Amicus Curiae Brief — BP p.l.c., et al., Petitioners v. Mayor and City Council of Baltimore
Supreme Court briefDec 23, 2020
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No. 19-1189
IN THE
Supreme Court of the United States
————
BP P.L.C., et al.,
Petitioners,
v.
MAYOR AND CITY COUNCIL OF BALTIMORE,
Respondent.
————
On Writ of Certiorari to the
United States Court of Appeals
for the Fourth Circuit
————
BRIEF OF AMICI CURIAE
CHESAPEAKE BAY FOUNDATION AND
NATURAL RESOURCES DEFENSE COUNCIL
IN SUPPORT OF RESPONDENT
————
JON A. MUELLER
BRITTANY E. WRIGHT
CHESAPEAKE BAY
FOUNDATION
6 Herndon Avenue
Annapolis, MD 21403
(443) 482-2162
jmueller@cbf.org
IAN FEIN
Counsel of Record
NATURAL RESOURCES
DEFENSE COUNCIL
111 Sutter Street, 21st Fl.
San Francisco, CA 94104
(415) 875-6100
ifein@nrdc.org
Counsel for Chesapeake
Bay Foundation
PETE HUFFMAN
NATURAL RESOURCES
DEFENSE COUNCIL
1152 15th Street NW
Washington, DC 20902
Counsel for Natural
Resources Defense Council
December 23, 2020
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ................................
ii
INTERESTS OF AMICI CURIAE ......................
1
SUMMARY OF THE ARGUMENT ....................
2
ARGUMENT ........................................................
4
I. Removal on petitioners’ theory would be
unprecedented. ..........................................
6
II. Petitioners have not briefed the relevant
source of federal law for their theory of
this case: the Clean Air Act ......................
8
III. This action is not a controversy over
“uniquely federal” interests. .....................
12
A. Not all interstate disputes are
federal ..................................................
12
B. Respondent faces unique local
challenges ............................................
15
IV. Petitioners have not shown any federal
cause exists to “artfully plead” around. ...
20
CONCLUSION ....................................................
24
(i)
ii
TABLE OF AUTHORITIES
CASES
Page(s)
American Electric Power Co. v. Connecticut,
564 U.S. 410 (2011) ..................................passim
Beneficial National Bank v. Anderson,
539 U.S. 1 (2003) ......................................passim
Caterpillar Inc. v. Williams,
482 U.S. 386 (1987) ................................... 5, 23
City of Milwaukee v. Illinois,
451 U.S. 304 (1981) ........................... 6, 7, 10, 13
Empire Healthchoice Assur., Inc. v.
McVeigh, 547 U.S. 677 (2006) ..................
7
Espinoza v. Montana Department of
Revenue, 140 S. Ct. 2246 (2020) ...............
4
Federated Department Stores, Inc. v.
Moitie, 452 U.S. 394 (1981) ......................
20
Franchise Tax Board v. Constr. Laborers
Vacation Tr.,
463 U.S. 1 (1983) ............................... 4, 7, 12, 23
Franchise Tax Board v. Hyatt,
139 S. Ct. 1485 (2019) ...............................
13
Georgia v. Tennessee Copper Co.,
206 U.S. 230 (1907) ...................................
6, 7
Georgia v. Tennessee Copper Co.,
237 U.S. 474 (1915) ...................................
13
Gully v. First National Bank,
299 U.S. 109 (1936) ................................... 7, 12
Gunn v. Minton,
568 U.S. 251 (2013) ...................................
5
iii
TABLE OF AUTHORITIES—Continued
Page(s)
Illinois v. City of Milwaukee,
406 U.S. 91 (1972) ..................................... 2, 6, 7
In re Volkswagen “Clean Diesel” Mktg.,
Sales Practices, & Prod. Liab. Litig.,
895 F.3d 597 (9th Cir. 2018), cert.
denied, 139 S. Ct. 2645 (2019) .................
13
International Paper Co. v. Ouellette,
479 U.S. 481 (1987) ............................... 8, 10, 11
Merrell Dow Pharm. Inc. v. Thompson,
478 U.S. 804 (1986) ...................................
5
Merrill Lynch, Pierce, Fenner & Smith Inc.
v. Manning,
136 S. Ct. 1562 (2016) ...............................
21
Murphy v. N.C.A.A.,
138 S. Ct. 1461 (2018) ...............................
23
Nat’l Farmers Union Ins. Companies v.
Crow Tribe of Indians,
471 U.S. 845 (1985) ...................................
8
O’Melveny & Myers v. F.D.I.C.,
512 U.S. 79 (1994) ....................................
13
Oneida Indian Nation of N. Y. State v.
County of Oneida,
414 U.S. 661 (1974) ...................................
22
Ouellette v. Int’l Paper Co.,
86 F.R.D. 476 (D. Vt. 1980) ......................
8
PPL Montana LLC v. Montana,
565 U.S. 576 (2012) ...................................
8
iv
TABLE OF AUTHORITIES—Continued
Page(s)
Rivet v. Regions Bank of Louisiana,
522 U.S. 470 (1998) ............................... 5, 12, 21
Texas Industries, Inc. v. Radcliff
Materials, Inc., 451 U.S. 630 (1981) 8, 12-13, 15
United States v. Standard Oil Co.,
332 U.S. 301 (1947) ...................................
7
Wyeth v. Levine,
555 U.S. 555 (2009) ...................................
22
STATUTES AND REGULATIONS
28 U.S.C. § 1331 ......................................... 2, 5, 22
28 U.S.C. § 1441(a) .......................................
5
28 U.S.C. § 1447(d) .......................................
2
Clean Air Act, 42 U.S.C.:
§ 7401(c) ....................................................
14
§ 7416 ........................................................
14
§ 7604(a) ....................................................
14
§ 7604(e) ....................................................
14
40 C.F.R. §§ 50.1–98.478 ..............................
14
COURT FILINGS
Hearing Tr., City of Oakland v. BP p.l.c.,
No. 17-cv-6011 (N.D. Cal.) ........................
16
Notice of Removal, Delaware v. BP America
Inc., Civ. No. 20-1429 (D. Del.) .................
9
v
TABLE OF AUTHORITIES—Continued
OTHER AUTHORITIES
Page(s)
Baltimore Dept. of Recreation & Parks,
TreeBaltimore, https://bcrp.baltimorecity.
gov/forestry/treebaltimore ........................
19
Baltimore Office of Sustainability, Urban
Heat Island Sensors¸ https://www.balt
imoresustainability.org/urban-heat-islandsensors/ ......................................................
18
Centers for Disease Control and Prevention, Heat-Related Deaths — United States,
2004–2018, Morbidity and Mortality
Weekly Report, Vol. 69, No. 24, 730 (June
19, 2020), https://www.cdc.gov/mmwr/vol
umes/69/wr/pdfs/mm6924a1-H.pdf ...........
19
IPCC, FAQ Chapter 3, https://www.ipcc.
ch/sr15/faq/faq-chapter-3/ .........................
16
Jason Samenow, Baltimore experiences worst
coastal flooding since 2003, WASHINGTON
POST (May 1, 2020), https://wapo.st/
3aHtVsC ....................................................
17
Kelsey Kushner, Maryland Weather: MTA
Bus Caught in Floodwater in NE Baltimore
With Passengers On Board, CBS
BALTIMORE (July 22, 2020), https://cbsloc.
al/37Ev4PO ...............................................
18
McKenna Oxenden, Maryland Weather:
August is fourth wettest in history, more
rain expected this week, BALTIMORE SUN
(Sept. 1, 2020), https://bit.ly/3mEVUMc ...
18
vi
TABLE OF AUTHORITIES—Continued
Page(s)
Nadja Popovich and Christopher Flavelle,
Summer in the City Is Hot, but Some
Neighborhoods Suffer More, N.Y. TIMES
(Aug 9, 2019), https://nyti.ms/3pgV5uu ...
19
National Institute of Environmental Health
Services, Air Pollution and Your Health,
https://www.niehs.nih.gov/health/topics/age
nts/air-pollution/index.cfm .......................
20
National Weather Service, Clearing the Air
on Weather and Water Quality, https://
www.weather.gov/wrn/summer-article-cle
aring-the-air ..............................................
19
NOAA, ‘Nuisance flooding’ an increasing
problem as coastal sea levels rise (July 28,
2014), https://www.noaa.gov/media-relea
se/noaa-nuisance-flooding-increasing-pro
blem-as-coastal-sea-levels-rise ................
17
NOAA, Patterns and Projections of High
Tide Flooding Along the U.S. Coastline
Using a Common Impact Threshold,
NOAA Tech. Report NOS CO-OPS 086
(2018) .........................................................
17
Roxanne Ready, et. al, Code Red: the Role
of Trees, Howard Center For Investigative Journalism (Sept. 3, 2019), https://
bit.ly/34DPern ...........................................
18
Raymond G. Naijar, et. al, Potential climatechange impacts on the Chesapeake Bay,
86 Estuarine, Coastal, and Shelf Sci. 1
(2010) .........................................................
17
vii
TABLE OF AUTHORITIES—Continued
Page(s)
Thomas C. Peterson, Changes in weather
and climate extremes: State of knowledge
relevant to air and water quality in the
United States, 64 J. AIR AND WASTE
MGMT. ASS’N 184 (2014) ............................
20
U.S. Geological Survey, Factors Affecting
Long-Term Trends in Surface Water
Quality in the Gwynns Falls Watershed,
Baltimore City and County, Maryland,
1998-2016 (2018), available at https://
pubs.usgs.gov/of/2018/1038/ofr20181038.
pdf ..............................................................
17
Scott Dance, Baltimore, Annapolis set
records for sunny-day flooding in 2018—
and it could eventually occur every other
day, BALTIMORE SUN (July 10, 2019),
https://bit.ly/3h92Boo ................................
16
State of New York Office of Attorney General,
State Attorneys General and UBS AG
Settlement Agreement (Dec. 21, 2018),
available at https://ag.ny.gov/sites/defau
lt/files/ubs_settlement_agreement.pdf .....
13
INTERESTS OF AMICI CURIAE
Amici Curiae Chesapeake Bay Foundation, Inc.
(CBF) and Natural Resources Defense Council, Inc.
(NRDC), submit this brief to identify several failings
in petitioners’ treatment of certain environmental law
issues that petitioners raise, but which fall outside the
question presented to this Court.
CBF is a non-profit, tax exempt organization incorporated in the State of Maryland whose purpose is to
“Save the Bay” and keep it saved, as defined by
reaching a 70 on the Chesapeake Bay Foundation’s
Health Index. Climate change poses a threat to the
restoration of the unique Chesapeake Bay, including
by complicating efforts of municipalities like the City
of Baltimore to address pollution entering its waterways. CBF submits this brief to highlight these and
other localized impacts on the City of Baltimore.
NRDC is a nonprofit organization that works to
protect public health and the environment. Since its
founding in 1970, NRDC has litigated hundreds of
environmental cases in state and federal court—
including many under the Clean Air Act. E.g., Natural
Resources Defense Council v. E.P.A., 489 F.3d 1364
(D.C. Cir. 2007). The petitioners here advance a theory
of federal-question jurisdiction tied to federal pollution
law. NRDC submits this brief to explain why a
reasoned decision on federal jurisdiction would require
analysis of provisions of the Clean Air Act that the
petitioners have not put before the Court.1
1
This brief was not authored in whole or part by counsel for a
party. No one other than Amici made a monetary contribution to
its preparation or submission. All parties have consented to its
filing.
2
SUMMARY OF THE ARGUMENT
This Court granted certiorari to answer a single
question about the scope of appellate jurisdiction
under 28 U.S.C. § 1447(d) for reviewing a district court
order that remands a removed case to state court.
Petitioners now ask the Court to go further and rule
directly on the merits of removing this action to federal
court. As respondent explains, that question is
improperly presented to the Court. Resp. Br. 41–44.
Indeed, the question is also incompletely presented,
and the Court should not entertain it.
Respondent Mayor and City Council of Baltimore
sued petitioners in Maryland state court, alleging that
petitioners promoted and sold their fossil fuel products
through deceptive means while concealing known
dangers. Respondent alleges that this conduct violated
Maryland state law, giving it cause to bring a civil
action. Whether respondent is right about that is a
question of Maryland state law over which the federal
courts lack jurisdiction.
Petitioners nonetheless argue that this action is
removable to federal court because “[a]t bottom, whenever there is ‘an overriding federal interest in the need
for a uniform rule of decision’ . . . any claims
necessarily arise under federal law.” Br. 39 (quoting
Illinois v. City of Milwaukee, 406 U.S. 91, 105 n.6
(1972) (Milwaukee I)). But that is not the law.
Removal here turns on whether respondent’s pleaded
cause of action is one “arising under” federal law
within the meaning of the federal-question jurisdiction
statute, 28 U.S.C. § 1331. Petitioners purport to find
their alternative standard in various federal environmental common law cases like Milwaukee I. But none
of those cases involved federal-question jurisdiction
over a civil action pleading only state causes, and
3
petitioners’ theory does not account for this Court’s
cases that did.
Petitioners’ argument also relies on premises in
dispute, and they have not provided this Court with
the information necessary to resolve those disputes.
For example, they contend that federal common law
is the relevant source of law for their theory of
respondent’s action. But, in fact, under this Court’s
cases, the Clean Air Act would be the relevant source.
See American Electric Power Co. v. Connecticut, 564
U.S. 410, 423, 429 (2011) (AEP). The United States,
as amicus, agrees that the Clean Air Act displaced
federal common law, but suggests this does not
mean “the door was opened” for state tort claims.
U.S. Br. 27. The United States acknowledges, however,
that how far the door is open for state claims depends
on specific provisions of the Clean Air Act, none of
which petitioners have briefed here.
Petitioners’ foundational contention—that federal
law, whatever its source, must “exclusively govern”
this action—is also doubtful. Though in petitioners’
view this case “implicates” various broad federal
interests (e.g. Br. 42), the United States does not take
up those implications in its brief (compare U.S. Br.
26–28), and neither it nor petitioners identify any
particular provision of Maryland state law in conflict
with federal law. Maryland has the right and the
responsibility to protect the health, safety, and welfare
of its residents, and respondent has every right to
pursue available state law causes to address localized
injuries caused by petitioners’ allegedly deceptive
conduct.
The district court saw petitioners’ argument for
what it is: “a veiled complete preemption argument.”
Pet. App. 49a. Petitioners deny this, presumably
4
because they cannot establish the stringent
requirements for removal by complete preemption.
See, e.g., Beneficial Nat’l Bank v. Anderson, 539 U.S.
1, 8–11 (2003). But petitioners have not identified any
other plausible way in which respondent’s state law
causes of action could “arise under” federal common
law for purposes of removal.
Behind the linguistic veil, petitioners’ argument
that federal environmental common law “governs”
here is, in substance, an ordinary preemption argument: it is premised on their answer to the disputed
question of whether or not there is an irreconcilable
conflict between federal common law and the state law
that respondent seeks to enforce. State courts routinely resolve such questions in the first instance,
and if petitioners could show they were right about
the answer, the Supremacy Clause would ultimately
protect them by “directing state courts that they must
not give effect to state laws that conflict with federal
law.” Espinoza v. Montana Dep’t of Revenue, 140 S. Ct.
2246, 2262 (2020) (direct appeal) (citation omitted).
But the question of whether there is any conflict
between enforcing Maryland law and federal law
is not, itself, a federal question that creates jurisdiction. Franchise Tax Bd. v. Constr. Laborers
Vacation Tr., 463 U.S. 1, 10–12 (1983). The Court
should affirm.
ARGUMENT
Respondent sued petitioners in Maryland state
court, alleging that petitioners violated state law by
promoting their fossil fuel products using “disinformation” to conceal “the products’ known dangers.” Pet.
App. 21a–22a. Although respondent only claims causes
5
of action under Maryland state law, petitioners seek to
remove the action as “arising under” federal common
law.
The jurisdictional rules of removal are well defined,
and petitioners have not shown they are met. A
defendant may remove a “civil action” from state court
to federal court if the federal district court would
have original jurisdiction over the action. 28 U.S.C.
§ 1441(a). Congress has limited this original jurisdiction to those civil actions “arising under” federal law.
28 U.S.C. § 1331. Although this “arising under” language tracks the language of Article III, and “the
constitutional meaning of ‘arising under’ may extend
to all cases in which a federal question is an ingredient
of the action,” this Court “ha[s] long construed the
statutory grant of federal-question jurisdiction as conferring a more limited power.” Merrell Dow Pharm.
Inc. v. Thompson, 478 U.S. 804, 807 (1986) (citation
omitted).
For statutory purposes, the “presence or absence of
federal-question jurisdiction” depends heavily on the
plaintiff’s chosen cause of action. Rivet v. Regions
Bank of La., 522 U.S. 470, 475 (1998). The statutory
inquiry is “governed by the ‘well-pleaded complaint
rule,’” id., which looks to “the plaintiff’s statement of
his own cause of action,” Beneficial Nat’l Bank,
539 U.S. at 6 (citation omitted), recognizing that plaintiffs are entitled to “avoid federal jurisdiction by
exclusive reliance on state law.” Caterpillar Inc. v.
Williams, 482 U.S. 386, 392 (1987). Where, as here, a
plaintiff relies on state-law created causes of action,
the action does not arise under federal law except in
specific narrow circumstances. See Gunn v. Minton,
568 U.S. 251, 257–258 (2013) (discussing “Grable”
6
jurisdiction); Beneficial Nat’l Bank, 539 U.S. at 8
(discussing “complete preemption”).
Petitioners here do not situate this action within one
of these recognized exceptions. Instead, they posit that
“direct[]” application of other “longstanding precedents” shows that respondent’s action arises under
federal common law. Br. 37. As explained below, however, none of petitioners’ cases involved federal-question
jurisdiction over a civil action pleading only state
causes, and their theory fails to account for relevant
federal law and this Court’s removal precedents.
I. Removal on petitioners’ theory would be
unprecedented.
None of the cases petitioners cite in support of
removal (Br. 38–42) even addressed if a state law
claim can “arise under” federal common law. To be
sure, this Court has previously recognized the availability of causes of action under federal environmental
common law. E.g. City of Milwaukee v. Illinois, 451
U.S. 304, 309 (1981) (“Milwaukee II”). But contrary to
petitioners’ suggestion (Br. 38–39), those cases did not
hold that state claims are removable if they may
ultimately be resolved by a federal common law “rule
of decision.” None of those cases addressed whether
federal-question jurisdiction would lie over a state
created cause of action because the question was
irrelevant: federal jurisdiction was already grounded
elsewhere.
For example, in Georgia v. Tennessee Copper Co.,
plaintiff Georgia invoked this Court’s original jurisdiction—not a district court’s federal-question jurisdiction. 206 U.S. 230 (1907). Milwaukee I was also an
original action in this Court. 406 U.S. at 93. The Court
declined to exercise original jurisdiction, however,
7
because the dispute was not between two States and
“Illinois could appeal to federal common law” in “an
action in federal district court.” Milwaukee II, 451 U.S.
at 309. So, Illinois did, id. at 310, and jurisdiction lay
in the district court because Illinois’ complaint pled a
federal cause of action. The Milwaukee cases do not
hold—and had no reason to hold—that an action by
Illinois appealing only to state law could be removed to
federal district court as “arising under” federal law.
And although United States v. Standard Oil Co.
(Br. 38) was not an original action, federal jurisdiction
was solidly grounded because the United States was
the plaintiff. 332 U.S. 301 (1947); see Empire
Healthchoice Assur., Inc. v. McVeigh, 547 U.S. 677,
691 (2006).
Whether or not the Court “resolv[ed]” Georgia’s
claim under federal law in Tennessee Copper, or
explained considerations for choosing to apply federal
over state law in Milwaukee I (Br. 40), is beside the
point. Jurisdiction was grounded on the nature of the
parties, not the source of the plaintiff’s environmental
rights in dispute. Once a federal court has jurisdiction,
it may need to then conduct a “choice-of-law” analysis
to determine whether state or federal law (including
federal common law) will “determine the merits of the
controversy.” Empire Healthchoice, 547 U.S. at 691.
But the need to perform a “choice-of-law” analysis in
the face of a potential conflict of state and federal law
is not a source of federal-question jurisdiction. Cf.
Franchise Tax Bd., 463 U.S. at 12 (“By unimpeachable
authority, a suit brought upon state statute does not
arise under [federal law] because prohibited thereby.”)
(quoting Gully v. First Nat’l Bank, 299 U.S. 109, 116
(1936)).
8
Petitioners’ remaining cases (Br. 38–42) do not help
them either, because, again, the Court there was not
addressing whether a pled state cause of action “arises
under” federal law to create federal-question jurisdiction. Jurisdiction in International Paper Co. v.
Ouellette was grounded on diversity, 479 U.S. 481, 500
(1987); cf. Ouellette v. Int’l Paper Co., 86 F.R.D. 476,
478 (D. Vt. 1980), and the plaintiffs in AEP pled a
federal common law cause, 564 U.S. 410, 418 (2011).
See also, e.g., PPL Montana LLC v. Montana, 565 U.S.
576, 580–581 (2012) (direct appeal of civil action
litigated in state court involving dispute over constitutional “equal-footing” doctrine) (Br. 39). The nonenvironmental cases that petitioners cite are even further
afield, and involved plaintiffs claiming violations of
federal rights. Cf., e.g., Texas Indus., Inc. v. Radcliff
Materials, Inc., 451 U.S. 630, 632–633 (1981) (civil
action filed in federal court alleging federal right of
contribution under federal statute); Nat’l Farmers
Union Ins. Cos. v. Crow Tribe of Indians, 471 U.S. 845,
849–853 (1985) (civil action filed in federal court
alleging a federal right of protection from tribal
jurisdiction).
In short, none of the cases petitioners point to
addressed whether a state law cause of action “arises
under” federal common law. Contrary to petitioners’
suggestion (Br. 4), simply “applying [those] precedents” would not answer any removal-relevant question here, and the Court should decline to try.
II. Petitioners have not briefed the relevant
source of federal law for their theory of
this case: the Clean Air Act.
Petitioners argue (Br. 43–44) that the Court should
ignore respondent’s formally pled tort claims, because
9
“the real nature” of the claim “seeks to regulate”
interstate pollution. “[C]laims seeking redress for
interstate pollution are governed exclusively by
federal common law,” petitioners say, such that they
“necessarily arise under federal law for purposes of
federal-question jurisdiction.” Br. 38. But even were
this an action here to regulate interstate pollution,
petitioners do not explain why federal redress—
exclusive or otherwise—would come from common law
instead of from the Clean Air Act, 42 U.S.C. §§ 7401 et
seq.
Indeed, in the court below petitioners argued that
the Clean Air Act “establishes the exclusive vehicle for
regulating nationwide emissions of air pollutants.”
Defendants’ Fourth Cir. Br. at 48. They argued that
injured parties may “petition the EPA for
rulemaking,” and highlighted that Maryland had
sought judicial redress for EPA’s failure “to regulate
emissions from . . . neighboring states.” Defendants’
Fourth Cir. Br. at 49 & n.14. After certiorari was
granted here, and shortly before submitting their
opening brief, various petitioners were still arguing to
other courts in “related cases” (Br. 6–7 n.1) that emissions regulation “is governed by the Clean Air Act”;
that the Act “provides the exclusive means for regulation of interstate emissions”; and that state “causes of
action based on the interstate emission of greenhouse
gases” are completely preempted by the Clean Air Act
because the Act provides “the exclusive cause of action
for the claim asserted” and “provides the exclusive
remedy.” E.g. Notice of Removal, at 92 ¶ 151, 108–110
¶¶ 180–182, Delaware v. BP America Inc., Civ.
No. 20-1429 (D. Del. Oct. 23, 2020). Here, in contrast,
petitioners argue that “federal common law governs
claims seeking redress for interstate air . . . pollution,”
(Br. 41), and they barely mention the Clean Air Act.
10
Regardless of petitioners’ current litigating position,
the Clean Air Act is indisputably relevant to any
consideration of the scope of federal rights and
immunities in the area of air pollution.
In Ouellette, this Court considered a diversity action
claiming redress for transboundary water pollution
under state common law of nuisance. 479 U.S. at 484–
485. Contrary to petitioners’ suggestion here, the
Court there did not “appl[y] federal common law to
[the] claims” (Br. 15) or “resolv[e them] by reference to
federal common law,” (Br. 9), because the federal
Clean Water Act “now occupied the field, pre-empting
all federal common law.” See 479 U.S. at 488–489
(emphasis original). “[W]hether injured parties still
had a cause of action under state law” was an “open . . .
question” in this Court. Id. at 489 (emphasis original).
To answer that open question, the Court needed to
consider “the pre-emptive scope of the Clean Water
Act.” Id. at 483.2
The Court’s detailed analysis of the Clean Water Act
in Ouellette, e.g., id. at 489–491, makes no sense under
petitioners’ theory here. If “[n]o state law exists in
this area . . . to invoke,” and all “claims alleging injury
from interstate . . . pollution . . . inherently are
federal claims” (Br. 43), the Court would not have
needed to construe and apply the Act at all. If
the Vermont plaintiffs’ state common law claims
“inherently [were] federal” common law claims, the
Court could have stopped writing after reiterating the
Milwaukee II holding that “all federal common law”
2
A federal statute can readily displace federal common law
while not preempting state law, because the effect of the statute
on each is evaluated under different standards, and the test for
preempting state law is significantly more stringent. See, e.g.,
AEP, 564 U.S. at 423–24; Milwaukee II, 451 U.S. at 316, 317 n.9.
11
was preempted. See 479 U.S. at 489. The Court’s
continued construction and application of the Clean
Water Act, id. at 489–500, only makes sense if
transboundary pollution claims under state law are
not inherently federal.
So too in AEP, where this Court considered an action
claiming redress for transboundary air pollution
under both federal common law and state tort law. 564
U.S. at 418. Only the federal common law claim was
before the Court, id. at 429, and the parties hotly
disputed whether such a claim existed, id. at 422–423.
The dispute, however, was “academic,” because the
Clean Air Act displaced “[a]ny such claim.” Id. at 423;
see also id. at 415, 424, 429. On petitioners’ theory
here, that holding should have disposed of the state
tort claims as well. But, as in Ouellette, this Court
explained that “the availability vel non of a state
lawsuit depends, inter alia, on the preemptive effect of
the federal [Clean Air] Act.” Id. at 429. Again, as in
Ouellette, the Court’s admonition to consider the
preemptive effect of the statute only makes sense if the
state tort claims were not inherently federal common
law claims.
In short, petitioners’ “inherently federal” theory is
not consistent with Ouellette and AEP. For its part, the
United States, as amicus here, accepts that the Clean
Air Act displaced federal common law in this area, but
suggests this does not mean “the door was opened” for
state tort claims. U.S. Br. 27. But it acknowledges, as
it must, that how far the door is open for state claims
depends on specific provisions of that Act (U.S. Br. 27),
none of which petitioners have briefed here.
Because petitioners seek to remove this action as
“arising under” federal law, “a right or immunity”
created by federal law “must be an element, and an
12
essential one, of [respondent’s] cause of action.”
Franchise Tax Board, 463 U.S. at 10–11 (quoting
Gully, 299 U.S. at 112); Rivet, 522 U.S. at 475. Under
AEP, the Clean Air Act defines the substance of
federal law—and its “rights or immunities,” if any—in
the area where petitioners would situate this action.
Because petitioners have not briefed the substance of
the Act that is necessary to an informed removal
decision, the Court should not consider their theory.
III. This action is not a controversy over
“uniquely federal” interests.
Independent of the Clean Air Act’s displacement of
federal common law, petitioners’ contention that this
action must be “governed exclusively by federal common law,” because it “implicate[s]” “uniquely federal
interests” is doubtful (Br. 38)—and they have provided
scant support for the premise. As a legal matter,
petitioners fail to explain how this action puts the
sovereign rights of different States in conflict such
that this Court would need to create federal common
law. And as a factual matter, respondent has a very
real interest in addressing the localized injuries
caused by petitioners’ alleged deception.
A. Not all interstate disputes are federal.
Suits involving parties in different jurisdictions, or
conduct that crosses national or state boundaries, or
global branding or marketing, all have “interstate” or
“international” characteristics, but do not implicate
the “conflicting rights of States” that create the
13
conditions for federal common lawmaking. See Texas
Indus., 451 U.S. at 641.3
Petitioners are private actors, and they do not
explain why general concepts of “coequal sovereignty”
make this action one that could implicate the conflicting rights of States. Franchise Tax Board v. Hyatt
(Br. 39), for example, involved a State’s right to
sovereign immunity from private suit in the courts of
other States. 139 S. Ct. 1485, 1492 (2019). Such a right
is patently not at issue here. Cf., e.g., O’Melveny &
Myers v. F.D.I.C., 512 U.S. 79, 88 (1994) (“uniformity
of law” governing “primary conduct on the part of
private actors” is not a significant federal interest).
Petitioners suggest this action generally puts
different States’ air pollution laws in conflict (Br. 39),
but the environmental common law cases they rely on
were all actions to enjoin operations at discrete pollution sources, where specific competing state regulation
might present identifiable conflict. E.g. Georgia v.
Tennessee Copper Co., 237 U.S. 474, 475, 477–478 (1915)
(injunction limiting smelting plant from emitting
more than 20 tons of sulphur per day); Milwaukee II,
451 U.S. at 308–309, 311–312 (injunction to “achieve
specified effluent limitations” at two sewage treatment
3
For example, forty state attorneys general—including for
Indiana and most of its co-amici here—settled with a Swiss bank
to resolve claims under both state and federal law concerning the
fraudulent manipulation of LIBOR, a benchmark interest rate
that affects financial instruments worth trillions of dollars and
has a far-reaching impact on global markets and consumers.
See https://ag.ny.gov/sites/default/files/ubs_settlement_agreeme
nt.pdf (last visited Dec. 22, 2020). See also, e.g., In re Volkswagen
“Clean Diesel” Mktg., Sales Prac., & Prod. Liab. Litig., 895 F.3d
597, 603 (9th Cir. 2018) (affirming approval of $10 billion settlement
between consumers and German company to resolve “a bevy of claims
under state and federal law”), cert. denied, 139 S. Ct. 2645 (2019).
14
plants and eliminate sewer overflows at “discrete
discharge points”). Here, petitioners do not identify
any particular source facing regulatory conflict, or
explain how such a conflict would come about.
Suppositions about the federal interest in air pollution would also need to address the Clean Air Act,
Congress’s word on the subject. The Act is dense but
opens by declaring that its “primary goal” is “to
encourage or otherwise promote reasonable Federal,
State, and local government actions, consistent with
[its] provisions . . . for pollution prevention.” 42 U.S.C.
§ 7401(c). Petitioners do not address any of these
provisions. And although a partial reading cannot
substitute for consideration of the full text, even a
quick skim of the Act calls into question petitioners’
demand for exclusively federal uniform standards.
The Act, for example, expressly provides for broad
retention of state authority, 42 U.S.C. § 7416, and then
separately authorizes citizen suits against any person
who violates federal standards, id. § 7604(a), while
expressly reserving “any right which any person” “may
have under any statute or common law to seek
enforcement of any emission standard or limitation or
to seek any other relief,” id. § 7604(e) (emphasis
added). And as amici can attest, even those pollution
standards that are set federally are rarely “uniform”
in petitioners’ sense, see generally 40 C.F.R. §§ 50.1–
98.478 (“Air Programs”), for the straightforward
reason that the causes, effects, and needed solutions
to air pollution problems are not uniform.
Finally, in petitioners’ view this case “implicates” a
list of broad federal interests (e.g. Br. 42), but they
do not identify any particular provision of federal
law in conflict with relevant Maryland state law, or
explain why a conflict would cause the action to “arise
15
under” federal law. The United States is here as
amicus, but it does not raise these same concerns.
Compare U.S. Br. 26–28. Further, petitioners’
proposed federal interest in “fossil-fuel production”
(Br. 15), misapprehends federal common lawmaking,
which is concerned with specific interests necessary to
a “federal system” of government. Texas Indus., 451
U.S. at 641 (emphasis added). Petitioners fail to
explain how a federal system of government necessarily depends on any of those purported interests.
B. Respondent
challenges.
faces
unique
local
To be sure, amici believe the federal government
should take action to address greenhouse gas pollution, and there are some actions only it can take. The
federal government might also take action to address
misinformation about the causes and effects of pollution, though here the states have often taken the lead.
Although petitioners will have an opportunity to
dispute in the court of first review whether respondent’s claims of a “sophisticated disinformation campaign”
are accurate, see Pet. App. 21a, deception clearly can
produce distinct harms. For example, a federal law
allowance to dispose of chemicals in a stream does not
obviously immunize the disposer against misrepresenting known health risks to a prospective downstream
community.
Action at all levels of government is both possible
and necessary, and amici can speak from experience
that the nature of pollution challenges necessitates
local action. To say that the climate is changing is not
to say that it is changing everywhere uniformly as
16
petitioners here suggest.4 These changes vary by
location and interact with different preexisting local
infrastructure and topology to produce uniquely local
injuries. Petitioners do not explain how a “uniform” federal solution could fully address these localized impacts.
Respondent here must continue to direct limited
resources to address local scale impacts. Among many
other climate related impacts, Baltimore is
experiencing unprecedented increases in flooding,
precipitation, extreme heat, and ground level ozone.
These impacts often fall hardest on the most
vulnerable communities within the city.
For example, as sea level rises, instances of “sunny
day flooding”—flooding of normally dry parts of the
city due simply to regular movement of the tides—
continue to increase.5 A NOAA report found that
Baltimore experienced an increase in the number of
4
Elsewhere, some petitioners acknowledge the true nature of
climate change. For example: “Chevron accepts the consensus of
the scientific community on climate change. That scientific consensus is embodied in the results of the Intergovernmental Panel
on Climate Change, the IPCC.” Hearing Tr., City of Oakland v.
BP p.l.c., No. 17-cv-6011 (N.D. Cal. Mar. 21, 2018) (Dkt. 189) at
80:20–24. The IPCC is an organization that convenes leading
scientific experts to “provide governments at all levels with scientific information that they can use to develop climate policies.”
https://www.ipcc.ch/about/. The misperception that climate change
is “uniform” is common enough that the IPCC has provided a
public primer in its Frequently Asked Questions: “The impacts of
climate change are being felt in every inhabited continent and in
the oceans. However, they are not spread uniformly across the
globe, and different parts of the world experience impacts
differently.” See https://www.ipcc.ch/sr15/faq/faq-chapter-3/.
5
Scott Dance, Baltimore, Annapolis set records for sunny-day
flooding in 2018—and it could eventually occur every other
day, BALTIMORE SUN (July 10, 2019), https://bit.ly/3h92Boo.
17
flood days of more than 920 percent since 1960,6 and
the agency projects that by end of the century, high
tide flooding will occur “every other day” in the region.7
In May 2020, Baltimore experienced the worst coastal
flooding since Hurricane Isabel hit in 2003.8 The
combination of high winds and rainfall flooded
Baltimore’s Inner Harbor, with a peak tide of 4.24 feet,
which equates to a tide 2.5 to 3 feet above normal and
a full foot of flooding on normally dry ground. Flooding
events like this will continue to increase, a harm with
specific local costs to Baltimore, including lack of
access to transportation and delays, impairment of
energy, water and sewage services, and closing of
businesses.9
Precipitation levels are also increasing in the
Baltimore area as a result of climate change, leading
to stronger storms, particularly in the winter
months.10 August 2020 was the one of the wettest in
6
NOAA, ‘Nuisance flooding’ an increasing problem as coastal
sea levels rise (July 28, 2014), https://www.noaa.gov/media-rel
ease/noaa-nuisance-flooding-increasing-problem-as-coastal-sea-lev
els-rise.
7
NOAA, Patterns and Projections of High Tide Flooding Along
the U.S. Coastline Using a Common Impact Threshold, NOAA
Tech. Report NOS CO-OPS 086, ix (2018).
8
Jason Samenow, Baltimore experiences worst coastal
flooding since 2003, WASHINGTON POST (May 1, 2020), https://wa
po.st/3aHtVsC..
9
Center for Integrative Environmental Research at the
University of Maryland, The US Economic Impacts of Climate
Change and the Cost of Inaction, 16–19 (2007), https://bit.ly/2W
GEyEa.
10
Raymond G. Naijar, et. al, Potential climate-change impacts
on the Chesapeake Bay, 86 Estuarine, Coastal, and Shelf Sci. 1, 3
18
Baltimore history, with the city receiving nearly
twelve inches of rainfall.11 Strong storms with heavier
than normal rainfall overwhelm infrastructure
designed for normal precipitation, and heavy rain can
cause dangerous flash flooding. Baltimore experienced
flash floods this past summer, where quickly rising
water trapped cars and even a city bus with
passengers still onboard.12 The city will continue to
experience unprecedented levels of rainfall, leading to
flooding that damages city infrastructure and that
threatens the health and safety of residents. And
respondent will continue to expend resources in
response to these local harms.
Respondent must also address the localized effects
of unprecedented temperatures. Cities are generally
warmer than other locations—known as the urban
heat island effect—because concrete and other hard
surfaces retain more heat compared to green spaces
like parks, lawns, and vegetative areas.13 On what
(2010); United States Geological Survey, Factors Affecting LongTerm Trends in Surface Water Quality in the Gwynns Falls
Watershed, Baltimore City and County, Maryland, 1998-2016, 2
(2018), https://pubs.usgs.gov/of/2018/1038/ofr20181038.pdf; see
also Fourth National Climate Assessment, Chapter 18: Northeast,
https://nca2018.globalchange.gov/chapter/18/.
11
McKenna Oxenden, Maryland Weather: August is fourth
wettest in history, more rain expected this week, BALTIMORE SUN
(Sept. 1, 2020), https://bit.ly/3mEVUMc.
12
Kelsey Kushner, Maryland Weather: MTA Bus Caught in
Floodwater in NE Baltimore With Passengers On Board, CBS
BALTIMORE (July 22, 2020), https://cbsloc.al/37Ev4PO.
13
See Baltimore Office of Sustainability, Urban Heat Island
Sensors¸ https://www.baltimoresustainability.org/urban-heat-isl
and-sensors/ (last visited Dec. 11, 2020); see also Roxanne Ready,
19
would be a hot summer day anywhere, when
neighborhoods with parks and significant tree cover
record 87 degree heat, less verdant neighborhoods
around downtown that are more vulnerable to extreme
heat may record temperatures over 101 degrees.14 The
neighborhoods experiencing the worst heat in the city
are predominantly Black communities, and often
communities with lower incomes. Extreme heat is not
just uncomfortable, it is deadly.15 To combat extreme
heat, respondent is actively working to mitigate the
urban heat island effect by planting trees, aiming to
increase the tree canopy cover in Baltimore by 40
percent.16
In Baltimore, increased heat is often directly linked
to poor air quality. Ground level ozone or smog forms
when nitrogen oxides, byproducts of combustion, react
with other organic compounds in the presence of heat
and sunlight.17 The concentration of ozone in the
air is “strongly dependent on temperature” and the
increased frequency of very hot days and heat waves
et. al, Code Red: the Role of Trees, Howard Center For Investigative Journalism, (Sept. 3, 2019), https://bit.ly/34DPern.
14
Nadja Popovich and Christopher Flavelle, Summer in the
City Is Hot, but Some Neighborhoods Suffer More, N.Y. TIMES
(Aug 9, 2019) (describing study to map Baltimore’s heatscape
with assistance from local volunteers), https://nyti.ms/3pgV5uu.
15
See, e.g., Centers for Disease Control and Prevention, HeatRelated Deaths — United States, 2004–2018, Morbidity and
Mortality Weekly Report, Vol. 69, No. 24, 730 (June 19, 2020),
https://www.cdc.gov/mmwr/volumes/69/wr/pdfs/mm6924a1-H.pdf.
16
Baltimore Dept. of Recreation & Parks, TreeBaltimore,
https://bcrp.baltimorecity.gov/forestry/treebaltimore (last visited
Dec. 16, 2020).
17
National Weather Service, Clearing the Air on Weather and
Water Quality, https://www.weather.gov/wrn/summer-articleclearing-the-air (last visited Dec. 11, 2020).
20
associated with climate change will increase ozone
concentrations.18 Poor air quality directly contributes
to higher asthma rates, and other respiratory and
cardiovascular diseases, harming residents directly
and also leading to increased hospitalizations during
periods of abnormal heat.19
These and other impacts, and the steps necessary to
mitigate them, are unique to the conditions present in
Baltimore. Respondent has borne and will continue to
bear significant costs to address these local harms.
IV. Petitioners have not shown any federal
cause exists to “artfully plead” around.
As discussed above, supra Section I, petitioners’
removal theory relies on non-removal cases which did
not address when a state law cause of action can “arise
under” federal law for jurisdictional purposes. But
petitioners also fail to show their theory is consistent
with this Court’s voluminous precedents that do
address removal. They invoke the “artful pleading”
exception to the well-pleaded complaint rule (Br. 44),
but cite no case applying it how they propose, and they
do not explain how this action possibly falls within
that exception.
Relying on a footnote in Federated Department
Stores, Inc. v. Moitie, petitioners urge the Court to
ignore the state-law causes of action in respondent’s
18
Thomas C. Peterson, Changes in weather and climate
extremes: State of knowledge relevant to air and water quality in
the United States, 64 J. AIR AND WASTE MGMT. ASS’N 184, 187
(2014).
19
National Institute of Environmental Health Services, Air
Pollution and Your Health, https://www.niehs.nih.gov/health/
topics/agents/air-pollution/index.cfm (last accessed Dec. 11, 2020).
21
complaint here and simply determine whether “the
real nature” is federal. (Br. 44 (citing 452 U.S. 394, 397
n.2 (1981).) But petitioners offer no standard to guide
the Court’s inquiry. Cf., e.g., Merrill Lynch, Pierce,
Fenner & Smith Inc. v. Manning, 136 S. Ct. 1562, 1575
(2016) (“Jurisdictional tests are built for more than a
single dispute.”). And they fail to acknowledge that the
footnote they rely on—inapposite here to begin with—
was “confine[d] to its specific context” by a unanimous
Court in Rivet, see 522 U.S. at 472, 477–478, a case
petitioners do not cite in their brief.
As Rivet explains, “[t]he artful pleading doctrine
allows removal where federal law completely preempts
a plaintiff’s state-law claim.” Id. at 475. To invoke it,
petitioners must show that respondent’s state law tort
causes are not “well-pleaded,” but are instead “artfully” pleaded to avoid pleading a “necessary” federal
cause, Rivet, 522 U.S. at 475, i.e., an “exclusive [federal] cause of action” whose “scope” encompasses
respondent’s “state-law cause of action,” see Beneficial
Nat’l Bank, 539 U.S. at 8.
Petitioners, and the United States as amicus,
suggest that this Court has never limited the artful
pleading exception to cases of complete preemption by
federal statute, implying that it could apply in federal
common law cases. Br. 44; U.S. Br. 28. But they cite
no example of this Court applying it under federal
common law, or in any other way than described in
Rivet, further confirming that petitioners’ theory is
novel and not an application of existing precedents.
Cf. Beneficial Nat’l Bank, 539 U.S. at 13–15 (Scalia, J.,
dissenting) (noting the Court had previously only
“twice recognized exceptions to the well-pleadedcomplaint rule,” both examples of complete preemption by federal statute). Regardless, petitioners appear
22
to have waived a federal common law argument on
this ground in the court below: “[We] did ‘not make a
complete-preemption argument as to federal common
law.’” Defendants’ Fourth Cir. Reply Br. at 10. So even
if complete preemption by federal common were
theoretically possible, but cf., e.g., Wyeth v. Levine, 555
U.S. 555, 565 (2009) (preemption of state law requires
clear legislative intent), it would not help petitioners
here.
Further, even if petitioners had not waived the argument, they still would need to be able to demonstrate
the requirements for complete preemption. Among
other things, complete preemption requires a federal
cause of action that respondent could sue on—and
an exclusive one at that. Beneficial Nat’l Bank, 539
U.S. at 8–9. By invoking “artful pleading,” petitioners
imply that respondent had a federal common law
cause of action available to it but declined to plead it.
But the only potential source of a federal cause—preClean Air Act common law—no longer exists, AEP, 564
U.S. at 423, and petitioners do not explain what other
cause respondent could have pled.20 In any event, it is
respondent’s right to rely only on state causes, and
having done so, removal is only available within “the
20
After AEP, it is not clear that a federal district court would
have federal-question jurisdiction even over a complaint that
expressly pleaded a federal common law cause of action on
transboundary air pollution. Although a federal district court
may have jurisdiction under 28 U.S.C. § 1331 to determine that
a pleaded federal cause ultimately lacks merit, it does not have
jurisdiction over a cause “foreclosed by prior decisions of this
Court,” because there is no “federal controversy” as to the existence of the foreclosed cause. See Oneida Indian Nation of N. Y.
State v. County of Oneida, 414 U.S. 661, 666–67 (1974).
Petitioners do not explain what federal cause respondent could
bring that is not foreclosed by this Court’s decision in AEP.
23
century-old jurisdictional framework . . . governed by
the ‘well-pleaded complaint rule,’” Caterpillar, 482
U.S. at 391–392, which petitioners barely address.
The district court correctly concluded that petitioners were presenting a “veiled complete preemption
argument.” Pet. App. 49a. Petitioners deny this—
presumably because they cannot establish the stringent
criteria for complete preemption—but they nowhere
explain why their theory is not simply one of ordinary
preemption. However styled, their argument that
federal environmental common law “governs” here is,
in substance, a preemption argument: it is premised
on answering the disputed question of whether there
is an irreconcilable conflict between federal common
law and the state law that respondent seeks to enforce.
That is a preemption question, cf. Murphy v. N.C.A.A.,
138 S. Ct. 1461, 1479–80 (2018) (state law rights are
enforceable unless they conflict with federal law), and
a lurking preemption question is not a federal question
that creates jurisdiction for removal. Franchise Tax
Bd., 463 U.S. at 14.
24
CONCLUSION
The judgment of the court of appeals should be
affirmed.
Respectfully submitted,
JON A. MUELLER
BRITTANY E. WRIGHT
CHESAPEAKE BAY
FOUNDATION
6 Herndon Avenue
Annapolis, MD 21403
(443) 482-2162
jmueller@cbf.org
IAN FEIN
Counsel of Record
NATURAL RESOURCES
DEFENSE COUNCIL
111 Sutter Street, 21st Fl.
San Francisco, CA 94104
(415) 875-6100
ifein@nrdc.org
Counsel for Chesapeake
Bay Foundation
PETE HUFFMAN
NATURAL RESOURCES
DEFENSE COUNCIL
1152 15th Street NW
Washington, DC 20902
Counsel for
Natural Resources
Defense Council
December 23, 2020
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.