Amicus Curiae Brief — Victor Hugo Saldano, Petitioner v. Lorie Davis, Director, Texas Department of Criminal Justice, Correctional Institutions Division
Supreme Court briefAug 15, 2019
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No. 19-5171
IN THE
Supreme Court of the United States
————
VICTOR HUGO SALDAÑO,
Petitioner,
v.
LORI DAVIS, DIRECTOR,
TEXAS DEPARTMENT OF CRIMINAL JUSTICE,
CORRECTIONAL INSTITUTIONS DIVISION,
Respondent.
————
On Petition for Writ of Certiorari to the
Court of Criminal Appeals of Texas
————
BRIEF FOR THE GOVERNMENT OF THE
REPUBLIC OF ARGENTINA AND OTHER
GOVERNMENTS OF THE AMERICAS AS
AMICUS CURIAE IN SUPPORT OF PETITIONER
[Additional amici listed on inside cover]
————
PATRICK S. METZE
Professor of Law,
Director of Criminal
Defense Clinics
ALLISON CLAYTON
Director and Adjunct
Professor, Innocence
Clinic
TEXAS TECH UNIVERSITY
SCHOOL OF LAW
3311 18th Street
Lubbock, TX 79409-0004
(806) 742-4312
Patrick.Metze@ttu.edu
Allison.Clayton@ttu.edu
JONATHAN M. MILLER
Counsel of Record
SOUTHWESTERN LAW SCHOOL
3050 Wilshire Blvd.
Los Angeles, CA 90010-1106
(213) 738-6784
jmiller@swlaw.edu
Counsel for Amicus
August 15, 2019
WILSON-EPES PRINTING CO., INC. – (202) 789-0096 – WASHINGTON, D. C. 20002
Additional Amici Curiae
Dominican Republic
Oriental Republic of Uruguay
Plurinational State of Bolivia
Republic of Chile
Republic of Colombia
Republic of Ecuador
Republic of El Salvador
Republic of Guatemala
Republic of Honduras
Republic of Nicaragua
Republic of Paraguay
Republic of Peru
United Mexican States
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ................................
ii
STATEMENT OF INTEREST OF THE
GOVERNMENT OF THE ARGENTINE
REPUBLIC AND OTHER GOVERNMENTS IN
THE AMERICAS .................................................
2
I. INTRODUCTION .....................................
4
II. ARGUMENT .............................................
5
A. Texas Politics Infected the Texas
Court of Criminal Appeals in this
Case ......................................................
6
B. Texas Has Been Treating Petitioner
for Severe Mental Illness ....................
17
C. Petitioner’s Second Trial Did Not
Remedy the International Law Violations of the First Trial .........................
19
CONCLUSION ....................................................
22
APPENDIX
APPENDIX A: Affidavit of Joe McLoughlin
(February 9, 2007) ..........................................
1a
APPENDIX B: Affidavit of Deputy Consul
General Valeria M. Gonzalez Posse (October
19, 2009) .........................................................
3a
(i)
ii
TABLE OF AUTHORITIES
CASES
Page(s)
Buck v. Davis,
137 S. Ct. 759 (2017) ................................. 8, 16
Estelle v. Smith,
451 U.S. 454 (1981) ...................................
15
Lagrone v. State of Texas,
942 S.W.2d 602 (Tex. Crim. App. 1997) ...
12
Saldano v. Davis,
701 Fed. Appx. 302 (5th Cir. 2017) ..........
16
Saldano v. Roach,
363 F.3d 545 (5th Cir. 2004) cert. denied
543 U.S. 820 (2004) ...................................
4, 9
Saldano v. State of Texas,
70 S.W. 3d 873 (Tex. Crim. App. 2002) ....
8, 9
Saldano v. State of Texas,
232 S.W.3d 77 (Tex. Crim. App.
2007) .............................................. 12, 13, 14, 15
Saldano v. Texas,
530 U.S. 1212 (2000) .................................
7
Saldano v. Texas,
No. 72,556 (Tex. Crim. App. Sept. 15,
1999) ..........................................................
7
U.S. CONSTITUTION
U.S. Const. amend. V ................................... 12, 13
U.S. Const. amend. VIII ...............................
11
STATUTES
18 U.S.C. § 2254(e) (2019) ...........................
18
iii
TABLE OF AUTHORITIES—Continued
Page(s)
Tex. Code Crim. Proc. art. 11.071, § 5(a)
(2019) ........................................................
18
Tex. Code Crim. Proc. art. 37.071,
§ (2)(b)(1) (2004) ........................................
4, 6
INTERNATIONAL DECISIONS
Chorzów Factory Case (F.R.G. v. Poland),
1928 Permanent Court of International
Justice (Ser. A) No. 17 (September 1928) .....
20
Saldaño v. United States, IACHR, Report
No. 24/17, Case 12.254 (March 18, 2017) ...... 20, 21
TREATIES AND OTHER INTERNATIONAL
INSTRUMENTS
American Declaration on the Rights and
Duties of Man (OAS, 1948) .......................
4
Charter of the Organization of American
States, April 30, 1948, 2 U.S.T. 2394, 119
U.N.T.S. 3 .................................................. 4, 19
International Covenant on Civil and Political Rights, Dec. 19, 1966, 999 U.N.T.S.
171 (entered into force Mar. 23, 1976) .... 3-4, 19
International Law Commission, Draft
articles on Responsibility of States for
Internationally Wrongful Acts, with
commentaries (2001) .................................
20
Universal Declaration of Human Rights,
G.A. Res. 217A (III), U.N. Doc. A/810
(1948) .........................................................
3
iv
TABLE OF AUTHORITIES—Continued
Page(s)
Vienna Convention on Consular Relations,
April 24, 1963, 21 U.S.T. 77, 596 U.N.T.S.
261 .................................................................
2
OTHER AUTHORITIES
Cristina Aizpeolea, Saldaño se masturbó
frente al jurado, La Voz del Interior (Nov.
11, 2004), available at http://buscador.
lavoz.com.ar/2004/1112/sucesos/nota282
943_1.htm..................................................
3
Hugo Alconada Mon, Cómo pasa sus días el
único argentino condenado a muerte, La
Nación (Sept. 18, 2005), available at
https://www.lanacion.com.ar/sociedad/co
mo-pasa-sus-dias-el-unico-argentino-con
denado-a-muerte-nid739903.....................
3
Sol Amaya, La Historia de Víctor Saldaño,
el cordobés que lleva 23 años condenado a
muerte en EE.UU., La Nación (March 13,
2018), available at https://www.lanacion.
com.ar/sociedad/la-triste-historia-de-victo
r-saldano-el-cordobes-condenado-a-muert
e-en-eeuu-nid2116550 ...............................
3
Appeals Court Races Offer Voter Dilemma;
Republicans Must Make Runoff Decisions
for a Crazy Court of Criminal Appeals,
San Antonio Express-News (April 1, 2002),
available at 2002 WLNR 13894163 .........
9
Ian Brownlie, Principles of Public International Law (6th ed. 2003)..........................
20
v
TABLE OF AUTHORITIES—Continued
Page(s)
Bin Cheng, General Principles of Law as
Applied by International Courts and
Tribunals (1987) .......................................
20
Condenaron a muerte a Saldaño en fallo
unánime, La Nación (July 16, 1996),
available at https://www.lanacion.com.ar/
sociedad/condenaron-a-muerte-a-saldanoen-fallo-unanime-ni d172623 ....................
3
Victoria de Masi, Entrevista: Habla la madre
del primer argentino condenado a muerte
en los EE.UU., Clarín (June 8, 2019),
available at https://www.clarin.com/viva/
historia-madre-primer-argentino-conden
ado-muerte-ee-uu_0_uv_VCKPYa.html .....
3
Diane Jennings, AG, Court Dispute Still
Simmering, Dallas Morning News (April
14, 2002), available at 2002 WLNR
13698549 ...................................................
9
Natasha Niebieskikwiat, La comunidad
judía pidió a EE.UU. que ayude a capturar
a los iraníes, Clarín (February 8, 2007),
available at http://www.clarin.com/diario/
2007/02/08/elpais/p-00501.htm ................
2
Physicians Desk Reference, https://www.
pdr.net (last visited Aug. 11, 2019) ...........
17
vi
TABLE OF AUTHORITIES—Continued
Page(s)
U.S. Dep’t of State, Secretary of State
Michael R. Pompeo and Argentine
Foreign Minister Jorge Faurie at a Press
Availability at the Western Hemisphere
Counterterrorism Ministerial Plenary
(July 19, 2019), available at https://www.
state.gov/secretary-of-state-michael-r-po
mpeo-and-argentine-foreign-minister-jor
ge-faurie-at-a-press-availability-at-the-w
estern-hemisphere-counterterrorism-mi
nisterial-plenary/ ......................................
2
Texas’ Worst Court Slaps Cornyn, Upholds
Nazi-like Quackery, San Antonio ExpressNews, (March 22, 2002), available at
2002 WLNR 1388602 ................................
9
Jim Yardley, Racial Bias Found in Six
More Capital Cases, N.Y. Times (June
11, 2000), available at https://www.ny
times.com/2000/06/11/us/racial-bias-foundin-six-more-capital-cases.html ...................
8
BRIEF FOR THE GOVERNMENT OF THE
REPUBLIC OF ARGENTINA AND OTHER
GOVERNMENTS OF THE AMERICAS
The Government of the Republic of Argentina
respectfully submits this brief as Amicus Curiae in
support of the Petition for a Writ of Certiorari of its
citizen, Victor Hugo Saldaño,1 and is joined by the
Governments of the Dominican Republic, the Oriental
Republic of Uruguay, the Plurinational State of Bolivia,
the Republic of Chile, the Republic of Colombia, the
Republic of Ecuador, the Republic of El Salvador, the
Republic of Guatemala, the Republic of Honduras, the
Republic of Nicaragua, the Republic of Paraguay, the
Republic of Peru and the United Mexican States.
1
Counsel of record for all parties received timely notice of the
intention to file this amicus brief and gave their consent. Counsel for
the Petition for Writ of Certiorari had no role in drafting this brief, in
whole or in part, and no person or entity other than the Government
of the Republic of Argentina made any monetary contribution toward
the preparation or submission of this brief. The Government of
Argentina has actively assisted Petitioner since shortly before his
first trial, in July 1996, including providing counsel with potential
evidence, obtaining counsel to work on the case pro bono for some
trial motions and appellate proceedings, sending observers to all
proceedings, and generally providing full consular services to
Petitioner, including monthly consular visits. Professor Jonathan M.
Miller, counsel of record on this amicus brief, assisted Petitioner’s
court-appointed counsel during pre-trial, trial and post-trial
proceedings at the request of the Argentine Government, was counsel
for oral argument before the Texas Court of Criminal Appeals, and
has generally assisted Mr. Saldaño’s Federal habeas counsel,
including on the Petition for Writ of Certiorari. Professor Miller’s
work in the case has been pro bono.
2
STATEMENT OF INTEREST OF
THE GOVERNMENT OF THE
ARGENTINE REPUBLIC AND OTHER
GOVERNMENTS IN THE AMERICAS
The Argentine government, like the government of
the United States, has an interest as a sovereign in
protecting the rights of its citizens when they travel
abroad.2 In pursuing this protection, the government
of Argentina seeks the fair and equal treatment of its
citizens by other governments and respect for their
fundamental human rights. Petitioner, Victor Hugo
Saldaño, is a citizen of Argentina. The government of
Argentina considers the treatment of Mr. Saldaño an
important bilateral issue and has raised the issue in
Cabinet-level discussions with the U.S. government.3
Public opinion in Argentina has also focused on the
2
Protection of nationals is a central consular function under the
Vienna Convention on Consular Relations, art. 5(a), April 24, 1963,
21 U.S.T. 77, 596 U.N.T.S. 261. See also art. 36(b) & (c) (providing
for consular assistance for imprisoned nationals).
3
See, e.g., U.S. Department of State, Secretary of State Michael R.
Pompeo and Argentine Foreign Minister Jorge Faurie at a Press
Availability at the Western Hemisphere Counterterrorism Ministerial
Plenary (July 19, 2019), available at https://www.state.gov/secre
tary-of-state-michael-r-pompeo-and-argentine-foreign-minister-jorgefaurie-at-a-press-availability-at-the-western-hemisphere-counterter
rorism-ministerial-plenary/ (the Argentine Foreign Minister noting
that the Saldaño case was raised during their meeting); Natasha
Niebieskikwiat, La comunidad judía pidió a EE.UU. que ayude a
capturar a los iraníes, Clarín (February 8, 2007), available at http://
www.clarin.com/diario/2007/02/08/elpais/p-00501.htm (noting the
case was discussed by U.S. Attorney General Alberto Gonzales
and Argentina’s Minister of Justice Alberto Iribarne during a
meeting held in Buenos Aires on February 7, 2007).
3
case, with hundreds of media references over the past
twenty-four years.4
The Governments of the Americas joining the
Argentine Republic as amici, and the Argentine
Republic, have a shared interest in assuring that
nations comply with their international obligations.
The Universal Declaration of Human Rights, G.A. Res.
217A (III), U.N. Doc. A/810 (1948); the International
Covenant on Civil and Political Rights, Dec. 19, 1966,
4
All of Argentina’s major newspapers have extensively covered
the case at all its stages. See, e.g., Sol Amaya, La Historia de
Víctor Saldaño, el cordobés que lleva 23 años condenado a muerte
en EE.UU., La Nación (March 13, 2018), available at https://
www.lanacion.com.ar/sociedad/la-triste-historia-de-victor-saldanoel-cordobes-condenado-a-muerte-en-eeuu-nid2116550 (offering an
overview of the case); Hugo Alconada Mon, Cómo pasa sus días
el único argentino condenado a muerte, La Nación (Sept. 18,
2005), available at https://www.lanacion.com.ar/sociedad/comopasa-sus-dias-el-unico-argentino-condenado-a-muerte-nid739903
(describing Mr. Saldaño’s years on death row and his mental
decline); Condenaron a muerte a Saldaño en fallo unánime, La
Nación (July 16, 1996), available at https://www.lanacion.com.
ar/sociedad/condenaron-a-muerte-a-saldano-en-fallo-unanime-ni
d172623 (describing the trial and death verdict); Cristina Aizpeolea,
Saldaño se masturbó frente al jurado, La Voz del Interior (Nov.
11, 2004), available at http://buscador.lavoz.com.ar/2004/1112/
sucesos/nota282943_1.htm (describing Mr. Saldaño’s bizarre
behavior at his second trial); Victoria de Masi, Entrevista: Habla
la madre del primer argentino condenado a muerte en los EE.UU.,
Clarín (June 8, 2019), available at https://www.clarin.com/viva/
historia-madre-primer-argentino-condenado-muerte-ee-uu_0_uv_VC
KPYa.html (extended interview with Mr. Saldaño’s mother and
description of the case).
4
999 U.N.T.S. 171 (entered into force Mar. 23, 1976);
customary international law, and the American
Declaration on the Rights and Duties of Man (OAS,
1948) as an enunciation of the “fundamental rights of
the individual” in the Charter of the Organization of
American States, art. 3(l), April 30, 1948, 2 U.S.T.
2394, 119 U.N.T.S. 3, all require nations to afford the
full protection of basic international human rights to
all persons within their territories, including foreign
nationals. These sources of international law likewise
require the United States to secure the right to a
fair trial, without discrimination based on race or
ethnicity. When such discrimination occurs, its effects
must be wiped out so that the prosecution does not
benefit from the State’s prior illegal conduct.
I. INTRODUCTION
The Argentine Government spent eight years
helping Petitioner get his racially-tainted sentence of
July 15, 1996 set aside. After multiple appeals by local
prosecutors, that decision was finally overturned in
2004, Saldaño v. Roach, 363 F.3d 545 (5th Cir. March
23, 2004) cert. denied, 543 U.S. 820 (Oct. 4, 2004). But
the taint was not cured. Texas is a State where the
Special Issue of future dangerousness, “whether there
is a probability that the defendant would commit criminal acts of violence that would constitute a continuing
threat to society,” Tex. Code Crim. Proc. art. 37.071,
§ 2(b)(1) (2004), is a required finding for imposition of
a death sentence. Argentine consular officials witnessed
Petitioner’s sharp psychiatric decline once Texas death
row was moved to the Polunsky Unit in early 2000.
Moreover, they anticipated problems at Petitioner’s
second trial. But the Argentine Government has been
unsuccessful in getting either the Texas or the Federal
courts to address the unfairness of a trial centered on
5
future dangerousness when the State, through its
extraordinary isolation of a death row inmate after a
racially-tainted proceeding, has made it impossible for
a jury to fairly evaluate the defendant.
Victor Saldaño’s death sentence has a procedural and
political history that has given it special importance to
the Argentine government and which offers important
background to the petition for certiorari. The Government of Argentina appreciates the rich constitutional
tradition of the U.S. legal system, which has often
served as the model for its own. However, the Texas
Court of Criminal Appeals has failed in its basic
obligations to Petitioner. The Texas Court was openly
hostile toward and mocking of Petitioner’s efforts to
have his constitutional claims heard because it was
openly upset that Petitioner ever had a new penalty
phase ordered to begin with. While it is important for
the U.S. Supreme Court to hear Petitioner’s case for
the reasons set forth in Petitioner’s Petition for Writ
of Certiorari, those arguments need to be understood
against the backdrop of how Texas has treated Petitioner’s case, and in light of the psychiatric decline and
medical treatment that Argentine consular officials
have witnessed and documented over the past twentyfour years.
II. ARGUMENT
There are three ways that the Argentine Government can provide the Court with useful additional
perspective. First, it is important for the Court to
understand precisely how and why the Texas Court of
Criminal Appeals, having been politically stung in its
earlier confrontation with Texas Attorney General John
Cornyn in Petitioner’s case, invented a procedural
default – an error that was only partially resolved by
the Fifth Circuit and that needs to be understood in
6
light of the history of the case. Second, the Argentine
Government, through its monthly consular visits and
regular monitoring of Mr. Saldaño’s medications, can
provide the Court with insight on Mr. Saldaño’s
mental decline. Third, the Argentine Government
and the nations of the Americas that have joined
Argentina on this brief, regard the treatment of Mr.
Saldaño to have violated international law.
A. Texas Politics Infected the Texas Court
of Criminal Appeals in This Case.
The Texas Court of Criminal Appeals invented a
procedural default on Mr. Saldaño’s central claim from
his second penalty proceeding in a ruling that
explicitly indicates the Court’s ire at Mr. Saldaño
having received a second penalty trial. The Fifth
Circuit recognized that this ruling was constitutionally improper; yet because the Fifth Circuit then failed
to properly apply the Supreme Court’s standard for
granting a certificate of appealability, Mr. Saldaño has
never received consideration of the most important
issue in his case.
As then Texas Attorney General John Cornyn would
ultimately recognize, the sentencing phase of Mr.
Saldaño’s first trial for capital murder, in July 1996,
was tainted by racist testimony. For imposition of a
death sentence, Texas law requires a jury finding of “a
probability that the defendant would commit future
criminal acts of violence that would constitute a continuing threat to society.” Tex. Code Crim. Proc. art.
37.071, § (2)(b)(1) (2004). In support of the State’s claim
of a “continuing threat,” Walter Quijano, the former
chief psychologist of the Texas Department of Criminal Justice, testified that being African American or
Latino is a factor that increases the likelihood that an
individual will commit future acts of violence, and
7
could be weighed as such by the jury in evaluating Mr.
Saldaño’s future dangerousness. State of Texas’s
Response to Petition for Writ of Certiorari at 4-5 (filed
May 4, 2000), Saldano v. Texas, 530 U.S. 1212 (2000)
(No. 99-8119). Mr. Saldaño’s court-appointed counsel
did not object; however, Argentine observers prevailed
upon counsel to appeal the issue. This appeal, while
rejected by the Texas Court of Criminal Appeals as
insufficiently fundamental to justify Mr. Saldaño’s
failure to object at trial,5 opened the door to a petition
for writ of certiorari on the issue by prominent counsel
secured through the efforts of the Argentine government. The Government of Argentina also filed an
amicus brief joined by twelve other Latin American
countries.6
These consular and defense efforts generated a legal
and political response in Texas. The Texas Attorney
General responded to the petition for writ of certiorari
with a confession of error, acknowledging that “the infusion of race as a factor for the jury to weigh in making
its determination violated [Saldaño’s] constitutional
right to be sentenced without regard to the color of
his skin,” Response to Petition for Certiorari at 8,
and “seriously undermined the fairness, integrity, or
public reputation of the judicial process,” id. at 7. The
U.S. Supreme Court then vacated the judgement and
remanded the case to the Texas Court of Criminal
Appeals in light of the confession of error. Saldano v.
Texas, 530 U.S. 1212 (2000). Mr. Saldaño’s case also
led the Texas Attorney General to review other cases
5
Saldano v. Texas, No. 72,556 at 9-10 (Tex. Crim. App. Sept. 15,
1999) (en banc) (not designated for publication).
6
Brief of Amicus Curie the Government of the Republic of
Argentina and other Governments in Support of Petitioner Saldaño,
Saldano v. Texas, 530 U.S. 1212 (2000) (No. 99-8119).
8
in which Walter Quijano testified, and in turn to make
six other admissions of error.7 Most recently, the U.S.
Supreme Court overturned one of Dr. Quijano’s racetainted death sentences in Buck v. Davis, a decision
that recounts much of this history, 137 S. Ct. 759, 769770 (2017). Given the U.S. Supreme Court’s vacation
of the judgement and remand, rapid provision of a new
sentencing trial would have seemed the logical result.
The Texas Court of Criminal Appeals, however, then
refused to admit error in Mr. Saldaño’s case. Despite
the fact that the U.S. Supreme Court remanded the
case on June 5, 2000, a new penalty proceeding was
not held until November 2004. First, local prosecutors
challenged the Attorney General’s confession of error
as unauthorized and improper. Then the Texas Court
of Criminal Appeals ruled that while the Texas Attorney
General had the legal authority to represent the State
before the U.S. Supreme Court in Mr. Saldaño’s case,
Saldano v. State of Texas, 70 S.W.3d 873, 884 (Tex.
Crim. App. 2002), the confession of error was improper,
id. at 891. The Texas Court reached the startling conclusion that even if the prosecution presented testimony
“for the sole purpose of appealing to the potential
racial prejudices of the jury,” a defendant’s failure to
object would prevent him from raising that issue on
appeal. Id. at 889. Moreover, the Court held that no
hearing was required to determine whether defense
counsel’s failure to object constituted ineffective assistance of counsel. Id. at 886. Instead the Court found
that the lack of an objection was part of a deliberate
trial strategy by the defense, since defense counsel crossexamined the State’s expert on whether Argentines
7
Jim Yardley, Racial Bias Found in Six More Capital Cases,
N.Y. Times (June 11, 2000), available at https://www.nytimes.com/
2000/06/11/us/racial-bias-found-in-six-more-capital-cases.html.
9
are part of the same racial group as most U.S.
Hispanics, see id. at 885,8 and because the defendant’s
expert testified that being Black or Hispanic is not
what causes the criminal conduct, regardless of the
existence of a correlation, id. This decision, which
became an electoral issue and triggered a public spat
between the Texas Attorney General and the Court of
Criminal Appeals,9 was followed by an agreement
between Mr. Saldaño’s counsel and the Texas Attorney
General that if Mr. Saldaño filed a federal habeas
corpus action, the Attorney General would once again
confess error. That strategy ultimately worked, and
after further delays resulting from continuing attempts
by local prosecutors to intervene, habeas relief was
granted, Saldano v. Roach, 363 F.3d 545 (5th Cir.
2004) cert. denied 543 U.S. 820 (2004). But by the time
that finally happened, Mr. Saldaño was no longer fit
for trial on the issue of future dangerousness.
8
The Court of Criminal Appeals was likely alluding to a
troubling series of questions in which defense counsel noted that
most U.S. Hispanics have “mixtures in their blood lines of Spanish
people with Indians,” ROA.9394, and “a mixture of Indian and
Spanish blood from Mexico,” ROA.9395, presumably unlike an
Argentine.
9
As noted in the Petition for Writ of Certiorari at 5, Texas
Attorney General John Cornyn was running for the U.S. Senate,
three judges of the Texas Court of Criminal Appeals were up for
re-election, and the split between the Republican Attorney General
and the completely Republican Court drew substantial public
attention. Diane Jennings, AG, Court Dispute Still Simmering,
Dallas Morning News (April 14, 2002), available at 2002 WLNR
13698549; Appeals Court Races Offer Voter Dilemma; Republicans
Must Make Runoff Decisions for a Crazy Court of Criminal
Appeals, San Antonio Express-news (April 1, 2002), available at
2002 WLNR 13894163; see also Texas’ Worst Court Slaps Cornyn,
Upholds Nazi-like Quackery, San Antonio Express-News (March
22, 2002), available at 2002 WLNR 1388602.
10
The Argentine Consulate in Houston’s monthly visits
provided Mr. Saldaño with his primary link to the
outside world after his 1996 death sentence. Unfortunately, that meant the Consulate also witnessed Mr.
Saldaño’s severe mental decline across those many
visits. The stark deterioration began when Texas
dramatically altered its system of incarceration of
death row inmates in early 2000. This shift, which
established a regime of confinement in severe isolation,
provoked psychotic episodes and led to Mr. Saldaño’s
hospitalization for twenty weeks in the psychiatric
hospital of the Texas prison system, from March 20 to
August 3, 2001. Understandably, when a new penalty
trial approached in November 2004, the Consulate
and Victor Saldaño’s family were therefore extremely
anxious that the Texas courts consider whether Mr.
Saldaño was fit for trial. The Texas Court of Criminal
Appeals ultimately dealt with this issue as though
it held a grudge against Mr. Saldaño for having
frustrated its efforts to uphold his original death
sentence.
Prior to trial, the Argentine Government urged
defense counsel to bring Mr. Saldaño’s mental condition to the attention of the trial court even if his decline
did not reach the level of incompetency to stand trial.
It was the Argentine Government’s concern that led to
defense counsel’s motion that even if Mr. Saldaño
satisfied Texas competency requirements, he had suffered such severe decline in his mental faculties while
on death row that it was unconstitutional to subject
him to a new penalty proceeding in which the jury
would evaluate his apparent dangerousness. In practice, this motion was prescient, since at trial, while the
trial judge remarked that Mr. Saldaño was never
disruptive or unfriendly toward the court, ROA.5619,
the record also established that he appeared unfocused
11
on the proceedings, ROA.5098; ROA.5619; rocked in his
chair and laughed inappropriately, ROA.5645; insisted
on wearing prison clothes, ROA.4478; ROA.4506;
ROA.4563; ROA.4678; ROA.4758; ROA.4841; ROA.4946,
and masturbated under the table inside his jail uniform, ROA.5618-ROA.5619; ROA.5645. The trial
court also heard testimony from the bailiffs on Mr.
Saldaño’s behavior in court and discussed the matter
with Mr. Saldaño, ROA.5644-ROA.5648.
Mr. Saldaño’s pre-trial motion had two key arguments. First, he argued that as a matter of Due Process
and unconstitutional vagueness under the Eighth
Amendment, it was improper to subject him to a new
death penalty proceeding. Even if he was legally
competent, his mental decline from the severe
isolation of death row had severely diminished his
ability to assist in his own defense, made a principled
assessment for dangerousness by a jury impossible,
and increased the likelihood that the jury would perceive him as a future danger. ROA.4108-ROA.4113.
Second, he argued the related issue that because his
misconduct on death row was a product of confinement
in severe isolation, and his presence on death row was
a product of prior State misconduct at his original
trial, the State should be estopped from using evidence
of his misconduct on death row against him at trial to
prove future dangerousness. ROA.4114-ROA.4115.
The trial court then held a hearing on the motion on
November 5, 2004, at which the primary witness for
Mr. Saldaño was to be Dr. Orlando Peccora, the
psychiatrist whom as a Texas Department of Criminal
Justice employee had treated Mr. Saldaño during his
twenty-week stay in the psychiatric hospital in 2001.10
10
Dr. Peccora was identified and located through the Argentine
Consulate’s efforts.
12
Saldano v. State of Texas, 232 S.W.3d 77, 84-85 (Tex.
Crim. App. 2007).
The trial court never heard testimony on Mr. Saldaño’s
mental state, however, because on the day of the
hearing the State demanded the right to examine Mr.
Saldaño prior to any testimony by Dr. Peccora. The
trial court granted the State’s motion on the basis of
Lagrone v. State of Texas, 942 S.W.2d 602 (Tex. Crim.
App. 1997), a Texas decision that authorizes a mental
examination of a defendant by an expert for the State
before a defense expert who has examined the defendant may testify at trial, id. at 609-612. However, the
trial court refused to address Mr. Saldaño’s concern
about the extent of the Fifth Amendment waiver he
was being asked to make, since he was anxious that
evidence obtained by the State during a Lagrone
examination for pre-trial purposes not be used by the
State at trial. 232 S.W.2d at 85, 87. Mr. Saldaño then
declined to submit to the State’s examination, so the
trial court barred Dr. Peccora from testifying. Id. at 85.
After Mr. Saldaño masturbated at trial and was
placed in restraints, defense counsel renewed his earlier
motion, explicitly offering to subject Mr. Saldaño to a
mental examination by the State if the court guaranteed that it would only be used for rebuttal purposes,
and not at trial (where the State’s expert might argue
that Mr. Saldaño was dangerous or had other characteristics making the death penalty appropriate). Id.
at 86-87. The trial court, however, held that if the
State were permitted to conduct an examination, it
could use that examination not only to rebut Dr.
Peccora’s testimony before the trial judge (i.e., the
testimony that Mr. Saldaño’s mental decline made it
improper to subject him to a new penalty proceeding),
but also to testify before the jury “about anything
13
relevant to his mental state, including future dangerousness, which is the defense concern.” Id. at 87-88.
Mr. Saldaño was therefore forced to insist upon his
Fifth Amendment right that the examination not go
forward. Remarkably, the trial court never heard Mr.
Saldaño’s key witness on his mental decline as a result
of years of confinement in complete isolation on death
row – in a case where the defendant was both placed
in restraints as a consequence of having masturbated
in open court, yet found by the court not to have acted
in a disruptive or unfriendly fashion. See id. at 88.
On appeal, the Texas Court of Criminal Appeals
focused more on the earlier political history of the case
than on the issues before it concerning Mr. Saldaño’s
second penalty proceeding. The issue of the racist
1996 testimony was res judicata, but the Court’s 2007
opinion begins: “In 1996, appellant was convicted of
capital murder and sentenced to death. The conviction
was upheld, but the death sentence was overturned in
federal habeas proceedings based on a procedurally
defaulted claim of prosecutorial misconduct at
appellant’s 1996 trial.” Id. at 82 (emphasis added).
The opinion then makes no fewer than five further
references to “the procedurally defaulted claim of prosecutorial misconduct” at the 1996 trial, even altering
three quotations from the record of the 2004 proceeding to insert the words “procedurally defaulted claim”
into the defense counsel’s mouth.11 Then, perhaps in
11
The Court of Criminal Appeals’ decision offered the following
“quotation” from the transcript:
[THE DEFENSE]: Now, in legal terms, the way this
fits in is, the State should not be able to enjoy the fruits
of [the procedurally defaulted claim of prosecutorial misconduct at appellant’s 1996 trial] that it
committed eight and one-half years ago.
14
an attempt to achieve poetic justice, the Court of
Criminal Appeals ruled that Mr. Saldaño had “procedurally defaulted” his Points of Error that he should
not have been forced to undergo an expert examination
by the State that could be used for any purpose
whatsoever as a condition for presenting his constituAnd if the Court finds that [appellant] has suffered a
decline in his cognitive abilities and emotional stability—
and, your Honor, it doesn’t require a finding on our
part that he is psychotic, we’re not arguing he’s not
competent to stand trial; we’re only arguing a significant decline in cognitive ability and emotional stability.
If that’s the case, our argument is he may no longer
be tried. The State committed [the procedurally
defaulted claim of prosecutorial misconduct at
appellant’s 1996 trial] by putting him on death row,
they caused him to be diminished as a result of many
years in isolation there, and they can’t enjoy the fruits
of [*85] that at the new sentencing proceeding today.
And, in fact, he can’t even be evaluated fairly as a
future danger because he’s not just the same person
today, and the statute requires an evaluation of future
dangerousness as of the time of trial.
Second, on the issue of whether [appellant] would have
committed aggressive acts while incarcerated if not for
the isolation that he was subjected to, the question is
whether the State can present evidence of his misconduct on death row on the issue of future dangerousness.
And our position is that the State committed the
primary illegality here [with the procedurally defaulted
claim of prosecutorial misconduct at appellant’s
1996 trial].
If the State can show by a preponderance of the
evidence that the defendant’s misconduct on death row
would have occurred anyway, then we have nothing to
complain about.
232 S.W.3d at 84-85 (emphasis added, bracketed words from
original).
15
tional claims. Id. at 88. According to the Court of
Criminal Appeals, Mr. Saldaño had procedurally
defaulted even though he had explained to the trial
court that he could not allow an examination to go
forward if it could be used for more than pre-trial
purposes by the State, and even though during trial
Mr. Saldaño renewed his motion in writing and
indicated that he would allow an examination if the
trial court would guarantee that it not be used by the
State for more than rebutting the defendant’s evidence
on mental decline. The Court of Criminal Appeals
held that Mr. Saldaño from the start should have
offered to allow an examination in return for a
“guarantee” that it not be used for other purposes, and
that when Mr. Saldaño made such an offer during trial
(after bizarre courtroom behavior), it was simply too
late. Id. The Court of Criminal Appeals never
explained why the renewed motion in response to Mr.
Saldaño’s courtroom conduct was too late,12 the trial
court never indicated that it regarded the offer as too
late – it simply indicated that legally it could not
provide the requested guarantee, id. at 87-88 – and the
State never argued procedural default in its briefs.13
12
The Court of Criminal Appeals also never explains why a
defendant must ask the trial court to guarantee that his examination for pre-trial will not be used for more than rebuttal purposes
by the State. In the competency area, the U.S. Supreme Court
has indicated that the trial court should take the initiative to
guarantee limited use of a State-sponsored competency exam
once the problem is brought to its attention. Estelle v. Smith, 451
U.S. 454, 468-469 (1981).
13
Oddly, only five of the nine judges of the Texas Court of
Criminal Appeals joined in the opinion finding procedural
default. The other four judges merely concurred in the judgement
without explanation. 232 S.W.3d at 109.
16
In Federal habeas corpus, the Fifth Circuit seems to
have rejected the Texas Court of Criminal Appeals’
finding of procedural default. The panel noted that the
trial court “may have erred” when it told the defense
that submitting to an exam by the State to support its
pre-trial motion would have opened up the issue of Mr.
Saldano’s mental state for the trial stage. Saldano v.
Davis, 701 Fed. Appx. 302, 309-310 (5th Cir. 2017).
Moreover, the Fifth Circuit seems to accept that
Mr. Saldaño suffered severe mental decline while in
isolation on death row, since it takes the position that
Dr. Peccora’s testimony “was not absolutely critical to
Saldaño’s motion,” id. at 310. But then, with almost
no reasoning, the Fifth Circuit failed to grant a
Certificate of Appealability on the issues that the
Argentine Consulate has been trying to get some court
to fully consider since the 2004 pre-trial motion.
A significant Constitutional claim in a death penalty
case deserves full consideration by some court of the
U.S. judicial system. To get to the point where Petitioner’s original pre-trial arguments might get heard,
Petitioner’s attorneys first had to overcome an unconstitutional ruling by the trial court, and then had to
overcome a ruling of procedural default that the Texas
Court of Criminal Appeals wrote because it was openly
upset that Mr. Saldaño’s first death sentence was ever
set aside. That does not leave a lot of room for analysis
of the underlying issue of the unconstitutionality of
the Texas future dangerousness special issue applied
to Mr. Saldaño given his psychiatric decline on death
row and offers a prime example of issues jurists could
conclude “deserve encouragement to proceed further,”
Buck v. Davis, 137 S. Ct. at 773.
The U.S. legal system assumes a level of good faith
by State high courts, and Federal habeas corpus ordi-
17
narily assumes that those courts deserve respect and
confidence. But sometimes troubling exceptions emerge.
A majority of the Texas Court of Criminal Appeals in
2007 could not put its earlier political embarrassment
behind it, and as a result, the racial bias of 1996 truly
remained unremedied. Not only is there a serious
concern when severe isolation leaves an individual
diminished in his ability to defend himself, but there
is a separate concern when an appellate court, stung
by earlier accusations of racism, openly shows that it
cannot evaluate a defendant’s legal questions on a
clean slate.
B. Texas Has Been Treating Petitioner for
Severe Mental Illness.
Given that since mid-2006 Mr. Saldaño has regularly
received strong anti-psychotic medications prescribed
by Texas Department of Criminal Justice psychiatrists, presumably the State of Texas agrees that at
least since that time Mr. Saldaño has been severely
mentally ill. Mr. Saldaño’s mental decline prior to his
November 2004 trial is documented in the record by
affidavits by consular officials.
The Argentine Consulate in Houston has regularly
requested and received Mr. Saldaño’s prison medical
and disciplinary records. Until 2006, approximately
two years after his second penalty trial, Mr. Saldaño
only received very limited medication. During a period
of approximately four months, starting in mid-2001,
he received the anti-psychotic medication Haldol,14
14
All descriptions of the medical effects of medications are
taken from www.pdr.net, which incorporates the information from
the Physicians Desk Reference. While the Argentine Government
would have preferred that information on Mr. Saldaño’s medication since mid-2006 be part of the record, it took some time for
18
and was also treated with the anti-depressant Zoloft,
which was later switched to Silenor, and given Benadryl.
By November 2001, he was no longer taking these
medications, and the only additional medication that
appears in his medical records before 2006 is during
the period from August 2004 through late 2004, while
in the Collin County Jail, when he was proscribed
Trazodone, an antidepressant also used for insomnia,
with no anti-psychotic qualities. Trazodone is the only
medication that he received during his 2004 trial.
Since 2006, Mr. Saldaño has had three major hospitalizations in Jester IV, the psychiatric hospital of
the Texas prison system (from May 19 to August 17,
2006; from September 25, 2007 until January 4, 2008;
and from January 8, 2009 until April 22, 2009). As
a result of examinations during his 2006 and 2007
hospitalization, Mr. Saldaño has received large doses
of the anti-psychotic medication Haldol almost without
interruption since 2006, with oral dosage typically of
10 mg. twice a day, with an additional intramuscular
dose of 100 to 200 mg of Haldol Decanoate every four
weeks, and with Cogentin prescribed for side effects.
In addition, he has often received the anti-depressant
Celexa (citalopram), and received lithium, a mood
stabilizer, during portions of 2009 and 2010.
Mr. Saldaño’s prison disciplinary record has improved
radically since consistent medication began in 2006
and 2007. Mr. Saldaño’s disciplinary conduct deteriorated enormously with his transfer to the isolation of
the new pattern of medications to become clear to the Consulate
and it is not clear that a mechanism exists through which Federal
habeas counsel could have supplemented the record under 18
U.S.C. § 2254(e) (2019) or Tex. Code Crim. Proc. art. 11.071, § 5(a)
(2019) to add information on recent medication administered by
the State.
19
the Polunsky Unit in March 2000, which gave rise to
extensive testimony by death row prison guards at his
2004 penalty proceedings. ROA.5716-ROA.5747. 2007
was the first year in which Mr. Saldaño did not have a
single major disciplinary incident, and disciplinary
incidents are dramatically lower at all times post-2006
compared to the 2001 through 2005 period.
The Argentine Consulate in Houston submitted two
affidavits as part of Mr. Saldaño’s habeas corpus
petition, one by a permanent employee of the Consulate,
Joe McLaughlin, ROA.219, attached as Appendix A,
and one by Deputy Consul General Valeria Gonzalez
Posse, ROA.282, attached as Appendix B, based on her
personal observations and the notes of visits kept in
the Consulate’s records. It does not require special
expertise to see from Mr. Saldaño’s consular visits,
medication and disciplinary record that regardless of
whether he was competent at his 2004 trial, at least in
recent years the Texas prison system has treated him
as someone suffering from serious mental illness, and
that there is a strong correlation between that illness
and the isolation of the Polunsky unit.
C. Petitioner’s Second Trial Did Not Remedy
the International Law Violations of the
First Trial.
Race discrimination violates International Law, see
International Covenant on Civil and Political Rights,
art. 2(1), and when a State engages in a serious
violation of a defendant’s human rights, international
law requires elimination of the effects of the violation.
The Inter-American Commission on Human Rights,
an international human rights body created by the
Charter of the Organization of American States to promote the observance and protection of human rights in
the Americas, OAS Charter, art. 106, has accordingly
20
recommended commutation of Petitioner’s death
sentence. Saldaño v. United States, IACHR, Report
No. 24/17, Case 12.254 (March 18, 2017).
International tribunals have long held that “reparation must, as far as possible, wipe out all the
consequences of the illegal act.” Chorzów Factory
Case (F.R.G. v. Poland), 1928 Permanent Court of
International Justice (Ser. A) No. 17, at 47 (September
1928). That principle, combined with the concept of
nullus commodum capere de sua injuria propria (no
one can be allowed to take advantage of his own
wrong) constitutes a basic International Law rule,
Bin Cheng, General Principles of Law as Applied by
International Courts and Tribunals 149 (1987); see
also Ian Brownlie, Principles of Public International
Law 487 (6th ed. 2003) (explaining that “no benefit
can be received from an illegal act”). International
remedies include the rescinding of judicial measures
unlawfully adopted with respect to the person of
a foreigner. Int’l Law Comm’n, Draft articles on
Responsibility of States for Internationally Wrongful
Acts, with commentaries art. 35, commentary 5 (2001).
The Inter-American Commission on Human Rights
has addressed Mr. Saldaño’s case after a Petition in
which the Government of Argentina participated as
amicus curiae. Its extensive report on the merits concludes by recommending commutation of Petitioner’s
sentence as the only possible solution given his mental
decline from so many years in isolation. In particular,
the Commission noted that the State’s responsibility
is to preserve the mental health of those in its custody
“rather than using the existence of mental healthrelated symptoms as a justification for proving future
risk in order to obtain the imposition of the harshest
possible penalty.” Saldaño v. United States, IACHR,
21
Report No. 24/17. Particularly in a context where
“Víctor Saldaño’s presence on death row was the result
of a trial in which racist criteria played a part,” id. at
¶221, the impact of his time spent on death row could
not become the basis for imposing the death penalty,
id. at ¶223. In a letter to the Argentine Foreign
Minister, The Honorable Jorge Marcelo Faurie, dated
August 15, 2019, the Commission explicitly acknowledges that this brief reflects the determinations and
conclusions of its Report.
International Law barred Texas prosecutors from
receiving any advantage from the racially-biased 1996
proceeding. A new penalty proceeding when the
defendant has suffered severe mental degradation as
a result of eight years on Death Row is an inadequate
remedy, especially when the jury that examines the
very scary-looking, oddly acting defendant needs to
determine if he represents a future danger. No legal
system can claim that such a proceeding cures the
defects of the original sentence. And the Texas Court
of Criminal Appeals failed to correct the errors of the
trial court. Hostile towards the Petitioner because of
the embarrassment it suffered from its earlier decisions against the Petitioner, it breached its responsibility
to fairly consider the Petitioner’s claims.
22
CONCLUSION
This Court should grant review of Victor Saldaño’s
case and reverse the failure of the Fifth Circuit to
grant a Certificate of Appealability.
Respectfully submitted,
PATRICK S. METZE
Professor of Law,
Director of Criminal
Defense Clinics
ALLISON CLAYTON
Director and Adjunct
Professor, Innocence
Clinic
TEXAS TECH UNIVERSITY
SCHOOL OF LAW
3311 18th Street
Lubbock, TX 79409-0004
(806) 742-4312
Patrick.Metze@ttu.edu
Allison.Clayton@ttu.edu
JONATHAN M. MILLER
Counsel of Record
SOUTHWESTERN LAW SCHOOL
3050 Wilshire Blvd.
Los Angeles, CA 90010-1106
(213) 738-6784
jmiller@swlaw.edu
Counsel for Amicus
August 15, 2019
APPENDIX
1a
APPENDIX A
AFFIDAVIT OF JOE MCLOUGHLIN
ROA.219
AFFIDAVIT
The undersigned, Joe MacLoughlin, employee of the
Consulate General of Argentina in Houston, hereby
states:
That in my position as employee of the Consulate
General of Argentina in Houston, and following specific
instruction by my superiors, I have made numerous
visits to Argentine citizen Victor Hugo SALDAÑO since
the last two months of 1999 until the middle of 2006,
both in the state penitentiaries of Ellis Unit in Huntsville
as well as at the Allan B. Polunksy Unit in Livingston,
Texas. Also, while he has held at the Jester IV psychiatric unit in Richmond, Texas, when hospitalized
for psychiatric treatment.
During the visits made between the last two months
of 1999 and the end of 2000, Saldaño showed absolutely no signs of mental deterioration, presenting instead
a normal behavior, great enthusiasm in the many
subjects of conversation that came up, as well as
clarity and coherence in his thinking. It should be
noted that during this period the undersigned visited
Mr. Saldaño twice to three times per month – sometimes accompanied by an Argentine Consular Official
and sometimes alone – which allowed for a close
appraisal of his physical condition and his mental
stability.
However, since the beginning of the year 2001,
some thought disorders and irrational speech begin
to appear during the visits at the Polunsky Unit.
Statements such as that the Penitentiary authorities
2a
were training him to became chief warden or that the
wardens were not human but machines made by a
computer high above the Unit, inside an extraterrestrial
ship, were relatively common during my conversations
with Mr. Saldaño.
Then, in March 2001, the first crisis struck. He apparently tried to commit suicide and was transferred for
proper medical treatment to the TDCJ Jester IV
Psychiatric Unit in Richmond, Texas.
In said location, the undersigned visited Mr. Saldaño
on several occasions during which signs of mental
illness and apparent psychotic behavior became evident.
After several months of medical treatment and
medication his condition improved noticeably and was
transferred back to the Polunsky Unit.
However, since that first crisis, Mr. Saldaño’s
mental problems never ceased to appear, including an
apparent self-destructive attitude that caused him to
at least partially refused nourishment, with an evident
and substantial loose of weight, as well as showing
signs of increasing mental disorders.
In the beginning of 2003 and later around the
middle of 2006 he was again hospitalized in the Jester
IV Unit with severe mental disorders, showing an
intensification in his mental deterioration.
The undersigned does not recall at present having
been in personal contact with Mr. Saldaño since approximately May of 2006, while he was still hospitalized.
Date: February 09, 2007
Signed: Joe MacLoughlin
Consulate of Argentina in Houston
[Notarized]
3a
APPENDIX B
AFFIDAVIT OF DEPUTY CONSUL GENERAL
VALERIA M. GONZALEZ POSSE
ROA.282
Declaration of the Physical and
Mental Decline of the Argentine
Citizen Mr. Víctor Hugo Saldaño on Death Row
1 This declaration is written by Valeria M. González
Posse, Deputy Consul General of the Consulate of
Argentina in Houston, temporarily in charge of the
same, on the basis of official documents of this General
Consulate, including notes and communications of
the visits made to Mr. Víctor Hugo Saldaño between
the beginning of 1996 and August of 2009. Further, it
includes personal observations made by the following
persons:
Mr. Ricardo Gauthier – Consul General
Mr. José MacLoughlin – Consular Employee
Mr. Marcelo Mesa – Consular Employee
Mr. Horacio Wamba – Consul General
Mr. Alejandro Meroniuc – Assistant Consul General
Mr. Facundo Vila – Deputy Consul General
Mr. Gustavo Garcia – Deputy Consul General
Mr. Armando Alvarez – Consular Agent
Mr. Enrique Pareja – Consul General a.i.
Mr. Gustavo Terrera – Assistant Consul General
Mr. Juan Miguel Cassissa – Consul General
Mr. Juan Jose Garibaldi – Consul General
Ms. Valeria M. Gonzalez Posse – Deputy Consul General
2. In addition, videos of the police interrogations
that this Consulate General has in its possession,
medical reports received from medical personnel, and
transcripts of the trial were used as a basis.
4a
3. The personnel of the Argentine Consulate in
Houston has been in contact and has visited Víctor
Hugo Saldaño since it became aware of his detention
in 1995. The intervention of the Consulate started on
December 26, 1995, when it received notice from the
court-appointed defense attorney, Mr. David Haynes,
communicating the detention of Argentine citizen
Víctor Saldaño in the city of McKinney, Texas.
4. Over this period, changes have been observed in
the physical and mental state of Víctor Saldaño that
have culminated in a profound deterioration of his
person and a marked mental decline, as a consequence
of his time on Death Row.
5. The consular visits took place in:
-the jail of Plano County, Texas
-the prison of Ellis Unit in Huntsville, Texas
-the Allan B. Polunsky Unit in Livingston, Texas
(formerly called Terrell Unit)
-Jester IV Psychiatric Hospital, in Richmond, Texas
6. During the frequent visits made by personnel of
the Consulate during the first years of his detention,
Mr. Saldaño’s attitude was determined, he sought to
cooperate in his defense, he urged the Consulate to
find him better legal representation and he requested
assistance to stay in touch with his family and to
acquire foods and personal hygiene articles in the
store at the prison. Although he suffered some emotional ups and downs (he considered ending the
appeals process on two occasions), he actively sought
to be incorporated into a work program inside the
prison (Ellis Unit) that would keep him occupied.
During this period, the correspondence with the
Consulate is abundant. Also, the Consular notes of the
5a
visits do not have further observations, since the
central matter is his legal defense. Similarly, the
video of the police interrogation at the moment of his
detention, as well as the transcript of his first trial
indicate that they develop without abnormal behaviors or outbursts on behalf of Mr. Saldaño.
7. Víctor Saldaño was sentenced to death on July
15, 1996, and transferred on September 18, 1996 from
the jail in Plano, Texas, to the Ellis Unit in Huntsville,
Texas. Based on consular visits and conversations
that took place with Víctor Saldaño at that time, it
becomes evident that although the Ellis Unit presented a setting stricter than the County Prison,
because it was maximum security, Mr. Saldaño’s new
place of detention allowed prisoners some social contact
and recreation, including making telephone calls and
access to religious services. In their cells, they could
have a radio and they had access to television, magazines obtained by mail, and books.
8. The authorities of Texas decided to build a new
center, the Polunsky Prison Unit, and to move all the
“Death Row” prisoners there, starting in late 1999,
near the city of Livingston, Texas. The Polunsky Unit
was formerly known under the name of Terrell Unit.
Mr. Saldaño was transferred to said institution on
March 1, 2000.
9. On the consular visits the drastic change of
regime in the new prison was noted. In said unit, no
possibility exists of any type of physical contact or
communication between the prisoners. It consists of a
regime of total isolation. The prisoners’ cells measure
5.4 square meters (60 square feet, 6 feet long by 10 feet
wide), including the space occupied by the cot, sink,
and built-in toilet. The cell has a solid door, which
increases its isolation.
6a
10. The “recreation” – which is individual and, as
explained by the authorities to this Consulate, is
defined as “leaving his cell” – takes place in accordance
with the availability of the officials and at the times
convenient to them. Normally, the so-called recreation
consists of being escorted to a small inside patio surrounded by cement walls and covered by a roof, where
the prisoner is in total isolation.
11. During the visits made by consular officials from
1996 to approximately the end of 2000, Mr. Saldaño
was not presenting any type of evident mental deterioration, showing, on the contrary, normal behavior,
participating with enthusiasm in the numerous topics
that interested him, such as history, arms, airplanes,
his travels around the continent, and other diverse
subjects. He always demonstrated coherence and clarity
in his thoughts. He frequently discussed affairs of
international politics and at times demonstrated fairly
accurate knowledge of events that occurred in the last
World Wars or regional wars.
12. He showed great interest in things of daily life
outside of the prison and he remembered matters
related to the relatives of the people that visited him.
He also maintained frequent and normal correspondence with the officials of the Argentine Consulate and
with his relatives in Córdoba, his native province in
Argentina.
13. In the notes corresponding to his June 22, 1996
visit to the jail in Plano, Deputy Consul Mr. Facundo
Vila indicates: “Mr. Saldaño was absolutely calm and
surprisingly cheerful during the entire course of the
interview.”
14. On August 30, 1996, the notes of Consul General
Mr. Juan Luis Garibaldi state the following: “On this
7a
date [Mr.] Saldaño communicated by telephone, as he
does normally, and expressed being comfortable in his
new cell [in Plano, Texas] that he does not share with
anybody, where he even has a television, which makes
it possible to distract himself.”
15. On September 18, 1996, Mr. Víctor Saldaño is
transferred to the maximum security prison of Huntsville
(Ellis Unit).
16. On February 13, 1997, the Deputy Consul Mr.
Facundo Vila comments in a letter to Ms. Lidia Guerrero,
Mr. Saldaño’s mother: “Two weeks ago, I went to visit
Víctor at the Huntsville prison, where I had a meeting
that lasted approximately three hours, during which
we talked about a series of subjects, the majority of
them obviously connected to his future prospects, as
well as to the conditions he is presently in.” “In
general terms, I found him to be quite well, with great
strength of mind and an intelligent attitude as to how
he should handle himself in an environment like the
one he is in presently.”
17. On August 15, 1998, it is recorded in the notes
of Deputy Consul Mr. Facundo Vila’s visit that: “Mr.
Saldaño showed in general terms good physical condition, and an alert and active disposition. He conversed
animatedly, without any apparent symptoms of depression being detected at any time.”
18. In notes from September 4, 1998, referring to a
letter by Víctor Saldaño dated August 17, 1998, to the
Consulate, Consul General Mr. Juan Miguel Cassissa
indicates: “Mr. Saldaño insists in various parts of his
letter about the urgency that they get him a good
attorney, . . . Mr. Saldaño also expresses that he will
send a list of attorneys to this Consulate, comprised of
professionals who have had an important record with
8a
regard to death penalty cases.” According to notes of
an official the letter denotes an “. . . attitude of greater
hope and willingness to fight.”
19. The September 7, 1998 notes of Deputy Consul
Mr. Facundo Vila about a letter received from Mr.
Víctor Saldaño indicate that he requests to be transferred to a less violent wing inside the Huntsville prison,
since for Mr. Saldaño: “. . . the terrible conditions
imposed on the life of an inmate in Huntsville, particularly the area he is presently in, and which to a certain
extent is psychologically affecting him with the high
number, as he states, of people with serious mental
imbalances. In that sense [Mr. Saldaño] requests that
steps be taken . . . to transfer him to wings where there
would be inmates that are less aggressive and without
serious psychological problems.”
20. The September 19, 1998 notes of Deputy Consul
Mr. Facundo Vila’s visit with reference to Mr. Saldaño
indicate: “. . . his priorities consist of trying to improve
his living conditions inside the prison.”
21. On October 20, 1998, the notes of the visit to
Víctor Saldaño made by Deputy Consul Mr. Facundo
Vila and Ms. Lidia Guerrero (Mr. Saldaño’s mother),
evidenced finding him in “ . . . an excellent state of
health and in good spirits generally.”
22. On October 10, 1998, with respect to the visit of
Mr. Saldaño’s mother, Ms. Lidia Guerrero, according
to notes of Deputy Consul Mr. Facundo Vila: “Once the
visit was over Ms. Guerrero commented that, although
she found her son in a fairly good general state of
health, she observed certain attitudes and comments
that worried her with regard to his mental balance.”
23. The notes of the May 10, 1999 visit of Deputy
Consul Mr. Facundo Vila express that: “On this
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occasion, a good part of the conversation centered
around Argentina, the country he had left more than
ten years ago, with him inquiring about the most
important changes that had occurred in different
areas since his absence.”
24. There is a record that visits were made to Mr.
Saldaño regularly between three and four times a month
during the first years, and sometimes two officials of
the Consulate went on those visits that commonly
lasted around two hours, which allowed evaluation of
his physical conditions and mental stability.
25. His high level of participation continues to be
evident in the notes of December 28, 1999, corresponding to the visit of Consul General Mr. Horacio Wamba:
“Víctor Saldaño insisted during my visit this past
Wednesday 22, that the only way to save his life was
to prevent the court from designating “motu proprio”
a new court-appointed attorney that, like the previous
one, would exercise an inefficient defense.”
26. On March 1, 2000, Mr. Víctor Saldaño is transferred to the Polunsky Unit.
27. The mental state of Mr. Saldaño changed radically since the beginning of 2001, in which some
symptoms of mental disorder started becoming evident
in his attitudes, as well as in his conversations, which
would turn from normal one moment, to irrational the
next.
28. Mr. José MacLoughlin – employee of the
Consulate that visited Mr. Saldaño weekly during this
period – expressed that the change in Víctor Saldaño
was quite abrupt and that the prison regime, along
with the extreme isolation, affected him enormously,
generating a marked change in attitude.
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29. Upon carrying out a reconstruction of the
correspondence, however, after the first trimester of
the year 2000, growing incoherencies are detected in
the abundant correspondence that Mr. Saldaño maintains with the Consulate, which initially was attributed
to fluctuations in his state of mind.
30. Comments by Víctor Saldaño obtained by Mr.
José MacLoughlin during his weekly visits over the
course of the first trimester of 2001, such as that some
authorities of the prison were training him to become
a warden or that the guards that circulated around
were not human beings, but extraterrestrial humanoids from a spaceship that was suspended over the
prison, turned into common expressions that were
gradually appearing with more frequency and greater
emphasis.
31. A request for a consular visit to Víctor Saldaño
is denied verbally and then in writing, on February 6,
2001 by a note from the Texas Department of Criminal
Justice, informing the Consulate that Víctor Saldaño
would be incommunicado for an indefinite time and
that he will not be able to receive visits. This is
reflected in Deputy Consul Mr. Gustavo García’s notes
of the same date, and is in violation of Article 36 of the
Vienna Convention on Consular Relations.
32. On February 12, 2001, notes of the visit made
by Consul General Mr. Horacio Wamba to Víctor
Saldaño indicate: “. . . I found Víctor Saldaño in a state
of extreme deterioration physically and mentally.
Saldaño has lost more than twenty kilograms and he
expresses to me that he is the object of discriminatory
mistreatment by the prison guards.”
33. Later, in March of 2001, the first clear evidence
of a mental crisis appeared. Due to a suicide attempt,
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Mr. Saldaño was transferred on March 20, 2001 to a
Psychiatric Hospital of the penitentiary system,
known as TDCJ Jester IV Psychiatric Unit, located in
Richmond, Texas.
34. Notes from the March 23, 2001 visit of Consul
General Mr. Horacio Wamba: “As a result of intensive
efforts, I was able to visit him. Notwithstanding the
permission given, I faced a lot of impediments from the
Warden and the Director of the Hospital . . . the prison
authorities ended up giving in and I was able to see
Víctor Saldaño. I found him to be seriously deteriorated. Also incoherent. He would only repeat “It is
impossible to go against them and they will kill you
too.” Saldaño had a laceration from the jugular area
to the cervical vertebrae. I asked him what it was due
to. He said that he preferred to commit suicide rather
than be a victim of a cruel or underhanded death.”
35. Mr. Víctor Saldaño’s suicide attempt arises within
the framework of an intensification of “disciplinary”
actions, which include the prohibition of receiving
visits, the elimination of recreation, not permitting
access to the prison’s store (which implies not being
able to have elements of hygiene and other foods) and
the limitation to a diet restricted to only cold foods,
usually a peanut butter sandwich.
36. In conversations they had with officials of the
Consulate, the prison authorities recognized a possible
psychiatric cause to Mr. Saldaño’s condition, but they
did not provide medical assistance, and the extreme
isolation resulted in Mr. Saldaño’s suicide attempt.
After the suicide attempt, Mr. Saldaño was finally
transferred on March 20, 2001 to the psychiatric
hospital mentioned above for his evaluation. He was
hospitalized in that institution until the month of
August of the same year.
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37. Notes of Consul General Mr. Horacio Wamba of
the interview he had on April 14, 2001 with Carl
Reynolds and Gary Johnson (authorities of TDCJ) and
with the Attorney General of Texas, John Cornyn
state:
“. . . they gave a broad and detailed
explanation about Víctor Saldaño’s behavior
[in the] prison, in order to justify different
sanctions that he received ‘not as a consequence of discrimination but as a result of his
own misconduct . . .’ [even when] the possibility of a psychiatric explanation . . . was present.”
38. Notes from the same date indicate: “Péccora
(psychiatric doctor of Jester IV Psychiatric Hospital)
confirmed to me the worsening of the mental illness of
Víctor Saldaño, who he attends to almost daily . . .
[Mr.] Saldaño refuses to receive visits, he does not
accept medication either, and lately he does not want
to leave his cell.”
39. The notes of the Consul General Mr. Horacio
Wamba of the April 12, 2001 visit indicate: “Saldaño
insists that he does not have any more strength to
continue living.”
40. Dr. Orlando Péccora, psychiatric doctor and
employee of the penitentiary system of Texas, expresses
to Consul General Mr. Horacio Wamba, – recorded in
notes of April 16, 2001-that Víctor Saldaño “shows
symptoms of paranoid psychosis . . . but that it was
still premature to make a definitive diagnosis.”
41. During the first hospitalization of Mr. Saldaño
in the Psychiatric Hospital – from March to August of
2001 – officials of the Consulate visited him numerous
times from the first day of his transfer until he finished his treatment. During these visits his condition
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of total disconnection with reality appeared more
evident than ever.
42. After finishing his first treatment at the
Psychiatric Hospital, he was returned to his usual cell
at the Livingston Prison. Nevertheless, the Consular
officials have observed that since that first crisis his
mental problems never stopped being present and
they led him to a clearly self-destructive attitude,
where he refused to maintain the most minimal and
elemental hygiene and even refused to ingest foods.
43. This situation became evident to the consular
employees and officials in the physical conditions of
Mr. Saldaño, with a considerable loss in weight, and
an emaciated and neglected appearance due to his
meager nutrition and lack of hygiene.
44. In addition, on numerous occasions over the course
of 2002 and 2003, according to Mr. José MacLoughlin,
the consular visits needed to be abruptly interrupted
due to Mr. Saldaño’s irrational behavior. On one
occasion, as he maintained a normal conversation, he
interrupted it to announce that he had the intention
to urinate and defecate in a brown paper bag that
contained foods. On another occasion, the visit was
interrupted because he was showing signs of wanting
to masturbate. Numerous and similar episodes, of
which there is no exact record of the date, abound
during this period.
45. Since then the terrible mental state of Mr.
Víctor Saldaño forced the prison authorities to rehospitalize him at the Psychiatric Hospital on nine occasions,
demonstrating clear signs of intense mental deterioration.
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HOSPITALIZATIONS AT THE JESTER IV
PSYCHIATRIC HOSPITAL
Admission to Jester IV
03-20-2001
03-03-2003
12-23-2004
04-06-2005
05-18-2006
01-29-2007
09-25-2007
03-20-2008
01-08-2009
Return to Polunsky
08-03-2001
03-18-2003
01-19-2005
04-13-2005
08-17-2006
02-02-2007
01-04-2008
04-07-2008
04-22-2009
46. Víctor Saldaño’s initial death sentence was
annulled by order of the Fifth Circuit on March 23,
2004 and it led to the institution of a new jury trial –
penalty phase – during the months of October and
November of 2004.
47. According to declarations of Consul General
Mr. Ricardo Gauthier, who closely followed his second
proceeding, Mr. Saldaño had a series of unusual and
inexplicable behaviors such as refusing to take off his
overalls (prison clothing) to attend the trial in a more
presentable manner. He looked at the ceiling, he
smiled for no reason, and he moved his lips without
emitting sounds. On one occasion he stood up for no
reason, having to be restrained by police officers in the
courtroom. On another occasion he masturbated
inside his prisoner overalls in front of the jury. He
refused to have an interpreter at his side during part
of the trial and only at the end of the trial, after the
verdict, he asked if there was going to be a verdict, and
the interpreter had to – per the judge’s instructions –
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explain that the verdict had already been read, since
Mr. Saldaño had not realized that he had been
sentenced to death.
48. The scarce correspondence with the Consular
officials and his family during this period is likewise
incoherent to the point of being unintelligible. For
example, in a July 27, 2004 letter addressed to friends
in Córdoba, after pointing out that he awaits a new
trial, he incorporates incoherent and unrelated
phrases such as:
“Cloroformo, potasuis chloride (sic), sulfuric
acid, la chapa no paga en Tejas, me dicen en
Tejas nacido en Zacatecas, yo saco los autos
de la basura, lo que dicen Yonkers, Ives Saint
Thomas, el hijo del diablo,” etc.
These incoherencies continue over several pages of
the same letter.
49. In a letter addressed to the Consulate from July
19, 2004, Mr. Víctor Saldaño inludes phrases such as
the following: “está a disposición mi coche y las llaves,
el coche es un Peugeot 404 de la basura lo recogí en el
cementerio de la basura en Buenos Aires, los Yonkers,
party-wrecks-repuestos.
50. The notes from October 22, 2004 of Consul
General Mr. Ricardo Gauthier indicate: “In the presence of the Judge hearing the case, Saldaño unexpectedly
took a photo[graph] from the ones that his family
had sent [to be presented as evidence], destroying it
completely.”
51. The notes corresponding to November 10, 2004
of Consul General Mr. Ricardo Gauthier indicate that
at the of the start of the trial, “upon trying to masturbate in front of the assistants, Víctor Saldaño had to
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quickly be handcuffed by the police officers that were
guarding him in the Court.”
52. The notes of November 16, 2004 of Consul
General Mr. Ricardo Gauthier express: “The defense
attorney announced . . . that . . . he had decided not to
present the testimony of Ms. Lidia Guerrero as a witness, arguing that, after thorough conversations with
her, he had determined that she maintains [the need
to] . . . demand a psychiatric evaluation [for her son].”
53. It is evidenced in the same notes: “Meanwhile,
Víctor Saldaño unfortunately continues to externalize
uncontrollable and indecent attitudes before the Court.
The authorities had to handcuff him once again yesterday when faced with a new attempt of masturbation.”
54. After the proceeding ended, Mr. Saldaño’s behavior continued to be erratic.
55. A few days before finishing a new hospitalization at the Psychiatric Hospital, Minister Mr. Enrique
Pareja’s notes of his February 2, 2005 visit reflect that:
“Saldaño showed himself to be scattered, distracted
and making fantastical statements about his life in
prison . . . he said that his slimness was due to the
“poison” that they always put in the prison food, which
he identified as “sulfuric acid.”
56. In 2006, Mr. Saldaño suffers a new breakdown
and is hospitalized again at the Psychiatric Hospital
from May 18 to August 17 of 2006. The following is a
segment of the notes taken during the visit of May 23,
2006 by the undersigned:
“He is considerably incoherent. At times he
tries to put together a phrase that ends in a
way that is confusing and disjointed from the
topic that is being discussed. He seems to
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have difficulty understanding very simple
phrases and it is necessary to repeat a question to him in different ways to get him to
understand. At times he becomes absent
from the conversation, looking absentmindedly at any object, moving his lips without
emitting any sound. Later he seems to come
to, to ask for, for example, a subscription to a
newspaper of his particular preference.”
57. In notes of the same date taken by the
undersigned it is recorded that: “ . . . authorities of
Jester IV (Officer Bragas Jr.) indicated that he was
transferred [to the psychiatric hospital] due to his
evident deterioration apparent in his state of total
introversion and absence from all surrounding reality,
plus the complete neglect of hygiene habits.”
58. Although on a subsequent visit of the undersigned the appearance of Mr. Saldaño seemed to be
improving – as evidenced in the note of June 9, 2006 –
Warden Kevin Estep informed the undersigned that
they found him in the middle of a psychotic outbreak,
having painted his body with feces and written on the
walls with feces. On that occasion, “the psychiatric
doctor, Dr. Cire Jane de León indicated that [Mr.]
Saldaño had been found under his cot in a state of
profound terror and they needed to give him a substance (gas) to be able to tranquilize him. She indicated
that the deterioration was evident and that he
would be medicated by force, since his behavior was
unpredictable.” She added that the diagnosis was
schizophrenia, since his behavior of hearing voices,
smiling in an irrational manner and moving his lips in
an intermittent way without emitting any sound, were
signs of this disorder.
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59. This occasion is the first time that the prison
authorities recognize Mr. Saldaño’s mental illness in
front of Consulate officials. This same conduct had
already been made evident during his second trial in
McKinney, Texas.
60. Starting with Víctor Saldaño’s fifth hospitalization at Jester IV Psychiatric Hospital, which took
place in May of 2006, the medical authorities issued a
diagnosis of Víctor Saldaño’s mental illness as schizoaffective disorder. Since then he has suffered numerous
ups and downs and the shortage of beds at the psychiatric hospital has forced him to spend most of his time
in his small cell on death row, from where he rarely
comes out.
61. Even though Mr. Saldaño seems to respond
more quickly to medication after the last periods of
care at the Psychiatric Hospital, he continues with
serious episodes:
62. In October of 2007 a new suicide attempt, where
he tried to hang himself using the bed sheet, sent him
to the Psychiatric Hospital again, where the diagnosis
of schizophrenia was reconfirmed. This is the second
hospitalization in the same year and will extend to
January of 2008. According to the report of Dr.
Kimberly Samuel, a doctor of the Texas penitentiary
system, Víctor Saldaño suffers from a paranoid type of
schizophrenia, he hears voices that incite him to kill
himself and he sees monsters that do not let him sleep.
His therapist, Mrs. Gwendolyn Bundi MA, LPC, SP,
also treats him for an episode of severe depression
with psychotic elements.
63. After several months of stability in which Mr.
Saldaño’s cooperation with authorities stands out, in
March of 2008 he manifested fear that they would
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make an attempt on his life, for which he is returned
to the Psychiatric Hospital as suicide threat.
64. Back in the prison and according to the undersigned’s notes of her September 26, 2008 visit to Mr.
Víctor Saldaño, and an exchange that took place with
the Warden of the unit on the same date, Víctor Saldaño
had gone weeks without bathing and despite complaining of intense cold he refuses to wear any clothes.
65. The notes corresponding to the November 19,
2008 visit, indicate: “Saldaño removed his clothing,
urinated and defecated en the small cubicle for visiting
and proceeded to sit down naked to continue to talk
with the Consulate official.” This behavior was
reported by the undersigned to the prison authorities
and medical personnel who, after carrying out an
evaluation in the Polunsky Unit, indicated to this
Consulate that Mr. Saldaño was well.
66. However, within a short time he needs to be
transferred again to the Psychiatric Hospital where he
would stay for almost four months (January 8, 2009 to
April 22, 2009). According to the undersigned’s notes
of conversations she had with his therapist and the
medical report received, Mr. Saldaño fears being
poisoned and he only eats a little bit of white bread.
The medical reports that cover the period of January
and February of 2009 indicate that he has episodes in
which he eats his excrement and/ or covers his body
with it, that with certain persistence he wishes to put
an end to his life and that he hears voices that tell him
to hurt himself. On various occasions during such a
lapse, he needed to be placed in the isolation unit of
the hospital to guarantee his safety.
67. On subsequent visits he was noted to be
incoherent and disoriented and with trembling in his
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hands, which was a result of the numerous antipsychotic medications that were being administered to him.
68. The medical report of January 7, 2009 - electronically signed by the health professionals of the
Psychiatric Hospital, John Christian, BS, LBSW,
MHL, and by Julia Roy, LMA, SP – indicates:
“the cell presented total disorder, with feces
everywhere; the patient also eats his feces . . .
His overalls and skin (hands, face) had feces
smeared everywhere.”
69. Numerous subsequent medical reports reiterate
this behavior and add that he also ingests feces with
the bread.
70. The Officials of the Argentine Consulate
continue with a system of regular visits and when he
is hospitalized at the Psychiatric Hospital, weekly
visits, and on average no less than twenty visits per
year. The physical and mental deterioration of Víctor
Saldaño as a result of his time on death row, as it has
been evidenced by the weekly visits and medical
documentation, is such that he seems like a different
person in comparison to his first years on death row.
Signed by:
Valeria M. Gonzalez Posse
Deputy Consul General
Houston, October 19th, 2009
[Notarized]
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.