Amicus Curiae Brief — Chike Uzuegbunam, et al., Petitioners v. Stanley C. Preczewski, et al.
Supreme Court briefSep 28, 2020
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No. 19-968
IN THE
Supreme Court of the United States
CHIKE UZUEGBUNAM, ET AL.,
Petitioners,
v.
STANLEY C. PREZEWSKI, ET AL.,
Respondents.
On Writ of Certiorari to the
United States Court of Appeals for the Eleventh Circuit
BRIEF OF AMICUS CURIAE PUBLIC CITIZEN
IN SUPPORT OF PETITIONERS
MATTHEW A. SELIGMAN
Counsel of Record
ALLISON M. ZIEVE
SCOTT L. NELSON
PUBLIC CITIZEN
LITIGATION GROUP
1600 20th Street NW
Washington, DC 20009
(202) 588-1000
mseligman@citizen.org
Counsel for Amicus Curiae
September 2020
i
TABLE OF CONTENTS
TABLE OF AUTHORITIES ....................................... ii
INTEREST OF AMICUS CURIAE ............................ 1
SUMMARY OF ARGUMENT .................................... 1
ARGUMENT ............................................................... 3
I.
A claim for nominal damages to remedy
unquantifiable injuries attributable to a past
violation of a right confers standing and defeats
mootness. .............................................................. 4
II. The court of appeals’ contrary conclusion
undermines the adjudicatory role of Article III
courts. ................................................................. 11
CONCLUSION.......................................................... 14
ii
TABLE OF AUTHORITIES
Cases
Pages
Aetna Life Insurance Co. v. Haworth,
300 U.S. 227 (1937) ............................................ 10
Amato v. Saratoga Springs,
170 F.3d 311 (2d Cir. 1999) ................................ 12
Baker & Hostetler LLP v. U.S. Department of
Commerce,
473 F.3d 312 (D.C. Cir. 2006) ............................ 14
Bank Markazi v. Peterson,
136 S. Ct. 1310 (2016) ......................................... 11
Buckhannon Board & Care Home v. West Virginia
Department of Health & Human Resources,
532 U.S. 598 (2001) ................................... 2, 11, 13
Carey v. Piphus,
435 U.S. 247 (1978) ........................................ 7, 12
Chafin v. Chafin,
568 U.S. 165 (2013) ...................................... 1, 4, 8
Christian Legal Society v. Martinez,
561 U.S. 661 (2010) .............................................. 9
City of Riverside v. Rivera,
477 U.S. 561 (1986) ............................................... 6
Ellis v. Brotherhood of Railway Employees,
466 U.S. 435 (1984) ............................................... 5
Farrar v. Hobby,
506 U.S. 103 (1992) ................................. 5, 6, 8, 13
Firefighters v. Stotts,
467 U.S. 561 (1984) .............................................. 5
Flanigan’s Enterprises, Inc. v. City of
Sandy Springs,
868 F.3d 1248 (11th Cir. 2017) ............................ 9
iii
Friends of the Earth, Inc. v. Laidlaw,
528 U.S. 167 (2000) .................................... 2, 4, 10
Genesis HealthCare Corp. v. Symczyk,
569 U.S. 66 (2013) ............................................... 11
Golden v. Zwickler,
394 U.S. 103 (1968) ............................................. 10
Hewitt v. Helms,
482 U.S. 755 (1987) .............................................. 6
Kirtsaeng v. John Wiley & Sons, Inc.,
136 S. Ct. 1979 (2016) ......................................... 14
Klein v. Laguna Beach,
810 F.3d 693 (9th Cir. 2016) ............................... 12
Knox v. Service Employees International Union,
Local 1000,
567 U.S. 298 (2012) ............................................... 5
Los Angeles County, CA v. Humphries,
562 U.S. 29 (2010) ................................................. 9
Lance v. Coffman,
549 U.S. 437 (2007) .............................................. 6
Lujan v. Defenders of Wildlife,
504 U.S. 555 (1992) .......................................... 4, 6
Marbury v. Madison,
1 Cranch 137 (1803) ........................................... 11
Medimmune, Inc. v. GenenTech, Inc.,
549 U.S. 118 (2007) ............................................ 10
Memphis Community School District v. Stachura,
477 U.S. 299 (1986) ....................................... 7, 8, 9
Mission Product Holdings, Inc. v.
Tempnology, LLC,
139 S. Ct. 1652 (2019) ........................................... 5
iv
Monsanto Co. v. Geertson Seed Farms,
561 U.S. 139 (2010) ............................................... 8
Nashville, Chattanooga & St. Louis Railway Co.
v. Wallace,
288 U.S. 249 (1933) ............................................ 10
New York State Rifle & Pistol Ass’n v.
City of New York,
140 S. Ct. 1525 (2020) ..................................... 6, 14
Newman v. Piggie Park Enterprises, Inc.,
390 U.S. 400 (1968) ............................................ 13
Price v. Charlotte,
93 F.3d 1241 (4th Cir. 1996) ............................... 12
Project Vote/Voting for America, Inc. v. Dickerson,
444 F. App’x 660 (4th Cir. 2011) … .................... 12
Spokeo, Inc. v. Robins,
136 S. Ct. 1540 (2016) ........................................... 4
Steel Co. v. Citizens for a Better Environment,
523 U.S. 83 (1998) ................................................ 5
Steffel v. Thompson,
415 U.S. 452 (1974) ............................................ 10
Stoedter v. Gates,
704 F. App’x 748 (10th Cir. 2017) ...................... 12
United States v. Students Challenging Regulatory
Agency Procedures,
412 U.S. 669 (1973) ............................................... 4
Utah Animal Rights v. Salt Lake City Corp.,
371 F.3d 1248 (10th Cir. 2004) ............................. 9
Vermont Agency of Natural Resources. v.
United States ex rel. Stevens,
529 U.S. 765 (2000) .............................................. 6
v
Statutes and Legislative Materials
42 U.S.C. § 1988 ................................................. 12, 13
H.R. Rep. No. 94-1558 (1976) ................................... 13
S. Rep. No. 94-1011 (1976) ....................................... 13
Miscellaneous
Samuel L. Bray, The Myth of the Mild Declaratory
Judgment,
63 Duke L.J. 1091 (2014) .................................... 10
D. Dobbs, Law of Remedies (1973) ............................. 7
D. Dobbs, Restatement of Torts (1939) ...................... 7
C. McCormick, Law of Damages (1935) ..................... 7
C. Wright, A. Miller, & E. Cooper,
Federal Practice & Procedure
(3d ed. Supp. 2019) ................................................ 6
INTEREST OF AMICUS CURIAE1
Public Citizen is a nonprofit consumer advocacy
organization with members and supporters in all 50
states. Public Citizen appears before Congress,
administrative agencies, and courts on a wide range
of issues, and works for the enactment and enforcement of laws protecting consumers, workers, and the
public. Reflecting its longstanding interest in preserving access to the courts in civil litigation, Public
Citizen has filed many briefs in this Court and the
lower courts on the doctrines of standing and
mootness. Public Citizen submits this brief because it
believes that a proper understanding of the standing
and mootness doctrines recognizes that claims for
nominal damages redressing injuries already
sustained are not mooted by a change in circumstances, and that claims for nominal damages play a
critical role in securing important constitutional
rights.
SUMMARY OF ARGUMENT
A claim for nominal damages as a remedy for past
injuries is not moot, regardless of whether a change
in circumstances would moot claims for prospective
relief. A claim becomes moot only if a court can no
longer order any effectual relief. Chafin v. Chafin,
568 U.S. 165, 172 (2013). Respondents here cannot
meet that demanding standard with respect to
petitioners’ claim for nominal damages, which seeks
1 This brief was not authored in whole or part by counsel for
a party, and no one other than amicus curiae or its counsel
made a monetary contribution to preparation or submission of
the brief. Counsel for both parties have consented in writing to
its filing, through blanket consents filed with the Court.
2
redress for constitutional injuries that cannot be
valued in solely monetary terms. An award of
nominal damages would alter the legal relationship
between the parties in a way that would redress the
injuries petitioners suffered due to respondents’
policies. That is all that this Court’s cases require.
A claim for nominal damages is fundamentally
different from a claim for declaratory relief. A claim
for declaratory relief seeks to determine the legal
rights and obligations of the parties with prospective
effect. Because it is prospective, such a claim may be
mooted by changed circumstances, including changes
in a defendant’s policies that make it “absolutely
clear that the allegedly wrongful behavior could not
reasonably be expected to recur.” Friends of the
Earth, Inc. v. Laidlaw, 528 U.S. 167, 189 (2000). By
contrast, claims for retrospective relief, including
claims for nominal damages, are unaffected by such a
change in circumstances. “[S]o long as the plaintiff
has a cause of action for damages, a defendant’s
change in conduct will not moot the case.”
Buckhannon Bd. & Care Home v. W. Va. Dep’t of
Health & Human Res., 532 U.S. 598, 608–09 (2001).
Claims seeking nominal damages as a
retrospective remedy for past violations serve two
important additional purposes. First, they facilitate
the sound development of constitutional law in
contexts in which traditional compensatory damages
may not be appropriate. Second, they enable cases to
reach judgment on the merits, thus providing an
opportunity for the plaintiff to obtain an award of
attorney’s fees, which this Court has recognized is
often essential to enable plaintiffs to bring claims for
the violation of their constitutional rights.
3
ARGUMENT
Petitioners allege that, while they were students
at Georgia Gwinnett College, respondents’ unconstitutional policies prevented them from exercising
their rights under the First Amendment. Their suit
initially sought injunctive and declaratory relief to
prevent those unconstitutional violations of their
rights from continuing or recurring, as well as
nominal damages. After respondents formally revised
their policies to allow the speech that had previously
been prohibited and one of petitioners graduated, the
district court held that the claims for prospective
relief were moot. See Pet. App. 26a, 40a. Petitioners
do not challenge that holding here. The court of
appeals subsequently held that the claim for nominal
damages “cannot save their otherwise moot constitutional challenge.” Pet. App. 16a. That holding, at
issue here, was incorrect.
Contrary to the ruling of the court of appeals, a
claim seeking retrospective relief that provides
genuine redress for injuries caused by past unlawful
conduct is not mooted by circumstances that foreclose
prospective relief. That conclusion holds true both for
claims seeking compensatory damages and, as here,
for claims seeking nominal damages as a retrospective remedy for a past violation of a right that
defies monetary quantification.
4
I. A claim for nominal damages to remedy
unquantifiable injuries attributable to a
past violation of a right confers standing
and defeats mootness.
A. Under well-settled principles of standing and
mootness, petitioners’ claim for nominal damages is
not moot. That claim seeks a remedy that would
meaningfully redress the injury they allegedly
suffered due to respondents’ unconstitutional
policies.
To satisfy Article III’s standing requirements, “a
plaintiff must show (1) it has suffered an ‘injury in
fact’ that is (a) concrete and particularized and (b)
actual or imminent, not conjectural or hypothetical;
(2) the injury is fairly traceable to the challenged
action of the defendant; and (3) it is likely, as
opposed to merely speculative, that the injury will be
redressed by a favorable decision.” Laidlaw, 528 U.S.
at 180–81 (citing Lujan v. Defenders of Wildlife, 504
U.S. 555, 560–61 (1992)). The injury need not be
large. See United States v. Students Challenging
Regulatory Agency Procedures, 412 U.S. 669, 689
n.14 (1973) (“[A]n identifiable trifle is enough for
standing.”). Nor need the injury be tangible, such as
physical or pecuniary harm. Spokeo, Inc. v. Robins,
136 S. Ct. 1540, 1549 (2016) (“[This Court] has
confirmed in many of [its] previous cases that
intangible injuries can nevertheless be concrete.”).
A case that initially satisfied the requirements of
standing “becomes moot only when it is impossible
for a court to grant any effectual relief whatever to
the prevailing party.” Chafin, 568 U.S. at 172
(emphases added). Just as at the outset of a case,
“[a]s long as the parties have a concrete interest,
5
however small, in the outcome of the litigation, the
case is not moot.” Knox v. Serv. Emps. Int’l Union,
Local 1000, 567 U.S. 298, 307–08 (2012); see also
Ellis v. Bhd. of Ry. Emps., 466 U.S. 435, 442 (1984)
(“The amount at issue [in damages] is undeniably
minute. But as long as the parties have a concrete
interest, however small, in the outcome of the
litigation, the case is not moot.”); Firefighters Local
Union No. 1784 v. Stotts, 467 U.S. 561, 571 (1984)
(“[T]he parties have a concrete interest in the
outcome [and] the case is not moot notwithstanding
the size of the dispute.”). When a claim seeks a
remedy that would “materially alter[] the legal
relationship between the parties by modifying the
defendant’s behavior in a way that directly benefits
the plaintiff,” Farrar v. Hobby, 506 U.S. 103, 111–12
(1992), and would “remedy the injury suffered” by
the plaintiff, Steel Co. v. Citizens for a Better Env’t,
523 U.S. 83, 107 (1998), it is not moot regardless of
whether the defendant has ceased its unlawful
conduct. In particular, “[i]f there is any chance of
money changing hands, [the] suit remains live.”
Mission Prod. Holdings, Inc. v. Tempnology, LLC,
139 S. Ct. 1652, 1660 (2019).
Here, petitioners’ claim for nominal damages for
the past violation of their First Amendment rights
satisfies these requirements. Their injury is clear
and concrete: One petitioner alleges that he actively
attempted to exercise his First Amendment rights
but respondents prevented him from doing so; the
other alleges that he would have exercised his First
Amendment rights but was chilled from doing so by
respondents’ policies. Pet. App. 23a–24a. Because
neither alleged physical or pecuniary injury, and
their claim is not based on emotional distress or
6
other psychological harm, their concrete but
intangible injury is not quantifiable as traditional
compensatory damages. Accordingly, they sought
nominal damages as a retrospective remedy. In
seeking a remedy that would “directly and tangibly
benefit[]” them by awarding them damages that
would provide a measure of real redress for their
injuries, Lance v. Coffman, 549 U.S. 437, 439 (2007)
(per curiam), petitioners have a “‘concrete private
interest in the outcome of [the] suit,’” Vermont
Agency of Nat. Res. v. United States ex rel. Stevens,
529 U.S. 765, 772 (2000) (quoting Lujan, 504 U.S. at
573).
Defendants, too, have a concrete stake in the
controversy over plaintiffs’ entitlement to nominal
damages. This Court has explained that a “judgment
for damages in any amount, whether compensatory
or nominal, modifies the defendant’s behavior for the
plaintiff’s benefit by forcing the defendant to pay an
amount of money he otherwise would not pay”
pursuant to a court order. Farrar, 506 U.S. at 113;
see also Hewitt v. Helms, 482 U.S. 755, 761 (1987)
(“The real value of the judicial pronouncement … is
in the settling of some dispute which affects the
behavior of the defendant towards the plaintiff.”
(emphasis in original)).
Thus, “it is widely recognized that a claim for
nominal damages precludes mootness.” N.Y. State
Rifle & Pistol Ass’n v. City of New York, 140 S. Ct.
1525, 1536 (2020) (Alito, J., dissenting) (citing 13C
Charles A. Wright, Arthur R. Miller, & Edward H.
Cooper, Federal Practice & Procedure § 3533.3 n.47
(3d ed. Supp. 2019)). That conclusion is no mere
technicality. When a “civil rights plaintiff seeks to
vindicate important civil and constitutional rights,”
7
the violation of those rights frequently “cannot be
valued solely in monetary terms.” City of Riverside v.
Rivera, 477 U.S. 561, 574 (1986). As a result,
“nominal damages, and not damages based on some
undefined ‘value’ of infringed rights, are the
appropriate means of ‘vindicating’ rights” when the
injury caused by their deprivation is not quantifiable
in monetary terms. Memphis Cmty. Sch. Dist. v.
Stachura, 477 U.S. 299, 308 n.11 (1986). Accordingly,
courts “traditionally have vindicated deprivations of
certain ‘absolute’ rights … through the award of a
nominal sum of money.” Carey v. Piphus, 435 U.S.
247, 266 & n.23 (1978) (citing Dan B. Dobbs, Law of
Remedies § 3.8, pp. 191–93 (1973); Charles T.
McCormick, Law of Damages §§ 20–22 (1935);
Restatement of Torts § 907 (1939)).
This Court’s cases, although not squarely
answering the question presented here, illustrate
these principles. In Carey v. Piphus, the Court
“consider[ed] the … prerequisites for recovery of
damages by students who were suspended from
public … schools without procedural due process.”
435 U.S. at 248. The complication was that, although
it was undisputed by the time the case came to this
Court that the students were denied procedural due
process, the trial court had not yet decided whether
their suspensions were substantively unjustified. Id.
at 252. The Court concluded that “substantial
damages,” id. at 266, would be inappropriate if the
suspensions were justified—that is, if the students
would have been suspended even if they had been
accorded procedural due process—but that the
students would nonetheless be entitled to recover
“nominal damages” to redress the undisputed
violation of their procedural rights. Id. at 248. The
8
Court’s conclusion relies on the premise that the
proper remedy for the violation of a constitutional
right that does not give rise to traditional
compensatory damages is nominal damages. See also
Memphis Cmty. Sch. Dist., 477 U.S. at 309 (applying
Carey’s holding to deprivation of “substantive [First
Amendment] constitutional right”).
This Court confirmed the importance of nominal
damages as a form of meaningful relief in Farrar v.
Hobby. The Court explained that a “plaintiff
‘prevails’ when actual relief on the merits of his claim
materially alters the legal relationship between the
parties by modifying the defendant’s behavior in a
way that directly benefits the plaintiff.” 506 U.S. at
111–12 (emphasis added). And it went on to hold that
“a plaintiff who wins nominal damages is a
prevailing party.” Id. at 112. That conclusion is
inconsistent with the decision below, because a
plaintiff cannot qualify as a “prevailing party”
without securing a remedy that also suffices to
ground that party’s standing. A plaintiff who asserts
a claim for nominal damages seeks “actual relief”
that establishes standing and the parties’ stake in
the outcome of the litigation is “enough to save [it]
from mootness.” Chafin, 568 U.S. at 176.
Petitioners here allege precisely the sort of injury
that is properly redressed by nominal damages. The
alleged restriction of their freedom to exercise their
First Amendment rights to speak on a public college
campus is without question a “constitutionally
cognizable injury.” Monsanto Co. v. Geertson Seed
Farms, 561 U.S. 139, 153 (2010). The nature of that
injury, like the violation of procedural due process
rights in Carey, nonetheless defies monetary quantification. Thus, as this Court has recognized, the
9
appropriate retrospective remedy for the violation of
the right to free speech is nominal damages. See
Memphis Cmty. Sch. Dist., 477 U.S. at 309–10
(holding that “damages based on the abstract ‘value’
or ‘importance’ of constitutional rights are not a
permissible element of compensatory damages” for
violation of the right of free speech). In such cases,
nominal damages provide concrete redress for the
actual injury inherent in a past deprivation of a
constitutional right.
B. The court of appeals’ contrary conclusion
rested on its view that nominal damages serve no
function other than providing abstract declarations
about the lawfulness of past actions that have no
current or ongoing consequences. The court relied on
circuit precedent that “s[aw] no reason to treat
nominal damages and declaratory relief differently”
because they “may be closely analogized.” Flanigan’s
Enters., Inc. v. City of Sandy Springs, 868 F.3d 1248,
1268 & n.22 (11th Cir. 2017) (en banc) (quoting Utah
Animal Rights v. Salt Lake City Corp., 371 F.3d
1248, 1265 (10th Cir. 2004) (McConnell, J.,
concurring)). On the basis of that analogy, the court
of appeals stated that, “given the similarities
between the two remedies,” a “prayer for nominal
damages” alone is moot just as “a prayer for
declaratory relief—by itself and in an otherwise moot
case—is insufficient to give a federal court
jurisdiction.” Id. at 1268–69.
The analogy between declaratory relief and the
nominal damages sought in this case, however, is
fundamentally flawed. Claims for declaratory relief
typically seek a declaration of the legal rights or
obligations of the parties with some prospective
impact. See L.A. Cty. v. Humphries, 562 U.S. 29, 31
10
(2010) (discussing “prospective relief, such as an
injunction or a declaratory judgment”); Christian
Legal Soc’y v. Martinez, 561 U.S. 661, 676 n.6 (2010)
(lawsuit “seeks only declaratory and injunctive—that
is, prospective—relief”); Samuel L. Bray, The Myth of
the Mild Declaratory Judgment, 63 Duke L.J. 1091,
1123 (2014) (“[I]n many cases in which a plaintiff
seeks prospective relief, a declaratory judgment and
an injunction are interchangeable.”). In such cases,
as this Court has made clear, “an appropriate action
for declaratory relief can be a case or controversy
under Article III.” Medimmune, Inc. v. GenenTech,
Inc., 549 U.S. 118, 126 (2007) (emphasis in original)
(citing Nashville, Chattanooga & St. Louis Ry. Co. v.
Wallace, 288 U.S. 249 (1933); Aetna Life Ins. Co. v.
Haworth, 300 U.S. 227 (1937)); see also, e.g., Steffel v.
Thompson, 415 U.S. 452, 458–60 (1974). However, a
claim for declaratory relief that will not resolve an
ongoing dispute in a way that has concrete practical
consequences for the parties does not present an
Article III case or controversy. See, e.g., Golden v.
Zwickler, 394 U.S. 103, 108–09 (1968).
Thus, for example, a defendant’s voluntary
cessation of its unlawful conduct may moot a claim
for prospective relief, whether injunctive or
declaratory, “if subsequent events make it absolutely
clear that the allegedly wrongful behavior could not
reasonably be expected to recur.” Laidlaw, 528 U.S.
at 189 (citation omitted). In that circumstance, a
declaratory judgment would provide no meaningful
relief for the plaintiff because the judgment would
have no additional effect on the defendant’s future
conduct toward the plaintiff or the likelihood that the
conduct will injure the plaintiff.
11
A claim for nominal damages, as a retrospective
remedy, is inherently different from a claim for
prospective declaratory relief. A plaintiff seeking
nominal damages does not ask the court to command
the defendant to cease its unlawful conduct in the
future—at least, not any more than any claim for
compensatory damages asks that—and instead asks
the court to provide relief to redress the injury
inflicted by the defendant’s past misconduct. A
defendant’s cessation of its unlawful conduct does not
remedy the injuries that the defendant already
inflicted. Likewise, a change in circumstances, such
as a student’s graduation, that might moot a claim
for prospective relief does not resolve a claim seeking
redress for those past injuries. Only a retrospective
remedy can provide that relief. See Genesis
HealthCare Corp. v. Symczyk, 569 U.S. 66, 77 (2013)
(“[A] claim for damages cannot evade review; it
remains live until it is settled [or] judicially
resolved.”); Buckhannon, 532 U.S. at 608–09 (“[S]o
long as the plaintiff has a cause of action for
damages, a defendant’s change in conduct will not
moot the case.”). For that reason, respondents’
voluntary cessation of their policies does not moot
petitioners’ claim for nominal damages as a remedy
for their past injuries.
II. The court of appeals’ contrary conclusion
undermines the adjudicatory role of Article
III courts.
Adjudication of the merits of claims for nominal
damages is critical to fulfilling the federal courts’
constitutional obligation to “say what the law is.”
Bank Markazi v. Peterson, 136 S. Ct. 1310, 1322
(2016) (quoting Marbury v. Madison, 1 Cranch 137,
177 (1803)). The rule adopted by every other circuit,
12
holding that claims for nominal damages present an
Article III case or controversy, serves that purpose in
two ways.
First, adjudicating claims for nominal damages
facilitates the development of aspects of constitutional law that might otherwise languish. Claims of
constitutional violations that give rise to no
compensatory damages frequently arise across a
diverse range of doctrinal contexts. Such claims arise
under the First Amendment. See, e.g., Klein v.
Laguna Beach, 810 F.3d 693, 697 (9th Cir. 2016)
(free speech); Project Vote/Voting for America, Inc. v.
Dickerson, 444 F. App’x. 660, 661 (4th Cir. 2011) (per
curiam) (free speech). They arise under the
Fourteenth Amendment’s Due Process Clause and
Equal Protection Clause. See, e.g., Carey v. Piphus,
435 U.S. 247 (procedural due process); Price v.
Charlotte, 93 F.3d 1241, 1257 (4th Cir. 1996) (equal
protection). They arise under the Fourth Amendment’s prohibition on unreasonable searches and
seizures. See, e.g., Stoedter v. Gates, 704 F. App’x
748, 762 (10th Cir. 2017); Amato v. Saratoga
Springs, 170 F.3d 311, 317 (2d Cir. 1999). In each of
these contexts, declining to proceed to judgment on
the basis of a claim for nominal damages both leaves
real injuries unredressed and also deprives courts,
the government, and the public of important guidance on the contours of constitutional requirements.
Second, the rule adopted by the court below could
significantly impair the ability of victims of constitutional wrongs to vindicate their rights by undermining the availability of attorney’s fees. To secure
counsel, plaintiffs in cases like this one often rely on
Congress’s determination to provide attorney’s fees to
prevailing plaintiffs in suits under Section 1983. See
13
42 U.S.C. § 1988. Congress intended Section 1988 to
facilitate plaintiffs’ vindication of constitutional
rights by providing a financial incentive to attorneys
to take cases for clients who otherwise would be
unable to afford representation. See H.R. Rep. No.
94-1558, at 1 (1976) (“Because a vast majority of the
victims of civil rights violations cannot afford legal
counsel, they are unable to present their cases to the
courts. … [Section 1988] is designed to give such
persons effective access to the judicial process.”); S.
Rep. No. 94-1011, at 2 (1976) (“If private citizens are
to be able to assert their civil rights, and if those who
violate the Nation’s fundamental laws are not to
proceed with impunity, then citizens must have the
opportunity to recover what it costs them to vindicate
these rights in court.”); see also Newman v. Piggie
Park Enters., Inc., 390 U.S. 400, 402 (1968) (per
curiam) (Congress “enacted the provision for counsel
fees … to encourage individuals injured by racial
discrimination to seek judicial relief.”).
The decision below, by preventing meritorious
claims for nominal damages from proceeding to
judgment, undermines Congress’s statutory scheme.
To be eligible for an award of attorney’s fees under
Section 1988, a plaintiff must be a “prevailing party.”
Farrar, 506 U.S. at 109. But under Section 1988 and
other civil rights statutes, a plaintiff who has “failed
to secure a judgment on the merits or a court-ordered
consent decree” does not qualify as a prevailing
party, even if she has “nonetheless achieved the
desired result because the lawsuit brought about a
voluntary change in the defendant’s conduct.”
Buckhannon, 532 U.S. at 600. As a result, under the
rule of the court below, petitioners here would not be
eligible for an award of attorney’s fees,
14
notwithstanding the merits of their claim for
retrospective relief for past injuries, simply because
respondents will not injure them again.
As Congress and this Court have recognized, such
a rule would impede meritorious cases from being
brought in the first place, thereby denying effective
relief to plaintiffs who suffer violations of their
constitutional rights. Every member of this Court
has authored or joined opinions recognizing the
essential role of attorney’s fee awards in enabling the
proper resolution of litigation about constitutional
and other rights.2 That unanimous recognition of the
importance of attorney’s fees in cases seeking
vindication of constitutional rights under Section
1983 applies in full force in this case.
CONCLUSION
For the foregoing reasons, the decision below
should be reversed.
2 See, e.g., Kirtsaeng v. John Wiley & Sons, Inc., 136 S. Ct.
1979, 1986 (2016) (Kagan, J.) (unanimous opinion of the Court)
(adopting test for fee awards “because it both encourages
parties with strong legal positions to stand on their rights and
deters those with weak ones from proceeding with litigation”);
N.Y. State Rifle & Pistol Ass’n, 140 S. Ct. at 1538 (Alito, J.,
dissenting, joined by Gorsuch, J. and Thomas, J.) (“Relief would
be particularly appropriate here because the City’s litigation
strategy caused petitioners to incur what are surely very
substantial attorney’s fees in challenging the constitutionality
of a City ordinance that the City went to great lengths to
defend.”); Baker & Hostetler LLP v. U.S. Dep't of Commerce, 473
F.3d 312, 325 (D.C. Cir. 2006) (Kavanaugh, J.) (“The attorney’s
fees provision was designed … to ‘enable potential plaintiffs to
obtain the assistance of competent counsel in vindicating their
rights.’”).
15
Respectfully submitted,
MATTHEW A. SELIGMAN
Counsel of Record
ALLISON M. ZIEVE
SCOTT L. NELSON
PUBLIC CITIZEN LITIGATION GROUP
1600 20th Street NW
Washington, DC 20009
(202) 588-1000
mseligman@citizen.org
Counsel for Amicus Curiae
September 2020
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.