of “system of continuous emission
reduction” on the individual sources of emissions,
specifically on their actual physical, technical
embodiment, to include their technology, equipment,
design, operations, maintenance, work practices, etc.
9
This is entirely consistent with §7401(a)(3) and
§7411(d)(1).3 See supra pp. 3-5. (As we discuss
below, EPA long shared the view that §7411, and
specifically §7411(d), are technology-based. See infra
pp. 12-17.)
In light of all of this, it would be exceedingly odd
to believe that in §7411 Congress silently threw the
doors of regulation wide open and intended the best
“system” of continuous emission reduction to include
the statutorily unregulated use of any “‘complex
unity formed of many often diverse parts subject to a
common plan or serving a common purpose,” which
is what the circuit court concluded that “system”
means here. See American Lung, 985 F.3d at 946-47
(quoting Webster’s Third New International
Dictionary of the English Language Unabridged
2322 (2d ed. 1968)).
We suggest that the circuit court went astray
from its first step because it set out to find the
meaning of “system” in isolation from statutory
context, resorting instead to combing through a
dictionary for a suitably “flexib[le]” definition. See
id. In the 2015 CPP, EPA did the same thing but
with a different dictionary. 80 Fed. Reg. at 64,720 &
n.314 (“this definition is sufficiently broad,”
consulting Oxford English Dictionary).
This Court has cautioned against such uncritical
use of a dictionary. When confronted with several
dictionary meanings, it is a “fundamental principle
The definition of “standard of performance” given in
§7602(l) is less full than, but is consistent with, the definition
found in §7411(a)(1), and it too refers to “any requirement
relating to the operation or maintenance of a source to assure
continuous emission reduction.”
3
10
of statutory construction (and, indeed, of language
itself) that the meaning of a word cannot be
determined in isolation, but must be drawn from the
context in which it is used.” Deal v. United States,
508 U.S. 129, 132 (1993). Echoing Learned Hand,
the Court has written that “[t]he word ‘under’ is
chameleon; it has many dictionary definitions and
must draw its meaning from its context.” Kucana v.
Holder, 558 U.S. 233, 245 (2010) (quotation marks
and citation omitted). See also Taniguchi v. Kan
Pacific Saipan Ltd., 566 U.S. 560, 569-70 (2012)
(rejecting broader dictionary definition in light of
statutory context); Ali v. Federal Bureau of Prisons,
552 U.S. 214, 244 (2008) (Breyer, J., dissenting) (“it
is context, not a dictionary, that sets the boundaries
of time, place, and circumstance within which words
such as ‘any’ will apply”); CSX Transp., Inc. v.
Alabama Dept. of Revenue, 562 U.S. 277, 305 (2011)
(Thomas, J., dissenting) (“It is more reasonable to
discern the meaning of ‘discriminates’ . . . [by] using
the preceding subsections than to pluck from the
dictionary a definition for such a context-dependent
term.”).
As we have stated, contrary to the circuit court’s
focus on the isolated word “system,” the relevant
contextual term is actually “system of continuous
emission reduction,” as an attentive reading of all
the terms used in §7411(a)(1) makes clear. See
supra pp. 8-9. We have proposed a context-based
reading that respects Congress’s findings and
conclusions set out in §7401(a)(3). The “flexib[le],”
“sufficiently broad” definitions the lower court and
EPA culled from dictionaries do not; they are limited
only by EPA’s imagination for non-technological, offsite “complex unit[ies] formed of many often diverse
11
parts subject to a common plan or serving a common
purpose.”
III. For Years Before the Clean Power Plan
Was Issued, EPA Acknowledged that
§7411(d) Deals Solely with At-the-Source
Technological
Systems
of
Emissions
Reduction.
In bolstering its ruling the circuit court majority
observed that “the regulators closest to the issue
never before saw what the EPA now [i.e., in 2019,
when defending its repeal of the CPP] insists is
obvious on the face of Section 7411.” American
Lung, 985 F.3d at 954. In other words, according to
the lower court, previous EPA regulators supposedly
never even entertained, much less actually held, the
“myopic[]” view of circumscribed regulatory powers
asserted by EPA in its repeal of the CPP, i.e., that
the “best system” must be technological and applied
to the emission sources in situ. See id. at 953. The
circuit court could only have been encouraged in its
mistaken belief by EPA’s own highly disingenuous
statement that the CPP’s expansive view of §7411
“fall[s]
squarely
within
EPA’s
historical
interpretation” of the statute. 80 Fed. Reg. at
64,761.
The facts say otherwise. At least as long ago as
1975 the EPA put on record its understanding that
§7411(d) deals with at-the-source technological
measures. In 40 Fed. Reg. 53,339 (November 17,
1975), which deals with “State Plans for the Control
of Certain Pollutants From Existing Facilities,” EPA
discussed the grounds on which it might approve or
disapprove a state plan under §7411(d). 40 Fed. Reg.
at 53,342. In the course of its explanation, it laid out
at length its understanding of the approach
12
Congress wanted to be taken in implementing
§7411(d).
First EPA reviewed the legislative history of
§7411(d), which began as section 114 of a Senate bill
intended to address pollutants which are neither
criteria pollutants nor hazardous pollutants, i.e.,
they belonged to the same category of pollutants as
§7411 already then dealt with. Id. at 53,342. So a
conference committee rewrote section 114 in order to
incorporate it into §7411, a statute “which,” EPA
observed, “in effect requires maximum feasible
control of pollutants from new stationary sources
through technology-based standards.” Id. (emphasis
added). In this way, section 114 of the Senate bill,
dealing with existing stationary sources, became
§7411(d). Id. See Pub. L. 91-604, §4(a), 84 Stat.
1676, 1684 (1970).
From these facts EPA drew four conclusions, the
fourth of which is pertinent here.
(4) Under the circumstances, EPA believes,
the conferees decided (a) that control of
such pollutants on some basis was
necessary; (b) that, given the relative lack
of information on their health and welfare
effects, a technology-based approach
(similar to that for new sources) would be
more feasible than one involving an
attempt to set standards tied specifically to
protection of health; and (c) that the
technology-based
approach
(making
allowances for the costs of controlling
existing sources) was a reasonable means
of attacking the problem until more
definitive information became known,
particularly because the States would be
13
free under section 116 of the Act to adopt
more stringent standardse [sic] if they
believed additional control was desirable.
In short, EPA believes the conferees chose
to rewrite section 114 [of the Senate bill] as
part of section 111 [of the Clean Air Act
(CAA), i.e., §7411] largely because they
intended the technology-based approach of
that section to extend (making allowances
for the costs of controlling existing sources)
to action under section 111(d) [§7411(d)]. In
this view, it was unnecessary (although it
might have been desirable) to specify
explicit substantive criteria in section
111(d) [§7411(d)] because the intent to
require a technology-based approach could
be inferred from placement of the provision
[of the Senate bill] in section 111 [i.e.,
§7411].
Id. (emphasis added).
EPA was correct; as we have shown earlier, the
text and context of §7411(d) amply justify taking a
solely “technology-based approach” to emission
reduction at the site of the existing emission sources.
See supra pp. 2-12.
EPA concluded with the following observations:
Requiring a technology based approach . . .
would not only shift the criteria for
decision-making to more solid ground (the
availability and costs of control technology)
but would also take advantage of the
information and expertise available to EPA
from its assessment of techniques for the
control of the same pollutants from the
same types of sources under [§7411(b)], as
14
well as its power to compel submission of
information about such techniques under
section 114 of the Act (42 U.S.C. 1857c-9).
40 Fed. Reg. at 53,343.
Not surprisingly, therefore, in the 1975 amended
regulations promulgated in 40 Fed. Reg. at 53,346-9,
EPA expressly described best systems of emission
reduction as being systems applied to the existing
sources of emissions, as we have seen. Supra pp.
5-6. More specifically, in language strongly echoing
§7411(a)(1)’s description of “the best system,” EPA
stated that it would issue to the states “[g]uideline
documents” that would provide:
(2) A description of systems of emission
reduction which, in the judgment of the
Administrator, have been adequately
demonstrated.
(3) Information on the degree of emission
reduction which is achievable with each
system, together with information on the
costs and environmental effects of applying
each system to designated [i.e., existing]
facilities.
40 Fed. Reg. at 53,346 (42 C.F.R. §60.22) (emphasis
added). See also id. (40 C.F.R. §60.21(d)) (defining
“Designated facility”).
The wording of 40 C.F.R. §60.22 quoted above has
remained in effect to the present, despite the
interpretative revolution attempted in the statutory
law by EPA in the Clean Power Plan in 2015. See 42
C.F.R. §60.22 (Westlaw through 86 Fed. Reg. 68444).
As such, it remains an abiding marker of EPA’s
longtime view that §7411(d) takes a “technologybased approach” to emission reduction systems, one
15
that is to be “appl[ied]. . . to” existing emissions
sources, 40 Fed. Reg. at 53,346, i.e., applied locally,
in situ, and not grid-wide or industry-wide.
We call attention to the significant fact that EPA
took that view at a time when, just as now,
§7411(a)(1) did not spell out “best technological
system.” See 42 U.S.C. §7411 (1970), as amended by
Pub. L. 75-157, 88 Stat. 431, 464 (1971). See also
ASARCO, Inc. v. EPA, 578 F.2d 319, 322 n.6 (D.C.
Cir. 1978) (reading §7411(a)(1) to mean best
technological system “still,” whether “technological”
is spelled out or not).
Thus the EPA’s own detailed analysis, as far back
as 1975, provides an “at the source,” technologybased reading of §7411(d) which is inconsistent with
the CPP and with the circuit court’s expansive view
of EPA’s powers.
Contrast the foregoing EPA analysis with what
the agency said in 2015, forty years later, when it
was defending the newly discovered — or, rather,
newly contrived — expansive powers it claimed for
itself in the CPP.
[O]ur interpretation accommodates the very
design of CAA section 111(d)(1), which
covers a range of source categories and air
pollutants; our interpretation is supported
by the legislative history of CAA section
111(d)(1) and (a)(1), which indicates
Congress’s intent to give the EPA broad
discretion in determining the basis for CAA
section
111
control
requirements,
particularly for existing sources, and
Congress’s intent to authorize the EPA to
consider measures that could be carried out
by parties other than the affected sources[.]
16
80 Fed. Reg. at 64,761 (emphasis added).
In fact, as we have seen, the text of the statute,
its “design,” and its legislative history do not justify
EPA’s recent attempt to control emissions from
“outside the fence line” of the actual, individual
sources, and for decades EPA thought so too and said
so.
IV. Nowhere in the Clean Air Act does
Congress Delegate the Greatly Enlarged
Powers Claimed by EPA in the Clean
Power Plan.
As this brief seeks to persuade the Court, there
exist compelling reasons to conclude that Congress
did not give EPA the extensive powers that the
agency claimed in the CPP and that the circuit court
majority in effect ratified. The origin of those
supposed powers lies elsewhere.
In 2015 the White House announced the
imminent release of the Clean Power Plan, which it
hailed as an “historic step in the Obama
Administration’s fight against climate change.”
Press Release, Fact Sheet: President Obama to
Announce Historic Carbon Pollution Standards for
Power Plans (August 3, 2015).4 The announcement
declared that, compared to earlier ways of setting
“state targets” for pollution reduction, the CPP
“better reflects the way the electricity grid operates.”
Id.
Available at https://obamawhitehouse.archives.gov/thepress-office/2015/08/03/fact-sheet-president-obama-announcehistoric-carbon-pollution-standards%20 (last accessed May 31,
2021).
4
17
The CPP, promulgated on Oct. 23, 2015, was the
backup “Plan B” to a challenge President Obama had
made to Congress two years earlier.
[I]f Congress won’t act soon to protect
future generations [from climate change], I
will. . . . I will direct my Cabinet to come up
with executive actions we can take, now
and in the future, to reduce pollution,
prepare
our
communities
for
the
consequences of climate change, and speed
the transition to more sustainable sources
of energy.
Press Release, Remarks by the President in the
State of the Union Address (February 12, 2013).5
When Congress failed to act soon enough and
President Obama’s legislative “Plan A” fell through,
the Administration resorted to “Plan B.” It made the
discovery that Congress had long ago delegated to
EPA the power the Executive Branch wanted, so
that EPA could proceed to rule-making without any
legislative ado. See American Lung, 985 F.3d at 996998 (Walker, J., concurring in part, concurring in the
judgment, and dissenting in part) (legislative process
worked as constitutionally designed to work when
president’s proposed legislation did not pass; “So
President Obama ordered the EPA to do what
Congress wouldn’t.”). The resulting Clean Power
Plan echoed President Obama’s view that limits on
emissions should be set in a manner that “better
reflects the way the electricity grid operates.” See,
e.g., 80 Fed. Reg. at 64,665, 64,667, 64,728. The
Available at https://obamawhitehouse.archives.gov/thepress-office/2013/02/12/remarks-president-state-union-address
(last accessed May 19, 2021).
5
18
difference is that while the power to set emission
limits that way required new legislation in 2013, in
2015 it miraculously did not.6
Of such opportunistic discoveries of agency power
this Court has written:
We are not willing to stand on the dock and
wave goodbye as EPA embarks on this
multiyear voyage of discovery. We reaffirm
the core administrative-law principle that
an agency may not rewrite clear statutory
terms to suit its own sense of how the
statute should operate.
6 Cf. Jennifer A. Dlouhy, Biden Climate Czar Vows Clean-
Energy Edict If Congress Fails (July 13, 2021) (available at
https://www.bloomberg.com/news/articles/2021-07-13/biden-cli
mate-czar-vows-clean-energy-rules-with-congress-or-not) (last
accessed Nov. 4, 2021).
The article quotes President Biden’s National Climate
Advisor Gina McCarthy as saying, “We have lots of regulatory
authority that we intend to use regardless[.]” McCarthy was
head of EPA when the CPP was promulgated in 2015. So when
she now says, “We have lots of regulatory authority that we
intend to use regardless,” she should be believed.
One ominous sign is that a White House press release on
President Biden’s goal of achieving 100% carbon-free electricity
generation mentions neither Congress nor the need for
legislation. See Press Release, Fact Sheet: President Biden
Sets 2030 Greenhouse Pollution Target (April 22, 2021)
(available at https://www.whitehouse.gov/briefing-room/state
ments-releases/2021/04/22/fact-sheet-president-biden-sets-2030
-greenhouse-gas-pollution-reduction-target-aimed-at-creatinggood-paying-union-jobs-and-securing-u-s-leadership-on-cleanenergy-technologies/) (last accessed May 31, 2021).
As an American folk philosopher once said, “It’s déjà vu all
over again.”
19
Utility Air Regulatory Group v. E.P.A., 573 U.S. 302,
328 (2014) (UARG).
It is for that reason that this case is not about
“the way the electricity grid operates,” as the 2015
White House Fact Sheet put it. It is about the way
the United States Government operates. As this
Court once observed, “Regardless of how serious the
problem an administrative agency seeks to address,
. . . it may not exercise its authority in a manner
that is inconsistent with the administrative
structure that Congress enacted into law.” Food and
Drug Admin. v. Brown & Williamson Tobacco Corp.,
529 U.S. 120, 125–26 (2000) (quotation marks and
citation omitted).
As shown in this brief, the statute in question (42
U.S.C. §7411) cannot serve EPA as a navigational
chart to any point in the compass to which EPA now
wishes to journey. The statute lacks entirely the
clear language needed to delegate to the agency the
expansive economic and policy-making powers at
issue in these cases. When it intends to do so in the
Clean Air Act, Congress knows how to authorize the
use of non-technological means, including economic
ones, and it does so in clear terms. See, e.g., 42
U.S.C. §7410(a)(2)(A), 42 U.S.C. §7651(d), and 42
U.S.C. §7671f(a). It has not done so here.
As this Court wrote on a similar occasion:
EPA’s interpretation is also unreasonable
because it would bring about an enormous
and transformative expansion in EPA’s
regulatory
authority
without
clear
congressional authorization.
When an
agency claims to discover in a long-extant
statute an unheralded power to regulate a
significant portion of the American
20
economy,
we
typically
greet
its
announcement with a measure of
skepticism. We expect Congress to speak
clearly if it wishes to assign to an agency
decisions of vast economic and political
significance.
UARG, 573 U.S. at 324 (cleaned up). See also Solid
Waste Agency of Northern Cook County v. United
States Army Corps of Engineers, 531 U.S. 159, 17273 (2001).
When a clear delegation of power is required,
ambiguity must fall short.
Hence, when EPA
invokes Chevron deference, see 80 Fed. Reg. at
64,719 & n.301 and 64,768, it does so in vain. “Even
if the text were ambiguous, the sheer scope of the
[agency’s] claimed authority . . . would counsel
against the Government’s interpretation.” Alabama
Association of Realtors v. Department of Health and
Human Services, 141 S.Ct. 2485, 2489 (2021). Least
of all, therefore, could the powers claimed in the CPP
simply “evolve,” American Lung, 985 F.3d at 953,
into existence lawfully.
Hence, the decision of the circuit court majority
must rely largely on reading the delegation of these
powers into the statute’s supposed silence, while
ignoring key words and context that delimit and
particularize the meaning of the law as Congress
actually wrote it. The circuit court’s two-judge
majority appears comfortable with its understanding
of the meaning of supposed legislative silence. This
Court should not be.
21
CONCLUSION
For the reasons given above, this Court should
reverse the decision below.
Respectfully submitted,
NEW ENGLAND LEGAL FOUNDATION,
By its attorneys,
/s/
John Pagliaro
John Pagliaro, Staff Attorney
Counsel of Record
Daniel B. Winslow, President
New England Legal Foundation
150 Lincoln Street, Unit 6B
Boston, Massachusetts 02111
Telephone: (617) 695-3660
JPagliaro@newenglandlegal.org
Dated: December 20, 2021
22
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.