Opposition Brief — Walter N. Strand, III, Petitioner v. United States
Supreme Court briefOct 30, 2020
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No. 20-111
In the Supreme Court of the United States
WALTER N. STRAND, III, PETITIONER
v.
UNITED STATES OF AMERICA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FEDERAL CIRCUIT
BRIEF FOR THE RESPONDENTS IN OPPOSITION
JEFFREY B. WALL
Acting Solicitor General
Counsel of Record
JEFFREY BOSSERT CLARK
Acting Assistant Attorney
General
ROBERT E. KIRSCHMAN, JR.
DOUGLAS K. MICKLE
MATTHEW J. CARHART
Attorneys
SEAN B. PATTON
Attorney
Department of the Navy
Washington, D.C. 20374-5066
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217
QUESTION PRESENTED
Whether the Secretary of the Navy’s denial of a request under 10 U.S.C. 1552 to adjust petitioner’s military service record must be set aside because he did not
adopt the recommendation of a records correction
board, even though the Secretary’s denial is not arbitrary or capricious, is supported by substantial evidence, and is not otherwise contrary to law.
(I)
TABLE OF CONTENTS
Page
Opinions below .............................................................................. 1
Jurisdiction .................................................................................... 1
Statement ...................................................................................... 2
A. Statutory and regulatory background ............................ 2
B. The present controversy................................................... 3
Argument..................................................................................... 10
Conclusion ................................................................................... 16
TABLE OF AUTHORITIES
Cases:
Blassingame v. Secretary of the Navy,
866 F.2d 556 (2d Cir. 1989) ................................................ 15
Champagne v. Schlesinger, 506 F.2d 979
(7th Cir. 1974) ...................................................................... 14
Dibble v. Fenimore, 545 F.3d 208 (2d Cir. 2008) ................ 15
Hodges v. Callaway, 499 F.2d 417 (5th Cir. 1974) ............. 15
Horn v. Schlesinger, 514 F.2d 549 (8th Cir. 1975) ............. 14
Miller v. Lehman, 801 F.2d 492 (D.C. Cir. 1986) ............... 12
Neal v. Secretary of the Navy, 639 F.2d 1029
(3d Cir. 1981) ....................................................................... 14
Nelson v. Miller, 373 F.2d 474 (3d Cir.),
cert. denied, 387 U.S. 924 (1967) ....................................... 15
Proper v. United States, 154 F. Supp. 317
(Ct. Cl. 1957) .............................................................. 8, 15, 16
Sanders v. United States, 594 F.2d 804 (Ct. Cl. 1979) ......... 8
Strickland v. United States, 423 F.3d 1335
(Fed. Cir. 2005) ......................................................... 7, 14, 16
Weiss v. United States, 408 F.2d 416 (Ct. Cl. 1969) ....... 8, 16
Wisniewski v. United States, 353 U.S. 901 (1957) ............. 16
(III)
IV
Statutes and regulations:
Page
Administrative Procedure Act, 5 U.S.C. 701 et seq............ 11
5 U.S.C. 704 ...................................................................... 11
5 U.S.C. 706(2)(A) ............................................................ 11
Legislative Reorganization Act of 1946,
10 U.S.C. 1552 ....................................................... 2, 9, 12, 13
10 U.S.C. 1552(a) ....................................................... 12, 13
10 U.S.C. 1552(a)(1) ......................................... 2, 11, 12, 13
10 U.S.C. 1552(a)(2) ......................................................... 12
10 U.S.C. 1552(a)(3)(A) ..................................................... 2
10 U.S.C. 1552(a)(3)(D) ................................................... 13
10 U.S.C. 1552(b) ............................................................. 13
10 U.S.C. 6330(b) ..................................................................... 4
32 C.F.R.:
Section 723.2 ................................................................ 2, 12
Section 723.3(a) .................................................................. 2
Section 723.3(e)(1) ............................................................. 2
Section 723.3(e)(4) ..................................................... 2, 3, 9
Section 723.4-723.5 ............................................................ 2
Section 723.6(a)(3) ......................................................... 2, 3
Section 723.6(e)(1) ............................................................. 3
Section 723.6(e)(1)-(2) ....................................................... 3
Section 723.6(e)(2)(iii) ................................................... 3, 5
Section 723.7(a) .................................................................. 3
In the Supreme Court of the United States
No. 20-111
WALTER N. STRAND, III, PETITIONER
v.
UNITED STATES OF AMERICA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FEDERAL CIRCUIT
BRIEF FOR THE RESPONDENTS IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1a-28a)
is reported at 951 F.3d 1347. The opinion of the United
States Court of Federal Claims (Pet. App. 30a-54a) is
reported at 138 Fed. Cl. 633. A related opinion of the
court of appeals (Pet. App. 68a-78a) is reported at 706
Fed. Appx. 996. A related opinion of the United States
Court of Federal Claims (Pet. App. 81a-96a) is reported
at 127 Fed. Cl. 44.
JURISDICTION
The judgment of the court of appeals was entered on
March 3, 2020. The petition for a writ of certiorari was
filed on July 29, 2020. The jurisdiction of this Court is
invoked under 28 U.S.C. 1254(1).
(1)
2
STATEMENT
A. Statutory And Regulatory Background
The Legislative Reorganization Act of 1946, 10
U.S.C. 1552, authorizes military service secretaries to
correct the records of service members in certain circumstances. Section 1552(a)(1) provides that “[t]he
Secretary of a military department may correct any military record of the Secretary’s department when the
Secretary considers it necessary to correct an error or
remove an injustice.” 10 U.S.C. 1552(a)(1). The Act
states that, with exceptions not relevant here, any such
corrections “shall be made by the Secretary acting
through boards of civilians of the executive part of that
military department,” ibid., and “shall be made under
procedures established by the Secretary concerned,” 10
U.S.C. 1552(a)(3)(A). The Board for Correction of Naval Records (BCNR or Board) has been established to
assist the Secretary of the Navy with this task. 32
C.F.R. 723.2.
Navy regulations provide that applications for correction are submitted, in the first instance, to the
Board. 32 C.F.R. 723.3(a). If accepted for consideration, “all pertinent evidence of record” is reviewed by a
three member panel. 32 C.F.R. 723.3(e)(1). Where the
Board concludes a hearing is warranted, the regulations
provide for the appearance of counsel, the presentation
of witnesses, and the submission of documentary evidence. 32 C.F.R. 723.4-723.5. Following such a hearing,
or if the Board determines that no hearing is warranted,
the Board issues “written findings, conclusions and recommendations.” 32 C.F.R. 723.6(a)(3); see 32 C.F.R
723.3(e)(4). If the Board recommends the denial of relief, it is required to include a “brief statement of the
3
grounds for denial.” 32 C.F.R. 723.3(e)(4); see 32 C.F.R.
723.6(a)(3).
“With respect to all petitions for relief properly before it,” the Board is generally authorized to take “final
corrective action on behalf of the Secretary.” 32 C.F.R.
723.6(e)(1). A limited number of categories of petitions,
however, are “reserved for decision by the Secretary.”
32 C.F.R. 723.6(e)(1)-(2). Among them are petitions
that, “in the determination of [the] Office of the Secretary or the Executive Director [of the Board], warrant
Secretarial review.” 32 C.F.R. 723.6(e)(2)(iii). In those
instances, the record of proceedings before the Board
“will be forwarded to the Secretary who will direct such
action as he or she determines to be appropriate.” 32
C.F.R. 723.7(a). If the Secretary determines to deny
relief, “such decision shall be in writing and, unless he
or she expressly adopts in whole or in part the findings,
conclusions and recommendations of the Board, or a minority report [of the Board], shall include a brief statement of the grounds for denial.” Ibid.
B. The Present Controversy
1. Petitioner enlisted in the Navy in 1988. Pet. App.
100a. In 2008, while still on active duty, he fired a gun
at a car carrying his estranged wife and her boyfriend.
Id. at 33a, 100a. Based on that conduct, petitioner was
charged with and convicted in a Virginia state court on
three felony counts of attempted malicious wounding,
attempted unlawful wounding, and the use of a firearm
in the commission of a felony. Id. at 33a, 100a-101a.
And he was sentenced to six years of imprisonment,
three of which were eventually suspended for good behavior. Ibid.
Following his conviction, the Navy discharged petitioner under “other than honorable conditions,” based
4
on “misconduct due to [the] commission of a serious offense,” his “longstanding history of Family Advocacy
Program (FAP) involvement and domestic violence issues,” and a determination that “his behavior did not
align with the Navy’s core values.” Pet. App. 101a. Petitioner had served for 19 years and six months before
his discharge. Id. at 34a. Because he was separated
before accruing 20 years of service, he was ineligible to
request that the Navy transfer him to the Fleet Reserve, a form of retirement available to enlistees. C.A.
App. 355-362; 10 U.S.C. 6330(b).
2. In 2014, petitioner applied to the BCNR seeking
various “corrections” to his service record, including a
six-month service credit to gain eligibility for retirement and other benefits. Pet. App. 3a; see id. at 71a72a. The Board recommended to the Secretary that the
Navy modify petitioner’s records “to show [that] he was
honorably retired with 20 years of service,” i.e., to grant
him six months of retirement credit and an upgrade to
his discharge conditions, and to strike from his records
that the Navy had discharged him due to his civil convictions. Id. at 104a; see id. at 99a-105a. The Board
“note[d] the seriousness of [p]etitioner’s disciplinary infractions and d[id] not condone his misconduct.” Id. at
103a. But it concluded that “[p]etitioner ha[d] suffered
long enough for his indiscretion and should be granted
relief in the form of credited term served.” Ibid.
On the same day, the Executive Director of the
Board—a retired Navy judge advocate serving as a
civilian—referred the Board’s recommendation to the
Secretary for decision. See Pet. App. 87a; Pet. 18 n.14.
In a handwritten note, he explained that, “based on the
seriousness of the offense and the significant grant of
5
relief, [the Secretary] should review this case for decision.” C.A. App. 35; see 32 C.F.R. 723.6(e)(2)(iii). After
review, the Secretary disapproved the BCNR’s recommendation. Pet. App. 97a-98a. The Secretary concluded that the recommendation of the BCNR was
“wholly inconsistent” with both (i) the Navy’s core values and (ii) the Navy’s “practice in similar cases involving discharge for criminal conduct and criminal conviction.” Ibid. In reaching these conclusions, the Secretary relied in part on the fact that petitioner had a history of FAP involvement and “domestic violence issues.” Id. at 98a (citation omitted).
3. The Court of Federal Claims determined that the
Secretary’s decision was not supported by substantial
evidence, Pet. App. 81a-96a, and the Federal Circuit affirmed, id. at 68a-78a. The Federal Circuit reasoned
that the Secretary’s statement describing petitioner’s
“history of FAP involvement and domestic violence issues” lacked sufficient support in the record. Id. at 74a.
And “because the Secretary relied on a combination of
intertwined reasons,” one of which the court found not
to be supported by substantial evidence, the court concluded that the Secretary’s decision had to be vacated.
Id. at 75a. Nevertheless, although the trial court had
ordered the Navy “to retire [petitioner] with all appropriate backpay, benefits, and allowances,” id. at 96a, the
Federal Circuit held that “further administrative proceedings could remedy the defects in the Secretary’s
decision,” and thus it remanded to the Secretary for further proceedings, id. at 69a.
On remand, the Secretary again rejected the recommendation of the BCNR. Pet. App. 55a-67a. The Secretary observed that “[s]ince []the early days of the Naval service, there have been three bedrock principles or
6
core values that guide our military members: honor,
courage and commitment.” Id. at 60a. The Secretary
reasoned that petitioner’s misconduct that led to his
state-law felony convictions was inconsistent with each
of those values. See id. at 62a-63a (“Petitioner * * * did
not demonstrate honorable behavior towards * * * his
former spouse, the victim of his crime.”); id. at 63a (“Instead of engaging in a crime of passion, [p]etitioner
could have demonstrated the Navy core value of courage by walking away.”); id. at 64a (“Commitment requires a service member * * * to make decisions that
are in the best interest of the Navy and the Nation * * * [but] [w]hen [p]etitioner elected to take a gun
and attempted to harm his former spouse, he * * * had
no regard for our Nation’s laws or its people.”).
The Secretary concluded that petitioner’s failures
were “aggravat[ed]” by the fact that he had received
non-judicial punishment and counseling earlier in his
career for abusing alcohol, providing him “notice of his
obligation to comply with both military regulations and
civilian laws and that his failure to adhere and measure
up to the high standards of performance required of all
members of the U.S. Navy could lead to his separation
from service.” Pet. App. 62a, 63a; see id. at 61a-62a.
And the Secretary found further support in the fact that
most service members convicted in the military justice
system for conduct similar to petitioner’s crimes “receive punitive discharges in addition to confinement.”
Id. at 65a; see id. at 65a-66a.
The Secretary considered the remainder of petitioner’s military service and his good post-discharge
conduct, including his acceptance of responsibility for
his 2008 criminal offenses. Pet. App. 66a; see id. at 60a61a. The Secretary “commend[ed] [p]etitioner’s efforts
7
to engage in rehabilitation following his conviction and
incarceration, as well as his efforts to rebuild his life.”
Id. at 66a. But the Secretary “d[id] not find that [p]etitioner’s overall periods of enlisted service * * * and
post-service conduct * * * [we]re sufficient to overcome the seriousness of the misconduct that resulted in
his civilian conviction for felony offenses.” Id. at 60a.
In sum, the Secretary “d[id] not find that relief [wa]s
warranted and that [p]etitioner should be granted credited time served for retirement when, in fact, the basis
for his inability to retire was not an error or an injustice,
but his own deliberate misconduct despite being on
clear notice of the consequences of his actions.” Pet.
App. 66a.
4. Petitioner again sought review of the Secretary’s
decision in the Court of Federal Claims. Pet. App. 31a.
The court again held that the Secretary’s decision was
arbitrary and capricious and “direct[ed] the Navy
to * * * retire [petitioner] with all appropriate back
pay, benefits, and allowances.” Id. at 54a; see id. at 30a54a. This time, however, the Federal Circuit reversed.
Id. at 1a-21a.
a. The court of appeals first rejected petitioner’s argument that the Secretary may disapprove a Board’s
recommended correction only if the Board’s findings
are unsupported by the administrative record. Pet.
App. 11a-14a. The court observed that it had long held
that “Board recommendations are not binding on the
Secretary since ‘Congress clearly has delegated the final authority regarding any correction of military records to the Secretary, not the correction board.’ ” Id. at
11a (quoting Strickland v. United States, 423 F.3d 1335,
1340 (Fed. Cir. 2005)). It also noted that its predecessor
court—the Court of Claims—had similarly held that
8
“Secretaries are free to . . . differ with the recommendations of [correction] boards where the evidence is susceptible to varying interpretations.” Id. at 13a (quoting
Sanders v. United States, 594 F.2d 804, 812 (Ct. Cl.
1979) (en banc)) (brackets in original). And it explained
that, despite some language in other cases from the
Court of Claims that “would seem to support” petitioner, those decisions “were rendered in the context of
service secretaries being influenced by—or outright
adopting—the opinions of military officers in rejecting
otherwise substantiated board recommendations.” Id.
at 12a (citing Proper v. United States, 154 F. Supp. 317,
326 (Ct. Cl. 1957); Weiss v. United States, 408 F.2d 416,
420-421 (Ct. Cl. 1969)). The court of appeals thus reiterated that “where a military officer has not unduly influenced the secretary’s decision, a service secretary
may reject the recommendation of a records correction
board—even a recommendation supported by the administrative record—so long as the secretary’s rejection decision is not arbitrary or capricious, unsupported
by substantial evidence, or otherwise contrary to the
law.” Id. at 14a.
The court of appeals next concluded that the Secretary’s decision satisfied this standard. Pet. App. 14a21a. The court observed that, after “a broad review of
[petitioner’s] record,” the Secretary reasonably placed
“heavy weight” on petitioner’s “ ‘cho[ice] to take a gun
and attempt[ ] to cause his former wife and another individual substantial harm.’ ” Id. at 15a (citation omitted;
second and third sets of brackets in original). And the
court determined that petitioner’s criminal conduct
“fully support[ed] denying him credit for six months of
service he did not perform.” Ibid.
9
The court of appeals rejected petitioner’s various objections to the Secretary’s additional reasoning. The
court explained, for example, that, while it was true that
the Navy “had not adopted its core values of Honor,
Courage, and Commitment” when petitioner was first
counseled for alcohol abuse in 1992, there was “nothing
arbitrary about analyzing his overall history of performance and conduct under the values existing at the time
of the [Secretary’s] decision,” and that petitioner’s
counseling in 1992 “still could—and did—warn him of
the consequences of future misconduct.” Pet. App. 18a.
Moreover, although petitioner faulted the Secretary for
giving “insufficient consideration” to his positive service record and post-service conduct, the court explained that the Secretary had in fact acknowledged
several positive aspects of petitioner’s record, and there
was no requirement that the Secretary’s “ ‘brief statement’ ” lists “every aspect of a petitioner’s record.” Id.
at 19a-20a & n.11 (quoting 32 C.F.R. 723.3(e)(4)).
Finally, the court of appeals concluded that the fact
“[t]hat the Secretary weighed certain aspects of the record differently than did the Board does not mean that
the Secretary’s conclusions were arbitrary or unsubstantiated.” Pet. App. 20a. Even if the “Board’s contrary conclusion may also be supported by substantial
evidence,” the court wrote, “that conclusion is not under
review here.” Ibid. “[W]hereas the Secretary in correcting a military record is to act through a board of civilians, as required by [10 U.S.C. 1552], he has . . . retained the authority to take such final action on board
recommendations as he determines to be appropriate.”
Id. at 20a-21a (citation omitted; first set of brackets in
original). Because the Secretary properly exercised
that discretion, the court of appeals reversed the trial
10
court and reinstated the Secretary’s decision. Id. at
21a.
b. Judge Reyna dissented. Pet. App. 22a-28a.
Judge Reyna did not disagree with the panel’s holding
that the Secretary was free to disagree with the Board’s
recommendation, as long as the Secretary’s decision
was not arbitrary and capricious and is supported by
substantial evidence. But he would have vacated the
Secretary’s decision under that standard based on his
conclusion that the record did not support one aspect of
the Secretary’s decision—namely, the Secretary’s suggestion that petitioner had been counseled early in his
career for two different acts of misconduct (one in 1992
and one in 1993), rather than being counseled twice for
the same misconduct. Id. at 22a-23a. Judge Reyna disagreed with the panel majority that any such error in
the Secretary’s decision was harmless. Compare id. at
27a-28a, with id. at 5a n.8 (majority opinion) (concluding
that, while it was “unclear from the record whether the
1992 and 1993 entries addressed the same underlying
act(s) of misconduct,” any error was harmless).
c. Petitioner did not seek rehearing en banc.
ARGUMENT
Petitioner contends (Pet. 10-30) that the Secretary’s
decision not to adjust petitioner’s service record must
be set aside unless the Board’s recommendation to
make such an adjustment was not supported by substantial evidence. The court of appeals correctly rejected that contention. And its decision does not conflict
with any decision of this Court or of another court of
appeals. Further review is unwarranted.
1. The court of appeals correctly determined that, at
least where a military officer has not unduly influenced
a service secretary’s decision, the secretary may reject
11
a recommendation of a correction board that is supported by substantial evidence—as long as the secretary’s rejection decision does not violate the Administrative Procedure Act (APA), 5 U.S.C. 701 et seq. Section 1552(a)(1) provides that “[t]he Secretary of [each]
military department may correct any military record of
the Secretary’s department when the Secretary considers it necessary to correct an error or remove an injustice.” 10 U.S.C. 1552(a)(1). In so doing, the statute
vests in the Secretary the authority and discretion to
make the final determination whether any record correction is warranted. And in keeping with that directive, it is the Secretary’s determination, not the correction board’s recommendation, that constitutes the
“final agency action” subject to judicial review, 5 U.S.C.
704, and that must be “set aside” if the reviewing court
determines that it is “arbitrary, capricious, an abuse of
discretion, or otherwise not in accordance with law,”
5 U.S.C. 706(2)(A).
Contrary to petitioner’s contention (Pet. 21-22), the
statute’s further command that, subject to certain exceptions, “corrections shall be made by the Secretary
acting through boards of civilians,” 10 U.S.C. 1552(a)(1),
does not require a different conclusion. Particularly
read in light of the first sentence of Section 1552(a)(1),
which authorizes the Secretary to make decisions based
on what the Secretary “considers * * * necessary,” this
provision merely requires the Secretary to submit applications for corrections to a “board[ ] of civilians” in
the first instance, rather than immediately acting upon
them himself or delegating them to active-duty military
officers. Ibid. It does not further require him to defer
to those subordinate civilian officers’ recommendations.
12
A contrary reading that would require the Secretary
to adopt the recommendations of subordinate officers
who are appointed by, and serve at the pleasure of, the
Secretary, see 32 C.F.R. 723.2, would be illogical.
Providing for service secretaries to “act[ ] through” civilian boards, 10 U.S.C. 1552(a)(1), does not imply that
these secretaries are bound to follow instructions from
these civilian boards, any more than a principal “acting
through,” ibid., agents must follow the agents’ instructions or a court of appeals acting through three-member
panels may not revisit en banc any panel’s decision. If
Congress intended to invert the usual chain of command
of the Executive Branch, one would expect much clearer
language than is present here.
The court of appeals’ interpretation of the statute,
moreover, does not render Congress’s requirement that
the Secretary “act[ ] through boards” surplusage nor relieve the Secretary of the need to “create the Boards at
all.” Pet. 23. Rather, it means only that, although Section 1552(a) constrains the process by which the Secretary may reach a final correction decision, it imposes no
substantive limitation on the Secretary’s exercise of
his discretion beyond that he “consider[ ] it necessary to
correct an error or remove an injustice.” 10 U.S.C.
1552(a)(1). See Miller v. Lehman, 801 F.2d 492, 497
(D.C. Cir. 1986) (“Though section 1552(a) directs the Secretary to act through a civilian board, it leaves no doubt
that the final decision is to be made by him.”).
Nor is that interpretation inconsistent with any
other provision of Section 1552. As petitioner observes
(Pet. 23-24), in some cases, the Secretary need not act
through a correction board at all—namely, if the Secretary has determined to grant a servicemember’s request to enlist, re-enlist, or be promoted. 10 U.S.C.
13
1552(a)(2). In such cases, Section 1552(a) does not even
have to seek the Board’s recommendation in the first
instance. Petitioner errs, however, by reading that narrow exception to Section 1552(a)(1)’s procedural requirement that the Secretary otherwise “act[ ] through
boards of civilians” to also mean that the general substantive authority granted the Secretary by Section
1552(a)(1) applies only in the same narrow circumstances. Nor do provisions referring to the Board making “a determination,” 10 U.S.C. 1552(a)(3)(D), mean
that the Secretary must accept any such determination.
Cf. Pet. 24. And the fact that the Secretary may initiate
the corrections process before the Board on behalf of a
group of servicemembers who were “similarly harmed
by the same error or injustice,” does not suggest that
the Secretary is thereby deprived of his authority to review the Board’s recommendation at the end of that
process. 10 U.S.C. 1552(b).
Finally, the court of appeals’ decision is also consistent with the legislative history of the Legislative Reorganization Act of 1946, 10 U.S.C. 1552. Petitioner
contends (Pet. 25) that Congress enacted the statute because (1) “Congress was not properly equipped to handle the volume of requests” and (2) “Congress was concerned that military members did not receive the same
legal and procedural protections in the military justice
system that they would be entitled to in civilian courts.”
Both concerns could explain why Congress provided for
boards of civilians to accept applications, hold hearings
where servicemembers could be represented by counsel, hear witnesses, receive evidence, and issue written
reasoned decisions. See pp. 2-3, supra. But neither demands that service secretaries be required to adopt the
recommendations of those correction boards where the
14
record compiled in those proceedings is susceptible to
multiple reasonable interpretations. And despite petitioner’s concern for affording “near complete deference” to secretaries’ decisions, Pet. 27, the court of appeals’ decision establishes nothing more than that a service secretary is permitted to reject a correction board’s
recommendation if, and only if, the rejection satisfies
the ordinary APA standard of review.
2. Petitioner contends (Pet. 10-13) that the Federal
Circuit’s decision widens a conflict among the courts of
appeals. But the decision below reflects “the uniform
understanding of the Secretary’s power since the statute was enacted in 1946.” Strickland v. United States,
423 F.3d 1335, 1341 (Fed. Cir. 2005); see id. at 1340-1341
(“This interpretation of § 1552(a) is uniform across the
circuits.”) (citing, e.g., Neal v. Secretary of the Navy, 639
F.2d 1029, 1043 (3d Cir. 1981); Horn v. Schlesinger, 514
F.2d 549, 553 (8th Cir. 1975)). Petitioner fails to identify
any decision adopting or applying a different standard.
Most of the decisions on which petitioner relies
merely recognize—as the Federal Circuit did below—
that, while service secretaries are not bound by the recommendations of a correction board, they also may not
disregard them “arbitrarily.” See Neal, 639 F.2d at 1043
n.13 (“Although the decision of the BCNR is in the form
of a recommendation to the Secretary of the Navy who
‘will direct such action in each case as he determines to
be appropriate,’ he may not arbitrarily overrule the recommendations of the Board where its findings are justified by the record.”) (citation omitted); Horn, 514 F.2d
at 553 (noting that although “the Secretary is authorized, in a proper case, to overrule the Board’s recommendations, he cannot do so arbitrarily”) (citations
omitted); Champagne v. Schlesinger, 506 F.2d 979, 983
15
(7th Cir. 1974) (“Arbitrary rejection can result in judicial reversal of the Secretary’s decision.”); Hodges v.
Callaway, 499 F.2d 417, 423 (5th Cir. 1974) (“Moreover,
though the Secretary may overrule the Board’s recommendations for relief, he cannot do so arbitrarily.”) (emphasis omitted); Nelson v. Miller, 373 F.2d 474, 478 (3d
Cir.) (recognizing that while “Secretary of the Navy
[may] ‘direct such action in each case as he determines
to be appropriate[,]’ [h]e may not * * * arbitrarily overrule the recommendations of the Board where the findings of the Board are justified by the record”) (citation
omitted), cert. denied, 387 U.S. 924 (1967).
The other two decisions simply cite the Third Circuit’s decision in Neal—a decision that, again, is itself
consistent with the decision below—“as persuasive authority,” Pet. 12, in the course of discussions that do not
pertain to the Secretary’s authority to overrule the
Board’s recommendation at all. See Dibble v. Fenimore, 545 F.3d 208, 215 (2d Cir. 2008) (citing Neal for
the proposition that, when the Secretary adopts the
Board’s recommendation, the decision can be reviewed
judicially for arbitrariness and capriciousness); Blassingame v. Secretary of the Navy, 866 F.2d 556, 560 (2d
Cir. 1989) (citing Neal as an example of a case in which
“technical procedural irregularities in an administrative hearing” were “insufficiently prejudicial to justify”
the court’s vacating of the final decision).
3. Lastly, petitioner errs in suggesting (Pet. 13-19)
that a conflict within the Federal Circuit warrants this
Court’s review. Petitioner contends (Pet. 14-15) that
two early cases from the Court of Claims, the predecessor court to the Federal Circuit, constrained service
secretaries’ discretion to reject substantiated recommendations from civilian correction boards. See Proper
16
v. United States, 154 F. Supp. 317, 326 (Ct. Cl. 1957);
Weiss v. United States, 408 F.2d 416, 421 (Ct. Cl. 1969).
But as the decision below explained, Proper and Weiss
were rendered in the context of “service secretaries being influenced by—or outright adopting—the opinions
of military officers in rejecting otherwise substantiated
board recommendations.” Pet. App. 12a. In the absence of concern about undue influence by active-duty
military officers, the court of appeals correctly determined that “Proper and Weiss ‘have no application.’ ”
Id. at 13a (quoting Strickland, 423 F.3d at 1342). Indeed, even as Judge Reyna disagreed about the proper
resolution of the appeal, he did not disagree with the
panel majority on the correct standard of review to apply. Compare id. at 14a (majority opinion), with id. at
22a-28a (Reyna, J., dissenting). In any event, an intracircuit conflict would not warrant this Court’s review, see Wisniewski v. United States, 353 U.S. 901,
902 (1957) (per curiam), especially given petitioner’s
failure to request rehearing en banc.
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
SEAN B. PATTON
Attorney
Department of the Navy
OCTOBER 2020
JEFFREY B. WALL
Acting Solicitor General
JEFFREY BOSSERT CLARK
Acting Assistant Attorney
General
ROBERT E. KIRSCHMAN, JR.
DOUGLAS K. MICKLE
MATTHEW J. CARHART
Attorneys
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