Respondents Brief — BP p.l.c., et al., Petitioners v. Mayor and City Council of Baltimore
Supreme Court briefDec 16, 2020
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No. 19-1189
In The
Supreme Court of the United States
BP p.l.c., et al.,
v.
Petitioners,
Mayor & City Council of Baltimore,
Respondent.
On Writ of Certiorari
to the United States Court of Appeals
for the Fourth Circuit
BRIEF FOR RESPONDENT
MAYOR & CITY COUNCIL OF BALTIMORE
Dana P. Moore
B
altimore City Law
Department
100 N. Holliday Street,
Suite 109
Baltimore, MD 21202
Victor M. Sher
Counsel of Record
Matthew K. Edling
Michael Burger
Martin D. Quiñones
Quentin C. Karpilow
S
her Edling LLP
100 Montgomery St.,
Ste. 1410
San Francisco, CA 94104
(628) 231-2500
vic@sheredling.com
Mosaic - (301) 927-3800 - Cheverly, MD
49261_Ltrhd.indd
1
6/11/08
12:44:0
i
QUESTION PRESENTED
Whether 28 U.S.C. 1447(d) entitles a defendant, by
including a meritless federal-officer or civil-rights
ground for federal jurisdiction in a removal petition,
to appellate review of every ground for removal
rejected by the district court’s remand order.
iii
TABLE OF CONTENTS
INTRODUCTION.............................................
Page
1
STATEMENT....................................................
2
SUMMARY OF ARGUMENT..........................
4
ARGUMENT.....................................................
10
I. The Text, Context, and Structure of
Section 1447(d) Limit Appellate Review
of Removal Grounds to Those
Enumerated in the Exception Clause.....
10
A. The Exception Clause of Section
1447(d) Authorizes Appellate Review
Only to the Extent Remand Was
Denied on an Enumerated Removal
Ground................................................
10
B. This Case Was Not Removed
“Pursuant to” Section 1442 or
1443.....................................................
23
II. In 2011, Congress Ratified Five Decades
of Unanimous Judicial Authority that
Construed the Exception Clause as
Authorizing Review Only of Its
Enumerated Removal Grounds..............
31
III. Limiting Review Under the Exception
Clause to Section 1442 and 1443
Removal Grounds Best Advances the
Purposes of Section 1447(d)....................
35
IV. The Court Should Not Reach
Petitioners’ “Arising-Under”
Jurisdiction Arguments...........................
41
iv
TABLE OF CONTENTS—Continued
Page
A. Petitioners Have Not Preserved
Their “Arising-Under” Jurisdiction
Arguments..........................................
41
B. Petitioners Mischaracterize
Respondent’s State-Law Claims
and Federal Law................................
44
CONCLUSION..................................................
47
v
TABLE OF AUTHORITIES
Page
Cases
Abney v. United States,
431 U.S. 651 (1977)..................................
5, 13, 37
Alabama v. Conley,
245 F.3d 1292 (11th Cir. 2001).....................
Alden v. Maine,
527 U.S. 706 (1999)..................................
33
7, 25, 26
All. Envtl., Inc. v. Harrison W. Constr. Corp.,
94 F.3d 644 (6th Cir. 1996)...........................
25
Am. Elec. Power Co. v. Connecticut,
564 U.S. 410 (2011).......................................
45
Andrus v. Glover Constr. Co.,
446 U.S. 608 (1980).......................................
15
Appalachian Volunteers, Inc. v. Clark,
432 F.2d 530 (6th Cir. 1970).........................
32
Ario v. Underwriting Members of Syndicate 53,
618 F.3d 277 (3d Cir. 2010)..........................
38
Atl. Richfield Co. v. Christian,
140 S. Ct. 1335 (2020)...................................
19
Ballard’s Serv. Ctr., Inc. v. Transue,
865 F.2d 447 (1st Cir. 1989).........................
18
Bd. of Cty. Comm’rs of Boulder Cty. v.
Suncor Energy (U.S.A.) Inc.,
965 F.3d 792 (10th Cir. 2020)............
9, 21, 37, 44
Behrens v. Pelletier,
516 U.S. 299 (1996).......................................
5, 13
Bell v. Hood,
327 U.S. 678 (1946).......................................
39
vi
TABLE OF AUTHORITIES—Continued
Beneficial Nat’l Bank v. Anderson,
539 U.S. 1 (2003)...........................................
Page
46
Bolivarian Republic of Venezuela v. Helmerich
& Payne Int’l Drilling Co.,
137 S. Ct. 1312 (2017).............................. 7, 28, 29
Bragdon v. Abbott,
524 U.S. 624 (1998).......................................
34
Burt v. Titlow,
571 U.S. 12 (2013).........................................
19
Calabro v. Aniqa Halal Live Poultry Corp.,
650 F.3d 163 (2d Cir. 2011)..........................
18
Caraco Pharm. Labs., Ltd. v. Novo Nordisk A/S,
566 U.S. 399 (2012).......................................
21
Carlsbad Tech., Inc. v. HIF Bio, Inc.,
556 U.S. 635 (2009).......................................
17, 20
Carroll v. United States,
354 U.S. 394 (1957).......................................
13
Caspari v. Bohlen,
510 U.S. 383 (1994).......................................
42
Caterpillar Inc. v. Williams,
482 U.S. 386 (1987).......................................
46
Chadbourne & Parke LLP v. Troice,
571 U.S. 377 (2014).......................................
5, 15
City of Milwaukee v. Illinois & Michigan,
451 U.S. 304 (1981).......................................
30
City of Oakland v. BP, PLC,
969 F.3d 895 (9th Cir. 2020).........................
42, 45
vii
TABLE OF AUTHORITIES—Continued
Page
City of Waco v. U.S. Fidelity & Guaranty Co.,
293 U.S. 140 (1934).......................................
20
Client Prot. Fund of Bar of Maryland v. Hollis,
412 F. App’x 597 (4th Cir. 2011)..................
18
Coleman v. Thompson
501 U.S. 722 (1991).......................................
12
Collins v. Virginia,
138 S. Ct. 1663 (2018)...................................
26
Comm’r v. Clark,
489 U.S. 726 (1989).......................................
6, 17
Cooter & Gell v. Hartmarx Corp.,
496 U.S. 384 (1990).......................................
38
Crawford-El v. Britton,
523 U.S. 574 (1998).......................................
38
Cty. of San Mateo v. Chevron Corp.,
294 F. Supp. 3d 934 (N.D. Cal. 2018)..........
43
Cty. of San Mateo v. Chevron Corp.,
960 F.3d 586 (9th Cir. 2020)....................
8, 21, 44
Davila v. Davis,
137 S. Ct. 2058 (2017)...................................
36
Davis v. Glanton,
107 F.3d 1044 (3d Cir. 1997)........................
33
Detroit Police Lieutenants & Sergeants Ass’n
v. City of Detroit,
597 F.2d 566 (6th Cir. 1979).........................
32
Ex parte Pennsylvania Co.,
137 U.S. 451 (1890).......................................
2
viii
TABLE OF AUTHORITIES—Continued
Expressions Hair Design v. Schneiderman,
137 S. Ct. 1144 (2017)...................................
Page
43
F.C.C. v. Fox Television Stations, Inc.,
556 U.S. 502 (2009).......................................
43
Fay v. Noia,
372 U.S. 391 (1963).......................................
12
Food Mktg. Inst. v. Argus Leader Media,
139 S. Ct. 2356 (2019)...................................
17, 34
Forest Grove Sch. Dist. v. T.A.,
557 U.S. 230 (2009).......................................
32
Fuller v. Oregon,
417 U.S. 40 (1974).........................................
5, 12
Georgia v. Rachel,
384 U.S. 780 (1966).......................................
3, 15
Gordon v. United States,
117 U.S. 697 (1864).......................................
26
Grable & Sons Metal Prods., Inc. v. Darue
Eng’g & Mfg.,
545 U.S. 308 (2005).......................................
39
Greenwich Fin. Servs. Distressed Mortg.
Fund 3 LLC v. Countrywide Fin. Corp.,
603 F.3d 23 (2d Cir. 2010)............................
29
Gregory v. Ashcroft,
501 U.S. 452 (1991).......................................
26
Harbison v. Bell,
556 U.S. 180 (2009).......................................
14
Harper v. AutoAlliance Int’l, Inc.,
392 F.3d 195 (6th Cir. 2004).........................
28
ix
TABLE OF AUTHORITIES—Continued
Helsinn Healthcare S.A. v. Teva Pharm.
USA, Inc.,
139 S. Ct. 628 (2019).....................................
Page
35
Hertz Corp. v. Friend,
559 U.S. 77 (2010).........................................
10, 37
Hillman v. Maretta,
569 U.S. 483 (2013).......................................
15
Home Depot U.S.A., Inc. v. Jackson,
139 S. Ct. 1743 (2019)...................................
16
IBP, Inc. v. Alvarez,
546 U.S. 21 (2005).........................................
28
Idaho v. Coeur d’Alene Tribe of Idaho,
521 U.S. 261 (1997).......................................
6, 19
In re Green Hills Dev. Co., L.L.C.,
741 F.3d 651 (5th Cir. 2014).........................
38
Izumi Seimitsu Kogyo Kabushiki Kaisha v.
U.S. Philips Corp.,
510 U.S. 27 (1993).........................................
41, 42
Johnson v. United States,
559 U.S. 133 (2010).......................................
11
K Mart Corp. v. Cartier, Inc.,
486 U.S. 281 (1988).......................................
14
Kircher v. Putnam Funds Tr.,
547 U.S. 633 (2006).................................. 11, 20, 29
Kirtsaeng v. John Wiley & Sons, Inc.,
568 U.S. 519 (2013).......................................
31
Knop v. Mackall,
645 F.3d 381 (D.C. Cir. 2011).......................
18
x
TABLE OF AUTHORITIES—Continued
Kokkonen v. Guardian Life Ins. Co. of Am.,
511 U.S. 375 (1994).......................................
Page
23
Lamar, Archer & Cofrin, LLP v. Appling,
138 S. Ct. 1752 (2018)...................................
34
Lawson v. FMR LLC,
571 U.S. 429 (2014).......................................
15
Legg v. Wyeth,
428 F.3d 13170 (11th Cir. 2005)...................
18
Leocal v. Ashcroft,
543 U.S. 1 (2004)...........................................
28
Levin v. Commerce Energy, Inc.,
560 U.S. 413 (2010).......................................
19
Lorillard v. Pons,
434 U.S. 575 (1978)..................................
8, 31, 34
Lu Junhong v. Boeing Co.,
792 F.3d 805 (7th Cir. 2015)....................
9, 37, 40
Maracich v. Spears,
570 U.S. 48 (2013).........................................
Martin v. Franklin Capital Corp.,
546 U.S. 132 (2005)............................
17
6, 18, 35, 38
Massachusetts v. Exxon Mobil Corp.,
462 F. Supp. 3d 31 (D. Mass. 2020).............
43
Mayo v. Bd. of Educ. of Prince George’s Cty.,
713 F.3d 735 (4th Cir. 2013).........................
28
McCleskey v. Zant,
499 U.S. 467 (1991).......................................
36
McKesson v. Doe,
No. 19-1108, slip op. (U.S. Nov. 2, 2020).....
6, 19
xi
TABLE OF AUTHORITIES—Continued
Page
Metro. Life Ins. Co. v. Taylor,
481 U.S. 58 (1987).........................................
46
Microsoft Corp. v. i4i Ltd. P’ship,
564 U.S. 91 (2011).........................................
32
Milavetz, Gallop & Milavetz, P.A. v.
United States,
559 U.S. 229 (2010).......................................
16
Miranti v. Lee,
3 F.3d 9258 (5th Cir. 1993)...........................
18
Missouri v. Jenkins,
515 U.S. 70 (1995).........................................
42
Mohawk Indus., Inc. v. Carpenter,
558 U.S. 100 (2009).......................................
12
Moore v. Permanente Med. Grp., Inc.,
981 F.2d 4435 (9th Cir. 1992).......................
18
Murdock v. City of Memphis,
87 U.S. 590 (1874)....................................
5, 12, 37
Nat’l Credit Union Admin. v. First Nat’l
Bank & Trust Co.,
522 U.S. 479 (1998).......................................
15
Native Village of Kivalina v. ExxonMobil Corp.,
696 F.3d 849 (9th Cir. 2012).........................
45
Noel v. McCain,
538 F.2d 633 (4th Cir. 1976).........................
32
Osborn v. Haley,
549 U.S. 225 (2007).......................................
35
Patel v. Attorney Gen.,
599 F.3d 295 (3d Cir. 2010)..........................
25
xii
TABLE OF AUTHORITIES—Continued
Patel v. Del Taco, Inc.,
446 F.3d 996 (9th Cir. 2006).........................
Pennsylvania ex rel. Gittman v. Gittman,
451 F.2d 155 (3d Cir. 1971)..........................
Pereira v. Sessions,
138 S. Ct. 2105 (2018)..............................
Pierce v. Underwood,
487 U.S. 552 (1988).......................................
Page
33
32
7, 26, 27
35
Powerex Corp. v. Reliant Energy Servs., Inc.,
551 U.S. 224 (2007)....................................... passim
Price v. Medicaid Dir.,
838 F.3d 739 (6th Cir. 2016).........................
25
Printz v. United States,
521 U.S. 898 (1997).......................................
26
Proctor v. Vishay Intertechnology Inc.,
584 F.3d 1208 (9th Cir. 2009).......................
28
Quackenbush v. Allstate Ins. Co.,
517 U.S. 706 (1996).......................................
22
Reid v. Covert,
354 U.S. 1 (1957)...........................................
26
RES-GA Cobblestone, LLC v. Blake Constr.
& Dev., LLC,
718 F.3d 1308 (11th Cir. 2013).....................
28
Ret. Plans Comm. of IBM v. Jander,
140 S. Ct. 592 (2020).....................................
43
Rhode Island v. Shell Oil Prods. Co, LLC,
979 F.3d 50 (1st Cir. 2020)...........................
21, 45
xiii
TABLE OF AUTHORITIES—Continued
Rivet v. Regions Bank of La.,
522 U.S. 470 (1998).......................................
Page
46
Robertson v. Ball,
534 F.2d 63 (5th Cir. 1976)...........................
32
Robinson v. Pfizer, Inc.,
855 F.3d 893 (8th Cir. 2017).........................
18
Rodriguez v. Fed. Deposit Ins. Corp.,
140 S. Ct. 713 (2020).....................................
45
Rosado v. Wyman,
397 U.S. 397 (1970).......................................
39
Roxbury Condo. Ass’n, Inc. v. Anthony S.
Cupo Agency,
316 F.3d 224 (3d Cir. 2003)..........................
18
Samantar v. Yousuf,
560 U.S. 305 (2010).......................................
4, 11
Sanchez v. Onuska,
2 F.3d 1160 (10th Cir. 1993).........................
33
SAS Inst., Inc. v. Iancu,
138 S. Ct. 1348 (2018)..............................
7, 24, 25
Shamrock Oil & Gas Corp. v. Sheets,
313 U.S. 100 (1941).......................................
6, 19
Stallworth v. Greater Cleveland Reg’l
Transit Auth.,
105 F.3d 252 (6th Cir. 1997).........................
18
State Farm Mut. Auto. Ins. Co. v. Baasch,
644 F.2d 94 (2d Cir. 1981)............................
33
Swint v. Chambers Cty. Comm’n,
514 U.S. 35 (1995).........................................
11, 37
xiv
TABLE OF AUTHORITIES—Continued
Syngenta Crop Prot., Inc. v. Henson,
537 U.S. 28 (2002).........................................
Page
19
Tafflin v. Levitt,
493 U.S. 455 (1990).......................................
19
Taniguchi v. Kan Pac. Saipan, Ltd.,
566 U.S. 560 (2012).......................................
30
Tenner v. Zurek,
168 F.3d 328 (7th Cir. 1999).........................
18
Texas Dep’t of Hous. & Cmty. Affairs v.
Inclusive Communities Project, Inc.,
576 U.S. 519 (2015)..................................
8, 32, 33
Thermtron Prods., Inc. v. Hermansdorfer,
423 U.S. 336 (1976).......................................
40
Things Remembered, Inc. v. Petrarca,
516 U.S. 124 (1995).......................................
10, 16
Thornton v. Holloway,
70 F.3d 522 (8th Cir. 1995)...........................
33
Topeka Hous. Auth. v. Johnson,
404 F.3d 1245 (10th Cir. 2005).....................
18
United States v. Borden Co.,
308 U.S. 188 (1939).......................................
5, 14
United States v. Brockamp,
519 U.S. 347 (1997).......................................
15
United States v. Copeland,
381 F.3d 1101 (11th Cir. 2004).....................
25
United States v. DeCay,
620 F.3d 534 (5th Cir. 2010).........................
25
xv
TABLE OF AUTHORITIES—Continued
United States v. Fabrizio,
385 U.S. 263 (1966).......................................
Page
14
United States v. Haymond,
139 S. Ct. 2369 (2019)...................................
43
United States v. Keitel,
211 U.S. 370 (1908).......................................
5, 14
United States v. Lee,
659 F.3d 619 (7th Cir. 2011).........................
25
United States v. Rice,
327 U.S. 742 (1946).......................................
2
United States v. Ruiz,
536 U.S. 622 (2002).......................................
7, 28
United States v. Stevenson,
215 U.S. 190 (1909).......................................
14
Univ. of Texas Sw. Med. Ctr. v. Nassar,
570 U.S. 338 (2013).......................................
16
Wood v. Allen,
558 U.S. 290 (2010).......................................
42
Wood v. Milyard,
566 U.S. 463 (2012).......................................
46
Yamaha Motor Corp. v. Calhoun,
516 U.S. 199 (1996).......................................
4, 21
Yee v. City of Escondido,
503 U.S. 519 (1992).......................................
24, 42
Zivotofsky ex rel. Zivotofsky v. Clinton,
566 U.S. 189 (2012).......................................
43
xvi
TABLE OF AUTHORITIES—Continued
Page
Statutes
5 U.S.C. 1508.....................................................
21
8 U.S.C. 1229.....................................................
27
8 U.S.C. 1252(a)(2)(C).......................................
28
12 U.S.C. 85.......................................................
46
12 U.S.C. 86.......................................................
46
15 U.S.C. 77p.....................................................
29
15 U.S.C. 78aa...................................................
7, 30
15 U.S.C. 78bb(f)(1)(A)......................................
15
18 U.S.C. 3595(c)(1)..........................................
21
18 U.S.C. 3742(a)(1)..........................................
28
25 U.S.C. 3013...................................................
7, 30
28 U.S.C. 1253 ..................................................
21, 22
28 U.S.C. 1257........................................
5, 11, 12, 14
28 U.S.C. 1291........................................
5, 12, 13, 14
28 U.S.C. 1292........................................
11, 21, 22
28 U.S.C. 1331........................................ 39, 41, 44, 46
28 U.S.C. 1332(d)(9)(C).....................................
29
28 U.S.C. 1338(b)..............................................
7, 30
28 U.S.C. 1354...................................................
7, 30
28 U.S.C. 1441.............................................. 32, 33, 39
28 U.S.C. 1442................................................... passim
28 U.S.C. 1443................................................... passim
xvii
TABLE OF AUTHORITIES—Continued
Page
28 U.S.C. 1447................................................... passim
28 U.S.C. 1453(d)(3)..........................................
29
28 U.S.C. 1605...................................................
28, 29
29 U.S.C. 185.....................................................
46
29 U.S.C. 1132(a)..............................................
46
33 U.S.C. 1320...................................................
21
35 U.S.C. 314(b)................................................
25
38 U.S.C. 7104...................................................
21
42 U.S.C. 2297h-8(a)(7)(C)...............................
7, 30
44 U.S.C. 2204(e)..............................................
7, 30
Removal Clarification Act of 2011,
Pub. L. 112-51, § 2(d),
Nov. 9, 2011, 125 Stat. 546...........................
3
Act of March 3, 1887, § 2, 24
Stat. 552 .......................................................
2
Act of May 24, 1949, ch. 139, § 84, 63
Stat. 89, 102 .................................................
2
Constitutional Provisions
U.S. Const., art. VI ...........................................
25, 26
Rules
Federal Rule of Appellate Procedure 38............
Federal Rule of Civil Procedure 11...............
38
28, 38
United States Supreme Court Rule 14.1(a).....
42
United States Supreme Court Rule 24............
42
xviii
TABLE OF AUTHORITIES—Continued
Other Authorities
13D Wright & Miller, Fed. Prac. & Proc. Juris.
§ 3564 (3d ed. 2020)......................................
Page
39
15A Wright & Miller, Fed. Prac. & Proc. Juris.
§ 3911.2 (2d ed.)............................................ 13, 37
T. Hrdlick, Appellate Review of Remand
Orders in Removed Cases: Are They
Losing A Certain Appeal?,
82 Marq. L. Rev. 535 (1999).........................
35
House Judiciary Committee Report,
H.R. Rep. No. 112-17....................................
40
A. Scalia & B. Garner,
Reading Law: The Interpretation of Legal
Texts (2012) ..................................................
14, 34
1
INTRODUCTION
The Fourth Circuit correctly concluded that 28 U.S.C.
1447(d) does not authorize appellate courts to review
every otherwise unreviewable ground for removal
rejected by a district court, just because a defendant
has included a meritless claim for federal-officer or
civil-rights jurisdiction as one ground for removal. This
Court has never declared that appellate review of a
district court order necessarily entails review of all
issues addressed in the order. And it has not hesitated
to limit appellate review to particular issues where
doing so is consistent with the text, context, history,
and purpose of the statute granting such review.
All tools of statutory interpretation point in the same
direction here: Section 1447(d) authorizes review of a
remand order only insofar as it addresses federalofficer and civil-rights removal. This construction gives
due regard to the statute’s textual focus on Sections
1442 and 1443; is consistent with courts’ interpretation
of identical language in Section 1447(c); respects the
federalism-based principle that statutes conferring
federal jurisdiction should be narrowly construed; and
furthers the strong congressional policy against
prolonged litigation on non-merits issues.
Respondent prevails for another, independent
reason: this case was not removed “pursuant to”
Section 1442 or 1443. In this context, “pursuant to”
means “in compliance with,” “in conformance to,” or
“in accordance with,” and therefore a case is removed
“pursuant to” Section 1442 or 1443 only if it satisfies
the removal requirements of either provision. Section
1447(d) is one of many statutes that entwine
jurisdiction and merits. Once an appellate court
determines that a defendant’s claims to federal-officer
or civil-rights jurisdiction lack merit, its inquiry ends.
2
The history of Section 1447(d) in Congress and the
Courts confirms that the scope of appellate review
under its exception clause is limited to Section 1442
and 1443 grounds for removal. Between 1964, when
Congress created the civil-rights exception to the
provision’s appellate bar, and 2011, the nine circuits
to consider this question all held that their review was
limited to the civil-rights removal ground. When
Congress amended Section 1447(d) as part of the
Removal Clarification Act of 2011 to add the federalofficer exception, it ratified five decades of appellate
authority construing the scope of review as limited to
the enumerated removal grounds.
The Court should affirm the judgment below.
STATEMENT
1.
For more than 130 years, Congress has
prohibited nearly all appellate review of district
court remand orders. The Judiciary Act of 1887 made
such orders unreviewable and required their “imme
diate[]” execution upon issuance. Act of March 3,
1887, § 2, 24 Stat. 552, 553; see Ex parte Pennsylvania
Co., 137 U.S. 451, 454 (1890); United States v. Rice,
327 U.S. 742, 752 (1946). In 1949, one year after
codifying Title 28 of the United States Code (which
omitted that longstanding prohibition, apparently
inadvertently), Congress enacted 28 U.S.C. 1447(d):
“An order remanding a case to the State court from
which it was removed is not reviewable on appeal or
otherwise.” Act of May 24, 1949, ch. 139, § 84, 63
Stat. 89, 102.
That statutory bar on appellate jurisdiction
remained absolute until the Civil Rights Act of 1964,
which carved out a narrow exception for remand
orders in cases removed pursuant to Section 1443,
3
the civil-rights removal statute, “to give the federal
reviewing courts a new opportunity to consider the
meaning and scope of [that] removal statute.”
Georgia v. Rachel, 384 U.S. 780, 786–87 & n.7 (1966).
That narrow exception remained unchanged for
more than 50 years. Every circuit to consider the
issue concluded that the exception to Section 1447(d)
authorized review of the civil-rights ground for removal only. In 2011, Congress amended Section
1447(d) again, adding just two words, “1442 or,”
without modifying the language or statutory structure courts had relied upon in construing the scope
of appellate review authorized by Section 1447(d).
See Removal Clarification Act of 2011, Pub. L. 11251, § 2(d), Nov. 9, 2011, 125 Stat. 546.
2. Respondent, the Mayor and City Council of Bal
timore, brought this action in Maryland state court,
alleging exclusively state-law causes of action (in
cluding public and private nuisance and failure to
warn) based on petitioners’ decades-long campaigns
to promote fossil-fuel products while wrongfully
concealing the destructive impacts on public
infrastructure they knew would result from using
those products as directed. J.A. 23, 26–29, 87–131,
155–182. As the Fourth Circuit noted, respondent’s
complaint “seeks to challenge the promotion and sale
of fossil fuel products without warning and abetted by
a sophisticated disinformation campaign.” Pet. App.
21a. Respondent does “not seek to impose liability on
Defendants for their direct emissions of greenhouse
gases [or] to restrain Defendants from engaging in
their business operations.” J.A. 29.
Petitioners removed on eight separate grounds. J.A.
187–242. The district court rejected all eight, Pet.
App. 31a–81a, including petitioners’ “attenuated”
4
theory of federal-officer jurisdiction, id. 70a–71a, and
remanded the case to state court. The Fourth Circuit
affirmed the remand order, concluding that petitioners’
allegations did not support federal-officer removal
jurisdiction and that Section 1447(d) limited its review
to that issue only. Id. 2a, 6a–30a.
SUMMARY OF ARGUMENT
Section 1447(d)’s first clause (the Non-Reviewability
Clause) strips appellate courts of jurisdiction to
entertain appeals from remand orders. Its second
clause (the Exception Clause), enacted in 1964 and
amended in 2011, contains a limited exception for “an
order remanding a case . . . removed pursuant to
section 1442 or 1443 . . . .” The language of the
Exception Clause, by its terms and in the context of
the statute as a whole, limits appellate review to its
expressly enumerated grounds for removal. Between
1964 and 2015, nine circuits unanimously and
correctly construed the provision that way.
I. The text, context, and structure of Section 1447(d)
limit appellate review of removal grounds to those
enumerated in the Exception Clause.
A. Petitioners focus on the word “order” in isolation,
Pet. Br. 12, but courts read statutes as “a whole.”
Samantar v. Yousuf, 560 U.S. 305, 319 (2010). So read,
the Exception Clause makes a remand order reviewable
only insofar as the order addresses Section 1442 and
1443 removal grounds.
Although this Court has construed some statutes as
authorizing plenary review of lower court decisions,
see Yamaha Motor Corp. v. Calhoun, 516 U.S. 199
(1996), it has never said that appellate review of a
lower court ruling necessarily means review of all
issues raised therein. The Court has often interpreted
5
appellate jurisdiction statutes as limiting review to
particular issues in an order, judgment, or decision.
For example, the Court reviews state-court judgments
under 28 U.S.C. 1257 only to the extent they rest on
dispositive questions of federal law. See Murdock v.
City of Memphis, 87 U.S. 590, 607–08, 627, 630–32
(1874); Fuller v. Oregon, 417 U.S. 40, 48 n.9 (1974). It
reviews collateral orders under 28 U.S.C. 1291 only
insofar as they address questions “collateral to, and
separable from the principal issue” in the case. See
Abney v. United States, 431 U.S. 651, 659, 662–63
(1977); Behrens v. Pelletier, 516 U.S. 299, 312–13
(1996). And for more than 60 years, it reviewed certain
“decision[s] or judgment[s]” under the Criminal
Appeals Act, 34 Stat. 1246, only as to certain statutory
challenges expressly described in the Act. See United
States v. Borden Co., 308 U.S. 188, 192–93 (1939);
United States v. Keitel, 211 U.S. 370, 397–99 (1908).
The Exception Clause similarly authorizes review
only of its two enumerated removal grounds. Substantial textual evidence confirms this conclusion.
When Congress carved out exceptions to Section
1447(d)’s blanket prohibition against reviewability,
it tethered review to federal-officer and civil-rights
jurisdiction, which are the “basic focus” of the
Exception Clause. Chadbourne & Parke LLP v.
Troice, 571 U.S. 377, 387 (2014). Under petitioners’
construction, however, a reviewing court need not
even consider Section 1442 or 1443 if another, otherwise unreviewable ground supports removal. See
Pet. Br. 31.
The Exception Clause’s limited scope of review is
also consistent with courts’ interpretation of Section
1447(c), which provides that an “order remanding the
case may require” the removing defendant to pay the
plaintiff’s fees and costs in seeking remand. 28 U.S.C.
6
1447(c). Eleven circuits agree that the fee portion of a
remand order is reviewable, even when the remand
decision is not. See also Martin v. Franklin Capital
Corp., 546 U.S. 132, 141 (2005). Under petitioners’
“entire order” construction, though, an award or denial
of fees would be appealable if and only if Section 1442
or 1443 were among the defendant’s asserted grounds
for removal—an anomalous result.
Structural features of Section 1447(d) also support
reading the Exception Clause as authorizing review
only of its enumerated removal grounds. As an
exception to the general rule of non-reviewability, the
Exception Clause must be construed narrowly to
preserve the primary operation of the NonReviewability Clause. See Comm’r v. Clark, 489 U.S.
726, 739 (1989). A narrow construction also supports
“[o]ur system of ‘cooperative judicial federalism,’ ”
McKesson v. Doe, No. 19-1108, slip op. at 4 (U.S. Nov.
2, 2020), which presumes that state courts are
competent and unbiased and which requires a strict
construction of removal statutes, see Shamrock Oil &
Gas Corp. v. Sheets, 313 U.S. 100, 109 (1941); Idaho v.
Coeur d’Alene Tribe of Idaho, 521 U.S. 261, 275 (1997).
Petitioners’ construction turns these structural
considerations on their head, mandating appellate
review of jurisdictional determinations that Congress
has declared unreviewable since 1887.
B. Respondent should also prevail for an independent reason: Even if petitioners’ interpretation of “order”
as allowing appellate review of all issues in the order
were otherwise correct, Section 1447(d) by its terms
limits appellate jurisdiction to cases removed “pursuant
to section 1442 or 1443.” Where, as here, the defendants’
asserted grounds for removal under Section 1442 or
1443 lack merit, the removal is not “pursuant to” those
grounds, and the appellate court’s jurisdiction ends.
7
The ordinary meaning of “pursuant to” is “in accordance with,” “in conformance to,” or “in compliance with.” The Exception Clause therefore grants
appellate jurisdiction to review a remand order only
in cases that accord, conform, or comply with the requirements of either of the two designated removal
provisions. That common-sense conclusion is supported by this Court’s interpretation of “pursuant to”
and similar language in other statutes and in the
Constitution. See, e.g., SAS Inst., Inc. v. Iancu, 138
S. Ct. 1348, 1355–56 (2018); Alden v. Maine, 527 U.S.
706, 731 (1999); Pereira v. Sessions, 138 S. Ct. 2105,
2117 (2018).
Thus, where a defendant asserts multiple grounds
for removal, the court of appeals must first determine
whether the purported removal under Section 1442
or 1443 was proper. If it was not, the NonReviewability Clause bars review and the court can
go no further. Section 1447(d) is thus consistent
with other jurisdictional statutes that require courts
to address the merits of an issue or claim in
determining their own jurisdiction. See, e.g.,
Bolivarian Republic of Venezuela v. Helmerich &
Payne Int’l Drilling Co., 137 S. Ct. 1312, 1319 (2017);
United States v. Ruiz, 536 U.S. 622, 626–28 (2002).
Had Congress intended to grant appellate jurisdiction
to review remand orders whenever a defendant
merely alleges Section 1442 or 1443 removal grounds,
it could have said so, as it has often done. See, e.g.,
15 U.S.C. 78aa; 42 U.S.C. 2297h-8(a)(7)(C); 28 U.S.C.
1338(b); 28 U.S.C. 1354; 25 U.S.C. 3013; 44 U.S.C.
2204(e).
II. The history of Section 1447(d) confirms that the
Exception Clause limits review to its enumerated
removal grounds. From 1964 until 2015, appellate
8
courts unanimously interpreted Section 1447(d) as
“permitting review of only the grounds for removal
identified in the exception clause.” Cty. of San Mateo
v. Chevron Corp., 960 F.3d 586, 597 (9th Cir. 2020).
When Congress amended Section 1447(d) as part of
the Removal Clarification Act of 2011, it ratified that
settled interpretation by “perpetuating the wording”
of the provision. Texas Dep’t of Hous. & Cmty. Affairs
v. Inclusive Communities Project, Inc., 576 U.S. 519,
536 (2015); see also Lorillard v. Pons, 434 U.S. 575,
580–81 (1978).
III. Limiting appellate review to the two specific
grounds identified by Congress in the Exception
Clause also advances Section 1447(d)’s purposes.
Petitioners’ interpretation of Section 1447(d) would
undermine Congress’s policy of “avoiding prolonged
litigation” of non-dispositive jurisdictional issues.
Powerex Corp. v. Reliant Energy Servs., Inc., 551 U.S.
224, 237 (2007). As this case shows, the burdens of
adjudicating additional remand grounds on appeal
are far from marginal.
Petitioners’ expansive reading of the Exception
Clause would also encourage jurisdictional games
manship. By invoking Section 1442 or 1443, a
defendant could use a meritless assertion of federalofficer or civil-rights jurisdiction to obtain appellate
review, as of right, of every otherwise unreviewable
removal theory rejected by the district court. The
perverse incentives created by petitioners’ con
struction cannot be prevented by the threat of
sanctions, which are rare; by Section 1447(c) feeshifting, which cannot be imposed if any ground for
removal has facial plausibility; or by a non-textual
judicial exception to the Exception Clause for
frivolous or bad-faith assertions of Section 1442 or
9
1443 jurisdiction, which would prove far more
difficult to enforce than the clear standard for
applying the Exception Clause actually included in
the text.
IV. The Court should not consider petitioners’
novel “federal common law” theory of “arising-under”
jurisdiction. The issue is not properly before this
Court. It was not included in the Question Presented
nor seriously argued in the briefs supporting
certiorari. The Fourth Circuit never addressed it—
and could not have addressed it—because petitioners’
Fourth Circuit briefing waived the principal basis for
that argument.
Petitioners’ federal-common-law theory of removal
also fails on its merits. Petitioners mischaracterize
respondent’s complaint and relevant precedent. Their
novel theory would, moreover, require the Court to
create a new body of federal common law and reject
decades of precedent applying the “complete pre
emption” doctrine to complaints pleading state-law
claims.
Petitioners’ request illustrates the danger in their
construction of Section 1447(d): it would create a
loophole allowing defendants to avoid the statute’s
appellate bar by asserting a dubious federal-officer
or civil-rights removal argument when “all they
really want is a hook to allow appeal of some different
subject.” Lu Junhong v. Boeing Co., 792 F.3d 805,
813 (7th Cir. 2015); Bd. of Cty. Comm’rs of Boulder
Cty. v. Suncor Energy (U.S.A.) Inc., 965 F.3d 792,
818–19 (10th Cir. 2020) (“no lawyer would neglect to
find a defensible, if inadequate, way to assert” Section
1442 or 1443 grounds “to avoid the bar . . . for all
other[s]”).
10
ARGUMENT
I. The Text, Context, and Structure of Section
1447(d) Limit Appellate Review of Removal
Grounds to Those Enumerated in the
Exception Clause.
The first clause of Section 1447(d) (the NonReviewability Clause) strips appellate courts of
jurisdiction to entertain appeals from remand orders.
See Things Remembered, Inc. v. Petrarca, 516 U.S.
124, 127–28 (1995); Hertz Corp. v. Friend, 559 U.S. 77,
83 (2010); Powerex Corp., 551 U.S. at 226. The second
clause (the Exception Clause) carves out an exception
to this general rule of non-reviewability, granting
appellate jurisdiction to review a remand order in
“case[s] . . . removed pursuant to section 1442 or 1443.”
28 U.S.C. 1447(d).
Petitioners’ argument founders for at least two
independent reasons. First, the text, context, and
structure of Section 1447(d) make clear that the
Exception Clause authorizes review only of its two
enumerated removal grounds. Second, this case was
not removed “pursuant to” Section 1442 or 1443,
meaning that it does not fall within the Exception
Clause’s jurisdictional grant.
A. The Exception Clause of Section 1447(d)
Authorizes Appellate Review Only to the
Extent Remand Was Denied on an
Enumerated Removal Ground.
Petitioners stake their interpretation on the meaning
of one word, “order,” insisting that appellate review of
an order necessarily entails review of all issues in that
order. The Court has never imposed such a bright-line
rule of construction, however. Instead, as with all
statutory interpretation, “context determines meaning,”
11
Johnson v. United States, 559 U.S. 133, 139 (2010);
statutes are not construed “in little bites,” Kircher v.
Putnam Funds Tr., 547 U.S. 633, 643 (2006). The Court
has thus not hesitated to limit review of a “decision,”
“judgment,” or “decree” where the structure and
context of the statute so requires.1
Here, the Exception Clause—when read as a
whole—authorizes review of a remand order only
insofar as it rejects Section 1442 and 1443 removal
grounds. See Samantar, 560 U.S. at 319 (“[W]e do not
construe statutory phrases in isolation; we read
statutes as a whole.” (cleaned up)).
1. Three statutes refute petitioners’ assertion that if
an “order” is reviewable on appeal, the appellate court
must have authority to review every issue therein.
a. The Court has long construed 28 U.S.C. 1257
as cabining its review of a state-court judgment to a
narrow universe of federal-law rulings incorporated
into the judgment. Section 1257(a) provides that
“[f]inal judgments or decrees rendered by the highest
court of a State in which a decision could be had, may
There is no relevant distinction between those terms and
“order” for purposes of defining the scope of review. See, e.g.,
U.S. Br. 12 (noting that early versions of Section 1447(d) “used
‘order’ and ‘decision’ interchangeably”) (quoting 1887 Act § 2, 24
Stat. 553); see also 28 U.S.C. 1292 (entitled “Interlocutory
decisions,” and authorizing appeal of various interlocutory
“orders”); Swint v. Chambers Cty. Comm’n, 514 U.S. 35, 45–46
(1995) (Section 1292 covers “interlocutory decisions”). Indeed,
“judgments,” “decrees,” and “decisions” are simply categories of
judicial “orders.” Decision, Black’s Law Dictionary (11th ed.
2019) (“esp., a ruling, order, or judgment”); Judgment, id.
(“includes an equitable decree and any order from which an
appeal lies.”); Decree, id. (“a judicial decision,” “[a] court’s final
judgment,” “[a]ny court order”).
1
12
be reviewed by the Supreme Court” in cases that raise
questions of federal law concerning the validity of a
statute or the assertion of federal rights. Under
petitioners’ theory, the Court would have jurisdiction
to review all issues resolved by a state-court judgment.
For nearly 150 years, however, the Court has
reviewed only the federal-law questions specified by
Congress in Section 1257, explaining that this
interpretation represents not only “a fair construction”
of the statutory language, but the best construction in
light of the context, congressional purpose, and
federalism principles underpinning that provision.
Murdock, 87 U.S. at 627, 630–32. The Court in
Murdock noted that if the rule were otherwise, a party
to a state-court proceeding could, “by the aid of a
sagacious lawyer,” present a federal defense that “he
may well know will be decided against him the moment
it is stated,” to obtain review by this Court of statelaw questions raised in the case. Id. at 629. Despite
the unmodified statutory reference to “[f]inal
judgments or decrees,” the Court has long held that
Section 1257 does not authorize it to “decide questions
of state law in cases also raising federal questions.”
Fay v. Noia, 372 U.S. 391, 429 (1963), abrogated on
other grounds by Coleman v. Thompson, 501 U.S. 722
(1991); see also Fuller, 417 U.S. at 48 n.9; Murdock, 87
U.S. at 627–33.
b. The Court’s construction of 28 U.S.C. 1291
similarly limits review to specific issues in a decision
or order. Section 1291 grants appellate courts
“jurisdiction of appeals from all final decisions,”
including collateral orders that are effectively final.
Mohawk Indus., Inc. v. Carpenter, 558 U.S. 100, 106
(2009). Under petitioner’s approach, every issue
adjudicated in a collateral order would be reviewable
13
under Section 1291 if any issue in that order were
reviewable. Yet the Court regularly limits appellate
review to a particular portion of the lower court’s
collateral order. See 15A Wright & Miller, Fed. Prac.
& Proc. Juris. § 3911.2 (2d ed.1996) (“Courts . . . keep[]
close limits on the scope of appeal” of collateral orders).
In Abney, 431 U.S. at 662–63, for example, the Court
held that an order denying a motion to dismiss was
reviewable insofar as it rejected the criminal
defendants’ double-jeopardy challenge, but not insofar
as it disposed of their challenge to the sufficiency of
the indictment. The Court reasoned that “[a]ny other
rule” would encourage defendants to assert “frivolous
double jeopardy claims in order to bring more serious,
but otherwise nonappealable questions” before the
court of appeals. Id. at 663. In Behrens, 516 U.S. at
312–13, the Court restricted appellate jurisdiction
even more narrowly, holding that appellate review
from an order denying qualified immunity extends to
“issue[s] of law relating to qualified immunity,” but
not to “determinations of evidentiary sufficiency at
summary judgment.”
c. The Court’s interpretation of its direct
appellate jurisdiction under the Criminal Appeals Act
likewise confirms a limited scope of review where, as
here, appellate jurisdiction is defined by reference to
specific issues. Before 1907, the government had no
right to appeal any judgment terminating a criminal
prosecution in a defendant’s favor. See Carroll v.
United States, 354 U.S. 394, 399–403 (1957). The
Criminal Appeals Act created, inter alia, a right of
direct appeal in this Court “[f]rom a decision or
judgment” dismissing any portion of an indictment,
“where such decision or judgment is based upon the
invalidity or construction of the statute upon which
14
the indictment is founded.” See Keitel, 211 U.S. at 398
n.† (quoting Act of March 2, 1907, 34 Stat. 1246).
The Court held its review was “strictly limited” to
the statutory challenges specified in the Act, and that
it was “not at liberty to go beyond the question of the
correctness of that construction and consider other
objections to the indictment.” Borden Co., 308 U.S. at
192–93. Even where the lower court dismissed a single
count in an indictment “upon two grounds, one of
which concerned the construction of the statute, the
other of which decided the invalidity of the indictment
upon general principles of criminal law,” the Court
held it could not review the latter, which fell outside
“the classes named in the statute giving a right of
review in this court.” United States v. Stevenson, 215
U.S. 190, 195–96 (1909). The Court retained that
construction until Congress repealed the direct appeal
provision in 1970. See, e.g., United States v. Fabrizio,
385 U.S. 263, 266 (1966).
d. The Exception Clause therefore does not, as
petitioners insist, unambiguously authorize plenary
review of a remand order simply because it says that
“an order . . . shall be reviewable.” Section 1257,
Section 1291, and the Criminal Appeals Act used
similar language to create appellate jurisdiction over
a lower court’s ruling, yet the Court nevertheless
cabined the scope of appellate review to specific issues.
2. Substantial textual evidence reveals that the
Exception Clause, when read as a whole, authorizes
review of its enumerated removal grounds—and those
grounds only. See K Mart Corp. v. Cartier, Inc., 486
U.S. 281, 291 (1988); Harbison v. Bell, 556 U.S. 180,
196 (2009) (Roberts, C.J., concurring) (statutory inter
pretation requires “reading sentences as a whole”); A.
Scalia & B. Garner, Reading Law § 24 (2012).
15
a. The scope of review of an “order” in the
Exception Clause is defined by the participial phrase
“remanding a case . . . removed pursuant to section
1442 or 1443.” 28 U.S.C. 1447(d); see also Nat’l Credit
Union Admin. v. First Nat’l Bank & Trust Co., 522
U.S. 479, 502 (1998) (“[P]articipial phrases can narrow
the relevant universe in an exceedingly effective
manner.”). When Congress carved out exceptions to
Section 1447(d)’s blanket prohibition, it tethered the
scope of appellate review to the federal-officer and
civil-rights removal statutes. See Georgia, 384 U.S. at
786. “Where Congress explicitly enumerates certain
exceptions to a general prohibition, additional
exceptions are not to be implied, in the absence of a
contrary legislative intent.” Andrus v. Glover Constr.
Co., 446 U.S. 608, 616–17 (1980); Hillman v. Maretta,
569 U.S. 483, 496 (2013); United States v. Brockamp,
519 U.S. 347, 352 (1997). Accordingly, the Exception
Clause authorizes review of the enumerated removal
grounds, and no others.
Petitioners’ proposed construction of the Exception
Clause “attributes to Congress a strange design.”
Lawson v. FMR LLC, 571 U.S. 429, 443 (2014).
Sections 1442 and 1443 are the only grounds for
removal identified in the Exception Clause. Yet
petitioners insist that if a defendant’s removal petition
cites one of those provisions, an appellate court may
review all grounds presented for removal, and if it
finds any one of them valid, it need not consider
Section 1442 or 1443 at all. See Pet. Br. 31. That result
is inconsistent with the Exception Clause’s “basic
focus” on federal-officer and civil-rights removal
grounds, the basis for the statutory carve-outs from
Section 1447(d)’s jurisdictional bar. Chadbourne &
Parke, 571 U.S. at 387 (construing 15 U.S.C. 78bb(f)
(1)(A)). By focusing the Exception Clause on Sections
16
1442 and 1443, Congress evidenced a “targeted
purpose” to authorize appellate review of those two
removal grounds only. Milavetz, Gallop & Milavetz,
P.A. v. United States, 559 U.S. 229, 245–46 (2010)
(adopting a “narrow reading” where “no other solution
yields as sensible a result” (cleaned up)); Things
Remembered, 516 U.S. at 136 (Ginsburg, J., concurring)
(“Courts serve the legislature’s purpose best by
reading” clauses like Section 1447(d) “to make sense
and avoid nonsense.”).
b. The structure of Section 1447(d) also supports reading the Exception Clause as authorizing
appellate review of federal-officer and civil-rights
grounds only. See Home Depot U.S.A., Inc. v. Jackson, 139 S. Ct. 1743, 1748 (2019) (statutory language
must be construed “in light of the structure of the
statute and our precedent”). As this Court has repeatedly stated, the primary operation of Section 1447(d)
is to “place[] broad restrictions on the power of federal
appellate courts to review district court orders
remanding removed cases to state court.” Things Remembered, 516 U.S. at 127. That “structural choice[]”
is evidenced by the sweeping language of the NonReviewability Clause, which prohibits review of an
order remanding a case for lack of subject-matter
jurisdiction by appeal, writ, or otherwise. Univ. of
Texas Sw. Med. Ctr. v. Nassar, 570 U.S. 338, 353
(2013) (“Just as Congress’ choice of words is presumed
to be deliberate, so too are its structural choices.”). It
is reinforced by the narrow framing of the Exception
Clause, which references two specific grounds for
removal and thus provides compelling textual evidence that Congress intended not to eviscerate the
longstanding “strong congressional policy against of
remand orders.” Things Remembered, 516 U.S. at 136
(Ginsburg, J., concurring).
17
Petitioners’ interpretation would upend this carefully
calibrated design “through an expansive reading of a
somewhat ambiguous exception.” Comm’r v. Clark, 489
U.S. 726, 739 (1989). Although exceptions—like all
statutory provisions—must be given “a fair reading,”
Food Mktg. Inst. v. Argus Leader Media, 139 S. Ct. 2356,
2366 (2019), “[a]n exception to a ‘general statement of
policy’ is ‘usually read . . . narrowly in order to preserve
the primary operation of the provision,’ ” Maracich v.
Spears, 570 U.S. 48, 60 (2013) (quoting Clark, 489 U.S.
at 739) “Unless commanded by the text,” an exception
“ought not operate to the farthest reach of [its] linguistic
possibilities if that result would contravene the statutory
design.” Maracich, 570 U.S. at 60. Here, textual
indications favor a narrow reading, and no construction
of the Exception Clause could be more expansive than
mandating plenary appellate review of remand orders
whenever a defendant asserts Section 1442 or 1443 as a
basis for removal, regardless of merit.
c. The consistent judicial construction of Section
1447(c) further confirms that Section 1447(d) permits
review of some parts of a remand order, but not others.
Section 1447(c) provides in relevant part: “An order
remanding the case may require payment of just costs
and actual expenses, including attorney fees, incurred
as a result of the removal.” Because Section 1447(d)
must be read “in pari materia with § 1447(c),” Carlsbad
Tech., Inc. v. HIF Bio, Inc., 556 U.S. 635, 638 (2009),
the “order remanding the case” in Section 1447(c)
should have the same meaning as the “order remanding
a case” in Section 1447(d).
Under petitioners’ construction of that language, a
grant or denial of fees or costs under Section 1447(c)
would be reviewable if and only if the underlying
removal order were reviewable under the Exception
18
Clause—that is, if the defendant cited Section 1442 or
1443 as one basis for removal. Otherwise, the fee
determination would be unreviewable because, under
petitioners’ view, it is part of the “order remanding a
case” and thus unreviewable by operation of the NonReviewability Clause.
Yet, every circuit court to consider the issue (all except
the Federal Circuit) has held that Section 1447(d) does
not preclude appellate review of the portion of a remand
order that awards or denies fees or costs, even where
the decision to remand is, itself, unreviewable. See, e.g.,
Knop v. Mackall, 645 F.3d 381, 382 (D.C. Cir. 2011)
(Kavanaugh, J.); Ballard’s Serv. Ctr., Inc. v. Transue,
865 F.2d 447, 448 (1st Cir. 1989); Calabro v. Aniqa
Halal Live Poultry Corp., 650 F.3d 163, 165 (2d Cir.
2011); Roxbury Condo. Ass’n, Inc. v. Anthony S. Cupo
Agency, 316 F.3d 224, 226–27 (3d Cir. 2003); Client Prot.
Fund of Bar of Maryland v. Hollis, 412 F. App’x 597,
597 (4th Cir. 2011) (unpublished); Miranti v. Lee, 3 F.3d
925, 927–28 (5th Cir. 1993); Stallworth v. Greater
Cleveland Reg’l Transit Auth., 105 F.3d 252, 255 (6th
Cir. 1997); Tenner v. Zurek, 168 F.3d 328, 329 (7th Cir.
1999); Robinson v. Pfizer, Inc., 855 F.3d 893, 896 (8th
Cir. 2017); Moore v. Permanente Med. Grp., Inc., 981
F.2d 443, 445 (9th Cir. 1992); Topeka Hous. Auth. v.
Johnson, 404 F.3d 1245, 1248 (10th Cir. 2005); Legg v.
Wyeth, 428 F.3d 1317, 1319–20 (11th Cir. 2005). See
also Martin, 546 U.S. at 134–35, 141 (assuming
jurisdiction to review a district court’s denial of a fee
award under Section 1447(c) where removal was not
premised on Section 1442 or 1443). As these cases
demonstrate, the word “order” in Section 1447 refers to
a district court’s resolution of particular issues—such as
whether to award fees, or whether a case is removable
under Section 1442 or 1443—not to every ruling expressly
or impliedly rendered in a document entitled “order.”
19
d. The federalism concerns underpinning re
moval and remand statutes also favor this commonsense construction of the Exception Clause. It is a
bedrock principle of “[o]ur system of cooperative judicial federalism” that state courts are adequate forums for adjudicating questions of both state and
federal law. McKesson, slip op. at 4; see also Atl.
Richfield Co. v. Christian, 140 S. Ct. 1335, 1351
(2020); Burt v. Titlow, 571 U.S. 12, 19 (2013). To
hold otherwise would “denigrate . . . coequal sovereigns.” Tafflin v. Levitt, 493 U.S. 455, 466 (1990).
Out of respect for the autonomy and authority of
state courts, this Court has long required that
“[s]tatutes conferring federal jurisdiction . . . be
read with sensitivity to ‘federal-state relations,’ ”
Levin v. Commerce Energy, Inc., 560 U.S. 413, 423
(2010), and that removal statutes “be strictly construed,” Syngenta Crop Prot., Inc. v. Henson, 537
U.S. 28, 32 (2002); see also Shamrock, 313 U.S. at
108–09.
Petitioners upend these federalism principles,
questioning the competence of state courts to adjudicate cases remanded by federal district courts and
suggesting that the speculative harms from a potentially mistaken remand ruling justify requiring federal appellate review of every theory of removal. Petitioners even propose that Congress intended the
Exception Clause to protect defendants who are not
federal officers and who are not enforcing civil-rights
laws out of a generalized fear that these types of defendants may “face significant local prejudice.” Pet.
Br. 29. Petitioners’ speculation, however, presume
“the inherent inadequacy of state forums,” contrary
to this Court’s repeated expressions of “confidence” in
state courts’ ability to “uphold federal law.” Coeur
d’Alene, 521 U.S. at 275.
20
3. Petitioners’ remaining arguments fare no better.
a. Petitioners contend that the Non-Reviewability
Clause’s “reference to the ‘order remanding a case’ . . .
is to the entire order,” and that the Exception Clause’s
reference to “order” must be construed the same way.
Pet. Br. 31. This Court has never held, however, that
when the Non-Reviewability Clause governs an
appeal, it bars review of all issues raised in the remand
order. Cf. Part I.A.2.c, supra (award of fees and costs
is reviewable). Indeed, the Court has tied the scope of
the Non-Reviewability Clause to specific reasons for
the remand, holding that Section 1447(d)’s
jurisdictional bar applies only to remand orders that
are “based on a ground specified in § 1447(c).” Carlsbad
Tech., 556 U.S. at 638. Petitioners themselves construe
the word “order” in the Exception Clause as not
including orders that reject frivolous or bad-faith invocations of Section 1442 or 1443 as a basis for remand. See Part III.3.c, infra.2
b. Petitioners contend that if Congress wanted
to limit appellate review under the Exception Clause
Amicus United States suggests that this Court has already
determined that an “order,” as used in the Non-Reviewability
Clause, “ ‘cannot be disaggregated’ into reviewable and unreviewable rulings.” U.S. Amicus Br. 13–14 (quoting Kircher, 547
U.S. at 644 n.13 and Powerex, 551 U.S. at 236). Not so. The
quoted language actually comes from the Court’s application of
City of Waco v. U.S. Fidelity & Guaranty Co., 293 U.S. 140 (1934),
which permits review of certain district court determinations
that precede a remand order “in logic and in fact,” id. at 143.
Kircher and Powerex merely concluded that the order being appealed did not qualify as a Waco order because it was not separate from the remand order. See Kircher, 547 U.S. at 644 n.13;
Powerex Corp., 551 U.S. at 236. Those cases did not hold that
review of a remand order must be coextensive with the four corners of that order.
2
21
to particular issues, it could have done so with greater
clarity. See Pet. Br. 18. But that argument cuts against
petitioners: if Congress wanted to make all issues
raised in an appeal reviewable, it knows how to do so.
See, e.g., 18 U.S.C. 3595(c)(1) (“The court of appeals
shall address all substantive and procedural issues
raised on the appeal of a sentence of death.”); 5 U.S.C.
1508 (“The court shall review the entire record
including questions of fact and questions of law.”); 38
U.S.C. 7104(a) (“All questions in a matter . . . shall be
subject to one review on appeal to the Secretary.”); 33
U.S.C. 1320(f) (“The district court . . . shall consider
and determine de novo all relevant issues.”). The best
interpretation of what Congress wrote in Section
1447(d) is that the Exception Clause authorizes review
only of its enumerated removal grounds. See Caraco
Pharm. Labs., Ltd. v. Novo Nordisk A/S, 566 U.S. 399,
416 (2012) (“[T]he mere possibility of clearer phrasing
cannot defeat the most natural reading of a statute.”).
c. Finally, petitioners cite several decisions by
this Court that construed 28 U.S.C. 1292 and 1253 as
authorizing plenary appellate review—most notably,
Yamaha’s construction of Section 1292(b). See Pet. Br.
21–23. None of these cases, however, set forth a
universal rule governing the scope of appellate review.
See Pet. App. 9a (Yamaha did not “purport to establish
a general rule governing the scope of review for every
statute” that uses the word “order.”); Boulder, 965
F.3d at 807 (same); Rhode Island v. Shell Oil Prods.
Co, LLC, 979 F.3d 50, 58 (1st Cir. 2020) (same); San
Mateo, 960 F.3d at 596–97 (same). They illustrate that
some grants of appellate jurisdiction provide for
plenary review—not that all do so.
Context, moreover, distinguishes these statutes
from Section 1447(d). Section 1292(b), for example,
22
provides a discretionary right of appeal from an
interlocutory order that “involves a controlling question
of law as to which there is a substantial ground for
difference of opinion.” 28 U.S.C. 1292(b). By using the
word “involves,” Congress signaled that a Section
1292(b) “order” is broader than the “controlling
question of law,” meaning that appellate review of the
“order” may entail review of issues other than the
certified question. Section 1447(d), by contrast, does
not contain similar language indicating that review of
remand orders extends beyond the two enumerated
removal grounds in the Exception Clause.
Section 1292(b) also vests the district and circuit
courts with discretion to disallow the appeal; the district
court must “be of the opinion” that review is appropriate,
and the court of appeals “may thereupon, in its discretion,
permit an appeal . . . .” Section 1447(d) has no discretionary
component, and petitioners’ construction would thus not
only allow, but mandate plenary review whenever
removal is alleged under Section 1442 or 1443.
Moreover, Sections 1292 and 1253 authorize review
of interlocutory decisions, whereas remand orders
function as final decisions that result in “the district
court disassociat[ing] itself from the case entirely.”
Quackenbush v. Allstate Ins. Co., 517 U.S. 706, 713–14
(1996). When the Court construed Sections 1292 and
1253 to authorize plenary review of issues not
enumerated in the statutes themselves, it simply
permitted review of issues that would eventually be
reviewable on appeal from final judgment—a sensible
construction that avoids piecemeal appellate review
and accelerates a final determination on the merits.
If, however, the Court read Section 1447(d) to authorize
plenary review of removal grounds not identified in
the Exception Clause, it would permit review of issues
23
that are generally unreviewable—a construction that
risks expanding the “limited jurisdiction” of federal
courts “by judicial decree.” Kokkonen v. Guardian Life
Ins. Co. of Am., 511 U.S. 375, 377 (1994).
Thus, reading the Exception Clause to authorize
review of its enumerated removal grounds (and no
others) is not only supported by the language, context,
and structure of Section 1447(d). It is entirely
consistent with this Court’s precedent.
B. This Case Was Not Removed “Pursuant
to” Section 1442 or 1443.
Respondent should also prevail for an independent
reason: Even if petitioners’ interpretation of “order” as
allowing appellate review of all issues in the order were
otherwise correct, Section 1447(d) by its terms limits
appellate jurisdiction to cases removed “pursuant to
section 1442 or 1443.” Where, as here, the defendants’
asserted grounds for removal under Section 1442 or
1443 lack merit, the removal is not “pursuant to” those
grounds, and the appellate court’s jurisdiction ends.
Petitioners gloss over this precondition for obtaining
appellate jurisdiction under the Exception Clause,
asserting that any case in which a defendant merely
cites an enumerated ground in its removal petition
qualifies. Pet. Br. 12. That interpretation, however,
conflicts with the plain meaning of “pursuant to,” which
carves out a narrow exception from Section 1447(d)’s
jurisdictional bar for cases removed “in compliance
with,” “in accordance with,” and “in conformance to”
the requirements set forth in Section 1442 or 1443.3
Respondent has never conceded that a case has been removed “pursuant to” Section 1442 or 1443 any time a “notice of
removal asserts that the case is removable” on one of those
grounds. Pet. Br. 12; see also U.S. Amicus Br. 10; Br. of State
3
24
1. By its terms, the Exception Clause grants appellate jurisdiction only in cases “removed pursuant to
section 1442 or 1443.” 28 U.S.C. 1447(d). Any other
case is covered by the Non-Reviewability Clause and
is therefore “not reviewable.” Id. Thus, before an
appellate court can invoke the Exception Clause as a
jurisdictional basis for reviewing the remand order, it
must first determine whether removal was in fact
accomplished “pursuant to” either of the two
enumerated provisions.
2. Congress did not define “pursuant to” in the
removal statutes, but the term ordinarily means “ ‘in
accordance with’ or ‘in conformance to.’ ” SAS Inst.,
138 S. Ct. at 1355–56 (brackets omitted). When
Congress added the civil-rights exception to Section
1447(d) in 1964, contemporary dictionaries defined
the term to mean: “in conformance to,” Webster’s
Seventh New Collegiate Dictionary 694 (1963); “in
accordance with,” American Heritage Dictionary 1062
(1969); and “in accordance,” Black’s Law Dictionary
1401 (4th ed. 1951). The same was true when Congress
passed the 2011 Removal Clarification Act, with
Black’s Law Dictionary listing the first two definitions
of “pursuant to” as “[i]n compliance with” and “in
accordance with.” Black’s Law Dictionary 1431 (10th
ed. 2014); see also Pursuant, Oxford Dictionary of
English Online (3d ed. 2010) (“in accordance with”).
Amici for Pet. 5, 9–10. Respondent argued to the contrary in the
court below. See Fourth Cir. Tr., 22:11–16 (Dec. 11, 2019)
(“1447(d) refers to an order ‘pursuant to’ the two enumerated
sections. So it’s limited to those grounds.”) Even if respondent
had not raised this argument below, it would be free to do so
here: it falls within the Question Presented, see Pet. I, and parties—especially respondents—“are not limited to the precise arguments they made below.” Yee v. City of Escondido, 503 U.S.
519, 534 (1992).
25
The Court likewise uses this definition when construing
statutory and constitutional provisions. See SAS Inst.,
138 S. Ct. at 1356 (35 U.S.C. 314); Alden, 527 U.S. at 731
(U.S. Const., art. VI). So do lower courts. See, e.g., Patel
v. Attorney Gen., 599 F.3d 295, 298 (3d Cir. 2010); Price
v. Medicaid Dir., 838 F.3d 739, 749 (6th Cir. 2016);
United States v. Lee, 659 F.3d 619, 622 (7th Cir. 2011);
United States v. DeCay, 620 F.3d 534, 544 (5th Cir.
2010); United States v. Copeland, 381 F.3d 1101, 1107
(11th Cir. 2004); All. Envtl., Inc. v. Harrison W. Constr.
Corp., 94 F.3d 644 (Table) (6th Cir. 1996) (unpublished).
3. Given its ordinary meaning at the time of
enactment, the phrase “a case . . . removed pursuant to
section 1442 or 1443” means a case that in fact accords,
conforms, or complies with the requirements set forth in
one of those removal statutes. The Court’s interpretation
of the same or indistinguishable terms in three legal
provisions supports this plain-meaning construction.
a. In SAS Institute, the Court considered 35
U.S.C. 314(b), which requires the Director of the Patent
Office to “decide ‘whether to institute an inter partes
review [of patent claims] . . . pursuant to a petition.’ ”
138 S. Ct. at 1355–56. “[B]y using the term ‘pursuant
to,’ ” the Court explained, Congress limited the scope of
an inter partes review of a petitioner’s patent claims
by requiring it to “proceed[] ‘in accordance with’ or ‘in
conformance to’ the petition” filed. Id. (quoting Oxford
English Dictionary (3d ed., Mar. 2016)). That meant
the Director had no “license to depart from the petition
and institute a different inter partes review of his own
design.” Id. at 1356. The Court thus read the phrase
“pursuant to a petition” as requiring inter partes
review to conform to a petition’s substantive contents,
not as authorizing a freewheeling inquiry by the
Director any time a petition is filed.
26
b. In Alden, 527 U.S. 731–32, the Court reached
a similar conclusion construing the Supremacy Clause,
which declares that “the Laws of the United States . . .
made in Pursuance [of the Constitution] . . . shall be
the supreme Law of the Land,” U.S. Const., art. VI,
cl. 2 (emphasis added). The Court read “in pursuance
of” to mean “consistent with” or “accord[ing] with.”
Alden, 527 U.S. at 731–32 (observing that its construction was made “evident from [the] text”); see also
Printz v. United States, 521 U.S. 898, 924–25 (1997)
(laws made “in Pursuance of the Constitution” must
“accord with the Constitution” (cleaned up)). For purposes of the Supremacy Clause, then, a federal statute
qualifies as “the supreme Law of the Land” only if it
conforms to, and does not violate, the Constitution’s
restrictions on Congress’s lawmaking authority—i.e.,
the statute must be a valid exercise of Congress’s enumerated powers and not transgress any constitutional
prohibitions. See, e.g., Alden, 527 U.S. at 731–32;
Printz, 521 U.S. at 925–26; Gregory v. Ashcroft, 501
U.S. 452, 460 (1991) (under the Supremacy Clause,
“Congress may impose its will on the States,” “[a]s
long as it is acting within the powers granted it under
the Constitution”); Reid v. Covert, 354 U.S. 1, 16 (1957)
(plurality) (Supremacy Clause requires treaties to
“comply with the provisions of the Constitution”);
Collins v. Virginia, 138 S. Ct. 1663, 1679 (2018)
(Thomas, J., concurring); Gordon v. United States, 117
U.S. 697, 705 (1864).
c. Construing Congress’s use of the word “under”
to mean “ ‘in accordance with’ or ‘according to,’ ” the
Court made clear in Pereira, 138 S. Ct. at 2117, that an
action taken “ ‘in accordance with’ or ‘according to’ ” a
particular statute ordinarily refers to an action that
complies with the statute’s requirements. Pereira
concerned “the so-called ‘stop-time rule’ ” in 8 U.S.C.
27
1229b(d)(1)(A), which provides that a noncitizen’s period
of continuous presence in the United States ends when
the government serves the noncitizen with “ ‘a notice to
appear under section 1229.’ ” Id. at 2109. Section 1229(a),
in turn, requires the government to serve a noncitizen
subject to removal proceedings with a “notice to appear”
that specifies, among other things, “[t]he time and place
at which the proceedings will be held.” 8 U.S.C. 1229(a).
Reading the statutes together, the Court in Pereira
concluded that the government could not “trigger the
stop-time rule” by serving “a noncitizen with a document
that is labeled ‘notice to appear,’ but . . . [that] fails to
specify either the time or place of the removal
proceedings.” 138 S. Ct. at 2110. Instead, the government
must serve “a ‘notice to appear’ ‘[i]n accordance with’ or
‘according to’ the substantive time-and-place
requirements set forth in § 1229(a).” Id. at 2117. That
meant, the Court explained, that “[a] putative notice to
appear” only qualifies as “a notice to appear under
section 1229(a)” if it actually satisfies Section 1229(a)’s
time-and-place requirements. Id. at 2113–14.
d. The Court’s analysis in those cases applies
with equal force here. To invoke the Exception Clause,
a defendant must do more than merely assert Section
1442 or 1443 removal grounds; it must show that the
removal in fact satisfies the “substantive [removal]
requirements set forth in § [1442 or 1443].” Id. at 2117.
Accordingly, if the court of appeals concludes that a
case satisfies the removal requirements in Section
1442 or 1443, then it has jurisdiction under the
Exception Clause and can reverse the remand order.
If, however, the appellate court concludes that the case
is not removable under Section 1442 or 1443, then the
court may not address any other grounds for removal
because the case was not removed “pursuant to”
Section 1442 or 1443.
28
4. This plain-meaning interpretation of “pursuant
to” also accords with how Congress used that term
elsewhere in the removal statutes. For example, Section
1446(a) states that “defendants desiring to remove any
civil action from a State court shall file . . . a notice of
removal signed pursuant to Rule 11 of the Federal
Rules of Civil Procedure.” There, “pursuant to” Rule 11
can only mean “in compliance with” the signature
requirements of Rule 11(a) and the good-faith
requirements of Rule 11(b). See, e.g., Mayo v. Bd. of
Educ. of Prince George’s Cty., 713 F.3d 735, 742 (4th
Cir. 2013); Harper v. AutoAlliance Int’l, Inc., 392 F.3d
195, 201–02 (6th Cir. 2004); RES-GA Cobblestone, LLC
v. Blake Const. & Dev., LLC, 718 F.3d 1308, 1311 n.1
(11th Cir. 2013); Proctor v. Vishay Intertechnology Inc.,
584 F.3d 1208, 1225 (9th Cir. 2009). Because “identical
words used in different parts of the same statute are
generally presumed to have the same meaning,” IBP,
Inc. v. Alvarez, 546 U.S. 21, 34 (2005), Congress
presumably used “pursuant to” in Section 1447(d) to
mean “in compliance with” the requirements set forth
in the civil-rights and federal-officer removal statutes.
5. It is not uncommon for jurisdictional statutes to
require courts to address the merits of an issue or
claim in determining their own jurisdiction, as the
Exception Clause does here. See, e.g., Bolivarian
Republic of Venezuela, 137 S. Ct. at 1319 (to determine
whether 28 U.S.C. 1605 grants jurisdiction, courts
must first decide whether property was “taken in
violation of international law”); Ruiz, 536 U.S. at
626–28 (to determine whether 18 U.S.C. 3742(a)(1)
authorized criminal defendant’s appeal, appellate
court must evaluate merits of constitutional claim);
Leocal v. Ashcroft, 543 U.S. 1, 3–4, 5 n.3 (2004) (to
determine whether 8 U.S.C. 1252(a)(2)(C) precluded
review of a final order of removal, appellate court
29
had to decide whether petitioner was removable by
reason of having committed certain criminal
offenses); Kircher, 547 U.S. at 643–44 (to determine
whether 15 U.S.C. 77p(c) authorized removal
jurisdiction, district court had to determine whether
15 U.S.C. 77p(b) precluded the action from being
maintained in any state or federal court); Greenwich
Fin. Servs. Distressed Mortg. Fund 3 LLC v.
Countrywide Fin. Corp., 603 F.3d 23, 27–28 (2d Cir.
2010) (to determine whether 28 U.S.C. 1453(d)(3)
precluded appellate review of remand order, appellate
court had to decide whether district court properly
remanded the case for lack of jurisdiction under 28
U.S.C. 1332(d)(9)(C)).
When a statute intertwines “merits and jurisdiction”
federal courts can and must decide the merits to
assure themselves of jurisdiction. Bolivarian
Republic, 137 S. Ct. at 1319. This point is illustrated
by 28 U.S.C. 1605(a)(3), which carves out an exception
to foreign sovereign immunity and “grants jurisdiction
only where there is a valid claim that ‘property’ has
been ‘taken in violation of international law.’ ” Id. at
1318 (emphasis added). Under that provision, a
“nonfrivolous argument” that the requisite taking
has occurred—or even a “good argument” to that
effect—is “insufficient to confer jurisdiction.” Id. at
1316, 1324. Instead, the plaintiff must “show (not just
arguably show) a taking of property in violation of
international law.” Id. at 1324. The courts, for their
part, must “answer th[is] jurisdictional question,”
even if doing so “inevitably decide[s] some, or all, of
the merits issues” in the case. Id. at 1319.
Similarly here, the plain text of Section 1447(d)
requires an appellate court to decide the merits of
any asserted Section 1442 and 1443 basis for removal
30
to determine its jurisdiction. Had Congress intended
to authorize jurisdiction based on mere allegations of
legal authority, it could have said so, as it has often
done. See, e.g., 15 U.S.C. 78aa(b); 42 U.S.C. 2297h-8(a)
(7)(C); 28 U.S.C. 1338(b); 28 U.S.C. 1354; 25 U.S.C.
3013; 44 U.S.C. 2204(e). That Congress chose not to
use “allegation” language in the Exception Clause
underscores its intent to limit appellate jurisdiction
to valid assertions of Section 1442 or 1443 as a basis
for removal. See City of Milwaukee v. Illinois &
Michigan, 451 U.S. 304, 329 n.22 (1981) (“We prefer
to read the statute as written.”).
6. Petitioners invoke two definitions of “pursuant
to,” neither of which helps them. First, they
acknowledge that “pursuant to” generally means “in
accordance with.” Pet. Br. 19. As explained above,
applying that definition of “pursuant to” means that
the Exception Clause extends appellate jurisdiction
only to cases that satisfy the requirements in Section
1442 or 1443. See Part I.B.2, supra; see also Accordance,
Oxford Dictionary of English Online (3d ed. 2010) (“in
accordance with” means “in a manner conforming
with”). Second, Petitioners cite a secondary definition
of “pursuant to” as meaning “by reason of.” Pet. Br. 19.
But just because a definition may be “acceptable” does
not make it the “ordinary” or “most common meaning”
of a term, much less the proper statutory meaning.
Taniguchi v. Kan Pac. Saipan, Ltd., 566 U.S. 560, 568
(2012). Here, “by reason of” is not the most common
definition of “pursuant to,” as a review of the parties’
cited dictionaries reveals. See Part I.B.2, supra; Pet.
Br. 19. It is not the definition that Congress relied on
when it used “pursuant to” in Section 1446(a). See
Part I.B.4.a, supra. And it is not the definition that
this Court has used when interpreting “pursuant to”
in other statutory and constitutional provisions. See
31
Part I.B.3, supra. Petitioners fail to identify a single
instance in which the Court has construed “pursuant
to” to mean “by reason of” in a statute.
In short, this Court should read “pursuant to” to
mean “in accordance with,” “in conformance to,” or “in
compliance with.” Guided by that ordinary-meaning
interpretation, it should conclude that the court of
appeals’ jurisdiction ended once it held that petitioners
did not satisfy the removal requirements of Section
1442 or 1443. That construction of the Exception
Clause “makes word-by-word linguistic sense.”
Kirtsaeng v. John Wiley & Sons, Inc., 568 U.S. 519,
530 (2013). It fits the statutory context. It avoids the
anomalous results that, as discussed above, follow
from reading the Exception Clause to swallow the
Non-Reviewability Clause. See Part I.A.2, supra. And
it accords with the purpose of Section 1447(d), as
shown below.
II. In 2011, Congress Ratified Five Decades of
Unanimous Judicial Authority That
Construed the Exception Clause as
Authorizing Review Only of Its
Enumerated Removal Grounds.
When Congress enacted the Removal Clarification
Act of 2011 and added two words (“1442 or”) to the
Exception Clause, it ratified the circuit courts’ uniform
construction of that clause as limiting the scope of
appellate review to the grounds for removal expressly
identified in Section 1447(d).
1. This Court generally assumes that “Congress is
. . . aware of an administrative or judicial interpretation
of a statute.” Lorillard v. Pons, 434 U.S. at 580. Thus,
“[i]f a [statutory] word or phrase has been given a
uniform interpretation by inferior courts, a later version
32
of that act perpetuating the wording is presumed to
carry forward that interpretation.” Texas Dep’t, 576
U.S. 536 (cleaned up). Contrary to petitioners’
insistence, see Pet. Br. 34–35, this canon is not limited
to the enactment of new statutes or the wholesale
reenactment of old ones. It applies with full force where,
as here, Congress has amended a statutory provision
without changing the language at issue. See, e.g., Texas
Dep’t, at 536; Forest Grove Sch. Dist. v. T.A., 557 U.S.
230, 243 n.11 (2009); Microsoft Corp. v. i4i Ltd. P’ship,
564 U.S. 91, 113–14 (2011).
By the time Congress amended Section 1447(d) in
the Removal Clarification Act, five decades of unbroken
appellate court holdings had settled the meaning of
the Exception Clause. Between 1964 and 2011, nine
circuits concluded that by its terms, and in the context
of Section 1447(d) as a whole, the Exception Clause
limited the scope of review to the civil-rights removal
statute. See, e.g., Appalachian Volunteers, Inc. v.
Clark, 432 F.2d 530, 533–34 (6th Cir. 1970) (declining
to review non-designated removal grounds “[b]ecause
of the limited scope of appellate review of remand
orders authorized” by Section 1447); Pennsylvania ex
rel. Gittman v. Gittman, 451 F.2d 155, 156–57 (3d Cir.
1971) (reviewing appeal of Section 1443 removal
grounds while holding “a decision on removal under
§ 1441 is not appealable”); Noel v. McCain, 538 F.2d
633, 635 (4th Cir. 1976) (“Jurisdiction to review
remand of a § 1441(a) removal is not supplied by also
seeking removal under § 1443(1).”); Robertson v. Ball,
534 F.2d 63, 65 (5th Cir. 1976) (“appeal must be
dismissed” as to Section 1441 but “[t]he removal
effected under § 1443 stands in a different posture”);
Detroit Police Lieutenants & Sergeants Ass’n v. City of
Detroit, 597 F.2d 566, 567–68 (6th Cir. 1979) (Section
1441 grounds not reviewable, but “Section 1447(d)
33
expressly permits review of a remand order where the
removal is based upon Section 1443”); State Farm
Mut. Auto. Ins. Co. v. Baasch, 644 F.2d 94, 96–97 (2d
Cir. 1981) (dismissing appeal “for want of appellate
jurisdiction” as to Section 1441 but reviewing Section
1443 grounds because Section 1447(d) “expressly
mak[es] such orders reviewable”); Sanchez v. Onuska,
2 F.3d 1160 (Table), 1993 WL 307897 (10th Cir. 1993)
(unpublished) (same); Thornton v. Holloway, 70 F.3d
522, 524 (8th Cir. 1995) (same); Davis v. Glanton, 107
F.3d 1044, 1047 (3d Cir. 1997) (same); Alabama v.
Conley, 245 F.3d 1292, 1293 (11th Cir. 2001) (same);
Patel v. Del Taco, Inc., 446 F.3d 996, 998 (9th Cir.
2006) (same); see also Opp. Cert. 11–14 (collecting
cases). Not one court during those 47 years deviated
from this common-sense construction.
Against the backdrop of nine circuit courts’
consistent construction, Congress’s decision in 2011 to
amend the Exception Clause by adding a reference to
federal-officer jurisdiction, “while still adhering to the
operative language” and structure of Section 1447(d),
provides “convincing support for the conclusion that
Congress accepted and ratified the unanimous
holdings of the Courts of Appeals.” Texas Dep’t, 576
U.S. at 536. The amendment reaffirms Congress’s
intent to limit appellate review only to those grounds
specifically designated in the Exception Clause.
2. Petitioners contend that the meaning of Section
1447(d) was not “settled” in 2011 because courts had
“interpreted the term ‘order’ in other statutes” to
authorize review of an entire order. Pet. Br. 34
(emphasis added). As this Court has recently
reconfirmed, however, “the ratification canon . . . derives
from the notion that Congress is aware of a definitive
judicial interpretation of a statute when it reenacts the
34
same statute using the same language.” Food Mktg.
Inst., 139 S.Ct. at 2365. Judicial interpretations of
other statutes cannot unsettle the longstanding,
unanimous construction of Section 1447(d).
Petitioners also suggest that Congress could not
have intended to ratify the circuit courts’ uniform
construction of the Exception Clause because the
courts’ decisions were, in petitioners’ view, too
“conclusory.” Pet. Br. 34. But the fact that nine circuits
across five decades uniformly found the meaning of the
statute obvious does not detract from their conclusion.
In any event, this Court has never suggested that
ratification turns on the length of judicial opinions;
instead, it turns on whether “the uniformity” of “judicial
interpretations” has sufficiently “settled the meaning”
of the disputed statutory language. Bragdon v. Abbott,
524 U.S. 624, 645 (1998); see also Lamar, Archer &
Cofrin, LLP v. Appling, 138 S. Ct. 1752, 1762 (2018);
Lorillard, 434 U.S. at 580; Scalia & Garner, § 54 (“The
criterion ought to be whether the uniform weight of
authority is significant enough that the bar can
justifiably regard the point as settled law.”). Here, the
meaning of the Exception Clause was settled when
Congress amended Section 1447(d).
Petitioners’ argument that congressional inaction is
insufficient to ratify judicial construction of a statute,
Pet. Br. 34–35, is inapposite. Congress affirmatively
amended Section 1447(d) to add a second exception to
non-reviewability, while leaving the operative
language (“except that an order remanding a case . . .
removed pursuant to”) intact. By 2011, that language
had been consistently construed by every circuit court
that examined it. Had Congress intended to impose a
different construction, it would have given some
indication. “Quite obviously, reenacting precisely the
35
same language would be a strange way to make a
change.” Pierce v. Underwood, 487 U.S. 552, 567
(1988); cf. Helsinn Healthcare S.A. v. Teva Pharm.
USA, Inc., 139 S. Ct. 628, 633–34 (2019).
III. Limiting Review under the Exception
Clause to Section 1442 and 1443 Removal
Grounds Best Advances the Purposes of
Section 1447(d).
Section 1447(d) read as a whole reflects Congress’s
strong “interest in avoiding prolonged litigation on
threshold nonmerits questions” of removability.
Powerex, 551 U.S. at 237. Congress’s longstanding
prohibition of most appellate review of remand orders
“reduce[s] the high cost of litigation.” Osborn v. Haley,
549 U.S. 225, 268 (2007) (Scalia, J., dissenting)
(Section 1447(d) is “an all-too-rare effort to reduce the
high cost of litigation”). It decreases docket congestion
in the federal appellate courts. See Pet. Br. 30 (citing
evidence that Congress enacted Section 1447(d) to
reduce judicial “backlog”); Thomas R. Hrdlick,
Appellate Review of Remand Orders in Removed Cases:
Are They Losing A Certain Appeal?, 82 Marq. L. Rev.
535, 542 (1999) (same); cf. Martin, 546 U.S. at 140
(Section 1447(c)’s fees provision reflects Congress’s
concern that unjustified removal “delays resolution of
the case, imposes additional costs on both parties, and
wastes judicial resources”). And it furthers important
principles of federalism. The Fourth Circuit’s
construction of Section 1447(d) advances each of these
important goals. Petitioners’ does not.
1. Petitioners’ proposed construction of the Excep
tion Clause would require litigants to devote consid
erable time and resources to briefing multi-issue
remand appeals and would force appellate courts to
expend “scarce federal judicial resources” adju
36
dicating those appeals. McCleskey v. Zant, 499 U.S.
467, 491 (1991). Petitioners assert that those
additional burdens will be “marginal (at most).” Pet.
Br. 30. The facts and history of this case demonstrate
otherwise.
Petitioners advanced eight separate grounds for
removal jurisdiction in the district court, including
not only federal-officer jurisdiction and a novel theory
of arising-under jurisdiction based on federal common
law, but also theories based on admiralty jurisdiction,
bankruptcy jurisdiction, federal enclave jurisdiction,
the Outer Continental Shelf Lands Act, and others.
J.A. 203–41. The parties devoted 180 pages to briefing
those grounds for remand in the district court
(petitioners’ brief dedicated six pages to federal-officer
removal), based on petitioners’ 49-page Notice of
Removal, four supporting declarations, and 43
exhibits, comprising 1,103 pages of materials. The
district court required 46 pages to analyze and reject
each of petitioners’ “proverbial ‘laundry list’ of
grounds for removal.” See Pet. App. 34a–35a. It
disposed of federal-officer removal in under four. Id.
at 68a–72a. Construing the Exception Clause to give
disappointed defendants the statutory right to
appellate review of every argument for removal
rejected by the district court, simply because one
asserted ground was federal-officer or civil-rights
jurisdiction, would impose substantial burdens on
the appellate courts and necessarily result in
considerable delays. See, e.g., Davila v. Davis, 137 S.
Ct. 2058, 2069 (2017) (recognizing that the burdens of
litigation are often a function of the number and
complexity of appellate issues).
2. Petitioners’ expansive construction, if accepted,
would also increase the number of appeals taken from
37
remand orders by encouraging defendants to add
federal-officer or civil-rights grounds to their removal
notices to secure an otherwise-unavailable pathway to
appeal, as petitioners have done.
This Court has always assessed with clear eyes the
risks of jurisdictional “gamesmanship.” Hertz, 559
U.S. at 94; Abney, 431 U.S. at 663 (noting risk that
alternate construction of jurisdictional statute “would
encourage criminal defendants to seek review of, or
assert, frivolous double jeopardy claims in order to
bring more serious, but otherwise non-appealable
questions to the attention of the courts of appeals
prior to conviction and sentence”); Swint, 514 U.S. at
49–50; Murdock, 87 U.S. at 629. The Seventh Circuit
acknowledged this very risk in Lu Junhong, conceding
that under its construction of Section 1447(d), “[s]ome
litigants may cite § 1442 or § 1443 in a notice removal
when all they really want is a hook to allow appeal of
some different subject,” 792 F.3d at 813—precisely
what happened here. See Boulder, 965 F.3d at 818–19
(“no lawyer would neglect to find a defensible, if
inadequate, way to assert” 1442 or 1443 grounds “to
avoid the bar . . . for all other[s]”); 15A Wright & Miller,
Fed. Prac. & Proc. Juris. § 3911.2 (2d ed. 1996) (noting
in the context of the collateral order doctrine, “[t]his
fear has genuine substance.”)
3. Petitioners offer several suggestions for how appellate courts could ameliorate the burdens that would
result from adopting petitioners’ construction of the
Exception Clause. None have practical utility, however, and there is no evidence Congress gave them
any weight either in 1964 or 2011.
a. Petitioners suggest that appellate courts could
avoid difficult questions of federal-officer or civil-rights
removal jurisdiction simply by “resolving the appeal
38
based on an alternative ground for removal that is more
clearly meritorious.” Pet. Br. 31. But under petitioners’
construction, which directs courts to review the precise
issues Congress has prohibited them from reviewing,
appellate courts would still have to analyze each issue
to evaluate which is most “clearly meritorious”; and if
none of those issues were sufficiently meritorious to
require reversal, the appellate court would have to
address every ground advanced by the defendants
before affirming the district court.
b. Next, petitioners assert that the fee-shifting
authority provided by 28 U.S.C. 1447(c), the goodfaith obligations imposed by Federal Rule of Civil
Procedure 11, and the courts’ “inherent authority to
sanction” bad faith litigation conduct would dissuade
defendants from using Section 1442 or 1443 as a
jurisdictional hook to gain appellate review of more
meritorious removal grounds. Pet. Br. 35.
None of these provisions would have significant
deterrent effect. A defendant that makes a frivolous
Section 1442 or 1443 argument can avoid an award
of Section 1447(c) fees merely by asserting another
removal ground that is “objectively reasonable.”
Martin, 546 U.S. at 141. As for sanctions under Rule
11 or its appellate counterpart, courts “rarely” impose
them. In re Green Hills Dev. Co., L.L.C., 741 F.3d
651, 660 (5th Cir. 2014); see also Ario v. Underwriting
Members of Syndicate 53, 618 F.3d 277, 297 (3d Cir.
2010). The standard for such sanctions is extremely
demanding, and in practice, courts reserve sanctions
for the most “extreme cases.” Crawford-El v. Britton,
523 U.S. 574, 600 (1998); see also Cooter & Gell v.
Hartmarx Corp., 496 U.S. 384, 393 (1990) (“Rule 11
. . . deter[s] baseless filings”); Fed. R. App. P. 38. Rule
11, moreover, requires a 21-day safe-harbor period
39
before a plaintiff may move for sanctions, further
exacerbating the pre-remand delay that Congress
sought to minimize. See Fed. R. Civ. Proc. 11(c)(2).
c. Petitioners suggest that appellate courts could
dismiss appeals for lack of jurisdiction where an
asserted federal-officer or civil-rights ground for
removal is “wholly insubstantial and frivolous.” Pet.
Br. 36. That “nonfrivolous-argument standard” does
not derive from the text of Section 1447(d), however.
Instead, it would be a judge-made standard similar to
that applied to some jurisdictional statutes, most
notably the federal-question jurisdiction statute, 28
U.S.C. 1331. See Rosado v. Wyman, 397 U.S. 397, 404
(1970); Bell v. Hood, 327 U.S. 678, 682–83 (1946). There
is no need to create such a difficult to police, implied
restriction on the scope of the Exception Clause, because
the statutory language already limits appellate review
to cases where removal was in fact “pursuant to”
Sections 1442 or 1443. See 13D Wright & Miller, Fed.
Prac. & Proc. § 3564 (3d ed. 2020) (collecting critiques
of the nonfrivolous-argument standard).
4. Petitioners speculate that Congress meant the
Exception Clause to authorize plenary appellate
review because any case in which a defendant asserts
a federal-officer or civil-rights ground for removal,
even erroneously, “may implicate vital federal
interests” for some other reason. Pet. Br. 28. That
cannot be right. Many categories of removable cases
“implicate” federal concerns, for example because
they involve foreign sovereign defendants, 28 U.S.C.
1441(d), or necessarily raise a substantial and
disputed question of federal law, Grable & Sons Metal
Prods., Inc. v. Darue Eng’g & Mfg., 545 U.S. 308, 312
(2005). But for more than 130 years, the law has been
settled that when a defendant removes in reliance on
40
such grounds and the district court remands, the
remand is unreviewable “whether erroneous or not
and whether review is sought by appeal or by
extraordinary writ.” Thermtron Prods., Inc. v.
Hermansdorfer, 423 U.S. 336, 343 (1976); Powerex,
551 U.S. at 236–37 (rejecting argument that “sensitive
foreign-relations implications” can override NonReviewability Clause). There has never been an
exception to the Non-Reviewability clause for cases
the court of appeals believes may implicate federal
interests. There is no basis to conclude Congress
created such an exception for defendants who allege,
wrongly, that they are entitled to remove under
Section 1442 or 1443.4
The structure, context, and purpose of Section
1447(d) all support a single, linguistically sensible
construction of the Exception Clause as permitting
appellate review of a district court remand order only
to the extent the order rejects removal based on Section
1442 or 1443. That was the interpretation that
appellate courts uniformly followed from 1964 until Lu
Junhong was decided in 2015. It was the interpretation
that Congress ratified when it enacted the Removal
Clarification Act of 2011. It is the interpretation the
First, Fourth, Ninth and Tenth Circuits have followed
post-Lu Junhong. And it is the interpretation that this
Court should adopt in this case.
The 2011 legislative history confirms that Congress sought
to protect the narrow class of defendants entitled to assert
federal-officer jurisdiction, not all defendants with generalized
federal interests. See House Judiciary Committee Report, H.R.
Rep. No. 112-17, at 4 (2011) (amendment was necessary because
Section 1447(d)’s Exception Clause “has no application to suits
involving Federal officers and § 1442. This restriction means
remanded cases brought against Federal officers . . . cannot find
their way back to Federal court”).
4
41
IV. The Court Should Not Reach Petitioners’
“Arising-Under” Jurisdiction Arguments.
The Question Presented raises one issue: whether
the Fourth Circuit erred in its construction of 28
U.S.C. 1447(d). Petitioners did not seek review of the
lower courts’ rejections of their federal-officer
jurisdiction arguments on the merits, or any of their
other removal theories. Now, in their opening brief,
petitioners ask this Court to decide the merits of one
of those other grounds—“arising-under” jurisdiction
based on federal common law. See Pet. Br. 37–45.
This Court should refuse the request. Section 1447(d)
bars this court, like the Fourth Circuit, from considering
any ground other than federal-officer jurisdiction,
which petitioners chose not to challenge here. If the
Court disagrees with the Fourth Circuit’s construction
of Section 1447(d), it should remand so that court can
review petitioners’ other removal grounds.
A. Petitioners Have Not Preserved Their
“Arising-Under” Jurisdiction Arguments.
Petitioners’ argument that the district court should
have asserted jurisdiction under 28 U.S.C. 1331 is not
properly before this Court.
1. The petition raised a single Question Presented,
and petitioners represented that “as it comes to the
Court, this case presents only that question.” Cert.
Reply Br. 9 (emphasis added). The Court “strongly
disapprove[s of] the practice of smuggling additional
questions into a case after [it] grant[s] certiorari,”
Izumi Seimitsu Kogyo Kabushiki Kaisha v. U.S.
Philips Corp., 510 U.S. 27, 34 (1993) (quotation marks
omitted), and should reject petitioners’ effort to do so.
42
“ ‘[O]nly the questions set forth in the petition, or
fairly included therein, will be considered by the
Court.’ ” Yee, 503 U.S. at 535 (quoting Supreme Court
Rule 14.1(a)); see also Rule 24.1(a) (merits briefs “may
not raise additional questions or change the substance
of the questions already presented” in the petition). A
question is “fairly included” in a petition only if it is a
“necessary predicate to the resolution of the question
presented in the petition,” Caspari v. Bohlen, 510 U.S.
383, 389–90 (1994), or “essential to [the] analysis,”
Missouri v. Jenkins, 515 U.S. 70, 84 (1995). Those
rules establish a “heavy presumption” against
consideration of newly raised issues that the Court
will disregard “only in the most exceptional cases.”
Izumi, 510 U.S. at 32 (quotation marks omitted).
Petitioners did not include their new “arising-under”
argument in their petition or briefs in support of
certiorari (which would have been insufficient
regardless, see Wood v. Allen, 558 U.S. 290, 304
(2010)). Nor is this purported ground for removal a
“necessary predicate” to the Court’s construction of
Section 1447(d) or “essential” to that analysis; it has
no bearing on the Question Presented.
Petitioners nonetheless contend the Court should
reach their arising-under argument because they have
asserted it in other cases. Pet. Br. at 27. That is not an
“exceptional” circumstance. Respondent should have
the right to demonstrate, in response to a properly
presented Question Presented and “in advance of
litigation on the merits,” that petitioners’ theory is
“not worthy of review.” Yee, 503 U.S. at 536. Indeed,
all the lower courts to consider it on the merits have
rejected it. See City of Oakland v. BP, PLC, 969 F.3d
895, 905–08 (9th Cir. 2020) (reversing the only district
court decision to accept petitioners’ jurisdictional
43
theory in one of these cases); Massachusetts v. Exxon
Mobil Corp., 462 F. Supp. 3d 31, 39–41 (D. Mass. 2020)
(collecting cases).
2. This Court routinely declines to reach issues not
addressed by the courts of appeals below, as is the
case here. See, e.g., Ret. Plans Comm. of IBM v.
Jander, 140 S. Ct. 592, 595 (2020); United States v.
Haymond, 139 S. Ct. 2369, 2385 (2019). Only the
Ninth Circuit has reached the issue here, making
petitioners’ theory particularly inappropriate for this
Court’s review, given the absence of any circuit conflict
or any meaningful consideration by other appellate
courts. Zivotofsky ex rel. Zivotofsky v. Clinton, 566
U.S. 189, 201 (2012); F.C.C. v. Fox Television Stations,
Inc., 556 U.S. 502, 529 (2009).
3. Petitioners’ contention that broad appellate
review does not apply to removal petitions based on “a
bad-faith or frivolous argument for federal-officer or
civil-rights removal,” Pet. Br. 36, provides further
reason for this Court to decline petitioners’ invitation
to go beyond the Question Presented. If petitioners
are correct, respondent would be entitled on remand
to show that petitioners’ federal-officer theory was
bad-faith or frivolous. See Pet. App. 70a–71a (referring
to “attenuated” federal-officer claim); id. 90a (denying
stay pending appeal because federal-officer removal
claim does not “raise[] a complex, serious legal
question”); Cty. of San Mateo v. Chevron Corp., 294 F.
Supp. 3d 934, 939 (N.D. Cal. 2018) (rejecting
defendants’ “dubious assertion of federal officer
removal”), aff’d in part, appeal dismissed in part, 960
F.3d 586 (9th Cir. 2020).
Accordingly, petitioners’ arising-under argument
comes before this Court in the first instance, and the
Court should decline to address it. See Expressions
44
Hair Design v. Schneiderman, 137 S. Ct. 1144, 1151
(2017) (“We are a court of review, not of first view.”
(cleaned up)).
B. Petitioners Mischaracterize Respondent’s
State-Law Claims and Federal Law.
Petitioners unfairly and inaccurately describe
respondent’s state-law claims, the law pertaining to
arising-under jurisdiction and the scope of federal
common law, and the reasons why every court that
has considered that jurisdictional argument in this
and related cases has rejected it. Far from requiring
this Court to “break little new ground,” Pet. Br. 37,
petitioners’ assertions ignore the allegations in
respondent’s complaint, conflict with decades of settled
precedent governing the creation of new federal
common law, and seek an unprecedented application
of the “complete preemption” doctrine to complaints
that plead state-law claims only.
1. Petitioners’ arising-under arguments rest on the
thrice-flawed assertion that respondent’s state-law
claims “seek[] redress for interstate pollution” caused
by “the combustion of petitioners’ fossil-fuel products,”
actually assert a federal common law claim in the
guise of Maryland state-law tort claims, and justify
removal under 28 U.S.C. 1331. Pet. Br. at 38–45.
Respondent’s complaint asserts tort claims under
Maryland law, including public and private nuisance
and failure to warn. J.A. 28–29. “Interstate pollution”
is not the wrongful conduct challenged in these
claims, and respondent does not seek a court order
limiting greenhouse gas emissions. See Pet. App.
21a–22a (“references to fossil fuel production in the
Complaint . . . [are] not the source of tort liability.”);
San Mateo, 960 F.3d at 601–03; Boulder, 965 F.3d at
45
819–27; Rhode Island, 979 F.3d at 59–60; Oakland,
969 F.3d at 907. For this threshold reason, petitioners’
contention that respondent’s claims are “necessarily
and exclusively governed” by a body of federal common
law that regulates disputes over “interstate pollution,”
Pet. Br. at 9, fails.
Moreover, the Court would need to create a new
category of federal common law to encompass the
state common law tort claims at issue, a sweeping
act of judicial lawmaking that could not be reconciled
with the Court’s admonition that “[j]udicial lawmaking
in the form of federal common law plays a necessarily
modest role under a Constitution that vests the
federal government’s ‘legislative Powers’ in Congress
and reserves most other regulatory authority to the
States.” Rodriguez v. Fed. Deposit Ins. Corp., 140 S.
Ct. 713, 718 (2020).
2. Petitioners’ reliance on the federal common law of
interstate emissions independently fails because that
federal common law has been displaced by the Clean
Air Act (“CAA”). See Am. Elec. Power Co. v. Connecticut,
564 U.S. 410, 423–25 (2011) (“AEP ”) (CAA displaces
federal common law public nuisance claims challenging
defendants’ greenhouse gas emissions); Native Village
of Kivalina v. ExxonMobil Corp., 696 F.3d 849 (9th Cir.
2012). As the Court held in AEP, whatever federal
common law might once have applied to disputes over
interstate emissions no longer exists, and cannot
provide a basis for jurisdiction. See 564 U.S. at 429
(“[T]he availability vel non of a state lawsuit depends,
inter alia, on the preemptive effect of the federal
[CAA].”); see also Oakland, 969 F.3d at 906.
3. Petitioners’ jurisdictional arguments also run
counter to the century-old “ ‘well-pleaded complaint
rule[,]’ which provides that federal jurisdiction exists
46
only when a federal question is presented on the face of
the plaintiff’s properly pleaded complaint.” Rivet v.
Regions Bank of La., 522 U.S. 470, 475 (1998). As the
“master of the claim,” respondent had every right to
“avoid federal jurisdiction by exclusive reliance on state
law” in this case. Caterpillar Inc. v. Williams, 482 U.S.
386, 392 (1987). Because federal preemption, whether
by statute or common law, “is ordinarily a federal
defense,” Metro. Life Ins. Co. v. Taylor, 481 U.S. 58, 63
(1987), a complaint like respondent’s, which does not
on its face plead a federal-law defense, does not arise
under federal law for purposes of 28 U.S.C. 1331. Id.
While the doctrine of “complete preemption” is an
exception to the well-pleaded complaint rule, Pet. Br.
41, petitioners expressly disavowed below any
complete preemption argument based in federal
common law. See Defendants’ Fourth Cir. Reply Br. at
10 (“Defendants did not make a complete-preemption
argument as to federal common law.” (cleaned up));
Wood v. Milyard, 566 U.S. 463, 474 (2012) (standards
governing waiver). The Court has repeatedly expressed
great “reluctan[ce] to find th[e] extraordinary
preemptive power” required for complete preemption,
Metro. Life Ins. Co., 481 U.S. at 65, and has only applied the doctrine to three statutes,5 which “convert[]
an ordinary state common-law complaint into one
stating a federal claim” for removal purposes, Caterpillar, 482 U.S. at 393; see Beneficial Nat’l Bank v.
Anderson, 539 U.S. 1, 8 (2003). The Court has never
found federal common law, let alone displaced federal
common law, completely preemptive.
Section 301 of the Labor Management Relations Act, 29
U.S.C. 185; Section 502(a) of ERISA, 29 U.S.C. 1132(a); and the
National Bank Act, 12 U.S.C. 85, 86.
5
47
CONCLUSION
The Court should affirm the judgment of the court
of appeals.
Respectfully submitted,
Dana P. Moore
B
altimore City Law
Department
100 N. Holliday Street,
Suite 109
Baltimore, MD 21202
Dated: December 16, 2020
VIcTor M. Sher
Counsel of Record
MaTThew K. EdlIng
MIchael Burger
MarTIn D. QuIñones
QuenTIn C. KarpIlow
S
her Edling LLP
100 Montgomery St.,
Ste. 1410
San Francisco, CA 94104
(628) 231-2500
vic@sheredling.com
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