Opposition Brief — James F. Johnson, Petitioner v. Richard S. Tischner, Director, Court Services and Offender Supervision Agency, et al.
Supreme Court briefDec 6, 2019
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No. 19-5633
________________________________________________________________
________________________________________________________________
IN THE SUPREME COURT OF THE UNITED STATES
_______________
JAMES F. JOHNSON, PETITIONER
v.
RICHARD S. TISCHNER, DIRECTOR, COURT SERVICES AND OFFENDER
SUPERVISION AGENCY, ET AL.
_______________
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
_______________
BRIEF FOR THE FEDERAL RESPONDENTS IN OPPOSITION
_______________
NOEL J. FRANCISCO
Solicitor General
Counsel of Record
JOSEPH H. Hunt
Assistant Attorney General
LEWIS S. YELIN
ASHLEY A. CHEUNG
Attorneys
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217
________________________________________________________________
________________________________________________________________
QUESTION PRESENTED
Whether the court of appeals erred in holding that the RookerFeldman doctrine
barred
both
it
and the district court
from
exercising jurisdiction to reverse a decision of the D.C. Superior
Court.
(I)
ADDITIONAL RELATED PROCEEDINGS
D.C. Superior Court:
Johnson v. CSOSA, No. F-33483-76 (Sept. 27, 2004)
D.C. Court of Appeals:
Johnson v. United States, No. 04-CO-1670 (June 23, 2005)
U.S. District Court (D.D.C.):
Johnson v. Gray, No. 12-0967 (Nov. 14, 2012)
U.S. Court of Appeals (D.C. Cir.):
Johnson v. Ware, No. 12-5388 (Apr. 30, 2013)
Supreme Court of the United States:
Johnson v. Ware, No. 13-6340 (Oct. 15, 2013)
(II)
IN THE SUPREME COURT OF THE UNITED STATES
_______________
No. 19-5633
JAMES F. JOHNSON, PETITIONER
v.
RICHARD S. TISCHNER, DIRECTOR, COURT SERVICES AND OFFENDER
SUPERVISION AGENCY, ET AL.
_______________
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
_______________
BRIEF FOR THE FEDERAL RESPONDENTS IN OPPOSITION
_______________
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1a-2a)1 is not
published in the Federal Reporter, but is reprinted at 767 Fed.
Appx. 10.
The order of the district court (Pet. App. 4a-5a) is
unreported.
The appendix to the petition for a writ of certiorari is
not paginated.
This brief treats the appendix as if it were
separately and sequentially paginated, with the first page of the
appendix as page 1a.
Petitioner’s “Exhibit One” is separately
marked in the original materials and is referenced as such.
1
2
JURISDICTION
The judgment of the court of appeals was entered on April 19,
2019.
A petition for rehearing and rehearing en banc was denied
on June 14, 2019.
Pet. App. 3a; C.A. Doc. 1792940.
The petition
for a writ of certiorari was filed on August 2, 2019.
The
jurisdiction of this Court is invoked under 28 U.S.C. 1254(1).
STATEMENT
1.
The District of Columbia Sex Offender Registration Act
of 1999 (Act), D.C. Code § 22-4001 et seq. (LexisNexis 2012),
requires sex offenders to register with the Court Services and
Offender Supervision Agency for the District of Columbia (CSOSA).
Id. § 22-4014(1); see id. § 22-4001(1).
As relevant here, the Act
defines “sex offender” to include a person who lives in the
District of Columbia and who “[c]omitted a registration offense at
any time and is in custody or under supervision on or after July
11, 2000.”
turn,
is
including
Id. § 22-4001(9)(B).
defined
“forcible
to
A “registration offense,” in
encompass
rape.”
various
Id.
sex-related
§ 22-4001(8)(B).
crimes,
Certain
registration offenses, including “forcible rape,” are classified
as “lifetime registration offenses.”
Id. § 22-4001(6)(A).
Sex
offenders who commit lifetime registration offenses are required
to register with CSOSA for life.
Id. § 22-4002(b)(1).
The Act “gives to CSOSA the authority to decide whether
someone convicted of a sex crime prior to the law’s enactment
committed a registration offense.”
Anderson v. Holder, 647 F.3d
3
1165, 1170 (D.C. Cir. 2011).
CSOSA’s initial determination “is
subject to judicial review in [the D.C.] Superior Court.”
In re
W.M., 851 A.2d 431, 436 (D.C. 2004) (citing Section 22–4004).
If
the Superior Court rejects a convicted defendant’s challenge to
CSOSA’s initial determination, it “is required to enter an order
certifying that [the] person is a sex offender” and requiring the
person to register.
D.C. Code § 22-4003(d)(4) (LexisNexis 2012);
see id. §§ 22-4003(a), 22-4004(c)(2).
2.
In 1976, petitioner was convicted of rape while armed,
in addition to other crimes.
judgment).
Pet. App. 4a; Pet. Ex. 1 (copy of
In 2003, while petitioner was under supervision for
separate convictions, CSOSA informed him that, as a result of his
rape conviction, he was subject to lifetime registration under the
Act.
See
D.C.
Code
§§ 22-4001(6)(A),
(8)(B),
and
(9)(B),
22-4002(b)(1), 22-4014(1) (LexisNexis 2012). Petitioner challenged
CSOSA’s determination in D.C. Superior Court.
The court rejected
petitioner’s arguments and, as the Act mandates, entered an order
certifying petitioner as a sex offender and requiring him to
register for life.
See Johnson v. CSOSA, No. F-33483-76 (D.C.
Super. Ct. Sept. 27, 2004); see also Johnson v. Gray, et al., No.
12-civ-967, D. Ct. Doc. 7-3 (D.D.C. Aug. 3, 2012) (attaching Sept.
27, 2004 Superior Court decision).2
The D.C. Court of Appeals dismissed petitioner’s appeal as
untimely. Johnson v. United States, No. 04-CO-1670 (D.C. Ct. App.
June 23, 2005).
2
4
In 2012, petitioner filed a petition for a writ of mandamus
in the United States District Court for the District of Columbia
seeking to compel CSOSA to relieve him of his obligation to
register
as
registration
a
sex
offender
requirement
for
life
and
violated
the
Ex
arguing
Post
that
Facto
the
Clause.
Johnson v. Gray, 2012 WL 5512869, at *1 (D.D.C. Nov. 14, 2012).
The district court denied the petition for mandamus and dismissed
the case, id. at *2; the D.C. Circuit summarily affirmed, 2013 WL
2395115, at *1 (Apr. 30, 2013); and this Court denied the petition
for a writ of certiorari, 571 U.S. 969 (2013).
3.
In 2018, petitioner brought this suit again challenging
the requirement that he register as a sex offender.
5a.
Pet. App. 4a-
The district court dismissed the complaint, explaining that
petitioner had already unsuccessfully challenged his designation
as a sex offender in D.C. Superior Court and that it was without
jurisdiction to disturb that court’s ruling.
Pet. App. 5a. The
court of appeals summarily affirmed, concluding that “[l]ower
federal
courts
are
precluded
from
exercising
jurisdiction over final state-court judgments.”
appellate
Pet. App. 1a
(quoting Lance v. Dennis, 546 U.S. 459, 463 (2006) (per curiam)).
The court of appeals subsequently denied petitioner’s petition for
rehearing, Pet. App. 3a, and rehearing en banc, C.A. Doc. 1792940.
ARGUMENT
Petitioner contends (Pet. 3-6) that the court of appeals erred
in
concluding
that
both
it
and
the
district
court
lacked
5
jurisdiction to review the D.C. Superior Court’s decision.
That
argument fails under the Rooker-Feldman doctrine, which precludes
the lower federal courts from reviewing state-court judgments.
Further review is unwarranted for the additional reasons that
petitioner seeks mere error correction and this case is a poor
vehicle
for
resolving
the
questions
presented.
Although
petitioner also raises (Pet. 1-2) various questions regarding the
merits of his claims, none is properly presented here.
1.
a.
This
Court
has
long
recognized
that
the
lower
federal courts lack subject-matter jurisdiction to review final
state-court decisions, as well as decisions of the courts of the
District of Columbia.
Skinner v. Switzer, 562 U.S. 521, 531–532
(2011); District of Columbia Court of Appeals v. Feldman, 460 U.S.
462, 482–486 (1983); Rooker v. Fidelity Trust Co., 263 U.S. 413,
415–416
(1923).
That
principle,
called
the
Rooker-Feldman
doctrine, is grounded in 28 U.S.C. 1257, which grants this Court
exclusive jurisdiction to review such decisions.
See, e.g., Exxon
Mobil Corp. v. Saudi Basic Industries Corp., 544 U.S. 280, 292
(2005) (“[28 U.S.C.] 1257, as long interpreted, vests authority to
review a state court’s judgment solely in this Court.”).
As a doctrine of jurisdiction, Rooker-Feldman departs in
certain ways from standard preclusion principles.
Corp., 544 U.S. at 292–293.
Exxon Mobil
For instance, it does not apply to
parallel state and federal litigation, ibid., nor does it bar
actions by a nonparty to the earlier state suit, see Lance v.
6
Dennis, 546 U.S. 459, 464–466 (2006) (per curiam).
Additionally,
if the plaintiff presents an “‘independent claim,’” “it is not an
impediment to the exercise of federal jurisdiction that the ‘same
or a related question’ was earlier aired between the parties in
state court.”
Skinner, 562 U.S. at 532 (citation omitted).
For
example, although “a state-court decision is not reviewable by
lower federal courts,
* * *
a statute or rule governing the
decision may be challenged in a federal action.”
Ibid.
Thus, at
bottom, the doctrine is limited to lawsuits “brought by statecourt
losers
complaining
of
injuries
caused
by
state-court
judgments rendered before the district court proceedings commenced
and
inviting
judgments.”
district
court
review
and
rejection
of
those
Exxon Mobil Corp., 544 U.S. at 284.
That is precisely what this case is.
After CSOSA designated
petitioner a sex offender subject to lifetime registration, he
sought review in the D.C. Superior Court.
That court rejected
petitioner’s arguments and, pursuant to the Act’s requirements,
certified him as a sex offender subject to lifetime registration
and ordered him to register.
See p. 3, supra.
It was the Superior
Court’s order that triggered the consequences of which petitioner
now complains.
Because the current suit is, “in essence,
* * *
an attempt to obtain direct review of the” Superior Court’s order,
it is barred by Rooker-Feldman.
ASARCO Inc. v. Kadish, 490 U.S.
605, 622 (1989); see Exxon Mobil Corp., 544 U.S. at 288 n.2 (“The
injury of which the petitioners (the losing parties in state court)
7
could have complained in the hypothetical federal suit would have
been caused by the state court’s invalidation of their mineral
leases, and the relief they would have sought would have been to
undo the state court’s invalidation of the statute.”).
Petitioner offers no reason to doubt this conclusion.
This
suit thus represents a quintessential example of a “case[] brought
by [a] state-court loser[] complaining of injuries caused by [a]
state-court
judgment[]
proceedings
commenced
rendered
and
before
inviting
rejection of [that] judgment[].”
the
district
district
court
court
review
and
Exxon Mobil Corp., 544 U.S. at
284.
b.
Petitioner also appears to contend (Pet. 1, 6) that the
government waived any argument based on Rooker-Feldman.
contention is meritless.
This
Because Rooker-Feldman governs the scope
of the lower federal courts’ subject-matter jurisdiction, it “can
never be forfeited or waived.”
Arbaugh v. Y & H Corp., 546 U.S.
500, 514 (2006) (citation omitted); see Exxon Mobil Corp., 544
U.S. at 284.
Although the court of appeals addressed the basic
jurisdictional question, it did not rule on the waiver issue
petitioner now raises.
See United States v. Williams, 504 U.S.
36, 41 (1992) (This Court’s “traditional rule
grant of certiorari
* * *
* * *
precludes a
when the ‘question presented was not
pressed or passed upon below.’”) (citation omitted).
c.
Review is unwarranted for the additional reason that
petitioner seeks mere error correction.
He does not identify any
8
circuit split on the jurisdictional issue or provide any reason to
believe that it arises frequently.
2.
various
questions
related to the merits of his registration obligations.
(Pet. 1-
2.)
Petitioner
also
seeks
review
of
Because the district court dismissed for lack of jurisdiction
and the court of appeals affirmed on the same basis without
addressing
the
presented here.
merits,
none
of
those
questions
is
properly
See Cutter v. Wilkinson, 544 U.S. 709, 718 n.7
(“[W]e are a court of review, not of first view.”).
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
NOEL J. FRANCISCO
Solicitor General
JOSEPH H. Hunt
Assistant Attorney General
LEWIS S. YELIN
ASHLEY A. CHEUNG
Attorneys
DECEMBER 2019
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