Opposition Brief — Abel Revilla Ochoa, Petitioner v. Bryan Collier, Executive Director, Texas Department of Criminal Justice, et al.
Supreme Court briefFeb 6, 2020
Ask Donna
What actually matters in this document.
Text
Nos. 19–7572 & 19A876
IN THE
Supreme Court of the United States
ABEL REVILLA OCHOA,
Petitioner,
v.
BRYAN COLLIER, EXECUTIVE DIRECTOR, TEXAS DEPARTMENT OF
CRIMINAL JUSTICE; LORIE DAVIS, DIRECTOR, TEXAS DEPARTMENT OF
CRIMINAL JUSTICE, CORRECTIONAL INSTITUTIONS DIVISION; MICHAEL
BUTCHER, WARDEN,
Respondents.
On Petition for Writ of Certiorari to the
United States Court of Appeals for the Fifth Circuit
BRIEF IN OPPOSITION TO
PETITION FOR CERTIORARI AND
APPLICATION FOR STAY OF EXECUTION
KEN PAXTON
Attorney General of Texas
EDWARD L. MARSHALL
Chief, Criminal Appeals Division
JEFFREY C. MATEER
First Assistant Attorney General
STEPHEN M. HOFFMAN
Assistant Attorney General
Counsel of Record
MARK PENLEY
Deputy Attorney General
For Criminal Justice
P.O. Box 12548, Capitol Station
Austin, Texas 78711
Tel: (512) 936–1400
stephen.hoffman@oag.texas.gov
Counsel for Respondents
CAPITAL CASE
QUESTIONS PRESENTED
Ochoa obtained the videotaped clemency interview at the heart of this lawsuit.
Bearing this in mind, the district court refused to grant any stay of execution, finding
that Ochoa had failed to demonstrate any of the stay factors. Instead, the district
court found that the stay factors weigh heavily in favor of the Respondents. The Fifth
Circuit repeated these results in a per curiam opinion that largely agreed with the
district court’s analysis and likewise held that no factor weighed in favor of granting
a stay.
Ochoa’s petition for a writ of certiorari and application for a stay of execution
now present the following issues for review, all of which must be evaluated under the
deferential abuse-of-discretion standard 1 applicable to stay motions:
1.
Has Ochoa shown a strong likelihood of success when he either lacks standing
or his lawsuit is moot, and his underlying claim is unexhausted, time-barred,
and wholly fails to demonstrate any plausible constitutional violation?
2.
Has Ochoa shown irreparable injury when he already obtained the videotaped
clemency interview that forms the basis of his complaint?
3
Has Ochoa shown Texas will not be prejudiced and that the public interest lies
in favor of a stay when he has already fruitlessly litigated his conviction and
his sentence for sixteen years and neither are implicated by this lawsuit?
1
See, e.g., Delo v. Stokes, 495 U.S. 320, 322 (1990); Delo v. Blair, 509 U.S. 823 (1993).
i
LIST OF ALL PROCEEDINGS
The State of Texas v. Abel Revill Ochoa, No. F–0253582–JM (194th Judicial District
Court of Dallas County Apr. 23, 2003)
Ochoa v. State, No. AP–74,663 (Tex. Crim. App. Jan. 26, 2005)
Ex parte Ochoa, No. WR–67,495–01, –02 (Tex. Crim. App. Aug. 19, 2009)
Ochoa v. Davis, No. 3:09–CV–2277 (N.D. Tex. Sept. 21, 2016)
Ochoa v. Davis, No. 18–70016 (5th Cir. Oct. 18, 2018)
Ochoa v. Davis, No. 18–8845 (U.S. Oct. 7, 2019)
Ochoa v. Collier, et. al, No. H–19–4976 (S.D. Tex. Jan. 27, 2020)
In re Abel Ochoa, No. WR–67–495–03 (Tex. Crim. App. Feb. 3, 2020)
Ochoa v. Collier, et. al, No. 20–70001 (5th Cir. Feb. 4, 2020)
ii
TABLE OF CONTENTS
QUESTIONS PRESENTED ........................................................................................ i
LIST OF ALL PROCEEDINGS ................................................................................ ii
TABLE OF AUTHORITIES ....................................................................................... v
INTRODUCTION ........................................................................................................ 1
STATEMENT OF THE CASE .................................................................................... 7
I.
Facts of the Crime ................................................................................ 7
II.
Evidence Relating to Punishment .................................................... 7
III.
Conviction and Postconviction Proceedings ................................. 9
REASONS FOR DENYING THE WRIT ................................................................. 11
I.
The Standard Governing Stay Requests ....................................... 12
II.
Ochoa Has Not Made a Strong Showing That He Will
Succeed on the Merits........................................................................ 13
A.
Ochoa has already received relief, and his case is
moot or he lacks standing or both........................................ 14
B.
Ochoa’s claim is subject to mandatory dismissal
because he failed to exhaust administrative
remedies. .................................................................................... 21
C.
Ochoa’s facial challenge to prison policy is timebarred. ........................................................................................ 26
D.
Ochoa fails to raise a valid constitutional claim. ............. 27
i.
There is no right to a videotaped clemency
interview. ........................................................................ 27
ii.
Ochoa has no constitutional right to require
that the prison provide counsel superior
access to inmates than the media, although
prison policy already does so. .................................... 33
iii
III.
Ochoa Will Not Suffer Any Harm, Let Alone Irreparable
Harm. ..................................................................................................... 37
IV.
The State and the Public Have a Strong Interest in Seeing
the State Court Judgment Carried Out. ........................................ 38
CONCLUSION ........................................................................................................... 40
iv
TABLE OF AUTHORITIES
Cases
Already, LLC v. Nike, Inc., 568 U.S. 85 (2013) ..................................................... 14, 15
Barefoot v. Estelle, 463 U.S. 880 (1983) ................................................................ 12, 37
Battaglia v. Stephens, 824 F.3d 470 (5th Cir. 2016) .................................................. 29
Baze v. Parker, 632 F.3d 338 (6th Cir. 2011) .............................................................. 28
Beard v. Banks, 548 U.S. 521 (2006)........................................................................... 32
Bible v. Davis, 739 F. App’x 766 (5th Cir. 2018)......................................................... 26
Booth v. Churner, 532 U.S. 731 (2001) ....................................................................... 22
Buxton v. Collins, 925 F.2d 816 (5th Cir. 1991) ......................................................... 13
Calderon v. Thompson, 52 U.S. 538 (1998)................................................................. 13
Connecticut Bd. of Pardons v. Dumschat, 452 U.S. 458 (1981) .................................. 29
Crutsinger v. Davis, 936 F.3d 265 (5th Cir. 2019) ...................................................... 39
Davis v. Fernandez, 798 F.3d 290 (5th Cir. 2015) ................................................ 24, 25
Delo v. Blair, 509 U.S. 823 (1993) .................................................................................. i
Delo v. Stokes, 495 U.S. 320 (1990) ................................................................................ i
Dillon v. Rogers, 596 F.3d 260 (5th Cir. 2010) ..................................................... 24, 25
Duvall v. Keating, 162 F.3d 1058 (10th Cir. 1998) ..................................................... 30
Ex parte Ochoa, Nos. WR–67,495–01, –02, 2009 WL 2525740 (Tex. Crim. App. Aug.
19, 2009) .............................................................................................................. 9
Faulder v. Johnson, 178 F.3d 343 (1999).................................................................... 30
Friends of the Earth, Inc. v. Laidlaw Environmental Services (TOC), Inc., 528 U.S.
167 (2000) .................................................................................................... 15, 18
v
Gibson v. Tex. Dep’t of Ins.-Div. of Workers’ Comp., 700 F.3d 227 (5th Cir. 2012) ... 35
Gonzalez v. Seal, 702 F.3d 785 (5th Cir. 2012) ........................................................... 22
Harbison v. Bell, 556 U.S. 180 (2009) ......................................................................... 28
Herrera v. Collins, 506 U.S. 390 (1993) ...................................................................... 13
Hill v. McDonough, 547 U.S. 573 (2006)..................................................... 6, 12, 38, 39
Hilton v. Braunskill, 481 U.S. 770 (1987)................................................................... 13
Holiday v. Stephens, 136 S. Ct. 387 (2015) ................................................................. 20
Jones v. Bock, 549 U.S. 199 (2007).............................................................................. 22
Lujan v. Defenders of Wildlife, 504 U.S. 555 (1992) ............................................. 17, 20
Martel v. Clair, 565 U.S. 648 (2012) ........................................................................... 39
Moye v. Clerk, Dekalb Cnty. Superior Court, 474 F.2d 1275 (5th Cir. 1973) ............ 20
Murphy v. Collier, 942 F.3d 704 (5th Cir. 2019)......................................................... 22
Murphy v. Hunt, 455 U.S. 478 (1982) ......................................................................... 14
Murray v. Giarratano, 492 U.S. 1 (1989) .................................................................... 29
Nelson v. Campbell, 541 U.S. 637 (2004) .......................................................... 6, 12, 25
Nken v. Holder, 556 U.S. 418 (2009) ..................................................................... 13, 39
Norton v. Enns, 2:14-CV-0040, 2014 WL 3947158 (N.D. Tex. Aug. 12, 2014) .......... 20
Ochoa v. Collier et. al., No. 20–70001, slip op. (5th Cir. Feb. 4, 2020) ........................ 2
Ochoa v. Davis, 140 S. Ct. 161 (2019) ......................................................................... 10
Ochoa v. Davis, 3:09–CV–2277–K, 2016 WL 5122107 (N.D. Tex. Sept. 21, 2016) ... 10
Ochoa v. Davis, 750 F. App’x 365 (5th Cir. 2018) ................................................... 7, 10
Ochoa v. State, AP–74,663, 2005 WL 8153976 (Tex. Crim. App. Jan. 26, 2005) .... 7, 9
vi
Ohio Adult Parole Auth. v. Woodard, 523 U.S. 272 (1998) .................................. 29, 30
Rhines v. Weber, 544 U.S. 269 (2005) ..................................................................... 5, 39
Roach v. Quarterman, 220 F. App’x 270 (5th Cir. 2007) ............................................ 30
Roe v. Wade, 410 U.S. 113 (1973) .......................................................................... 18, 19
Sepulvado v. La. Bd. of Pardons & Parole, 114 F. App’x 620 (5th Cir. 2004) ........... 17
Sepulvado v. La. Bd. of Pardons & Parole, 171 F. App’x 470 (5th Cir. 2006) ........... 30
Spencer v. Kemna, 523 U.S. 1 (1998) .......................................................................... 14
Spokeo, Inc. v. Robins, 136 S. Ct. 1540 (2016) ............................................................ 17
Susan B. Anthony List v. Driehaus, 573 U.S. 149 (2014)........................................... 14
Tamayo v. Perry, 553 F. App’x 395 (5th Cir. 2014) .................................................... 30
Turner v. Epps, 460 F. App’x 322 (5th Cir. 2012) ....................................................... 30
Turner v. Rogers, 564 U.S. 431 (2011) ........................................................................ 18
Turner v. Safley, 482 U.S. 78 (1987) ..................................................................... 32, 34
Wainwright v. Torna, 455 U.S. 586 (1982) ................................................................. 28
Walker v. Epps, 550 F.3d 407 (5th Cir. 2008) ............................................................. 26
Waters v. Texas, 747 F. App’x 259 (5th Cir. 2019) ...................................................... 21
Weinstein v. Bradford, 423 U.S. 147 (1975) ................................................................ 18
Whitaker v. Collier, 862 F.3d 490 (5th Cir. 2017)................................................. 28, 29
Whitaker v. Livingston, 732 F.3d 465 (5th Cir. 2013) ................................................ 29
Whitmore v. Arkansas, 495 U.S. 149 (1990) ......................................................... 19, 20
Wilson v. Garcia, 471 U.S. 261 (1985) ........................................................................ 26
Winfield v. Steele, 755 F.3d 629 (8th Cir. 2014) ..................................................... 5, 31
vii
Woods v. Livingston, 354 F. App’x 863 (5th Cir. 2009) .......................................... 4, 19
Woods v. Livingston, 558 U.S. 1073 (2009) ................................................................... 4
Woods v. Livingston, CIV.A.H-09-3780 (S.D. Tex. Nov. 23, 2009) ......................... 4, 22
Woods v. Thaler, A-09-CA-789-SS (W.D. Tex. Nov. 6, 2009) ....................................... 4
Wright v. Hollingsworth, 260 F.3d 357 (5th Cir. 2001) .............................................. 22
Young v. Hayes, 218 F.3d 850 (8th Cir. 2000) .................................................. 5, 15, 31
Statutes
18 U.S.C. § 3599 ................................................................................................. 1, 28, 29
18 U.S.C. § 3599(a)(2) .................................................................................................. 28
18 U.S.C. § 3599(e)....................................................................................................... 28
18 U.S.C. § 3626(a)(1) .................................................................................................. 25
18 U.S.C. § 3626(a)(2) .................................................................................................. 25
28 U.S.C. § 2251(a)(1) .................................................................................................. 12
28 U.S.C. § 2253(c)(2) .................................................................................................. 12
37 Tex. Admin. Code § 143.57 ............................................................................... 31, 33
42 U.S.C. § 1997e(a)..................................................................................................... 22
Tex. Civ. Prac. & Rem. Code § 16.003(a) .................................................................... 26
Tex. Code Crim. Proc. art. 11.071, § 5 ........................................................................ 10
Tex. Code Crim. Proc. art. 37.071 § 2(b) ..................................................................... 33
Tex. Code Crim. Proc. art. 37.071, § 2(h) ...................................................................... 9
Tex. Gov’t Code § 501.008............................................................................................ 22
viii
Rules
Fed. R. Civ. P. 12(b)(1) ................................................................................................. 14
Fed. R. Civ. P. 12(b)(6) ................................................................................................. 14
Supreme Court Rule 10 ......................................................................................... 11, 12
Constitutional Provisions
Tex. Const. art. IV, § 11 ............................................................................................... 29
ix
INTRODUCTION
Abel Ochoa was convicted and sentenced to death after slaughtering five
members of his family—his wife, his sister-in-law, his father-in-law, and his two little
daughters—after his wife refused to give him money to buy crack-cocaine. The trial
court scheduled Ochoa to be executed sometime after 6:00 P.M. on February 6, 2020.
With his execution looming, Ochoa filed a civil rights action alleging that the
Respondents, in contravention of written prison policies, improperly refused to allow
a videographer to film an interview with Ochoa to submit alongside his clemency
application. ROA.5–22 (ECF No. 1). 2 Ochoa asserted that, while the videographer’s
visit was approved, his use of a video camera was not. ROA.18–19 (ECF No. 1 at 13–
14). Ochoa argued that the Respondents’ refusal to allow a camera into the prison
deprived him of his right to access the courts, his right to professional representation
under 18 U.S.C. § 3599, and his right to due process through interference with the
clemency process. ROA.20–21 (ECF No. 1 at 15–16). But, after the filing of this action,
the parties reached an agreement permitting Ochoa’s video interview to occur on
January 13, 2020. 3 ROA.63 (ECF No. 6). That videotaping—which was ultimately not
The Respondents use the following citation conventions: “ROA” refers to the record on
appeal. “ECF No. __” refers to entries on the district court’s electronic docket sheet. “CR”
refers to the clerk’s record of documents from Ochoa’s trial. “RR” refers to the court reporter’s
trial transcript. “SX” refers to the State’s trial exhibits. “SHCR–01, –02” refer to the clerk’s
record of documents filed in Ochoa’s state habeas proceedings. Because the Texas Court of
Criminal Appeals (CCA) did not label Ochoa’s writs chronologically, Ochoa’s initial writ bears
the cause number WR–67,495–02 (referred to herein as SHCR–02), while Ochoa’s subsequent
writ bears the cause number WR–67,495–01 (referred to herein as SHCR–01). All references
are preceded by volume number and followed by page number where applicable.
2
Ochoa submitted an application for clemency on January 16, 2020. On February 4,
2020, the Board of Pardons and Paroles voted not to recommend a 90-day reprieve or a
3
1
court ordered—has rendered this lawsuit moot and deprived Ochoa of whatever
standing he once had to bring this action.
Despite receiving substantive relief, Ochoa filed a motion for a stay of
execution. ROA.127, 156 (ECF Nos. 11, 13). But the district court denied any stay.
Appendix (App.) B at 12–13. The district court noted that Ochoa had “not met any of
the factors required for staying an execution.” Id. at 12 (emphasis added). In fact, the
district court noted that the stay “factors weigh heavily in the Defendants’ favor.” Id.
at 11. The Fifth Circuit affirmed the district court’s denial of a stay of execution and
independently denied Ochoa’s motion to stay. Ochoa v. Collier et. al., No. 20–70001,
slip op. at 8 (5th Cir. Feb. 4, 2020) (unpublished); App. A at 8. In finding no abuse of
discretion, the Fifth Circuit likewise held that Ochoa had failed to demonstrate any
of the stay factors. See generally id.
Now, a mere day before his scheduled execution, Ochoa seeks certiorari review
of the Fifth Circuit’s decision. See generally Petition (Pet.). Ochoa’s questions
presented suggest that the issues before the Court are whether his execution can be
considered in evaluating mootness and/or standing and whether Texas interfered
with his clemency process by preventing the filing of his videotaped evidence. 4 Pet.ii.
But, more properly framed, “[t]he issue before the Court [is] whether the lower courts
commutation of sentence. Ochoa has not complained that his video was not submitted, and it
appears that the Board did not find it sufficiently compelling to recommend any relief.
It is worth noting that no prevention ultimately happened—the video was filmed
before the clemency application was filed.
4
2
abused their discretion in staying the execution.” See, e.g., Price v. Dunn, 139 S. Ct.
1533, 1537 (2019) (Thomas, J., concurring).
Here, the lower courts’ denial of a stay was no abuse of discretion. Obvious
mootness notwithstanding, Ochoa’s claim is both procedurally and substantively
defective. App. A at 6 (“We agree with the district court that Ochoa’s claims are
unlikely to succeed on the merits because they are procedurally defaulted and
substantively weak.”). Procedurally, Ochoa’s lawsuit is subject to mandatory
dismissal because it was brought prior to exhaustion. His facial challenge to prison
policies is untimely under the applicable two-year statute of limitations.
Substantively, Ochoa fails to state a claim for which relief may be granted because
he has not been denied access to the courts, access to counsel, or due process through
State interference with the clemency process. As the district court correctly noted,
“[t]he Defendants have [ ] pointed out serious substantive weaknesses in Ochoa’s
constitutional challenges to prison policy, such as (1) no authority incorporates a
constitutional right to present videotaped evidence into a State’s clemency process;
(2) counsel’s representation in this instance is not constitutionally guaranteed but
afforded by statutory law and thus limitations on videotaping do not offend a
constitutional right to counsel; (3) Ochoa has experienced no deprivation of access to
the courts; (4) only limited and narrow due process guarantees govern a State’s
clemency proceedings; and (5) differences between the access of media and attorneys
to prison inmates are not a matter of constitutional dimension.” App. B at 11–12. The
3
district court agreed that its “review of the pleadings and the law suggest that Ochoa
has not shown a likelihood of success on the merits.” Id. at 12.
This is not the first time the Court has encountered this issue. The Court
previously denied a stay of execution and a writ of certiorari in a similar case. 5 Woods
v. Livingston, 558 U.S. 1073 (2009); see also id., 354 F. App’x 863, 863 (5th Cir. 2009)
(an applicant “fails to demonstrate that his inability to supplement [a clemency]
petition with video evidence entitles him to the equitable remedy of a stay of
execution.”); id., CIV.A.H-09-3780, 2009 WL 4251127, at *1–2 (S.D. Tex. Nov. 23,
2009); id., CIV.A H-09-3780, 2009 WL 4230276 at *2 (S.D. Tex. Nov. 25, 2009). And
the Western District of Texas has forcefully noted that the courts are ill-suited to
meddle in the prison system’s administration of this matter. Woods v. Thaler, A-09CA-789-SS (W.D. Tex. Nov. 6, 2009), ECF No. 7 at 2. Indeed, Ochoa wholly fails to
show why this Court should employ its limited resources to micromanage the Texas
prison system’s policies on electronic devices. The prison’s policies are plainly not
intertwined with “questions of national importance.” See Pet.10; Application for Stay
(Appl.) at 2.
Ochoa’s petition simply does not demonstrate any special or important reason
for this Court to review the court of appeals’ decision, and this Court typically does
not engage in routine error correction. Judicial restraint is further warranted in this
case because Ochoa does not show that a split exists among the circuit courts
regarding any relevant issue. Ochoa asserts that the Fifth Circuit’s opinion conflicts
In fact, Ochoa has a much weaker case for a stay than Woods did, as it does not appear
from the opinions that Woods ever got his interview. Ochoa did.
5
4
with the Eighth Circuit’s opinion in Young v. Hayes, 218 F.3d 850 (8th Cir. 2000).
But, as shown below, there is no circuit conflict here—only different courts coming to
different conclusions regarding different underlying facts. Indeed, the Eighth Circuit
(sitting en banc) itself limited Young to its facts in a subsequent case. See Winfield v.
Steele, 755 F.3d 629, 630–31 (8th Cir. 2014).
Similarly, Ochoa’s request for a stay is meritless. The strong interest of the
State in the timely enforcement of Ochoa’s sentence is not outweighed by the
possibility that certiorari will be granted. Moreover, because Ochoa has had his video
interview, he will suffer no harm if a stay is denied. App. A at 6–7. And the public
interest clearly lies in seeing Ochoa’s execution carried out after more than sixteen
years of litigation. This is especially true where the instant lawsuit challenges neither
Ochoa’s conviction nor his sentence. Id. at 7. Ochoa killed five people. He murdered a
child and a baby. The State has a compelling interest in seeing that its laws are
enforced and in carrying out executions as scheduled. Id. at 7–8. Further unnecessary
delay hinders that interest. Id.
Ochoa fails to demonstrate that he is entitled to a stay of execution under this
Court’s precedent, and his motion is merely a meritless attempt to delay imposition
of his well-deserved sentence. See Rhines v. Weber, 544 U.S. 269, 277–78 (2005) (it is
no secret that “capital petitioners might deliberately engage in dilatory tactics to
prolong their incarceration and avoid execution of a sentence of death.”). Ochoa
received his videotaped interview, regardless of whether he was even entitled to it in
5
the first place. Yet, despite being severed from its raison d’être, this litigation
inexplicably lumbers on.
Ochoa complains that he has acted diligently and therefore he is entitled to a
stay. See Appl.2–3, 5. He asserts that the Respondents are wrong to fault him for lack
of diligence in this matter. But Ochoa misapprehends the problem. The Respondents
have not accused him of failing to file this suit fast enough. See ROA.106 (ECF No.
10 at 31); Appellee’s Brief at 49. If anything, the suit is premature because Ochoa
should have exhausted his remedies before filing. The Respondents’ argument is more
accurately that now that Ochoa has gotten his relief, further litigation serves no
apparent purpose save to prevent the imposition of Ochoa’s lawful punishment. It is
the fact Ochoa sought a stay of execution even after the receipt of relief—coupled with
his speculative theories and bypass of available remedies—that yields the improper
delay.
Indeed, a stay of execution is an equitable remedy and, as such, it “must be
sensitive to the State’s strong interest in enforcing its criminal judgments without
undue interference from the federal courts.” Hill v. McDonough, 547 U.S. 573, 584
(2006) (citing Nelson v. Campbell, 541 U.S. 637, 649–650 (2004)). Here, the equities
favor the State. Ochoa had the burden of persuasion on his stay request, and he was
required to make “a clear showing” that he is entitled to one. Hill, 547 U.S. at 584.
Ochoa failed to make that showing. The Court should deny any stay of execution, find
no abuse of discretion by the lower courts, and deny certiorari review.
6
STATEMENT OF THE CASE
I.
Facts of the Crime
In describing the facts of Ochoa’s crime, the federal and state courts have
adopted the following findings:
1. [. . .][T]hirty-year-old Ochoa shot several family members after
smoking crack cocaine on Sunday, August 4, 2002. [38.RR.112.] The
record reflects that, twenty minutes after smoking a ten-dollar rock of
crack, Ochoa entered his living room and systematically shot his wife
Cecilia, their nine-month-old[ 6] daughter (Anahi), Cecilia’s father
(Bartolo), and Cecilia’s sisters (Alma and Jackie). [33.RR.32–36.] Ochoa
reloaded his []9mm Ruger and chased his 7–year-old daughter, Crystal,
into the kitchen where he shot her four times. [SX.2A; RR-Examining
Trial: 14]. Of the six victims, only Alma survived. [33.RR.40–41.]
2. The record reflects that, minutes after the shooting, the police stopped
Ochoa while driving his wife’s Toyota 4Runner. [33.RR.97–98.] Ochoa
told the arresting officer that the gun he used was at his house on the
table, that he could not handle the stress anymore, and that he had
gotten tired of his life. [33.RR.105–06.] In a search conducted after
arrest, the police found a crack pipe, steel wool, and an empty clear
baggie on Ochoa’s person. [33.RR.109–10.] Ochoa gave the police a
detailed written statement recounting his actions in the shootings.
[34.RR.35–46; SX.2A.]
Ochoa v. Davis, 750 F. App’x 365, 367 (5th Cir. 2018), cert. denied, 140 S. Ct. 161
(2019); see also Ochoa v. State, AP–74,663, 2005 WL 8153976, at *1–4 (Tex. Crim.
App. Jan. 26, 2005) (unpublished).
II.
Evidence Relating to Punishment
At punishment, the State introduced firearm and autopsy evidence concerning
the killings of Ochoa’s daughter Anahi, his sister-in-law Jackie, and father-in-law.
Anahi’s age at the time of her death is inconsistently listed in the record as both nine
and eighteen months. [footnote added]
6
7
35.RR.29–33, 42, 50, 57. The State also recalled Ochoa’s other sister-in-law Alma
Alvizo, who explained that she lost a kidney and was in the hospital for three months
after Ochoa shot her. 35.RR.58. Alvizo stated that Ochoa had become aggressive
towards Cecilia after finding out that Cecilia had previously had a son by another
man and concealed the fact from him. 35.RR.58–60. In 1997, he threatened to shoot
his wife. 35.RR.60. Alvizo also once witnessed Ochoa grab Cecilia by the hand and
pull her toward him when she was trying to leave Alvizo’s house. 35.RR.65–66. Alvizo
suspected that Ochoa was the cause of bruising that she saw on Cecilia. 35.RR.88–
89. Ochoa also pointed a gun at Cecilia three weeks before the murder. 35.RR.90. The
State rested after Alvizo’s testimony. 35.RR.96.
The state habeas court made the following factual findings relevant to the
defense’s case at punishment:
56.
[. . .]Ochoa’s defensive theory was that Ochoa committed this
offense in a cocaine-induced delirium and had brain damage in
his frontal lobes from cocaine abuse which affected his impulse
control and made him more susceptible to a state of delirium.
[36.RR.40–103; 39.RR.10–34].
[. . .]
58.
[. . .][T]he defense presented sixteen witnesses at the punishment
phase, including relatives, neighbors, coworkers, church
acquaintances, and law enforcement personnel, to discuss
Ochoa’s difficult childhood, his relatively crime-free life prior to
his addiction to crack, his mild brain damage from crack abuse,
his work ethic, his lack of disciplinary problems in jail, and the
conditions under which he would live if given a life sentence at
TDCJ-ID.
8
59.
[. . .][T]he defense had a well-presented theory of long-term crack
addiction and rehabilitation attempts by an otherwise lawabiding person to offer in mitigation of punishment.
SHCR–02.360–61. In rebuttal, the State presented Dr. Richard Coons, who “provided
testimony from which a jury could infer that [Ochoa] would be a continuing threat to
society. Coons also attributed the murders to [Ochoa]’s frustration and anger and not
to a ‘cocaine-induced delirium.’” Ochoa, 2005 WL 8153976, at *5. To counter Dr.
Coons’ testimony, the defense recalled expert Dr. Edgar Nace, who disputed Dr.
Coons’ opinions concerning drug-induced delirium, Ochoa’s lack of a conscience, and
the possibility that Ochoa’s brain damage rendered him more violence prone.
39.RR.11–12, 19, 21–22.
III.
Conviction and Postconviction Proceedings
A Texas jury convicted Ochoa of capital murder for killing his wife and one of
his daughters. CR.2, 390. Pursuant to the jury’s answers to Texas’ punishment-phase
special issues, the trial court sentenced Ochoa to death. Id. The CCA upheld Ochoa’s
conviction and sentence on automatic direct appeal. See generally Ochoa v. State,
2005 WL 8153976; Tex. Code Crim. Proc. art. 37.071, § 2(h). Ochoa did not file a
petition for writ of certiorari.
Ochoa sought state habeas review of his conviction, filing an initial habeas
application, to which he added a pro se supplement. SHCR–02.2–55, 158–62. Ochoa
also filed a subsequent pro se application. SHCR–01.2–13. With respect to Ochoa’s
initial application, the CCA adopted the trial court’s findings and conclusions and
denied relief. Ex parte Ochoa, Nos. WR–67,495–01, –02, slip op. at 2, 2009 WL
9
2525740, at *1 (Tex. Crim. App. Aug. 19, 2009) (per curiam) (unpublished). With
respect to Ochoa’s subsequent pro se application, the CCA denied it as an abuse of
the writ under Texas Code of Criminal Procedure Article 11.071, Section 5. Id.
Ochoa then filed a federal habeas petition. The district court denied habeas
relief in a memorandum opinion and order. Ochoa v. Davis, 3:09–CV–2277–K, 2016
WL 5122107 (N.D. Tex. Sept. 21, 2016). The district court also denied a COA
(certificate of appealability). Id. Following oral argument, the Fifth Circuit likewise
denied COA on all of Ochoa’s claims and upheld the district court’s denial of habeas
relief. Ochoa, 750 F. App’x 365. Ochoa petitioned for rehearing en banc, but the Fifth
Circuit denied his request. Certiorari review was denied. Ochoa v. Davis, 140 S. Ct.
161 (2019).
On September 24, 2019, the 194th Judicial District Court of Dallas County,
Texas, scheduled Ochoa’s execution for February 6, 2020. Ochoa filed his instant civil
rights suit on December 23, 2019. ROA.22 (ECF No. 1 at 17). A telephone conference
was held on January 7, 2020, and the Court instructed that the parties “submit an
agreed order” or “submit an agreed resolution” concerning a video interview by the
end of the day on January 9th. See ROA.3 (ECF Minute Entry (Jan. 7, 2020)). The
parties filed a joint advisory on January 9th, explaining that they had reached an
agreement permitting Ochoa’s videotaped interview to occur on January 13th.
ROA.63 (ECF No. 6). No court order was required. Further negotiations to resolve the
lawsuit were unsuccessful. Accordingly, the TDCJ filed a motion to dismiss, to which
Ochoa responded. ROA.69, 183 (ECF Nos. 10, 14). Ochoa also filed a motion to stay,
10
to which the TDCJ responded. ROA.127, 156 (ECF Nos. 11, 13). The lower court
denied the stay and took the motion to dismiss under advisement. App. B. Ochoa
appealed and moved for a stay; the Respondents opposed; and Ochoa replied. 7 The
Fifth Circuit affirmed the district court’s decision and declined to issue any stay of its
own. App. A. The instant petition for a writ of certiorari followed.
Concurrently with his civil rights lawsuit, Ochoa filed a motion to withdraw
the execution date in the state trial court. That motion was denied on January 30,
2020. Ochoa filed a motion for leave to file a petition for mandamus in the CCA on
the same day, and the State responded on February 3, 2020. The CCA denied any
stay of execution and refused leave to file without written order on February 3, 2020.
REASONS FOR DENYING THE WRIT
The question that Ochoa presents for review is unworthy of the Court’s
attention. Supreme Court Rule 10 provides that review on writ of certiorari is not a
matter of right, but of judicial discretion, and will be granted only for “compelling
reasons.” An example of such a compelling reason would be if the court of appeals
below entered a decision on an important question of federal law that conflicts with
a decision of another court of appeals or with relevant decisions of this Court. Ochoa
fails to offer a genuine circuit conflict, and he fails to show that the Fifth Circuit’s
In his Fifth Circuit reply, Ochoa asserted that the Respondents laughed at the
possibility of agreeing to Ochoa’s videotaping. See Appellant’s Reply at 1, 7. He repeats the
assertion here. Appl.4; Pet.5, 13. The Respondents dispute this ad hominem attack; however,
they will not waste the Court’s time further contesting an irrelevant and fallacious argument
and will instead focus on material issues.
7
11
decision conflicts with the relevant holdings of the Court. Pursuant to Supreme Court
Rule 10, Ochoa provides no basis to grant his petition for a writ of certiorari.
I.
The Standard Governing Stay Requests
“Filing an action that can proceed under § 1983[8] does not entitle the [plaintiff]
to an order staying an execution as a matter of course.” Hill, 547 U.S. at 584. “It is
not available as a matter of right, and equity must be sensitive to the State’s strong
interest in enforcing its criminal judgments without undue interference from the
federal courts.” Id. (citing Nelson, 541 U.S. at 649–50). “It is well-established that
petitioners on death row must show a “reasonable probability” that the underlying
issue is “sufficiently meritorious” to warrant a stay and that failure to grant the stay
would result in “irreparable harm.” Barefoot v. Estelle, 463 U.S. 880, 895 (1983),
superseded on other grounds by 28 U.S.C. § 2253(c)(2). Indeed, “[a]pplications for
stays of death sentences are expected to contain the information and materials
necessary to make a careful assessment of the merits of the issue and so reliably to
determine whether plenary review and a stay are warranted.” Id. To demonstrate an
entitlement to a stay, a petitioner must demonstrate more than “the absence of
frivolity” or “good faith” on the part of petitioner. Id. at 892–93. Rather, the petitioner
must make a substantial showing of the denial of a federal right. Id. In a capital case,
a court may properly consider the nature of the penalty in deciding whether to grant
a stay, but “the severity of the penalty does not in itself suffice.” Id. at 893. The State’s
“powerful and legitimate interest in punishing the guilty,” as well as its interest in
Ochoa’s citation to 28 U.S.C. § 2251(a)(1) as a basis for a stay is misplaced, as this is
a § 1983 suit and no habeas corpus proceeding is pending. See Appl.5.
8
12
finality, must also be considered, especially in a case such as this where the State and
victims have for years borne the “significant costs of federal habeas review.” Herrera
v. Collins, 506 U.S. 390, 421 (1993) (O’Connor, J., concurring); Calderon v. Thompson,
523 U.S. 538, 556 (1998) (both the State and the victims of crime have an important
interest in the timely enforcement of a sentence).
Thus, in deciding whether to grant a stay of execution, the Court must consider
four factors: “(1) whether the stay applicant has made a strong showing that he is
likely to succeed on the merits; (2) whether the applicant will be irreparably injured
absent a stay; (3) whether issuance of the stay will substantially injure the other
parties interested in the proceeding; and (4) where the public interest lies.” Nken v.
Holder, 556 U.S. 418, 434 (2009) (quoting Hilton v. Braunskill, 481 U.S. 770, 776
(1987)); see also Buxton v. Collins, 925 F.2d 816, 819 (5th Cir. 1991).
II.
Ochoa Has Not Made a Strong Showing That He Will Succeed on the
Merits.
Ochoa fails to show that there is any significant possibility that he will succeed
on the merits. As noted by the district court, “[t]he January 13, 2020, videotaped
interview mooted much of Ochoa’s lawsuit. To the extent Ochoa argues that his
constitutional attack on prison policy remains viable, the Defendants have identified
serious procedural defects in Ochoa’s claims.” App. B at 11. Specifically, “the
Defendants argue that any remaining claims concerning prison policy suffer from
various procedural defects. The Defendants argue that Ochoa lacks standing to
challenge the prison procedures, has not exhausted administrative remedies,
improperly seeks mandamus relief, and has not complied with the applicable
13
limitations period.” App. B. at 10. The Fifth Circuit largely agreed. App. A at 4–6.
This Court should likewise find that Ochoa’s lawsuit has no possibility of success.
A.
Ochoa has already received relief, and his case is moot or he
lacks standing or both.
Initially, this Court—like the district court and Fifth Circuit—should
recognize that the prison allowed the videotaped interview to take place on January
13, 2020. ROA.63 (ECF No. 6). As argued in the Defendants’ motion to dismiss
pursuant to Federal Rules of Civil Procedure 12(b)(1) and (6), Ochoa’s claims are now
moot, he lacks standing to bring this suit, or both; he lacks standing to challenge the
prison’s policies on behalf of other capital murderers; and he improperly requests
mandamus relief. ROA.88–91 (ECF No. 10 at 13–16). The district court agreed that
much of Ochoa’s lawsuit was moot. App. B. at 11.
“Article III of the Constitution confines the federal courts to adjudicating
actual ‘cases’ and ‘controversies.’” Susan B. Anthony List v. Driehaus, 573 U.S. 149,
157 (2014). “A case becomes moot . . . ‘when the issues presented are no longer live or
the parties lack a legally cognizable interest in the outcome.’” Already, LLC v. Nike,
Inc., 568 U.S. 85, 91 (2013) (quoting Murphy v. Hunt, 455 U.S. 478, 481 (1982) (per
curiam)); cf. Spencer v. Kemna, 523 U.S. 1, 7–17 (1998) (holding that challenge to
termination of parole status did not present live case or controversy after expiration
of sentence imposed on revocation).
Ochoa cites to a case from the Eighth Circuit in support of his argument
against mootness, but that case is easily distinguishable on the facts and does not
indicate a circuit split. See Pet.15 (citing Young, 218 F.3d 850). In Young, the Circuit
14
Attorney for the City of St. Louis threatened to fire one of the lawyers under her
supervision if she provided information to the Governor of Missouri in connection
with Young’s clemency petition. The Circuit Attorney argued that the case was moot
after withdrawing her objections and the lawyer submitted an affidavit for filing with
Young’s clemency petition. However, the Eighth Circuit explained “at least one good
reason remains why the case is not moot. The affidavit covers only one of the two
subjects that [the lawyer] initially agreed to testify about.” Young, 218 F.3d at 852.
Apparently, the lawyer’s affidavit failed to include a previous assertion that that the
Circuit Attorney’s office had acted in a racially discriminatory manner. Id. The
Eighth Circuit also noted that the Circuit Attorney may have committed the crime of
witness tampering under state statute. Id. Thus, it appears that Young did not
receive all substantive relief requested. Here, Ochoa has received the entirety of the
substantive relief he requested in the form of a videotaped interview. And the prison
authorities have committed no crime.
Ochoa has argued that the Respondents cannot moot this case based on their
voluntary cessation of a challenged practice. See Pet.15. However, the prison can
easily meet its burden showing “that it is absolutely clear the allegedly wrongful
behavior could not reasonably be expected to recur.” Already, LLC, 568 U.S. at 91
(citing Friends of the Earth, Inc. v. Laidlaw Environmental Services (TOC), Inc., 528
U.S. 167, 190 (2000)). Ochoa has already had his videotaped clemency interview. His
clemency application was submitted and proved uncompelling. Pet.2 n.2. With his
execution within hours, the possibility of the allegedly wrongful behavior recurring
15
is nonexistent. The Respondents simply have no opportunity “to return to their old
ways”—as Ochoa put it. See Appellant’s Brief at 34. Ochoa’s argument only holds
water if he admits that he is really litigating on behalf of his fellow capital murderers,
whom he believes may be harmed in the future. But such is impermissible as those
inmates have their own attorneys and can press their own individual cases. See
Kowalski v. Tesmer, 543 U.S. 125, 129–32 (2004).
Ochoa may imply that the parties’ independent efforts to reach a settlement
after the videotaping somehow constitutes a tacit admission that the videotaping did
not moot his case. See Appl.4–5 (“the parties [. . .] continued to negotiate complete
relief”). However, the Respondents’ professional and good-faith effort to find a
resolution for this case without the need for additional litigation was nothing more
than that. The Respondents never conceded—or believed—that the case was not
mooted. In fact, among the reasons for agreeing to entertain a proposal from Ochoa
was the Respondents’ genuine confusion over what further relief Ochoa wanted. 9
Likewise, Ochoa’s claim that Respondents “refused to engage in attempts to resolve
the issues related to their unlawful policies and practices” makes little sense in light
of the fact that Respondents ultimately arranged for his interview without a court
order and willingly participated in independent efforts to reach accommodations to
alleviate the need for further litigation. See Appl.5.
But even if the case is not moot, “[t]he district court likely lacks jurisdiction
because Ochoa cannot present an injury in fact.” See App. A at 5; see also Spokeo, Inc.
While Respondents’ counsel agreed to review Ochoa’s proposal with their client—and
did so—there was no agreement to make counterproposals.
9
16
v. Robins, 136 S. Ct. 1540, 1548 (2016) (quoting Lujan v. Defenders of Wildlife, 504
U.S. 555, 560 (1992)). Ochoa prematurely filed his lawsuit before his clemency
application was due, and the claimed injury never occurred due to the subsequent
videotaping. ROA.20 (ECF No. 1 at 15) (“Ochoa suffered an actual injury in not being
able to present this video as part of his clemency application”). Ochoa states now “that
the injury occurred when Respondents interfered with his ability to film the
interview,” Pet.17, but that does not mesh with the allegation in his Complaint. Or
with reality; after all, Respondents ultimately facilitated the interview.
The Fifth Circuit noted in its opinion that it has previously upheld a dismissal
of a case where, as here, the plaintiff had not yet applied for clemency when he filed
his action. 10 App. A at 5 (citing Sepulvado v. La. Bd. of Pardons & Parole, 114 F.
App’x 620, 621 (5th Cir. 2004) (per curiam) (unpublished)). Specifically, the Fifth
Circuit held that the plaintiff lacked standing to bring suit “[b]ecause, prior to filing
this action, [plaintiff] had not filed an application for clemency, his claims of injury
based on any alleged constitutional defects in the clemency process were speculative.”
Sepulvado, 114 F. App’x at 621–22. Here, Ochoa’s substantive complaint was resolved
prior to the submission of his clemency application. Thus, Ochoa’s speculative claim
of “not being able to present this video as part of his clemency application” never came
to pass. ROA.20 (ECF No. 1 at 15). Ochoa never had standing to bring this lawsuit,
and any possibility of gaining it has now been lost.
Ochoa is not directly challenging the clemency process, but his lawsuit clearly tethers
his “right” to a videotaped interview to the necessity of filing a clemency application.
10
17
Ochoa has suggested a “capable of repetition, yet evading review” basis for
jurisdiction, see Pet.12 (citing Roe v. Wade, 410 U.S. 113 (1973)), but the Fifth Circuit
held that “Ochoa has not made the requisite showing that ‘(1) the challenged action
[is] in its duration too short to be fully litigated prior to its cessation or expiration,
and (2) there [is] a reasonable expectation that the same complaining party [will] be
subjected to the same action again.’” See App. A at 5 (quoting Turner v. Rogers, 564
U.S. 431, 439–40 (2011) (alterations in original)). Ochoa’s lawsuit itself (with
attendant relief secured thereby) demonstrates that there is adequate time to litigate
the matter at hand. Furthermore, there is no reasonable expectation that the same
complaining party will be subject to the same action again. While it is theoretically
possible that other capital murderers will be subject to misapplication of TDCJ
policies concerning video cameras, Ochoa himself has already had his video interview.
See Turner, 564 U.S. at 440–41. Again, there is no basis for Ochoa to urge the rights
of others in this respect. Other capital inmates, if similarly aggrieved, will be able to
pursue their own remedies. Finally, even if Ochoa could mount a capable-ofrepetition-but-evading-review defense to mootness, “[s]tanding admits of no similar
exception; if a plaintiff lacks standing at the time the action commences, the fact that
the dispute is capable of repetition, yet evading review will not entitle the
complainant to a federal judicial forum.” Friends of the Earth, Inc., 528 U.S. at 170.
It is telling that Ochoa’s petition (Pet.12) omits the very next sentence of Roe,
namely, that “[p]regnancy often comes more than once to the same woman.” 410 U.S.
at 125. Now that clemency has been denied, Ochoa obviously will not have a second
18
clemency proceeding that will require another videotaped clemency interview. In the
same vein, Ochoa’s complaint that the Respondents permitting his videotaped
interview constitutes a “one-off” event, Pet.6, 8, 13, ignores that submitting a video
in support of clemency is only necessary once. 11
In any event, Ochoa has not identified any other inmate who was denied the
ability to bring a camera into the prison for the purpose of filming a clemency
interview. The Respondents’ legal research has only located one other—from more
than a decade ago. See Woods, 354 F. App’x at 863. The trend piece that Ochoa cited
below makes no mention of additional refusals and, in fact, alludes to several other
inmates who successfully navigated the prison rules to film their own videos.
ROA.142 (ECF No. 11 at 11) (citing Keri Blakinger, Texas Death Row Inmates Go
High-Tech in Longshot Bid for Clemency, Hou. Chron., July 9, 2018). Ochoa can offer
nothing but baseless speculation that future capital murderers will find themselves
precluded from bringing in cameras for clemency interviews.
Lastly, Ochoa has not demonstrated standing regarding his facial challenge to
prison policies because he improperly seeks mandamus relief. “[B]efore a federal
court can consider the merits of a legal claim, the person seeking to invoke
jurisdiction must establish the requisite standing to sue.” Whitmore v. Arkansas, 495
U.S. 149, 154–55 (1990). Standing requires: (1) that the plaintiff establish that he has
Ochoa’s hyperbole about torture is similarly specious. Pet.12. Torture constitutes a
repeatable, intentionally inflicted physical injury that may be instantaneous or ongoing.
Each instance is actionable regardless of any respite that follows. Ochoa had but one chance
to present a video interview of himself with his clemency petition. He did so and clemency
was denied. There is no comparison.
11
19
suffered an “injury in fact”; (2) that there is a causal connection between the injury
and the conduct complained of—the injury has to be “fairly . . . trace[able] to the
challenged action of the defendant, and not . . . the result [of] the independent action
of some third party not before the court”; and (3) that it is “likely,” as opposed to
merely “speculative,” the injury will be “redressed by a favorable decision.” Lujan,
504 U.S. 560–61. To establish the third prong of standing, a plaintiff must plead
redressability—the injury complained of must be redressable by the relief sought. Id.
In addition to his now-moot video interview, Ochoa’s Complaint asked the district
court to order the prison to create new policies or accommodations that grant counsel
as much access to inmates as media. ROA.21 (ECF No. 1 at 16). “But, federal courts
do not have jurisdiction to issue the writ [of mandamus] against a state actor or state
agencies.” App. A at 5 (citing Moye v. Clerk, Dekalb Cnty. Superior Court, 474 F.2d
1275, 1276 (5th Cir. 1973)). “Instead, if relief is available to [Plaintiff], he must obtain
it through a mandamus action or other appropriate action in the state courts.” See
Norton v. Enns, 2:14-CV-0040, 2014 WL 3947158, at *3 (N.D. Tex. Aug. 12, 2014); cf.
Holiday v. Stephens, 136 S. Ct. 387, 388 (2015) (Sotomayor, J., concurring) (“this
Court, unlike a state court, is likely to have no power to order Texas to reconsider its
clemency decision with new attorneys representing Holiday.”). Here, Ochoa is
affirmatively seeking to compel the TDCJ to draft and enforce policy—mandamus
relief. However, the district court lacked jurisdiction to compel TDCJ officials by writ
of mandamus. See, e.g., Waters v. Texas, 747 F. App’x 259, 260 (5th Cir. 2019)
20
(affirming a jurisdictional dismissal where the plaintiff sought mandamus relief
against “Texas state officials to deregister her as a Tier I sex offender”).
Ochoa has previously asserted that the Respondents’ contentions in this
respect are misplaced. He stated “[t]he premise for the argument, as originally
presented by [Respondents], is that Mr. Ochoa supposedly requests this Court to
order [Respondents] to put specific policies into place. That is simply not the case.”
See Appellant’s Brief at 39 (citation omitted). However, Ochoa’s Complaint clearly
asked that the lower court to “[o]rder [Respondents] to create accommodations and
policies for legal counsel to film inmates that provide at least as much access to
inmates as the accommodations applied to members of the media[.]” ROA.21 (ECF
No. 1 at 16). Such a request is plainly in the nature of mandamus.
In sum, Ochoa’s claim lacks constitutional footing, either from mootness or lack
of standing or both.
B.
Ochoa’s claim is subject to mandatory dismissal because he
failed to exhaust administrative remedies.
Even if Ochoa could evade mootness, there are still significant additional
hurdles to reaching the merits of Ochoa’s claim. To begin, Ochoa did not exhaust
administrative remedies prior to bringing suit as required under the Prison Litigation
Reform Act (PLRA). See, e.g., Woodford v. Ngo, 548 U.S. 81, 85 (2006). Section 1997(e)
of the PLRA provides that “[n]o action shall be brought with respect to prison
conditions under section 1983 of this title, or any other Federal law, by a prisoner
confined in any jail, prison, or other correctional facility until such administrative
remedies as are available are exhausted.” 42 U.S.C. § 1997e(a). The PLRA
21
“mandate[s] exhaustion . . . regardless of the relief offered through administrative
procedures.” Booth v. Churner, 532 U.S. 731, 741 (2001). Indeed, Ochoa had two
opportunities to seek an administrative resolution to this matter—grievances and
appeal to the Director’s Review Committee—and he fails to demonstrate in either his
Complaint or application for stay that he completed either before filing his suit.
Accordingly, his claim “cannot be brought in court.” Jones v. Bock, 549 U.S. 199, 211
(2007).
The Fifth Circuit has stated, “there can be no doubt that pre-filing exhaustion
of [the] prison grievance processes is mandatory.” Gonzalez v. Seal, 702 F.3d 785, 788
(5th Cir. 2012) (citations omitted). “District courts have no discretion to excuse a
prisoner’s failure to properly exhaust the prison grievance process before filing their
complaint. It is irrelevant whether exhaustion is achieved during the federal
proceeding.” Id. The PLRA’s exhaustion requirement has been previously applied to
a substantially similar claim. Woods, 2009 WL 4230276, at *1–2 (“Woods has not
exhausted his administrative remedies, as required by federal law.”).
Thus, Ochoa must exhaust his claim via TDCJ’s grievance process. Tex. Gov’t
Code § 501.008. And to properly exhaust, a prisoner must “pursue the grievance
remedy to conclusion.” Wright v. Hollingsworth, 260 F.3d 357, 358 (5th Cir. 2001).
This requires completion of both steps of the two-step Texas grievance process before
a complaint may be filed. Id.; but see Murphy v. Collier, 942 F.3d 704, 709 (5th Cir.
2019) (refusing to vacate stay because this Court had implicitly rejected exhaustion
defense in granting previous stay in same case where grievances had not been filed).
22
Despite Ochoa’s failure to apprise the Respondents or the district court of the
fact, the Respondents determined that a grievance was filed immediately before the
filing of this lawsuit. ROA.93–94 (ECF No. 10 at 18–19). To the extent that the
grievance relates to the issues at hand—and Ochoa has not disputed that
characterization—that grievance remained under investigation at the time that
Ochoa filed his lawsuit. This is an apparent acknowledgment by Ochoa that
exhaustion was both possible and required and that the two-step grievance process
was the proper avenue of accomplishing it. But because it was still pending when the
lawsuit was filed, this grievance fails to constitute adequate exhaustion.
Moreover, the policy appended to Ochoa’s Complaint suggests that Ochoa could
have appealed this issue to the Director’s Review Committee. ROA.35–36 (ECF 1-1
at 13–14). Ochoa does not contend that he complied with this provision, and the
Respondents confirmed while in the district court that the Director’s Review
Committee has nothing on file. Ochoa has complained that the Respondents have not
provided any additional support that such an appeal is possible. Instead, he
previously contended that the structure and language of the policy suggests that
appeals to the Director’s Review Committee are limited to restrictions on attorneys
and designees who violate visitation regulations. See Appellant’s Brief at 37–38.
However, Ochoa’s argument is based only on inferences. There is no language in this
provision that explicitly limits it to the preceding paragraph, and the provision is
contained within the same section (Section V) as the provisions at issue in this
lawsuit. ROA.33, 35–36 (ECF 1-1 at 11, 13–14). Ochoa does not allege that his legal
23
team tried to confirm that no appeal was possible by contacting the Director’s Review
Committee, and prudence would dictate that they at least try. Regardless, even if
Ochoa is correct and appeal to the Director’s Review Committee would not be
appropriate here, he was still obliged to complete the grievance process. 12
Ochoa appears to recognize that exhaustion of the grievance process is required
but instead argues that his legal team was told by prison staff that there was no
appeal of the decision to disallow a camera. See Appl.3–4. Ochoa thus seems to imply
that he was therefore not required to exhaust because he was misled by the prison
authorities. However, Ochoa’s cited Fifth Circuit precedent is easily distinguishable
in that both lawsuits were filed by inmates who were pro se. Davis v. Fernandez, 798
F.3d 290, 293 (5th Cir. 2015) (“Davis is pro se”); Dillon v. Rogers, 596 F.3d 260, 265
(5th Cir. 2010) (“In July 2006, Dillon filed this section 1983 suit alleging violations of
his civil rights during his incarceration. He proceeded pro se until late March 2007.”).
Ochoa is not proceeding pro se; he is well-represented by able attorneys. In fact, he is
represented by the Capital Habeas Unit of the Northern District of Texas—an office
of subject-matter experts who are necessarily familiar with death row and prisons.
Ochoa’s very own precedent explains:
We do not imply that jail staff misrepresentations necessarily always
render grievance procedures unavailable. If Davis actually knew that
the grievance process had a second step, then, despite the jail staff
misrepresentation otherwise, we doubt there would be a basis to deem
the second step unavailable. Or, if there were factual circumstances
such that Davis reasonably should have known—despite the jail staff
Ochoa offered a handwritten request to the Warden and the Warden’s response to
show that further efforts on his part would be unavailing. ROA.213 (ECF No. 14-1). But, as
shown above, an inmate request to the Warden is not the correct way to exhaust prison
remedies.
12
24
misrepresentation otherwise—that the grievance process had a second
step, then this, too, would present a different case than the one we
consider today.
Davis, 798 F.3d at 296 n.2 (citing Dillon, 596 F.3d at 268–69).
It cannot be plausibly argued that the Capital Habeas Unit did not know about
the grievance process or that it would be reasonable for its attorneys to credulously
rely on a staffer’s interpretation of their client’s administrative remedies. And such
an argument would be particularly questionable given that a grievance was actually
filed, see supra. Here, Ochoa had actual knowledge or should have reasonably known
that the grievance remedy was available to him.
It does not matter whether Ochoa must exhaust one or both of the above
remedies; he failed to exhaust neither. Because Ochoa did not exhaust administrative
remedies prior to bringing his claims in federal court, the PLRA mandates dismissal
of his lawsuit.
Moreover, this Court has cautioned that:
the ability to bring a § 1983 claim, rather than a habeas application,
does not entirely free inmates from substantive or procedural
limitations. The [PLRA] imposes limits on the scope and duration of
preliminary and permanent injunctive relief, including a requirement
that, before issuing such relief, “[a] court shall give substantial weight
to any adverse impact on . . . the operation of a criminal justice system
caused by the relief.” 18 U.S.C. § 3626(a)(1); accord, § 3626(a)(2).
Nelson, 541 U.S. at 650. Giving “substantial weight to any adverse impact on . . . the
operation of a criminal justice system caused by the relief,” this Court should refuse
to interfere with the TDCJ’s lawful responsibility to carry out the trial court’s order
with respect to Ochoa’s sentence by issuing any injunction against his execution.
25
C.
Ochoa’s facial challenge to prison policy is time-barred.
Although the Fifth Circuit did not address this issue specifically, claims
brought via § 1983 are best characterized as personal injury actions and are therefore
subject to a state’s personal injury statute of limitations. See Wilson v. Garcia, 471
U.S. 261, 279 (1985); Walker v. Epps, 550 F.3d 407, 412–14 (5th Cir. 2008); see also
Bible v. Davis, 739 F. App’x 766, 772 (5th Cir.), cert. denied 138 S. Ct. 2700 (2018)
(applying limitations to a civil rights action in last-minute litigation). The limitations
period in Texas is two years. Tex. Civ. Prac. & Rem. Code § 16.003(a).
Here, the Respondents do not contend that Ochoa’s as-applied challenge is
time-barred. That challenge, arising from the alleged misapplication of prison policy
to Ochoa’s request to bring a video camera in, occurred on or about November or
December of 2019. However, Ochoa’s facial challenge to the policies themselves is
time-barred. Ochoa’s own documents show that prison policy BP-03.81 (governing
access to counsel and the courts) is dated August 21, 2019, and supersedes a previous
version released on December 15, 2017. ROA.23 (ECF No. 1-1 at 1). The 2017 version
appears to be substantially similar for the purposes of this lawsuit. 13 ROA.110 (ECF
No. 10-2). The media policy is dated March 27, 2017. ROA.40 (ECF No. 1-2 at 1).
Ochoa’s lawsuit was filed on December 23, 2019—more than two years after either
2017 policy. ROA.22 (ECF No. 1 at 17). Therefore, Ochoa’s facial challenge to prison
policies should be dismissed because it is barred by limitations.
The Respondents have not determined whether earlier versions contain the same
language. The language may well be older.
13
26
Ochoa has previously argued that he should not be time-barred because he only
challenged the implementation of the prison’s policies. He explained that the “TDCJ’s
policies regarding legal team members bringing camera equipment into the prison,
as they are currently drafted, could potentially be applied in a constitutional manner.
However, in practice, those policies are interpreted in an unconstitutional manner,
requiring legal teams to obtain a court order before bringing camera equipment into
the prison.” See Appellant’s Brief at 41–42. However, Ochoa is sacrificing both his
mootness and merits arguments to save himself from the statute of limitations. If the
policies are facially constitutional, and Ochoa has received the entitlement that he is
due under them (without any court order), then there is nothing left for Ochoa to
obtain for himself by this lawsuit. Instead, he is just impermissibly litigating on
behalf of unascertained capital murderers who may or may not be harmed by
application of these policies in the future.
D.
Ochoa fails to raise a valid constitutional claim.
i.
There is no right to a videotaped clemency interview.
As the district court correctly observed, “[t]he Defendants have also pointed
out serious substantive weaknesses in Ochoa’s constitutional challenges to prison
policy.” App. B. at 11. Indeed, there is no constitutional right (based either on access
to courts, the right to counsel, or due process via interference with clemency) to have
a videotaped interview submitted alongside a clemency application. Even in the court
of appeals, Ochoa “still fail[ed] to tie his right to videotape an interview to submit to
27
the Clemency Board to any constitutional right. Establishing this constitutional right
is crucial to Ochoa’s success.” App. A at 6.
Ochoa relies on 18 U.S.C. § 3599, but it is quite a leap from this statute to a
constitutional right to a videotaped clemency interview. Generally, § 3599 provides
for the appointment of counsel to indigent, death-sentenced inmates. See Harbison v.
Bell, 556 U.S. 180, 183–86 (2009). This includes state inmates under a sentence of
death seeking federal habeas relief. § 3599(a)(2). If appointed, such counsel is to
represent the state-sentenced inmate in “all post-conviction process,” including “stays
of execution,” “competency proceedings and proceedings for executive or other
clemency.” § 3599(e).
But § 3599 says nothing about a right to a videotaped interview for clemency
purposes. In fact, § 3599 “provides a federal court with no jurisdiction to issue any
order beyond the authorization of funds.” Baze v. Parker, 632 F.3d 338, 345 (6th Cir.
2011). Thus, while a federal court may provide attorney funding for an indigent state
inmate, it cannot mandate access to the inmate for videotaping.
Moreover, precedent suggests that an inmate must demonstrate a
constitutional right to counsel to complain of counsel’s absence. See Wainwright v.
Torna, 455 U.S. 586, 587–88 (1982) (“Since [he] had no constitutional right to counsel,
he could not be deprived of the effective assistance of counsel. . .”). The Fifth Circuit
has explained that “[t]he Sixth Amendment right to counsel only ‘extends to the first
appeal of right, and no further.’” Whitaker v. Collier, 862 F.3d 490, 501 (5th Cir. 2017)
(citing Pennsylvania v. Finley, 481 U.S. 551, 555 (1987)); see also Murray v.
28
Giarratano, 492 U.S. 1, 8–10 (1989) (rejecting claim that “a death sentence [cannot]
be carried out while a prisoner is unrepresented”). 14
Ochoa’s access-to-courts claim fails for similar reasons as his right-to-counsel
claim. A claim based on access to courts is premised on there being an underlying
basis for relief. The Fifth Circuit has noted that when “plaintiffs have not succeeded
in pleading an underlying claim, their access-to-the-courts assertion fails as well.”
Whitaker, 862 F.3d at 501 (citing Whitaker v. Livingston, 732 F.3d 465, 467 (5th Cir.
2013)). Besides, as demonstrated by the existence of this lawsuit, Ochoa has already
accessed the courts and obtained the substantive relief sought. And clemency is an
executive function, not a judicial one. See Tex. Const. art. IV, § 11. In truth, Ochoa is
making an “access-to-the-executive” argument.
Clemency via due process likewise does not provide any constitutional right to
a videotaped clemency interview. “[P]ardon and commutation decisions are rarely, if
ever, appropriate subjects for judicial review.” Ohio Adult Parole Auth. v. Woodard,
523 U.S. 272, 276 (1998) (Rehnquist, C.J., with three justices joining and four justices
concurring in result) (citing Connecticut Bd. of Pardons v. Dumschat, 452 U.S. 458,
464 (1981)). Nevertheless, in her concurring Woodard opinion, in which she was
Ochoa’s previous reliance on Battaglia v. Stephens, 824 F.3d 470, 473–74 (5th Cir.
2016), is misplaced. See Appellant’s Brief at 24, 45–46. Battaglia involved a plaintiff who was
“effectively unrepresented for critical periods of time” due to counsel’s abandonment.
Battaglia, 824 F.3d at 476. The inability to submit a videotaped clemency interview is not
remotely comparable to abandonment by counsel. Section 3599 may require the appointment
of an attorney to be vindicated; however, it cannot be plausibly read to create a federal
statutory entitlement for that counsel to videotape a clemency interview. And Battaglia
certainly does not hold that 18 U.S.C. § 3599 creates a constitutional right to that taping.
Ochoa would have the courts take the entitlements in § 3599 and Battaglia far beyond what
they actually provide.
14
29
joined by three other justices, 15 Justice O’Connor stated that “some minimal
procedural safeguards apply to clemency proceedings.” Id. (emphasis in original).
Those minimal safeguards are not specified, except to cite flipping a coin or arbitrarily
denying any access to the clemency process as examples of situations warranting
judicial intervention. Id. Even applying her due process standard, however, Justice
O’Connor found that Ohio’s clemency procedure, including the notice of hearing and
the opportunity to interview, comported with due process. Id. at 290. The Fifth Circuit
has also interpreted the due process requirements in clemency cases narrowly. The
Circuit has consistently applied the Court’s standards to find a lack of due process
problems with state clemency procedures. See Faulder v. Johnson, 178 F.3d 343, 344–
45 (1999); Tamayo v. Perry, 553 F. App’x 395, 400 (5th Cir. 2014); Turner v. Epps, 460
F. App’x 322, 331 (5th Cir. 2012) (per curiam); Roach v. Quarterman, 220 F. App’x
270, 275 (5th Cir. 2007); Sepulvado v. La. Bd. of Pardons & Parole, 171 F. App’x 470,
472–73 (5th Cir. 2006) (per curiam).
The prison’s purported interference with Ochoa’s clemency application hardly
compares with reducing the clemency process to a coin flip. See Duvall v. Keating,
162 F.3d 1058, 1061 (10th Cir. 1998) (“the minimal application of the Due Process
Clause only ensures a death row prisoner that he or she will receive the clemency
procedures explicitly set forth by state law, and that the procedure followed in
rendering the clemency decision will not be wholly arbitrary, capricious or based upon
whim, for example, flipping a coin”). Besides, even assuming arguendo that the prison
In his dissent, Justice Stevens provided the fifth vote in favor of due process applying
to clemency proceedings; however, he would go further than “minimal” procedures.
15
30
had wholly denied the videotaped interview, Ochoa was permitted an in-person
interview with a member of the clemency board. See 37 Tex. Admin. Code § 143.57(e)–
(f). Clearly, an in-person interview would have afforded Ochoa comparable
advantages to a videotaped one.
Ochoa again relies on Young v. Hayes in support of his merits argument and
assertion of a circuit split. 16 See Pet.16-17. But the Eighth Circuit (en banc) has itself
subsequently distinguished Young based on its facts in a subsequent case alleging
interference with clemency, denying relief based on largely the same interpretation
of this Court’s clemency precedent as set forth by the Respondents’. See Winfield, 755
F.3d at 630–31. Ochoa’s case is also factually distinguishable, as explained supra.
Indeed, Young and Ochoa are merely the product of different facts yielding
different results. But even if there were a conflict, the Fifth Circuit’s opinion below
was unpublished and is thus not binding on future panels. The Fifth Circuit cannot
be in true opposition to the Eighth until the Fifth Circuit issues its definitive opinion
in published format. Or, at very least, the conflict is not ripe, and this case is a poor
vehicle for exploring any difference of opinion.
Nevertheless, to whatever extent there is some vague constitutional right to a
videotaped clemency interview or an ill-defined constitutional entitlement requiring
counsel’s parity with media, the prison’s policies are entirely permissible. The
correctional setting requires that deference be given to prison officials. Turner v.
The Eleventh Circuit has found the logic of Young “cannot be squared with what
Justice O’Connor’s [concurring] opinion [in Woodard] actually says[.]” Gissendaner v.
Comm’r, Georgia Dept. of Corr., 794 F.3d 1327, 1333 (11th Cir. 2015).
16
31
Safley, 482 U.S. 78, 89–90 (1987). To determine whether “a prison regulation
impinges on inmates’ constitutional rights” the Court must ask whether the
regulation “is reasonably related to legitimate penological interests.” Id. The Turner
reasonableness test proceeds as follows:
First, is there a “valid, rational connection between the prison
regulation and the legitimate governmental interest put forward to
justify it”? Second, are there “alternative means of exercising the right
that remain open to prison inmates”? Third, what “impact” will
“accommodation of the asserted constitutional right . . . have on guards
and other inmates, and on the allocation of prison resources generally”?
And, fourth, are “ready alternatives” for further the governmental
interest available?
Beard v. Banks, 548 U.S. 521, 528–29 (2006) (quoting Turner, 482 U.S. at 89–90).
Under that test and based simply on the Ochoa’s pleadings and attached policies, the
prison’s regulations pass constitutional muster. The prison has an obvious security
interest in regulating the admission of electronic devices into highly secure areas
such as death row, where they can potentially be misused by convicted criminals.
As the Respondents explain further below, the prison permits both attorneys
and media to bring in the respective tools of their trades, and those tools are not
identical. Given that video cameras are not regularly used by attorneys or their staff,
it is not unreasonable to expect that counsel should have to give advance notice of
their intent to bring a camera as well as a justification for doing so. This notice allows
the prison to screen for potential misuse of a non-standard item, prepare an area for
the filming, and allocate guards or staff or both to facilitate and safeguard the visit.
A Texas death row inmate has been found by a jury to constitute a danger to others,
32
Tex. Code Crim. Proc. art. 37.071 § 2(b), and therefore requires guards and staff to
manage and secure anything that he does.
But even when counsel cannot obtain videotaping through the procedures
outlined in the attorney guidelines, it nevertheless appears that alternative methods
exist, as demonstrated by the examples in Ochoa’s newspaper article. And Ochoa was
also allowed to have an in-person interview with a member of the clemency board.
See 37 Tex. Admin. Code § 143.57(e)–(f).
Ochoa has noted that resources are already allocated for media interviews, but
media interviews are limited to a short time period once a week. ROA.31–32, 42–43
(ECF No. 1-1 at 9–10; ECF No. 1-2 at 3–4). Counsel visits are not so limited, see id.,
and presumably Ochoa is not requesting that the prison restrict counsel’s access to
the same abbreviated timeframe. To the extent that Ochoa is complaining that the
prison policy improperly requires an inmate to have a court order to obtain
videotaping, the Respondents have already conceded that an order is not required
under the policy, ROA.100–01 (ECF No. 10 at 25–26), and, in fact, afforded Ochoa his
videotaped interview without the necessity of a court order. ROA.163 (ECF No. 6).
The argument that TDCJ policy requires a court order for videotaping has been
refuted by actual events and there is no evidence for it in TDCJ’s written policies.
ii.
Ochoa has no constitutional right to require that the
prison provide counsel superior access to inmates than
the media, although prison policy already does so.
In the lower court, Ochoa stated that “whether legal team members have a
constitutional right to greater access to inmates than members of the media has no
33
effect on the merits of this suit” and what he is actually doing is comparing “the access
of legal team members to members of the media for purposes of the Turner test.” See
Appellant’s Brief at 48–49. In this Court, he has also stated that he merely pointed
to media policies to show that the prison’s policies are unreasonable and not securityrelated. Pet.4–5. However, this does not seem to square with what Ochoa proposed in
the district court. Specifically, Ochoa asked the lower court to:
3. Declare any TDCJ’s video camera policies that favor media
representatives over legal counsel, whether de facto or de jure,
unconstitutional or in violation of federal law;
4. Enjoin Defendants from creating or enforcing policies that provide
media representatives greater access to inmates than the inmates’ own
counsel;
5. Order Defendants to create accommodations and policies for legal
counsel to film inmates that provide at least as much access to inmates
as the accommodations applied to members of the media[.]
ROA.21 (ECF No. 1 at 16). Likewise, in his motion before the Fifth Circuit to stay the
execution, Ochoa acknowledges that he asked the lower court to “order that Appellees
no longer provide media representatives with greater access to inmates than their
own counsel[.]” See Appellant’s Motion for Stay at 3. The idea that his counsel is
entitled to parity with media members thus appears to be at the heart of Ochoa’s
issue with the prison’s policies.
Assuming he continues to rely on this argument, Ochoa fails to demonstrate
why counsel’s ability to bring a camera into the prison should be exactly equivalent
or superior to the media’s. Ochoa couched his Complaint in the fashion of an equal
protection claim, but he is not being treated differently than any other capital
34
murderer, and capital murderers are not a protected class. Gibson v. Tex. Dep’t of
Ins.-Div. of Workers’ Comp., 700 F.3d 227, 238 (5th Cir. 2012) (“To state a claim under
the Equal Protection Clause, a § 1983 plaintiff must either allege that (a) a state actor
intentionally discriminated against [him] because of membership in a protected
class[,] or (b) he has been intentionally treated differently from others similarly
situated and there is no rational basis for the difference in treatment.”) (citations and
quotations omitted). Ochoa does not allege that he was not allowed to have Dr. Phil
or a similar TV personality visit him under the same conditions as Rodney Reed. See
Pet.3. And Ochoa has not argued that Reed’s counsel was allowed to bring a camera
into the prison whereas his counsel was not. Id.
Ochoa has alleged that he was told that a court order was required to bring a
camera into the prison, and the Respondents agree that such an order does not appear
to be required by the policies attached to his Complaint. Indeed, after consulting with
their counsel following the lower court’s telephone conference, the prison agreed to
permit the videotaping without a court order. Prison policies were not retracted or
amended to facilitate this resolution. ROA.163 (ECF No. 6). In other words,
ultimately, Ochoa was permitted the videotaping under the current policy. Not as an
exception, but as a matter of discretion.
In any event, Ochoa’s attachments to his Complaint show that the prison
already privileges counsel’s access over media’s. To begin, media is limited to visits
on Wednesdays from 1:00 p.m. to 3:00 p.m. ROA.42 (ECF No. 1-2 at 3). Counsel or
designees, however, are permitted to visit on any business day between 8:00 a.m. and
35
5:00 p.m. ROA.31 (ECF No. 1-1 at 9). Counsel and designees are also allowed to visit
on non-business days at the warden’s discretion if a reasonable explanation is offered.
Id. Media visits are limited to one hour, whereas counsel and designee’s visits have
no limit. ROA.31–32, 43 (ECF No. 1-1 at 9–10; ECF No. 1-2 at 4). Media must submit
notice of a visit to death row no later than noon on the Monday before the visit;
counsel must only notify the prison by 3:30 p.m. the day before. ROA.31, 46 (ECF No.
1-1 at 9; ECF No. 1-3 at 1). Furthermore, the warden may exercise his discretion to
curtail media visits for a wide variety of reasons, whereas it appears counsel’s visits
may only be limited for security reasons. ROA35, 42 (ECF No. 1-1 at 13; ECF No. 12 at 3). Reporters are also generally limited to one interview every ninety days.
ROA.47 (ECF No. 1-3 at 2). There is a mechanism for appeal built into prison policy
for attorney complaints about visitation restrictions. ROA.35–36 (ECF No. 1-1 at 13–
14). It does not appear that there is a similar appeal policy for media. Attorneys,
designees, and media must all submit documentation to the prison. 17 ROA.31–32, 42,
46 (ECF No. 1-1 at 9–10; ECF No. 1-2 at 3; ECF No. 1-3 at 1). Counsel and media are
both presumptively allowed to bring in the tools of their trades. ROA.33 (ECF No. 11 at 11) (counsel and representatives may bring briefcases, attaché cases, laptops,
personal digital assistants, and voice or audio recorders); ROA.46–47 (ECF No. 1-3 at
1–2) (reporters may bring recording devices, wireless microphones, notepads, writing
instruments, and camera equipment). Counsel is also allowed to bring in camera
Referring to the I-164 form, Ochoa’s Complaint asserted that the prison requires
disclosure of various personal information and then does a background check on counsel
designees but not media. He did not attach the form.
17
36
equipment, but counsel must submit a justifiable reason for the equipment to the
warden for consideration. ROA.33 (ECF No. 1-1 at 11).
Thus, save for fact that reporters are presumed to be allowed to carry camera
equipment into the prison and allegedly provide less information than required by
the I-164 form, the prison’s policies favor counsel’s access to inmates over the media’s.
Of course, Ochoa’s counsel’s designee was ultimately allowed to bring a camera into
the prison, meaning any complaint about this issue is moot.
III.
Ochoa Will Not Suffer Any Harm, Let Alone Irreparable Harm.
Ochoa argues that his execution constitutes irreparable harm. In a capital
case, a court may properly consider the nature of the penalty in deciding whether to
grant a stay, but “the severity of the penalty does not in itself suffice.” Barefoot, 463
U.S. at 893. Moreover, this is a § 1983 case, which means that Ochoa necessarily does
not challenge the validity of his sentence (otherwise, he would simply be filing a
prohibited successive habeas petition). If Ochoa dies, his sentence has only been
fulfilled. Whether or not Ochoa may be executed is simply not the subject of this
lawsuit and not germane to a harm analysis.
Rather, the harm that Ochoa himself has identified is the deprivation of a
videotaped clemency interview. ROA.20 (ECF No. 1 at 15) (“Ochoa suffered an actual
injury in not being able to present this video as part of his clemency application”). Of
course, Ochoa has already had his video interview, meaning that he has already
availed himself of the substantive relief sought in this lawsuit. The Board of Pardons
and Paroles has also already declined to recommend commutation or a reprieve.
37
Ochoa has no more opportunities or need to submit videos to the Board. He can no
longer suffer any injury under the prison’s purportedly unconstitutional policies.
Ochoa himself accrues no tangible benefit from winning his lawsuit and suffers no
personal harm from losing it. Only anonymous future inmates may potentially be
harmed by any purported defect in prison policy or its application, not Ochoa. As the
district court correctly observed, “the possibility of irreparable injury does not weigh
in Ochoa’s favor. Even if merit exists to Ochoa’s argument that prison policies violate
the Constitution, those policies no longer pose any concern for him individually. The
Defendants have already accommodated his request for a videotaped interview. Any
continuing constitutional problem with the prison videotaping policy will not injure
Ochoa personally.” App. B. at 12. The Fifth Circuit likewise emphasized that because
Ochoa’s claim lacked any merit, because he had already received substantive relief,
and because he did not challenge his conviction and sentence, any link between this
lawsuit and the execution had been severed. App. A at 7 (“[Ochoa’s] pending § 1983
claim is now not just unlikely to succeed on the merits, but unrelated to his impending
execution.”).
IV.
The State and the Public Have a Strong Interest in Seeing the State
Court Judgment Carried Out.
The State, as well as the public, has a strong interest in carrying out Ochoa’s
sentence. See Hill, 547 U.S. at 584. The public’s interest lies in executing sentences
duly assessed, and for which years of judicial review have failed to find reversible
error. Indeed, Ochoa has already passed through the state and federal collateral
review process. The public’s interest is not advanced by postponing Ochoa’s execution,
38
and the State opposes any action that would cause further delay. Ochoa killed five
people. Most of his victims were defenseless women and children, whom he callously
executed. Even by the standards of capital cases, Ochoa’s crime was appalling. After
sixteen long years of litigation, 18 justice should no longer be denied. Accordingly, the
district court correctly found that:
The remaining two Nken factors weigh strongly in the Defendants’ favor.
A stay would prejudice the Defendants because Texas has a “strong
interest in enforcing its criminal judgments without undue interference
from the federal courts.” Crutsinger v. Davis, 936 F.3d 265, 272–73 (5th
Cir. 2019). The public interest more greatly lies in allowing the State to
carry out its otherwise-valid judgment because “protecting against
abusive delay is an interest of justice.” Martel v. Clair, 565 U.S. 648, 662
(2012).
App. B. at 12. The Fifth Circuit agreed that “that states have a strong interest in
enforcing their valid judgments without delay or undue interference from our court.”
App. A at 7.
Moreover, it bears repeating it is no secret that “capital petitioners might
deliberately engage in dilatory tactics to prolong their incarceration and avoid
execution of a sentence of death.” Rhines, 544 U.S. at 277–78. And “[t]he federal
courts can and should protect States from dilatory or speculative suits[.]” Hill, 547
U.S. 585. The Respondents have repeatedly conceded that Ochoa acted with relative
Ochoa has previously downplayed this lengthy period, noting that “[t]his is Mr.
Ochoa’s first execution date, and he only recently completed his initial post-conviction
process.” See Appellant’s Brief at 51. But there is no authority for the proposition that a first
setting is a mere practice run. Ochoa has no entitlement to multiple execution dates before
the imposition of capital punishment. And Ochoa has already resided on death row more than
five years beyond the average time on Texas death row prior to execution. Death Row
Information, https://tdcj.texas.gov/death_row/dr_facts.html (last visited Jan 31, 2020)
(“Average Time on Death Row prior to Execution: 10.87 years”).
18
39
speed after the denial of his requests in November/December 2019. However, the
bypass of his administrative remedies and Ochoa’s decision to seek a stay of execution
even after getting his videotaped interview suggests that this litigation now only
exists as vehicle for obtaining a stay. And Ochoa’s failure to find even a single case
that explicitly supports his entitlement to a videotaped clemency interview illustrates
that his theories for relief are uncertain and conjectural. This is precisely the sort of
“dilatory tactic” or “speculative suit” that the Court has suggested that the judiciary
not entertain. See also App. A at 7–8. The lower courts did not abuse their discretion,
and any stay should be denied.
CONCLUSION
For the reasons set forth above, Ochoa’s petition for a writ of certiorari should
be denied. Moreover, the State’s strong interest in the timely enforcement of a
sentence is not outweighed by the unlikely possibility that Ochoa’s petition for
certiorari will be granted. Thus, his motion for a stay of execution should be denied
as well.
40
Respectfully submitted,
KEN PAXTON
Attorney General of Texas
JEFFREY C. MATEER
First Assistant Attorney General
MARK PENLEY
Deputy Attorney General
For Criminal Justice
EDWARD L. MARSHALL
Chief, Criminal Appeals Division
________________________________
STEPHEN M. HOFFMAN
Assistant Attorney General
Counsel of Record
P.O. Box 12548, Capitol Station
Austin, Texas 78711
Tel: (512) 936–1400
Fax: (512) 320–8132
stephen.hoffman@oag.texas.gov
Attorneys for Respondents
41
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.