Amicus Curiae Brief — American Hospital Association, et al., Petitioners v. Xavier Becerra, Secretary of Health and Human Services, et al.
Supreme Court briefSep 10, 2021
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No. 20-1114
IN THE
Supreme Court of the United States
_________________________________________________
AMERICAN HOSPITAL ASSOCIATION ET AL.,
Petitioners,
v.
XAVIER BECERRA, IN HIS OFFICIAL CAPACITY AS THE
SECRETARY OF HEALTH AND HUMAN SERVICES, ET AL.,
Respondents.
____________________________________________________________________________________________________
On Writ of Certiorari to the
United States Court of Appeals
for the District of Columbia Circuit
____________________________________________________________________________________________________
BRIEF OF AMICUS CURIAE
AMERICANS FOR PROSPERITY FOUNDATION
IN SUPPORT OF NEITHER PARTY
————
Michael Pepson
Counsel of Record
Cynthia Fleming Crawford
AMERICANS FOR PROSPERITY FOUNDATION
1310 N. Courthouse Road, Ste. 700
Arlington, VA 22201
(571) 329-4529
mpepson@afphq.org
Counsel for Amicus Curiae
September 10, 2021
i
TABLE OF CONTENTS
Table of Authorities ...................................................... ii
Brief of Amicus Curiae in Support of Neither Party . 1
Interest of Amicus Curiae ............................................ 1
Summary of Argument ................................................. 2
Argument ....................................................................... 6
I.
II.
Chevron Deference Violates the Separation of
Powers and Threatens Individual Liberty ......... 6
A.
The Separation of Powers and Our
Constitution’s Promise of an Independent
Judiciary Protect Individual Liberty.......... 6
B.
Chevron Deference Threatens Individual
Liberty By Transferring Legislative and
Judicial Powers to the Executive ................ 9
1.
Chevron Stacks the Deck Against the
American People ................................... 11
2.
Chevron Transfers Legislative Powers to
Unelected Executive Officials .............. 12
3.
Chevron Transfers Judicial Authority to
Unelected Executive Officials .............. 13
4.
Chevron and Its Constitutionally
Challenged Companion, Brand X, Are At
Odds with Due Process ......................... 15
Chevron Violates the APA ................................. 18
Conclusion ................................................................... 19
ii
TABLE OF AUTHORITIES
Page(s)
Cases
Baldwin v. United States,
140 S. Ct. 690 (2020) ................................... passim
Bond v. United States,
564 U.S. 211 (2011) ...............................................7
Bowen v. Georgetown Univ. Hosp.,
488 U.S. 204 (1988) .............................................17
Carter v. Welles-Bowen Realty, Inc.,
736 F.3d 722 (6th Cir. 2013) ....................... 17, 18
Chevron, U.S.A., Inc. v. NRDC, Inc.,
467 U.S. 837 (1984) ..................................... passim
Chi. & S. Air Lines, Inc. v. Waterman S.S.
Corp.,
333 U.S. 103 (1948) .............................................16
City of Arlington v. FCC,
569 U.S. 290 (2013) .............................................14
Cnty. of Maui v. Haw. Wildlife Fund,
140 S. Ct. 1462 (2020) .........................................10
De Niz Robles v. Lynch,
803 F.3d 1165 (10th Cir. 2015) ..........................16
DOT v. Ass’n of Am. R.R.,
575 U.S. 43 (2015) ...............................................12
iii
FCC v. Fox TV Stations, Inc.,
567 U.S. 239 (2012) .............................................17
FTC v. Ruberoid Co.,
343 U.S. 470 (1952) .............................................14
Gundy v. United States,
139 S. Ct. 2116 (2019) ...........................................6
Gutierrez-Brizuela v. Lynch,
834 F.3d 1142 (10th Cir. 2016) .................. passim
HollyFrontier Cheyenne Ref., LLC v.
Renewable Fuels Ass’n,
141 S. Ct. 2172 (2021) .........................................10
King v. Burwell,
576 U.S. 473 (2015) .............................................13
Kisor v. Wilkie,
139 S. Ct. 2400 (2019) .................................. 10, 11
Loving v. United States,
517 U.S. 748 (1996) ...........................................6, 7
Marbury v. Madison,
5 U.S. (1 Cranch) 137 (1803) ............................3, 7
Michigan v. EPA,
576 U.S. 743 (2015) .................................. 7, 12, 13
National Cable & Telecommunications
Association v. Brand X Internet Services,
545 U.S. 967 (2005) .............................................16
iv
Pereira v. Sessions,
138 S. Ct. 2105 (2018) .........................................11
Perez v. Mortg. Bankers Ass’n,
575 U.S. 92 (2015) .............................................8, 9
Texas v. Rettig,
993 F.3d 408 (5th Cir. 2021) ..................... 6, 8, 13
Tiger Lily, LLC v. HUD,
No. 21-5256, 2021 U.S. App. LEXIS
21906 (6th Cir. 2021) ........................................6, 7
United States v. Dickson,
40 U.S. 141 (1841) .................................................9
United States v. Mead Corp.,
533 U.S. 218 (2001) .............................................18
Valent v. Comm’r of Soc. Sec.,
918 F.3d 516 (6th Cir. 2019) ....................... 10, 11
Youngstown Sheet & Tube Co. v. Sawyer,
343 U.S. 579 (1952) ...............................................4
Constitution
U.S. Const., Art. I, §1 .......................................... 6, 13
U.S. Const. Art. II, § 3 ................................................7
v
Statutes
5 U.S.C. § 706 ............................................................18
Rules
Sup. Ct. Rule 37.3 .......................................................1
Other Authorities
Abbe R. Gluck, What 30 Years of Chevron
Teach Us About the Rest of Statutory
Interpretation, 83 Fordham L. Rev. 607,
625 (2014)...................................................... 16, 17
Aditya Bamzai, The Origins of Judicial
Deference to Executive Interpretation,
126 Yale L.J. 908 (2017) .....................................19
Brett M. Kavanaugh,
Fixing Statutory Interpretation,
129 Harv. L. Rev. 2118 (2016) ...........................18
Neil Gorsuch et al., A Republic, If You Can
Keep It (2019) ................... 4, 5, 7, 9, 10, 11, 12, 15
The Federalist No. 47 .............................................7, 8
The Federalist No. 78 .............................................8, 9
1
BRIEF OF AMICUS CURIAE
IN SUPPORT OF NEITHER PARTY
Under Supreme Court Rule 37.3, Americans for
Prosperity Foundation (“AFPF”) respectfully submits
this amicus curiae brief in support of neither party.1
INTEREST OF AMICUS CURIAE
Amicus curiae AFPF is a 501(c)(3) nonprofit
organization committed to educating and training
Americans to be courageous advocates for the ideas,
principles, and policies of a free and open society. As
part of this mission, it appears as amicus curiae before
federal and state courts.
This case presents a familiar question: which
branch of government is responsible for making public
policy and how? Amicus takes no position here on any
health care, fiscal, or other public policy issues
implicated by this case. Instead, Amicus writes to
highlight the critical separation of powers issues that
underlie this case. Under the Constitution, it is not
this Court’s role to set public policy. Instead, the
Constitution tasks the democratically elected,
politically accountable branches—Congress and the
President—with resolving policy questions through
the deliberately arduous legislative process.
1 All parties have consented to the filing of this brief. No counsel
for a party authored this brief in whole or in part and no person
other than amicus made any monetary contributions intended to
fund the preparation or submission of this brief.
2
Amicus respectfully submits this brief in support
of neither party because the panel majority’s
capacious framing of Chevron deference “confirms the
continuing need for this Court to enforce limits on
Chevron deference, particularly as it is applied in the
D.C. Circuit, to ensure that it does not give cover to
federal agencies when they supplant Congress’s policy
judgments with their own.” Cert. Pet. 15. And “[i]f left
undisturbed, the decision will inevitably exert a
strong and unwarranted gravitational pull in the
direction of deference to agency interpretations of law
in the D.C. Circuit and beyond—exacerbating
separation-of-powers concerns.” Cert. Pet. 16. The
panel majority’s framing of Chevron deference “invites
federal agencies to engage in creative reimagining of
their statutory mandates.” Pet. Reply 10.
AFPF has an interest in this case because it
believes
judicially-created
executive-deference
regimes are inconsistent with bedrock separation-ofpowers principles and the text, structure, and history
of the U.S. Constitution. These executive-deference
doctrines—Chevron, Brand X, and the like—also
wrongly place a thumb on the scale in favor of the
nation’s most powerful litigant (the federal
government), rigging the judicial game against the
American people. Due process and fairness demand
that private litigants should be on equal footing with
the government in disputes adjudicated in Article III
courts.
SUMMARY OF ARGUMENT
In this country, all government power must flow
from its proper source: We the People. Our system of
government relies on the consent of the governed
3
memorialized in the U.S. Constitution. The People
have agreed on a system of separated powers, in which
the legislative, executive, and judicial branches
function as checks and balances on one another,
ensuring accountability and protecting liberty. The
Constitution does not grant legislative or judicial
powers to the Executive Branch, nor does it permit the
transfer of these powers to administrative bodies.
Nowhere in the Constitution does it say or even
suggest the People have agreed to be ruled by
unelected, politically unaccountable government
“experts.”
Accordingly, it should not be the case that an
independent Article III court tasked with saying what
the law is reflexively “defers” to Executive Branch
statutory interpretations annunciated via “legislative
rule.” And a fortiori it should not be the case that an
Article III court believes itself bound to defer to these
Executive Branch policy decisions, often disguised as
statutory interpretation, unless Congress specifically
bars the agency from acting. That is the opposite of
how our Constitution works, where power must be
granted before it can be exercised—not presumed
until prohibited.
It is black-letter law that federal agency power is
derived from, and limited by, federal statutes. Article
III tasks the Judiciary—not the Executive Branch—
with independently interpreting federal statutes in
contested cases. This reflects a key concept: the
separation of powers vital to protecting our liberties.
This means Congress legislates, the Executive Branch
enforces the law, and the Judiciary says, once and for
all, “what the law is.” Marbury v. Madison, 5 U.S. (1
Cranch) 137, 177 (1803). If disputes arise between
4
private parties and federal officials charged with
enforcing the law, basic principles of due process and
fundamental fairness demand private parties be on
equal footing with the government in federal court.
Equally imperative, federal judges—who are experts
in interpreting federal statutes, as they are
constitutionally tasked with doing—should use, and
jealously safeguard, their independent judgment as to
what the law means.
But over time judicially-developed deference
regimes have emerged that effectively transfer core
Article III judicial powers (and core Article I
legislative powers) to unelected federal bureaucrats,
putting a thumb on the scale in favor of the nation’s
most powerful litigant—the federal government—
thereby rigging the game against the American
people.
These deference doctrines, including Chevron, are
difficult, if not impossible, to square with the
Constitution and the Administrative Procedure Act
(“APA”), ultimately resulting in extraconstitutional
power-transfers that violate bedrock separation-ofpowers principles upon which our hard-won system of
checks and balances was built.
The Court should squarely overrule Chevron here
and now. For as Justice Frankfurter warned, “[t]he
accretion of dangerous power does not come in a day.
It does come, however slowly, from the generative
force of unchecked disregard of the restrictions”
imposed by the Constitution. Youngstown Sheet &
Tube Co. v. Sawyer, 343 U.S. 579, 594 (1952)
(Frankfurter, J., concurring). And as Justice Gorsuch
observed more recently: “Like a tower in the game of
5
Jenga, pull out this block or that one and the tower
may seem unaffected, especially if you do it with a bit
of finesse—and the lawyers who come up with the
justifications for the blending of powers have plenty of
that. But keep pulling out blocks, and eventually
what started out as a strong and stable tower will
begin to teeter.” Neil Gorsuch, A Republic, If You Can
Keep It, 73 (2019).
Chevron removed foundational blocks from our
Constitution’s system of checks and balances by
transferring core judicial and legislative powers to the
Executive. In so doing, it provided bureaucrats a
powerful tool to chisel away at the separation of
powers that protect liberty, as they creatively
reimagine and expand their powers. If nothing else,
these bureaucrats have proven to be remarkably
proficient at that constitutionally dubious task.
In addition to being unconstitutional, Chevron is
profoundly undemocratic. The real-world harms to
the American people flowing from the administrative
excesses it has enabled cannot be overstated. As a
practical matter, Chevron provided the pathway for
bureaucrats
housed
within
a
warren
of
extraconstitutional administrative bodies to enforce
unpopular policies, by claiming “force of law,” where
no such law was ever enacted by Congress. This
practice, which burdens businesses and restricts
individual liberty, without fair notice of what the law
prohibits or requires, should not be allowed to stand.
6
ARGUMENT
I.
CHEVRON
DEFERENCE
VIOLATES
THE
SEPARATION OF POWERS AND THREATENS
INDIVIDUAL LIBERTY.
A. The Separation of Powers and Our
Constitution’s Promise of an Independent
Judiciary Protect Individual Liberty.
“Our founding document begins by declaring that
‘We the People . . . ordain and establish this
Constitution.’ At the time, that was a radical claim,
an assertion that sovereignty belongs not to a person
or institution or class but to the whole of the people.”2
Gundy v. United States, 139 S. Ct. 2116, 2133 (2019)
(Gorsuch, J., dissenting). Toward that end, “the
Constitution proceeded to vest the authority to
exercise different aspects of the people’s sovereign
power in distinct entities.” Id. (Gorsuch, J.,
dissenting).
Subject
to
bicameralism
and
presentment, Article I of the Constitution vests “[a]ll
legislative Powers herein granted” in Congress—not
the courts and not the Executive branch. U.S. Const.
Art. I, § 1; see Gundy, 139 S. Ct. at 2123 (confirming
“assignment of power to Congress is a bar on its
further delegation”); Loving v. United States, 517 U.S.
2 Notably, “the Constitution vests lawmaking power in the most
politically accountable branch of our government—the Congress
of the United States.” Texas v. Rettig, 993 F.3d 408, 408 (5th Cir.
2021) (Ho, J., dissenting from denial of rehearing en banc). And
for good reason: “If legislators misused this power, the people
could respond, and respond swiftly.” Tiger Lily, LLC v. HUD, No.
21-5256, 2021 U.S. App. LEXIS 21906, at *14 (6th Cir. July 23,
2021) (Thapar, J., concurring).
7
748, 758 (1996) (“[T]he lawmaking function belongs to
Congress . . . and may not be conveyed to another
branch or entity.”). Article II tasks the Executive
Branch with faithfully executing the law. U.S. Const.
Art. II, § 3. Article III “vests the judicial power
exclusively in Article III courts, not administrative
agencies.” Michigan v. EPA, 576 U.S. 743, 762 (2015)
(Thomas, J., concurring).
Under the separation of powers, Congress
legislates, the Executive Branch enforces the law, and
the Judiciary says, once and for all, “what the law is.”
Marbury, 5 U.S. (1 Cranch) at 177. “That is the
equilibrium the Constitution demands. And when one
branch impermissibly delegates its powers to another,
that balance is broken.” Tiger Lily, LLC v. HUD, No.
21-5256, 2021 U.S. App. LEXIS 21906, at *14 (6th Cir.
July 23, 2021) (Thapar, J., concurring).
“Separation-of-powers principles are intended, in
part, to protect each branch of government from
incursion by the others. . . . The structural principles
secured by the separation of powers protect the
individual as well.” Bond v. United States, 564 U.S.
211, 222 (2011). To be sure, “[t]he separation of
powers and its role in protecting individual liberty
and the rule of law can sound pretty abstract. . . . After
all, the value of the separation of powers isn’t always
as obvious as the value of other sorts of constitutional
protections.” A Republic at 41, 45. But it bears
reminding that “[w]hen the separation of powers goes
ignored, those who suffer first may be the unpopular
and least among us[.] . . . But they are not likely to be
the last.” Id. at 46. For as James Madison famously
wrote, “[t]he accumulation of all powers, legislative,
executive, and judiciary, in the same hands . . . may
8
justly be pronounced the very definition of tyranny.”
The Federalist No. 47. And as Alexander Hamilton
wisely cautioned: “liberty can have nothing to fear
from the judiciary alone, but would have everything
to fear from its union with either of the other
departments.” The Federalist No. 78.
This separation “might seem inconvenient and
inefficient to those who wish to maximize
government’s coercive power.” See Texas v. Rettig, 993
F.3d 408, 409 (5th Cir. 2021) (Ho, J., dissenting from
denial of rehearing en banc). But “[t]o the Framers,
the separation of powers and checks and balances
were more than just theories. They were practical and
real protections for individual liberty in the new
Constitution.” Perez v. Mortg. Bankers Ass’n, 575 U.S.
92, 118 (2015) (Thomas, J., concurring in the
judgment) (cleaned up). The Founders knew that
“unchecked by independent courts exercising the job
of declaring the law’s meaning, executives throughout
history had sought to exploit ambiguous laws as
license for their own prerogative.” Gutierrez-Brizuela
v. Lynch, 834 F.3d 1142, 1152 (10th Cir. 2016)
(Gorsuch, J., concurring). “The Founders expected
that the Federal Government’s powers would remain
separated—and the people’s liberty secure—only if
the branches could check each other. The Judiciary’s
checking power is its authority to apply the law in
cases or controversies properly before it.” Baldwin v.
United States, 140 S. Ct. 690, 692 (2020) (Thomas, J.,
dissenting from denial of certiorari).
Accordingly, “[w]hen a party properly brings a case
or controversy to an Article III court, that court is
called upon to exercise the ‘judicial Power of the
United States,’ . . . [which] requires a court to exercise
9
its [independent judgment] in interpreting and
expounding upon the laws.” Perez, 575 U.S. at 119
(Thomas, J., concurring in the judgment). Under the
separation of powers, as understood by the Founders
of our Constitution, “[t]he interpretation of the laws is
the proper and peculiar province of the courts. . . . It
therefore belongs to them to ascertain . . . the meaning
of any act proceeding from the legislative body.” The
Federalist No. 78. As Justice Story explained:
[I]t is not to be forgotten, that ours is a
government of laws, and not of men; and
that the Judicial Department has
imposed upon it, by the Constitution, the
solemn duty to interpret the laws, in the
last resort; and however disagreeable
that duty may be, in cases where its own
judgment shall differ from that of other
high functionaries, it is not at liberty to
surrender, or to waive it.
United States v. Dickson, 40 U.S. 141, 162 (1841).
At least, that is how it is supposed to work.
B. Chevron Deference Threatens Individual
Liberty By Transferring Legislative and
Judicial Powers to the Executive.
By contrast, Chevron reflects judge-made law of
the same vintage that gave us the “Walkman,” VCRs,
Nintendo, and the Soviet Union’s boycott of the
Olympics. “In 1984, a bare quorum of six Justices
decided Chevron.” Baldwin, 140 S. Ct. at 691
(Thomas, J., dissenting from denial of certiorari).
Chevron requires that “if a court finds a statute’s
10
meaning ambiguous it may not resolve the ambiguity
using the traditional tools of statutory interpretation
that judges have employed for centuries. Instead, the
court must defer to an executive agency’s decision
about the law’s meaning.”
A Republic at 75.
Accordingly, “Chevron is in serious tension with the
Constitution, the APA, and over 100 years of judicial
decisions.” Baldwin, 140 S. Ct. at 691 (Thomas, J.,
dissenting from the denial of certiorari); see Kisor v.
Wilkie, 139 S. Ct. 2400, 2446 n.114 (2019) (Gorsuch,
J., concurring in the judgment); Cnty. of Maui v. Haw.
Wildlife Fund, 140 S. Ct. 1462, 1482 (2020) (Thomas,
J., dissenting) (Chevron deference “likely conflicts
with the Vesting Clauses of the Constitution”).
“In every case where an Article III court defers to
the Executive’s interpretation of a statute under
Chevron, our constitutional separation of powers is
surely disordered.” Valent v. Comm’r of Soc. Sec., 918
F.3d 516, 524 (6th Cir. 2019) (Kethledge, J.,
dissenting). That is exactly what happened here. The
focus of the panel majority’s Chevron analysis was not
even on whether the text showed Congress granted
the agency the powers it claimed but precisely the
opposite: whether there was conclusive proof that
Congress “directly foreclose[d]” the agency’s claimed
authority.3 See Pet. App. 19a. This is backwards and
3 The panel majority noted that HHS did not invoke
Chevron
“expressly until a post-argument letter submitted to the Court,”
but it said an “agency cannot forfeit Chevron’s applicability.” Pet.
App. 18a. That too was error. See HollyFrontier Cheyenne Ref.,
LLC v. Renewable Fuels Ass’n, 141 S. Ct. 2172, 2180 (2021)
11
“suggests an abdication of the Judiciary’s proper role
in interpreting federal statutes.” Pereira v. Sessions,
138 S. Ct. 2105, 2120 (2018) (Kennedy, J., concurring).
“[W]henever a federal court declares a statute
ambiguous and then hands over to an executive
agency the power to say what the statute means, the
Executive exercises a power that the Constitution has
assigned to a different branch.” Valent, 918 F.3d at
525 (Kethledge, J., dissenting). At the least, Article
III courts should not transfer core judicial powers to
federal bureaucrats lightly, “[f]or just as the
separation of powers safeguards individual liberty, so
too the consolidation of power in the Executive plainly
threatens it.” Id. But that is what Chevron does.
“Chevron compels judges to abdicate the judicial
power without constitutional sanction.” Baldwin, 140
S. Ct. at 691 (Thomas, J., dissenting from denial of
certiorari). And that is what was done here.
1. Chevron Stacks the Deck Against the
American People.
“[J]udges owe the people who come before them
nothing less than a fair contest, where every party has
an equal chance to persuade the court of its
interpretation of the law’s demands.” Kisor, 139 S. Ct.
at 2425 (Gorsuch, J., concurring in the judgment).
Chevron breaks Article III’s promise of an
independent, neutral judicial decisionmaker, as “[a]
court must . . . [defer to the agency] even when the
(“[T]he government is not invoking Chevron. We therefore
decline to consider whether any deference might be due its
regulation.” (cleaned up)).
12
agency’s decision is influenced by politics, and even if
the agency later changes its position in response to a
new election or political pressure.” A Republic at 75.
2. Chevron Transfers Legislative Powers
to Unelected Executive Officials.
On the front end, Chevron transfers Congress’s
lawmaking powers to Executive agents on the
constitutionally dubious theory that Congress may
sub-delegate its legislative duties to another branch of
government.4 “In reality,” as Justice Thomas has
observed, “agencies ‘interpreting’ ambiguous statutes
typically are not engaged in acts of interpretation at
all. Instead, as Chevron itself acknowledged, they are
engaged in the formulation of policy.” Michigan v.
EPA, 576 U.S. at 762 (Thomas, J., concurring)
(cleaned up).
More specifically, under Chevron, the theory
claims that when Congress drafts “ambiguous”
statutes, it implicitly transfers to Executive agents
the authority to make generally applicable (and
sometimes retroactive) rules with the force of law;
“and that authority is used not to find the best
meaning of the text, but to formulate legally binding
rules to fill in gaps based on policy judgments made
by the agency rather than Congress.” Id. (Thomas, J.,
concurring). It is challenging to see how this is a sound
4 “The principle that Congress cannot delegate away its vested
powers exists to protect liberty. Our Constitution, by careful
design, prescribes a process for making law, and within that
process there are many accountability checkpoints.” DOT v.
Ass’n of Am. R.R., 575 U.S. 43, 61 (2015) (Alito, J., concurring).
13
theory of statutory interpretation. Or why these
Executive agents should be allowed to set public
policy. “Not only is Chevron’s purpose seemingly at
odds with the separation of legislative and executive
functions, its effect appears to be as well.” GutierrezBrizuela, 834 F.3d at 1154 (Gorsuch, J., concurring).
Chevron’s theoretical underpinnings (doctrinally
complicated as they are) are counterintuitive because
“[i]n a democracy, the power to make the law rests
with those chosen by the people.”5 King v. Burwell,
576 U.S. 473, 498 (2015); see U.S. Const. Art. I, § 1.
3. Chevron Transfers Judicial Authority
to Unelected Executive Officials.
On the back end, Chevron permits executive
agencies “to swallow huge amounts of core judicial”
power. Gutierrez-Brizuela, 834 F.3d at 1149 (Gorsuch,
J., concurring). Chevron “forc[es] . . . [judges] to
abandon what they believe is the best reading of an
ambiguous statute in favor of an agency’s
construction. It thus wrests from Courts the ultimate
interpretative authority to say what the law is and
hands it over to the Executive.” Michigan v. EPA, 576
U.S. at 761 (Thomas, J., concurring) (cleaned up). Put
differently, “Chevron invests the power to decide the
meaning of the law, and to do so with legislative policy
goals in mind, in the very entity charged with
“The modern administrative state illustrates what happens
when we ignore the Constitution: Congress passes problems to
the executive branch and then engages in finger-pointing for any
problems that might result. The bureaucracy triumphs—while
democracy suffers.” Rettig, 993 F.3d at 409 (Ho, J., dissenting
from denial of rehearing en banc).
5
14
enforcing the law. Under its terms, an administrative
agency may set and revise policy (legislative), override
adverse judicial determinations (judicial), and
exercise
enforcement
discretion
(executive).”
Gutierrez-Brizuela, 834 F.3d at 1155 (Gorsuch, J.,
concurring).
Needless to say, “[w]hen it applies, Chevron is a
powerful weapon in an agency’s regulatory arsenal. .
. . It would be a bit much to describe the result as ‘the
very definition of tyranny,’ but the danger posed by
the growing power of the administrative state cannot
be dismissed.”6 City of Arlington v. FCC, 569 U.S. 290,
314–15 (2013) (Roberts, C.J., dissenting) (citation
omitted). “This apparent abdication by the Judiciary
and usurpation by the Executive is not a harmless
transfer of power. . . . Perhaps worst of
all, Chevron deference undermines the ability of the
Judiciary to perform its checking function on the other
branches.” Baldwin, 140 S. Ct. at 691–92 (Thomas, J.,
dissenting from denial of certiorari). While the
judiciary may have limited power to force Congress to
do its job, at the minimum, the Court may and should
jealously guard its own authority against
encroachment by the Executive.
As Justice Jackson explained, “[t]he rise of administrative
bodies probably has been the most significant legal trend of the
last century and perhaps more values today are affected by their
decisions than by those of all the courts, review of administrative
decisions apart. They also have begun to have important
consequences on personal rights.” FTC v. Ruberoid Co., 343 U.S.
470, 487 (1952) (Jackson, J., dissenting).
6
15
4. Chevron and Its Constitutionally
Challenged Companion, Brand X, Are
At Odds with Due Process.
Further still, the Chevron doctrine harms
individual rights. “Transferring the job of saying
what the law is from the judiciary to the executive
unsurprisingly invites the very sort of due process
(fair notice) and equal protection concerns the framers
knew would arise if the political branches intruded on
judicial functions.” Gutierrez-Brizuela, 834 F.3d at
1152 (Gorsuch, J., concurring). “By transferring more
and more power from the legislature and judiciary to
the executive, we alter piece by piece the framers’
work and risk the underlying values it was designed
to serve.” A Republic at 73. Those values include “fair
notice; protection for the inherent value of every
individual person, including especially dissenting
voices; democratic accountability; and the rule of law
as administered by independent judges and juries.”
Id. Chevron plainly threatens all of them.
Chevron creates a regime where the People “are
charged with an awareness of Chevron; [then]
required to guess whether the statute will be declared
‘ambiguous’. . . ; and [then] required to guess (again)
whether an agency’s interpretation will be deemed
‘reasonable.’” Gutierrez-Brizuela, 834 F.3d at 1152
(Gorsuch, J., concurring). “Even if the people somehow
manage to make it through this far unscathed, they
must always remain alert to the possibility that the
agency will reverse its current view 180 degrees
anytime based merely on the shift of political winds
and still prevail. Neither, too, will agencies always
deign to announce their views in advance[.]” Id.
(Gorsuch, J., concurring).
16
Making matters worse, under National Cable &
Telecommunications Ass’n v. Brand X Internet
Services, 545 U.S. 967 (2005), a wayward cousin and
malignant outgrowth of Chevron, “there are indeed
some occasions when a federal bureaucracy can
effectively overrule a judicial decision.” De Niz Robles
v. Lynch, 803 F.3d 1165, 1167 (10th Cir. 2015)
(Gorsuch, J.). Brand X obligates courts to defer to
“reasonable” agency interpretations of ambiguous
statutes supposedly reflecting quasi-legislative
agency policy choices, “even when doing so means . . .
[courts] must overrule [their] . . . own preexisting and
governing statutory interpretation” precedent. Id.
This means businesses and individuals cannot rely on
case law interpreting statutes to plan their affairs.
Like Chevron, “Brand X appears to be
inconsistent with the Constitution[.]” Baldwin, 140 S.
Ct. at 691 (Thomas, J., dissenting from denial of
certiorari); see also Chi. & S. Air Lines, Inc. v.
Waterman S.S. Corp., 333 U.S. 103, 113–14 (1948)
(Jackson, J.) (“It has also been the firm and unvarying
practice of Constitutional Courts to render no
judgments not binding and conclusive on the parties
and none that are subject to later review or alteration
by administrative action.”). And as Justice Thomas
has suggested, skepticism of Brand X’s constitutional
pedigree should “begin[] at its foundation—
Chevron deference.” Baldwin, 140 S. Ct. at 691.
(Thomas, J., dissenting from denial of certiorari).
As a leading scholar of statutory interpretation
explained: “Brand X is arguably the capstone of the
Court’s Chevron evolution: it works a wholesale
transfer of statutory interpretation authority from
federal courts to agencies.” Abbe R. Gluck, What 30
17
Years of Chevron Teach Us About the Rest of Statutory
Interpretation, 83 Fordham L. Rev. 607, 625 (2014).
That sums it up well. After all, “[i]f you accept
Chevron’s claim that legislative ambiguity represents
a license to executive agencies to render authoritative
judgments about what a statute means, Brand X’s
rule requiring courts to overturn their own contrary
judgments does seem to follow pretty naturally.”
Gutierrez-Brizuela, 834 F.3d at 1151 (Gorsuch, J.,
concurring).
As the capstone of the Chevron
experiment, “Brand X has taken this Court to the
precipice of administrative absolutism,” and “it
poignantly lays bare the flaws . . . [of] executivedeference jurisprudence.” Baldwin, 140 S. Ct. at 695.
The Chevron/Brand X framework thus stands in
serious tension with the basic due process
requirement of fair notice. “A fundamental principle
in our legal system is that laws which regulate
persons or entities must give fair notice of conduct
that is forbidden or required.” FCC v. Fox TV Stations,
Inc., 567 U.S. 239, 253 (2012). And “[r]etroactivity is
not favored in the law.” Bowen v. Georgetown Univ.
Hosp., 488 U.S. 204, 208 (1988). Deference doctrines
like Chevron and Brand X undermine this
fundamental principle. See Gutierrez-Brizuela, 834
F.3d at 1152 (Gorsuch, J., concurring).7
7 “The retroactivity of Chevron deference adds another paradox.
An agency’s authoritative interpretation of a statute attracts
deference even in cases about transactions that occurred before
the issuance of the interpretation. But how would this rule work
18
II.
CHEVRON VIOLATES THE APA.
In addition to violating the Constitution in
multifarious ways, Chevron is contrary to the APA’s
plain language. As Justice Scalia observed: “There is
some question whether Chevron was faithful to the
text of the . . . [APA], which it did not even bother to
cite.” United States v. Mead Corp., 533 U.S. 218, 241
(2001) (Scalia, J., dissenting). For good reason. See
Brett M. Kavanaugh, Fixing Statutory Interpretation,
129 Harv. L. Rev. 2118, 2150 (2016) (explaining that
Chevron is “an atextual invention by courts”).
The APA tasks federal courts with independently
saying what the law is without placing a thumb on the
scale for the government: “To the extent necessary to
decision and when presented, the reviewing court
shall decide all relevant questions of law, interpret
constitutional and statutory provisions, and
determine the meaning or applicability of the terms of
an agency action.” 5 U.S.C. § 706 (emphasis added).
Thus, as then-Judge Gorsuch observed:
Chevron’s inference about hidden
congressional intentions seems belied by
the intentions Congress has made
textually manifest. . . . [N]ot a word can
be found here about delegating
legislative authority to agencies. On this
record, how can anyone fairly say that
in a criminal setting given the Ex Post Facto Clause?” Carter v.
Welles-Bowen Realty, Inc., 736 F.3d 722, 733 (6th Cir. 2013)
(Sutton, J., concurring).
19
Congress ‘intended’ for courts to abdicate
their statutory duty under § 706 and
instead ‘intended’ to delegate away its
legislative power to executive agencies?
The fact is, Chevron’s claim about
legislative intentions is no more than a
fiction—and one that requires a pretty
hefty suspension of disbelief at that.
Gutierrez-Brizuela, 834 F.3d at 1153 (Gorsuch, J.,
concurring).8 See also Baldwin, 140 S. Ct. at 692
(Thomas, J., dissenting from denial of certiorari)
(“Even if Chevron raised no constitutional concerns,
these statutory arguments give rise to serious doubts
about Chevron’s legitimacy.”).
CONCLUSION
This Court should overrule Chevron.
8 As Professor Aditya Bamzai explained: “[T]he proposition that
Chevron has a basis in traditional interpretive methodology, the
views of the Framers of the . . . Constitution, or section 706 of the
[APA] should be abandoned—that proposition is a fiction.”
Aditya Bamzai, The Origins of Judicial Deference to Executive
Interpretation, 126 Yale L.J. 908, 1001 (2017).
20
Respectfully submitted,
Michael Pepson
Counsel of Record
Cynthia Fleming Crawford
AMERICANS FOR PROSPERITY FOUNDATION
1310 N. Courthouse Road, Ste. 700
Arlington, VA 22201
(571) 329-4529
mpepson@afphq.org
Counsel for Amicus Curiae
September 10, 2021
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.