Amicus Curiae Brief — BP p.l.c., et al., Petitioners v. Mayor and City Council of Baltimore
Supreme Court briefDec 22, 2020
Ask Donna
What actually matters in this document.
Text
NO. 19-1189
IN THE
Supreme Court of the United States
_______________________________________________
BP P.L.C., et al.,
Petitioners,
v.
MAYOR AND CITY COUNCIL OF BALTIMORE,
Respondent.
_______________________
On Writ of Certiorari to the United States
Court of Appeals for the Fourth Circuit
_________________________________________________
BRIEF FOR STATE AND LOCAL
GOVERNMENT GROUPS AS AMICI CURIAE IN
SUPPORT OF RESPONDENT
_________________________________________________
Lisa Soronen
Robert S. Peck
STATE & LOCAL LEGAL CENTER
Counsel of Record
444 N. Capitol Street, N.W.
CENTER FOR
CONSTITUTIONAL
Suite 515
LITIGATION, P.C.
Washington, DC 20001
2117 Leroy Place, NW
(202) 434-4845
Washington, DC 20008
lsoronen@sso.org
(202) 944-2874
robert.peck@cclfirm.com
Counsel for Amici Curiae
TABLE OF CONTENTS
TABLE OF AUTHORITIES ...................................... iii
INTERESTS OF AMICI CURIAE ............................. 1
SUMMARY OF ARGUMENT .................................... 6
ARGUMENT ............................................................... 8
I.
FEDERALISM PRINCIPLES REQUIRE
THAT APPELLATE REVIEW OF A DISTRICT
COURT’S REMAND ORDER BE LIMITED TO
THE ISSUE CONGRESS EXPRESSLY
AUTHORIZED. ................................................. 8
A.
Applicable Canons of Statutory Construction
Support the Result Reached by the Fourth
Circuit, and Congress Ratified that
Interpretation in Adding Federal-Officer
Removal to the Statute. ................................ 9
B.
Federalism Principles Add a Heavy Thumb
on the Scale, Supporting the Fourth Circuit’s
Decision. ....................................................... 13
C.
Practical Reasons and the Unquestioned
Fairness and Competence of State Courts
Also Support Remand.................................. 15
II.
THE CONSTRUCTION GIVEN § 1447(d) BY
PETITIONERS AND THEIR AMICI DEFIES
CONGRESSIONAL INTENT AND COMMON
SENSE AND WOULD OPEN THE DOOR TO
GAMESMANSHIP.......................................... 18
ii
III.
THERE ARE NO “UNIQUELY FEDERAL
INTERESTS” AT STAKE IN THIS CASE S
UFFICIENT TO REQUIRE CONVERSION OF
PLAINTIFF’S STATE LAW CLAIMS INTO
FEDERAL LAW CLAIMS OR TO CONFER
FEDERAL JURISDICTION........................... 23
A.
The Case Presents Issues that Properly Arise
under State Law. ......................................... 23
B.
The Case Presents No Issues that Arise
under Federal Law. ..................................... 25
IV.
THE DISPLACEMENT OF A FEDERAL
COMMON LAW CAUSE OF ACTION FOR
NUISANCE BY STATUTE REQUIRES THE
STATE LAW CAUSE OF ACTION BE
TREATED ON ITS OWN TERMS. ................ 29
CONCLUSION ......................................................... 32
iii
TABLE OF AUTHORITIES
Cases
Abramski v. United States, 573 U.S. 169
(2014) ............................................................... 18, 19
Alessi v. Raybestos–Manhattan, Inc., 451 U.S. 504
(1981) ..................................................................... 13
Alexandria Resident Council, Inc. v. Alexandria
Redevelopment & Hous. Auth., 11 Fed. App’x 283
(4th Cir. 2001) ....................................................... 30
Ali v. Fed. Bureau of Prisons, 552 U.S. 214 (2008) . 10
American Elec. Power Co., Inc. v. Connecticut, 564
U.S. 410 (2011) ...................................................... 27
Appalachian Volunteers, Inc. v. Clark, 432 F.2d 530
(6th Cir. 1970) ....................................................... 11
Arizona v. United States, 567 U.S. 387 (2012) ........ 24
Babbitt v. Sweet Home Chap. of Communities for a
Great Oregon, 515 U.S. 687 (1995) ....................... 10
BFP v. Resolution Trust Corporation, 511 U.S. 531
(1994) ..................................................................... 13
Bond v. United States, 572 U.S. 844 (2014) ............ 13
Caterpillar Inc. v. Williams, 482 U.S. 386 (1987) ... 28
City of Greenwood v. Peacock, 384 U.S. 808
(1966) ..................................................................... 14
City of Milwaukee v. Illinois, 451 U.S. 304 (1981) .. 29
City of Walker v. Louisiana through Dep't of Transp.
& Dev., 877 F.3d 563 (5th Cir. 2017).................... 19
Comer v. Murphy Oil USA, 585 F.3d 855 (5th Cir.
2009), petition for writ of mandamus denied sub
nom. In re Comer, 562 U.S. 1133 (2011) .............. 31
iv
Comer v. Murphy Oil USA, 607 F.3d 1049 (5th Cir.
2010) ...................................................................... 31
Detroit Police Lieutenants & Sergeants Ass’n v. City
of Detroit, 597 F.2d 566 (6th Cir. 1979) ............... 11
Empire Healthchoice Assur., Inc. v. McVeigh, 547
U.S. 677 (2006) ...................................................... 27
Estate of Maglioli v. Andover Subacute Rehab. Ctr. I,
No. CV 20-6605 (KM)(ESK), 2020 WL 4671091
(D.N.J. Aug. 12, 2020), appeal pending, No. 202834 (3d Cir.)......................................................... 21
Forest Grove Sch. Dist. v. T.A., 557 U.S. 230
(2009) ..................................................................... 12
Franchise Tax Bd. v. Constr. Laborers Vacation Tr.
for S. Calif., 463 U.S. 1 (1983) ........................ 25, 31
Gregory v. Ashcroft, 501 U.S. 452 (1991) ................. 13
Griffin v. Oceanic Contractors, Inc., 458 U.S. 564
(1982) ..................................................................... 10
Healy v. Ratta, 292 U.S. 263 (1934) ......................... 14
Hertz Corp. v. Friend, 559 U.S. 77 (2010) ............... 22
Huron Portland Cement Co. v. Detroit, 362 U.S. 440
(1960) ..................................................................... 24
Idaho v. Coeur d’Alene Tribe of Idaho, 521 U.S. 261
(1997) ..................................................................... 17
Illinois v. City of Milwaukee, 406 U.S. 91 (1972) .... 26
Int’l Paper Co. v. Ouellette, 479 U.S. 481 (1987) ..... 29
Jacks v. Meridian Res. Co., LLC, 701 F.3d 1224 (8th
Cir. 2012) ............................................................... 19
Jackson v. Birmingham Bd. of Ed., 544 U.S. 167
(2005) ..................................................................... 12
Lake Country Estates, Inc. v. Tahoe Reg’l Planning
Agency, 440 U.S. 391 (1979) ................................. 23
v
Levin v. Commerce Energy, Inc., 560 U.S. 413 (2010)
............................................................................... 13
Little v. Louisville Gas & Elec. Co., 805 F.3d 695 (6th
Cir. 2015) ............................................................... 29
Lorillard v. Pons, 434 U.S. 575 (1978)..................... 12
Lu Junhong v. Boeing Co., 792 F.3d 805 (7th Cir.
2015) ................................................................ 19, 20
Maracich v. Spears, 570 U.S. 48 (2013) ................... 19
McKesson v. Doe, No. 19-1108, 2020 WL 6385692
(U.S. Nov. 2, 2020) ................................................ 17
Merrell Dow Pharm. Inc. v. Thompson, 478 U.S. 804
(1986). ........................................................ 25, 26, 27
Merrick v. Diageo Ams. Supply, Inc., 805 F.3d 685
(6th Cir. 2015) ....................................................... 29
Merrill Lynch, Pierce, Fenner & Smith Inc. v.
Manning, 136 S. Ct. 1562 (2016) .......................... 17
Mesa v. California, 489 U.S. 121 (1989) .................. 10
Metro. Life Ins. Co. v. Taylor, 481 U.S. 58 (1987) ... 28
National Collegiate Athletic Ass’n v. Smith, 525 U.S.
459 (1999) .............................................................. 23
Native Vill. of Kivalina v. ExxonMobil Corp., 663 F.
Supp. 2d 863 (N.D. Cal. 2009), aff’d 696 F.3d 849,
857 (9th Cir. 2012) ................................................ 30
Native Vill. of Kivalina v. ExxonMobil Corp., 696
F.3d 849 (9th Cir. 2012) .................................. 29, 30
Noel v. McCain, 538 F.2d 633 (4th Cir. 1976) ..... 9, 11
Patel v. Del Taco Inc., 446 F.3d 996
(9th Cir. 2006) ....................................................... 11
Pennsylvania ex rel. Gittman v. Gittman, 451 F.2d
155 (3d Cir. 1971).................................................. 11
vi
Riggs v. Airbus Helicopters, Inc., 939 F.3d 981 (9th
Cir. 2019), cert. denied, No. 19-1158, 2020 WL
3492671 (U.S. June 29, 2020) ......................... 20, 21
Robertson v. Ball, 534 F.2d 63 (5th Cir. 1976) ........ 11
Shamrock Oil & Gas Corp. v. Sheets, 313 U.S. 100
(1941) ............................................................... 14, 18
Tafflin v. Levitt, 493 U.S. 455 (1990) ....................... 17
Tex. Indus., Inc. v. Radcliff Materials, Inc., 451 U.S.
630 (1981) .............................................................. 24
United States v. Williams, 553 U.S. 285 (2008) ...... 10
Vaden v. Discover Bank, 556 U.S. 49 (2009) ........... 28
Watson v. Philip Morris Cos., Inc., 551 U.S. 142
(2007) ..................................................................... 21
Willingham v. Morgan, 395 U.S. 402 (1969) ........... 10
Yamaha Motor Corp., U.S.A. v. Calhoun, 516 U.S.
199 (1996) ................................................................ 9
Younger v. Harris, 401 U.S. 37 (1971) ..................... 14
Statutes
28 U.S.C. § 1331 ....................................................... 25
28 U.S.C. § 1443 ......................................................... 9
28 U.S.C. § 1447(d) ............................................ passim
Anti-Injunction Act, 28 U.S.C. § 2283 ..................... 14
Removal Clarification Act of 2011, Pub. L. No. 11251, 125 Stat. 545 ..................................................... 9
Other Authorities
Andrew Kragie, “Key Senators Want to Add New
Federal Judgeships This Year,” Law360 (Jun. 30,
2020) ................................................................ 15, 16
Antonin Scalia, A Matter of Interpretation
(1997) ............................................................... 19, 20
vii
Federal Judicial Caseload Statistics 2020, available
at https://www.uscourts.gov/statisticsreports/federal-judicial-caseload-statistics-2020. 16
H.R. Rep. 112-17, at 7 (2011), reprinted in 2011
U.S.C.C.A.N. 420............................................. 11, 15
National Center for State Courts Court Statistics
Project, State Court Caseload Digest 2018 Data
(2020) ..................................................................... 16
Treatises
2A Sutherland Statutory Construction (7th ed.) .... 11
6A McQuillin Mun. Corp. (3d ed. 2015) ................... 24
1
IN THE
Supreme Court of the United States
_______________________________________________
No. 19-1189
_____________________
BP P.L.C., et al.,
Petitioners,
v.
MAYOR AND CITY COUNCIL OF BALTIMORE,
Respondent
______________________
On Writ of Certiorari to the United States
Court of Appeals for the Fourth Circuit
_________________________________________________
BRIEF OF STATE AND LOCAL GOVERNMENT
GROUPS AS AMICI CURIAE IN SUPPORT OF
RESPONDENT
_________________________________________________
INTERESTS OF AMICI CURIAE 1
State and Local Government Amici comprise
seven of the nation’s leading state or local government
associations.
The National Conference of State Legislatures
(NCSL) is a bipartisan organization that serves the
legislators and staffs of the Nation’s 50 States, its
Commonwealths, and Territories. NCSL provides
1 Pursuant to S. Ct. Rule 37.6, counsel for all parties have
consented to the filing of this brief. No counsel for a party
authored this brief in whole or in part and no person or entity
other than amicus, its members, or counsel made a monetary
contribution to its preparation or submission..
2
research, technical assistance, and opportunities for
policymakers to exchange ideas on pressing issues.
NCSL advocates for the interests of state governments
before Congress and federal agencies, and regularly
submits amicus briefs in cases, like this one, that raise
issues of vital state concern.
The Council of State Governments (CSG) is the
nation’s only organization serving all three branches
of state government. CSG is a region-based forum that
fosters the exchange of insights and ideas to help state
officials shape public policy. It offers regional,
national, and international opportunities for its
members to network, develop leaders, collaborate, and
create problem-solving partnerships.
The National Association of Counties (NACo) is
the only national association that represents county
governments in the United States. Founded in 1935,
NACo serves as an advocate for county governments
and works to ensure that counties have the resources,
skills, and support they need to serve and lead their
communities.
The National League of Cities (NLC) is the oldest
and largest organization representing municipal
governments throughout the United States. Its
mission is to strengthen and promote cities as centers
of opportunity, leadership, and governance. Working
in partnership with forty-nine State municipal
leagues, NLC serves as a national advocate for more
than 19,000 cities and towns, representing more than
218 million Americans.
3
The U.S. Conference of Mayors (USCM) is the
official non-partisan organization of U.S. cities with a
population of more than 30,000 people (approximately
1,400 cities in total).
The International City/County Management
Association (ICMA) is a nonprofit professional and
educational organization of more than 9,000
appointed chief executives and assistants serving
cities, counties, towns, and regional entities. ICMA’s
mission is to create excellence in local governance by
advocating
and developing
the
professional
management of local governments throughout the
world.
The International Municipal Lawyers Association
(IMLA) is a nonprofit, nonpartisan professional
organization consisting of more than 2,500 members.
The membership is composed of local government
entities, including cities and counties, and
subdivisions thereof, as represented by their chief
legal officers, state municipal leagues, and individual
attorneys. IMLA serves as an international
clearinghouse of legal information and cooperation on
municipal legal matters. Established in 1935, IMLA is
the oldest and largest association of attorneys
representing United States municipalities, counties,
and special districts.
State and Local Government Amici’s members
appear in court both as plaintiffs and defendants. As
a result, they have an acute understanding of the
4
different interests parties may have depending on
which side of the “v.” they occupy in any particular
case. When appearing as a plaintiff, like other
claimants, Amici’s members have a sincere interest in
serving as masters of their complaint, both choosing
the claims that they seek to litigate and the forum
most appropriate to the matter.
Under the police and other powers they hold,
Amici’s members have direct responsibilities for
understanding the risks to and planning for the wellbeing of the American public. It is their discharge of
those responsibilities that can sometimes take them to
court – sometimes as defendants based on a person’s
objections to what they have done; sometimes as
plaintiffs based on the need for court intervention to
address an obstacle to their work.
Regardless of the role they play in any particular
piece of litigation, as representatives of state and local
governments nationwide, Amici are particularly
sensitive to the need to maintain a balanced federalstate judicial system. This case, which seeks a
determination of a local government’s rights under
state law, raises a critical federalism issue: the
appropriate scope of appellate review of a district
court’s remand order under 28 U.S.C. § 1447(d).
Allowing any defendant to obtain plenary review of all
aspects of a remand order just by including an
argument
for
federal-officer
removal
would
fundamentally disrupt state and local governments’
ability to litigate claims brought under state law in
state courts and incentivize defendants in those
actions to include meritless federal-officer removal
5
claims and increase attempts to appeal remand orders
due to that inclusion.
Should the Court extend its review beyond this
limitation, State and Local Government Amici have a
unique interest in the Court’s proper recognition of
state-court jurisdiction over distinctively state law
claims. The district court here properly found that it
lacked subject-matter jurisdiction over Plaintiff’s state
law claims. Judicial conversion of a variety of wellpleaded state law claims into vaguely defined federal
common law or arising-under claims, and the exercise
of federal jurisdiction over them that Petitioners seek,
would threaten to fundamentally intrude upon state
and local governments’ authority within our federalist
system to rely on state law and state courts to seek
redress for localized harms. Moreover, State and Local
Amici assert that any suggestion that state courts
cannot handle these issues fairly and appropriately is
misplaced.
The lower court’s decision in this case is fully
consistent with essential federalism principles and
recognizes the right of local governments to bring
state-law claims in state courts. State and Local
Government Amici respectfully urge this Court to
limit the scope of its review to the sole issue properly
before it, concerning Defendants’ meritless claim that
an assertion of federal-officer removal justifies
plenary review of all asserted grounds for removal.
Should the Court conduct a review beyond that
question, it should affirm the decision to remand for
lack of subject-matter jurisdiction and sustain the
viability of Plaintiff’s state law claims.
6
SUMMARY OF ARGUMENT
Properly construed, Section 1447(d) makes
federal-officer removal alone subject to appeal from an
order remanding a case to state court after removal.
Statutory
text,
congressional
ratification
of
preexisting interpretations, legislative intent, and the
principles animating our federalist system all drive
that conclusion and support affirmance of the Fourth
Circuit’s decision in this case.
Words in a statute take their meaning from
context, preexisting interpretations when Congress
adopts it without change when adding to a statute,
and from legislatively declared purposes, rather than
attempting to divine their meaning in isolation. Each
of those metrics point to a single answer consistent
with the decision below.
Still, another background principle critical to the
interpretive enterprise is the federal-state balance
struck by our Constitution. Respect for state
sovereignty requires that the historic relationship
between state and federal courts in the administration
of justice continue unimpaired so that state courts
may try state cases free from federal court
interruption. It further counsels that intrusion in
state law issues adjudicated in state courts may only
occur when Congress has explicitly authorized it.
Here, that authorization is wanting.
Nor should a departure from those venerable
principles be authorized on the basis of imagined
concerns about the bias or competence of state courts.
This Court has repeatedly rejected suggestions that
7
state courts cannot operate fairly and independently
for good reason. Modern experience in state courts
demonstrate their professionalism, neutrality, and
impartiality. More importantly, disrespect for state
courts, which handle the overwhelming majority of the
Nation’s disputes, runs counter to the balance struck
by the Constitution.
Practical reasons also support keeping the limits
on interlocutory appeals intact when a district court
orders a remand. No reasonably competent lawyer
would fail to find a federal-officer hook to assure
immediate appeal of a remand order where some other
ground provides a more colorable basis for removal.
Sanctions are wholly inadequate to deter this type of
gamesmanship, as experience demonstrates. Given
that Petitioners’ only rationale for a more plenary
appeal focuses myopically on the word “order” in
splendid isolation from the remainder of the statute, a
ruling based on the word “order” would encourage
federal district court judges to issue separate decisions
on federal-officer removal and on all other asserted
bases for removal in an unnecessary series of judicial
gymnastics as a means of responding in kind to the
type of abuse Petitioners’ approach would encourage.
Petitioners have also briefed the other issues that
they believe would allow them to remain in federal
court, though they did not include those issues in any
Question Presented. Their absence in the Petition and
the Fourth Circuit’s decision ought to encourage this
Court to decline to address them.
8
However, if this Court were to take up the other
claimed bases for removal, State and Local
Government Amici suggest that they lack merit.
Petitioners and their amici recognize that the Clean
Air Act supplanted their assertion of federal common
law, yet still hold out a false hope that its one-time
existence might render the plainly state law issues
presented in this lawsuit to be “uniquely federal” so
that it might be said that they arise under federal law.
However, as this Court has acknowledged, the
displacement of federal common law has provided a
space that state law may properly fill, if not otherwise
preempted. Here, that preemption is lacking, as the
Congress respected the federal-state balance
demanded by the Constitution.
In the end, neither the federal issues raised,
insubstantial at best or nonexistent at worst, and the
attenuated claims of preemption provide no warrant
to justify the assertion of federal jurisdiction. This
Court should affirm the Fourth Circuit.
ARGUMENT
I.
FEDERALISM PRINCIPLES REQUIRE
THAT APPELLATE REVIEW OF A
DISTRICT COURT’S REMAND ORDER BE
LIMITED TO THE ISSUE CONGRESS
EXPRESSLY AUTHORIZED.
The Fourth Circuit correctly held that 28 U.S.C.
§ 1447(d) makes federal-officer removal alone (or, in
other cases, the civil-right removal alone) subject to
appellate review, not the seven other grounds for
9
removal raised by Petitioners, even though the district
court rejected them all in a single remand order. Pet.
App. 10a. Although the Fourth Circuit relied on its
own precedent, Noel v. McCain, 538 F.2d 633 (4th Cir.
1976), and found that neither this Court’s decision in
Yamaha Motor Corp., U.S.A. v. Calhoun, 516 U.S. 199
(1996), nor the Removal Clarification Act of 2011, Pub.
L. No. 112-51, 125 Stat. 545 (codified in various
sections of 28 U.S.C.), impaired Noel, State and Local
Government Amici suggest that the principles
animating our federalist system also support the same
conclusion in light of the statutory text and legislative
history.
A. Applicable
Canons
of
Statutory
Construction
Support
the
Result
Reached by the Fourth Circuit, and
Congress Ratified that Interpretation in
Adding Federal-Officer Removal to the
Statute.
Appellate review of remand orders is generally
barred with two strictly limited exceptions. 28 U.S.C.
§ 1447(d). Under those exceptions, an appellate court
has jurisdiction to review whether a case was properly
removed under 28 U.S.C. § 1443 (civil rights removal
provision) or 28 U.S.C. § 1442(a)(1) (federal officer
removal provision). The federal-officer removal
provision was added in the Removal Clarification Act
of 2011, although removal on these grounds has a long
pedigree. 2 The 2011 Act simply added the words “1442
or” into Section 1447(d) so that the section now reads:
2 Federal officer removal was brought into being in 1815 as a
“congressional response to New England’s opposition to the War
10
An order remanding a case to the State
court from which it was removed is not
reviewable on appeal or otherwise, except that
an order remanding a case to the State court
from which it was removed pursuant to
section 1442 or 1443 of this title shall be
reviewable by appeal or otherwise.
When undertaking to construe a statute, this
Court seeks to read the statutory scheme as “coherent
and consistent.” Ali v. Fed. Bureau of Prisons, 552 U.S.
214, 222 (2008). Doing so avoids “interpretations of a
statute which would produce absurd results,”
particularly when “alternative interpretations
consistent with the legislative purpose are available.”
Griffin v. Oceanic Contractors, Inc., 458 U.S. 564, 575
(1982). In order to render a coherent and consistent
interpretation, one canon of statutory construction,
noscitur a sociis, “holds that a word is known by the
company it keeps.” Babbitt v. Sweet Home Chap. of
Communities for a Great Oregon, 515 U.S. 687, 694
(1995). It is a “commonsense canon,” “which counsels
that a word is given more precise content by the
neighboring words with which it is associated.” United
States v. Williams, 553 U.S. 285, 294 (2008). In that
sense, it “applies to sections and sentences in a
manner similar to how the doctrine of in pari materia
of 1812,” was expanded “in response to South Carolina’s 1833
threats of nullification” and again during the Civil War era, and
finally “took its present form encompassing all federal officers” in
the Judicial Code of 1948. Mesa v. California, 489 U.S. 121, 12526 (1989). Removal to federal court seeks to avoid potential statecourt hostility to federal authority. Willingham v. Morgan, 395
U.S. 402, 405 (1969).
11
applies to statutes covering the same subject matter.”
2A Sutherland Statutory Construction § 47:16 (7th
ed.).
Here, Congress intended the new addition,
federal-officer removal, to be treated identically to the
preexisting civil rights exception. H.R. Rep. 112-17, at
7 (2011), reprinted in 2011 U.S.C.C.A.N. 420, 425
(“Section 2(d) amends Section 1447 by permitting
judicial review of Section 1442 cases that are
remanded, just as they are with civil rights cases.”)
(emphasis added).
That explicit expression of identical treatment has
critically important meaning for application of the
statute. Although this Court has not had occasion to
address it, the circuits have uniformly held that
review of civil-rights removal was limited to that
ground alone and not to other bases for the remand
order. See Patel v. Del Taco Inc., 446 F.3d 996, 998
(9th Cir. 2006); Detroit Police Lieutenants & Sergeants
Ass’n v. City of Detroit, 597 F.2d 566, 567-68 (6th Cir.
1979); Robertson v. Ball, 534 F.2d 63, 65-66 (5th Cir.
1976); Noel, 538 F.2d at 635; Appalachian Volunteers,
Inc. v. Clark, 432 F.2d 530, 533-34 (6th Cir. 1970);
Pennsylvania ex rel. Gittman v. Gittman, 451 F.2d
155, 156–57 (3d Cir. 1971).
The consistent construction of when a remand
order may be reviewed under the civil-rights exception
informs and mandates the same interpretation of
federal-officer removal. This Court presumes that
Congress is aware of a “judicial interpretation of a
statute and . . . adopt[s] that interpretation when it re-
12
enacts a statute without change.” Lorillard v. Pons,
434 U.S. 575, 580 (1978). Moreover, “[w]hen Congress
amend[s an Act] without altering the text of [the
relevant provision], it implicitly adopt[s this Court’s]
construction” of that provision. Forest Grove Sch. Dist.
v. T.A., 557 U.S. 230, 244 n.11 (2009). See also Jackson
v. Birmingham Bd. of Ed., 544 U.S. 167, 176 (2005)
(holding it “not only appropriate but also realistic to
presume that Congress was thoroughly familiar with
[earlier precedent] and . . . expected its enactment . . .
to be interpreted in conformity with it.”).
The presumption of reenacting an existing
interpretation also applies when “Congress adopts a
new law incorporating sections of a prior law,” so that
the “interpretation given to the incorporated law, at
least insofar as it affects the new statute,” continues.
Lorillard, 434 U.S. at 581. In this instance, the
underlying law was not changed. Instead, another
exception was added to the preexisting one with the
addition of two simple words, clearly and indisputably
signaling congressional intent to treat federal-officer
removal precisely the same way as the civil-rights
exception was treated, just as it declared in the House
Report. There is every reason to adhere to the prior
interpretation by the circuits, having both survived
the test of time and having received subsequent
congressional ratification.
13
B. Federalism Principles Add a Heavy
Thumb on the Scale, Supporting the
Fourth Circuit’s Decision.
Another of the “background principles of
construction that our cases have recognized are those
grounded in the relationship between the Federal
Government and the States under our Constitution.”
Bond v. United States, 572 U.S. 844, 857-58 (2014).
This Court has mandated that “[s]tatutes conferring
federal jurisdiction . . . be read with sensitivity to
‘federal-state relations.’” Levin v. Commerce Energy,
Inc., 560 U.S. 413, 423 (2010) (citation omitted).
Respecting that relationship, this Court has insisted
on the “well-established principle” that Congress be
explicit in conveying its intent to change the “usual
constitutional balance of federal and state powers” or
“‘radically readjust[ ] the balance of state and national
authority,’” Bond, 572 U.S. at 858 (quoting Gregory v.
Ashcroft, 501 U.S. 452, 460 (1991) and BFP v.
Resolution Trust Corporation, 511 U.S. 531, 544
(1994)).
Not only has Congress not expressed any such
intent, it plainly indicated the opposite. The limited
review explicitly authorized by § 1447(d) preserves the
federalism balance Congress sought to maintain when
it authorized appellate review of federal-officer
removal under 28 U.S.C. § 1442. Just as preemption
analysis “must be guided by respect for the separate
spheres of governmental authority preserved in our
federalist system,” Alessi v. Raybestos–Manhattan,
Inc., 451 U.S. 504, 522 (1981), removal of a case from
the authority of a state court must demonstrate a high
14
degree of deference to the sovereign authority that
resides in the States.
For that reason, Congress only intrudes upon the
“power reserved to the states under the Constitution
to provide for the determination of controversies in
their courts,” through the most explicit exercise of its
authority over federal jurisdiction. Shamrock Oil &
Gas Corp. v. Sheets, 313 U.S. 100, 108-09 (1941). The
required “‘[d]ue regard for the rightful independence
of state governments, which should actuate federal
courts, requires that they scrupulously confine their
own jurisdiction to the precise limits which the statute
has defined.’” Id. at 109 (quoting Healy v. Ratta, 292
U.S. 263, 270 (1934)). See also City of Greenwood v.
Peacock, 384 U.S. 808, 831 (1966) (“[T]he provisions of
§ 1443(1) do not operate to work a wholesale
dislocation of the historic relationship between the
state and the federal courts in the administration of
the . . . law.”).
Indeed, “[s]ince the beginning of this country’s
history Congress has, subject to few exceptions,
manifested a desire to permit state courts to try state
cases free from interference by federal courts.”
Younger v. Harris, 401 U.S. 37, 43 (1971). The Younger
Court detailed that Anti-Injunction Act, 28 U.S.C.
§ 2283, had a 1793 predecessor, reflecting a
constitutional predisposition 3 to allow state courts to
3 “Early congressional enactments provid[e] contemporaneous
and weighty evidence of the Constitution’s meaning.” Printz v.
United States, 521 U.S. 898, 905 (1997) (citation and internal
quotation marks omitted; ellipsis in orig.).
15
operate without significant intrusion by federal
judicial authority.
The same federalism principles motivated the
Removal Clarification Act of 2011, through which
Congress specifically sought to protect federal officers
from being haled into state courts under state law.
H.R. Rep. 112-17, at 3, 2011 U.S.C.C.A.N. at 422 (“The
purpose of the law is to take from state courts the
indefeasible power to hold a Federal officer or agent
criminally or civilly liable for an act allegedly
performed in the execution of their Federal duties.”).
Far from expanding the scope of appellate review to
entire remand orders, an expansion that would tip the
federalist scale in significant and unpredictable ways,
Congress’s amendment of the removal procedure
statute was concerned with preserving the existing
balance of power between state and federal courts in
cases involving federal officers.
C. Practical Reasons and the Unquestioned
Fairness and Competence of State Courts
Also Support Remand.
While preserving the federal-state balance is
sufficient as a constitutional matter to affirm the
decision below, practical reasons also support the
distinction Congress drew and the Fourth Circuit
understood. Congress has long understood that the
federal courts operate under extraordinarily heavy
caseloads. See Andrew Kragie, “Key Senators Want to
Add New Federal Judgeships This Year,” Law360
(Jun. 30, 2020). Still, the most recent omnibus
judgeship bill was the Federal Judgeship Act of 1990,
16
P.L. 101-650, which created 61 permanent and 13
temporary district court judgeships. The federal
judiciary recommended in 2019 that 73 new district
court judgeships be created to address the
proliferation of federal litigation. See Kragie, supra.
The federal caseload continues to increase. The
Administrative Office of the Courts, in its 2020 report,
noted that civil filings increased 16 percent (up 46,443
cases) to 332,732. Federal Judicial Caseload Statistics
2020, available at https://www.uscourts.gov/statisticsreports/federal-judicial-caseload-statistics-2020.
Diversity jurisdiction accounted for 140,812 new
filings, a 49 percent increase. Id. The increase in
federal district court cases that could result from
appellate review of remand decisions further supports
a reading of § 1447(d) that presumes Congress would
not have impliedly added to federal litigation burdens,
particularly given that it is something that
traditionally has required conscious and explicit
legislative action.
At the same time, the vast bulk of the Nation’s
judicial business is handled properly and well in the
state courts. For 2018, the most recent year for which
data is available, the National Center for State Courts
reports that civil filings increased by more than
500,000. National Center for State Courts Court
Statistics Project, State Court Caseload Digest 2018
Data, at 9 (2020). This constitutes a more than tenfold
increase as compared to the federal caseload – and an
increase by itself that is larger than the entire existing
federal caseload.
17
Just recently, this Court again discussed the
existing “system of ‘cooperative judicial federalism,’
[which] presumes federal and state courts alike are
competent to apply federal and state law.” McKesson
v. Doe, No. 19-1108, 2020 WL 6385692, at *2 (U.S.
Nov. 2, 2020) (citation omitted). Indeed, this Court has
held that there is no inherent incompatibility between
state court jurisdiction and federal interests. Tafflin v.
Levitt, 493 U.S. 455, 464 (1990). While Petitioners and
their amici urge this Court to look askance at state
courts’ capability of handling potentially complex
litigation, a “doctrine based on the inherent
inadequacy of state forums would run counter to basic
principles of federalism.” Idaho v. Coeur d’Alene Tribe
of Idaho, 521 U.S. 261, 275 (1997). Any suggestion of
inability or prejudice should be rejected as
presumptively invalid.
As separate sovereigns and with “[d]ue regard [to]
the rightful independence of state governments,” this
Court has repeatedly recognized “the power of the
States to provide for the determination of
controversies in their courts.” Merrill Lynch, Pierce,
Fenner & Smith Inc. v. Manning, 136 S. Ct. 1562, 1573
(2016) (citations and internal quotation marks
omitted). For that reason, this Court has expressed a
“deeply felt and traditional reluctance . . . to expand
the jurisdiction of federal courts through a broad
reading of jurisdictional statutes.” Id. (citations and
internal quotation marks omitted). It is an
“interpretive stance [that] serves, among other things,
to keep state-law actions . . . in state court, and thus
to help maintain the constitutional balance between
state and federal judiciaries.” Id. And it is an
18
interpretative stance fully
accomplish the same purpose.
applicable
here
to
Petitioners and their amici denigrate state courts
without basis, but their speculative claims of “local
prejudice,” Pet. Br. 29, provide no warrant for
removal. Congress has not sought to deny state courts
their authority to determine disputes by explicit
legislation on that basis, see Shamrock Oil, 313 U.S.
at 108-09. The complaint expressed generically by
Petitioners runs counter to modern experience with
state courts. More importantly, it runs counter to the
balance struck by the Constitution.
II. THE CONSTRUCTION GIVEN § 1447(d) BY
PETITIONERS AND THEIR AMICI DEFIES
CONGRESSIONAL INTENT AND COMMON
SENSE AND WOULD OPEN THE DOOR TO
GAMESMANSHIP.
Petitioners and their amici focus myopically on
the word “order” to render Congress’s expressed
purpose and the traditional canons of construction a
nullity, while also turning their backs on the
important federal-state balance that necessarily
informs the interpretative exercise. It is nonsensical
to allow the purposes of the limitation on appeals of
remand orders to be defeated in its entirety by taking
a single word out of its established context.
Instead, this Court has insisted that courts
“interpret the relevant words not in a vacuum, but
with reference to the statutory context, ‘structure,
history, and purpose.’” Abramski v. United States, 573
19
U.S. 169, 179 (2014) (quoting Maracich v. Spears, 570
U.S. 48, 76 (2013)). Those well-used tools of statutory
construction combine with common sense to assure
that statutory terms are construed fairly. Id.
In contrast, Petitioners and its amici, rely heavily
on the Lu Junhong v. Boeing Co., 792 F.3d 805 (7th
Cir. 2015), to give the word “order” the broader scope
they favor. Yet, Lu Junhong did not undertake the
contextual, structural, historical, and purposeful
analysis this Court has mandated. Instead, it looked
to extraneous statutes for the meaning of the term,
ignoring the most obvious references points that come
from the interpretation and application of the civilrights exception in the same statute.
For example, Lu Junhong, like Petitioners and its
amici, read the Class Action Fairness Act (CAFA),
which “authorizes appellate review of remands of
cases that had been removed under its auspices,” to
permit review of all bases for federal jurisdiction. Id.
at 811. While some circuits have read CAFA to allow
for broader review, other courts have correctly
determined that “jurisdiction to review a CAFA
remand order stops at the edge of the CAFA portion of
the order.” City of Walker v. Louisiana through Dep't
of Transp. & Dev., 877 F.3d 563, 567 (5th Cir. 2017).
See also Jacks v. Meridian Res. Co., LLC, 701 F.3d
1224, 1229 (8th Cir. 2012).
Lu Junhong proclaimed its approach “entirely
textual.” 792 F.3d at 812. Yet, as Justice Scalia once
noted that, “while the good textualist is not a literalist,
neither is he a nihilist.” Antonin Scalia, A Matter of
20
Interpretation 24 (1997). Lu Junhong, remarkably,
achieves both disfavored labels in the service of
textualism. It makes “order” the whole document that
contains the order, ignoring context, usage,
congressional intent, and ratification, thereby
adopting a literalism that simultaneously destroys the
statutory scheme Congress plainly put in place.
Nevertheless, Lu Junhong recognizes that its
construction could be problematic. It understands that
“[s]ome litigants may cite § 1442 or § 1443 in a notice
of removal when all they really want is a hook to allow
appeal of some different subject.” Lu Junhong, 792
F.3d at 813. It then confidently posits that “a frivolous
removal leads to sanctions, potentially including feeshifting,” which it deems sufficient to deter that type
of gamesmanship. Id.
Experience, however, has demonstrated that the
court’s confidence was misplaced. The defendant, a
private aircraft manufacturer, claimed it became a
federal officer because it had received a designation
from Federal Aviation Administration that allowed it
to self-certify the airworthiness of its planes. The
Seventh Circuit not only had little difficulty in
rejecting the argument that self-certification
transforms a private actor into a federal officer, but
deemed it “frivolous for Boeing or a similarly-situated
defendant to invoke § 1442 as a basis of removal” “after
today.” Id. (emphasis added). Yet, that explicit
admonition has not stopped the exact same argument
that the Seventh Circuit deemed a frivolous attempt
to assert federal-officer removal from being repeated
in other courts. See, e.g., Riggs v. Airbus Helicopters,
21
Inc., 939 F.3d 981 (9th Cir. 2019), cert. denied, No. 191158, 2020 WL 3492671 (U.S. June 29, 2020).
Sanctions have not followed. Courts are
understandably reluctant to impose sanctions, so the
remedy the Seventh Circuit imagined is actually a
toothless deterrent. In fact, in this Court’s leading
case on the basis for federal-officer removal, it made
clear that this category of removal was unavailable
just because the private party is part of a heavily
regulated industry. Watson v. Philip Morris Cos., Inc.,
551 U.S. 142, 153 (2007) (“a highly regulated firm
cannot find a statutory basis for removal in the fact of
federal regulation alone.”). Despite that clarion
declaration more than a decade ago, a defendant in a
case now on appeal to the Third Circuit has indeed
argued that, as a nursing home, it is “required to
comply with detailed federal regulations when
operating these facilities and when providing care,”
and that “by providing medical treatment for patients,
complying with Medicare and Medicaid regulations,
and therefore receiving Medicare and Medicaid
payments from the federal government, they were
assisting a federal officer in the performance of an
official duty.” Estate of Maglioli v. Andover Subacute
Rehab. Ctr. I, No. CV 20-6605 (KM)(ESK), 2020 WL
4671091, at *12 (D.N.J. Aug. 12, 2020), appeal
pending, No. 20-2834 (3d Cir.). The district court had
no difficulty applying Watson to reject the contention
that the nursing home was a federal officer because of
regulatory compliance. Id. at *13. Nonetheless, an
appeal, not sanctions, followed.
22
Prudential reasons, then, further support limiting
review to the federal-officer grounds. If alleging
federal-officer removal opens the door to appellate
review of all other asserted bases for removal, no
lawyer would neglect to find a defensible, if
inadequate, way to assert that peculiar form of
removal to avoid the bar on interlocutory appeal for all
other justifications for removal. As a result, the
exception (federal-officer removal) would swallow the
rule against interlocutory review of removal generally,
highlighting the concerns articulated by the various
circuits about appellate delay.
Finding a faintly colorable ground to assert federal
officer removal under those circumstances is a form of
gamesmanship that this Court has discouraged for,
among other things, its sapping of judicial resources,
Hertz Corp. v. Friend, 559 U.S. 77, 94 (2010). In
response, it would encourage similar ploys by district
court judges. Under Petitioners’ approach to the word
“order,” divorced from all context, a district court
judge seeing no real colorable grounds for federalofficer removal, could defeat plenary review by issuing
separate orders. One “order” would deny the appeal on
the non-federal-officer grounds asserted, while noting
a further motion is pending. A second “order’ could
then find federal-officer removal wanting and remand
the case to state court. Under Petitioners’ literalist
approach, the order rejecting federal-officer removal
stands alone and would not admit of an appeal on any
other ground.
Still, there is no reason why district court judges
should need to jump through such unseemly hoops,
23
because Congress made clear its intent to limit
appellate review to federal-officer grounds, rather
than make clear its insistence that all grounds be
reviewable immediately when mentioned in a single
document. When Congress wants immediate appellate
review, it knows how to do so. It did not do so here.
III. THERE ARE NO “UNIQUELY FEDERAL
INTERESTS” AT STAKE IN THIS CASE
SUFFICIENT TO REQUIRE CONVERSION
OF PLAINTIFF’S STATE LAW CLAIMS INTO
FEDERAL LAW CLAIMS OR TO CONFER
FEDERAL JURISDICTION.
Defendants attempt to wedge the federal door
open with federal-officer removal to allow appeal of
removal grounds that are not reviewable and argue
those other issues here, but this Court should consider
only the meritless claim of whether other grounds for
removal are appealable under Section 1447(d). This
Court normally does not reach other issues not fairly
embraced by the Question Presented, Lake Country
Estates, Inc. v. Tahoe Reg’l Planning Agency, 440 U.S.
391, 398 (1979), or that were not decided by the court
below. National Collegiate Athletic Ass’n v. Smith, 525
U.S. 459, 470 (1999) (“[W]e do not decide in the first
instance issues not decided below”). It should not
undertake to decide either here.
A. The Case Presents Issues that Properly
Arise under State Law.
If this Court does reach the other grounds for
removal, Petitioner presents no other proper basis to
24
be in federal court. The state authority that Baltimore
seeks to advance in its lawsuit “falls within the
exercise of even the most traditional concept of what
is compendiously known as the police power.” Huron
Portland Cement Co. v. Detroit, 362 U.S. 440, 442
(1960). Municipal police power, as exercised here,
embodies a local government’s ability to issue
regulations and take actions for the benefit of the
public’s health, safety, and welfare. See generally 6A
McQuillin Mun. Corp. § 24:1 (3d ed. 2015). The
“‘historic police powers of the States’ are not
superseded ‘unless that was the clear and manifest
purpose of Congress.’” Arizona v. United States, 567
U.S. 387, 400 (2012) (citation omitted). No such
congressional purpose is articulated here on any of the
grounds advanced by Petitioners or its amici.
Despite some transboundary aspects of the
underlying issue, no “uniquely federal interests” arise
in this case that require that the traditional basis for
the state law claims be transmuted into a federal one
by some act of alchemy. This Court has described cases
involving such “uniquely federal interests” as those
“narrow areas [that are] . . . concerned with the rights
and obligations of the United States, interstate and
international disputes implicating the conflicting
rights of States or our relations with foreign nations,
and admiralty cases.” Tex. Indus., Inc. v. Radcliff
Materials, Inc., 451 U.S. 630, 641 (1981) (citation
omitted). This case invokes none of those concerns.
25
B. The Case Presents No Issues that Arise
under Federal Law.
This conclusion that no federal concerns arise
holds true even as Petitioners seek to reframe
Baltimore’s claims as “arising under” federal common
law, as raising disputed and substantial federal
issues, or as being completely preempted. The first two
arguments are masks for more straightforward
preemption arguments properly addressed by state
courts, see Franchise Tax Bd. v. Constr. Laborers
Vacation Tr. for S. Calif., 463 U.S. 1, 14 (1983)
(ordinary preemption provides no basis for removal,
even if it is the only issue); and the last argument is
simply wrong.
Federal-question jurisdiction is premised on cases
“arising under the Constitution, laws, or treaties of
the United States.” 28 U.S.C. § 1331. Its purpose is a
practical one, allowing federal courts to fashion a
uniform law for what is indisputably federal in nature.
Under the test this Court adopted, the focus remains
on the plaintiff’s “well-pleaded complaint.” Franchise
Tax Bd., 463 U.S. at 9-10. The “vast majority of cases”
qualifying as “arising under” “are those in which
federal law creates the cause of action.” Merrell Dow
Pharm. Inc. v. Thompson, 478 U.S. 804, 808 (1986).
“Arising under” jurisdiction may also exist “where the
vindication of a right under state law necessarily
turned on some construction of federal law.” Franchise
Tax Bd., 463 U.S. at 9. Here, the complaint raises no
federal issue of any kind, and Petitioner points to no
explicit invocation of federal law.
26
Petitioner instead asserts that the lawsuit
implicates federal common law as its justification for
removal. While federal common law can provide a
basis for removal, Illinois v. City of Milwaukee, 406
U.S. 91, 100 (1972), Baltimore’s public nuisance claim
exists entirely under state law and does not implicate
federal law. See Pet. App. 44a. Instead, Petitioner’s
assertion that “uniquely federal interests” are
implicated (Pet. Br. 38), seems reminiscent of some
aspects of the argument this Court heard and rejected
in Thompson. There, a drug manufacturer argued that
unique federal interests in regulating pharmaceutical
products required removal a lawsuit in which the state
cause of action made a violation of a federal statute
one of its elements.
In evaluating the claim, this Court reiterated that
the “mere presence of a federal issue in a state cause
of action does not automatically confer federalquestion jurisdiction.” Thompson, 478 U.S. at 813
(footnote omitted). The Court went on to state that,
because Congress chose “no federal remedy for the
violation of this federal statute,” that was
“tantamount to a congressional conclusion” that the
“claimed violation of the statute as an element of a
state cause of action is insufficiently ‘substantial’ to
confer federal-question jurisdiction.” Id. at 814.
To the manufacturer’s argument that federal
jurisdiction was necessary to serve purposes of
uniformity in determining violations of federal law,
this Court said that that was nothing more than a
preemption argument, ultimately reviewable in this
Court, and that is cannot overcome the fact that
27
Congress did not establish original jurisdiction for
such claims in federal court. Id. at 815. Finally, this
Court held that the novelty of the federal issue in the
state lawsuit was also “not sufficient to give it status
as a federal cause of action; nor should it be sufficient
to give a state-based FDCA claim status as
a jurisdiction-triggering federal question.” Id. at 817
(footnote omitted).
Here, as in this ruling in Thompson, federal
common law was displaced by statute, in this instance
by the Clean Air Act. American Elec. Power Co., Inc. v.
Connecticut, 564 U.S. 410, 424 (2011) (AEP). The AEP
Court understood that the state law claims were
potentially subject to preemption under the federal
statute, but were not supplanted and thus provided no
basis for federal removal. Id. at 429. No federal
common law basis for removal thus exists.
Federalism concerns should also guide this
Court’s decision on “arising under” jurisdiction. This
Court, in denying another “arising under” claim, made
an apt observation: “it is hardly apparent why a proper
‘federal-state balance,’ would place such a
nonstatutory issue under the complete governance of
federal law, to be declared in a federal forum.” Empire
Healthchoice Assur., Inc. v. McVeigh, 547 U.S. 677,
701 (2006). In fact, the reasoning underlying
Petitioners’ argument that “uniquely federal
interests” justify removal would, if adopted by this
Court, pose a risk to States, counties, and cities across
the country. If endorsed, such reasoning could
empower federal common law to hold dominion over a
broad swath of policy areas committed to the States
28
and their subdivisions, and federal courts to claim
jurisdiction over a wide array of state law claims,
subverting state and local governments’ ability to rely
on traditional legal tools in state courts to pursue
remedies for harms they are obliged to address for
their citizenry. As this Court stated in McVeigh, the
“state court in which th[is] . . . suit was lodged is
competent to apply federal law, to the extent it is
relevant.” Id. There is no appropriate role in it for a
federal district court.
Finally, complete preemption plainly does not
apply. Under complete preemption, a complaint
purporting to rest on state law . . . can be
recharacterized as one ‘arising under’ federal law if
the law governing the complaint is exclusively
federal.” Vaden v. Discover Bank, 556 U.S. 49, 61
(2009). It exists in only rare circumstances where “the
pre-emptive force of a statute is so ‘extraordinary’ that
it ‘converts an ordinary state common-law complaint
into one stating a federal claim for purposes of the
well-pleaded complaint rule.’” Caterpillar Inc. v.
Williams, 482 U.S. 386, 393 (1987) (citing Metro. Life
Ins. Co. v. Taylor, 481 U.S. 58, 65 (1987)). That
unusually powerful form of preemption requires the
“clearly manifested intent of Congress.” Metro. Life,
481 U.S. at 67. That intent is plainly absent here.
29
IV. THE DISPLACEMENT OF A FEDERAL
COMMON LAW CAUSE OF ACTION FOR
NUISANCE BY STATUTE REQUIRES THE
STATE LAW CAUSE OF ACTION BE
TREATED ON ITS OWN TERMS.
All parties acknowledge that the federal common
law still claimed by Petitioners was displaced by the
Clean Air Act, as this Court held in AEP, 564 U.S. at
424. When that type of displacement occurs it “extends
to all remedies,” including damages. Native Vill. of
Kivalina v. ExxonMobil Corp., 696 F.3d 849, 857 (9th
Cir. 2012). Neither AEP, nor its further explication in
Kivalina, made any suggestion that a public nuisance
claim based on state law was foreclosed, or that state
courts were not available to adjudicate such a claim.
Rather, they did just the opposite. This Court’s
express view is that the existence of a federal common
law claim that has been displaced by federal
legislation does not erase the possibility of state law
claims; rather, it converts the availability of state
claims into an ordinary question of statutory
preemption. See City of Milwaukee v. Illinois, 451 U.S.
304, 327-29 (1981); Int’l Paper Co. v. Ouellette, 479
U.S. 481 (1987). Accordingly, the unanimous AEP
court, held, “[i]n light of our holding that the Clean Air
Act displaces federal common law, the availability vel
non of a state lawsuit depends, inter alia, on the
preemptive effect of the federal Act.” AEP, 564 U.S. at
429. See also Merrick v. Diageo Ams. Supply, Inc., 805
F.3d 685, 690 (6th Cir. 2015), and Little v. Louisville
Gas & Elec. Co., 805 F.3d 695, 698 (6th Cir. 2015)
30
(state common law nuisance for interstate pollution
not preempted by Clean Air Act).
Kivalina further supports proceeding with the
state law claims in state court. Discussing the
supplemental state law claims filed there, the Ninth
Circuit noted that the district court had declined to
exercise supplemental jurisdiction and dismissed the
claim without prejudice to re-file in state court. 696
F.3d at 854-55. See also Native Vill. of Kivalina v.
ExxonMobil Corp., 663 F. Supp. 2d 863, 882 (N.D. Cal.
2009) (stating that a federal court “may decline to
exercise supplemental jurisdiction over a claim if it
has dismissed all claims over which it has original
jurisdiction”), aff’d 696 F.3d 849, 857 (9th Cir. 2012);
Alexandria Resident Council, Inc. v. Alexandria
Redevelopment & Hous. Auth., 11 Fed. App’x 283, 287
(4th Cir. 2001) (“Although a federal court has
discretion to assert pendent jurisdiction over state
claims
even
when
no
federal
claims
remain, . . . certainly if the federal claims are
dismissed before trial ... the state claims should be
dismissed without prejudice. . . . For, when all federal
claims are dismissed early in the litigation, the
justifications
behind
pendent
jurisdiction—
considerations of judicial economy, convenience and
fairness to litigants—are typically absent.” (citations
omitted)).
The concurrence in Kivalina stated unequivocally
that “[d]isplacement of the federal common law does
not leave those injured . . . without a remedy,” and
suggested state nuisance law as “an available option
to the extent it is not preempted by federal law.” 696
31
F.3d at 866 (Pro, J., concurring). Here, preemption
does not exist. Yet, even if it did, state courts are
perfectly capable of adjudicating that issue.
Preemption is a defense to state law claims and cannot
provide the basis for federal-court jurisdiction.
Franchise Tax Bd, 463 U.S. at 14.
The clear differences between federal law and
state public nuisance law is also evident in the original
Fifth Circuit panel’s 2009 opinion in Comer v. Murphy
Oil USA, 585 F.3d 855, 860 (5th Cir. 2009) (Comer I),
petition for writ of mandamus denied sub nom. In re
Comer, 562 U.S. 1133 (2011). In Comer I, plaintiffs
seeking damages for injuries suffered as a result of
Hurricane Katrina had invoked federal jurisdiction
based on diversity. The Fifth Circuit panel found that
a diversity suit brought under state law for damages
was materially distinguishable from public nuisance
claims brought under federal law and sustained the
claims. Id. at 878-79. (The decision was subsequently
vacated when the Fifth Circuit granted rehearing en
banc; the Fifth Circuit then failed to muster a quorum
for the rehearing, thereby effectively reinstating the
district court’s decision as a matter of law. Comer v.
Murphy Oil USA, 607 F.3d 1049 (5th Cir. 2010)
(Comer II)).
The weight of precedent is overwhelming that
Baltimore has stated a plainly state law claim over
which state courts hold jurisdiction. Petitioners’
argument that state law claims challenging one set of
behaviors (failure to warn and deceptive marketing
coupled with a disinformation campaign) should be
converted into a federal law claim challenging another
32
set of behaviors (combustion of the product and
emission of greenhouse gases) should be rejected.
Even if this Court were to accept that there is a federal
common law claim that could apply in this context, its
displacement by statute would demand the state law
claims be heard on their own terms, and that all
arguments about preemption, other than the inapt
assertion of complete preemption, be heard in state
court.
CONCLUSION
For the foregoing reasons, State and Local
Government Amici urge this Court to affirm the
Fourth Circuit’s decision that federal-officer removal
does not provide plenary review of all grounds for
removal and, if reaching other issues, that the case
should be remanded to state court.
Respectfully submitted,
Lisa Soronen
Robert S. Peck
STATE & LOCAL LEGAL CENTER
Counsel of Record
444 N. Capitol Street, N.W.
CENTER FOR
CONSTITUTIONAL
Suite 515
LITIGATION, P.C.
Washington, DC 20001
2117 Leroy Place, NW
(202) 434-4845
Washington, DC 20008
lsoronen@sso.org
(202) 944-2874
robert.peck@cclfirm.com
Counsel for Amici Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.