Respondents Brief — Dave Yost, et al., Petitioners v. Planned Parenthood Southwest Ohio Region, et al.
Supreme Court briefFeb 26, 2020
Ask Donna
What actually matters in this document.
Text
No. 19-677
IN THE
Supreme Court of the United States
______________________________________________________
DAVID YOST, ET AL.,
Petitioners,
v.
PLANNED PARENTHOOD SOUTHWEST OHIO REGION, ET AL.,
Respondents.
______________________________________________________
ON PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
______________________________________________________
BRIEF IN OPPOSITION
______________________________________________________
Helene T. Krasnoff
PLANNED PARENTHOOD
FED. OF AMERICA
1110 Vermont Ave., NW
Suite 300
Washington, DC 20005
Counsel for Respondents
Planned Parenthood
Southwest Ohio Region
and Planned Parenthood
of Greater Ohio
B. Jessie Hill
ACLU OF OHIO
Case Western Reserve
Univ., School of Law
11075 East Blvd.
Cleveland, OH 44106
Counsel for Respondent
Preterm
Jennifer L. Branch
Counsel of Record
GERHARDSTEIN &
BRANCH CO. LPA
441 Vine Street
Suite 3400
Cincinnati, OH 45202
(513) 621-9100
jbranch@gbfirm.com
Counsel for Respondents
Planned Parenthood
Southwest Ohio Region,
Planned Parenthood of
Greater Ohio, and Preterm
i
QUESTION PRESENTED
Respondents brought suit under 42 U.S.C. § 1983
to challenge a state statute and obtained a preliminary injunction based on a determination that they
were likely to succeed on the merits of their claim. The
injunction they obtained restrained enforcement of
that statute for almost twelve years, at which point
the federal government, a non-party, mooted the dispute. The question presented is whether the Sixth
Circuit correctly affirmed the district court’s determination that Respondents are eligible for costs and attorney’s fees under 42 U.S.C. § 1988 for their work
litigating the preliminary injunction.
ii
CORPORATE DISCLOSURE STATEMENT
Respondents Planned Parenthood of Southwest
Ohio, Planned Parenthood of Greater Ohio, and Preterm are non-profit corporations and do not have parent corporations. No publicly held corporation owns
ten percent or more of Planned Parenthood of Southwest Ohio’s, Planned Parenthood of Greater Ohio’s, or
Preterm’s stock.
iii
TABLE OF CONTENTS
Page
QUESTION PRESENTED ........................................ i
CORPORATE DISCLOSURE STATEMENT .......... ii
TABLE OF AUTHORITIES ......................................v
INTRODUCTION ..................................................... 1
STATEMENT OF THE CASE .................................. 2
Ohio Criminalizes The Most Common
Protocol For Medically Terminating A
Pregnancy ...................................................... 2
Respondents Obtain And Maintain A
Preliminary Injunction Based On Their
Likelihood Of Success ................................... 3
The FDA Moots The Action After The
Preliminary Injunction Had Remained
In Place For Years......................................... 5
The Lower Courts Deem Respondents
Eligible For Fees Based On Their
Success At The Preliminary Injunction
Stage .............................................................. 6
REASONS FOR DENYING CERTIORARI ............. 9
I.
The Question Presented Does Not
Warrant Review.................................................. 9
A. There is no circuit split that merits
this Court’s attention. ................................... 9
B. The decision below is correct. ..................... 20
C. This case is a poor vehicle........................... 22
iv
D. The question is not important. ................... 23
II. The Decision Below Does Not Present The
Standing Question Asserted In The
Petition.............................................................. 27
CONCLUSION ........................................................ 34
v
TABLE OF AUTHORITIES
Page(s)
Cases
Buckhannon Bd. & Care Home, Inc. v.
W. Va. Dep’t of Health & Human Res.,
532 U.S. 598 (2001) ............................ 21, 22, 23, 25
Budinich v. Becton Dickinson & Co.,
486 U.S. 196 (1988) ..............................................29
City of Riverside v. Rivera,
477 U.S. 561 (1986) ..............................................26
Common Cause/Ga. v. Billups,
554 F.3d 1340 (11th Cir. 2009)......................10, 17
Conway v. McQueary,
562 U.S. 1137 (2011) ............................................11
Cordray v. Planned Parenthood
Cincinnati Region,
911 N.E.2d 871 (Ohio 2009) ..................................2
Craig v. Boren,
429 U.S. 190 (1976) ..............................................32
Davis v. Abbott,
136 S. Ct. 534 (2015)............................................11
Dearmore v. City of Garland,
519 F.3d 517 (5th Cir. 2008)................ 9, 11, 12, 15
vi
Deja Vu of Nashville, Inc. v. Metro.
Gov’t of Nashville & Davidson Cty.,
421 F.3d 417 (6th Cir. 2005)..........................30, 31
Dubuc v. Green Oak Twp.,
312 F.3d 736 (6th Cir. 2002)..................................7
Dupuy v. Samuels,
423 F.3d 714 (7th Cir. 2005).................... 10, 14, 15
Farrar v. Hobby,
506 U.S. 103 (1992) ..............................................21
Haley v. Pataki,
106 F.3d 478 (2d Cir. 1997) .............................9, 12
Harper v. Va. Dep’t of Taxation,
509 U.S. 86 (1993) ..........................................28, 30
Henderson ex rel. NLRB v. Bluefield
Hosp. Co.,
902 F.3d 432 (4th Cir. 2018)................................19
Hensley v. Eckerhart,
461 U.S. 424 (1983) ................................. 26, 27, 30
Hescott v. City of Saginaw,
757 F.3d 518 (6th Cir. 2014)................................31
Higher Taste, Inc. v. City of Tacoma,
717 F.3d 712 (9th Cir. 2013)........ 10, 12, 14, 15, 16
Ins. Corp. of Ireland v. Compagnie des
Bauxites de Guinee,
456 U.S. 694 (1982) ..............................................29
vii
John T. ex rel. Paul T. v. Del. Cty.
Intermediate Unit,
318 F.3d 545 (3d Cir. 2003) .................................15
Kan. Judicial Watch v. Stout,
653 F.3d 1230 (10th Cir. 2011).................. 8, 10, 17
King v. Kan. Judicial Watch,
565 U.S. 1246 (2012) ............................................11
Landgraf v. USI Film Prods.,
511 U.S. 244 (1994) ..............................................29
Lefemine v. Wideman,
568 U.S. 1 (2012) ..................................................21
Live Gold Operations, Inc. v. Dow,
565 U.S. 977 (2011) ..............................................11
McQueary v. Conway,
614 F.3d 591 (6th Cir. 2010).......... 7, 10, 13, 15, 31
Messmer v. Harrison,
No. 5:15-CV-97-BO, 2016 WL
316811 (E.D.N.C. Jan. 26, 2016) .........................20
N. Cheyenne Tribe v. Jackson,
433 F.3d 1083 (8th Cir. 2006)........................14, 16
N.Y. Gaslight Club, Inc. v. Carey,
447 U.S. 54 (1980) ................................................31
Nat’l Amusements Inc. v. Borough of
Palmyra,
716 F.3d 57 (3d Cir. 2013) ...................................18
viii
People Against Police Violence v. City of
Pittsburgh,
520 F.3d 226 (3d Cir. 2008) .............................9, 18
Planned Parenthood Cincinnati Region v.
Taft,
337 F. Supp. 2d 1040 (S.D. Ohio 2004) .........3, 4, 5
Planned Parenthood Cincinnati Region v.
Taft,
444 F.3d 502 (6th Cir. 2006)..................................4
Planned Parenthood Sw. Ohio Region v.
Strickland,
331 F. App’x 387 (6th Cir. 2009) ...........................5
Race v. Toledo-Davila,
291 F.3d 857 (1st Cir. 2002) ................................10
Radvansky v. City of Olmsted Falls,
496 F.3d 609 (6th Cir. 2007)................................16
Real Truth About Obama, Inc. v. FEC,
575 F.3d 342 (4th Cir. 2009)................................19
Reynoldsville Casket Co. v. Hyde,
514 U.S. 749 (1995) ..............................................29
Rogers Grp., Inc. v. City of Fayetteville,
683 F.3d 903 (8th Cir. 2012).................... 10, 14, 15
Rum Creek Coal Sales, Inc. v. Caperton,
926 F.2d 353 (4th Cir. 1991)................................19
Safety-Kleen, Inc. (Pinewood) v. Wyche,
274 F.3d 846 (4th Cir. 2001)................................19
ix
Saint John’s Organic Farm v. Gem Cty.
Mosquito Abatement Dist.,
574 F.3d 1054 (9th Cir. 2009)..............................31
Select Milk Producers, Inc. v. Johanns,
400 F.3d 939 (D.C. Cir. 2005) ............ 10, 13, 15, 19
Singer Mgmt. Consultants, Inc. v.
Milgram,
650 F.3d 223 (3d Cir. 2011) ...........................17, 18
Sixth Angel Shepherd Rescue, Inc. v.
Bengal,
No. CIV.A. 10-1733, 2013 WL
5309269 (E.D. Pa. Sept. 23, 2013) .......................18
Smyth v. Rivero,
282 F.3d 268 (4th Cir. 2002)..........................18, 19
Sole v. Wyner,
551 U.S. 74 (2007) ...................... 8, 9, 13, 16, 23, 25
Swift & Co. v. United States,
276 U.S. 311 (1928) ..............................................29
Taylor v. City of Fort Lauderdale,
810 F.2d 1551 (11th Cir. 1987)............................15
Tri-City Cmty. Action Program, Inc. v.
City of Malden,
680 F. Supp. 2d 306 (D. Mass. 2010) ..................12
Veasey v. Wilkins,
158 F. Supp. 3d 466 (E.D.N.C. 2016) ..............9, 20
x
Watson v. Cty. of Riverside,
300 F.3d 1092 (9th Cir. 2002)..........................8, 15
Winter v. Nat. Res. Defense Council, Inc.,
555 U.S. 7 (2008) ..................................................19
Young v. City of Chicago,
202 F.3d 1000 (7th Cir. 2000)........................16, 17
Statutes
42 U.S.C. § 1983 ............................................ 28, 30, 32
42 U.S.C. § 1988 ........................................ 6, 18, 25, 26
Other Authorities
Brief for Respondent/Cross Petitioner,
June Medical Servs. L.L.C. v. Russo,
Nos. 18-1323, 18-1460 (U.S. Dec. 26,
2019) .....................................................................32
1
INTRODUCTION
In 2004, Respondents filed suit challenging the
constitutionality of an Ohio law. They obtained a preliminary injunction based on their likelihood of success on the merits. As a result of Respondents’ efforts,
the district court restrained enforcement of the law
for twelve years, until the dispute was mooted by the
federal government. Respondents subsequently
sought to recover fees and costs for their work litigating the preliminary-injunction phase of the case. The
Sixth Circuit affirmed the district court’s determination that fees were warranted on these facts.
Petitioners attempt to manufacture a circuit split
to challenge the district court’s fact-specific determination that fees were warranted here, and they even
try to use this fee dispute to reopen the merits of the
case. This Court should reject both efforts.
First, there is no “entrenched” circuit split meriting this Court’s review. Pet. 1. Courts in every circuit
are willing to award fees when the plaintiff has secured a merits-based preliminary injunction and the
case becomes moot before a final determination on the
merits. A single circuit, the Fourth Circuit, arguably
adopted a different approach in 2002, but its eighteenyear old decision rests on a since-abrogated approach
to the preliminary-injunction inquiry. This case is
also a poor vehicle to address the question presented,
which is not nearly as important as Petitioners suggest it is.
Second, there is no reason to hold this case pending the Court’s resolution of June Medical Services
2
L.L.C. v. Russo (Nos. 18-1323, 18-1460). Whatever
June Medical says about third-party standing will not
change Respondents’ prevailing-party status. The underlying merits of the case are no longer on direct review. Petitioners cannot use this collateral fee dispute
to reopen a closed question.
STATEMENT OF THE CASE
Ohio Criminalizes The Most Common Protocol
For Medically Terminating A Pregnancy
In 2004, Ohio made it a felony for physicians to
use the safest and most commonly used protocol for
terminating a pregnancy using medications alone,
even when that protocol was necessary to protect
their patients’ lives or health. Pet. App. 3a-4a. Under
Ohio House Bill 126 (HB 126 or the Act), physicians
were prohibited from prescribing the medication mifepristone to terminate a pregnancy after “the patient’s 49th day of pregnancy,” and from using any
dosage indications or treatment protocols not “expressly approved by the FDA in the drug’s final
printed labeling.” Cordray v. Planned Parenthood
Cincinnati Region, 911 N.E.2d 871, 879 (Ohio 2009).
HB 126 was a significant change from the evidencebased protocol in widespread use at the time.1 This
evidence-based protocol provided for use of mifepristone through the 63rd day of pregnancy, and at a
lower dosage than indicated on the FDA label. Pet.
App. 3a-4a.
1 Evidence-based, “off-label” protocols are a “standard medical practice” across the medical spectrum. Pet. App. 4a.
3
After HB 126 was signed into law, but before it
went into effect, Respondents (plaintiffs below) filed
suit challenging the constitutionality of HB 126. Pet.
4a-5a. Their complaint alleged four claims: the statute was unconstitutionally vague; it violated their patients’ right to bodily autonomy; it imposed an undue
burden on their patients’ right to abortion; and it violated due process owing to the lack of any exception
from compliance when necessary to protect a patient’s
life or health. Pet. App. 4a-5a.
Respondents
Obtain
And
Maintain
A
Preliminary Injunction Based On Their
Likelihood Of Success
Respondents sought a preliminary injunction to
prevent the law from going into effect. Respondents
argued that the law imposed unconstitutional and
dangerous limitations on physicians’ discretion to use
their best medical judgment to provide the safest and
highest quality care to their patients, including by
banning the protocol after 49 days of pregnancy (before many patients even know they are pregnant), and
even banning its use when necessary to protect a patient’s life or health. D.Ct. Dkt. 2 at 15-17.
In September 2004, the district court held a twoday preliminary injunction hearing with live witnesses, including physician experts. Pet. App. 5a;
Planned Parenthood Cincinnati Region v. Taft, 337 F.
Supp. 2d 1040, 1043, 1047 (S.D. Ohio 2004). The court
preliminarily enjoined the entire Act based on its failure to include an exception where the Act would pose
a threat to patients’ health or lives. Id. at 1046-48.
4
“Plaintiffs have … shown a strong likelihood of success on the merits because it is highly unlikely that
Defendants will be able to prove that there are no circumstances in which the Act’s regulation of mifepristone would cause significant health risks.” Id. at 1047.
As a result, “Plaintiffs have a substantial likelihood
of success on the merits that the Act violates the Due
Process Clause and is unconstitutional.” Id. The court
went through the remaining factors for preliminary
injunctive relief and concluded that, because the Act
“threatens or impairs Plaintiffs’ patients’ constitutional right to Due Process,” these factors were also
met. Id. at 1047-48.
Although further proceedings limited the scope of
the preliminary injunction, the Sixth Circuit confirmed that the preliminary injunction rested on Respondents’ “strong likelihood of succeeding on the
merits of their claim that the Act is unconstitutional
because it lacks a health or life exception.” Planned
Parenthood Cincinnati Region v. Taft, 444 F.3d 502,
518 (6th Cir. 2006). The Sixth Circuit kept in place a
preliminary injunction that allowed Respondents to
provide mifepristone where necessary for a patient’s
health or life. Id. at 517.
Over the next ten years, litigation continued, including two rounds of summary-judgment proceedings, an appeal to the Sixth Circuit on summary
judgment, a certification to the Ohio Supreme Court
on the meaning of the Act, and Petitioners’ unsuccessful motion to dismiss the life-or-health-exception
claim. Pet. App. 6a-9a. At no point during these proceedings did the district court or Sixth Circuit ever
hold that Respondents had not prevailed or could not
5
prevail on the merits of their life-or-health-exception
claim. To the contrary, on appeal from the summaryjudgment ruling, the Sixth Circuit explicitly reaffirmed that the preliminary injunction remained in
place: “[T]he preliminary injunction that we affirmed
in part remains in force as per our previous opinion.”
Planned Parenthood Sw. Ohio Region v. Strickland,
331 F. App’x 387, 388 (6th Cir. 2009) (emphasis altered).
That preliminary injunction was not limited to
“circumstances that never arose,” as Petitioners contend. Pet. 7. The district court twice recognized “that
there are women who have medical conditions that
render surgical abortion riskier than the evidencebased protocol for medical abortion” prohibited by the
Act, Taft, 337 F. Supp. 2d at 1047, and that “the articulated circumstances are not hypothetical, as [Respondents] have alleged and the record includes
testimony that they have patients with the specified
conditions,” D.Ct. Dkt. 197 at 10. That latter ruling,
from 2014, was from the court’s denial of Petitioners’
motion to dismiss the life-or-health-exception claim.
This ruling was the last to address the viability of the
life-or-health-exception claim, and Petitioners have
no basis to contradict the court’s conclusion.
The FDA Moots The Action After The
Preliminary Injunction Had Remained In Place
For Years
In March 2016, the FDA revised the label for mifepristone. Pet. App. 9a. The revised label endorsed
the very evidence-based protocol that Respondents
6
sued to be able to provide. Id. Since HB 126’s limitations on the use of mifepristone were tied to the FDA
label, the FDA label change meant that Ohio law no
longer prohibited Respondents from using their preferred protocol through 63 days of pregnancy, and
thus mooted the ban on using mifepristone before 63
days when it would be necessary to protect a patient’s
life or health.
In May 2016, the district court granted the parties’ joint motion to dismiss the case without prejudice
as moot due to the FDA label change. Pet. App. 9a. At
no point did the court issue any order revoking or vacating the preliminary injunction. Pet. App. 14a.
The Lower Courts Deem Respondents Eligible
For Fees Based On Their Success At The
Preliminary Injunction Stage
Respondents had moved for attorney’s fees back
in 2006, but that request was stayed pending the
case’s resolution. Pet. App. 6a-7a. After the case was
mooted, Respondents amended and supplemented
their fee application, moving for fees based solely on
their work through the first appeal of the preliminary
injunction (through February 2006). Pet. App. 9a.
The district court, which presided over the case
throughout its entire trajectory—from its filing in
2004 until the parties stipulated to its dismissal in
2016—granted the motion. Pet. App. 29a-51a. The
court held that Respondents qualified as prevailing
parties under 42 U.S.C. § 1988(b) because the preliminary injunction they obtained was “the type of substantive, ‘lasting change in the legal relationship
7
between the parties’ that warrants fees under § 1988.”
Pet. App. 40a (quoting McQueary v. Conway, 614 F.3d
591, 601 (6th Cir. 2010)). The preliminary injunction
“prohibited application of the Act to the extent that it
did not provide an exception for the health or life of
the woman.” Id. And that injunction was “expressly
affirmed by the Sixth Circuit”—twice. Id. The court
also determined that the requested amount of fees
was reasonable, rejecting Ohio’s argument that the
amount should be reduced due to the Respondents’ degree of success: Respondents were “successful in convincing the Court to enjoin enforcement of the Act to
the extent that its application was unconstitutional.”
Pet. App. 51a.
The Sixth Circuit affirmed the fee award. Pet.
App. 1a-28a. It concluded that Respondents satisfied
the key requirements for prevailing-party status,
namely, that the injunction was based on the merits
and materially altered the legal relationship between
the parties in an enduring way. Pet. App. 3a, 11a-14a.
First, the court explained that Respondents “easily me[t] … [the] requirement” that the preliminary
injunction “‘represents an unambiguous indication of
probable success on the merits.’” Pet. App. 12a-13a
(quoting Dubuc v. Green Oak Twp., 312 F.3d 736, 753
(6th Cir. 2002)). Indeed, the point was undisputed and
had been repeatedly confirmed by the Sixth Circuit.
Pet. App. 12a.
Second, the Sixth Circuit determined that the
preliminary injunction materially altered the legal relationship between the parties. Pet. App. 14a, 19a.
8
The relief obtained “never expired and was not ‘reversed, dissolved, or otherwise undone by the final decision in the same case.’” Pet. App. 14a (quoting Sole
v. Wyner, 551 U.S. 74, 83 (2007)). In other words, and
just as other circuits have found, the mooting of a case
“does not represent the kind of active, merits-based
undoing the Supreme Court referred to in Sole.” Id.
(citing Watson v. Cty. of Riverside, 300 F.3d 1092,
1096 (9th Cir. 2002); Kan. Judicial Watch v. Stout,
653 F.3d 1230, 1240 (10th Cir. 2011)). The relief the
injunction afforded Respondents was also meaningful, lasting, and nothing like the “ephemeral” relief at
issue in Sole. Pet. App 14a. As the court explained,
“[b]efore Planned Parenthood’s lawsuit, Ohio law prohibited physicians from providing medically-induced
abortion[s] in accordance with the most-up-to-date research and highest standards of medical care.” Pet.
App. 19a. Because of the preliminary injunction, physicians could follow the protocol during the twelve
years it was in effect when necessary for their patients’ life or health, relief that endures on account of
the mootness. Pet. App. 14a, 19a.
The Sixth Circuit also concluded that the district
court did not abuse its discretion in calculating the
amount of fees. Pet. App. 20a-28a.
Petitioners sought rehearing en banc, which the
Sixth Circuit denied without requesting a response or
vote. Pet. App. 52a-53a.
9
REASONS FOR DENYING CERTIORARI
I.
The Question Presented Does Not Warrant
Review.
The circuits are not divided on the question Sole
left open, nor are they divided in how they approach
the determination of prevailing-party status. At most,
there is one circuit outlier, but it is already coming
into alignment. The circuits’ common approach comes
straight from this Court’s precedents, and the Sixth
Circuit correctly applied those precedents to the facts
of this idiosyncratic case. That approach preserves
the balance of interests and incentives Congress and
this Court have already created. And even if the question were otherwise worthy of review, this case is a
poor vehicle.
A. There is no circuit split that merits this
Court’s attention.
In Sole, this Court did not address the question,
“whether, in the absence of a final decision on the
merits of a claim for permanent injunctive relief, success in gaining a preliminary injunction may sometimes warrant an award of counsel fees.” 551 U.S. at
86. The circuits have not divided over the answer:
Courts in every circuit to have addressed the question
say, “yes.”2
2 Haley v. Pataki, 106 F.3d 478, 483 (2d Cir. 1997); People
Against Police Violence v. City of Pittsburgh (PAPV), 520 F.3d
226, 228-29, 233-34 (3d Cir. 2008); Veasey v. Wilkins, 158 F.
Supp. 3d 466, 470 (E.D.N.C. 2016); Dearmore v. City of Garland,
10
Not even courts in the Fourth Circuit—which Petitioners cast as the stingiest—categorically refuse to
confer prevailing-party status on party that wins a
preliminary injunction before the case is mooted, as
Petitioners themselves recognize. Pet. 16-17 (describing the Fourth and Third Circuits as “almost never”
awarding fees) (emphasis added); infra 18-20. Nor
does any circuit automatically confer prevailing-party
status just because a party receives any kind of preliminary injunction before the case becomes moot. See
McQueary, 614 F.3d at 601 (observing that “[n]o court
to our knowledge holds that the victors of such holding-pattern [status-quo] injunctions and nothing
more automatically receive fees”); Kansas Judicial
Watch, 653 F.3d at 1237 (“We do not mean to suggest,
of course, that every preliminary injunction will necessarily render the recipient a ‘prevailing party.’”).
Instead, courts across the circuits follow the same
fact-intensive approach, awarding fees to a party that
secures a preliminary injunction before the case becomes moot when the injunction (1) rests on a clear
determination relating to the merits, and (2) alters
519 F.3d 517, 524-26 (5th Cir. 2008); McQueary v. Conway, 614
F.3d 591, 601 (6th Cir. 2010); Dupuy v. Samuels, 423 F.3d 714,
723 & n.4 (7th Cir. 2005); Rogers Grp., Inc. v. City of Fayetteville,
683 F.3d 903, 909-11 (8th Cir. 2012); Higher Taste, Inc. v. City of
Tacoma, 717 F.3d 712, 716-17 (9th Cir. 2013); Kan. Judicial
Watch v. Stout, 653 F.3d 1230, 1238-40 (10th Cir. 2011); Common Cause/Ga. v. Billups, 554 F.3d 1340, 1355-56 (11th Cir.
2009); Select Milk Producers, Inc. v. Johanns, 400 F.3d 939, 942
(D.C. Cir. 2005); see also Race v. Toledo-Davila, 291 F.3d 857,
859 (1st Cir. 2002) (recognizing that “an individual may be entitled to attorney’s fees without having obtained a favorable final
judgment following a full trial on the merits”).
11
the legal relationship between the parties in an enduring manner—i.e., it cannot be unwound in further
proceedings in the same case. See Amicus Br. 4-9 (describing courts in the First, Third, Fifth, Sixth,
Eighth, Ninth, Tenth, Eleventh, and D.C. Circuits as
awarding fees “under the same basic set of circumstances”). Any difference in specific outcomes or the
overall incidence of fee awards results not from courts
adhering to different legal standards, but from courts
applying the same standard in a “contextual, casespecific” way. Pet. App. 3a.3
It is therefore no surprise that this Court has repeatedly declined to grant petitions asking whether
and when a party that obtains only a preliminary injunction is a prevailing party. See, e.g., Davis v. Abbott, 136 S. Ct. 534 (2015) (No. 15-46); King v. Kan.
Judicial Watch, 565 U.S. 1246 (2012) (No. 11-829);
Live Gold Operations, Inc. v. Dow, 565 U.S. 977 (2011)
(No. 11-211); Conway v. McQueary, 562 U.S. 1137
(2011) (No. 10-569). Nothing in the Petition suggests
a split has emerged or expanded since those petitions
were denied.
1. To begin, Petitioners correctly recognize that
the Fifth, Ninth, Tenth, Eleventh, and D.C. Circuits
all confer prevailing party status where the plaintiff
3 Petitioners criticize the circuits for having “announced
fact-specific standards that are anything but uniform.” Pet. 2
(quoting Dearmore, 519 F.3d at 521). The first part is correct in
the sense that courts look closely at the facts at hand, but the
second is not. As Petitioners acknowledge, courts can take “effectively the same approach” to the prevailing-party determination
even if they “state[] it differently.” Pet. 20. That is true across
the circuits.
12
secures a preliminary injunction based on a clear determination of likely success on the merits and mootness prevents the injunction from being undone on
the merits. Pet. 19-21; see also Amicus Br. 11 (aligning the Fifth, Tenth, and D.C. Circuits), 19 (aligning
the Ninth, Eleventh, and Fifth Circuits); see supra 9
n.2 (citing cases). Courts in the First and Second Circuits follow the same approach. See Haley, 106 F.3d
at 483, cited with approval in Higher Taste, 717 F.3d
at 717, and Dearmore, 519 F.3d at 525; Tri-City Cmty.
Action Program, Inc. v. City of Malden, 680 F. Supp.
2d 306, 311-15 (D. Mass. 2010) (fees under the Fair
Housing Act Amendments, relying on decisions from
the Third, Fifth, Ninth, and D.C. Circuits). As Petitioners recognize, Respondents qualify as prevailing
parties on the standard these circuits apply. Pet. 21.
Petitioners and amici States suggest that the
Fifth Circuit’s approach differs from the others because it supposedly requires the defendant to have
mooted the action in order for the plaintiff to be eligible for fees. Pet. 19-20; Amicus Br. 13. Not so. Dearmore made clear that its test, which includes an
inquiry into the defendant’s role in mooting the case,
was “only applicable in the limited factual circumstances” presented there, where the defendant (and
not a third party) had indeed caused the mootness.
519 F.3d at 526 n.4. The Fifth Circuit expressly stated
that its approach in that case “does not signal any disagreement with the approaches” of the other circuits
it aligned itself with—the Third, Sixth, Seventh,
Eighth, Ninth, Eleventh, and D.C. Circuits—all of
which impose no requirement that the defendant
moot the case. Id.; see id. at 521-22. That makes
sense, for what matters is not whether a defendant or
13
some other third-party moots the case but that the
plaintiff is not responsible for the mootness.
2. Petitioners next claim that the Seventh,
Eighth, and Sixth Circuits have adopted a distinct
and “intermediate” approach where a preliminary injunction confers prevailing-party status only if the
preliminary relief has an “enduring character.” Pet.
21-22. But the Seventh, Eighth, and Sixth Circuits do
not diverge from the circuit consensus, either.
a. Petitioners first argue that the Seventh and
Eighth Circuits differ from the rest because they use
the terms “indefeasible” or “irreversible” to describe
the nature of the preliminary relief that must be
awarded. Pet. 23. Even Petitioners acknowledge,
however, that other circuits, including the D.C. and
Sixth Circuits, ask whether the preliminary relief is
“irreversible” or “irrevocable.” Pet. 20 (quoting Select
Milk Producers, 400 F.3d at 947); Pet. 23 (quoting
McQueary, 614 F.3d at 597). Petitioners are also
wrong that the Sixth Circuit has “expanded the category of cases in which plaintiffs are eligible for attorney’s fees” by asking whether the relief was “last[ing]”
or “enduring.” Pet. 24, 16.
Whether courts are using the words “indefeasible,” “irrevocable,” “enduring,” or “lasting,” they are
all asking the same central question: Can the relief
secured by the preliminary injunction be “undone by
a final decision in the same case”? Sole, 551 U.S. at 83
(preliminary relief was “fleeting” because it was later
undone on the merits); see Pet. 22 (describing the Seventh Circuit as asking whether “the injunction results
in ‘substantive relief that is not defeasible by further
14
proceedings’” (quoting Dupuy, 423 F.3d at 719) (emphasis added)); Pet. 29 (describing the Seventh and
Eighth Circuits as characterizing relief as “enduring”
when “it is incapable of being unwound in later proceedings”). And when a case becomes moot, the preliminary relief cannot be unwound in any further
merits proceedings because there are no such proceedings. See Higher Taste, 717 F.3d at 717-18 (“mootness provided assurance … that the plaintiff’s initial
victory was enduring rather than ephemeral”; “[i]t
transformed what had been temporary relief capable
of being undone (had the case been litigated to final
judgment) into a lasting alteration of the parties’ legal
relationship”; noting that cases from the Second,
Third, Fifth, Sixth, Seventh, Eighth, and Eleventh
Circuit are in accord). The amici States are right:
“Ohio is not an outlier.” Amicus Br. 4.
b. Petitioners’ contention that the Eighth Circuit
diverges from the other circuits by refusing to award
fees for “status quo” injunctions rests on a misunderstanding of the standard the circuits apply. The “status quo” language Petitioners pluck from Northern
Cheyenne Tribe v. Jackson, 433 F.3d 1083, 1086 (8th
Cir. 2006), does not signal an intra-circuit split or distinguish the Eighth Circuit from the other circuits.
Contra Pet. 22-23, 25. When the Eighth Circuit
speaks of the “status quo,” it is not talking about the
effect of the preliminary injunction on the ground but
rather why the court issued it: “Status quo” preliminary injunctions are those the court grants based on
the risk of irreparable harm rather than a clear assessment of the likelihood of success on the merits.
Rogers Group, 683 F.3d at 910 (relying on Northern
Cheyenne). Other circuits use “status quo” in the same
15
way to identify preliminary injunctions that are not
based on a thorough analysis of the merits and so do
not confer prevailing party status.4
c. Any remaining doubt about whether the Sixth,
Seventh, and Eighth Circuits align with the broader
circuit consensus is dispelled by the circuits’ express
recognition that they are in accord. See, e.g., Dupuy,
423 F.3d at 723 n.4 (the Seventh Circuit noting that
its approach “is hardly an outlier among the federal
circuit courts” and that “several of our sister circuits”
follow a similar approach, citing the D.C. Circuit’s Select Milk Producers decision, the Eleventh Circuit’s
decision in Taylor v. City of Fort Lauderdale, 810 F.2d
1551 (11th Cir. 1987), and the Ninth Circuit’s decision
in Watson v. County of Riverside, 300 F.3d 1092 (9th
Cir. 2002)); Higher Taste, 717 F.3d at 717 (citing with
4 See, e.g., McQueary, 614 F.3d at 600 (“[S]tay-put or-status
quo injunctions” “have nothing to do with the merits, offering no
insight into whether one party or the other will prevail at the
end of the case.”), quoted in Rogers Group, 683 F.3d at 910;
Dupuy, 423 F.3d at 723 n.4 (noting the absence of a conflict with
the Eleventh Circuit’s view that fees are appropriate where the
preliminary injunction does not “merely maintain[] the status
quo” but instead rests on a merits determination); Dearmore, 519
F.3d at 524-25 (For prevailing party status, plaintiff must win a
preliminary injunction “based upon an unambiguous indication
of probable success on the merits of the plaintiff’s claims as opposed to a mere balancing of the equities in favor of the plaintiff”;
citing cases from the Second, Sixth, and Eleventh Circuits.);
John T. ex rel. Paul T. v. Del. Cty. Intermediate Unit, 318 F.3d
545, 558-59 (3d Cir. 2003) (No fees awarded in IDEA case where
preliminary injunction was not “merits-based” but instead “was
designed to maintain the status quo during the course of proceedings.”).
16
approval the Eighth Circuit’s Northern Cheyenne decision, the Seventh Circuit’s decision in Young v. City
of Chicago, 202 F.3d 1000 (7th Cir. 2000), and the
Sixth Circuit’s decision in Radvansky v. City of
Olmsted Falls, 496 F.3d 609, 620 (6th Cir. 2007)). Unsurprisingly, then, even the amici States agree that
the Eighth and Sixth Circuits fall in line with the
other circuits (amici do not address the Seventh Circuit). See Amicus Br. 7, 10-12, 19. There is no difference between the approaches of these circuits and the
rest.
d. Instead, it is Petitioners who advance a new
test that no circuit has adopted. In deciding whether
the preliminary relief is irrevocable, courts do not
play out the counterfactual Petitioners set up: If the
case had not been mooted, would the relief have endured? Pet. 23, 28. If courts asked that question, they
would never award fees in cases of mootness, because
it is always true that had the case not become moot,
the preliminary injunction would have been undone if
defendants later prevailed on the merits.
The proper inquiry, and the one that all of the circuits undertake, looks to the actual facts in the litigation, asking, can the relief secured by the preliminary
injunction be undone by further proceedings “in the
same case”? Sole, 551 U.S. at 83. When the case becomes moot, the answer to this question is “no,”
whether mootness arises because of “the passage of
time”—i.e., the protest or parade at issue happens—
“or other circumstances beyond the parties’ control”—
i.e., the legislature changes the law, or, as here, a
third-party administrative agency to which the state
has tied its law alters its position. Higher Taste, 717
17
F.3d at 717; see, e.g., Young, 202 F.3d at 1000-01 (protest takes place); Common Cause/Georgia, 554 F.3d
at 1356 (law changes); Kansas Judicial Watch, 653
F.3d 1230 (rule change); Pet. App. 9a (agency shift in
position).5
3. Finally, Petitioners are wrong to say that the
Third and Fourth Circuits have split off from the others.
a. Petitioners’ characterization of the Third Circuit’s approach relies solely on Singer Mgmt. Consultants, Inc. v. Milgram, 650 F.3d 223, 230 n.4 (3d Cir.
2011) (en banc). See Pet. 17-18. But Singer itself expressly recognizes that preliminary, merits-based relief can qualify for prevailing party status:
[W]e do not mean to ‘cast[] doubt’ on the ‘wellsupported legal proposition’ that, in some
cases, interim injunctive relief may be sufficient to warrant attorney’s fees. We agree
that ‘interim relief remains a proper basis for
an award of attorney’s fees when that relief is
based on a determination of the merits of the
plaintiff’s claims.’
Singer, 650 F.3d at 230 n.4; see also Amicus Br. 10 n.2
(acknowledging as much). Singer held the plaintiff
there was not a prevailing party because the judicial
5 Even if Petitioners’ characterization of what qualifies as
“irrevocable” relief were accurate, Respondents would meet it.
For the twelve years while the preliminary injunction was in
place, Respondents were allowed to provide abortions to patients
whose lives or health required use of the evidence-based protocol. That relief is “irreversible” in every sense of the word.
18
relief at issue—a TRO—“was not merits-based,” with
the district judge explicitly recognizing that he would
“resolve the merits” of the case “at a later date.” 650
F.3d at 230 & n.3.
Singer distinguished (and preserved) the Third
Circuit’s earlier ruling in People Against Police Violence v. City of Pittsburgh, 520 F.3d 226, 233 (3d Cir.
2008) (PAPV), that “where a merits-based determination is made at the [preliminary] injunction stage,”
the award of fees is appropriate. Singer, 650 F.3d at
229-30. PAPV saw itself as in accord with the other
circuits, including the Sixth, Seventh, Ninth, and
D.C. Circuits. See 520 F.3d at 234. And since Singer,
the Third Circuit has reaffirmed—as the other circuits have—that “temporary relief may support
§ 1988 fees, even if the prevailing party does not obtain a final judgment in its favor.” Nat’l Amusements
Inc. v. Borough of Palmyra, 716 F.3d 57, 64 (3d Cir.
2013); see, e.g., Sixth Angel Shepherd Rescue, Inc. v.
Bengal, No. CIV.A. 10-1733, 2013 WL 5309269, at *3
(E.D. Pa. Sept. 23, 2013) (awarding fees because, “[i]n
granting Plaintiffs’ motion for a preliminary injunction, this Court made a merits-based determination
that entitles Plaintiffs to attorney’s fees”), aff’d, 620
F. App’x 146 (3d Cir. 2015). Respondents would be
prevailing parties in the Third Circuit because the
preliminary injunction here rested on an unambiguous merits determination. Pet. App. 12a-13a, 14a. Indeed, Petitioners did not dispute below that the
decision was merits-based. Pet. App. 12a.
b. The Fourth Circuit is the “only one arguably
dissenting Court of Appeals.” PAPV, 520 F.3d at 233
n.4 (citing Smyth v. Rivero, 282 F.3d 268, 276-77 (4th
19
Cir. 2002)). But it has only “apparently” adopted a divergent approach. Select Milk Producers, 400 F.3d at
946. In actuality, courts in the Fourth Circuit follow
the other circuits.
Smyth, which appears to foreclose prevailingparty status where the plaintiff secures only a preliminary injunction, hinged on the Fourth Circuit’s sinceabrogated approach to granting preliminary injunctions. Smyth’s statement that the “merits inquiry in
the preliminary injunction context is necessarily abbreviated,” 282 F.3d at 276, was based on the Fourth
Circuit’s then-governing approach to preliminary injunctions that “virtually eliminate[d] altogether the
inquiry into the likelihood of success on the merits” by
making “the balance of equities … largely determinative of the appropriateness of an injunction.” SafetyKleen, Inc. (Pinewood) v. Wyche, 274 F.3d 846, 868
(4th Cir. 2001) (Luttig, J., concurring); see, e.g., Rum
Creek Coal Sales, Inc. v. Caperton, 926 F.2d 353, 359,
363 (4th Cir. 1991) (holding that courts should consider the merits only if the balancing of hardships favors the plaintiff, and even then ask only whether the
plaintiff has raised “grave or serious questions” about
the merits). This Court’s decision in Winter v. Natural
Resources Defense Council, Inc., 555 U.S. 7 (2008), abrogated the Fourth Circuit’s approach. See Henderson
ex rel. NLRB v. Bluefield Hosp. Co., 902 F.3d 432, 438
n.* (4th Cir. 2018); Real Truth About Obama, Inc. v.
FEC, 575 F.3d 342, 346 (4th Cir. 2009) (“Because of
its differences with the Winter test, the … balance-ofhardship test may no longer be applied in granting or
denying preliminary injunctions in the Fourth Circuit”), vacated on other grounds, 559 U.S. 1089 (2010).
20
Accordingly, and since Winter, courts in the
Fourth Circuit have recognized that Smyth no longer
controls and have granted prevailing-party status to
plaintiffs that received a preliminary injunction
based on their likelihood of success on the merits before the case became moot. E.g., Veasey v. Wilkins, 158
F. Supp. 3d 466, 469-70 (E.D.N.C. 2016); Messmer v.
Harrison, No. 5:15-CV-97-BO, 2016 WL 316811, at *2
(E.D.N.C. Jan. 26, 2016). (Defendants in neither case
appealed.)
And even were Smyth good law, the Fourth Circuit’s approach there would still not bar fee eligibility
here, where the district court conducted a thorough
(not “abbreviated”) review of the merits at the preliminary-injunction stage and unambiguously determined that Respondents were likely to succeed (a
point the Sixth Circuit repeatedly confirmed). Supra
3-5.
In short, there is no “entrenched, multi-dimensional split” on the question presented. Pet. 12. At
most, there is one outlier that is already coming into
alignment. Only if the Fourth Circuit were to reaffirm
Smyth (despite the abrogation of its preliminary-injunction standard and the circuit consensus) might
the question presented merit review. At minimum,
therefore, further percolation is warranted.
B. The decision below is correct.
This Court’s review is further unwarranted because the Sixth Circuit has adopted the right test—
21
the same one the other circuits use—and it applied it
correctly to the facts of this case.
The Sixth Circuit’s test follows directly from this
Court’s precedents, which make clear that “[a] plaintiff ‘prevails,’ ... ‘when actual relief on the merits of
his claim materially alters the legal relationship between the parties by modifying the defendant’s behavior in a way that directly benefits the plaintiff.’”
Lefemine v. Wideman, 568 U.S. 1, 4 (2012) (per curiam) (quoting Farrar v. Hobby, 506 U.S. 103, 111-12
(1992)). It is undisputed that the preliminary injunction here rested on a clear finding that Respondents
were likely to succeed on the merits. Pet. App. 12a;
Pet. 10. That relief also materially altered the legal
relationship between the parties in an enduring way.
Respondents sought to prevent enforcement of the
statute in circumstances where the mifepristone restriction would endanger a patient’s life or health and
they received that relief—the restriction never went
into effect under those circumstances, not during the
twelve years the preliminary injunction was in place,
and not even after the case became moot. Contra Pet.
29-30. And so the restriction Respondents challenged
does not “remain[] in effect,” even if the law, now utterly transformed, is still formally on the books. Amicus Br. 19.6
6 Amici further suggest (at 19) that the relief was not “courtordered” because it resulted from the FDA’s change in protocol.
But the district court first enjoined enforcement of the law and
there can be no doubt that such an order is “judicially sanctioned” relief. Buckhannon Bd. & Care Home, Inc. v. W. Va. Dep’t
of Health & Human Res., 532 U.S. 598, 605 (2001).
22
To the extent Petitioners seek a per se rule that
automatically denies prevailing-party status in the
absence of a final, favorable merits determination
(Pet. 29), this Court should not adopt it. A per se rule
is not required by this Court’s precedents, as even the
amici States acknowledge. Amicus Br. 20. And in fact,
it is precluded by Buckhannon, which recognizes that
a party can qualify as prevailing even when a case
ends with a consent decree—that is, without a final
adjudication on the merits. 532 U.S. at 604. Neither
do policy considerations counsel in favor of a categorical rule. See infra 23-25.
C. This case is a poor vehicle.
Even if the circuits were divided and the decision
below wrong, this idiosyncratic case is a poor vehicle
for addressing the question presented because it is
atypical in three ways.
First, the injunction here was never officially dissolved: “[T]he court never issued a formal order revoking or vacating the injunction.” Pet. App. 14a. As a
result, this is not a case where the preliminary injunction was ever actually undone, even on mootness
grounds.
Second, a third party, not the state defendant,
mooted the case, which was only possible because
Ohio outsourced a key aspect of the law to a federal
actor. The case therefore does not implicate the amici
States’ chief concern that the circuits’ consensus approach prevents them from controlling whether they
will be liable for fees when they lose at the prelimi-
23
nary-injunction stage. Amicus Br. 1, 14-16. Petitioners in this case did not decide to strategically capitulate; rather, the case effectively ended when the FDA
changed the mifepristone label.
Finally, Respondents were protected from the
law’s unconstitutional enforcement for twelve years
before the case become moot. Most cases do not take
nearly so long to resolve. This is not a case, then,
where preliminary relief was only “ephemeral” or
“transient,” and the case against prevailing-party status based solely on such fleeting relief may be
stronger. Sole, 551 U.S. at 86, 78.
D. The question is not important.
This case is not nearly as important as Petitioners
and their amici make it out to be, for the circuits’
shared approach does not give rise to any meaningful
practical problems, and Congress has already abrogated the States’ sovereign immunity from fee awards
like these. Pet. 26-27, 30; Amicus Br. 1, 13-17.
1. As to the States’ policy concerns, the prevailing
approach does not prevent state defendants from taking strategic action to avert fee awards. Contra Amicus Br. 1, 13-17. States can still preempt fee awards
by voluntarily changing their ways before the court
enters a preliminary injunction. In that situation, the
change would “lack[] the necessary judicial imprimatur” this Court requires and plaintiffs would not be
eligible for fees. Buckhannon, 532 U.S. at 605; id. at
601, 605 (no fees where state defendants voluntarily
stayed enforcement and the legislature changed the
law).
24
The amici States further object that the circuits’
“messy” approach denies them needed clarity about
their exposure to fee awards. Amicus Br. 13-17. But
unless this Court adopts a categorical rule—which
the amici States do not ask this Court to do, Amicus
Br. 20-21, and which is at odds with the Court’s precedents, supra 22—the state defendants will never
have total assurance about fees.
That is not a problem: As the amici States show,
even in the current climate, they are able to make sensible decisions about whether to continue or abandon
litigation, presumably because other interests outweigh their fear of fees. E.g., Amicus Br. 4-5 (discussing voting-rights cases where the state altered its
laws or practices after the entry of a preliminary injunction). In other words, even though it is already
true that state defendants might be on the hook for
fees, they do not “litigate cases to the hilt rather than
explore other options that might better serve the public.” Amicus Br. 16. That makes sense. Mooting the
case means that any fee award will be limited to the
work done on the preliminary injunction, which in the
typical case will be modest.7 Pressing ahead “to the
hilt,” on the other hand, wastes additional litigation
resources and risks incurring a much larger fee award
should the state defendants ultimately lose at the end
of the case. Moreover, if states are that concerned
about fees for the preliminary injunction stage, they
are free to negotiate with plaintiffs to get agreement
7 The amici States point (at 5) to one unusually large fee
request. But it is just that—a request—and one the district court
may very well deny or dramatically reduce.
25
to lower or even forego their fees in exchange for the
state providing the plaintiffs with their desired relief.
The circuits’ shared approach is not messy, in any
event. It is “contextual [and] case-specific,” Pet. App.
3a, but that is not a problem for litigants (and judges)
who are steeped in the case. It is not hard for state
defendants to discern if they will be liable for fees if
the case moots out. Contra Amicus Br. 14-15. All they
have to do is ask, does the preliminary injunction decision unambiguously conclude that the plaintiffs are
likely to succeed on the merits and would mooting the
case mean the plaintiffs have received at least some
what they set out to achieve? None of this involves
mind-reading. Contra Amicus Br. 13. It involves plain
reading—of the complaint and of the preliminary injunction decision.
What is more, the question presented arises too
infrequently to meaningfully affect the public fisc.
Contra Amicus Br. 2. It arises only when the plaintiffs
have secured a preliminary injunction but the case becomes moot before a final determination on the merits. When the preliminary injunction is undone on the
merits, Sole, 551 U.S. at 83, or when the plaintiff secures relief in the absence of “judicially sanctioned”
relief (e.g., voluntary compliance before a preliminary
injunction, or private settlement without a preliminary injunction), the plaintiff does not qualify as a
prevailing party. Buckhannon, 532 U.S. at 605.
Finally, the amici States’ focus on their own incentives (at 2, 15-16) ignores the important incentives
on the other side, and indeed the very purpose of
§ 1988: “The function of an award of attorney’s fees
26
[under § 1988(b)] is to encourage the bringing of meritorious civil rights claims which might otherwise be
abandoned because of the financial imperatives surrounding the hiring of competent counsel.” City of
Riverside v. Rivera, 477 U.S. 561, 578 (1986). Allowing defendants to preempt fee awards by strategically
capitulating after court-ordered relief makes clear
they are going to lose will discourage plaintiffs from
bringing meritorious civil-rights suits.
2. Petitioners further contend that the decision
below merits review because it “touches the States’
sovereign interests.” Pet. 12; see Pet. 26-27. That, of
course, could be said of any fee dispute involving a
state actor. More to the point, Congress has already
made clear that civil-rights plaintiffs may recover fees
from state officials, sovereign immunity notwithstanding. See Hensley v. Eckerhart, 461 U.S. 424, 446
n.7 (1983) (Brennan, J., concurring in part and dissenting in part) (“Congress’s imposition of liability for
attorney’s fees under § 1988 also represents a decision
to abrogate the sovereign immunity of the States in
order to accomplish the purposes of the Fourteenth
Amendment.”).
Although Petitioners apparently acknowledge
Congress’s authority to allow the award of fees
against states officers (Pet. 27), they nonetheless double down on the immunity argument, contending that
the amount of fees they must pay here makes this “an
especially egregious interference with state sovereignty.” Pet. 30. That Petitioners are unhappy with
the amount of fees they must pay does not make the
question presented any more important or worthy of
27
review. Contra Pet. 30-33. As this Court has emphasized, the district court retains considerable discretion in determining the amount of fees due to both its
“superior understanding of the litigation and the desirability of avoiding frequent appellate review of
what essentially are factual matters.” Hensley, 461
U.S. at 437. Petitioners’ complaints in this regard are
entirely separate from and not encompassed within
the question presented, which addresses only Respondents’ eligibility for fees. Nor do Petitioners claim
that any dispute about the amount of fees implicates
a division of authority. They merely object to the factbound and routine exercise of the district court’s discretion to determine what amount of fees is reasonable.8
II. The Decision Below Does Not Present The
Standing Question Asserted In The Petition.
In an effort to persuade the Court to hold this case
pending the outcome in June Medical, Petitioners
purport to present an additional question regarding
Respondents’ initial standing to bring the claims underlying the fee award. But that question is not remotely presented by the decision Petitioners ask this
Court to review. See Pet. 4 (identifying the opinions
8 Petitioners are also wrong that the fee award should have
been adjusted downward because the preliminary injunction
authorized Respondents to provide care “in circumstances that
never arose.” Pet. 32; see also Pet. 31. As discussed supra 5,
Petitioners have no support for this factual assertion: The
district court found (on multiple occasions) that this relief was
necessary to protect the life and health of Respondents’ actual
patients.
28
below). To the contrary, any question regarding Respondents’ standing was mooted nearly four years ago
when the district court dismissed Respondents’
claims per the parties’ agreement. Pet. App. 9a.
Petitioners nonetheless claim that if June Medical determines that physicians lack third-party
standing to bring claims under § 1983, that would
mean Respondents are not entitled to recover fees.
Pet. 12. Petitioners cite no legal authority for this
proposition because there is none.
The only live question here is whether Respondents are prevailing parties eligible to recover fees for
the preliminary injunction that they obtained in
2004—based on the law that existed at that time. Petitioners cannot use this fee dispute to extend the
timeframe during which they benefit from new Supreme Court rulings on third-party standing. That is
true as a matter of principles this Court has already
set forth. And the Sixth Circuit’s precedent confirms
that even an adverse outcome in June Medical will
not lead the Sixth Circuit to reconsider its decision.
1. Petitioners ignore numerous bedrock principles
from this Court making clear that June Medical cannot have any impact on Respondents’ eligibility for
fees.
First, new legal rules announced by the Supreme
Court apply to cases “still open on direct review.” Harper v. Va. Dep’t of Taxation, 509 U.S. 86, 97 (1993).
But in a litigation over attorney’s fees, the underlying
merits of the case are no longer on direct review. This
Court’s precedent makes clear that “[a]ttorney’s fee
29
determinations … are ‘collateral to the main cause of
action’ and ‘uniquely separable from the cause of action to be proved at trial.’” Landgraf v. USI Film
Prods., 511 U.S. 244, 277 (1994); see also Budinich v.
Becton Dickinson & Co., 486 U.S. 196, 200 (1988)
(“[W]e think it indisputable that a claim for attorney’s
fees is not part of the merits of the action to which the
fees pertain.”).
Second, a party cannot use a collateral attack,
such as litigation over attorney’s fees, to apply a
change in law to a case that is no longer on direct review. “New legal principles, even when applied retroactively, do not apply to cases already closed.”
Reynoldsville Casket Co. v. Hyde, 514 U.S. 749, 758
(1995). This rule applies even when the subsequent
change in law impacts the court’s jurisdiction in the
now-final original suit. “A party that has had an opportunity to litigate” a jurisdictional question cannot
“reopen that question in a collateral attack upon an
adverse judgment. It has long been the rule that principles of res judicata apply to jurisdictional determinations—both subject matter and personal.” Ins.
Corp. of Ireland v. Compagnie des Bauxites de Guinee,
456 U.S. 694, 702 n.9 (1982); see also Swift & Co. v.
United States, 276 U.S. 311, 325-26 (1928) (lower
court’s purported error in determining that there was
a case or controversy under Article III not “open to
attack” on a collateral motion to vacate a consent decree).
2. In light of these principles, the Sixth Circuit
has already held that a change in law that occurs
while an attorney’s fees determination—but not the
30
merits—is on direct review does not alter the party’s
prevailing status.
In Deja Vu of Nashville, Inc. v. Metropolitan Government of Nashville & Davidson County, 421 F.3d
417, 418-19 (6th Cir. 2005), the plaintiff had successfully enjoined a city law because its judicial review of
licensing decisions for sexually-oriented businesses
was constitutionally inadequate. While the attorney’s
fees award was on appeal, this Court decided a case
that purportedly “eviscerat[ed]” the basis for the underlying injunction by coming to the contrary conclusion when reviewing the constitutionality of a similar
law. Id. at 420. The city argued this decision “stripped
[the plaintiff] of its status as a ‘prevailing party.’” Id.
The Sixth Circuit disagreed. At the time the new
Supreme Court decision was announced, the fee dispute was the only issue still on “direct review” under
Harper, 509 U.S. 86, and the new decision did not announce any new rules with respect to eligibility for
fees. Deja Vu, 421 F.3d at 420-21. Since the plaintiff
had already prevailed on its underlying claim under
§ 1983, “it [wa]s therefore entitled to ‘prevailing
party’ status despite any later changes in the law as
announced by the Supreme Court.” Id. at 421. Nonprevailing parties cannot “artificially extend the time
that they are beneficiaries of new Supreme Court rulings” by filing an “appeal from a fee award to which
the prevailing party is entitled.” Id.
3. Nor does a subsequent change in law constitute
the type of “special circumstance[],” Hensley, 461 U.S.
at 446 (Brennan, J., concurring in part and dissenting
part), warranting the denial of fees. This inquiry looks
31
to whether, at the time that the merits of the case were
being litigated, special circumstances existed that
place the case into the exceedingly “narrow” category
of cases9 where fees are not appropriate. N.Y. Gaslight Club, Inc. v. Carey, 447 U.S. 54, 68 (1980) (availability of an agency attorney to present case instead
of private counsel was not a “special circumstance” depriving a prevailing party of a fee award); see also
Hescott v. City of Saginaw, 757 F.3d 518, 525-26 (6th
Cir. 2014) (the “good faith” of a city’s unconstitutional
actions “before or during this litigation” did not qualify as a “special circumstance” warranting denial of
fees).
As in Deja Vu, no “special circumstances” exist
here that would call for adopting “a sort of revisionist
history that would cause counsel’s services, which
were compensable when rendered, to be made noncompensable because of a later [legal] development.”
421 F.3d at 422-23. Sixth Circuit law is clear that
“later developments in the law, which would prevent
a party from prevailing if case were re-litigated at
[the] time of [a] fees determination, are not special circumstances” warranting the denial of fees. McQueary,
614 F.3d at 604 (describing Deja Vu).
That is all the more true here, where Petitioners
explicitly conceded below that “physicians in many
9 Indeed, it is “extremely rare” to deny fees based on special
circumstances. Saint John’s Organic Farm v. Gem Cty. Mosquito
Abatement Dist., 574 F.3d 1054, 1064 (9th Cir. 2009). The Sixth
Circuit, for example, has “never (to [its] knowledge) found a ‘special circumstance’ justifying the denial of fees.” McQueary, 614
F.3d at 604.
32
cases involving abortion regulation are, in fact, the
best advocates of the patient’s rights and the proper
proponents of third party standing of these patients’
alleged rights.” D.Ct. Dkt. 13 at 11. This, therefore, is
not a situation where June Medical could indicate
that the position Petitioners previously advanced
(and lost on) was actually legally correct. To the contrary, in the proceedings below, Petitioners never argued that physicians lacked third-party standing—
instead, they explicitly agreed that physicians should
be able to bring claims on behalf of their patients.
There are simply no “special circumstances” present
to justify setting aside this fee award.10
4. June Medical, therefore, will have no impact on
this case. Respondents’ standing to bring claims on
behalf of their patients under § 1983 is no longer an
issue on direct review in this case. Moreover, the fact
that a new legal rule in June Medical might relate to
third-party standing to bring the underlying claims is
of no moment. Third-party standing is a prudential
requirement, not an Article III requirement, see Craig
v. Boren, 429 U.S. 190, 193 (1976), but even if it were
not, this Court’s precedents make clear that collateral
10 Moreover, the arguments advanced in June Medical
about the purported conflict of interest between physicians
providing abortions and their patients regarding a law requiring
local hospital admitting privileges have no application here. See
Brief for Respondent/Cross Petitioner at 41-47, June Medical
(Nos. 18-1323 & 18-1460). The injunction Respondents obtained
applied only when use of the off-label protocol was necessary to
protect the patient’s life or health. There could be no conflict of
interest in these circumstances.
33
attacks on prior jurisdictional rulings are impermissible. See supra 29.
And this conclusion makes practical sense. When
a court is deciding if somebody qualifies as a prevailing party, the court asks whether there was a meritsbased decision that altered the legal relationship between the parties. The court does not ask, if the law
had been different at the time the merits were assessed, would the party still have won?
There is thus no basis for holding this petition
pending the outcome in June Medical—it cannot have
any impact on this case.
34
CONCLUSION
The petition should be denied.
Respectfully submitted,
Jennifer L. Branch
Helene T. Krasnoff
Counsel of Record
PLANNED PARENTHOOD
GERHARDSTEIN &
FED. OF AMERICA
1110 Vermont Ave., NW
BRANCH CO. LPA
Suite 300
441 Vine Street
Washington, DC 20005 Suite 3400
Cincinnati, OH 45202
B. Jessie Hill
(513) 621-9100
ACLU OF OHIO
jbranch@gbfirm.com
Case Western Reserve
Univ., School of Law
11075 East Blvd.
Cleveland, OH 44106
February 26, 2020
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.