Petition for Writ of Certiorari — Dave Yost, et al., Petitioners v. Planned Parenthood Southwest Ohio Region, et al.
Supreme Court briefNov 22, 2019
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No. 19-___
In the Supreme Court of the United States
______________________________
DAVE YOST AND JOSEPH DETERS,
Petitioners,
v.
PLANNED PARENTHOOD SOUTHWEST
OHIO REGION, ET AL.,
Respondents.
______________________________
ON PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
______________________________
PETITION FOR WRIT OF CERTIORARI
______________________________
JOSEPH T. DETERS
Hamilton County
Prosecuting Attorney
ROGER E. FRIEDMANN
MICHAEL G. FLOREZ
Hamilton County
Prosecutor’s Office
230 East Ninth Street
Suite 4000
Cincinnati, Ohio 45202
513-946-3025
roger.friedmann@hcpros.org
Counsel for Petitioner
Hamilton County
Prosecuting Attorney
Joseph Deters
DAVE YOST
Ohio Attorney General
BENJAMIN M. FLOWERS*
*Counsel of Record
Ohio Solicitor General
STEPHEN P. CARNEY
Deputy Solicitor General
30 E. Broad St., 17th Floor
Columbus, Ohio 43215
614-466-8980
benjamin.flowers@
ohioattorneygeneral.gov
Counsel for Petitioner
Dave Yost, Ohio
Attorney General
i
QUESTIONS PRESENTED
1. Do abortion providers have Article III standing
to assert the rights of their patients?
2. When, if ever, does a plaintiff who wins a preliminary injunction, but who never wins a final
judgment on the merits, qualify as a “prevailing party” entitled to attorney’s fees under 42 U.S.C. §1988?
ii
LIST OF PARTIES
The petitioners are Dave Yost, the Attorney General of Ohio, and Joseph Deters, the Prosecuting Attorney of Hamilton County, Ohio. Attorney General
Yost is automatically substituted for the former Attorney General, Mike DeWine, who was a party in
the Sixth Circuit. See Fed. R. App. P. 43(c)(2); Sup.
Ct. R. 35.3.
The respondents are:
Planned Parenthood Southwest Ohio Region
Planned Parenthood of Greater Ohio
Preterm
Dr. Timothy Kress
The following entities and individuals were at one
point identified as plaintiff-appellees on the Sixth
Circuit’s docket. But the court listed each as “terminated” before issuing the judgment under review:
Planned Parenthood Cincinnati Region
Planned Parenthood of Central Ohio
Dr. Laszlo Sogor
iii
LIST OF RELATED CASES
1. Planned Parenthood Cincinnati Region, et al. v.
Taft, No. 04-4371 (6th Cir.) (amended judgment
entered April 13, 2006)
2. Rogers, et al. v. Planned Parenthood Cincinnati
Region, et al., No. 2008-1234 (Ohio) (judgment entered July 1, 2009)
3. Planned Parenthood Southwest Ohio Region, et al.
v. Strickland, et al., Nos. 06-4422/4423 (6th Cir.)
(remanded without separate judgment August 6,
2009)
4. Planned Parenthood Southwest Ohio Region v.
DeWine, et al., No. 11-4062 (6th Cir.) (judgment
entered October 2, 2012)
iv
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED ........................................ i
LIST OF PARTIES .....................................................ii
LIST OF RELATED CASES .................................... iii
TABLE OF CONTENTS ............................................ iv
TABLE OF AUTHORITIES ...................................... vi
INTRODUCTION ....................................................... 1
OPINIONS BELOW ................................................... 4
JURISDICTIONAL STATEMENT ............................ 4
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED ......................................... 4
STATEMENT OF THE CASE .................................... 6
REASONS FOR GRANTING THE PETITION ....... 11
I. This case presents the same standing
question this Court granted certiorari to
review in Gee v. June Medical Services,
LLC, No. 18-1323. .......................................... 12
II. This Court should grant certiorari to
decide when, if ever, a plaintiff who wins a
preliminary injunction, in the absence of a
final decision on the merits of a claim for
permanent-injunctive relief, qualifies as a
“prevailing party” under §1988. .................... 13
A. The circuit courts have answered the
question presented in numerous,
mutually inconsistent ways...................... 13
v
1. Preliminary relief almost never
confers “prevailing party” status in
the Third and Fourth Circuits. ........... 16
2. A plaintiff who wins a preliminary
injunction, in the absence of a final
adjudication of a claim for
permanent-injunctive relief, almost
always qualifies as a “prevailing
party” in the Fifth, Ninth, Tenth,
Eleventh, and D.C. Circuits. ............... 19
3. The Sixth, Seventh, and Eighth
Circuits have adopted intermediate
positions. .............................................. 21
B. The circuit split is important. .................. 25
C. This is an ideal vehicle for addressing
the question presented. ............................ 27
CONCLUSION.......................................................... 33
APPENDIX:
Opinion, United States Court of Appeals for the
Sixth Circuit, July 25, 2019............................. App.1a
Order Granting Plaintiffs’ Motion for Attorneys’
Fees and Costs, United States District Court for
the Southern District of Ohio, July
21, 2017 ........................................................... App.29a
Order, United States Court of Appeals for the
Sixth Circuit, August 29, 2019 ....................... App.52a
Judgment in a Civil Action, United States Court
of Appeals for the Sixth Circuit, July
25, 2019 ........................................................... App.54a
vi
TABLE OF AUTHORITIES
Cases
Page(s)
Ayotte v. Planned Parenthood,
546 U.S. 320 (2006) ............................................... 7
Brock Servs., L.L.C. v. Rogillio,
936 F.3d 290 (5th Cir. 2019) ............................... 19
Buckhannon Bd. & Care Home v. W. Va.
Dep’t of Health & Human Res.,
532 U.S. 598 (2001) ........................... 13, 14, 15, 20
Common Cause/Georgia v. Billups,
554 F.3d 1340 (11th Cir. 2009) ....................... 3, 20
Dearmore v. City of Garland,
519 F.3d 517 (5th Cir. 2008) ........................ passim
Dupuy v. Samuels,
423 F.3d 714 (7th Cir. 2005) ..................... 3, 22, 23
Gee v. Planned Parenthood of Gulf
Coast, Inc.,
139 S. Ct. 408 (2018) ........................................... 25
Harrington v. Richter,
562 U.S. 86 (2011) ............................................... 27
Hensley v. Eckerhart,
461 U.S. 424 (1983) ....................................... 30, 32
Higher Taste v. City of Tacoma,
717 F.3d 712 (9th Cir. 2013) ........................... 2, 20
Imwalle v. Reliance Med. Prods., Inc.,
515 F.3d 531 (6th Cir. 2008) ............................... 30
vii
Kansas Judicial Watch v. Stout,
653 F.3d 1230 (10th. Cir. 2011) ...................... 2, 20
State ex rel. King v. Rhodes,
11 Ohio St. 2d 95 (1967) ........................................ 8
Lorillard Tobacco Co. v. Engide,
611 F.3d 1209 (10th Cir. 2010) ........................... 26
McQueary v. Conway,
614 F.3d 591 (6th Cir. 2010) ................. 3, 9, 23, 24
Miller v. Caudill,
936 F.3d 442 (6th Cir. 2019) ............................... 24
N. Cheyenne Tribe v. Jackson,
433 F.3d 1083 (8th Cir. 2006) ................... 3, 22, 23
Nat’l Black Police Ass’n v. D.C. Bd. of
Elections & Ethics,
168 F.3d 525 (1999) ............................................. 21
Planned Parenthood Cincinnati Region
v. Taft,
444 F.3d 502 (6th Cir. 2006) ........................... 7, 18
Planned Parenthood Sw. Ohio Region v.
DeWine,
696 F.3d 490 (6th Cir. 2012) ................................. 7
Quern v. Jordan,
440 U.S. 332 (1979) ............................................. 26
Rogers Grp., Inc. v. City of Fayetteville,
683 F.3d 903 (8th Cir. 2012) ............................... 25
viii
Select Milk Producers, Inc. v. Johanns,
400 F.3d 939 (D.C. Cir. 2005) ................... 3, 20, 21
Sexton v. Beaudreaux,
138 S. Ct. 2555 (2018) ......................................... 27
Shoop v. Hill,
139 S. Ct. 504 (2019) ........................................... 27
Sinapi v. R.I. Bd. of Bar Exam’rs,
910 F.3d 544 (1st Cir. 2018) ................................ 26
Singer Mgmt Consultants v. Milgram,
650 F.3d 223 (3d Cir. 2011) ................. 2, 17, 18, 29
Smyth v. Rivero,
282 F.3d 268 (4th Cir. 2002) ............... 2, 17, 18, 29
Sole v. Wyner,
551 U.S. 74 (2007) ........................................ passim
Thomas v. NSF,
330 F.3d 486 (D.C. Cir. 2003) ............................. 21
Va. Office for Prot. & Advocacy v.
Stewart,
563 U.S. 247 (2011) ............................................. 26
Watson v. Cty. of Riverside,
300 F.3d 1092 (9th Cir. 2002) ............................. 20
Young v. City of Chicago,
202 F.3d 1000 (7th Cir. 2000) ............................. 22
Statutes, Rules, and Constitutional Provisions
U.S. Const., Art. III, §2 ............................................... 4
ix
15 U.S.C. §1117 ......................................................... 26
28 U.S.C. §1254 ........................................................... 4
28 U.S.C. §1291 ........................................................... 4
28 U.S.C. §1331 ........................................................... 4
42 U.S.C. §1983 ........................................... 6, 8, 14, 26
42 U.S.C. §1988 .................................................. passim
42 U.S.C. §12205 ....................................................... 26
Ohio Rev. Code §2919.123 .......................................... 6
Sup. Ct. Rule 10(a) .................................................... 26
Sup. Ct. Rule 13.1 ....................................................... 4
Sup. Ct. Rule 13.3 ....................................................... 4
1
INTRODUCTION
This case presents an opportunity to resolve a
deeply entrenched circuit split regarding the meaning of a federal law. Section 1988 of Title 42 permits
courts to award attorney’s fees to “the prevailing party” in certain cases. In Sole v. Wyner, 551 U.S. 74
(2007), this Court held that prevailing-party status
“does not attend achievement of a preliminary injunction that is reversed, dissolved, or otherwise undone by the final decision in the same case.” Id. at
83. In reaching this decision, the Court did not address “whether, in the absence of a final decision on
the merits of a claim for permanent injunctive relief,
success in gaining a preliminary injunction may
sometimes warrant an award of counsel fees.” Id. at
86. The resolution of that question, the Court concluded, ought to await a case presenting it.
This is that case. The plaintiffs sued to enjoin, in
all its applications, an Ohio law prohibiting off-label
uses of a particular drug. They never won that relief.
Instead, they won a narrow preliminary injunction
permitting certain off-label uses that never did (and
likely never could) arise.
At the permanentinjunction stage, the parties vigorously disputed
whether the plaintiffs were entitled even to the verynarrow relief they won at the preliminary-injunction
stage.
No court ever resolved that dispute; no court ever
issued a “final decision on the merits of” the plaintiffs’ claim. Id. at 86. Why not? Because of the independent actions of a non-party: before the District
Court could rule, the FDA mooted the case by changing the drug’s label to include the formerly off-label
use the plaintiffs sued for the right to prescribe.
2
Once the FDA acted, the plaintiffs dismissed their
case, leaving Ohio’s law intact. Then, the plaintiffs
sought fees under §1988. According to them, the preliminary injunction justified a fee award notwithstanding the absence of a final judgment. The District Court and Sixth Circuit both agreed, and
awarded the plaintiffs fees for their attorneys’ work
during the preliminary-injunction stage. This case
therefore presents the very same question this Court
left open in Sole: whether and when, “in the absence
of a final decision on the merits of a claim for permanent injunctive relief, success in gaining a preliminary injunction” confers prevailing-party status. Id.
at 86.
The Court should grant certiorari to answer that
question. “Without a Supreme Court decision on
point, circuit courts considering this issue have announced fact-specific standards that are anything
but uniform.” Dearmore v. City of Garland, 519 F.3d
517, 521 (5th Cir. 2008). In the Third and Fourth
Circuits, prevailing-party status requires success on
the merits. See Singer Mgmt Consultants v. Milgram, 650 F.3d 223, 228–29 (3d Cir. 2011) (en banc);
Smyth v. Rivero, 282 F.3d 268, 277 (4th Cir. 2002).
Since preliminary injunctions almost always rest on
a finding of likely success, they almost never confer
prevailing-party status. See Singer, 650 F.3d at 229;
Smyth, 282 F.3d at 276–77 & n.9. In the Fifth,
Ninth, Tenth, Eleventh, and D.C. Circuits, a preliminary injunction resting on a finding of likely success
usually does confer prevailing-party status, even if
the case ends before the court can issue a final judgment on the merits. See Dearmore, 519 F.3d at 524;
Higher Taste v. City of Tacoma, 717 F.3d 712, 717
(9th Cir. 2013); Kansas Judicial Watch v. Stout, 653
3
F.3d 1230, 1232 (10th. Cir. 2011); Common
Cause/Georgia v. Billups, 554 F.3d 1340, 1356 (11th
Cir. 2009); Select Milk Producers, Inc. v. Johanns,
400 F.3d 939, 947 (D.C. Cir. 2005). In the Seventh
and Eighth Circuits, a preliminary injunction unaccompanied by a final judgment on the merits confers
prevailing-party status only if it gives “substantive
relief that is not defeasible by further proceedings.”
Dupuy v. Samuels, 423 F.3d 714, 719 (7th Cir. 2005);
accord N. Cheyenne Tribe v. Jackson, 433 F.3d 1083,
1086 (8th Cir. 2006). Finally, in the Sixth Circuit, a
preliminary injunction confers prevailing-party status only if the plaintiff wins relief that is either “irrevocable,” McQueary v. Conway, 614 F.3d 591, 597
(6th Cir. 2010), or that lasts for a significant amount
of time before the case becomes moot, Pet.App.14a.
If nothing else, the Court should hold this case for
Gee v. June Medical Services, Inc., No. 18-1323. As
the above suggests, this case implicates a circuit split
that has nothing to do with abortion jurisprudence.
But it just so happens that the plaintiffs are abortion
providers who sued to enforce the abortion rights of
their patients. Accordingly, this case gives rise to
the same jurisdictional question that this Court
agreed to hear in June Medical: whether abortion
providers have Article III standing to challenge laws
that allegedly threaten their patients’ rights. If June
Medical holds that the answer is no—or if the Court
adopts a new approach for addressing the issue—
then this Court should grant certiorari, vacate, and
remand for further consideration in light of June
Medical. If June Medical holds that abortion providers do have Article III standing, however, this is an
ideal vehicle for resolving the circuit split regarding
the meaning of §1988.
4
OPINIONS BELOW
The Sixth Circuit’s opinion below is published at
Planned Parenthood Southwest Ohio Region v.
DeWine, 931 F.3d 530 (6th Cir. 2019), and reproduced at Pet.App.1a.
The Sixth Circuit’s order denying rehearing and
rehearing en banc is reproduced at Pet.App.52a, and
available online at Planned Parenthood Southwest
Ohio Region v. DeWine, No. 17-3866, 2019 U.S. App.
LEXIS 26420 (6th Cir. Aug. 29, 2019).
The District Court’s decision is reproduced at
Pet.App.29a, and available online at Planned
Parenthood Southwest Ohio Region v. DeWine, No.
1:04-cv-00493, 2017 U.S. Dist. LEXIS 113647 (S.D.
Ohio July 21, 2017).
JURISDICTIONAL STATEMENT
If abortion providers have standing to sue to enforce the rights of their patients, the District Court
had jurisdiction to hear this federal-question case
under 28 U.S.C. §1331. The Sixth Circuit had jurisdiction under 28 U.S.C. §1291.
The Sixth Circuit issued its panel decision on July
25, 2019. On August 29, 2019, it denied rehearing en
banc. The State timely filed this petition less than
ninety days later. See Sup. Ct. Rule 13.1, 13.3. This
Court has jurisdiction under 28 U.S.C. §1254(1).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
Article III, §2, cl.1 of the Constitution provides:
The judicial Power shall extend to all
Cases, in Law and Equity, arising under
this Constitution, the Laws of the United
5
States, and Treaties made, or which shall
be made, under their Authority;—to all
Cases affecting Ambassadors, other public Ministers and Consuls;—to all Cases
of admiralty and maritime Jurisdiction;—
to Controversies to which the United
States shall be a Party;—to Controversies
between two or more States;—between a
State and Citizens of another State;—
between Citizens of different States,—
between Citizens of the same State claiming Lands under Grants of different
States, and between a State, or the Citizens thereof, and foreign States, Citizens
or Subjects.
42 U.S.C. §1988(b) (2012) provides:
(b) Attorney’s fees.
In any action or proceeding to enforce a
provision of sections 1981, 1981a, 1982,
1983, 1985, and 1986 of this title, title IX
of Public Law 92-318 [20 U.S.C. 1681 et
seq.], the Religious Freedom Restoration
Act of 1993 [42 U.S.C. 2000bb et seq.], the
Religious Land Use and Institutionalized
Persons Act of 2000 [42 U.S.C. 2000cc et
seq.], title VI of the Civil Rights Act of
1964 [42 U.S.C. 2000d et seq.], or section
13981 of this title, the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable
attorney’s fee as part of the costs, except
that in any action brought against a judicial officer for an act or omission taken in
such officer’s judicial capacity such officer
6
shall not be held liable for any costs, including attorney’s fees, unless such action
was clearly in excess of such officer’s jurisdiction.
STATEMENT OF THE CASE
1. This case no longer has anything to do with
abortion rights. But at first, it did. In 2004, the
plaintiffs in this case—all of them abortion providers—sued under 42 U.S.C. §1983 to enjoin Ohio’s
Abortion Pill Law. See Ohio Rev. Code §2919.123.
(Though the plaintiffs have included different providers at different points in this litigation, today they
consist of three abortion-providing entities and one
abortion doctor.) The challenged law forbids doctors
from giving patients an abortion-inducing drug, RU486, for off-label use. An off-label use is a non-FDAapproved use. The plaintiffs sought to enjoin the law
in all of its applications based on four distinct legal
theories. First, they argued that the law was unconstitutionally vague. Second, they argued the law violated the right to bodily integrity. Third, they
claimed the law unduly burdened the right to an
abortion. Finally, they argued the law violated the
Constitution by failing to permit off-label uses when
necessary to protect a mother’s health or life.
At the preliminary-injunction stage, the District
Court facially enjoined the entire law based exclusively on the health-or-life theory. But on appeal,
the Sixth Circuit vacated that broad injunction. It
held that, while the District Court had not abused its
discretion in finding a likelihood of success on the
health-or-life claim, the court should have enjoined
the law’s application only in circumstances (if any
existed) where protecting the mother’s health or life
7
required off-label use. Planned Parenthood Cincinnati Region v. Taft, 444 F.3d 502, 518 (6th Cir. 2006).
This followed from Ayotte v. Planned Parenthood, 546
U.S. 320, 331 (2006), which “held that when an abortion statute lacks a constitutionally necessary health
or life exception, a narrow injunction prohibiting only
unconstitutional applications of the statute should be
employed where such an approach is not contrary to
legislative intent.” Taft, 444 F.3d at 515–16 (citing
Ayotte, 546 U.S. at 331).
Later-developed evidence failed to establish that
RU-486 would ever have been necessary to protect a
mother’s health or life. Thus, while the plaintiffs
sought to enjoin the law in all its applications, they
walked away from the preliminary-injunction stage
having won only a narrow injunction permitting offlabel use in circumstances that never arose. With
that pyrrhic victory in hand, the plaintiffs returned
to the District Court.
The plaintiffs never won anything more. In the
years that followed, the plaintiffs lost all three of
their other claims—the vagueness, bodily-integrity,
and undue-burden claims—on the merits.
See
Planned Parenthood Sw. Ohio Region v. DeWine, 696
F.3d 490, 494 (6th Cir. 2012). This left only the
health-or-life claim. And when it came time to litigate the merits of that claim, the State argued that
the Abortion Pill Law was constitutional even though
it contained no express health-or-life exception. The
State gave two reasons. First, it argued that the
Constitution required no health-or-life exception because RU-486 was never necessary to protect a mother’s health or life in Ohio. Second, the State argued
that if the Constitution required such an exception,
the state law would properly be interpreted as in-
8
cluding one implicitly. This second point followed
from Ohio law’s requirement that courts construe
statutes to avoid unconstitutionality. See, e.g., State
ex rel. King v. Rhodes, 11 Ohio St. 2d 95, 101 (1967).
As late as 2016, the District Court had not yet
addressed these arguments—it had not yet reached a
final decision on the health-or-life claim. It never got
a chance. The FDA mooted the case by changing RU486’s label to permit the formerly off-label uses over
which the plaintiffs sued. Pet.App.9a. The plaintiffs
responded by voluntarily dismissing the case. That
dissolved the narrow preliminary injunction from
almost twelve years earlier. With this, any dispute
over the legality of Ohio’s law drew to a close.
2. The dispute over fees, however, was just beginning. Federal law permits “the prevailing party”
in a §1983 case to recover “a reasonable attorney’s
fee.” 42 U.S.C. §1988. The plaintiffs sought fees for
work performed through February 24, 2006—the
date on which the Sixth Circuit issued its opinion
narrowing the preliminary injunction. Pet.App.6a,
9a. The plaintiffs’ fee request did not adjust for the
narrowness of the relief they won. For example, they
sought fees for the time spent unsuccessfully defending the trial court’s facial injunction on appeal. In
addition, the plaintiffs’ fee request did not distinguish between work relating to the claims they lost
completely and work relating to the health-or-life
claim on which they won narrow preliminary relief.
This Court has never addressed whether (or
when) a party that wins a preliminary injunction, in
the absence of a final judgment, is a “prevailing party” under §1988. See Sole v. Wyner, 551 U.S. 74, 86
(2007). But under Sixth Circuit precedent, a prelim-
9
inary injunction can confer prevailing-party status in
these circumstances if the injunction creates a “material,” “court-ordered” change in the legal relationship with the defendant that is “enduring” and “irrevocable.” McQueary v. Conway, 614 F.3d 591, 597–
98 (6th Cir. 2010) (quoting Sole v. Wyner, 551 U.S.
74, 82, 82 n.3, 86 (2007)). To illustrate, consider an
organization that sues for the right to protest a particular event, wins a preliminary injunction, and protests the event. The end of the event moots the case,
but the organization would still be a “prevailing party” under this approach. Id. at 599.
The State argued that the plaintiffs were not prevailing parties under this approach. For one thing,
the relief they won was hardly “material”: they secured an injunction that allowed the use of RU-486
only in circumstances that never arose. For another,
the relief was neither “enduring” nor “irrevocable”:
had the FDA not acted, and had the State won on the
merits, the injunction would have been revoked, leaving the plaintiffs with nothing. And even if the plaintiffs were “prevailing parties,” the State argued, they
were not entitled to fees for all of their work during
the preliminary-injunction stage. Instead, the fees
needed to be reduced to reflect the narrowness of the
relief the plaintiffs won.
The District Court rejected these arguments and
awarded the plaintiffs every penny they sought.
3. The Sixth Circuit affirmed. It explained that a
plaintiff qualifies as a prevailing party under §1988
when it wins a “material alteration of the legal relationship of the parties in a manner which Congress
sought to promote in” §1988. Pet.App.11a (quoting
Sole, 551 U.S. at 82). Preliminary injunctions “usu-
10
ally [do] not” confer such material alterations.
Pet.App.11a (quoting McQueary, 614 F.3d at 604).
But there are exceptions. In particular, a party that
wins a preliminary injunction, but whose case is
mooted or otherwise ends before a final merits adjudication, might qualify as a prevailing party if: (1) it
succeeds on a significant issue in the litigation; (2)
the success is never “reversed, dissolved, or otherwise undone by the final decision in the same case”;
and (3) the success rests, “at least in part, on the
merits” of the plaintiff’s claim. Pet.App.12a (quoting
Sole, 551 U.S. at 83).
All parties agreed that the preliminary injunction
in this case rested “at least in part” on the merits of
the plaintiffs’ health-or-life claim.
Pet.App.12a.
Thus, the plaintiffs’ entitlement to fees turned on the
remaining two factors. The Sixth Circuit held that
both were satisfied. First, the court concluded that
the plaintiffs satisfied the success-on-a-significantissue requirement because the injunction they won
“precluded enforcement of the statute in certain circumstances throughout almost 12 years of litigation.”
Pet.App.14a. Second, the court held that the decision had not been “reversed, dissolved, or otherwise
undone” in the relevant sense. Pet.App.14a. The injunction, of course, had been dissolved when the
plaintiffs dismissed their case. And in Sole, this
Court held that parties may not claim prevailingparty status based upon a preliminary injunction
that is “reversed, dissolved, or otherwise undone.”
551 U.S. at 83 (emphasis added). But the Sixth Circuit concluded that a dissolution because of mootness
did “not represent the kind of active, merits-based
undoing” that Sole had in mind. Pet.App.14a.
11
In addition to affirming the plaintiffs’ prevailingparty status, the Sixth Circuit held that the plaintiffs
were indeed entitled to all of the fees they sought for
the preliminary-injunction stage. The State had argued that the fee should be adjusted to account for
the narrowness of the relief the plaintiffs won. The
Sixth Circuit rejected that argument. It conceded
that, under Supreme Court precedent, “the degree of
success is a ‘critical factor’ in determining a fee
award.” Pet.App.22a (quoting Hensley v. Eckerhart,
461 U.S. 424, 436 (1983)). But it concluded that the
plaintiffs had already adjusted for the degree of success by seeking fees only for work performed during
the preliminary-injunction stage. No “precedent,”
the Sixth Circuit concluded, required the District
Court to go further by adjusting for the degree of
success “within the” preliminary-injunction stage.
Pet.App.23a. Additionally, the Sixth Circuit concluded that the plaintiffs had no obligation to seek
fees for only those hours dedicated to the health-orlife claim on which they temporarily prevailed, since
the “successful and unsuccessful claims” all “arose
from a common core of facts.” Pet.App.24a (quoting
Hensley, 461 U.S. at 435).
4. After the Sixth Circuit denied the State’s petition for en banc review, the State timely filed this petition for certiorari.
REASONS FOR GRANTING THE PETITION
The Court should grant this petition to resolve
the question it left open in Sole v. Wyner: In what
circumstances does a plaintiff who wins only a preliminary injunction, in the absence of a final judgment, qualify as a “prevailing party” for purposes of
§1988? See 551 U.S. 74, 86 (2007). The “circuit
12
courts considering this issue have announced factspecific standards that are anything but uniform.”
Dearmore v. City of Garland, 519 F.3d 517, 521 (5th
Cir. 2008).
This sort of entrenched, multidimensional split calls out for the Court’s involvement. That is especially true of this split, since fee
awards against a state official tap into state budgets
and thus implicate state sovereignty. When the circuits are split on an issue that touches the States’
sovereign interests, this Court should weigh in.
I.
This case presents the same standing
question this Court granted certiorari to
review in Gee v. June Medical Services, LLC,
No. 18-1323.
It is important to address one jurisdictional issue
before proceeding further. This Court, in Gee v. June
Medical Services, Inc., No. 18-1323, granted certiorari to address the question whether abortion providers
have standing to challenge laws that allegedly violate their patients’ abortion rights. This case presents the same question. The plaintiffs are three
abortion-providing entities and an abortion doctor.
Every one of their claims—including the health-orlife claim on which the District Court awarded preliminary relief—asserted the rights of third-party patients. If the Court in June Medical holds that abortion providers have no standing to bring these
claims, or if it adopts a new approach to addressing
standing in these circumstances, then this Court
should vacate the Sixth Circuit’s decision and remand for further proceedings in light of June Medical. After all, if the plaintiffs lacked standing to pursue their claims, they necessarily lacked standing to
seek fees based on their having done so. Thus, at the
13
very least, the Court should hold this case pending
the resolution of June Medical.
II. This Court should grant certiorari to decide
when, if ever, a plaintiff who wins a
preliminary injunction, in the absence of a
final decision on the merits of a claim for
permanent-injunctive relief, qualifies as a
“prevailing party” under §1988.
If this Court’s decision in June Medical does not
deprive the plaintiffs of standing to seek fees, then
this presents an ideal vehicle for this Court to address a question that has divided the circuits. The
question is this: When, if ever, in the absence of a
final judgment, does a plaintiff who wins a preliminary injunction qualify as a “prevailing party” under
§1988? The Court did not resolve this issue in Sole.
551 U.S. at 86. But it is now clear that the lower
courts need an answer. This is the perfect case for
providing one.
A. The circuit courts have answered the
question presented in numerous, mutually inconsistent ways.
This case presents an entrenched circuit split that
this Court should grant certiorari to resolve. Before
getting to the split, however, it is helpful to consider
the legal context in which the split arises.
That context begins with the principle that parties generally pay their own attorney’s fees. Buckhannon Bd. & Care Home v. W. Va. Dep’t of Health &
Human Res., 532 U.S. 598, 602 (2001). Of course,
this is just a default rule, which Congress can alter
by statute. And so it has. The most prominent example is 42 U.S.C. §1988. Section 1988 permits
14
courts to award “the prevailing party” in a §1983 suit
“a reasonable attorney’s fee as part of the costs.”
§1988(b).
The term “prevailing party” encompasses only
those parties who ultimately win merits-based relief:
(1) in a judicial proceeding; and (2) at the litigation’s
end. That follows from this Court’s decisions in
Buckhannon and Sole.
In Buckhannon, this Court held that parties can
“prevail” for purposes of §1988 only if they win courtordered relief. The plaintiff in Buckhannon sued to
enjoin a West Virginia law that allegedly contradicted federal law. 532 U.S. at 600–01. But before it
could win any relief, the state legislature mooted the
litigation by amending the state law. Id. at 601. The
plaintiff argued that it was entitled to prevailingparty status under the so-called “catalyst theory.”
Under that theory, “a plaintiff is a ‘prevailing party’
if it achieves the desired result because the lawsuit
brought about a voluntary change in the defendant’s
conduct.” Id. at 602. This Court rejected that theory
as inconsistent with the prevailing-party requirement in §1988. After all, the catalyst theory would
allow “an award where there [was] no judicially sanctioned change in the legal relationship of the parties.” Id. at 605. To be a prevailing party within the
meaning of the fee-shifting statutes, the Court reasoned, a defendant’s change in conduct must arise
from “the necessary judicial imprimatur.” Id.
Sole, for its part, clarified that the phrase “prevailing party” includes only those parties whose victories are not washed away on appeal or in later proceedings. The Court held that a plaintiff who obtained preliminary relief, but who ultimately lost on
15
the merits at the permanent-injunction stage, was
not a prevailing party under §1988. 551 U.S. at 86.
The plaintiff in Sole argued that the “two stages of
the litigation” should be considered “as discrete episodes,” and that a win at the first stage warranted
attorney’s fees for work performed during that stage.
Id. at 77. The Court disagreed. Viewing the entire
case as a whole, the Court ruled that “[a] plaintiff
who achieves a transient victory at the threshold of
an action can gain no award under that fee shifting
provision if, at the end of the litigation, her initial
success is undone and she leaves the courthouse
emptyhanded.” Id. at 78. Thus, “[p]revailing party
status … does not attend achievement of a preliminary injunction that is reversed, dissolved, or otherwise undone by the final decision in the same case.”
Id. at 83. In Sole, the statute the plaintiff had challenged “remained intact,” meaning the plaintiff had
“gained no enduring ‘change in the legal relationship’
between herself and the state officials she sued.” Id.
at 86 (alterations omitted) (quoting Tex. State Teachers Ass’n v. Garland Indep. Sch. Dist., 489 U.S. 782,
792 (1989)). Accordingly, the plaintiff did not qualify
as a “prevailing party.”
In sum, Buckhannon establishes that prevailingparty status requires court-ordered relief. And Sole
establishes that no party who wins a preliminary injunction only to lose later on is a “prevailing party”
under §1988. Yet these cases left open a related
question: What happens when an initial victory that
springs from a preliminary injunction does not stand
at the litigation’s end because the case ends for reasons unrelated to the merits? For example, what
happens if the case becomes moot after the plaintiff
wins a preliminary injunction but before the district
16
court can issue a final judgment on the merits? The
Sole Court “express[ed] no view” on this. Id. at 86.
Instead, it opted to leave for another day the question “whether, in the absence of a final decision on
the merits of a claim for permanent injunctive relief,
success in gaining a preliminary injunction may
sometimes warrant an award of counsel fees.” Id.
The circuit courts have answered the question
that Sole left open in (roughly speaking) three ways.
Some hold that a party can win prevailing-party status only with a definitive, merits-based ruling. Under this approach, preliminary injunctions almost
never confer prevailing-party status. Other courts
hold that preliminary injunctions, in the absence of a
final adjudication on the merits, usually confer prevailing-party status. A third group of courts have
adopted an intermediate position, in which a preliminary injunction unaccompanied by a final merits
ruling will confer prevailing-party status depending
on the durability or irrevocability of the injunctive
relief. But the courts within this group are divided
among themselves. In two circuits, a preliminary injunction confers prevailing-party status only if it
gives the plaintiff “irrevocable” relief. But in the
Sixth Circuit, a preliminary injunction that confers
revocable relief may confer prevailing-party status if
it remains in effect for a long time.
This case presents the Court with a chance to resolve the confusion.
1. Preliminary relief almost never
confers “prevailing party” status
in the Third and Fourth Circuits.
The Third and Fourth Circuits set the highest bar
for parties claiming prevailing-party status. In those
17
courts, a party qualifies as a “prevailing party” only
if it wins relief in a “merits-based decision.” See
Singer Mgmt Consultants v. Milgram, 650 F.3d 223,
228–29 (3d Cir. 2011) (en banc); Smyth v. Rivero, 282
F.3d 268, 277 (4th Cir. 2002). A decision is “meritsbased,” these courts say, only if it establishes that
the plaintiff has (or at least will) prevail on the merits; a finding that the plaintiff will likely prevail on
the merits does not suffice. Singer, 650 F.3d at 229;
Smyth v. Rivero, 282 F.3d at 276. Since preliminary
injunctions generally rest on a likelihood-of-success
finding, this rule means preliminary relief will rarely
confer prevailing-party status.
The Third Circuit’s en banc decision in Singer
shows how the rule works in practice. The plaintiff
in that case, a concert promoter, sued to enjoin New
Jersey from enforcing its “Truth in Music Act” to
regulate the promoter’s marketing of an upcoming
show. 650 F.3d at 225. The district court concluded
that the promoter had established “a likelihood of
success on the merits,” and entered a temporary restraining order. Id. at 226. After the promoter held
its show, New Jersey effectively mooted the case by
changing its position in the litigation, interpreting
the Truth in Music Act to permit marketing like that
the promoter had used. Id. at 227. The district court
declined to award any fees, and the en banc Third
Circuit affirmed. The court held that a party qualifies as a “prevailing party” only if it wins a decision
on the merits. Id. at 228–29. The court then explained that “the ‘merits’ requirement is difficult to
meet in the context of TROs and preliminary injunctions, as the plaintiff in those instances needs only to
show a likelihood of success on the merits (that is, a
reasonable chance, or probability, of winning) to be
18
granted relief.” Id. at 229. And because the promoter won a temporary restraining order based on a likelihood-of-success finding, it did not qualify as a “prevailing party.” Id. at 230.
The Fourth Circuit in Smyth reached the same
holding for the same reasons in a similar context. It
held that, because a court can issue a preliminary
injunction based on the plaintiff’s likelihood of success, injunctions issued in cases that never yield a
final judgment rarely, if ever, constitute “an ‘enforceable judgment[] on the merits’ or something akin to
one for prevailing party purposes.” 282 F.3d at 277
(alteration in original) (quoting Buckhannon, 532
U.S. at 604). On that basis, it held that plaintiffs
who had won a preliminary injunction of a laterabandoned federal policy were not entitled to fees.
Id.
Under the rule in the Third and Fourth Circuits,
the plaintiffs in this case do not qualify as prevailing
parties. The District Court awarded them preliminary relief because it found a “strong likelihood of
success on the merits.” See Planned Parenthood Cincinnati Region v. Taft, 444 F.3d 502, 517 (6th Cir.
2006). But no court ever found that the plaintiffs in
fact had, or would, prevail on the merits. Indeed, it
is doubtful they would have. At the time the FDA’s
action mooted the case, Ohio had advanced serious
arguments that even the narrow relief the plaintiffs
won at the preliminary-injunction stage was improper. See above 7. In sum, the preliminary injunction
the plaintiffs won was not “an ‘enforceable judgment[] on the merits’ or something akin to one for
prevailing party purposes.” Smyth, 282 F.3d at 277
(alteration in original) (quoting Buckhannon, 532
U.S. at 604). Had this case been litigated in the
19
Third or Fourth Circuits, the plaintiffs here would
not have won any fees.
2. A
plaintiff
who
wins
a
preliminary injunction, in the
absence of a final adjudication of
a claim for permanent-injunctive
relief, almost always qualifies as
a “prevailing party” in the Fifth,
Ninth, Tenth, Eleventh, and D.C.
Circuits.
At the other end of the spectrum, the Fifth,
Ninth, Eleventh, and D.C. Circuits have adopted
rules under which a preliminary injunction almost
always confers prevailing-party status, as long as it
is not reversed, dissolved, or otherwise undone on the
merits.
In the Fifth Circuit, a plaintiff qualifies as a
“prevailing party” under §1988 if it wins a preliminary injunction “based upon an unambiguous indication of probable success on the merits,” and if that
injunction “causes the defendant to moot the action.”
Dearmore, 519 F.3d at 524. Of course, almost every
preliminary injunction “is based upon an unambiguous indication of probable success on the merits.” Id.
Indeed, the Fifth Circuit has held that a “party seeking a preliminary injunction generally must show [] a
substantial likelihood of success on the merits.”
Brock Servs., L.L.C. v. Rogillio, 936 F.3d 290, 296
(5th Cir. 2019). Thus, any preliminary-injunction
order finding that the plaintiff made such a showing
confers prevailing-party status, at least in cases
where the defendant moots the case before the court
can finally adjudicate the merits.
20
The Ninth, Tenth, and Eleventh Circuits have
similar rules, though apparently without any requirement that the mootness result from the defendant’s actions. In the Ninth Circuit, a “preliminary
injunction issued by a judge carries all the ‘judicial
imprimatur’ necessary to satisfy Buckhannon.” Watson v. Cty. of Riverside, 300 F.3d 1092, 1096 (9th Cir.
2002). Applying that rule, the Ninth Circuit has upheld fee awards to plaintiffs who, after winning a
preliminary injunction, settled their cases or saw
their cases go moot. Higher Taste v. City of Tacoma,
717 F.3d 712, 717 (9th Cir. 2013); Watson, 300 F.3d
at 1096. In the Tenth Circuit, a preliminary injunction based on a finding that the plaintiff is “substantially likely to succeed on the merits” confers prevailing-party status even if “the actions of third parties
moot[] the case” before final judgment. Kan. Judicial
Watch v. Stout, 653 F.3d 1230, 1232 (10th. Cir.
2011). And in the Eleventh Circuit, “a preliminary
injunction on the merits … entitles one to prevailing
party status and an award of attorney’s fees,” without regard to whether the case progresses to a judgment on the merits. Common Cause/Georgia v.
Billups, 554 F.3d 1340, 1356 (11th Cir. 2009) (alteration original) (quoting Taylor v. City of Fort Lauderdale, 810 F.2d 1551, 1558 (11th Cir. 1987)). Thus, a
party that succeeds in preliminarily enjoining the enforcement of a state law qualifies as a “prevailing
party” even if the state legislature repeals the challenged law before final judgment. Id.
The D.C. Circuit takes effectively the same approach, but states it differently. In that circuit, only
“concrete and irreversible” preliminary relief will
confer prevailing-party status. Select Milk Producers, Inc. v. Johanns, 400 F.3d 939, 947 (D.C. Cir.
21
2005). But the court has held that parties win concrete-and-irreversible relief when they win a preliminary injunction in a case that is mooted before the
courts can issue a final adjudication on the merits.
Id.; Nat’l Black Police Ass’n v. D.C. Bd. of Elections &
Ethics, 168 F.3d 525, 528 (1999). The D.C. Circuit
does not apply this rule in cases mooted by a change
in circumstances that unwinds or reverses any previously secured relief. For example, a plaintiff who
wins a preliminary injunction stopping a defendant
from collecting a registration fee is not a prevailing
party if, before there is a final judgment, Congress
amends the relevant law to allow the fee’s collection.
Thomas v. NSF, 330 F.3d 486, 493–94 (D.C. Cir.
2003). But aside from cases where parties are judicially or legislatively deprived of the relief they won
at the preliminary-injunction stage, a preliminary
injunction confers prevailing-party status.
Under the rules in these courts, the plaintiffs
here would have been entitled to attorney’s fees,
since they won a preliminary injunction based on a
likelihood-of-success-finding and the case was mooted before final judgment. The only possible exception
is the Fifth Circuit; insofar as that court applies its
rule only in cases where the preliminary injunction
“causes the defendant to moot the action,” Dearmore,
519 F.3d at 524 (emphasis added), the plaintiffs
would not be entitled to fees in this case, since the
case was mooted by the actions of a non-party.
3. The Sixth, Seventh, and Eighth
Circuits
have
adopted
intermediate positions.
Finally, three circuits have adopted intermediate
approaches, in which a preliminary injunction in the
22
absence of a final judgment on the merits may confer
prevailing-party status depending on (among other
things) the enduring character of the relief conferred.
But the circuits within this final group differ among
themselves; the Seventh and Eighth Circuits define
“prevailing party” more strictly than the Sixth Circuit.
Seventh and Eighth Circuits. In both the Seventh and Eighth Circuits, a preliminary injunction
confers prevailing-party status only if the injunction
results in “substantive relief that is not defeasible by
further proceedings,” Dupuy v. Samuels, 423 F.3d
714, 719 (7th Cir. 2005) (citation omitted). Thus, a
preliminary injunction must confer “irreversible” relief to confer prevailing-party status. N. Cheyenne
Tribe v. Jackson, 433 F.3d 1083, 1086 (8th Cir. 2006).
Under this rule, parties that win preliminary injunctions qualify as prevailing parties if the injunctions give them everything they want and their cases
are mooted as a result. Take, for example, a party
that sues for the right to protest a particular event,
and who wins a preliminary injunction allowing it to
do so. Once the event concludes, the case is moot.
But because the plaintiff received everything it asked
for—because it won “substantive relief that is not defeasible by further proceedings,” Dupuy, 423 F.3d at
719—it qualifies as a “prevailing party” notwithstanding the absence of a final judgment. See Young
v. City of Chicago, 202 F.3d 1000, 1000–01 (7th Cir.
2000) (per curiam).
On the other hand, “temporary relief that merely
maintains the status quo does not confer prevailing
party status.” N. Cheyene, 433 F.3d at 1086. For example, a party that wins a preliminary injunction
23
halting the government’s construction of a shooting
range, but whose case is mooted by the government’s
later decision not to build the shooting range, is not a
“prevailing party.” Id. In a case like that, the injunction would preserve the status quo, but would
not confer irreversible relief—if the case had not become moot, the plaintiff might have lost on the merits and left court emptyhanded.
Applying that approach to this case, the plaintiffs
here are not entitled to attorney’s fees. The relief
they won—a court order entitling them to use RU486 in certain off-label applications—was neither indefeasible nor irreversible. Dupuy, 423 F.3d at 719;
N. Cheyenne, 433 F.3d at 1085–86. To the contrary,
if the case had been allowed to proceed to final judgment, the courts could have denied the plaintiffs’ request for a permanent injunction. Therefore, this is
not a case in which the preliminary injunction itself
gave the plaintiffs all the relief they sought.
The Sixth Circuit. In the Sixth Circuit, “when a
claimant wins a preliminary injunction and nothing
more, that usually will not suffice to obtain fees under § 1988.” McQueary v. Conway, 614 F.3d 591, 604
(6th Cir. 2010). But sometimes, it does. For example, a preliminary injunction confers prevailing-party
status if it creates a “material” change in the legal
relationship between the parties that is “enduring”
and “irrevocable.” Id. at 597, 598 (quoting Sole, 551
U.S. at 82, 86). Thus, as in the Seventh and Eighth
Circuits, a preliminary injunction confers “prevailing
party” status if “the claimant receives everything it
asked for in the lawsuit, and all that moots the case
is court-ordered success and the passage of time.” Id.
at 599. For example, if “protestors seek an injunction to exercise their First Amendment rights at a
24
specific time and place—say to demonstrate at a
Saturday parade—a preliminary injunction will give
them all the court-ordered relief they need and the
end of the parade will moot the case.” Id. at 601. In
such circumstances, the protestors qualify as prevailing parties. Similarly, couples who sue for an injunction requiring the issuance of marriage licenses, and
who obtain licenses after winning a preliminary injunction, qualify as prevailing parties even though
the licenses’ issuance moots the case before final
judgment. See Miller v. Caudill, 936 F.3d 442, 449
(6th Cir. 2019).
If this were the only category of cases in which
the Sixth Circuit allowed a preliminary injunction to
confer prevailing-party status, the plaintiffs would
not have won fees. After all, the relief the plaintiffs
won was in no sense “irrevocable.” To the contrary,
and as just explained, the relief would have been revoked had Ohio won on the merits at the permanentinjunction stage.
The plaintiffs won attorney’s fees anyway, because the Sixth Circuit, in its decision below, expanded the category of cases in which plaintiffs are
eligible for attorney’s fees. Specifically, it held that a
preliminary injunction that lasts for many years before the case is mooted is sufficiently “enduring” to
confer prevailing-party status, even if the relief is not
truly “irrevocable.” Pet.App.14a. Indeed, the panel
below did not even use the word “irrevocable.” Instead, it stressed that the preliminary injunction remained in effect for twelve years, and that the FDA’s
actions meant the plaintiffs never had to abide by the
Abortion Pill Law’s restrictions on their preferred offlabel uses of RU-486. Pet.App.14a.
25
The panel gave no guidance regarding how long is
long enough to confer prevailing-party status. For
example, would a single year suffice? Five? Ten?
Whatever the answer, the panel’s opinion does establish that, at some point, relief is sufficiently “enduring” that it confers prevailing-party status without
regard to its revocability. This focus on the length of
time the injunction was in place, rather than its irrevocability, distinguishes the Sixth Circuit’s approach from that of the Seventh and Eighth Circuits.
Indeed, no other circuit determines prevailing-party
status by considering the length of time a preliminary injunction was in effect.
*
The above illustrates the need for this Court to
answer the question it left open in Sole. Indeed, the
confusion is even worse than the foregoing suggests,
because the circuit courts sometimes struggle to apply the tests they have adopted. For example, while
the Eighth Circuit has held that a status-quo preserving injunction does not confer prevailing-party
status, it has nonetheless found prevailing-party status based on an injunction that did nothing more
than preserve the status quo (the court’s contrary
claims notwithstanding). Rogers Grp., Inc. v. City of
Fayetteville, 683 F.3d 903, 911 (8th Cir. 2012). The
lower courts need help. So do the parties subject to
these rules. Only this Court can bring the needed
clarity, and assure consistency across the country.
B. The circuit split is important.
“One of this Court’s primary functions is to resolve ‘important matter[s]’ on which the courts of appeals are ‘in conflict.’” Gee v. Planned Parenthood of
Gulf Coast, Inc., 139 S. Ct. 408, 408 (2018) (Thomas,
26
J., dissenting from denial of certiorari) (alteration in
original) (quoting Sup. Ct. Rule 10(a)). This case
checks both boxes. The discussion above establishes
the conflict among the circuits. The circuits even
acknowledge the split, confessing to having “announced fact-specific standards that are anything
but uniform.” Dearmore, 519 F.3d at 521.
The issue is also “important.” Sup. Ct. Rule 10(a).
For one thing, it arises every single time a plaintiff
seeks fees after winning only a preliminary injunction. Further, other statutes—including the Americans with Disabilities Act and the Lanham Act—use
the very same “prevailing party” language. See 42
U.S.C. §12205; Sinapi v. R.I. Bd. of Bar Exam’rs, 910
F.3d 544, 551–52 (1st Cir. 2018); 15 U.S.C. §1117(a);
Lorillard Tobacco Co. v. Engide, 611 F.3d 1209,
1214–17 (10th Cir. 2010). Thus, the Court’s ruling in
this case is likely to have effects even beyond the
context of §1988.
The issue is all the more important because fee
awards are often imposed against the States themselves, and thus implicate concerns with state sovereignty. Though States may not be sued under §1983,
Quern v. Jordan, 440 U.S. 332, 341 (1979), their officials can be—and often are. In those cases, any fee
awards are inevitably paid by the States themselves.
Why does that matter? Because the States have a
sovereign interest in their own funds. See Va. Office
for Prot. & Advocacy v. Stewart, 563 U.S. 247, 258
(2011). It follows that decisions imposing fee awards
against state officers significantly affect state sovereignty. And questions that affect state sovereignty
are especially worthy of review. For example, the
impact of habeas relief on state sovereignty explains
this Court’s practice of regularly summarily revers-
27
ing factbound misapplications of habeas law. See,
e.g., Shoop v. Hill, 139 S. Ct. 504, 505 (2019) (per curiam); Sexton v. Beaudreaux, 138 S. Ct. 2555, 2557
(2018) (per curiam). That practice is appropriate because erroneous awards of habeas relief “intrude[] on
state sovereignty” to an unusual degree. Harrington
v. Richter, 562 U.S. 86, 103 (2011). So do court orders, like those issued under §1988, that even indirectly require the States to expend money.
To be clear, Ohio is not challenging the constitutionality of fee awards against state officers. It is arguing, however, that because federal courts issue orders that intrude upon the States’ sovereign interests, this Court should at least make sure those orders are being issued in compliance with federal law.
C. This is an ideal vehicle for addressing
the question presented.
Unless this Court holds in June Medical that
abortion providers lack standing to defend the rights
of their patients, this case presents an ideal vehicle
for addressing the question presented. That is so for
three reasons.
1. As an initial matter, this case squarely presents the split. The only remaining question (aside
from standing) is whether the preliminary injunction
that the plaintiffs won conferred prevailing-party
status. Everyone agrees that the case is now moot.
And since the plaintiffs’ merits arguments have no
bearing on the debate over §1988’s meaning, the
Court can resolve this case without regard to abortion jurisprudence. On top of that, Ohio preserved
its challenge to the fee award. This case thus presents a clean vehicle for addressing the question left
open in Sole: “whether, in the absence of a final de-
28
cision on the merits of a claim for permanent injunctive relief, success in gaining a preliminary injunction may sometimes warrant an award of counsel
fees.” 551 U.S. at 86.
2. Additionally, this case is an attractive vehicle
because the Sixth Circuit erred when it determined
that the plaintiffs were prevailing parties based on
the now-dissolved preliminary injunction.
The “touchstone of the prevailing party inquiry,”
is “the material alteration of the legal relationship of
the parties.” Sole, 551 U.S. at 82 (quoting Texas
State Teachers Assn. v. Garland Indep. Sch. Dist.,
489 U.S. 782, 792–93 (1989)). The alteration must be
“enduring,” in the sense of “permanently giving [the]
plaintiff the real-world outcome it sought.” Id. at 82
n.3 & 86. A temporary or “ephemeral” change will
not do. Id. at 86.
Applied here, these principles establish that the
plaintiffs are not eligible for fees. They won only a
preliminary injunction. And that injunction was in
no sense “enduring” or “irrevocable”—it would have
been revoked had the State prevailed at the permanent-injunction stage. If the State had prevailed at
that stage, then the plaintiffs would unambiguously
not have qualified as prevailing parties; Sole held
that a party who wins a preliminary injunction, but
who is later “denied a permanent injunction after a
dispositive adjudication on the merits,” does not
“qualify as a ‘prevailing party’ within the compass of
§1988(b).” Id. at 77. It follows that the plaintiffs
were not prevailing parties the instant before the
FDA, a third party, took an action that mooted the
case. And it makes little sense to suggest that the
FDA’s action changed anything relevant to §1988.
29
How could it be that, by denying the State a chance
to prevail in “a dispositive adjudication on the merits,” id., an out-of-court action by a non-party transformed the plaintiffs into prevailing parties?
The facts of this case illustrate the wisdom of the
approach adopted by the Third and Fourth Circuits,
under which preliminary injunctions that rest on
likelihood-of-success findings do not confer prevailing
party status. Singer, 650 F.3d at 229; Smyth v.
Rivero, 282 F.3d at 276. “At the preliminary injunction stage, the court is called upon to assess the
probability of the plaintiff’s ultimate success on the
merits.” Sole, 551 U.S. at 84 (emphasis added). But
a finding of likely success always remains subject to
reevaluation during “a dispositive adjudication on
the merits.” Id. at 77. Until the plaintiff prevails in
such an adjudication, it should not be deemed a prevailing party, because no court has adjudged anyone
the winner. That approach, applied here, would
rightly prevent the plaintiffs from claiming attorney’s fees despite their never having obtained a court
order ruling for them on the merits.
Even if the Court is unwilling to go that far, it
should at least hold that preliminary injunctions
must be truly irrevocable to confer prevailing-party
status. Even under that more permissive rule, which
resembles the rule applied in the Seventh and
Eighth Circuits, the plaintiffs would not be entitled
to fees. Relief is not “enduring”—it does not “permanently giv[e]” the “plaintiff the real-world outcome”
sought—unless it is incapable of being unwound in
later proceedings. Id. at 82 n.3 & 86. The plaintiffs
here never won court-ordered relief permanently giving them what they wanted. To the contrary, the only court-ordered relief they won conferred temporary
30
relief pending a full merits adjudication. As such,
they were not prevailing parties.
3. Another appealing reason to take this case—
though not a separate question presented—is that
the Sixth Circuit’s decision represents an especially
egregious interference with state sovereignty. That
is so because the panel affirmed the District Court’s
order awarding attorney’s fees even for work done on
claims the plaintiffs lost, and without adjusting at all
for the exceptionally narrow scope of the relief won.
Section 1988 permits “reasonable” fee awards.
§1988(b). The reasonableness inquiry includes both
a “lodestar” amount and a degree-of-success factor.
“[T]he ‘lodestar’ amount … is calculated by multiplying the number of hours reasonably expended on the
litigation by a reasonable hourly rate.” Imwalle v.
Reliance Med. Prods., Inc., 515 F.3d 531, 551 (6th
Cir. 2008) (citing Hensley v. Eckerhart, 461 U.S. 424,
433 (1983)). But “[t]he product of reasonable hours
times a reasonable rate does not end the inquiry.”
Hensley, 461 U.S. at 434. In cases where the plaintiff
achieves partial or limited success, the “most critical
factor is the degree of success obtained.” Id. at 436.
Awarding the full lodestar amount in those circumstances can lead to an “excessive” award. Id. As a
result, even though a trial court has discretion in determining what constitutes a “reasonable” fee award,
it abuses its discretion when it fails to assure a reasonable relationship between the fee awarded and
the success obtained. See id. at 437
Here, the plaintiffs sued to permanently enjoin
the entire Abortion Pill Law in all of its applications.
They won almost nothing. By the end of the case, the
plaintiffs had lost three of their four claims outright,
31
on the merits. See above 7. And with respect to the
fourth claim—the one based on the Abortion Pill
Law’s lack of an express health-or-life exception—the
plaintiffs won only a narrow preliminary injunction
entitling them to use RU-486 in circumstances that
never arose in fact, and that likely could not have
arisen even in theory. Nonetheless, the plaintiffs
sought reimbursement for the hours spent during the
entire preliminary-injunction stage of litigation.
That means the plaintiffs sought reimbursement for
research and writing relating to distinct legal claims
that they lost, and for the work they put into unsuccessfully defending the District Court’s broad, facial
injunction on appeal. Given the narrow “degree of
success” that the plaintiffs achieved during the preliminary-injunction stage, it was not “reasonable” to
award the plaintiffs relief for all the hours their attorneys worked during that stage.
Notwithstanding all this, the Sixth Circuit affirmed the District Court’s order granting the plaintiffs all the fees they sought for the preliminaryinjunction stage. Pet.App.20a–26a. The Sixth Circuit tried to justify this decision by appealing to the
scope of the plaintiffs’ fee request. Specifically, it
concluded that, since the plaintiffs sought fees only
for work done during the preliminary-injunction
stage, the plaintiffs already “accounted for and divided out work done on the claim on which [they] prevailed—the health-and-life-exception claim—and distinguished it from the hours counsel expended on the
remaining unsuccessful claims.” Pet.App.24a; accord
Pet.App.24a–25a.
This argument has at least two fatal flaws. First,
it is factually inaccurate. The plaintiffs performed
work during the preliminary-injunction stage even
32
on the claims they lost. The Sixth Circuit tried to get
around this by noting that all four claims arose “from
a ‘common core of facts.’” Pet.App.24a (quoting
Hensley, 461 U.S. at 435–37). But that too is false:
the facts and law relevant to the health-or-life claim
had no bearing on the vagueness, undue-burden, and
bodily-integrity claims that the plaintiffs lost. The
health-or-life claim turned entirely on whether the
Constitution required the Abortion Pill Law to contain a health-or-life exception, and whether the law
contained such an exception. None of that mattered
to the plaintiffs’ other claims.
The second problem with the argument is legal:
even ignoring the award of fees for work done on losing theories, the courts below erred by failing to adjust the fee award downward to account for the insignificance of the relief the plaintiffs won. Again,
the plaintiffs won a narrow injunction allowing them
to administer RU-486 in circumstances that never
arose. Neither of the courts below accounted for the
insignificance of that relief. They conflated the question of whether the plaintiffs prevailed with the question of the degree to which they prevailed. Hensley
requires courts to ask the second question in deciding
whether a fee award is reasonable. 461 U.S. at 436–
37.
In sum, the Sixth Circuit’s decision awards the
plaintiffs fees for the many hours their attorneys
spent during the preliminary-injunction stage—even
though many of those hours were spent on losing
claims, and even though the relief secured by all this
work amounted to almost nothing. That is absurd.
The petitioners are not seeking review on the question whether the Sixth Circuit erred by affirming the
unadjusted fee award. But reversal on the question
33
presented would have the happy side effect of undoing an indefensibly high award.
CONCLUSION
The Court should grant the petition for certiorari
and reverse.
JOSEPH T. DETERS
Hamilton County
Prosecuting Attorney
DAVE YOST
Ohio Attorney General
BENJAMIN M. FLOWERS*
ROGER E. FRIEDMANN
*Counsel of Record
MICHAEL G. FLOREZ
Ohio Solicitor General
Hamilton County Prosecu- STEPHEN P. CARNEY
tor’s Office
Deputy Solicitor General
230 East Ninth Street
30 E. Broad St., 17th Floor
Suite 4000
Columbus, Ohio 43215
Cincinnati, Ohio 45202
614-466-8980
513-946-3025
benjamin.flowers@
roger.friedmann@hcpros.org
ohioattorneygeneral.gov
Counsel for Petitioner
Hamilton County
Prosecuting Attorney
Joseph Deters
NOVEMBER 2019
Counsel for Petitioner
Dave Yost, Ohio
Attorney General
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.