Petition for Writ of Certiorari — Alford D. Embry, Jr., Petitioner v. United States
Supreme Court briefJan 22, 2020
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No. 20-_______
__________________________________________________________________________
IN THE
SUPREME COURT OF THE UNITED STATES
__________________________________________________________________________
ALFORD D. EMBRY, JR.,
Petitioner,
v.
UNITED STATES OF AMERICA,
Respondent.
__________________________________________________________________________
On Petition for a Writ of Certiorari to the
United States Court of Appeals for the Sixth Circuit
__________________________________________________________________________
PETITION FOR WRIT OF CERTIORARI
__________________________________________________________________________
JENNIFER NILES COFFIN
Assistant Federal Defender
Federal Defender Services
of Eastern Tennessee, Inc.
800 South Gay Street, Suite 2400
Knoxville, Tennessee 37929
(865) 637-7979
QUESTIONS PRESENTED
In 2000, when the guidelines were mandatory, Alford D. Embry, Jr., was
sentenced as a career offender under U.S.S.G. § 4B1.1. His career offender
designation depended on the fact that he had a prior Kentucky conviction for
wanton endangerment, which at the time qualified as a crime of violence only under
the residual clause in § 4B1.2(a)(2). In 2015, this Court struck down as void for
vagueness the identical residual clause in the Armed Career Criminal Act’s
definition of “violent felony” at 18 U.S.C. § 924(e)(2)(B)(ii). Johnson v. United States,
135 S. Ct. 2551 (2015). Within a year, Mr. Embry filed a § 2255 motion challenging
his career offender designation in light of the new rule announced in Johnson. But
the district court dismissed the motion as untimely under 28 U.S.C. § 2255(f)(3) as
required by the Sixth Circuit’s decision in Raybon v. United States, 867 F.3d 625
(6th Cir. 2017), in which it held that the new rule announced in Johnson does not
apply to the mandatory guidelines unless and until this Court says so.
The questions presented are:
I.
Whether, for purposes of 28 U.S.C. § 2255(f)(3), the new rule announced
in Johnson applies to the identical residual clause in the mandatory
guidelines, U.S.S.G. § 4B1.2 (2000)?
II. Whether the residual clause
in the mandatory guidelines, U.S.S.G.
§ 4B1.2 (2000), is void for vagueness?
ii
PARTIES TO THE PROCEEDINGS
All parties appear in the caption of the case on the cover page.
RELATED CASES
(1) United States v. Embry, Nos. 1:00-cr-11, 1:99-cr-67, 1:99-cr-68, District Court for
the Eastern District of Tennessee. Judgment entered August 4, 2000.
(2) Embry v. United States, No. 1:01-cv-227, District Court for the Eastern District
of Tennessee. Decision and order entered May 15, 2002.
(3) Embry v. United States, No. 02-5808, U.S. Court of Appeals for the Sixth Circuit.
Order entered February 19, 2003.
(4) In re Embry, 831 F.3d 377 (6th Cir. 2016) (No. 16-5447), U.S. Court of Appeals
for the Sixth Circuit. Decision entered July 29, 2016.
(5) Embry v. United States, Nos. 1:00-cr-11, 1:99-cr-67, 1:99-cr-68 (Nos. 1:16-cv00518, 1:16-cv-00519, 1:16-cv-00520), District Court for the Eastern District of
Tennessee. Decision and order entered October 25, 2018.
(6) Embry v. United States, No. 18-6346, U.S. Court of Appeals for the Sixth Circuit.
Order entered September 24, 2019.
iii
TABLE OF CONTENTS
QUESTIONS PRESENTED .......................................................................................... ii
PARTIES TO THE PROCEEDINGS ........................................................................... iii
RELATED CASES ........................................................................................................ iii
TABLE OF AUTHORITIES .......................................................................................... v
OPINIONS BELOW ...................................................................................................... 1
JURISDICTION............................................................................................................. 2
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED........................ 2
STATEMENT OF THE CASE ....................................................................................... 3
A. Legal background ............................................................................................. 4
B. Proceedings below ............................................................................................ 7
REASONS FOR GRANTING THE PETITION .......................................................... 11
I.
The circuits are split on the question whether, for purposes of 28 U.S.C.
§ 2255(f)(3), the new retroactive rule announced in Johnson applies to
the residual clause in the mandatory guidelines ............................................... 11
II.
The circuits holding that Johnson does not apply by its own force to
the mandatory guidelines’ residual clause are wrong. ....................................... 14
III. This case is an excellent vehicle for addressing this important question. ........ 24
IV. This Court should also resolve whether the mandatory guidelines’
residual clause is void for vagueness. ................................................................. 25
CONCLUSION............................................................................................................. 26
APPENDIX
Order Denying Application for a Certificate of Appealability,
Nos. 18-6346, 19-5021/5022 (6th Cir. Sept. 24, 2019) ................................... 1a-4a
Memorandum and Order Dismissing § 2255,
Nos. 1:00-cr-11, 1:99-cr-67, 1:99-cr-68 (E.D. Tenn. Oct. 25, 2018) .............. 5a-28a
iv
TABLE OF AUTHORITIES
CASES
Beckles v. United States,
137 S. Ct. 886 (2017) .........................................................................................passim
Blackmon v. United States,
2019 WL 3767511 (D. Conn. Aug. 9, 2019) ............................................................ 13
Brown v. United States,
139 S. Ct. 14 (2018) ....................................................................................... 4, 17, 24
Buford v. United States,
532 U.S. 59 (2001) ..................................................................................................... 6
Butler v. McKellar,
494 U.S. 407 (1990) ............................................................................................ 18, 19
Chaidez v. United States,
568 U.S. 342 (2013) ...................................................................................... 18, 19-20
Chambers v. United States,
763 F. App’x 514 (6th Cir. 2019) ...................................................... 10-11, 11-12, 14
Daniels v. United States,
939 F.3d 898 (7th Cir. 2019) ................................................................................... 13
Godfrey v. Georgia,
446 U.S. 420 (1980) ................................................................................................. 15
Hodges v. United States,
778 F. App’x 413 (9th Cir. 2019) ...................................................................... 12, 13
In re Griffin,
823 F.3d 1350 (11th Cir. 2016) ......................................................................... 11, 17
In re Sapp,
827 F.3d 1334 (11th Cir. 2016) ............................................................................... 12
In re Waters,
2018 U.S. App. LEXIS 30510 (6th Cir. Oct. 26, 2018) ..................................... 15-16
Johnson v. United States,
135 S.Ct. 2551 (2015) .......................................................................................passim
Lester v. United States,
921 F.3d 1306 (11th Cir. 2019) ................................................................... 12, 13, 17
Mapp v. United States,
2018 WL 3716887 (E.D.N.Y. Aug. 3, 2018) ............................................................ 13
Maynard v. Cartwright,
486 U.S. 356 (1988) ................................................................................................. 15
Mistretta v. United States,
488 U.S. 361 (1989) ............................................................................................. 6, 21
Moore v. United States,
871 F.3d 72 (1st Cir. 2018) ......................................................................... 12, 14, 22
Mora-Higuera v. United States,
914 F.3d 1152 (8th Cir. 2019) ................................................................................. 13
v
Raybon v. United States,
867 F.3d 625 (6th Cir. 2017) ...........................................................................passim
Russo v. United States,
902 F.3d 880 (8th Cir. 2018) ............................................................................. 11, 18
Sessions v. Dimaya,
138 S. Ct. 1204 (2018) .....................................................................................passim
Slack v. McDaniel,
529 U.S. 473 (2000) ................................................................................................. 10
Sotelo v. United States,
922 F.3d 848 (7th Cir. 2019) ................................................................................... 13
Stinson v. United States,
508 U.S. 36 (1993) ............................................................................................... 6, 22
Stringer v. Black,
503 U.S. 222 (1992) ................................................................................................. 15
Teague v. Lane,
489 U.S. 288 (1989) ............................................................................................ 18-19
United States v. Blackstone,
903 F.3d 1020 (9th Cir. 2018) ..................................................................... 11, 16, 17
United States v. Booker,
543 U.S. 220 (2005) ..........................................................................................passim
United States v. Brown,
868 F.3d 297 (4th Cir. 2017) ....................................................................... 11, 12, 14
United States v. Carter,
2019 WL 5580091 (D.D.C. Oct. 29, 2019) .............................................................. 13
United States v. Clark,
458 F. App’x 512 (6th Cir. 2012) .............................................................................. 8
United States v. Cross,
892 F.3d 288 (7th Cir. 2018) ....................................................................... 11, 22, 25
United States v. Davis,
139 S. Ct. 2319 (2019) ................................................................................... 5, 10, 14
United States v. Green,
898 F.3d 315 (3d Cir. 2018) ........................................................................ 11, 15, 16
United States v. Greer,
881 F.3d 1241 (10th Cir. 2018) ............................................................................... 14
United States v. Hammond,
351 F. Supp. 3d 106 (D.D.C. 2018) ......................................................................... 13
United States v. LaBonte,
520 U.S. 751 (1997) ................................................................................................... 7
United States v. London,
937 F.3d 502 (5th Cir. 2019) ................................................................. 11, 12, 18, 19
United States v. Moore,
2018 WL 5982017 (D. Mass. Nov. 14, 2018) .......................................................... 13
United States v. Pullen,
913 F.3d 1270 (10th Cir. 2019) ................................................................... 11, 12, 18
vi
United States v. R.L.C.,
503 U.S. 291 (1992) ........................................................................................ 6, 21-22
United States v. Wolfe,
767 F. App’x 390 (3d Cir. 2019) .............................................................................. 13
Welch v. United States,
136 S. Ct. 1257 (2016) ....................................................................... 4, 10, 11, 18, 24
CONSTITUTIONAL PROVISIONS AND STATUTES
U.S. Const. amend. V ..................................................................................................... 2
U.S. Const. amend. VI ...................................................................................... 5, 20, 21
18 U.S.C. § 16(b) ............................................................................................... 4, 13, 14
18 U.S.C. § 115(a)(1) ...................................................................................................... 8
18 U.S.C. § 371 ............................................................................................................... 8
18 U.S.C. § 922(g)(1) ...................................................................................................... 7
18 U.S.C. § 924(c) ........................................................................................................... 8
18 U.S.C. § 924(c)(1)(A)(ii) ............................................................................................. 7
18 U.S.C. § 924(c)(3)(B) ................................................................................. 4, 5, 14, 15
18 U.S.C. § 924(e)........................................................................................................... 7
18 U.S.C. § 924(e)(2)(B)(ii)....................................................................................... 4, 25
18 U.S.C. § 2113(a), (d) .................................................................................................. 7
18 U.S.C. § 3553(b) ........................................................................................................ 6
28 U.S.C. § 994(h) .......................................................................................................... 7
28 U.S.C. § 1254(1) ........................................................................................................ 2
28 U.S.C. § 2244(b)(3) .................................................................................................... 9
28 U.S.C. § 2255 ....................................................................................................passim
28 U.S.C. § 2255(a) ........................................................................................................ 4
28 U.S.C. § 2255(f)(1) ..................................................................................................... 4
28 U.S.C. § 2255(f)(3) ....................................................................... 4, 10, 11, 12, 22, 23
28 U.S.C. § 2255(h)(2) .............................................................................................. 9, 15
Ky. Rev. Stat. § 508.060 (1974) ..................................................................................... 3
OTHER AUTHORITIES
U.S.S.G. § 4A1.1 ........................................................................................................... 24
U.S.S.G. § 4B1.1 ............................................................................................................. 6
U.S.S.G. § 4B1.2 (1989) ................................................................................................. 7
U.S.S.G. § 4B1.2(a) (2000) ....................................................................................passim
U.S.S.G. § 4B1.2(c)(2) .................................................................................................. 24
vii
No. 20-_______
__________________________________________________________________________
IN THE
SUPREME COURT OF THE UNITED STATES
__________________________________________________________________________
ALFORD D. EMBRY, JR.,
Petitioner,
v.
UNITED STATES OF AMERICA,
Respondent.
__________________________________________________________________________
On Petition for a Writ of Certiorari to the
United States Court of Appeals for the Sixth Circuit
__________________________________________________________________________
PETITION FOR WRIT OF CERTIORARI
__________________________________________________________________________
Petitioner Alford D. Embry, Jr., respectfully petitions this Court for a writ of
certiorari to review the judgment of the United States Courts of Appeals for the
Sixth Circuit.
OPINIONS BELOW
The unpublished order of the United States Court of Appeals for the Sixth
Circuit appears at pages 1a to 4a of the appendix to this petition. The district
court’s unpublished decisions denying and dismissing Mr. Embry’s motion under
28 U.S.C. § 2255 appear along with accompanying orders at pages 5a to 28a of the
appendix to this petition.
1
JURISDICTION
This Court has jurisdiction under 28 U.S.C. § 1254(1). The court of appeals’
denial of Mr. Embry’s certificate of appealability was entered on September 24,
2019. Pet. App. 1a. Mr. Embry requested and received a thirty-day extension to file
this petition. See App. 19A666. This petition is timely filed pursuant to Supreme
Court Rule 13.1.
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED
The Fifth Amendment’s Due Process Clause provides:
No person shall . . . be deprived of life, liberty, or property, without due process
of law.
28 U.S.C. § 2255(f) provides:
A 1-year period of limitation shall apply to a motion under this section. The
limitation period shall run from the latest of—
(1) the date on which the judgment of conviction becomes final;
(2) the date on which the impediment to making a motion created by
governmental action in violation of the Constitution or laws of the United
States is removed, if the movant was prevented from making a motion by
such governmental action;
(3) the date on which the right asserted was initially recognized by the
Supreme Court, if that right has been newly recognized by the Supreme
Court and made retroactively applicable to cases on collateral review; or
(4) the date on which the facts supporting the claim or claims presented
could have been discovered through the exercise of due diligence.
U.S.S.G. § 4B1.2(a) (2000) provides:
(a)
The term “crime of violence” means any offense under federal or
state law, punishable by imprisonment for a term exceeding one
year, that –
2
(1)
has as an element the use, attempted use, or threatened
use of physical force against the person of another, or
(2)
is burglary of a dwelling, arson, or extortion, involves use
of explosives, or otherwise involves conduct that presents
a serious potential risk of physical injury to another.
Kentucky Revised Statutes § 508.060 (1974) provided:
A person is guilty of wanton endangerment in the first degree when,
under circumstances manifesting extreme indifference to the value of
human life, he wantonly engages in conduct which creates a
substantial danger of death or seriouf physical injury to another
person.
STATEMENT OF THE CASE
Alford Embry, Jr., is serving a career offender sentence based on a prior
conviction that qualified as a crime of violence only under § 4B1.2(a)’s hopelessly
vague residual clause, which because the guidelines were mandatory fixed his
permissible sentencing range. This Court in Johnson v. United States, 135 S. Ct.
2551 (2015), struck down as void for vagueness the identical residual clause in 18
U.S.C. § 924(e), then applied the rule in Johnson to strike down as void for
vagueness two similar residual clauses in two different statutes. Each was applied
in the same categorical way. Yet, the courts of appeals cannot agree on whether
Johnson likewise invalidates the mandatory guidelines’ residual clause, though it
was identical to the one struck down in Johnson and was applied in the same
categorical way to fix sentencing ranges. Because the lower courts have reached a
deep and intractable impasse, only this Court can resolve the matter.
This question is extremely important. Its resolution “could determine the
3
liberty of over 1,000 people.” Brown v. United States, 139 S. Ct. 14, 16 (2018)
(Sotomayor, J., dissenting from the denial of certiorari). With the residual clause
excised as unconstitutional, Mr. Embry’s § 2255 motion should be considered on the
merits, and he is entitled to § 2255 relief. If resentenced today, he would likely be
released from prison immediately.
A.
Legal background
A federal prisoner may move to vacate his sentence under § 2255 if the
sentence violates the Constitution. See 28 U.S.C. § 2255(a). Any such motion
generally must be filed within one year of the date on which the judgment of
conviction becomes final. 28 U.S.C. § 2255(f)(1). However, a federal prisoner may
later file a § 2255 motion within one year from “the date on which the right asserted
was initially recognized by the Supreme Court, if that right has been newly
recognized by the Supreme Court and made retroactively applicable to cases on
collateral review.” 28 U.S.C. § 2255(f)(3).
In 2015, this Court in Johnson struck down as void for vagueness the
residual clause in the Armed Career Criminal Act at 18 U.S.C. § 924(e)(2)(B)(ii),
thereby announcing a new, substantive rule retroactively applicable to cases on
collateral review. 135 S. Ct. at 2557, 2563; Welch v. United States, 136 S. Ct. 1257,
1265 (2016). Then in Dimaya, this Court applied Johnson to strike down § 16(b)’s
residual clause as void for vagueness. 138 S. Ct. at 1214-15. And in Davis, the Court
applied Johnson to strike down the residual clause at § 924(c)(3)(B) as void for
vagueness, once it confirmed that the same categorical approach applied to it as to
4
the others. United States v. Davis, 139 S. Ct. 2319, 2336 (2019) (“We agree with the
court of appeals’ conclusion that § 924(c)(3)(B) is unconstitutionally vague.”). By
that time, even the government “acknowledge[d] that, if [the categorical approach
applies to § 924(c)(3)(B)], then § 924(c)(3)(B) must be held unconstitutional too.” Id.
at 2326-27.
When Mr. Embry was sentenced in 2000, the guidelines were mandatory.
When the guidelines were mandatory, they “impose[d] binding requirements on all
sentencing judges.” United States v. Booker, 543 U.S. 220, 233 (2005). It was the
“binding” nature of the guidelines that created the constitutional problem in Booker:
“[i]f the Guidelines as currently written could be read as merely advisory
provisions,” “their use would not implicate the Sixth Amendment.” Id. And this
“mandatory and binding” nature of the guidelines came directly from Congress. Id.
at 233-34; see 18 U.S.C. § 3553(b) (directing that courts “shall impose a sentence of
the kind, and within the range” established by the Guidelines). “Because they are
binding on judges, we have consistently held that the Guidelines have the force and
effect of laws.” 543 U.S. at 234.
Booker made clear that the availability of departures in no way rendered the
guidelines less than mandatory and binding laws. “In most cases, as a matter of
law, the Commission will have adequately taken all relevant factors into account,
and no departure will be legally permissible. In those instances, the judge is bound
to impose a sentence within the Guidelines range.” Id. (emphasis added). Indeed,
Booker acknowledged that had the district court departed from the mandatory
5
guidelines range in Booker’s case, the judge “would have been reversed.” Id. at 23435. And Booker’s understanding that the mandatory guideline range fixed the
statutory penalty range was well-established. United States v. R.L.C., 503 U.S. 291,
297 (1992) (“The answer to any suggestion that the statutory character of a specific
penalty provision gives it primacy over administrative sentencing guidelines is that
the mandate to apply the Guidelines is itself statutory.”); Mistretta v. United States,
488 U.S. 361, 391 (1989) (“the Guidelines bind judges and courts in the exercise of
their uncontested responsibility to pass sentence in criminal cases”); Stinson v.
United States, 508 U.S. 36, 42 (1993) (noting “the principle that the Guidelines
Manual is binding on federal courts”).
The career offender guideline creates a “category of offender subject to
particularly severe punishment.” Buford v. United States, 532 U.S. 59, 60 (2001).
Congress mandated that the Sentencing Commission “specify a sentence to a term
of imprisonment at or near the maximum term authorized” for “categories of
defendants” convicted for at least the third time of a “felony that is” a “crime of
violence” or “an offense described in” particular federal statutes prohibiting drug
trafficking. See 28 U.S.C. § 994(h). The Commission implemented the directive by
tying the offense level to the statutory maximum for the instant offense of
conviction and automatically placing the defendant in Criminal History Category VI
if the defendant’s instant offense, and at least two prior convictions, constitute a
“crime of violence” or a “controlled substance offense.” U.S.S.G. § 4B1.1(a)-(b).
Beginning in 1989 and continuing through 2015, the Commission used the
6
definition of “violent felony” in § 924(e) to define “crime of violence” as an offense
punishable by a term of imprisonment exceeding one year that “(1) has as an
element the use, attempted use, or threatened use of physical force against the
person of another, or; (2) is burglary of a dwelling, arson, or extortion, involves use
of explosives, or otherwise involves conduct that presents a serious potential risk of
physical injury to another.” U.S.S.G. § 4B1.2 (1989).
Because Congress mandated that the Commission specify a term of
imprisonment at or near the statutory maximum, the Commission’s one attempt to
ameliorate the severity of the guideline when it was mandatory was held invalid.
See United States v. LaBonte, 520 U.S. 751, 757 (1997). At the same time, courts
applied the guideline broadly under the vague language of the residual clause,
imagining all sorts of potential risk posed by the idealized “ordinary” case. See
Johnson, 135 S. Ct. at 2557-58, 2561. Many career offenders sentenced to harsh
prison terms based on minor offenses have been unable to get relief under guideline
amendments or changes in law.
B.
Proceedings below
1.
In 1999, Mr. Embry pled guilty in the Eastern District of Tennessee to
one count of armed bank robbery in violation of 18 U.S.C. § 2113(a), (d); one count of
using and carrying a firearm during and in relation to a crime of violence in
violation of 18 U.S.C. § 924(c)(1)(A)(ii); and one count of possession of a firearm by a
convicted felon in violation of 18 U.S.C. § 922(g)(1). (Case No. 1:99-cr-67.) On the
same day, he pled guilty in a separate case to two counts of armed bank robbery and
7
two counts of being a felon in possession of a firearm. (Case No. 1:99-cr-68.) Later,
on April 12, 2000, he was found guilty after a jury trial of one count of conspiracy to
escape, in violation of 18 U.S.C. § 371, and one count of assault of a federal law
enforcement officer, in violation of 18 U.S.C. § 115(a)(1). (Case No. 1:00-cr-11.)
The three cases were consolidated for sentencing. The Presentence Report
(“PSR”) determined that he qualified as a career offender based on a finding that he
had two qualifying prior convictions for “crimes of violence”: a 1988 Kentucky
conviction for four counts of wanton endangerment and a 1991 Kentucky conviction
for fourteen counts of robbery. (PSR ¶¶ 103, 110, 111.) At the time, the Kentucky
convictions for wanton endangerment qualified as a “crime of violence” only under
the residual clause in § 4B1.2(a).1
The career offender designation dictated an enhanced guideline range of 346
to 411 months (which included a mandatory consecutive 84-month term for the
conviction under 18 U.S.C. § 924(c)). (PSR ¶¶ 134, 135.) The guideline range at that
time was mandatory, and Mr. Embry was sentenced on July 21, 2000 to serve an
aggregate term of 378 months in prison to be followed by an aggregate term of 5
years’ supervised release. (Judgment, R. 49 (No. 1:99-cr-67); Judgment, R. 12 (No. 199-cr-68); Judgment, R. 27 (No. 1:00-cr-11).)
1 See United States v. Clark, 458 F. App’x 512, 516 (6th Cir. 2012) (“[Kentucky] first
degree wanton endangerment does not include the use, attempted use, or
threatened use of physical force as one if its elements, and because it does not inclue
burglary of a dwelling, arson, extortion, or the use of explosives, the parties’ dispute
focuses on whether a conviction for wanton endangerment falls within the residucal
clause of § 4B1.2(a)(2).”).
8
Without the career offender enhancement, his guideline range (after
including the mandatory 84-month consecutive term) would likely have been 252 to
294 months, based on a total offense level of 32 and a criminal history category of
IV. (PSR ¶¶ 102, 114.) The career offender guideline thus increased the bottom of
his guideline range by 94 months, or 7 years and 10 months.
2.
Mr. Embry did not appeal, and in 2001 he filed an initial § 2255
motion. The district court denied the motion, and the Sixth Circuit denied a
certificate of appealability. Embry v. United States, No. 02-5808 (6th Cir. Feb. 19,
2003) (order).
3.
In 2015, the Supreme Court held in Johnson v. United States, 135 S.
Ct. 2551 (2015), that the so-called residual clause in the Armed Career Criminal
Act’s definition of the term “violent felony” was unconstitutionally vague. After
certification and authorization by the Sixth Circuit pursuant to 28 U.S.C.
§ 2255(h)(2) and § 2244(b)(3), see In re Embry, 831 F.3d 377 (6th Cir. 2016), Mr.
Embry filed a § 2255 motion challenging his career offender designation. He argued
that because the ACCA’s residual clause is invalid, the identical provision in
U.S.S.G. § 4B1.2 (2000) is also invalid; that his prior Kentucky conviction for
wanton endangerment does not otherwise qualify as a crime of violence under
§ 4B1.2; and that, therefore, his designation as a career offender and resulting
sentence are unconstitutional and he should be resentenced. The motion was held in
abeyance pending pending this Court’s decision in Beckles v. United States, 137 S.
Ct. 886 (2017).
9
4.
The district court denied the motion as time-barred under § 2255(f)(3)
and dismissed the case with prejudice. Pet. App. 9a-10a, 17a-18a, 15a-26a. Relying
on Raybon v. United States, 867 F.3d 625 (6th Cir. 2017), the court noted that “[t]he
Supreme Court to date has not recognized that individuals have a constitutional
right not to be sentenced as career offenders under the residual clause of the preBooker mandatory [Sentencing Guidelines].” Pet. App. 10a n.3, 17a n.3, 25a n.3.
Because the court denied Mr. Embry’s claim as untimely, it did not reach the
merits. It denied him permission to proceed in forma pauperis on appeal, and
denied any future request for a certificate of appealability. Pet. App. 11a-12a, 19a,
27a.
5.
Mr. Embry filed a notice of appeal and applied for a certificate of
appealability on the timeliness question, as well as the question whether the rule
in Johnson voids the residual clause of the mandatory guidelines. He pointed to
the disagreement among and within circuits, and argued that Raybon could not be
squared with this Court’s later decisions in Sessions v. Dimaya, 138 S. Ct. 1204
(2018), and United States v. Davis, 139 S. Ct. 2319 (2019). He argued that
reasonable jurists can and do debate whether this Court recognized in Johnson
that a person has a constitutional right not to be sentenced as a career offender
under the residual clause of the mandatory guidelines. See Welch, 136 S. Ct. at
1263 (citing Slack v. McDaniel, 529 U.S. 473, 484 (2000)).
6.
The Sixth Circuit denied the certificate of appealability, viewing itself
bound by its reaffirmance of Raybon in a decision issued after Dimaya. See
10
Chambers v. United States, 763 F. App’x 514, 518-19 (6th Cir. 2019), pet. rh’g
denied by Chambers v. United States, 2019 U.S. App. LEXIS 19180 (6th Cir. June
26, 2019). Pet. App. 3a-4a.
Mr. Embry now seeks review of the legal questions related to timeliness
directly implicated by the Sixth Circuit’s denial of his certificate of appealability.
Welch, 136 S. Ct. at 1264-65.
REASONS FOR GRANTING THE PETITION
I.
The circuits are split on the question whether, for purposes of 28
U.S.C. § 2255(f)(3), the new retroactive rule announced in Johnson
applies to the residual clause in the mandatory guidelines.
The circuits are divided. The Seventh Circuit has held that, for purposes of
the statute of limitations at 28 U.S.C. § 2255(f)(3), the new retroactive rule
announced in Johnson applies to the residual clause in the mandatory guidelines.
United States v. Cross, 892 F.3d 288, 299-306 (7th Cir. 2018). In direct conflict,
eight circuits (including the Sixth Circuit) have held that Johnson’s new retroactive
right does not apply to the residual clause in the mandatory guidelines. United
States v. Green, 898 F.3d 315 (3d Cir. 2018); United States v. Brown, 868 F.3d 297
(4th Cir. 2017), cert. denied, 139 S. Ct. 14 (2018); United States v. London, 937 F.3d
502 (5th Cir. 2019); Raybon v. United States, 867 F.3d 625 (6th Cir. 2017); Russo v.
United States, 902 F.3d 880 (8th Cir. 2018); United States v. Blackstone, 903 F.3d
1020 (9th Cir. 2018); United States v. Pullen, 913 F.3d 1270, 1283-84 (10th Cir.
2019); In re Griffin, 823 F.3d 1350 (11th Cir. 2016).
Even within these eight circuits, judges sharply disagree. See, e.g., Chambers
11
v. United States, 763 F. App’x 514, 519 (6th Cir. Feb. 21, 2019) (Moore, J.,
concurring), pet. for rh’g denied, No. 18-3298 (6th Cir. June 26, 2019) (expressing
view that Raybon “was wrong on this issue.”); Brown, 868 F.3d at 304-05, 310
(Gregory, C.J., dissenting), cert. denied, 139 S. Ct. 14 (2018) (“Because Brown
asserts th[e] same right [recognized in Johnson], I would find his petition timely
under § 2255(f)(3), even though his challenge is to the residual clause under the
mandatory Sentencing Guidelines, rather than the ACCA.”); London, 937 F.3d at
510 (5th Cir.) (Costa, J., concurring in judgment) (“We are on the wrong side of a
split. . . . Our approach fails to apply the plain language of the statue and
undermines the prompt presentation of habeas claims the statute promotes.”);
Hodges v. United States, 778 F. App’x 413, 414-15 (9th Cir. 2019) (Berzon, J.,
concurring) (“[I]n my view, Blackstone was wrongly decided.”); Lester v. United
States, 921 F.3d 1306, 1319 (11th Cir. 2019) (en banc) (Martin, J., joined by
Rosenbaum and J. Pryor, JJ., statement respecting the denial of rehearing en banc)
([T]he opinion in In re Griffin is mistaken.”); id. at 1328-33 (Rosenbaum, J., joined
by Martin and J. Pryor, JJ.); see also In re Sapp, 827 F.3d 1334, 1336-41 (11th Cir.
2016) (Jordan, Rosenbaum, Pryor, JJ.) (calling Griffin into question).
The First, Second, and D.C. Circuits have not decided the question, but the
First Circuit strongly implied (in the context of the prima facie showing required for
certification of a second or successive § 2255 motion) that it would agree with the
Seventh Circuit on the merits. Moore v. United States, 871 F.3d 72, 81-82 (1st Cir.
2017); see Pullen, 913 F.3d at 1284 n.16 (noting that “language in Moore suggests
12
the panel of the First Circuit would have reached the same conclusion had it been
conducting a [substantive] analysis”). Meanwhile district courts in these three
circuits have granted Johnson relief to individuals sentenced under the residual
clause in the mandatory guidelines. United States v. Carter, 2019 WL 5580091
(D.D.C. Oct. 29, 2019); United States v. Hammond, 351 F. Supp. 3d 106 (D.D.C.
2018); Blackmon v. United States, 2019 WL 3767511 (D. Conn. Aug. 9, 2019);
United States v. Moore, 2018 WL 5982017 (D. Mass. Nov. 14, 2018); Mapp v. United
States, 2018 WL 3716887 (E.D.N.Y. Aug. 3, 2018).
The deep disagreement between and within the circuits is cemented. By
denying rehearing en banc in Chambers, the Sixth Circuit reaffirmed its holding in
Raybon despite this Court’s “straightforward application” in Dimaya of the rule in
Johnson to invalidate § 16(b)’s residual clause. 138 S. Ct. at 1213. The Fifth and
Eleventh Circuits also recently denied rehearing en banc. Order, Hodges v. United
States, 778 F. App’x 413 (9th Cir. Oct. 17, 2019) (No. 17-35408); Lester, 921 F.3d at
1307. The Third and Eighth Circuits have likewise signaled they are not budging.
United States v. Wolfe, 767 F. App’x 390, 391 (3d Cir. 2019); Mora-Higuera v. United
States, 914 F.3d 1152, 1154 (8th Cir. 2019). And the Seventh Circuit has declined
the government’s suggestion to reconsider Cross, Sotelo v. United States, 922 F.3d
848, 851 (7th Cir. 2019), reaffirming as recently as October 2019 its view that the
mandatory guidelines’ residucal clause is void for vagueness under Johnson,
Daniels v. United States, 939 F.3d 898, 900 (7th Cir. 2019). This conflict will remain
until this Court resolves it.
13
As Judge Moore in Chambers urged,
[This] Court should resolve this matter. It is problematic that these
individuals are potentially sentenced in violation of the Constitution or
laws of the United States without clarification as to whether Johnson
applies to a sentencing provision that is worded identically to, and is
equally binding as, the ACCA’s unconstitutionally vague residual
clause.
Chambers, 763 F. App’x at 526-27 (Moore, J., concurring).
II.
The circuits holding that Johnson does not apply by its own force to
the mandatory guidelines’ residual clause are wrong.
1.
The Fourth and Tenth Circuits held before Dimaya that Johnson does
not apply beyond cases involving the exact statute at issue in Johnson. Brown, 868
F.3d at 302; Greer, 881 F.3d at 1258. But Dimaya proves them wrong. It applied
Johnson to strike down as unconstitutionally vague a similar provision in a
different statute, explaining that “Johnson is a straightforward decision, with
equally straightforward application here,” and “tells us how to resolve this [§ 16(b)]
case.” 138 S. Ct. at 1213, 1223.
Then
in
Davis,
this
Court
applied
Johnson
to
strike
down
as
unconstitutionally vague an identical provision in yet another statute, explaining
that Johnson and Dimaya “teach that the imposition of criminal punishment can’t
be made to depend on a judge’s estimation of the degree of risk posed by a crime’s
imagined ‘ordinary case.’” 139 S. Ct. 2319, 2326 (2019). After Dimaya, even the
government “acknowledge[d] that, if [the categorical approach applies to
§ 924(c)(3)(B)], then § 924(c)(3)(B) must be held unconstitutional too.” Id. at 232627; see also Moore, 871 F.3d at 82 (noting that government “appear[ed] to agree
14
that the rule is broader than [Johnson’s] technical holding”). Once this Court held
that the categorical approach applies to § 924(c)(3)(B), the Court simply applied
the rule in Johnson to invalidate it. Id. at 2336 (“We agree with the court of
appeals’ conclusion that § 924(c)(3)(B) is unconstitutionally vague.”). The Fourth
and Tenth Circuit’s reasoning cannot survive Dimaya and Davis.
The Third Circuit also adopted an exact-statute approach, but it did so after
Dimaya. Green, 898 F.3d at 321-22. The decision in Green is just as unpersuasive as
Brown and Greer, however, because that decision ignores Dimaya entirely. Ibid.
These circuits’ exact-statute approach conflicts with this Court’s void-forvagueness habeas precedent. In Godfrey v. Georgia, this Court held unconstitutional
a vague Georgia capital-sentencing statute. 446 U.S. 420, 433 (1980). In a later
habeas case, Maynard v. Cartwright held unconstitutional a vague Oklahoma
capital-sentencing statute. 486 U.S. 356, 363-64 (1988). The decision in Maynard
was “controlled by Godfrey,” even though Godfrey and Maynard involved different
sentencing statutes. Stringer v. Black, 503 U.S. 222, 228-29 (1992). And Godfrey
also controlled in Stringer even though that case involved a vague Mississippi
capital-sentencing scheme of a different character than the one in Godfrey. Id. at
229. This line of precedent makes clear that an exact-statute approach is wrong.
They show that this case is “controlled by [Johnson],” even though Johnson involved
a different law fixing permissible sentences. 2
2 Although Raybon might be read as limited to the guidelines’ context, the
Sixth
Circuit after Dimaya applied Raybon before Davis as an exact-statute rule in the
context of the residual clause in § 924(c)(3)(B) and § 2255(h)(2). In re Waters, No. 1815
The Sixth and Ninth Circuits relied primarily on Beckles (as did the Third
Circuit in addition to the exact-statute approach). Raybon, 867 F.3d at 63;
Blackstone, 903 F.3d at 1026; Green, 898 F.3d at 321-22. Beckles held that Johnson
does not provide relief for individuals sentenced under the advisory guidelines’
residual clause because the advisory guidelines “do not fix the permissible range of
sentences.” 137 S. Ct. at 892. But Beckles distinguished advisory guidelines from
mandatory guidelines, id. at 894, and cabined its decision: “We hold only that the
advisory Sentencing Guidelines, including § 4B1.2(a)’s residual clause, are not
subject to a challenge under the void-for-vagueness doctrine,” id. at 896. Beckles
does not hold that Johnson’s rule does not apply to the mandatory guidelines.
The Sixth and Ninth Circuits also relied on footnote 4 of Justice Sotomayor’s
concurrence in Beckles. Blackstone, 903 F.3d at 1026; Raybon, 867 F.3d at 629-30.
In that footnote, Justice Sotomayor, like the majority opinion, cabined the decision
in Beckles to the advisory guidelines:
The Court’s adherence to the formalistic distinction between
mandatory and advisory rules at least leaves open the question
whether defendants sentenced to terms of imprisonment before our
decision in [Booker]—that is, during the period in which the Guidelines
did “fix the permissible range of sentences”— may mount vagueness
attacks on their sentences.
Beckles, 137 S. Ct. at 903 n.4 (cleaned up). Rather than take Beckles (and Justice
5580, 2018 U.S. App. LEXIS 30510, at *4 (6th Cir. Oct. 26, 2018). It acknowledged
that Johnson and Dimaya may “require the invalidation” of that statute’s residual
clause, but said that this Court had not yet so held. But under the
Godfrey/Maynard/Stringer line of precedent, if Johnson “requires the invalidation”
of a criminal provision fixing the scope of criminal liability, as Davis has since held,
then Johnson is the rule.
16
Sotomayor’s concurrence) at its word—that Johnson does not extend to the advisory
guidelines—the courts fixate on Justice Sotomayor’s use of the phrase “leaves open
the question” to conclude that Johnson could not apply to the mandatory guidelines
because that question is an open one. Blackstone, 903 F.3d at 1027; Raybon, 867
F.3d at 629-30. But it is the decision in Beckles, not Johnson, that purports to leave
that question open. Brown, 139 S. Ct. at 15 (Sotomayor, J., dissenting). Although
the advisory guidelines are not subject to void-for-vagueness challenges, that does
not mean that the mandatory guidelines are not. Beckles, 137 S. Ct. at 894-96.
Beckles did not answer this question because it was not presented. These circuits
have misinterpreted Beckles to preclude them from doing what they may certainly
do: apply the rule in Johnson to an identical residual clause applied in the identical
categorical way to fix the permissible range of sentences.
The Eleventh Circuit in Griffin drew a line between statutes and guidelines
and held that a guideline could never be void for vagueness—whether advisory or
mandatory. 823 F.3d at 1355. But it used bad reasoning. According to the Eleventh
Circuit, guidelines cannot be vague because they “do not establish the illegality of
any conduct and are designed to assist and limit the discretion of the sentencing
judge.” Id. But this equally describes the recidivist sentencing statute held void for
vagueness in Johnson. And as mentioned above, this Court declared sentencing
provisions void for vagueness in Godfrey, Maynard, and Stringer. The Eleventh
Circuit’s reasoning also “denies [] reality” by pretending that the mandatory “‘were
never really mandatory,’” even though courts applied them that way for two
17
decades.” Lester, 921 F.3d at 1330-31 (Rosenbaum, J., joined by Martin and J.
Pryor, JJ.,).
The Fifth, Eighth, and Tenth Circuits engaged in a retroactivity analysis
under Teague v. Lane, 489 U.S. 268 (1989), to define the scope of Johnson’s right.
London, 937 F.3d at 506-07; Russo, 902 F.3d at 882-83; Pullen, 913 F.3d at 1280-81.
But Johnson’s retroactivity is not in question. This Court has already held that
Johnson’s new rule is retroactive. Welch, 136 S. Ct. at 1265. The dispositive
question here is the substantive scope of the rule, which this Court has defined as
applying to provisions that “fix the permissible range of sentences.” Beckles, 137 S.
Ct. at 892.
The Tenth Circuit adopted the test employed by the Eighth Circuit in Russo.
Pullen, 913 F.3d at 1281. That test asks whether the application of the newly
recognized right is “dictated by precedent” and “apparent to all reasonable jurists”
as opposed to “susceptible to debate among reasonable minds.” Id. The Eighth
Circuit derived this test from three decisions: Teague, 489 U.S. at 301, Butler v.
McKellar, 494 U.S. 407, 415 (1990), and Chaidez v. United States, 568 U.S. 342, 347
(2013).
These decisions dealt with retroactivity, not the scope of a newly recognized
right. In Teague, this Court conducted a retroactivity analysis and determined that
the petitioners’ proposed new rule would not apply retroactively to cases on
collateral review. 489 U.S. at 301. Thus, this Court declined to consider “whether
the fair cross section requirement should be extended to the petit jury.” Id. at 309-
18
10, 316. Because Teague did not address the scope of the right asserted by the
defendant, Teague provides no direct guidance on that issue.
Butler also involved retroactivity. There, a later decision made clear that the
defendant’s interrogation was unconstitutional. 494 U.S. at 411-12. The scope of the
new right was not in question, only whether this right applied retroactively to cases
on collateral review. Id. at 412-13. The issue here is not whether Johnson is
retroactive. It is. The issue is whether Johnson’s right encompasses the mandatory
guidelines. Nothing in Butler helps to answer that question.
Chaidez also involved retroactivity, so for that reason is also not directly on
point. 568 U.S. at 344. Even so, as Judge Costa recognized, the retroactivity
analysis provides a useful analogy for defining the scope of a newly recognized right.
London, 937 F.3d at 512 (Costa, J., concurring in the judgment). Chaidez explains
“that a case does not announce a new rule when it is merely an application of the
principle that governed a prior decision to a different set of facts.” Id. at 347-48
(cleaned up).
Where the beginning point of our analysis is a rule of general
application, a rule designed for the specific purpose of evaluating a
myriad of factual contexts, it will be the infrequent case that yields a
result so novel that it forges a new rule, one not dictated by precedent.
Otherwise said, when all we do is apply a general standard to the kind
of factual circumstances it was meant to address, we will rarely state a
new rule for Teague purposes.
Id. at 348 (cleaned up). If anything, Chaidez confirms that Johnson’s newly
recognized right applies to the mandatory guidelines. Dimaya plainly shows us
that Johnson announced “a rule of general application, a rule designed for the
19
specific purpose of evaluating a myriad of factual contexts,” id.; 138 S. Ct. at 121023, while Booker establishes that the mandatory guidelines fixed the permissible
range of sentences, satisfying Beckles’ test for the substantive scope of Johnson’s
rule. For purposes of the statute of limitations under § 2255(f)(3), Mr. Embry
needs no new rule to have timely asserted the right announced in Johnson
2.
Booker held that the application of the mandatory guidelines violated
a defendant’s Sixth Amendment right to have a jury find facts “essential to his
punishment.” 543 U.S. at 232. Because, under a mandatory guidelines scheme,
judges were authorized to find facts “necessary to support a sentence exceeding the
maximum authorized by” a defendant’s guilty plea or a jury’s verdict, the
mandatory guidelines violated the Sixth Amendment. Id. at 244 (emphasis added).
Booker made clear that the mandatory guidelines “impose[d] binding requirements
on all sentencing judges.” Id. at 233. It was the “binding” nature of the guidelines
that triggered a constitutional problem: “[i]f the Guidelines as currently written
could be read as merely advisory provisions,” “their use would not implicate the
Sixth Amendment.” Id. And this “mandatory and binding” nature of the guidelines
came directly from Congress. Id. at 233-34; 18 U.S.C. § 3553(b) (directing that
courts “shall impose a sentence of the kind, and within the range” established by
the Guidelines). “Because they are binding on judges, we have consistently held
that the Guidelines have the force and effect of laws.” 543 U.S. at 234.
Booker rejected the idea that the availability of departures rendered the
guidelines anything less than mandatory and binding laws. “In most cases, as a
20
matter of law, the Commission will have adequately taken all relevant factors into
account, and no departure will be legally permissible. In those instances, the judge
is bound to impose a sentence within the Guidelines range.” Id. (emphasis added).
Indeed, Booker acknowledged that, had the district court departed from the
mandatory guidelines range in Booker’s case, the judge “would have been
reversed.” Id. at 234-35.
In Booker, the government argued that the guidelines did not violate the
Sixth Amendment because they “were promulgated by a Commission rather than
the Legislature.” Id. at 237. But Booker rejected the distinction. “In our judgment
the fact that the Guidelines were promulgated by the Sentencing Commission,
rather than Congress, lacks constitutional significance.” 543 U.S. at 237. It did not
matter “whether the legal basis of the accusation is in a statute or in guidelines
promulgated by an independent commission.” Id. at 239. Rather, “the Commission
is an independent agency that exercises policymaking authority delegated to it by
Congress.” Id. at 243.
Booker reflects this Court’s long understanding that the mandatory
guidelines range fixes the statutory penalty range. United States v. R.L.C., 503
U.S. 291, 297 (1992) (“The answer to any suggestion that the statutory character of
a specific penalty provision gives it primacy over administrative sentencing
guidelines is that the mandate to apply the Guidelines is itself statutory.”);
Mistretta v. United States, 488 U.S. 361, 391 (1989) (“the Guidelines bind judges
and courts in the exercise of their uncontested responsibility to pass sentence in
21
criminal cases”); Stinson v. United States, 508 U.S. 36, 42 (1993) (noting “the
principle that the Guidelines Manual is binding on federal courts”). In R.L.C., this
Court held that the applicable “maximum” term of imprisonment authorized for a
juvenile tried and convicted as an adult was the upper limit of the guidelines range
that would apply to a similarly situated adult offender. 503 U.S. at 306-07. The
decision in R.L.C. makes sense only if the mandatory guidelines range was the
statutory penalty range.
Beckles cabins Johnson’s right to provisions that “fix the permissible range
of sentences.” 137 S. Ct at 892. The mandatory guidelines did just that. Booker,
543 U.S. at 232-243; Cross, 892 F.3d at 306 (“as the Supreme Court understood in
Booker, the residual clause of the mandatory guidelines did not merely guide
judges’ discretion; rather, it mandated a specific sentencing range and permitted
deviation only on narrow, statutorily fixed bases”); Moore, 871 F.3d at 81 (noting
Booker “essentially resolved” this issue when it ruled that “the Guidelines [were]
binding on district judges”).
3.
The Seventh Circuit got it right. It held that for purposes of
§ 2255(f)(3), the new retroactive rule announced in Johnson applies to the residual
clause in the mandatory guidelines. United States v. Cross, 892 F.3d 288, 299-306
(7th Cir. 2018). In doing so, the Seventh Circuit rejected the approach taken by
other circuits, explaining that it “suffers from a fundamental flaw” because
[i]t improperly reads a merits analysis into the limitations period.
Section 2255(f)(3) runs from “the date on which the right asserted was
initially recognized by the Supreme Court.” 28 U.S.C. § 2255(f)(3)
(emphasis added). It does not say that the movant must ultimately
22
prove that the right applies to his situation; he need only claim the
benefit of a right that the Supreme Court has recently recognized. An
alternative reading would require that we take the disfavored step of
reading “asserted” out of the statute.
Id. at 293-94. The court held that the right asserted “was recognized in Johnson.”
Id. “Under Johnson, a person has a right not to have his sentence dictated by the
unconstitutionally vague language of the mandatory residual clause.” Id. at 294.
Because the appellants “assert precisely that right,” they therefore “complied with
the limitations period of section 2255(f)(3) by filing their motions within one year
of Johnson.” Id.
Turning to the merits question, the Seventh Circuit concluded that the
“same two faults” that render the ACCA’s residual clause—the combined
indeterminacy of how much risk the crime of conviction posed and the degree of
risk required—“inhere in the residual clause of the guidelines.” Id. at 299. It
“hardly could be otherwise” because the clauses are identically worded and the
categorical approach applies to both. Id. Additionally, the Seventh Circuit held
that the mandatory Guidelines’ residual clause implicated the twin concerns of the
vagueness doctrine because it fixed the permissible range of sentences. Id. at 305.
The court explained that Beckles “reaffirmed that the void-for-vagueness
doctrine applies to ‘laws that fix the permissible sentences for criminal offenses.’”
Id. (quoting Beckles, 137 S. Ct. at 892). “As Booker described, the mandatory
guidelines did just that. They fixed sentencing ranges from a constitutional
perspective.” Id. Because the Guidelines were “‘not advisory’” but “‘mandatory and
binding on all judges,’” id. (quoting Booker, 543 U.S. at 233-34), “[t]he mandatory
23
guidelines did . . . implicate the concerns of the vagueness doctrine.” Id.
In sum, because the Sixth Circuit’s decision is both inconsistent with this
Court’s precedent and incorrect on its own terms, review is necessary.
III.
This case is an excellent vehicle for addressing this important
question.
“Regardless of where one stands on the merits of how far Johnson extends,
this case presents an important question of federal law that has divided the courts
of appeals and in theory could determine the liberty of over 1,000 people.” Brown,
139 S. Ct. at 14 (Sotomayor, J., dissenting from the denial of certiorari). And
because the guidelines are no longer mandatory, it is impossible to resolve this
issue on direct appeal.
It is no answer that some of these offenders ultimately may not be eligible
for relief. This Court in Welch decided the question of Johnson’s retroactivity even
though his eligibility for relief remained in dispute. Welch, 136 S. Ct. at 1263-64.
In any event, Mr. Embry is plainly eligible, and the government has never
contended otherwise. In the absence of the residual clause, he does not have two
prior convictions for crimes of violence.3 As the law stands, he will serve an illegal
sentence simply because he was sentenced in the Sixth Circuit, while untold
numbers of offenders will get relief from their sentences in the Seventh Circuit and
elsewhere. Unless this Court grants certiorari to resolve the issue, the liberty of
3 The multiple counts of robbery referenced in paragraph 11 of the PSR are counted
only as a single crime of violence, as they were not counted separately for criminal
history points. Pursuant to U.S.S.G. § 4B1.2(c)(2), in order for a person to have two
prior felony convictions count as two career offender predicates, their sentences
must be “counted separarely under the provisions of § 4A1.1(a), (b), or (c).”
24
federal prisoners sentenced under the mandatory residual clause will continue to
depend on the luck of geography.
This case also squarely presents the issue. Mr. Embry preserved the issue
below, and the Sixth Circuit denied the certificate of appealability in these § 2255
proceedings based on its binding precedent in Raybon. Should this Court hold that
Johnson applies by its own force to the mandatory guidelines, Mr. Embry would
prevail on the merits of his claim, and his guideline range would be reduced by
nearly eight years, to 252 to 294 months. Having now served approximately 225
months in real time (the equivalent of 264 months served assumeing full credit for
good time), he would eligible for immediate relase. His liberty interests are urgent
and compelling.
IV.
This Court should also resolve whether the mandatory guidelines’
residual clause is void for vagueness.
The one circuit (the Seventh) that has definitively reached the merits of this
issue after Beckles has held that the mandatory guidelines’ residual clause is void
for vagueness. Cross, 892 F.3d at 307. That decision is correct. The language of
§ 4B1.2(a)(2)’s residual clause at issue in Cross (and here) is identical to the
residual clause struck down in Johnson (§ 924(e)(2)(B)(ii)). When mandatory, the
guidelines operated as statutes, so could be void for vagueness like statutes. See
Part II.2, supra. Just as the residual clauses at issue in Johnson, Dimaya, and
Davis are void for vagueness, § 4Bl.2(a)(2)'s mandatory residual clause must also be
void for vagueness.
25
CONCLUSION
For the foregoing reasons, the petition for a writ of certiorari should be
granted.
JENNIFER NILES COFFIN
Assistant Federal Defender
Federal Defender Services
of Eastern Tennessee, Inc.
800 South Gay Street, Suite 2400
Knoxville, Tennessee 37929
(865) 637-7979
Counsel for Alford D. Embry, Jr.
26
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.