Amicus Curiae Brief — David Carson, as Parent and Next Friend of O. C., et al., Petitioners v. A. Pender Makin
Supreme Court briefOct 29, 2021
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No. 20-1088
In the
Supreme Court of the United States
DAVID CARSON, as Parent
and Next Friend of O.C., et al.,
Petitioners,
v.
A. PENDER MAKIN, IN HER OFFICIAL CAPACITY
as Commissioner of the Maine Department of
Education,
Respondent.
On Writ of Certiorari to the United States
Court of Appeals for the First Circuit
BRIEF OF THE NATIONAL SCHOOL BOARDS
ASSOCIATION, THE SCHOOL
SUPERINTENDENTS ASSOCIATION, THE
NATIONAL ASSOCIATION OF ELEMENTARY
SCHOOL PRINCIPALS, THE NATIONAL
ASSOCIATION OF SECONDARY SCHOOL
PRINCIPALS, AND THE COUNCIL OF
ADMINISTRATORS OF SPECIAL
EDUCATION, AS AMICI CURIAE IN SUPPORT
OF RESPONDENT
FRANCISCO M. NEGRÓN, JR.*
Counsel of Record
CHIEF LEGAL OFFICER
SONJA H. TRAINOR
NATIONAL SCHOOL BOARDS
ASSOCIATION
1680 Duke Street, FL 2
Alexandria, VA 22314
fnegron@nsba.org
(703) 838-6722
Counsel for Amici Curiae
i
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ...................................... ii
INTEREST OF AMICI CURIAE ................................1
INTRODUCTION AND SUMMARY OF
ARGUMENT .........................................................3
ARGUMENT ...............................................................9
I.
States And Local School Districts May Design
Their Public Education Programs To Be
Inclusive And Religiously Neutral. ......................9
A. Longstanding Precedent Gives States
Authority to Offer Public Education
That is Not Only Religiously Neutral,
But Also Inclusive, Equitable, and
Reflective of Constitutional Norms. ............11
B. The State May Design the Contours of
its Public Education System Without
Implicating Free Exercise Rights. ...............18
II. A Decision Requiring Maine To Change Its
Public Education Program As Sought By
Petitioners Would Undermine Support Of
Public Education Throughout The Nation ........22
CONCLUSION ..........................................................26
ii
TABLE OF AUTHORITIES
Page(s)
CASES
Abington Twp. v. Schempp,
374 U.S. 203 (1963) ................................................. 15
Alden v. Maine, 527 U.S. 706 (1999) ...................... 13
Atascadero State Hospital v. Scanlon,
473 U.S. 234 (1985) ................................................. 13
Blau v. Fort Thomas Pub. Sch. Dist.,
401 F.3d 381 (6th Cir. 2005) ................................... 21
Board of Educ. of Kiryas Joel v. Grumet,
512 U.S. 687 (1994) ................................................. 15
Board of Education v. Pico,
457 U.S. 853 (1982) ................................................. 20
Brown v. Board of Ed. of Topeka,
347 U.S. 483 (1954) ............................................. 3, 14
Bush v. Holmes,
919 So.2d 392 (Fla. 2006)..........................................7
Cain v. Horne,
202 P.3d 1178 (Ariz. 2009) ........................................7
Department of Commerce v. State of New York,
139 S.Ct. 2551 (2019) ................................................3
iii
Department of Homeland Security v. Regents
of the Univ. of Calif., 140 S. Ct. 1891 (2020) ............3
Edwards v. Aguillard, 482 U.S. 578 (1987) ..... 15, 20
Endrew F. ex rel. Joseph F. v. Douglas Cnty.
Sch. Dist. RE-1, 137 S. Ct. 988 (2017)......................3
Epperson v. Arkansas, 393 U.S. 97 (1968) ......... 4, 16
Espinoza v. Montana Department of Revenue,
140 S.Ct. 2246 (2020) ................ 3, 8, 9, 10, 15, 19, 23
Fry v. Napoleon Community Schs.,
137 S. Ct. 743 (2017) .................................................3
Fulton v. Philadelphia, 141 S.Ct. 1868 (2021) ....... 14
Harris v. McRae, 448 U.S. 297 (1980) .................... 20
Lee v. Weisman, 505 U.S. 577 (1992)................ 15, 16
Locke v. Davey, 540 U.S. 712 (2004) ............. 9, 14, 23
Louisiana Federation of Teachers v. State,
118 So.3d 1033 (La. 2017) .........................................7
Mahanoy Area School District v. B.L.,
141 S.Ct. 2038 (2021) ..................................................3
Milliken v. Bradley,
418 U.S. 717 (1974) ...............................................4, 20
iv
M.L. v. Smith, 867 F.3d 487 (4th Cir. 2017) .......... 17
New York v. United States,
505 U.S. 144 (1992) ................................................. 13
Plyler v Doe, 457 US 202 (1982) ...............................4
Santa Fe Indep. Sch. Dist. v. Doe,
530 U.S. 290 (2000) ................................................. 16
Sch. Dist. of Abington Township,
Pennsylvania v. Schempp,
374 U.S. 203 (1963) ................................................. 16
Shelby County v. Holder,
570 U.S. 529 (2013) ................................................. 13
Trinity Lutheran Church of Columbia,
Inc. v. Comer, 137 S.Ct. 2012 (2017) .............. 8, 9, 23
U.S. v. Lopez, 514 US 549 (1995) .............................4
Wallace v. Jaffree, 472 U.S. 38 (1985) .................... 16
Zelman v. Simmons-Harris,
536 U.S. 639 (2002) ............................................. 8, 10
Zorach v. Clauson, 343 U.S. 306 (1952) ................. 17
v
STATUTES AND REGULATIONS
Title VI of the Civil Rights Act of 1964
42 U.S.C. § 2000e ......................................................7
Title IX of the Education Amendments of 1974
20 U.S.C. § 1681-§ 1688 ............................................7
Me. Rev. Stat. Ann. tit. 5 §§ 4572(1)(A)
and 4553(10)(G) ....................................................... 22
Me. Rev. Stat. Ann. tit. 5, §§ 4601-4602 (2021) .... 18
Me. Rev. Stat. Ann. tit. 20 §§ 2(1) and (2) .............. 21
Me. Rev. Stat. Ann. tit. 20 §§ 2(1) and (2) ............. 22
Maine P.L. 2021, ch. 366, sec. 19........................... 22
U.S. CONSTITUTION
US Const Am X ....................................................... 13
STATE CONSTITUTIONS
Ala. Const. art. XIV, § 256 ........................................4
Ala. Const. art. XIV, § 263 .................................. 6, 23
Alaska Const. art. VII, § 1 ........................................4
Ariz. Const. art. XI, § 1 .............................................4
Ark. Const. art. XIV, § 1 ...........................................4
Ark. Const. art. XIV, § 2 ..................................... 6, 23
Cal. Const. art. IX, §§ 1, 5 .........................................4
Cal. Const. art. IX, § 8 ........................................ 6, 23
Colo. Const. art. IX, § 2 .............................................4
vi
Colo. Const. art. IX, § 7 ....................................... 6, 23
Colo. Const. art. IX, § 8 ........................................... 18
Conn. Const. art. VIII, § 1 ........................................4
Del. Const. art. X, § 1 ................................................4
Del. Const. art. X, § 3 .......................................... 6, 23
Fla. Const. art. IX, § 1 ...............................................4
Ga. Const. art. VIII, § 1, ¶ I ......................................4
Ga. Const. art. VIII, § 5 ...................................... 6, 23
Haw. Const. art. X, § 1 .................................... 4, 6, 23
Idaho Const. art. IX, § 1 ............................................4
Ill. Const. art. X, § 1 ..................................................4
Ind. Const. art. VIII, § 1............................................4
Iowa Const. art. IX, 2nd, §§ 1, 3 ...............................4
Kan. Const. art. VI, §§ 1, 6 .......................................4
Ky. Const. § 183 ........................................................4
Ky. Const. § 189 .................................................. 6, 23
La. Const. art. VIII, §§ 1, 11 & 13 ............................4
Maine Const. art. VIII, Pt. 1, § 1 ..............................4
Md. Const. art. VIII, §§ 1, 3 ......................................4
Mass. Const. Pt. 2, Ch. 5, § 2 ....................................4
Mass. Const. Amend. art. XVIII ......................... 6, 23
Mich. Const. art. I, § 4 ........................................ 6, 23
Mich. Const. art. VIII, §§ 1 .......................................4
Mich. Const. art. VIII, § 2 ......................... 4, 6, 17, 23
Minn. Const. art. XIII, § 1 ........................................4
Minn. Const. art. XIII, § 2 .................................. 6, 23
Miss. Const. art. 8, §§ 201, 206 & 206A ...................4
Miss. Const. art. 8, § 208 .................................... 6, 23
Mo. Const. art. IX, §§ 1(a), 3(a) & 3(b) .....................4
Mo. Const. art. IX, § 8 ........................................ 6, 23
vii
Mont. Const. art. V § 11(5) ................................. 6, 23
Mont. Const. art. X, § 1 .............................................4
Mont. Const. art. X, § 6 ....................................... 6, 23
Neb. Const. art. VII, § 1 ............................................4
Neb. Const. art. VII, § 11 .................................... 6, 23
Nev. Const. art. XI, §§ 1, 2 & 6 .................................4
N.C. Const. art. II, §§ 6, 7 .................................... 6,23
N.C. Const. art. IX, §§ 1, 2 ........................................4
N.D. Const. art. VIII, §§ 1–4 .....................................4
N.D. Const. art. VIII, §§ 1–4, Sec. 1 .........................5
N.H. Const. Pt. 2, art. 83 ................................ 5, 6, 23
N.J. Const. art. VIII, § 4, ¶¶ 1, 2 ..............................5
N.M. Const. art. XII, §§ 1, 4 ......................................5
N.M. Const. art. XII, § 3 ..................................... 6, 23
N.Y. Const. art. XI, § 1 ..............................................5
Ohio Const. art. VI, § 2 .............................................5
Ohio Const. art. VI, § 2, Sec. 2..................................5
Okla. Const. art. XIII, §§ 1, 1a .................................5
Or. Const. art. VIII, §§ 3, 4 & 8 ................................5
Pa. Const. art. III, § 14 .............................................5
R.I. Const. art. XII, § 1 ..............................................5
R.I. Const. art. XII, § 2 .................................... 5, 6, 23
R.I. Const. art. XII, § 4 ........................................ 6, 23
S.C. Const. art. XI, § 3 ..............................................5
S.C. Const. art. XI, § 4 ........................................ 6, 23
Tenn. Const. art. XI, § 12..........................................5
Texas Const. art. VII, §§ 1, 3 ....................................5
Texas Const. art. VII, § 5 ................................ 5, 6, 23
Utah Const. art. 10, §§ 1, 2 & 5 ................................5
Vt. Ch. II, § 68 ...........................................................5
viii
Va. Const. art. VIII, § 1, 2.........................................5
Va. Const. art. VIII, § 10..................................... 6, 23
Wash. Const. art. IX, § 1, 2 .......................................5
W.Va. Const. art. 12, §§ 1, 5 & 12 ............................5
Wis. Const. art. X, § 3 ...............................................5
Wyo. Const. art. 7, §§ 1 .............................................5
Wyo. Const. art. 7, § 8 ..................................... 5, 6, 23
Wyo. Const. art. 7, § 9 ...............................................5
OTHER AUTHORITIES
Advisory Commission on Intergovernmental
Relations, State Constitutions in the Federal
System: Selected Issues and Opportunities for
State Initiatives, (July 1989), available at
https://library.unt.edu/gpo/acir/Reports/policy/a113.pdf ............................................................... 13, 14
American Federation for Children Growth Fund,
2020 School Choice Guidebook an Annual Publication
(2020)
https://www.federationforchildren.org/wp-content
uploads/2020/11/Guidebook-20Nov13singles.pdf#
pdf#page=6 .............................................................. 23
Chicago Public Schools, CPS Stats and Facts,
https://cps.edu/About_CPS/At-a-glance/Pages/Stats_
and_facts.aspx ......................................................... 12
ix
Derek Black, Schoolhouse Burning: Public Education
and the Assault on American Democracy,
Public Affairs (2020) ............................................... 14
Derek Black, Preferencing Educational Choice,
103 Cornell Law Review 1353 (2018) ..................... 24
Florida Department of Education,
http://www.fldoe.org/core/fileparse.php/7507/urlt/
1718Profiles.pdf....................................................... 12
Illinois State Board of Education,
https://www.isbe.net/Documents/reorg_history
.pdf ........................................................................... 12
Kern Alexander & M. David Alexander,
American Public School Law (Wadsworth
Cengage Learning, 9th ed. 2019)............................ 11
Maryland Department of Education,
http://www.marylandpublicschools.org/about/Pages
/directory.aspx ........................................................ 12
Regional Office of Education #28, Ohio
Community High School District #505,
http://www.bhsroe.org/public-schools/ohio505/ ...... 12
Steven K. Green, The Insignificance of the
Blaine Amendment,
2008 B.Y.U. L. REV. 295 (2008) ............................. 11
1
INTEREST OF A MICI CURIAE 1
Amici curiae are organizations that represent
public educational leaders:
The National School Boards Association
(“NSBA”) is a federation of state associations and the
U.S. territory of the Virgin Islands. Through its
member state associations that represent locally
elected school board officials serving approximately
51 million public school students regardless of their
disability, ethnicity, socio-economic status or
citizenship, NSBA advocates for equity and excellence
in public education through school board leadership.
Through legal and legislative advocacy and public
awareness programs, NSBA strives to promote public
education, ensure equal educational access for all
children, and further its members’ interests in
effective school board governance.
AASA,
the
School
Superintendents
Association, founded in 1865, is the professional
organization for more than 13,000 educational
leaders in the United States. AASA’s mission is to
advocate for equitable access for all students to the
highest quality public education, and develops and
supports school system leaders. AASA members
range from chief executive officers, superintendents
and senior level school administrators to cabinet
members, professors and aspiring school system
leaders. As school system leaders, AASA members
1
No counsel for a party authored this brief in whole or in
part. No person or entity, other than amici, their members, or
their counsel, made a monetary contribution intended to fund
the preparation or submission of this brief. All parties have
consented to the filing of this brief.
2
help shape policy, oversee its implementation and
represent school districts to the public at large.
The National Association of Elementary
School Principals (“NAESP”) is the leading
advocate for elementary and middle-level principals
in the United States and worldwide. NAESP
advocates for sufficient and equitable funding for
public education, which is necessary to support an
educated, skilled workforce that can compete in a
global economy.
The National Association of Secondary
School Principals (“NASSP”) is the leading
organization of and voice for middle level principals,
high school principals, and other school leaders across
the United States. NASSP members believe that
public funding for private schools drains money away
from public schools; has not conclusively been proven
to result in increased student achievement; reduces
accountability in the education system; and
ultimately harms public schools, which the vast
majority of students attend.
The Council of Administrators of Special
Education (“CASE”), a division of the Council for
Exceptional Children, is an international nonprofit
professional organization providing leadership,
advocacy, and professional development to 5,000
administrators who work on behalf of students with
disabilities and their families in public and private
school systems and institutions of higher education.
CASE holds the longstanding position that public
funds should be used only for public education and
that public schools should be open and equal for all
children, regardless of status.
3
Amici share a commitment to supporting and
preserving free, equitable, well-funded public schools
in every state in the nation. For that reason, amici
are deeply concerned that a decision in favor of
Petitioners would weaken states’ and local school
districts’ authority to define the contours of public
education within their borders. They write to share
their perspective as representatives of school boards,
superintendents, principals, and special education
administrators, and to convey to this Court the
significant repercussions that may flow from a
decision in favor of petitioners.
All five organizations have frequently participated
as amici in other cases of this Court. See, e.g.,
Mahanoy Area School District v. B.L., 141 S.Ct. 2038
(2021), Espinoza v. Montana Department of Revenue,
140 S.Ct. 2246 (2020); Department of Homeland
Security v. Regents of the Univ. of Calif., 140 S. Ct.
1891 (2020); Department of Commerce v. State of New
York, 139 S.Ct. 2551 (2019); Fry v. Napoleon
Community Schs., 137 S. Ct. 743 (2017); and Endrew
F. ex rel. Joseph F. v. Douglas Cnty. Sch. Dist. RE-1,
137 S. Ct. 988 (2017).
INTRODUCTION AND
SUMMARY OF ARGUMENT
Public education is unlike any other function of
state and local government, and “perhaps the most
important ….” Brown v. Board of Ed. of Topeka, 347
U.S. 483, 493 (1954). Its importance arises from the
way in which public education is interwoven with the
operation of our system of representative
government.
That system, as theorized at the
nation’s founding, depends on the participation of an
informed and educated populace.
4
This Court has affirmed “the importance of
education in maintaining our basic institutions, and
the lasting impact of its deprivation on the life of the
child,” asserted that “education provides the basic
tools by which individuals might lead economically
productive lives to the benefit of us all,” and
recognized education’s “fundamental role in
maintaining the fabric of our society.” Plyler v Doe,
457 US 202, 221 (1982).
At the same time, it is well-established that public
education is a state and local responsibility. U.S. v.
Lopez, 514 US 549, 580-581 (1995) (“... it is well
established that education is a traditional concern of
the States.”) (citing Milliken v. Bradley, 418 U.S. 717,
741-742 (1974) and Epperson v. Arkansas, 393 U.S.
97 (1968)). States delegate responsibility for
operating public schools to local school boards, which
are accountable to their communities.
Every state in the nation has established public
education as a primary public priority.2 All require
2 All states provide for public education in their state
constitutions. Ala. Const. art. XIV, § 256; Alaska Const. art. VII,
§ 1; Ariz. Const. art. XI, § 1; Ark. Const. art. XIV, § 1; Cal. Const.
art. IX, §§ 1, 5; Colo. Const. art. IX, § 2; Conn. Const. art. VIII, §
1; Del. Const. art. X, § 1; Fla. Const. art. IX, § 1; Ga. Const. art.
VIII, § 1, ¶ I; Haw. Const. art. X, § 1; Idaho Const. art. IX, § 1;
Ill. Const. art. X, § 1; Ind. Const. art. VIII, § 1; Iowa Const. art.
IX, 2nd, §§ 1, 3; Kan. Const. art. VI, §§ 1, 6; Ky. Const. § 183; La.
Const. art. VIII, §§ 1, 11 & 13; Maine Const. art. VIII, Pt. 1, § 1;
Md. Const. art. VIII, §§ 1, 3; Mass. Const. Pt. 2, Ch. 5, § 2; Mich.
Const. art. 8, §§ 1, 2; Minn. Const. art. XIII, § 1; Miss. Const. art.
8, §§ 201, 206 & 206A; Mo. Const. art. IX, §§ 1(a), 3(a) & 3(b);
Mont. Const. art. X, § 1; Neb. Const. art. VII, § 1; Nev. Const.
art. XI, §§ 1, 2 & 6; N.C. Const. art. IX, §§ 1, 2; N.D. Const. art.
5
that public schools be open equally to all children of
appropriate age and residency. Many require that
public schools be free from sectarian control or
sectarian instruction. 3 And many require that public
VIII, §§ 1–4; N.H. Const. Pt. 2, art. 83; N.J. Const. art. VIII, § 4,
¶¶ 1, 2; N.M. Const. art. XII, §§ 1, 4; N.Y. Const. art. XI, § 1; Ohio
Const. art. VI, § 2; Okla. Const. art. XIII, §§ 1, 1a; Or. Const. art.
VIII, §§ 3, 4 & 8; Pa. Const. art. III, § 14; R.I. Const. art. XII, §§
1, 2; S.C. Const. art. XI, § 3; Tenn. Const. art. XI, § 12; Texas
Const. art. VII, §§ 1, 3 & 5; Utah Const. art. 10, §§ 1, 2 & 5; Vt.
Ch. II, § 68; Va. Const. art. VIII, § 1, 2; Wash. Const. art. IX, § 1,
2; W.Va. Const. art. 12, §§ 1, 5 & 12; Wis. Const. art. X, § 3; Wyo.
Const. art. 7, §§ 1, 8 & 9.
3 E.g., N.D. Const. art. VIII, §§ 1–4, Sec. 1:
A high degree of intelligence, patriotism, integrity and morality
on the part of every voter in a government by the people being
necessary in order to insure the continuance of that government
and the prosperity and happiness of the people, the legislative
assembly shall make provision for the establishment and
maintenance of a system of public schools which shall be open to
all children of the state of North Dakota and free from sectarian
control. This legislative requirement shall be irrevocable without
the consent of the United States and the people of North Dakota.
Ohio Const. art. VI, § 2, Sec. 2:
The general assembly shall make such provisions, by taxation,
or otherwise, as, with the income arising from the school trust
fund, will secure a thorough and efficient system of common
schools throughout the State; but, no religious or other sect, or
sects, shall ever have any exclusive right to, or control of, any
part of the school funds of this state.
Wis. Const. art. X, § 3:
The legislature shall provide by law for the establishment of
district schools, which shall be as nearly uniform as practicable;
and such schools shall be free and without charge for tuition to
all children between the ages of 4 and 20 years; and no sectarian
6
funds be dedicated to public schools, not redirected to
private and/or sectarian schools. 4
Though states provide this crucial public
benefit in a variety of settings – from densely
populated cities to the sparsely populated Maine
countryside – all retain authority to provide it
equitably, without discrimination, and without
favoritism with regard to race, sex, disability,
religion, or other protected categories. State supreme
courts have recognized states’ authority to protect
instruction shall be allowed therein; but the legislature by law
may, for the purpose of religious instruction outside the district
schools, authorize the release of students during regular school
hours.
Wyo. Const. art. 7, §8:
Provision shall be made by general law for the equitable
allocation of such income among all school districts in the state.
But no appropriation shall be made from said fund to any district
for the year in which a school has not been maintained for at
least three (3) months; nor shall any portion of any public school
fund ever be used to support or assist any private school, or any
school, academy, seminary, college or other institution of
learning controlled by any church or sectarian organization or
religious denomination whatsoever.
4 Twenty-three states have placed limits on public funding
to private and/or religious schools. Ala. Constitution art. XIV, §
263; Ark. Const. art. 14, § 2; Cal. Const. art. 9, § 8; Colo. Const.
art. IX, § 7; Del. Const. art. X, § 3; Ga. Const. art. 8, § 5, Par.
VII; Haw. Const. art. X, § 1; Ky. Const. § 189; Mass. Const.
Amend. art. XVIII; Mich. Const. art. I. § 4 and art. VIII, § 2;
Minn. Const. art. XIII, § 2; Miss. Const. art. 8, § 208; Mo. Const.
art. IX, § 8; Mont. Const. art. V, §11(5) & art. X, §6; Neb. Const.
art. VII, § 11; N.C. Const. art. II, § § 6,7; N.H. Const. Part II, art.
83; N.M. Const. art. XII, § 3; R.I. Const. art. XII §§ 2, 4; S.C.
Const. art. XI, § 4; Tex. Const. art. VII, § 5; Va. Const. art. VIII,
§10; Wyo. Const. art. 7, § 8.
7
public funds for use for the secular, equally accessible
public education required by state constitutions. 5 The
federal government, too, encourages open, accessible
public schools by attaching anti-discrimination
standards to federal dollars. Prohibitions against
race discrimination have been attached to federal
dollars for education since 1964 6
and sex
discrimination standards to education funds since
1974. 7
This case presents a question of vital
importance to amici: whether the free public
education available to all residents by their local
school boards must include the option of a pervasively
religious education or whether innovative methods of
providing a secular public education that are
necessitated by local district circumstances may
lawfully exclude the sectarian alternative.
5 Louisiana Federation of Teachers v. State, 118 So.3d 1033,
1071 (La. 2017)(holding that vouchers unconstitutionally
diverted funds to nonpublic entities in violation of state
constitution, which required those funds to be allocated
equitably to “parish and city school systems.”); Cain v. Horne,
202 P.3d 1178, 1174 (Ariz. 2009) (holding language and purpose
of the state’s Aid Clause do not permit the appropriations certain
voucher programs provided; to rule otherwise would allow
appropriations that would amount to “aid of ... private or
sectarian school[s]); Bush v. Holmes, 919 So.2d 392, 407 (Fla.
2006)(invalidating program found to violate state constitution by
devoting state resources to the education of children within the
state through means other than a system of free public schools).
6 Title VI of the Civil Rights Act of 1964, 42 U.S.C. § 2000e.
7 Title IX of the Education Amendments of 1974, 20 U.S.C.
§ 1681-§ 1688.
8
Maine, like many states, has developed a
system of public education that strives to remain
neutral toward religion, by not favoring one religion –
or non-religion – over another. But Maine’s program,
unlike the tax credit scholarship and voucher
programs considered by this Court in Espinoza v.
Montana Dep’t of Revenue, 140 S.Ct. 2246 (2020), and
Zelman v. Simmons-Harris, 536 U.S. 639 (2002), is
not a general public subsidy for private education.
Rather, Maine designed its program to address the
narrow circumstances in which the state cannot
otherwise discharge its state constitutional duty to
provide free public education because the school
district does not have the resources to maintain
schools at certain grade levels.
The specific
educational opportunity that the state is seeking to
replace and procure for these students is as similar as
possible to the open, free education the state would
otherwise provide in public school.
This Court has never held that a state must
fund a pervasively religious program of instruction as
part of its own education offerings. In Trinity
Lutheran Church of Columbia, Inc. v. Comer, 137
S.Ct. 2012 (2017), and Espinoza, this Court held that
religious entities “otherwise eligible” for public
benefits had the right to participate on the same
terms as others. States need not create voucher or
choice programs at all, but once they do, they cannot
exclude participants based solely on religion. That
principle does not preclude states from shaping
programs in ways that ensure public dollars only
support publicly sanctioned goals. In neither case did
the Court hold that states must use public funds to
spread a religious message. Nor did the Court reject
states’ important interests in anti-discrimination and
9
religious neutrality in curriculum or hold that an
individual’s right to free exercise of religion outweighs
those interests. States still cannot endorse or promote
religion in their public education programs and must
follow state and federal requirements for open, nondiscriminatory access.
Requiring the compulsory funding of sectarian
education would remove a state’s ability to craft
solutions to geographic or other important barriers to
the delivery of public instruction. A one-size-fits-all
mandate of this sort is contrary to long-established
principles of federalism, and risks states opting to bar
private education concerns from needed state
programs.
Whether the Court clarifies or retires the
religious status-versus-use distinction articulated in
Locke v. Davey, 540 U.S. 712 (2004) and upheld in
Trinity Lutheran and Espinoza, it can still decide that
a state may define the contours of its public education
system by requiring that it remain neutral with
respect to religion, and open to all. Amici urge the
Court to consider how a broader ruling will adversely
impact public education.
ARGUMENT
I. States and Local School Districts May Design
Their Public Education Programs To Be
Inclusive And Religiously Neutral.
Maine has a unique method for ensuring that its
local school administrative units (“SAUs”) are able to
furnish a free public education to all of its residents.
Because some SAUs for historical and/or geographic
reasons do not operate schools at all grade levels,
Maine provides for two alternatives. First, the SAU
10
may contract with another SAU or with a nonsectarian private school to serve its residents. In lieu
of such an arrangement, Maine authorizes the SAU to
make tuition payments for its residents to attend
their choice of private schools but, consistent with the
fundamental attributes of a public education,
excludes sectarian schools from this program.
Here, Petitioners are parents eligible to
participate in Maine’s tuition program. They have
challenged the program’s exclusion of sectarian
schools because it renders them unable to use public
dollars to send their children to the private sectarian
schools they would prefer. They challenge, in other
words, how Maine’s system of public education is
structured and funded. This case therefore addresses
how Maine funds public education, not how it
supports private education through a subsidy
program like the tax credit scholarship program
considered in Espinoza or the school voucher program
challenged in Zelman.
As Respondent ably argues, students in states that
provide public education exclusively through public
schools do not have a constitutional right to a
sectarian education at public expense. Brief of
Respondent at 2. In Maine, students who live in SAUs
that provide public education in public schools do not
have a such a right, either. The Maine statute simply
makes that true for students served by SAUs that,
due to geographic and financial realities, do not
operate a secondary program.
If this Court requires Maine to fund religious
education as part of its public education options, it
will shift significantly from its precedent recognizing
11
the importance of open, inclusive, and religiouslyneutral public schools.
A. Longstanding Precedent Gives States
Authority To Offer Public Education
That Is Not Only Religiously Neutral, But
Also Inclusive, Equitable, And Reflective
Of Constitutional Norms.
States, not the federal government, are
responsible for financing, managing, and supporting
public education through locally chosen school boards
that govern their community schools. From our
nation’s founding, public education was omitted from
those functions delegated to the new central
government as part of the effort to preserve a federal
system of state sovereigns and to avoid a national
government. Public education therefore is governed
by 50+ state authorities. See Kern Alexander & M.
David Alexander, American Public School Law, p.2
(Wadsworth Cengage Learning, 9th ed. 2019). In the
mid-1880s, as states embraced common schools and
started state-wide systems, their success hinged on
raising new funds to grow those schools and
preventing the diversion of funds to a private system.
Prohibiting public aid to private schools—religious or
otherwise—was a natural step in starting, expanding,
and preserving public education. Steven K. Green,
The Insignificance of the Blaine Amendment, 2008
B.Y.U. L. REV. 295, 310-318 (2008).
States fulfill their public education mission in a
variety of ways. Some operate county-based school
districts of similar size, while others allow districts of
12
widely varying size.8 In some, like Pennsylvania,
most school board members are elected. The Center
For Public Justice, What Is The Role Of School
Boards?
(last
accessed
Oct.
25,
2021),
https://www.cpjustice.org/public/page/content/cie_faq
_school_boards. In others, like Michigan, some school
board members are elected, and some are appointed.
Id.
There are as many public school funding systems
as there are states, each a product of its own
geographic, political, and historical context. Absent a
federally-recognized “fundamental” right to public
education, federal courts are deferential to state
school funding schemes. This Court has recognized
that “the very complexity of the problems of financing
and managing a statewide public school system
suggests that ‘there will be more than one
constitutionally permissible method of solving them,’
and that, within the limits of rationality, ‘the
legislature's efforts to tackle the problems' should be
entitled to respect.” San Antonio Ind. Sch. Dist. v.
Rodriguez, 411 U.S. 1, 42 (1973)(citation omitted).
8 Maryland, for example, operates 24 county-based school
districts.
Maryland
Department
of
Education,
http://www.marylandpublicschools.org/about/Pages/directory.as
px. Florida operates 67. Florida Department of Education,
http://www.fldoe.org/core/fileparse.php/7507/urlt/1718Profiles.p
df. Illinois operates over 850 school districts of varying sizes.
Illinois
State
Board
of
Education,
https://www.isbe.net/Documents/reorg_history.pdf. The largest
Illinois district serves over 350,000 students, Chicago Public
Schools, CPS Stats and Facts, https://cps.edu/About_CPS/At-aglance/Pages/Stats_and_facts.aspx, and the smallest serves 33.
Regional Office of Education #28, Ohio Community High School
District #505, http://www. bhsroe.org/public-schools/ohio505/.
13
Indeed, states must retain this authority to control
funding of public schools, as the Constitution forms a
federal, not national, government which reserves to
the states and the people “[t]he powers not delegated
to the United States by the Constitution.” US Const
Am X. As such, “states retain broad autonomy […] in
structuring their governments and pursuing
legislative objectives.” Shelby County v. Holder, 570
U.S. 529, 530 (2013). “Being an instrument of limited
and enumerated powers, it follows irresistibly, that
what is not conferred [by the Constitution], is
withheld, and belongs to the state authorities.” New
York v. United States, 505 U.S. 144, 156 (1992). In
fact, “The Constitution never would have been
ratified if the States and their courts were to be
stripped of their sovereign authority except as
expressly provided by the Constitution itself.” Alden
v. Maine, 527 U.S. 706, 727 (1999), quoting
Atascadero State Hospital v. Scanlon, 473 U.S. 234,
238, n. 2 (1985).
States have wide latitude to draft their state
constitutions to suit the policy concerns of their own
populace. Indeed, they must make policy choices to
address the “wide range of matters assigned to them
by their citizens and left open to them by the very
incompleteness of the U.S. Constitution.” Advisory
Commission on Intergovernmental Relations, State
Constitutions in the Federal System: Selected Issues
and Opportunities for State Initiatives, (July 1989),
available
at
https://library.unt.edu/gpo/acir/Reports/policy/a113.pdf, at 8.
State
constitutions
reflect
varying
approached to government, are more
frequently amended than the U.S.
14
Constitution, often allow for citizen
participation in amendment, and tend to
amass a large number of detailed
provisions, including bills of rights that
differ slightly from the U.S. Constitution.
Id. at 1.
But all states have adopted an approach to public
education that insists it be “available to all on equal
terms.” Brown, 347 U.S. at 493. States require by
constitution and statute that public education be
provided without discrimination based on race, sex,
disability, religion and other categories enshrined in
federal law, as well as additional categories found in
state law. State and local governments have authority
to carry out this and other crucial functions with an
affirmative bias in favor of goals like equality,
fairness, democracy, and religious neutrality through
generally-applicable
rules.
See
Fulton
v.
Philadelphia, 141 S.Ct. 1868 (2021). Secular public
schools (historically referred to as “common”) schools,
rather than raising First Amendment problems, are
central to reinforcing the citizenship and norms that
lie at the heart of the nation’s democratic project. See
Derek Black, Schoolhouse Burning: Public Education
and the Assault on American Democracy, 113-133,
Public Affairs (2020).
In
upholding
Washington’s
constitutional
prohibition on providing scholarship funds to
students to pursue degrees that are “devotional in
nature or designed to induce religious faith,” Locke,
540 U.S. at 716, this Court recognized that the state
did not violate the U.S. Constitution by drawing “a
more stringent line” than that drawn by the Free
Exercise and Establishment Clauses, noting that
15
Washington has “historic and substantial state
interest” in the matter, especially regarding “religious
instruction.” Id. at 713, 725, 723.
Nor did the Espinoza decision purport to require
the state to allow religious entities to stand in the
shoes of the government and use those shoes to carry
out a religious mission. To the contrary, bedrock
Establishment Clause principles dictate that the
state cannot establish, coerce, directly fund, endorse,
or purposely advance religion. This Court has made it
clear that the Constitution commits the government
to a “position of neutrality” in respect to religion. Lee
v. Weisman, 505 U.S. 577 (1992) (invalidating prayer
because of coercive effect); Edwards v. Aguillard, 482
U.S. 578 (1987) (invalidating the mandate to teach
“creation science” in public schools); Abington Twp. v.
Schempp, 374 U.S. 203 (1963) (invalidating bible
reading and school prayer). See also, Espinoza v.
Montana Dep’t of Revenue, 140 S.Ct. 2246
(2020)(Breyer, J., dissenting)(“our history and federal
constitutional precedent reflect a deep concern that
state funding for religious teaching, by stirring fears
of preference or in other ways, might fuel religious
discord and division and thereby threaten religious
freedom itself.”) (Citations omitted).
For more than 50 years, this Court has held that
it violates the Establishment Clause to tailor a public
school’s curriculum or establish special schools to
satisfy the principles or prohibitions of any religion.
Board of Educ. of Kiryas Joel v. Grumet, 512 U.S. 687,
702 (1994)(striking down New York statute creating
a special school district for a religious enclave of one
sect of Orthodox Jews, ruling that the establishment
of the school district was unconstitutionally driven by
16
religious considerations, and amounted to a forbidden
“fusion of governmental and religious functions;”
(citation omitted)); Epperson v. Arkansas, 393 U.S. 97
(1968).
This Court similarly has held that the government
may not involve itself in the composition or
encouragement of religious worship in public schools,
even if students who do not wish to participate are
excused from doing so, and even though the
government's composition and encouragement of
comparable secular ceremonies, such as recitation of
the Pledge of Allegiance, is constitutionally
unproblematic. See Santa Fe Indep. Sch. Dist. v. Doe,
530 U.S. 290 (2000); Lee v. Weisman, 505 U.S. 577
(1992); Wallace v. Jaffree, 472 U.S. 38 (1985); Sch.
Dist. of Abington Township, Pennsylvania v.
Schempp, 374 U.S. 203 (1963). These decisions reflect
a value intrinsic to state-church separation enshrined
in the Religion Clauses – that one religious sect
should not control government in the form of public
schools. Nearly 70 years ago, this Court determined
that a school district could allow students release
time to attend religious instruction during the school
day without violating the Establishment Clause,
noting that accommodating religious instruction is
very different from financing it.
Government may not finance religious
groups nor undertake religious instruction
nor blend secular and sectarian education
nor use secular institutions to force one or
some religion on any person. But we find no
constitutional requirement which makes it
necessary for government to be hostile to
religion and to throw its weight against
17
efforts to widen the effective scope of
religious influence. The government must
be neutral when it comes to competition
between sects. It may not thrust any sect
on any person.”
Zorach v. Clauson, 343 U.S. 306, 314 (1952). At least
one circuit has determined that a school district
provided a student with equal access to an education,
on the same basis as it provided to all other students
with disabilities, even though it did not include
provide religious and cultural instruction in the
student’s program, as the district did not provide such
instruction to its students with or without disabilities.
The court determined that the district had no duty
under the federal special education statute to do so.
M.L. v. Smith, 867 F.3d 487 (4th Cir. 2017).
The historic commitment by states throughout the
nation to maintain public school systems neutral
toward religion is part of a broader effort to keep
schools open and welcoming to all. Many states have
enshrined in their constitutions the principle that
public education is to be provided to all eligible
students without regard to protected characteristics
including race, and sex, but also religion. Michigan
requires its legislature to “maintain and support a
system of free public elementary and secondary
schools as defined by law. Every school district shall
provide for the education of its pupils without
discrimination as to religion, creed, race, color or
national origin.” MI CONST Art. 8, § 2. Colorado
prohibits sectarian teachings in its public schools, and
any “religious test or qualification” to be required for
admission to “any public educational institution of the
state, either as a teacher or student; and no teacher
18
or student of any such institution shall ever be
required to attend or participate in any religious
service whatsoever.” Colo. Const. art. IX, § 8.
State anti-discrimination statutes across the
country protect student access to public education by
prohibiting discrimination based on characteristics
this Court has recognized under the U.S.
Constitution. Maine’s statute protects participants in
educational programs, including those in private
schools approved for the tuition program, from
“discrimination because of sex, sexual orientation or
gender identity, a physical or mental disability,
ancestry, national origin, race, color or religion….”
Me. Rev. Stat. Ann. tit. 5, §§ 4601-4602 (2021). It is
precisely
the
applicability
of
these
antidiscrimination provisions that prevent some private
schools from participating in public funds programs
with anti-discrimination strings attached, such as
Maine’s tuition program, and give rise to the standing
issue articulated by Respondents in this case. Brief of
Respondent at 51-54. Schools receiving public dollars
must agree not to discriminate to participate in the
public program.
B. The state may design the contours of its
public
education
system
without
implicating Free Exercise rights.
To sustain their free, open public school systems,
states must have authority to define their contours to
keep them neutral and nondiscriminatory. Maine’s
tuition program is no different. By including a tuition
program in its public school offerings, the state is not
giving up authority to ensure students who use the
program experience an education free from
19
discrimination and indoctrination. A government
requirement that those representing and carrying out
its core functions adhere to government’s nondiscrimination and neutrality goals is entirely
different from government subsidizing private
education as in Espinoza. In this case, government is
not denying access to a generally available benefit but
rather deciding how to structure itself.
This Court’s Espinoza decision does not prohibit
this concept. By holding that a state does not have to
support private schools at all, but if it does it must not
discriminate based on religious status, this Court
once again supported religious neutrality. That
neutral stance with respect to religious status should
have no effect on a state’s control of its public
education program, governed by local school boards.
Here, the benefits that Maine does provide remain
open to religious entities that are willing to deliver
the secular education the state seeks to procure.
The state, in maintaining a religiously neutral
public school program, is not denying petitioners the
benefit offered by Maine based on their religion in any
sense. To the contrary, the option of obtaining a
secular education by attending non-sectarian private
schools at public expense is made available to all
residents on equal terms. The state provides its
residents the unfettered freedom to choose, instead,
an education which is sectarian in all respects; but
that education properly is not available in the public
school program.
Applicants who seek a benefit distinct from the
one the state has offered have not been excluded
based on religious status simply because the program
does not facilitate the pursuit of their personal
20
religious preferences. They simply want something
other than what the state is offering. This Court has
held that a statute does not impinge on a
constitutional right merely because it does not
subsidize that right. Harris v. McRae, 448 U.S. 297,
317-18 (1980) (“[A]lthough the liberty protected by
the Due Process Clause affords protection against
unwanted government interference with freedom of
choice in the context of certain personal decisions, it
does not confer an entitlement to such funds as may
be necessary to realize all the advantages of that
freedom.” Id. at 317-318. . .”).
This Court has recognized, too, that local school
boards play an important role in public education by
determining curriculum and operating school
facilities. “No single tradition in public education is
more deeply rooted than local control over the
operation of schools; local autonomy has long been
thought essential both in the maintenance of
community concern and support for schools and the
quality of the educational process.” Milliken v.
Bradley, 418 U.S. 717, 741-742 (1974). See also Board
of Education v. Pico, 457 U.S. 853, 863 (1982)( “local
school boards have a substantial legitimate role to
play in the determination of school library content”);
Edwards v. Aguillard, 482 U.S. 578, 583 (1987)
(“States and local school boards are generally afforded
considerable discretion in operating public schools.”).
School boards must, and do, make decisions about
curriculum materials based on state guidelines, as
well as community input and values. Parents are
crucial partners and stakeholders, providing input to
board decisions. Once decisions are made about
curriculum materials, families may opt out of certain
21
portions for religious reasons, but it would be
unworkable if individual families dictated individual
curriculum for their children. Courts have
consistently concluded that parents’ rights “to direct
the education and upbringing of [their] children”
allow parents to choose whether to send their children
to public or private school. However, parents “do not
have a fundamental right generally to direct how a
public school teaches their child.” Blau v. Fort
Thomas Pub. Sch. Dist., 401 F.3d 381, 395-96 (6th
Cir. 2005) (citations omitted).
Maine places local boards on the front line of
implementing the delivery of a “free public education”
to “every person” in their SAUs. Me. Rev. Stat. Ann.
tit. 20 §§ 2(1) and (2). To that end, and among
numerous other important tasks, the local boards
must “adopt policies that govern” the SAUs; must
“adopt the courses of study in alignment with the
system of learning results” established by the State;
must “adopt a policy governing the selection of
educational materials and may approve educational
materials”; and must “adopt a district-wide student
code of conduct consistent with the statewide
standards.” Id. at §§ 1001(1-A), (6), (10-A), and (15).
Petitioners’ theory, if accepted, would remove these
boards from their important local oversight function
of ensuring that the fundamental elements of a
public, open education are made available to all their
residents.
Assuming the private schools sought by
Petitioners decided to accept public funds, they would
be subject to state non-discrimination and
accountability requirements. They would not be able
to restrict, as they currently may, Brief of Respondent
22
at 11-13 and 14-16, attendance and employment at
the schools to those of the same religious faith and
stated beliefs on topics including sexual orientation.
Public entities and religious organizations that accept
state funds in Maine may not discriminate in
employment based on sexual orientation. Brief of
Respondent at 54, citing Me. Rev. Stat. Ann. tit. 5, §
4572(1)(A) and § 4553(10)(G). Similarly, religious
schools that accept public funds may not discriminate
against students based on sexual orientation and
gender identity. Id., citing P.L. 2021, ch. 366, sec. 19.
States retain authority to limit the type of
curriculum public dollars support within the setting
options available in its public school system. By
retaining the crucial authority to define the contours
of its own program of study, Maine defines the use of
its public dollars as well. If the Court finds that it can
no longer do this with respect to maintain religious
neutrality, the authority of public school systems
throughout the nation is at risk.
II. A Decision Requiring Maine To Change Its
Public Education Program As Sought By
Petitioners Would Undermine Support Of
Public Education Throughout The Nation.
If this Court requires Maine and its local SAUs to
fund pervasively religious instruction, which it has
never held is required by the Free Exercise Clause, it
would call into question similar provisions in other
jurisdictions and would remove a means by which
those jurisdictions support their public schools. Such
a ruling would render meaningless the religious
status-versus-use distinction applied by this Court in
23
Locke, Trinity Lutheran, and Espinoza, opening the
gate for widespread public funding of private schools.
The harm to public education could be significant.
Although this case is not about voucher, or other
subsidy programs as Espinoza was, it could have
significant effects on such programs. Twenty-three
states have placed some kind of limit on public
funding for private and/or religious schools. 9
The number and size of voucher programs has
grown in recent years. Today, more than half the
states operate some form of private school tuition
assistance, and legislatures regularly consider bills to
expand them. Twenty-six states, Puerto Rico and
Washington, D.C. have private school choice
programs; twelve states plus Puerto Rico &
Washington, D.C. have voucher programs; eighteen
states have tax credit scholarship programs; and six
have education savings account programs. 10
Expanded voucher and other “choice” programs,
far from expanding educational opportunity, have
9 Ala. Constitution art. XIV, § 263; Ark. Const. art. 14, § 2;
Cal. Const. art. 9, § 8; Colo. Const. art. IX, § 7; Del. Const. art.
X, § 3; Ga. Const. art. 8, § 5, Par. VII; Haw. Const. art. X, § 1;
Ky. Const. § 189; Mass. Const. art. XVIII; Mich. Const. art. I. §
4 and art. VIII, § 2; Minn. Const. art. XIII, § 2; Miss. Const. art.
8, § 208; Mo. Const. art. IX, § 8; Mont. Const. art. V, §11(5) &
art. X, §6; Neb. Const. art. VII, § 11; N.C. Const. art. II, § § 6,7;
N.H. Const. Part II, art. 83; N.M. Const. art. XII, § 3; R.I. Const.
art. XII §§ 2, 4; S.C. Const. art. XI, § 4; Tex. Const. art. VII, § 5;
Va. Const. art. VIII, §10; Wyo. Const. art. 7, § 8.
10 American Federation for Children Growth Fund, 2020
School Choice Guidebook an Annual Publication (2020)
https://www.federationforchildren.org/wp-content/uploads/
2020/11/Guidebook-20Nov13singles.pdf#page=6.
24
been shown to exacerbate inequality by making public
schools less uniform, and to lead to a decrease in state
support for public education. School districts with
substantial voucher programs have seen per-pupil
revenues in traditional public schools decline by 10%
to 20% in just a few years. Derek Black, Preferencing
Educational Choice, 103 Cornell Law Review 1353,
1427 (2018) (citations omitted). Social science and
states’ own calculations indicate these decreases are
sufficient to deprive students of adequate and equal
educational opportunity. Id. In this way, many are
creating a preference for private schooling via public
funding that is undermining public education. Id. at
1424. By creating “choice” programs in direct
competition with public education, and reducing
financial support for public educational opportunities,
states are creating a harmful cycle where
underfunded public schools cannot compete, creating
an artificial demand for “choice” programs that
subsidize private schools.
A ruling in this case requiring states to fund
religious education as part of their public education
offerings removes any “play in the joints” between
what the Establishment Clause allows and the Free
Exercise Clause requires and would shift decades of
precedent under which states have operated their
public school systems. States faced with the prospect
of being required to fund religious education through
their choice or voucher programs would likely expand
them dramatically or shut them completely. In this
case, the state of Maine funds equivalent public
education in the private sector, ensuring equal
opportunity and access through accountability
requirements,
thereby
improving
education
25
outcomes. If it is required, instead, to promote and
subsidize religious instruction, its public education
footprint likely will shrink.
Should this Court reject states’ ability to regulate
use of public funds for religious instruction in public
school programs, states would face a stark value
choice. A state would either need to eliminate
vouchers altogether or accept that public money will
finance religious education, in schools often closed off
to students whose identifies or beliefs to not match
that sect’s. Some states, faced with an open and
deregulated private school voucher system, will find
such a system is counter to the public’s interest in
education and will choose to eliminate it to maintain
tradition, constitutional norms, and equal access.
*****
A state has a significant, even compelling, interest
in ensuring its public school system remains equally
open to all. A ruling in this case that states must fund
religious education as part of its public education
program runs contrary to that interest. States and
local school districts must be able to continue to define
the contours of their public schools, as this Court has
long recognized, to fulfil their duty to provide open
public education, so vital in a free, democratic society.
26
CONCLUSION
The First Circuit’s decision should be affirmed.
Respectfully submitted,
FRANCISCO M. NEGRÓN, JR.
Counsel of Record
CHIEF LEGAL OFFICER
SONJA H. TRAINOR
NATIONAL SCHOOL BOARDS
ASSOCIATION
1680 Duke Street, FL 2
Alexandria, VA 22314
(703) 838-6722
fnegron@nsba.org
Counsel for Amici Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.