Reply Brief — BP p.l.c., et al., Petitioners v. Mayor and City Council of Baltimore
Supreme Court briefJan 8, 2021
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No. 19-1189
In the Supreme Court of the United States
BP P.L.C., ET AL., PETITIONERS
v.
MAYOR AND CITY COUNCIL OF BALTIMORE
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
REPLY BRIEF FOR THE PETITIONERS
PETER D. KEISLER
C. FREDERICK BECKNER III
SIDLEY AUSTIN LLP
1501 K Street, N.W.
Washington, DC 20005
THEODORE J. BOUTROUS, JR.
THOMAS G. HUNGAR
GIBSON, DUNN
& CRUTCHER LLP
1050 Connecticut
Avenue, N.W.
Washington, DC 20036
DAVID C. FREDERICK
BRENDAN J. CRIMMINS
DANIEL S. SEVERSON
KELLOGG, HANSEN, TODD,
FIGEL & FREDERICK, P.L.L.C.
1615 M Street, N.W.,
Suite 400
Washington, DC 20036
KANNON K. SHANMUGAM
Counsel of Record
WILLIAM T. MARKS
TANYA S. MANNO
E. GARRETT WEST
PAUL, WEISS, RIFKIND,
WHARTON & GARRISON LLP
2001 K Street, N.W.
Washington, DC 20006
(202) 223-7300
kshanmugam@paulweiss.com
THEODORE V. WELLS, JR.
DANIEL J. TOAL
ADAM P. SAVITT
PAUL, WEISS, RIFKIND,
WHARTON & GARRISON LLP
1285 Avenue of the Americas
New York, NY 10019
(additional counsel on signature page)
TABLE OF CONTENTS
Page
A. A court of appeals may review any ground
for removal encompassed in a remand
order where the defendant premised
removal in part on the federal-officer
or civil-rights removal statutes ............................................. 3
1. The plain text of 28 U.S.C. 1447(d) permits
appellate review of any ground for removal ................. 3
2. The plain-text interpretation of Section 1447(d)
is supported by precedent from this Court
and the courts of appeals .............................................. 10
3. The plain-text interpretation of Section 1447(d)
serves the provision’s purposes .................................... 14
B. The Court should reverse the judgment below................. 16
TABLE OF AUTHORITIES
Cases:
Alexander v. Sandoval, 532 U.S. 275 (2001)........................ 9
American Electric Power Co. v. Connecticut,
564 U.S. 410 (2011) .......................................................... 19
Andrus v. Glover Construction Co.,
446 U.S. 608 (1980) ............................................................ 4
Arthur Andersen LLP v. Carlisle,
556 U.S. 624 (2009) ...................................................... 8, 16
Ashcroft v. Iqbal, 556 U.S. 662 (2009) ................................ 13
BMW of North America, Inc. v. Gore,
517 U.S. 559 (1996) .......................................................... 19
Boyle v. United Technologies Corp.,
487 U.S. 500 (1988) .......................................................... 19
Bristol-Myers Squibb Co. v. Superior Court,
137 S. Ct. 1773 (2017) ...................................................... 17
Budinich v. Becton Dickinson & Co.,
486 U.S. 196 (1988) ............................................................ 5
(I)
II
Page
Cases—continued:
Carlsbad Technology, Inc. v. HIF Bio, Inc.,
556 U.S. 635 (2009) ............................................................ 6
Caterpillar Inc. v. Williams, 482 U.S. 386 (1987) ............. 20
City of New York v. BP p.l.c.,
325 F. Supp. 3d 466 (S.D.N.Y. 2018),
appeal pending, No. 18-2188 (2d Cir.) ........................... 19
City of Oakland v. BP p.l.c.,
969 F.3d 895 (9th Cir. 2020),
petition for cert. filed (Jan. 8, 2021) .............................. 17
Eisen v. Carlisle & Jacquelin, 417 U.S. 156 (1974) .......... 13
Food Marketing Institute v. Argus Leader Media,
139 S. Ct. 2356 (2019) ........................................................ 3
Forest Grove School District v. T.A.,
557 U.S. 230 (2009) ............................................................ 9
Fourth Estate Public Benefit Corp.
v. Wall-Street.com, LLC, 139 S. Ct. 881 (2019) .............. 3
Franchise Tax Board v. Construction Laborers
Vacation Trust, 463 U.S. 1 (1983) ................................. 21
Goodyear Atomic Corp. v. Miller, 486 U.S. 174 (1988) .... 10
Henry Schein, Inc. v. Archer & White Sales, Inc.,
139 S. Ct. 524 (2019) ........................................................ 16
Horne v. Department of Agriculture,
135 S. Ct. 2419 (2015) ...................................................... 17
Jama v. Immigration & Customs Enforcement,
543 U.S. 335 (2005) .......................................................... 10
Kakarala v. Wells Fargo Bank, N.A.,
136 S. Ct. 1153 (2016) ........................................................ 6
Lightfoot v. Cendant Mortgage Corp.,
137 S. Ct. 553 (2017) ........................................................ 10
Maracich v. Spears, 570 U.S. 48 (2013) ............................... 4
McCoy v. Louisiana, 138 S. Ct. 1500 (2018)...................... 17
McKennon v. Nashville Banner Publishing Co.,
513 U.S. 352 (1995) .......................................................... 16
Microsoft Corp. v. i4i Limited Partnership,
564 U.S. 91 (2011) .............................................................. 9
III
Page
Cases—continued:
Milwaukee v. Illinois, 451 U.S. 304 (1981) ........................ 20
Mohawk Industries, Inc. v. Carpenter,
558 U.S. 100 (2009) .......................................................... 13
Moore v. Permanente Medical Group, Inc.,
981 F.2d 443 (9th Cir. 1992) ............................................. 5
Murdock v. Memphis, 87 U.S. (20 Wall.) 590 (1875) ........ 12
Nichols v. United States, 136 S. Ct. 1113 (2016) ................. 4
Ortiz v. Jordan, 562 U.S. 180 (2011)................................... 10
Perdue v. Kenny A. ex rel. Winn, 559 U.S. 542 (2010)..... 17
Pereira v. Sessions, 138 S. Ct. 2105 (2018) .......................... 7
Piper v. Chris-Craft Industries, Inc.,
430 U.S. 1 (1977) ........................................................ 17, 18
Rivet v. Regions Bank of Louisiana,
522 U.S. 470 (1998) .......................................................... 21
Texas Department of Housing & Community
Affairs v. Inclusive Communities Project, Inc.,
135 S. Ct. 2507 (2015) ........................................................ 9
Texas Industries, Inc. v. Radcliff Materials, Inc.,
451 U.S. 630 (1981) .......................................................... 20
Thermtron Products, Inc. v. Hermansdorfer,
423 U.S. 336 (1976) ............................................................ 6
United States v. Keitel, 211 U.S. 370 (1908) ................ 13, 14
United States v. Sisson, 399 U.S. 267 (1970) ..................... 14
United States v. Standard Oil Co.,
332 U.S. 301 (1947) .................................................... 19, 20
Wilkie v. Robbins, 551 U.S. 537 (2007) .............................. 13
Yamaha Motor Corp., U.S.A. v. Calhoun,
516 U.S. 199 (1996) .......................................................... 11
Constitution and statutes:
U.S. Const. Amend. VI ........................................................ 17
Act of Feb. 5, 1867, ch. 28, § 2, 14 Stat. 386 ....................... 12
Act of Mar. 3, 1887, ch. 373, § 2, 24 Stat. 553 ....................... 6
Clean Air Act, 42 U.S.C. 7401-7671q ............................ 19, 20
Criminal Appeals Act, Pub. L. No. 59-223,
34 Stat. 1246 (1907) ................................................... 13, 14
IV
Page
Statutes—continued:
IDEA Amendments of 1997, Pub. L. No. 105-17,
§ 101, 111 Stat. 37 .............................................................. 9
Judiciary Act of 1789, ch. 20, § 25, 1 Stat. 86 ..................... 12
Omnibus Crime Control Act of 1970,
Pub. L. No. 91-644, § 14, 84 Stat. 1890 .......................... 13
Removal Clarification Act of 2011,
Pub. L. No. 112-51, § 2(d), 125 Stat. 546 ......................... 9
9 U.S.C. 3................................................................................. 8
9 U.S.C. 16............................................................................... 8
28 U.S.C. 1257 ....................................................................... 12
28 U.S.C. 1291 ................................................................... 3, 13
28 U.S.C. 1292(b) .................................................................. 11
28 U.S.C. 1442 .............................................................. passim
28 U.S.C. 1443 .............................................................. passim
28 U.S.C. 1446(a) .................................................................... 7
28 U.S.C. 1446(d) .................................................................... 7
28 U.S.C. 1447 ......................................................................... 7
28 U.S.C. 1447(c) .......................................................... 5, 6, 16
28 U.S.C. 1447(d) ......................................................... passim
28 U.S.C. 2106 ......................................................................... 8
Miscellaneous:
Black’s Law Dictionary (1st ed. 1891)................................. 6
Black’s Law Dictionary (4th ed. 1951) ................................ 7
Black’s Law Dictionary (11th ed. 2019) ...................... 6, 7, 8
Jonathan F. Mitchell, Reconsidering ‘Murdock’:
State-Law Reversals As Constitutional
Avoidance, 77 U. Chi. L. Rev. 1335 (2010) ................... 12
Antonin Scalia & Bryan A. Garner,
Reading Law (2012) .......................................................... 4
Webster’s Third New International
Dictionary (1961) .............................................................. 7
Charles Alan Wright et al., Federal Practice
and Procedure (2d ed. 1992) .................................... 13, 16
In the Supreme Court of the United States
No. 19-1189
BP P.L.C., ET AL., PETITIONERS
v.
MAYOR AND CITY COUNCIL OF BALTIMORE
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
REPLY BRIEF FOR THE PETITIONERS
The plain language of 28 U.S.C. 1447(d) authorizes appellate review of all of a removing defendant’s asserted
grounds for removal where one of the grounds was the
federal-officer or civil-rights removal statute. Section
1447(d) permits review of the “order remanding the case,”
and a remand “order” necessarily disposes of all of the
grounds for removal asserted in the notice of removal. An
appeal of such an order thus necessarily entails review of
all of the defendant’s grounds for removal.
Try as it might, respondent cannot overcome the plain
statutory language. Respondent makes various appeals
to statutory “context” and “structure,” but its argument
really rests on what it perceives to be the overall purpose
of Section 1447(d). Respondent then attempts to make a
(1)
2
strained textual argument by positing that a case is removed “pursuant to” the federal-officer or civil-rights removal statutes only when the federal-officer or civil-rights
ground for removal turns out to be meritorious. But that
alternative interpretation is also flawed, and no court has
adopted it. Respondent’s resort to congressional ratification fares no better, for reasons petitioners have already
explained.
Respondent next turns to the case law, but the cases
respondent cites do not move the needle. Tellingly, the
only examples that offer respondent any modicum of support come from the bygone era when statutory text played
second fiddle to perceived statutory purpose. In any
event, the plain-text interpretation of Section 1447(d)
fully comports with the provision’s purposes. When all is
said and done, the Court should read Section 1447(d) to
mean what it says: a court of appeals has jurisdiction to
review all of the asserted grounds for removal when one
of those grounds was the federal-officer or civil-rights removal statute.
After resolving that question, the Court should exercise its discretion to consider whether respondent’s claims
necessarily arise under federal common law and are thus
removable. That additional ground for removal is relevant to determining the appropriate disposition after deciding the question presented, and its resolution here is
warranted in light of the sheer number of climate-change
cases in which that ground for removal is currently being
litigated—including several in which petitions for writs of
certiorari have recently been filed in this Court. In line
with its longstanding precedents, the Court should hold
that claims based on the effects of global climate change
arise under federal law, not state law. The judgment of
the court of appeals should therefore be reversed.
3
A. A Court Of Appeals May Review Any Ground For Removal Encompassed In A Remand Order Where The
Defendant Premised Removal In Part On The FederalOfficer Or Civil-Rights Removal Statutes
1. The Plain Text Of 28 U.S.C. 1447(d) Permits Review Of Any Ground For Removal
a. Respondent contends (Br. 14-19) that the phrase
“order remanding a case” in the second clause of Section
1447(d) is best read to mean the district court’s reasoning
rejecting the federal-officer or civil-rights ground for removal. Yet respondent does not dispute that a remand
“order” necessarily resolves all of the asserted grounds
for removal, or that appellate review of such an order
would ordinarily extend to all of those grounds. Indeed,
respondent does not even dispute that its reading requires the phrase “order remanding a case” to have different meanings in the first and second clauses of Section
1447(d). Respondent nevertheless argues that statutory
“context” and “structure” mandate such an “improbable
construction.” Fourth Estate Public Benefit Corp. v.
Wall-Street.com, LLC, 139 S. Ct. 881, 889 (2019) (citation
omitted). Respondent is mistaken.
i. Respondent contends (Br. 15, 17) that the second
clause of Section 1447(d) should be construed narrowly
because it is an “exception” to the first clause, which generally prohibits appellate review of remand orders. As a
preliminary matter, the first clause could itself be characterized as an exception to the rule that a remand order
would ordinarily be appealable under 28 U.S.C. 1291. See
U.S. Br. 16. But regardless of which clause is the “exception,” courts “normally have no license to give [statutory]
exemption[s] anything but a fair reading.” Food Marketing Institute v. Argus Leader Media, 139 S. Ct. 2356, 2366
(2019) (internal quotation marks and citation omitted).
The fairest reading here is the one mandated by the plain
4
text: that the second clause of Section 1447(d) permits review of the entire remand “order.”
To be sure, courts should not “impl[y]” “additional exceptions” to a “general” statutory provision “[w]here Congress explicitly enumerates certain exceptions.” Andrus
v. Glover Construction Co., 446 U.S. 608, 616-617 (1980).
But the question here is not whether to imply additional
exceptions; it is how to construe the “exception” that Congress “explicitly enumerate[d].” Id. at 616. Nor does the
plain-text reading of the second clause of Section 1447(d)
“undermine” the first clause in a “substantial way.” Maracich v. Spears, 570 U.S. 48, 60 (2013). It merely permits
normal appellate review in the narrow class of cases that
Congress has indisputably exempted from the prohibition
on appellate review of other remand orders.
ii. Respondent further argues that its interpretation
is preferable because the “primary operation” of Section
1447(d) “as a whole” is to limit appellate review of remand
orders. Br. 14, 16. That is not a “proper use” of the wholetext canon of construction. Antonin Scalia & Bryan A.
Garner, Reading Law § 24, at 168 (2012). Instead, that
argument rests on what respondent perceives to be Section 1447(d)’s overarching purpose. But “even the most
formidable argument” based on statutory purpose cannot
“overcome” clear statutory language. Nichols v. United
States, 136 S. Ct. 1113, 1119 (2016). In any event, the
plain-text interpretation is wholly consistent with the apparent purposes of Section 1447(d): namely, to reduce the
volume of appeals and to avoid delay in remanded cases
while protecting the federal interests at issue in federalofficer and civil-rights cases. See Pet. Br. 26-31.
iii. Respondent next contends (Br. 17-18) that the
plain-text interpretation of the phrase “order remanding
a case” would cause the first clause of Section 1447(d) to
preclude appellate review of a fee award under Section
5
1447(c). That does not necessarily follow. Review of such
an award may not constitute impermissible “review[]” of
the remand order, 28 U.S.C. 1447(d), because the fee
award is collateral to the merits of the order. See, e.g.,
Moore v. Permanente Medical Group, Inc., 981 F.2d 443,
447 (9th Cir. 1992). That interpretation would be consistent with the broader treatment of fee awards as discrete from merits proceedings. See, e.g., Budinich v. Becton Dickinson & Co., 486 U.S. 196, 200 (1988). Even if the
plain-text interpretation were to render Section 1447(c)
fee awards unreviewable, however, that interpretation is
vastly preferable to respondent’s, which would unquestionably give the phrase “order remanding a case” different meanings in a single statutory provision.
iv. Invoking general “federalism principles,” respondent argues that “respect for the autonomy and authority
of state courts” requires a narrower construction of Section 1447(d). Br. 19. But Congress crossed the federalism
bridge when it made cases removable from state to federal court; the division of labor among Article III courts
in determining removability does not significantly implicate federalism concerns. And because a remand order is
not automatically stayed, an appeal will not necessarily
delay proceedings in state court. Cf. N.Y. Br. 10.
The primary effect of respondent’s interpretation is
that cases erroneously remanded would remain in state
court. But in those cases, Congress has already determined that a federal forum is appropriate. Permitting appellate review in those cases thus preserves the federalstate balance that Congress initially struck in authorizing
removal.
v. Finally on this score, respondent contends that the
phrase “order remanding a case” in the second clause of
Section 1447(d) must refer to the “specific reasons for the
remand” because the Court has construed the first clause
6
as limited to remand orders “based on a ground specified
in [Section] 1447(c).” Br. 20 (citation omitted). While not
citing the case by name, respondent is describing the
holding of Thermtron Products, Inc. v. Hermansdorfer,
423 U.S. 336 (1976)—a decision criticized by several Justices. See, e.g., Kakarala v. Wells Fargo Bank, N.A., 136
S. Ct. 1153, 1153 (2016) (Thomas, J., dissenting from the
denial of certiorari); Carlsbad Technology, Inc. v. HIF
Bio, Inc., 556 U.S. 635, 642 (2009) (Stevens, J., concurring); see ibid. (Scalia, J., concurring). In any event,
Thermtron provides respondent with little assistance; respondent cannot prevail unless the phrase “order remanding a case” has a different, narrower meaning in the
second clause of Section 1447(d).
b. Respondent next pivots (Br. 23-31) to an alternative interpretation of Section 1447(d) that it has never before articulated (at least in any detail, see Br. 23-24 n.3).
Under that interpretation, a case is not “removed pursuant to” the federal-officer or civil-rights removal statutes
unless jurisdiction is actually present under one of those
statutes. That novel interpretation—which no court of appeals has adopted—is equally flawed.
The second clause of Section 1447(d) provides that “an
order remanding a case to the [s]tate court from which it
was removed pursuant to [28 U.S.C. 1442 or 1443] shall be
reviewable by appeal or otherwise.” The preposition
“pursuant to” modifies the verb phrase “was removed.”
And to “remove” a case is to “transfer” it from state to
federal court. See Black’s Law Dictionary 1550 (11th ed.
2019); Black’s Law Dictionary 1021 (1st ed. 1891); Act of
Mar. 3, 1887, ch. 373, § 2, 24 Stat. 553 (using the word “removed” in the predecessor to Section 1447(d)).
When a defendant’s notice of removal asserts that a
case is removable based on the elements set forth in either
the federal-officer or the civil-rights removal statute, the
7
defendant has “removed” the case “pursuant to” that statute. The statutory text makes clear that the act of removal is complete before any remand “order” is issued.
Section 1447(d) refers to removal in the past tense (“was
removed”). Section 1447 is headed “[p]rocedures after removal” (emphasis added). Section 1446(a) requires the
notice of removal to provide only a “short and plain statement of the grounds for removal.” And Section 1446(d)
makes clear that the removal becomes “effect[ive]” as
soon as the defendant notifies the state court of the filing
of the notice of removal.
Because the act of removal occurs before any adjudication of the “merits” of the removing defendant’s jurisdictional arguments, it makes little sense to construe the
phrase “was removed pursuant to” as requiring the removal to be meritorious. Whether that ground for removal ultimately proves to be a valid basis for federal jurisdiction does not affect the removal; it affects whether
the case will be remanded to state court. To say that a
case is “removed pursuant to” the federal-officer or civilrights removal statutes is merely to say that the defendant asserted one of those statutes as the basis for removal
in its notice of removal.
That interpretation is entirely consistent with the ordinary meaning of the preposition “pursuant to”—which
is variously defined as “in accordance with or by reason
of,” Black’s Law Dictionary 1401 (4th ed. 1951); “according [to],” Webster’s Third New International Dictionary
1848 (1961); “as authorized by,” Black’s Law Dictionary
1493 (11th ed. 2019); or—as respondent suggests—simply
legalese for “under,” ibid.; see Resp. Br. 26-27 (discussing
Pereira v. Sessions, 138 S. Ct. 2105 (2018)). It is perfectly
natural to say, “pursuant to Rule 56, the plaintiff moves
for summary judgment,” Black’s Law Dictionary 1493
8
(11th ed. 2019), even if the motion is denied on the merits.
So too here.
This Court’s decision in Arthur Andersen LLP v. Carlisle, 556 U.S. 624 (2009), proves the point. At issue there
was 9 U.S.C. 16, which permits appeal of an order “refusing a stay * * * under [S]ection 3” of the Federal Arbitration Act. The Court rejected the argument that a stay
motion was not “under” Section 3 if it lacked merit; the
Court instead held that Section 16 “unambiguously makes
the underlying merits irrelevant,” such that “even utter
frivolousness of the underlying request” for a stay would
not preclude appellate jurisdiction. 556 U.S. at 628-629.
Respondent’s interpretation presents yet another
problem. Under respondent’s view, in every case and as
a matter of law, appellate jurisdiction under Section
1447(d) is coextensive with the merits of the decision being reviewed—namely, federal-officer or civil-rights removal. That is, if the ground for removal is meritorious,
the court of appeals would have jurisdiction and must reverse; if the ground lacks merit, the court of appeals
would lack jurisdiction and must dismiss the appeal. The
court of appeals would therefore lack the ability to affirm
the remand order (or reverse on an alternative ground,
see Pet Br. 31; U.S. Br. 25)—a power ordinarily incidental
to appellate review. Cf. 28 U.S.C. 2106.
If Congress had actually intended to achieve that bizarre result, it would have provided not for the remand
order to be “reviewable,” but rather for it to be “reversed,” since that would be the only possible outcome under respondent’s improbable reading. Unsurprisingly, no
court of appeals has adopted respondent’s interpretation;
in fact, all of the cases on respondent’s side of the circuit
conflict affirmed remand orders rejecting the federal-officer or civil-rights ground. See Resp. Br. 32-33.
9
c. Respondent’s final interpretive argument (Br. 3135) is that Congress ratified its interpretation of Section
1447(d) when it enacted the Removal Clarification Act in
2011. In that act, however, Congress merely added the
words “1442 or” to Section 1447(d); it did not affirmatively
reenact the entire provision. See Pub. L. No. 112-51,
§ 2(d), 125 Stat. 546. As the Court has explained, Congress’s “failure to act” when making “only isolated
amendments” to a statute does not demonstrate “affirmative congressional approval of [a prior judicial] interpretation.” Alexander v. Sandoval, 532 U.S. 275, 292 (2001)
(internal quotation marks and citation omitted).
The cases respondent cites (Br. 32, 35) do not prove
otherwise. In Forest Grove School District v. T.A., 557
U.S. 230, 244 n.11 (2009), Congress had reenacted the relevant statutory language in full. See IDEA Amendments
of 1997, Pub. L. No. 105-17, § 101, 111 Stat. 92. In Texas
Department of Housing & Community Affairs v. Inclusive Communities Project, Inc., 135 S. Ct. 2507, 2519-2520
(2015), the Court focused on legislative history specifically
showing that Congress had considered the relevant judicial precedent when it amended the statute at issue. And
in Microsoft Corp. v. i4i Limited Partnership, 564 U.S.
91, 113 (2011), the Court declined to weigh competing policy arguments where Congress had repeatedly amended
the relevant statute over the course of decades but had
“allowed” the Federal Circuit’s “correct” interpretation to
remain in effect. None of those cases is even remotely on
point here.
Respondent contends (Br. 33-34) that, for purposes of
its ratification argument, this Court’s decisions interpreting similar statutes (Pet. Br. 20-26) cannot overcome the
court of appeals decisions interpreting this one. But Congress is “generally presume[d]” to be “knowledgeable
about existing law pertinent to the legislation it enacts,”
10
not merely prior interpretations of the particular statute
being amended. Goodyear Atomic Corp. v. Miller, 486
U.S. 174, 184-185 (1988) (emphasis added). And contrary
to respondent’s suggestion (Br. 34), the Court has indicated that decisions with only conclusory reasoning provide little support for an inference of congressional ratification. See, e.g., Lightfoot v. Cendant Mortgage Corp.,
137 S. Ct. 553, 563 (2017); Jama v. Immigration & Customs Enforcement, 543 U.S. 335, 351 (2005). Given the
concededly conclusory reasoning in the cases on which respondent’s ratification argument relies, the argument for
congressional ratification here is exceedingly weak.
2. The Plain-Text Interpretation Of Section 1447(d) Is
Supported By Precedent From This Court And The
Courts Of Appeals
In a phalanx of cases, this Court and the courts of appeals have interpreted statutes permitting appellate review of an “order” to authorize review of the entire “order.” Respondent argues that this Court’s cases are distinguishable (ignoring the court of appeals cases altogether), see Br. 21-23, and that other of the Court’s cases
support its interpretation, see Br. 11-14. Respondent errs
on both scores.
a. Respondent contends that the cases from this
Court cited by petitioners are distinguishable because the
statutes at issue authorize interlocutory review of issues
that would “eventually be reviewable on appeal from final
judgment,” whereas petitioner’s interpretation of Section
1447(d) would “permit review of issues that are generally
unreviewable.” Br. 22-23. But interlocutory review is
permitted of some orders that cannot be reviewed later
(for example, where a district court denies summary judgment). See Ortiz v. Jordan, 562 U.S. 180, 183-184 (2011).
And appellate courts routinely review issues of subjectmatter jurisdiction on appeals from final judgments (for
11
example, where a district court denies a motion to remand
and the defendant subsequently prevails on the merits).
See U.S. Br. 21-22. There is no reason to believe that Congress wanted to insulate those same issues from review in
situations where the remand order is appealable. It
simply does not follow from the fact that Congress chose
to permit review of certain otherwise unreviewable orders
that Congress simultaneously intended to preclude review of particular issues in those orders.
Respondent makes two additional attempts to distinguish this Court’s decision in Yamaha Motor Corp.,
U.S.A. v. Calhoun, 516 U.S. 199 (1996). First, respondent
notes that, in 28 U.S.C. 1292(b), Congress paired the word
“order” with the verb “involves,” showing that the reviewable issues on appeal must be broader than the certified
“controlling question of law.” See Br. 21-22. Second, respondent observes that a court of appeals has discretion
under Section 1292(b) to deny review of a certified order,
whereas a court of appeals has no similar discretion under
Section 1447(d). See Br. 22. The problem for respondent,
however, is that the Court did not rely on either of those
features in Yamaha; instead, the Court based its decision
on Congress’s use of the word “order,” which signified
that appellate review extends to “any issues fairly included” in the order. 516 U.S. at 205. And of course, neither of those asserted distinctions applies to the other
cases from this Court that petitioners cited. See Pet. Br.
22-23.
b. To argue that appellate review of an “order” does
not necessarily entail review of the entire order, respondent points to this Court’s interpretation of three statutes
that govern appellate jurisdiction using the terms “judgment” and “decision.” See Br. 11-14. Respondent’s examples are inapposite.
12
i. Respondent first invokes this Court’s interpretation of its own jurisdiction under 28 U.S.C. 1257, which
authorizes review of a state-court judgment that involves
issues of federal law. Congress first authorized such review in the Judiciary Act of 1789, but the relevant provision allowed the Court to reverse only if the state court
erroneously decided the federal question. See ch. 20, § 25,
1 Stat. 86-87. In 1867, Congress enacted a similar provision but omitted that limiting language. See Act of Feb.
5, 1867, ch. 28, § 2, 14 Stat. 386-387. Despite the omission,
a divided Court held in Murdock v. Memphis, 87 U.S. (20
Wall.) 590 (1875), that Congress had not intended to authorize the Court to decide questions of state law.
The decision in Murdock is not generalizable to other
jurisdictional statutes, because it was driven by federalism concerns unique to the context of Section 1257 (as opposed to merely the statutory text and history, which
pointed in the opposite direction, see, e.g., Jonathan F.
Mitchell, Reconsidering ‘Murdock’: State-Law Reversals
As Constitutional Avoidance, 77 U. Chi. L. Rev. 1335,
1351-1352 (2010)). In particular, the Court emphasized
the “fundamental principle” that “the appellate power of
this [C]ourt over the courts of the States” was “limited to
the correction of errors relating solely to Federal law.” 87
U.S. (20 Wall.) at 630. The Court explained that, if Congress had intended to deviate from that principle when it
amended the Judiciary Act of 1789 (and thereby to alter
the relationship between the federal and state courts), “it
is reasonably to be expected that Congress would use
plain, unmistakable language in giving expression to such
intention.” Id. at 619. Indeed, the Court left open the
question whether Congress would even have the constitutional power to do so. See id. at 633. That unique context
renders Murdock of limited utility here, where such concerns are not implicated. See p. 5, supra.
13
ii. Respondent next invokes the collateral-order doctrine, which stems from a “practical” construction of the
phrase “final decision” in 28 U.S.C. 1291. See Mohawk
Industries, Inc. v. Carpenter, 558 U.S. 100, 106 (2009) (citation omitted). If anything, the collateral-order doctrine
favors the plain-text interpretation, not respondent’s, because review under that doctrine is not limited to the particular issue that permitted the appeal. See, e.g., Ashcroft
v. Iqbal, 556 U.S. 662, 672-675 (2009); Wilkie v. Robbins,
551 U.S. 537, 549 n.4 (2007); Eisen v. Carlisle & Jacquelin,
417 U.S. 156, 172-177 & n.10 (1974). While review may not
necessarily extend to every issue in an appealable collateral order, see Resp. Br. 13, any limitations appear to be
a matter of judicial discretion rather than statutory mandate. See 15A Charles Alan Wright et al., Federal Practice & Procedure § 3911.2, at 395 (2d ed. 1992) (Wright &
Miller).
In fact, respondent’s reliance on Section 1291 affirmatively undermines its position. The ordinary “final judgment” rule under Section 1291 is that appellate jurisdiction extends to a district court’s entire judgment and all
issues encompassed in it. See Pet. Br. 24. If, as respondent contends, there is “no relevant distinction” between
the terms “decision” in Section 1291 and “order” in Section 1447(d), Br. 11 n.1, then review under Section 1447(d)
should logically extend to the entire remand order.
iii. Respondent’s final example is the now-repealed
Criminal Appeals Act, which permitted the government to
seek direct review in this Court of a district court’s “decision or judgment” in a criminal case addressing certain
enumerated issues. Pub. L. No. 59-223, 34 Stat. 1246
(1907); see Omnibus Crime Control Act of 1970, Pub. L.
No. 91-644, § 14, 84 Stat. 1890. Soon after its enactment,
in United States v. Keitel, 211 U.S. 370 (1908), the Court
14
interpreted the Act to permit review of only the issues
enumerated in the statute.
The decision in Keitel is of limited significance outside
its particular context. There, the Court concluded that
the Criminal Appeals Act permitted review only of the
enumerated issues because it viewed “the purpose of the
statute” as permitting review of “the subjects embraced
within the clauses of the statute” and not of “the whole
case.” 211 U.S. at 398. The Court reasoned that such a
narrow interpretation was warranted because the ability
of the government to appeal in a criminal case was “exceptional.” Id. at 399. The Court later explained that the
Act’s “background and legislative history” justified the
application of a “principle of strict construction,” because
the history “reveal[ed] a strong current of congressional
solicitude for the plight of a criminal defendant exposed to
additional expense and anxiety by a government appeal.”
United States v. Sisson, 399 U.S. 267, 291, 298 (1970).
Again, Section 1447(d) does not implicate those unusual
considerations—regardless of whether the Court’s interpretation of the Criminal Appeals Act, made at a time
when statutory text carried little weight, was defensible
as an original matter.
3. The Plain-Text Interpretation Of Section 1447(d)
Serves The Provision’s Purposes
Respondent contends (Br. 35-40) that the plain-text interpretation undermines, rather than advances, the purposes of Section 1447(d). That is incorrect.
a. Respondent asserts that there is “no basis” to believe that Congress authorized review of remand orders
for “defendants who allege, wrongly, that they are entitled to remov[al]” under the federal-officer or civil-rights
removal statutes. Br. 40. But respondent does not appear
to dispute that significant and related federal interests
15
are often present even when the argument for removal
under those statutes is ultimately unsuccessful. See Pet.
Br. 26-29; U.S. Br. 28-29; Chamber Br. 19-22.
Instead, respondent believes that, because Congress
has not authorized appellate review of remand orders in
all cases that “implicate federal concerns,” it must not
have done so in Section 1447(d). Br. 39 (internal quotation
marks omitted). But Congress is not required to pursue
a policy objective at all costs. Given the particular federal
interests implicated in cases removed on federal-officer or
civil-rights grounds, it makes good sense that Congress
would want appellate review of those cases in order to determine whether any basis for federal jurisdiction exists.
b. Respondent next contends that allowing appellate
review of an entire remand order would cost courts and
litigants “considerable time and resources.” Br. 35. But
respondent’s only support for that proposition is the
length of the briefing on respondent’s motion to remand
in this case. See Br. 36. The fact that this case involves
multiple grounds for removal is a direct result of respondent’s novel theory of liability under state law for global climate change. In a more typical case, the time to brief and
argue an additional ground for removal is likely to be insignificant—and it may even lead to a more efficient resolution of the appeal. See U.S. Br. 25.
c. In addition, respondent raises the specter of
gamesmanship. See Br. 36-39. To begin with, respondent
cannot seriously contend that petitioners’ argument for
federal-officer removal—to which the court of appeals devoted over 20 pages of analysis in its opinion, see Pet. App.
10a-30a—was frivolous and designed only to secure a
right to an appeal. See Pet. Br. 8; API Br. 6-28; Former
Joint Chiefs Br. 3-21. Nor has respondent identified a single example of a case in which a defendant has engaged in
such gamesmanship in any court subject to the plain-text
16
interpretation. See DRI Br. 20. Notably, the leading
treatise on federal jurisdiction rejected that very concern
when endorsing petitioners’ interpretation of Section
1447(d). See 15A Wright & Miller § 3914.11, at 706.
Respondent disputes that cost-shifting mechanisms
and sanctions will have a “significant deterrent effect” in
the removal context because such awards are rare and reserved for truly frivolous claims. Br. 38. That could be
said about sanctions in any context, yet this Court has repeatedly recognized the power of sanctions to deter improper conduct by litigants. See, e.g., Henry Schein, Inc.
v. Archer & White Sales, Inc., 139 S. Ct. 524, 531 (2019);
Arthur Andersen, 556 U.S. at 629; McKennon v. Nashville Banner Publishing Co., 513 U.S. 352, 363 (1995).
And the fact that respondent cites cases from every regional circuit involving fee awards under Section 1447(c)
demonstrates they are readily available as an option to deter any gamesmanship. See Br. 18.
B. The Court Should Reverse The Judgment Below
Once the Court resolves the question presented, it
should proceed to reverse the judgment below on the
ground that removal was proper because respondent’s
claims necessarily arise under federal common law.
1. While respondent does not contend that the Court
lacks the power to reach the federal-common-law ground
for removal if the Court decides the Section 1447(d) question in petitioners’ favor, it argues (Br. 41-44) that the
Court should decline to consider that ground because it is
not fairly included in the question presented and because
the court of appeals below did not decide it.
The Court has the discretion to address the federalcommon-law ground for removal, and it would be entirely
appropriate to do so here. If the Court agrees with petitioners on the question presented, whether respondent’s
17
claims necessarily arise under federal common law affects
whether reversal or vacatur is the appropriate disposition. The Court has often decided issues separate from
the question on which it granted review in order to determine the correct disposition once that question has been
resolved. For example, in McCoy v. Louisiana, 138 S. Ct.
1500 (2018), the Court resolved the Sixth Amendment
question on which it granted review and proceeded to decide whether the trial court’s error was structural in nature in order to determine whether a new trial was required on remand. See id. at 1510-1512 & n.4. The Court
did so after the petitioner raised the issue in his opening
brief and the respondent “explicitly chose not to grapple
with it.” Id. at 1511 n.4. Other cases are to the same effect. See, e.g., Bristol-Myers Squibb Co. v. Superior
Court, 137 S. Ct. 1773, 1781-1782 (2017); Horne v. Department of Agriculture, 135 S. Ct. 2419, 2431-2433 (2015);
Perdue v. Kenny A. ex rel. Winn, 559 U.S. 542, 557-559
(2010); Piper v. Chris-Craft Industries, Inc., 430 U.S. 1,
47 & n.34 (1977).
Respondent protests that petitioners have “smuggl[ed]” the federal-common-law ground for removal into
the case. See Br. 41. But in the petition for a writ of certiorari, petitioners plainly signaled their intention to argue that the Court should “address the remaining
grounds for removal and reverse the judgment below.”
Pet. 20. Consistent with that representation, petitioners
briefed the issue in their opening merits brief, see Pet. Br.
37-46; so too did the United States, which has agreed with
petitioners that removal is proper because climatechange-related claims necessarily arise under federal law,
see U.S. Br. 26-28; U.S. Reh’g Br. at 6-12, City of Oakland
v. BP p.l.c., 969 F.3d 895 (9th Cir. 2020) (No. 18-16663);
and respondent and its amici have responded in kind, see
18
Resp. Br. 44-46; NRDC Br. 4-23; Boulder Br. 13-28; see
also Resp. C.A. Br. 21-28.
The Court’s “[e]xercise of [its] discretion” to reach the
federal-common-law ground for removal is particularly
“called for under th[e] unusual circumstances” here.
Piper, 430 U.S. at 47 n.34. That ground for removal is currently being litigated in 19 similar climate-change cases in
federal courts across the country. See Pet. Br. 7 n.1. Indeed, since petitioners filed their opening brief in this
case, four petitions for writs of certiorari have been filed
that present the federal-common-law ground for removal
either directly or indirectly. See Suncor Energy (U.S.A.)
Inc. v. Board of County Commissioners of Boulder
County, No. 20-783 (filed Dec. 4, 2020); Chevron Corp. v.
County of San Mateo, No. 20-884 (filed Dec. 30, 2020);
Shell Oil Products Co. v. Rhode Island, No. 20-900 (filed
Dec. 30, 2020); Chevron Corp. v. City of Oakland (filed
Jan. 8, 2021). Respondent does not seriously dispute that
there would be significant efficiency gains, for the judiciary and the parties alike, in resolving that ground for removal now, rather than after months or even years of
pointless litigation in both the federal and state courts.
2. This Court’s longstanding precedents dictate the
common-sense conclusion that federal law, not state law,
governs claims alleging injury caused by global climate
change. Respondent’s contrary arguments are unpersuasive.
a. Respondent first contends that its claims do not
arise under federal law because “ ‘[i]nterstate pollution’ is
not the wrongful conduct challenged” by the common-law
claims alleged. Br. 44. Yet respondent’s alleged harms—
the effects of global climate change—all flow from interstate and international greenhouse-gas emissions. See
J.A. 25, 58-87, 145-155. Because respondent’s claims are
“ultimately based on the ‘transboundary’ emission of
19
greenhouse gases,” the structure of our constitutional
system requires federal law to govern those claims. City
of New York v. BP p.l.c., 325 F. Supp. 3d 466, 472
(S.D.N.Y. 2018), appeal pending, No. 18-2188 (2d Cir.); see
American Electric Power Co. v. Connecticut, 564 U.S.
410, 422 (2011).
b. Respondent next contends that the Court would
need to “create a new category of federal common law” in
order to permit removal on that basis. Br. 45. Not so. As
petitioners have already explained (Br. 40), this Court has
applied uniform federal rules of decision to common-law
claims seeking redress for interstate air and water pollution for more than a century. That is the same category
of federal common law that governs respondent’s claims
here.
To be sure, this case is being brought by a local government, not a State. But federal common law can apply
even in suits in which neither the federal government nor
a State is a party. See, e.g., Boyle v. United Technologies
Corp., 487 U.S. 500, 511 (1988). Regardless of the identity
of the parties, our constitutional structure does not permit
one State (much less one municipality) to “impos[e] its
regulatory policies on the entire Nation.” BMW of North
America, Inc. v. Gore, 517 U.S. 559, 585 (1996).
c. Respondent also argues that, even if the “federal
common law of interstate emissions” governs its claims,
the case is not removable because the Clean Air Act has
“displaced” that law. Br. 45. That argument conflates the
jurisdictional question (whether a claim arises under federal law) with the merits question (whether the claimant
has a valid cause of action under federal law)—questions
this Court has made clear are distinct. See, e.g., American Electric Power, 564 U.S. at 422.
The Court’s decision in United States v. Standard Oil
Co., 332 U.S. 301 (1947), demonstrates the appropriate
20
two-step analysis. There, the Court first held that federal
law, not state law, controlled the “essentially federal”
question of whether the government could recover for the
hospital costs and lost services of a soldier hurt in a traffic
accident. Id. at 307. But then, emphasizing its “modest”
capacity to “create new common-law liabilities,” the Court
proceeded to hold that establishing a cause of action was
a task for Congress. Id. at 313, 316. The claim in Standard Oil thus arose under federal law even though no federal cause of action existed. The same is true here: respondent’s claims arise under federal law even if federal
law does not ultimately provide a remedy.
It is also incorrect to say that, if a federal statute displaces any remedy available under federal common law,
state law fills the void. In cases that involve “interstate
and international disputes implicating the conflicting
rights of States or our relations with foreign nations,” only
federal law can apply, because “our federal system does
not permit the controversy to be resolved under state law”
at all. Texas Industries, Inc. v. Radcliff Materials, Inc.,
451 U.S. 630, 641 (1981). There is therefore no state law
for the Clean Air Act (or any other federal statute) to resurrect. See U.S. Br. 27.
d. Finally, respondent invokes the well-pleaded complaint rule. See Br. 45-46. But in doing so, respondent
misunderstands the relationship between state law and
federal common law. To be sure, plaintiffs can usually
avoid removal by pleading only state-law claims, even if
federal claims are available. See Caterpillar Inc. v. Williams, 482 U.S. 386, 392 (1987). But in an area that the
Constitution instructs is governed exclusively by federal
law, state law cannot apply: “if federal common law exists, it is because state law cannot be used.” Milwaukee
v. Illinois, 451 U.S. 304, 313 n.7 (1981); see U.S. Br. 27.
Put another way, such a plaintiff cannot choose between
21
state and federal law, because no state law exists. See
p. 20, supra. Any claims by the plaintiff, even if “nominally couched as state-law claims,” are “inherently and
necessarily federal in nature.” U.S. Br. 26.
Respondent nevertheless argues (Br. 46) that the artful-pleading doctrine applies only in complete-preemption
cases. But the Court has explained more generally that
an “independent corollary” of the well-pleaded complaint
rule is that a plaintiff “may not defeat removal by omitting
to plead necessary federal questions in a complaint.”
Franchise Tax Board v. Construction Laborers Vacation
Trust, 463 U.S. 1, 22 (1983). A federal question is “necessary” not only where “federal law completely preempts a
plaintiff’s state-law claim,” Rivet v. Regions Bank of Louisiana, 522 U.S. 470, 475 (1998), but also where the constitutional structure mandates the application of federal
law. See U.S. Br. 28.
The court of appeals erred by concluding that it lacked
jurisdiction under 28 U.S.C. 1447(d) to decide whether
this case is removable because respondent’s claims necessarily arise under federal law. Because this case was so
clearly removable on that basis, the Court should reverse
the judgment outright and hold that the case should proceed in federal court.
22
*
*
*
*
*
The judgment of the court of appeals should be reversed. In the alternative, the judgment should be vacated and the case remanded for further proceedings.
Respectfully submitted.
PETER D. KEISLER
C. FREDERICK BECKNER III
SIDLEY AUSTIN LLP
1501 K Street, N.W.
Washington, DC 20005
THEODORE J. BOUTROUS, JR.
THOMAS G. HUNGAR
GIBSON, DUNN
& CRUTCHER LLP
1050 Connecticut Avenue,
N.W.
Washington, DC 20036
Counsel for Petitioners
Chevron Corporation and
Chevron U.S.A., Inc.
DAVID C. FREDERICK
BRENDAN J. CRIMMINS
DANIEL S. SEVERSON
KELLOGG, HANSEN, TODD,
FIGEL & FREDERICK, P.L.L.C.
1615 M Street, N.W.,
Suite 400
Washington, DC 20036
Counsel for Petitioners
Shell Oil Company and
Royal Dutch Shell plc
JANUARY 2021
KANNON K. SHANMUGAM
WILLIAM T. MARKS
TANYA S. MANNO
E. GARRETT WEST
PAUL, WEISS, RIFKIND,
WHARTON & GARRISON LLP
2001 K Street, N.W.
Washington, DC 20006
(202) 223-7300
kshanmugam@paulweiss.com
THEODORE V. WELLS, JR.
DANIEL J. TOAL
ADAM P. SAVITT
PAUL, WEISS, RIFKIND,
WHARTON & GARRISON LLP
1285 Avenue of the Americas
New York, NY 10019
Counsel for Petitioners
Exxon Mobil Corporation and
ExxonMobil Oil Corporation
NANCY G. MILBURN
ARNOLD & PORTER
KAYE SCHOLER LLP
250 West 55th Street
New York, NY 10019
MATTHEW T. HEARTNEY
JOHN D. LOMBARDO
ARNOLD & PORTER
KAYE SCHOLER LLP
777 South Figueroa Street,
44th Floor
Los Angeles, CA 90017
JOHN B. ISBISTER
JAIME W. LUSE
TYDINGS & ROSENBERG LLP
One East Pratt Street,
Suite 901
Baltimore, MD 21202
Counsel for Petitioners
BP p.l.c., BP America Inc.,
and BP Products North
America Inc.
KATHLEEN TAYLOR SOOY
TRACY A. ROMAN
CROWELL & MORING LLP
1001 Pennsylvania
Avenue, N.W.
Washington, DC 20004
HONOR R. COSTELLO
CROWELL & MORING LLP
590 Madison Avenue
New York, NY 10022
Counsel for Petitioners
CNX Resources Corporation,
CONSOL Energy Inc., and
CONSOL Marine Terminals
LLC
NATHAN P. EIMER
PAMELA R. HANEBUTT
LISA S. MEYER
EIMER STAHL LLP
224 South Michigan
Avenue, Suite 1100
Chicago, IL 60604
ROBERT E. DUNN
EIMER STAHL LLP
99 South Almaden
Boulevard, Suite 662
San Jose, CA 95113
RYAN J. WALSH
EIMER STAHL LLP
10 East Doty Street,
Suite 800
Madison, WI 53707
Counsel for Petitioner
CITGO Petroleum
Corporation
MICHELLE N. LIPKOWITZ
THOMAS K. PREVAS
SAUL EWING
ARNSTEIN & LEHR LLP
500 East Pratt Street,
Suite 900
Baltimore, MD 21202
Counsel for Petitioners
Crown Central LLC and
Crown Central New Holdings
LLC
SEAN C. GRIMSLEY
JAMESON R. JONES
DANIEL R. BRODY
BARTLIT BECK LLP
1801 Wewatta Street,
Suite 1200
Denver, CO 80202
Counsel for Petitioners
ConocoPhillips and
ConocoPhillips Company
STEVEN M. BAUER
MARGARET A. TOUGH
LATHAM & WATKINS LLP
505 Montgomery Street,
Suite 2000
San Francisco, CA 94111
MATTHEW J. PETERS
LATHAM & WATKINS LLP
555 11th Street, N.W.,
Suite 1000
Washington, DC 20004
Counsel for Petitioners
ConocoPhillips,
ConocoPhillips Company,
and Phillips 66
MARTHA THOMSEN
MEGAN BERGE
BAKER BOTTS L.L.P.
700 K Street, N.W.
Washington, DC 20001
SCOTT JANOE
BAKER BOTTS L.L.P.
910 Louisiana Street
Houston, TX 77022
Counsel for Petitioner
Hess Corporation
SHANNON S. BROOME
HUNTON ANDREWS
KURTH LLP
50 California Street
San Francisco, CA 94111
SHAWN PATRICK REGAN
HUNTON ANDREWS
KURTH LLP
200 Park Avenue
New York, NY 10166
ANN MARIE MORTIMER
HUNTON ANDREWS
KURTH LLP
550 South Hope Street,
Suite 2000
Los Angeles, CA 90071
Counsel for Petitioners
Marathon Petroleum Corp.
and Speedway LLC
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.