Petition for Writ of Certiorari — Ramon Enrique Acosta, Petitioner v. United States
Supreme Court briefMay 28, 2020
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NO:
IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 2019
RAMON ACOSTA,
v.
Petitioner,
UNITED STATES OF AMERICA,
Respondent.
On Petition for Writ of Certiorari to the
United States Court of Appeals
for the Eleventh Circuit
PETITION FOR WRIT OF CERTIORARI
MICHAEL CARUSO
Federal Public Defender
JANICE L. BERGMANN*
Assistant Federal Public Defender
One E. Broward Blvd., Suite 1100
Fort Lauderdale, Florida 33301-1100
Telephone No. (954) 356-7436
Janice_Bergmann@fd.org
Counsel for Petitioner
*Counsel of Record
QUESTION PRESENTED FOR REVIEW
Whether reasonable jurists could debate the district court’s determination
that trial counsel was not constitutionally ineffective with respect to the
government’s plea offer.
i
INTERESTED PARTIES
There are no parties to the proceeding other than those named in the caption
of the case.
ii
RELATED PROCEEDINGS
United States District Court (S.D. Fla.):
Ramon Acosta v. United States, No. 18-20053-Civ-Moore
(March 31, 2019)
United States v. Ramon Enrique Acosta, No. 12-20157-Crim-Moore
(October 17, 2014)
United States Court of Appeals (11th Cir.):
Ramon Acosta v. United States, No. 19-12057-F
(January 3, 2020)
United States v. Ramon Enrique Acosta, No. 14-14928
(August 23, 2016)
United States Supreme Court
Ramon Enrique Acosta v. United States, No. 16–7149
(January 9, 2017)
iii
TABLE OF CONTENTS
QUESTION PRESENTED FOR REVIEW .................................................................... i
INTERESTED PARTIES .............................................................................................. ii
RELATED PROCEEDINGS......................................................................................... iii
TABLE OF AUTHORITIES .......................................................................................... v
PETITION ...................................................................................................................... 1
OPINIONS BELOW ...................................................................................................... 2
STATEMENT OF JURISDICTION .............................................................................. 2
STATUTORY AND OTHER PROVISIONS INVOLVED ............................................ 3
STATEMENT OF THE CASE....................................................................................... 4
I.
Trial and Direct Appeal ........................................................................................... 4
II. District Court Proceedings on 28 U.S.C. § 2255 Motion ......................................... 5
REASON FOR GRANTING THE WRIT .................................................................... 11
I.
Reasonable jurists could debate the district court’s determination that
trial counsel was not constitutionally ineffective with respect to the
government’s plea offer ......................................................................................... 11
CONCLUSION............................................................................................................. 21
iv
TABLE OF AUTHORITIES
CASES:
Cullen v. United States,
194 F.3d 401 (2d Cir. 1999) ................................................................................ 17
Griffin v. United States,
330 F.3d 733 (6th Cir. 2003) ............................................................................... 17
Hill v. Lockhart,
877 F.2d 698 (8th Cir. 1989) .......................................................................... 11-12
Miller-El v. Cockrell,
537 U.S. 322 (2003) ............................................................................................. 20
Moore v. Bryant,
348 F.3d 238 (7th Cir. 2003) ............................................................................... 11
Reed v. United States,
354 F.2d 227 (5th Cir. 1965) ............................................................................... 11
Riggs v. Fairman,
399 F.3d 1179 (9th Cir. 2005) ............................................................. 15-16, 18-19
Slack v. McDaniel,
529 U.S. 473 (2000) ............................................................................................. 20
Strickland v. Washington,
466 U.S. 668 (1984) ....................................................................... 11-12, 14, 16-19
v
United States v. Day,
969 F.2d 39 (3d Cir. 1992) ....................................................................... 12, 14-15
United States v. Gordon,
156 F.3d 376 (2d Cir. 1998) ..................................................................... 14-16, 19
United States v. Grammas,
376 F.3d 433 (5th Cir. 2004) ......................................................................... 12, 14
STATUTORY AND OTHER AUTHORITY:
Sup.Ct.R. 13.1 ................................................................................................................ 2
Part III of the Rules of the Supreme Court of the United States ................................ 2
18 U.S.C. § 1952 ............................................................................................................. 7
28 U.S.C. § 1254(1) ........................................................................................................ 2
28 U.S.C. § 2255 ...................................................................................................... 1-2, 5
28 U.S.C. § 2253(c)(2) .................................................................................................... 3
U.S.S.G. § 2D1.1(b)(3)(A) ............................................................................................. 14
U.S.S.G. § 3C1.1........................................................................................................... 14
vi
IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 2019
No:
RAMON ACOSTA,
Petitioner
v.
UNITED STATES OF AMERICA,
Respondent.
On Petition for Writ of Certiorari to the
United States Court of Appeals
for the Eleventh Circuit
PETITION FOR WRIT OF CERTIORARI
Ramon Acosta respectfully petitions the Supreme Court of the United States
for a writ of certiorari to review the judgment of the United States Court of Appeals
for the Eleventh Circuit, rendered and entered in case number 19-12057-F in that
court on January 3, 2020, denying Petitioner a certificate of appealability to appeal
the district court’s denial of his 28 U.S.C. § 2255 motion to vacate, set aside, or
correct sentence.
1
OPINIONS BELOW
The
Eleventh
Circuit’s
unpublished
order
denying
a
certificate
of
appealability is included in the Appendix at A-1.
The District Court’s unpublished order denying a certificate of appealability is
included in the Appendix at A-2.
The district court’s unpublished order adopting
the magistrate judge’s report and denying Petitioner’s 28 U.S.C. § 2255 motion is
included in the Appendix at A-3.
The magistrate judge’s unpublished report
recommending denial of Petitioner’s § 2255 motion is included in the Appendix
at A-4.
The Eleventh Circuit’s unpublished opinion affirming Petitioner’s conviction
and sentence on direct appeal is reported at 660 F. App’x. 749 (11th Cir 2016), and
included in the Appendix at A-5.
STATEMENT OF JURISDICTION
Jurisdiction of this Court is invoked under 28 U.S.C. § 1254(1) and PART III of
the Rules of the Supreme Court of the United States.
The decision of the court of
appeals denying a certificate of appealability to appeal the district court’s denial of
Petitioner’s 28 U.S.C. § 2255 motion was entered on January 3, 2020.
is timely filed pursuant to SUP. CT. R. 13.1.
2
This petition
STATUTORY AND OTHER PROVISIONS INVOLVED
Petitioner intends to rely on the following constitutional and statutory
provisions:
The Sixth Amendment provides:
“In all criminal prosecutions, the accused
shall enjoy the right . . . to have the Assistance of Counsel for his defence.”
Title 28, U.S.C. § 2253(c)(2) provides:
“A certificate of appealability may
issue . . . only if the applicant has made a substantial showing of the denial of a
constitutional right.”
3
STATEMENT OF THE CASE
I.
Trial and Direct Appeal.
On March 8, 2012, a grand jury in the Southern District of Florida charged
Mr. Acosta and seven other individuals in a twelve-count indictment.
The lead
defendant, Paul Cordoba, was an experienced airplane pilot who headed a drug
trafficking operation that smuggled drugs from Venezuela to Florida aboard his
planes.
Mr. Acosta was a Federal Aviation Administration-certified airplane
mechanic who performed general maintenance and repair work on private aircraft.
The indictment charged that Mr. Acosta conspired with Cordoba and others in
Cordoba’s operation to import and possess with intent to distribute large quantities
of cocaine into the United States.
Of the seven individuals indicted with Mr. Acosta, four were declared
fugitives, two pled guilty, and the government dismissed the charges against one, so
Mr. Acosta was tried alone.
Following a three-day trial at which Mr. Acosta
testified, the jury convicted him on all counts.
Mr. Acosta’s principle defense was
that he was unaware of and uninvolved in any of Paul Cordoba’s criminal ventures,
and that the government witnesses who testified regarding his involvement in the
conspiracy were former co-defendants or participants in the conspiracy who were
admitted liars.
Although the then-51-year old Mr. Acosta had never before been arrested, due
primarily to the large quantity of drugs involved, his initial post-trial advisory
4
guideline range was calculated to be 360 months to life imprisonment.
Upon
learning that he faced such significant time in prison, Mr. Acosta fired his trial
counsel and new counsel to represent him at sentencing.
Arguments made by new
sentencing counsel, unusual intervention by the government with the Probation
Office, and various adjustments allowed by the District Court ultimately resulted in
a revised advisory guideline range of 135 to 168 months.
The district court
sentenced Mr. Acosta to the low end of the advisory range – 135 months.
The
Eleventh Circuit affirmed Mr. Acosta’s conviction and sentence, describing the
government’s evidence against Mr. Acosta as “ample.” United States v. Acosta, 660
F. App’x 749, 755 (11th Cir. 2016); see App. A-5.
review.
II.
This Court denied certiorari
Acosta v. United States, 137 S. Ct. 706 (2017).
District Court Proceedings on 28 U.S.C. § 2255 Motion.
Thereafter, Mr. Acosta filed a pro se 28 U.S.C. § 2255 motion to vacate, set
aside or correct sentence alleging that trial counsel rendered ineffective assistance
when he failed to advise Mr. Acosta of the extent of the evidence against him and the
potential sentencing range he faced under the United States Sentencing Guidelines,
causing Mr. Acosta to be unable to make an informed decision regarding whether to
plead guilty or proceed to trial.
An evidentiary hearing was held at which Mr. Acosta, trial counsel, and
sentencing counsel testified.
Critically, sentencing counsel testified that when he
first met with Mr. Acosta, it was clear that Mr. Acosta had no understanding of the
5
Sentencing Guidelines, or the implications of the Guidelines for his sentence, until
sentencing counsel explained them.
App. A-4 at 24.
Sentencing counsel testified
that “it was apparent to him during his meeting with Movant that he was ‘clueless,’
‘was totally lost,’ and ‘didn’t seem to know much about the guidelines or safety valve
of really much about anything.’”
Id.
Sentencing counsel testified further that Mr.
Acosta was “‘surprised’” that he was looking at a 30-year sentence, id., and that Mr.
Acosta “did not understand” that “just because you don’t do certain acts and you
don’t purchase drugs and you don’t sell drugs doesn’t mean you cannot be convicted
as being part of a drug conspiracy,” DE51:18-19.
Finally, sentencing counsel
testified that Mr. Acosta “said, ‘if I would have understood all of this I would never
have gone to trial.’”
Id.
Mr. Acosta testified he had never before been arrested before the charges in
this case.
Id. at 28. He was released on bond and never held in custody before
trial, and prior to trial never spoke with another attorney about his case.
Id. at 29.
He was very trusting of trial counsel, and all of the information Mr. Acosta knew
about the criminal justice system and his case at the time was what he was told by
trial counsel.
Mr. Acosta testified that before trial, he and trial counsel met with the trial
prosecutor and two agents at the United States Attorney’s office.
Id. at 33.
At the
meeting, the prosecutor went through the government’s evidence against Paul
Cordoba, told Mr. Acosta that the government had enough evidence to convict him,
6
and advised that Mr. Acosta that he was looking at 20 years in prison if he were
convicted at trial.
Id. at 31.
The prosecutor further told Mr. Acosta that if he
helped the government, he might get a much shorter sentence, maybe two to five
years.
Id.
The government’s offer would have allowed Mr. Acosta to plead guilty
to an offense under the Travel Act, 18 U.S.C. § 1952, with a 5-year statutory
maximum.
App. A-4 at 6.
Guidelines with Mr. Acosta.
The prosecutor did not discuss the Sentencing
DE 51:31-32.
Mr. Acosta testified that after he and trial counsel discussed the plea offer, he
decided to reject it.
Id. at 36.
Mr. Acosta testified that before he made his
decision, trial counsel never explained to him the pros and cons of going to trial
versus pleading guilty.
Id. at 35.
The fact that Mr. Acosta was not a citizen did
not affect his decision:
he has a large family in Venezuela, and as an airplane
mechanic, could easily get a job there.
Id. at 36.
According to Mr. Acosta, trial
counsel didn’t explain to him that most people who are charged with federal crimes
plead guilty, how very hard it is to win a case against the federal government, nor
that because he was charged in a conspiracy, all of the evidence against his
co-defendants could be used to convict him at trial.
Id. at 39-40.
Mr. Acosta testified further that trial counsel also didn’t explain the
Sentencing Guidelines to him.
Id. at 37. According to Mr. Acosta, it wasn’t until
after trial that he first saw the chart that tells you how long your sentence will be
under the Sentencing Guidelines, when sentencing counsel showed it to him.
7
Id. at
38-39.
He testified that trial counsel never explained to him that, under the
Guidelines, his sentence could be increased based on the drug quantity found, the
use of an airplane in the offense, his “special skill” as an airplane mechanic, and if he
went to trial.
Id. Mr. Acosta was shocked when his Probation Officer said that his
sentencing range under the Guidelines was 30 years to life.
Id.
Mr. Acosta
testified that if trial counsel had explained to him about how the system works and
the evidence against him, and that he was looking at a possible life sentence, he
would have helped the government and pled guilty.
But, Mr. Acosta testified, he
never thought about pleading guilty because trial counsel never explained these
things to him, and trial counsel was so confident he could show at trial that the
government witnesses were liars.
Mr. Acosta testified that he decided to hire sentencing counsel to handle his
sentencing rather than continuing to have trial counsel continue to represent him.
DE 51:30, 42.
Mr. Acosta testified that sentencing counsel really opened his eyes,
telling him things that he had never heard from trial counsel in the two years that
trial counsel represented him.
Id. at 43. Sentencing counsel explained conspiracy
law, and told him that the government had a strong case against him.
Id.
Sentencing counsel also explained to Mr. Acosta how the Sentencing Guidelines
helped him if he pled guilty and cooperated with the government, and how they hurt
him if he went to trial.
Mr. Acosta testified that had trial counsel explained the
system and the Sentencing Guidelines in the same way, he would have worked with
8
the government and pled guilty to the Travel Act offense rather than going to trial.
Id. at 43-46.
The government presented only trial counsel’s testimony.
Trial counsel
testified that he did not advise Mr. Acosta of his exposure under the Sentencing
Guidelines because he did not know the quantity of drugs that could be attributed to
Mr. Acosta’s conduct.
Instead, he told Mr. Acosta that his statutory sentencing
range was ten years to life.
Id. at 73-74, 89.
In addition, trial counsel testified
that the government conducted a “reverse proffer” where it explained its theory of
the case and urged Mr. Acosta to take a plea offer and cooperate.
Id. at 77-78.
Trial counsel testified that Mr. Acosta “went berserk” when he learned that he was
facing a sentence of 30 years to life.
App. A-4 at 24.
Finally, trial counsel testified
that Mr. Acosta stressed his innocence throughout the proceedings, was concerned
about being deported were he to plead guilty, and told him many times that he would
rather spend the rest of his life in an American prison than free in Venezuela.
DE 51:69-70.
The district court first determined that trial counsel’s performance was not
deficient even though there “may have been a ‘wide discrepancy’ between the initial
sentencing range suggested within the PSI (360 months to life) and counsel’s initial
hypothetical range (ten years to life),” because “Petitioner’s final Sentencing
Guidelines range was 151 to 188 months, and Petitioner’s actual sentence, 135
months, was ultimately closer to counsel’s hypothetical range than the range within
9
the PSI.”
App. A-3 at 4.
Thus, the district court determined, because trial counsel
“explicitly communicated to his client that his sentencing exposure without a plea
agreement was ten years to life,” and “Petitioner’s actual sentence – 135 months –
fell towards the very bottom of this range,” counsel’s performance was not deficient.
Id.
Next, the district court held that Mr. Acosta was not prejudiced by counsel’s
actions, determining that “Petitioner’s claims of innocence and fear of deportation
supported a finding that Petitioner would have nonetheless rejected the plea and
gambled on a favorable verdict at trial” even if counsel had fully explained Mr.
Acosta’s sentencing exposure to him.
Id. at 3.
The district court denied a certificate of appealability by separate order.
App. A-2.
Mr. Acosta then moved the United States Court of Appeals for the
Eleventh Circuit for a certificate of appealability, but a certificate was summarily
denied.
App. A-1.
10
REASON FOR GRANTING THE WRIT
I.
Reasonable jurists could debate the district court’s determination
that trial counsel was not constitutionally ineffective with respect to the
government’s plea offer.
“One of the most precious applications of the Sixth Amendment may well be in
affording counsel to advise the defendant concerning whether he should enter a plea
of guilty.”
Reed v. United States, 354 F.2d 227, 229 (5th Cir. 1965).
A critical
aspect of counsel’s advice with respect to a plea offer is a comparison of the potential
term of imprisonment the defendant would serve pursuant to the offer, versus the
possible sentence that would be imposed following a guilty verdict at trial.
“The
basic minimum amount of time that a defendant will have to serve is an integral
factor in the plea negotiation; it is a direct, not a collateral consequence of the
sentence.”
Hill v. Lockhart, 877 F.2d 698, 703 (8th Cir. 1989). For this reason, the
law is clear that “counsel owes a duty to provide accurate information about his
client’s earliest release date.”
Id.
“A reasonably competent counsel will attempt to
learn all the facts of the case, make an estimate of a likely sentence, and
communicate the results of that analysis” to the client.
Moore v. Bryant, 348 F.3d
238, 241 (7th Cir. 2003).
For this reason, if an attorney fails to advise a defendant regarding the
sentencing ramifications of going to trial or pleading guilty, his performance falls
below the objective standard required by Strickland v. Washington, 466 U.S. 668
11
(1984).
See Hill v. Lockhart, 474 U.S. 52, 57 (1985); United States v. Grammas, 376
F.3d 433, 436 (5th Cir. 2004); United States v. Day, 969 F.2d 39, 42-43 (3d Cir. 1992).
“When a defendant lacks a full understanding of the risks of going to trial, he is
unable to make an intelligent choice of whether to accept a plea or take his chances
in court.”
Grammas, 376 F.3d at 436 (internal quotation marks omitted).
In evaluating counsel’s performance under Strickland, a court must “evaluate
the conduct from counsel’s perspective at the time.”
Strickland, 466 U.S. at 689.
“A fair assessment of attorney performance requires that every effort be made to
eliminate the distorting effects of hindsight.”
Id.
“Thus, a court deciding an actual
ineffectiveness claim must judge the reasonableness of counsel’s challenged conduct
on the facts of the particular case, viewed as of the time of counsel’s conduct.”
Id. at
690.
Here, trial counsel did not even undertake to estimate Mr. Acosta’s sentencing
exposure under the Sentencing Guidelines were he to go to trial. The district court
found that counsel “explained it is nearly impossible to predict sentencing prior to
trial given all of the variables but was certain he explained to Movant that the
‘range’ was ‘ten years to life.’”
the statutory sentencing range.
App. A-4 at 21-22.
But “ten years to life” was only
Counsel utterly failed to provide Mr. Acosta with
any information regarding what sentence he might actually receive within this
statutory range.
Sentencing counsel, whom Mr. Acosta hired prior to sentencing,
testified that when he first met with Mr. Acosta and reviewed the PSI with him, Mr.
12
Acosta was not at all familiar with the Sentencing Guidelines or their implications
for his sentence.
Id, at 26.
Indeed, sentencing counsel testified that when he took
over Mr. Acosta’s case, Mr. Acosta “was ‘clueless,’ ‘was totally lost,’ and ‘didn’t seem
to know much about the guidelines or safety valve or really much about anything’
about his case.
Id.
But trial counsel not only failed to provide Mr. Acosta with any information
regarding Mr. Acosta’s potential Guidelines sentence himself. He fully abdicated
his role as advisor to Mr. Acosta when he allowed the prosecutor to tell Mr. Acosta
during the government’s reverse proffer that his rejection of the plea offer would
result in a 20-year sentence.
App. A-4 at 20-21.
Without any additional guidance
from trial counsel, it is not surprising that Mr. Acosta viewed this sentencing advice
from the prosecutor to be a “threat” that overestimated his potential sentencing
exposure in order to convince him to plead rather than a number based in reality.
Id. at 20.
Ironically, however, even the prosecutor’s 20-year “threat” grossly
underestimated Mr. Acosta’s potential sentencing exposure under the Guidelines,
given the Probation Officer’s initial calculation of the advisory Guidelines range to
be 360 months to life.
But because trial counsel never discussed the Sentencing Guidelines with Mr.
Acosta, Mr. Acosta was unaware of their implications for his sentence.
Because
trial counsel refused to estimate the drug quantity for which Mr. Acosta could be
held accountable, he never explained where in the statutory range of 10 years to life
13
Mr. Acosta’s sentence might fall.
Trial counsel also failed to explain
clearly-applicable Guidelines enhancements to Mr. Acosta, such as the two-point
increase for use of an airplane under U.S.S.G. § 2D1.1(b)(3)(A), and the two-point
enhancement for obstruction of justice under U.S.S.G. § 3C1.1 due to Mr. Acosta’s
testimony at trial. Given the lack of information that trial counsel provided, it is
not surprising that, according to counsel, Mr. Acosta “went berserk” when he learned
that he was facing a sentence of 30 years to life.
App. A-4 at 24.
Mr. Acosta’s
reactions demonstrate the utter lack of guidance trial counsel provided him
regarding his sentencing exposure following trial.
In light of trial counsel’s failure
to provide Mr. Acosta with a “full understanding of the risks of going to trial,”
Grammas, 376 F.3d at 436, reasonable jurists could debate whether his performance
was deficient under Strickland.
“By grossly underestimating [the defendant’s] sentencing exposure . . . ,
[counsel] breache[s] his duty as a defense lawyer in a criminal case to advise his
client fully on whether a particular plea to a charge appears desirable.”
United
States v. Gordon, 156 F.3d 376, 380 (2d Cir. 1998) (internal quotation marks
omitted).
See Grammas, 376 F.3d at 436. This is so because such information is
critical:
a criminal defendant’s “[k]nowledge of the comparative sentencing
exposure between standing trial and accepting a plea offer will often be crucial to the
decision whether to plead guilty.” United States v. Day, 969 F.2d 39, 43 (3d Cir.
1992).
14
In Gordon, the defendant rejected a pretrial plea offer of 84 months in part
because counsel informed him that he faced only 120 months were he to go to trial.
156 F.3d at 377. In fact, the defendant’s sentencing range was 262-327 months.
Id.
Similarly, in Day, the defendant rejected a plea offer of 5 years because counsel
informed him that he faced an 11-year sentence if he went to trial.
969 F.2d at 42.
In fact, because the defendant was classified as a career offender, his sentencing
range was 262-327 months.
Id. at 41. Finally, in Riggs v. Fairman, 399 F.3d
1179, 1183 (9th Cir. 2005), counsel mistakenly advised the defendant that his
maximum exposure following trial was only 9 years and, as a result, the defendant
rejected the State’s plea offer of five years.
exposure was 25 years-to-life.
Id.
However, the defendant’s actual
In each of these cases, the courts held that
counsel’s underestimation of the defendant’s sentencing exposure following trial fell
below the prevailing professional norms for advising the client during plea
negotiations.
See id. at 1183; Gordon, 156 F.3d at 380; Day, 969 F.2d at 42-43.
Even worse than counsel in Gordon, Day, and Riggs, trial counsel never
advised Mr. Acosta regarding his potential advisory Sentencing Guidelines range
were he to go to trial. Therefore, the only information Mr. Acosta had regarding the
sentence he was facing following trial was from the government – an estimate of 20
years – when the original PSI returned an advisory Guidelines range of 30 years to
life.
Reasonable jurists could debate whether this total lack of information, like the
gross underestimation of the defendants’ sentencing exposure in Gordon, Day and
15
Riggs “‘fell below the prevailing professional norms’ for advising a client during plea
negotiations.”
Gordon, 156 F.3d at 380.
The district court concluded that trial counsel’s performance was not deficient
under Strickland because counsel “explicitly communicated to his client that his
sentencing exposure without a plea agreement was ten years to life” and
“Petitioner’s actual sentence – 135 months – fell towards the very bottom of this
range.”
App. A-3 at 4.
Reasonable jurists could debate whether, by so concluding,
the district court engaged in the very type of backward-looking analysis Strickland
prohibits.
Strickland requires a court to “eliminate the distorting effects of hindsight, . . .
and to evaluate the conduct from counsel’s perspective at the time.”
Strickland,
466 U.S. at 689. Trial counsel had no idea that Mr. Acosta would end up with a
135-month sentence.
Indeed, it was only due to a series of fortunate events –
including a highly unusual intervention by the government on Mr. Acosta’s behalf
with the probation officer prior to sentencing – that Mr. Acosta’s offense level
dropped, thereby reducing his advisory Guidelines range to a range of 135 to 168
months from the original PSI’s range of 360 months to life.
Because the district
court relied on the very “distorting effects of hindsight” when it reconstructed
counsel’s conduct rather than viewing that conduct from trial counsel’s perspective
at the time, reasonable jurists could debate whether the district court erred in
16
relying on Mr. Acosta’s ultimate sentence to conclude that trial counsel’s
performance was not deficient.
Reasonable jurists could also debate whether the district court erred in
determining that Mr. Acosta could not demonstrate Strickland prejudice.
It found
that “even if [trial counsel] advised Petitioner of every potential sentencing
enhancement or reduction applicable under the Sentencing Guidelines, Petitioner’s
claims of innocence and fear of deportation supported a finding that Petitioner would
have nonetheless rejected the plea and gambled on a favorable verdict at trial.”
App. A-3 at 4.
First, reasonable jurists could debate whether a protestation of innocence is
dispositive of whether Mr. Acosta would have accepted the Government’s plea offer.
“[R]epeated declarations of innocence do not prove . . . that [defendant] would not
have accepted a guilty plea.”
2003) (emphasis added).
Griffin v. United States, 330 F.3d 733, 738 (6th Cir.
“Though [a defendant’s] insistence on his innocence is a
factor relevant to any conclusion as to whether he has shown a reasonable
probability that he would have pled guilty, it is not dispositive[;] . . . if he had been
properly informed . . . [defendant] might well have abandoned his claim of
innocence.”
Cullen v. United States, 194 F.3d 401, 407 (2d Cir. 1999) (emphasis
added).
Moreover, a “significant” discrepancy between the sentence offered by the
Government as part of a plea offer and that faced by the defendant after trial, when
17
combined with a “strong” prosecution case against the defendant, provides objective
evidence that the defendant would have accepted the plea offer had counsel’s advice
been constitutionally adequate.
Riggs, 399 F.3d at 1183.
See also Gordon, 156
F.3d at 381.
For example, in Riggs, the defendant testified that he would have accepted a
five-year plea offer had counsel adequately advised him that his maximum exposure
was a sentence of 25 years-to-life.
Id.
The court found that this testimony was
supported by “the significant discrepancy” between the two sentences, concluding
that “[s]uch a discrepancy between the two sentences would compel any reasonable
person to take the deal offered by the prosecution.”
Id.
indicated that the case against Riggs was “strong.”
Moreover, the record
Id.
Under these
circumstances, “it [did] not stretch credulity to conclude” that Riggs would have
accepted the plea offer had counsel’s advice been constitutionally adequate, and
Riggs demonstrated prejudice under Strickland.
Similarly, in Gordon, the court
concluded that the defendant’s statement that she would have accepted a plea offer,
when combined with the “great disparity” between the actual maximum sentencing
exposure and the sentence exposure represented by defendant’s attorney, “provides
sufficient objective evidence . . . to support a finding of prejudice under Strickland.”
156 F.3d at 381.
Reasonable jurists could debate whether the same is true here. Sentencing
counsel credibly testified at the evidentiary hearing that after he explained to Mr.
18
Acosta that the government’s case against him was overwhelming and about the
workings of the Sentencing Guidelines, Mr. Acosta told him that “if I would have
understood all of this I would never have gone to trial.”
Acosta testified similarly at the evidentiary hearing.
App. A-4 at 24.
DE51:43-44 (“Q:
Mr.
If [trial
counsel] had explained things to you the way [sentencing counsel] had, would that
have changed your mind about going to trial or pleading guilty? A. Definitely,
yes.”).
As in Riggs and Gordon, this testimony is supported by the significant
discrepancy between the Government’s plea offer and the sentencing range Mr.
Acosta faced following trial.
Moreover, as in Riggs, Mr. Acosta’s testimony is also
supported by the fact the Government’s case against him at trial was, in this Court’s
estimation, “ample.” Acosta, 660 F. App’x at 755.
Under these circumstances, “it
does not stretch credulity to conclude” that Mr. Acosta would have accepted the
Government’s pretrial plea offer.
Riggs, 399 F.3d at 1183.
Thus, reasonable
jurists could debate whether he demonstrated prejudice under Strickland
notwithstanding his protestations of innocence.
Accordingly, reasonable jurists could debate whether the district court erred
in its conclusion that Mr. Acosta failed to demonstrate Strickland prejudice as well
as deficient performance.
A certificate of appealability (COA) is warranted where
the applicant shows “that reasonable jurists could debate whether (or, for that
matter, agree that) the petition should have been resolved in a different manner or
that the issues presented were adequate to deserve encouragement to proceed
19
further.@
Slack v. McDaniel, 529 U.S. 473, 484 (2000) (internal quotation marks
omitted).
This Court has emphasized that a court Ashould not decline the
application for a COA merely because it believes that the applicant will not
demonstrate entitlement to relief.@
Miller-El v. Cockrell, 537 U.S. 322, 337 (2003).
Noting that a COA is necessarily sought in the context in which the petitioner has
lost on the merits, the Court explained, “We do not require petitioner to prove, before
the issuance of a COA, that some jurists would grant the petition for habeas corpus.
Indeed, a claim can be debatable even though every jurist of reason might agree,
after the COA has been granted and the case has received full consideration, that
petitioner will not prevail.@ Id. at 338.
Here, Mr. Acosta has shown that reasonable jurists could debate the district
court’s determination that trial counsel was not constitutionally ineffective with
respect to the government’s plea offer.
A COA is therefore warranted on the
question presented, and the Eleventh Circuit’s failure to grant a COA is contrary to
this Court’s jurisprudence governing certificates of appealability.
20
CONCLUSION
Based upon the foregoing petition, the Court should grant a writ of certiorari
to the Court of Appeals for the Eleventh Circuit.
Respectfully submitted,
MICHAEL CARUSO
FEDERAL PUBLIC DEFENDER
By: /s/ Janice L. Bergmann
Janice L. Bergmann
Assistant Federal Public Defender
Counsel for Petitioner
Fort Lauderdale, Florida
May 28, 2020
21
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.