Amicus Curiae Brief — BP p.l.c., et al., Petitioners v. Mayor and City Council of Baltimore
Supreme Court briefNov 23, 2020
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No. 19-1189
In the Supreme Court of the United States
BP P.L.C., ET AL., PETITIONERS
v.
MAYOR AND CITY COUNCIL OF BALTIMORE
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
BRIEF FOR THE UNITED STATES
AS AMICUS CURIAE SUPPORTING PETITIONERS
JEFFREY B. WALL
Acting Solicitor General
Counsel of Record
JEFFREY BOSSERT CLARK
Assistant Attorney General
CURTIS E. GANNON
Deputy Solicitor General
JONATHAN D. BRIGHTBILL
ERIC GRANT
Deputy Assistant Attorneys
General
BRINTON LUCAS
Assistant to the Solicitor
General
JENNIFER SCHELLER NEUMANN
AVI M. KUPFER
Attorneys
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217
QUESTION PRESENTED
Whether 28 U.S.C. 1447(d) permits a court of appeals
to review any issue encompassed in a district court’s order remanding a removed case to state court where the
removing defendant premised removal in part on the
federal-officer removal statute, 28 U.S.C. 1442, or the
civil-rights removal statute, 28 U.S.C. 1443.
(I)
TABLE OF CONTENTS
Page
Interest of the United States....................................................... 1
Statutory provision involved........................................................ 2
Statement ...................................................................................... 2
Summary of argument ................................................................. 8
Argument:
A court of appeals may review any ground of removal
encompassed in an order remanding a case that was
removed pursuant to 28 U.S.C. 1442 or 1443 .................... 10
A. When its exception applies, the text of Section
1447(d) permits review of the remand “order,” not
just the ground of removal that triggered the
exception ....................................................................... 10
B. This Court’s precedents strongly support the
conclusion that Section 1447(d)’s exception
permits appellate review of the entire remand
order .............................................................................. 17
C. Reading Section 1447(d) to allow appellate review
of the entire remand order is consistent with the
policy balance struck in that provision ........................ 23
Conclusion ................................................................................... 31
TABLE OF AUTHORITIES
Cases:
Abbott v. Perez, 138 S. Ct. 2305 (2018) ................................ 25
American Elec. Power Co. v. Connecticut,
564 U.S. 410 (2011)........................................................ 26, 27
Azar v. Allina Health Servs., 139 S. Ct. 1804 (2019) ......... 30
Bell v. Hood, 327 U.S. 678 (1946) ......................................... 30
Bersch v. Drexel Firestone, Inc., 519 F.2d 974
(2d Cir. 1975), abrogated on other grounds by
Morrison v. National Australia Bank Ltd.,
561 U.S. 247 (2010).............................................................. 14
(III)
IV
Cases—Continued:
Page
Board of Cnty. Comm’rs v. Suncor Energy (U.S.A.)
Inc., 965 F.3d 792 (10th Cir. 2020) .............................. 15, 16
Brown v. Gardner, 513 U.S. 115 (1994) ............................... 13
Carnegie-Mellon Univ. v. Cohill, 484 U.S. 343 (1988) ....... 12
Chevron U.S.A. Inc. v. Natural Res. Def. Council,
Inc., 467 U.S. 837 (1984) ..................................................... 19
City of Milwaukee v. Illinois, 451 U.S. 304 (1981) ............ 27
City of Oakland v. BP PLC, 969 F.3d 895
(9th Cir. 2020) ...................................................................... 21
Communications Workers of America v. Beck
487 U.S. 735 (1988).............................................................. 23
Cyan, Inc. v. Beaver Cnty. Emps. Ret. Fund
138 S. Ct. 1061 (2018) ......................................................... 23
Dothard v. Rawlinson, 433 U.S. 321 (1977) ........................ 19
Encino Motorcars, LLC v. Navarro,
138 S. Ct. 1134 (2018) ......................................................... 16
Florida Lime & Avocado Growers, Inc. v. Jacobsen,
362 U.S. 73 (1960) ............................................................... 19
International Paper Co. v. Ouellette, 479 U.S. 481
(1987) .................................................................................... 27
Jefferson Cnty. v. Acker, 527 U.S. 423 (1999) ....................... 3
Kircher v. Putnam Funds Trust, 547 U.S. 633
(2006) .............................................................................. 14, 23
Lightfoot v. Cendant Mortg. Corp., 137 S. Ct. 553
(2017) .................................................................................... 22
Lu Junhong v. Boeing Co., 792 F.3d 805
(7th Cir. 2015) ................................................................ 24, 25
McClung v. Silliman, 19 U.S. (6 Wheat.) 598 (1821) ......... 19
Mesa v. California, 489 U.S. 121 (1989) ................................ 3
Milner v. Department of the Navy, 562 U.S. 562
(2011) .................................................................................... 22
V
Cases—Continued:
Page
National Enameling & Stamping Co., Ex parte,
201 U.S. 156 (1906).............................................................. 25
Noel v. McCain, 538 F.2d 633 (4th Cir. 1976)....................... 6
Osborn v. Haley, 549 U.S. 225 (2007) .................................... 1
Pennsylvania Co., In re, 137 U.S. 451 (1890) ..................... 16
Powerex Corp. v. Reliant Energy Servs., Inc.,
551 U.S. 224 (2007).....................................1, 5, 14, 16, 23, 31
Quackenbush v. Allstate Ins. Co., 517 U.S. 706
(1996) ........................................................................ 12, 16, 21
Rivet v. Regions Bank, 522 U.S. 470 (1998)........................ 28
Sandifer v. United States Steel Corp.,
571 U.S. 220 (2014).............................................................. 11
Shapiro v. McManus, 577 U.S. 39 (2015) ..................... 19, 30
Siler v. Louisville & Nashville R.R., 213 U.S. 175
(1909) .................................................................................... 20
Smith v. Vulcan Iron Works, 165 U.S. 518 (1897) ............. 18
Thermtron Prods., Inc. v. Hermansdorfer,
423 U.S. 336 (1976).......................................................... 4, 16
United States v. Standard Oil Co., 332 U.S. 301
(1947) .............................................................................. 26, 27
United States v. Stanley, 483 U.S. 669 (1987) .................... 17
Vaden v. Discover Bank, 556 U.S. 49 (2009)....................... 28
Watson v. Philip Morris Cos., 551 U.S. 142 (2007)............ 21
Winter v. Natural Res. Def. Council, Inc.,
555 U.S. 7 (2008) ................................................................. 18
Yamaha Motor Corp., U.S.A. v. Calhoun,
516 U.S. 199 (1996).......................................1, 7, 8, 17, 19, 20
Constitution, statutes, and rule:
U.S. Const.:
Art. I, § 8, Cl. 9 ................................................................ 30
VI
Constitution, statutes, and rule—Continued:
Page
Art. III:
§ 1 ............................................................................... 31
§ 2, Cl. 2 ...................................................................... 31
Act of Mar. 3, 1887, ch. 373, § 2, 24 Stat. 553 .................. 4, 12
Act of Mar. 3, 1891, ch. 517, § 7, 26 Stat. 828 ...................... 18
Act of May 24, 1949, ch. 139, § 84(d), 63 Stat. 102 ................ 4
Act of Aug. 12, 1976, Pub. L. No. 94-381,
90 Stat. 1119 ........................................................................ 18
Civil Rights Act of 1964, Pub. L. No. 88-352, Tit. IX,
§ 901, 78 Stat. 266 ................................................................. 5
Class Action Fairness Act of 2005, Pub. L. No. 109-2,
§ 5(a), 119 Stat. 12 ................................................................. 4
Clean Air Act, 42 U.S.C. 7401 et seq. ................................... 27
Clean Water Act, 33 U.S.C. 1251 et seq. .............................. 27
Judiciary Act of 1789, ch. 20, § 12, 1 Stat. 79-80 ................... 2
Removal Clarification Act of 2011, Pub. L. No.
112-51, 125 Stat. 545 ............................................................. 5
28 U.S.C. 1253 ............................................................ 18, 19, 20
28 U.S.C. 1254(2) ................................................................... 14
28 U.S.C. 1291 ........................................................................ 16
28 U.S.C. 1292(a)(1) ............................................................... 18
28 U.S.C. 1292(b) .......................................................... passim
28 U.S.C. 1331 .......................................................................... 2
28 U.S.C. 1441(a) ............................................................... 2, 26
28 U.S.C. 1441(b)(2) ............................................................... 15
28 U.S.C. 1442 .....................................................1, 3, 24, 25, 29
28 U.S.C. 1442(a) ..................................................................... 3
28 U.S.C. 1442(a)(1) ................................................................. 3
28 U.S.C. 1442(a)(2)-(4) ........................................................... 3
28 U.S.C. 1443 .....................................................1, 2, 24, 25, 29
28 U.S.C. 1443(1) ..................................................................... 2
VII
Statutes and rule—Continued:
Page
28 U.S.C. 1443(2) ..................................................................... 3
28 U.S.C. 1446(a) ..................................................................... 2
28 U.S.C. 1446(d) ..................................................................... 2
28 U.S.C. 1447(c) ................................................................ 4, 30
28 U.S.C. 1447(d) (Supp. III 1949) ................................... 4, 11
28 U.S.C. 1447(d) .......................................................... passim
28 U.S.C. 1453(c) .................................................................... 31
28 U.S.C. 1453(c)(1) ................................................................. 4
28 U.S.C. 2281 (1970)............................................................. 18
28 U.S.C. 2284(a) ............................................................. 20, 30
38 U.S.C. 7292(b)(1) ............................................................... 14
Fed. R. Civ. P. 11(b)-(c) ........................................................ 30
Miscellaneous:
Black’s Law Dictionary:
(4th ed. 1951) .................................................................... 11
(10th ed. 2014) .................................................................. 11
H.R. Rep. No. 17, 112th Cong., 1st Sess. Pt. 1 (2011) ........ 24
16 James Wm. Moore et al., Moore’s Federal
Practice (3d ed. 2020) ......................................................... 16
Antonin Scalia & Bryan A. Garner, Reading Law:
The Interpretation of Legal Texts (2012) ......................... 22
Stephen M. Shapiro et al., Supreme Court Practice
(10th ed. 2013) ..................................................................... 14
10 The Oxford English Dictionary (2d ed. 1989) ............... 11
Webster’s New International Dictionary of the
English Language (2d ed. 1942) ....................................... 11
Webster’s Third New International Dictionary
(1971) .................................................................................... 11
VIII
Miscellaneous—Continued:
Page
Charles Alan Wright et al., Federal Practice and
Procedure:
Vol. 15A:
(2d ed. 1992) ................................................... 23, 24, 30
(2d ed. Supp. 2020)..................................................... 16
Vol. 16 (3d ed. 2012)......................................................... 18
In the Supreme Court of the United States
No. 19-1189
BP P.L.C., ET AL., PETITIONERS
v.
MAYOR AND CITY COUNCIL OF BALTIMORE
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
BRIEF FOR THE UNITED STATES
AS AMICUS CURIAE SUPPORTING PETITIONERS
INTEREST OF THE UNITED STATES
This case concerns the scope of appellate review over
orders remanding cases to state courts from which they
were removed pursuant to the federal-officer removal
statute, 28 U.S.C. 1442, or civil-rights removal statute,
28 U.S.C. 1443. As a frequent litigant, the United States
has a significant interest in the application of statutory
provisions governing federal appellate jurisdiction, including 28 U.S.C. 1447(d)’s exception for cases removed
pursuant to the federal-officer or civil-rights removal
statutes. In previous cases raising similar issues, the
United States has participated as amicus curiae or
through federal parties. See, e.g., Powerex Corp. v. Reliant Energy Servs., Inc., 551 U.S. 224 (2007); Osborn v.
Haley, 549 U.S. 225 (2007); Yamaha Motor Corp.,
U.S.A. v. Calhoun, 516 U.S. 199 (1996).
(1)
2
STATUTORY PROVISION INVOLVED
Section 1447(d) of Title 28 of the United States Code
provides as follows:
An order remanding a case to the State court from
which it was removed is not reviewable on appeal or
otherwise, except that an order remanding a case to
the State court from which it was removed pursuant
to section 1442 or 1443 of this title shall be reviewable by appeal or otherwise.
28 U.S.C. 1447(d).
STATEMENT
1. Since the Judiciary Act of 1789, Congress has allowed defendants to remove to federal court certain actions brought in state court. See ch. 20, § 12, 1 Stat. 7980. To “effect the removal” of an action to federal court
today, a defendant must file “a notice of removal” in the
relevant federal district court “containing a short and
plain statement of the grounds for removal.” 28 U.S.C.
1446(a) and (d).
Congress has provided defendants with a variety of
grounds for removal. The general removal statute permits the removal of “any civil action brought in a State
court of which the district courts of the United States
have original jurisdiction,” 28 U.S.C. 1441(a), including
cases “arising under the Constitution, laws, or treaties
of the United States,” 28 U.S.C. 1331.
Congress has added specialized removal provisions
over the years. For example, the civil-rights removal
statute, 28 U.S.C. 1443, authorizes removal by three
categories of defendants: (1) those who are “denied or
cannot enforce” rights under laws “providing for the
equal civil rights of citizens of the United States, or of
all persons within the jurisdiction thereof,” 28 U.S.C.
3
1443(1); (2) federal officers and those acting under them
who are sued or prosecuted “[f ]or any act under color of
authority derived from any law providing for equal
rights,” 28 U.S.C. 1443(2); and (3) state officers who are
sued or prosecuted “for refusing to do any act on the
ground that it would be inconsistent with such law,”
ibid.
Most relevant here, the federal-officer removal statute, 28 U.S.C. 1442, authorizes the United States, a federal agency, a federal officer, “or any person acting under” a federal officer to remove a civil action or criminal
prosecution that is “for or relating to any act under
color of such office or on account of any right, title or
authority claimed under any Act of Congress for the apprehension or punishment of criminals or the collection
of the revenue.” 28 U.S.C. 1442(a)(1). Other portions
of Section 1442(a) apply to cases against property holders deriving title from federal officers, officers of federal courts, and officers of either House of Congress.
28 U.S.C. 1442(a)(2)-(4).
When a defendant removes an action under Section
1442(a)(1), the notice of removal must enable the district court to evaluate whether the defendant satisfies
three requirements: (1) that it is a federal officer, a federal agency, or a person “acting under” a federal officer,
28 U.S.C. 1442(a)(1); (2) that it has a “colorable” federal
defense, Mesa v. California, 489 U.S. 121, 129, 139
(1989); and (3) that the suit is for “any act under color
of such office,” 28 U.S.C. 1442(a)(1), because there is “a
nexus, a causal connection between the charged conduct
and asserted official authority,” Jefferson Cnty. v.
Acker, 527 U.S. 423, 431 (1999) (citation and internal
quotation marks deleted).
4
2. After a case has been removed, it will generally
proceed in federal court. But if the district court determines “at any time before final judgment” that it “lacks
subject matter jurisdiction,” then “the case shall be remanded” to the state court, which may then “proceed
with [the] case.” 28 U.S.C. 1447(c). Since 1887, Congress has circumscribed the ability of appellate courts
to review remand orders. That year, Congress specified
that, if a federal circuit court “shall decide that the
cause was improperly removed, and order the same to
be remanded to the State court from whence it came,”
then the “remand shall be immediately carried into execution, and no appeal or writ of error from the decision
of the circuit court so remanding such cause shall be allowed.” Act of Mar. 3, 1887 (1887 Act), ch. 373, § 2, 24
Stat. 553. A similar provision was “apparently inadvertently omitted from the 1948 revision of the Judicial
Code.” Thermtron Prods., Inc. v. Hermansdorfer, 423
U.S. 336, 360 (1976) (Rehnquist, J., dissenting). But in
1949, Congress recodified a general bar on appellate review by providing that “[a]n order remanding a case to
the State court from which it was removed is not reviewable on appeal or otherwise.” 28 U.S.C. 1447(d) (Supp.
III 1949); see Act of May 24, 1949, ch. 139, § 84(d), 63
Stat. 102.
Congress has, however, created various exceptions
to Section 1447(d)’s appellate-review bar. For example,
the Class Action Fairness Act of 2005 (CAFA), Pub. L.
No. 109-2, § 5(a), 119 Stat. 12, provides that, “notwithstanding section 1447(d),” when an application to a
court of appeals is timely filed, that court “may accept
an appeal from an order of a district court granting
or denying a motion to remand a class action to the
State court from which it was removed.” 28 U.S.C.
5
1453(c)(1); see Powerex Corp. v. Reliant Energy Servs.,
Inc., 551 U.S. 224, 237 (2007) (collecting other statutes
exempting “particular classes of remand orders from
§ 1447(d)”).
And Congress has exempted two categories of cases
in the text of Section 1447(d) itself. In the Civil Rights
Act of 1964, it amended Section 1447(d) to create an exception that allows review of a remand order in any case
that “was removed pursuant to section 1443” (the civilrights removal statute). Pub. L. No. 88-352, Tit. IX,
§ 901, 78 Stat. 266. And in the Removal Clarification
Act of 2011, Pub. L. No. 112-51, 125 Stat. 545, Congress
expanded that exception to include any case that “was
removed pursuant to section 1442” (the federal-officer
removal statute). 28 U.S.C. 1447(d).
3. In 2018, respondent—the local government of the
City of Baltimore—filed this lawsuit in Maryland state
court against 26 multinational oil and gas companies (21
of which are petitioners here). See Pet. 2; Pet. App. 2a,
5a n.3. Respondent alleges that petitioners’ business
practices have contributed to global greenhouse-gas
emissions, resulting in climate-change-related injuries
to the City of Baltimore. Pet. App. 2a-3a. Respondent
asserts a variety of nuisance, products-liability, and
other claims nominally arising under Maryland law. Id.
at 3a.
Two of petitioners removed the case to federal court
based on eight different grounds, including the federalofficer removal statute. Pet. App. 4a-5a. For purposes
of that statute, they contended that they had been “acting under” federal officers based on the contractual relationships that some of them had with the government
over the years, such as an agreement to extract oil and
supply fuel for the Navy. Id. at 70a (citation omitted).
6
They also invoked the general removal statute, contending that respondent’s claims arise under federal law because, among other things, cross-boundary torts associated with interstate pollution necessarily arise under
federal common law, rather than under state law. Id. at
43a-44a.
Respondent moved to remand the case for lack of
subject-matter jurisdiction. Pet. App. 5a. The district
court granted the motion, rejecting each of the asserted
grounds for removal, and ordered that the case be remanded to state court. Id. at 31a-81a; D. Ct. Doc. 173,
at 1 (June 10, 2019).
Petitioners sought a stay of the remand order pending appeal, which the district court denied. Pet. App.
82a-94a. While observing that “removal of this case
based on the application of federal law presents a complex and unsettled legal question,” id. at 87a, the court
found that petitioners were unlikely to succeed on appeal because Fourth Circuit precedent would limit appellate review to “the issue of federal officer removal,”
id. at 90a. The court of appeals declined to stay the remand order, id. at 95a-96a, as did this Court, J.A. 243.
4. The court of appeals affirmed. Pet. App. 1a-30a.
It first determined that it was bound by circuit precedent holding “that when a case is removed on several
grounds, appellate courts lack jurisdiction to review any
ground other than the one specifically exempted from
§ 1447(d)’s bar on review.” Id. at 7a (citing Noel v.
McCain, 538 F.2d 633 (4th Cir. 1976)). The court
acknowledged that, since Noel, this Court had adopted
a contrary approach in the context of 28 U.S.C. 1292(b),
which authorizes appeals of certified interlocutory orders involving certain questions. Pet. App. 7a-8a. Specifically, this Court had held that jurisdiction to review
7
an “order” certified for interlocutory appeal under Section 1292(b) permits the court of appeals to “ address
any issue fairly included within the certified order.”
Yamaha Motor Corp., U.S.A. v. Calhoun, 516 U.S. 199,
205 (1996). The court of appeals nevertheless declined
to apply that “entirely textual” approach when “interpreting the word ‘order’ under § 1447(d).” Pet. App. 8a9a. In the court’s view, “giving the word ‘order’ the
same meaning in the § 1447(d) context” would be inappropriate because Section 1447(d) “mandate[s] review
of issues that are ordinarily unreviewable,” whereas
Section 1292(b) “only affects the timing of review for
otherwise appealable questions.” Id. at 9a. It therefore
held that, in this case, its jurisdiction was limited “to review[ing] the district court’s conclusion that removal
was improper under the federal officer removal statute.” Id. at 10a.
The court of appeals then addressed petitioners’ contention that removal was proper under the federalofficer removal statute. Pet. App. 10a-30a. While acknowledging that “[t]his is a complex case,” id. at 19a
n.9, the court ultimately concluded that petitioners’
three contractual relationships with the federal government over the years were insufficient to justify federalofficer removal, either because petitioners could not establish they had been acting under a federal officer or
because the relationships were “insufficiently related to
[respondent’s] claims.” Id. at 14a.
Having addressed the only ground for removal that
it believed to be within its jurisdiction, the court of appeals “affirm[ed] the district court’s order granting [respondent’s] motion to remand.” Pet. App. 30a.
8
SUMMARY OF ARGUMENT
A. Although many remand orders are unreviewable,
the second clause of 28 U.S.C. 1447(d) specifies that “an
order remanding a case” that was “removed” from state
court “pursuant to section 1442 or 1443” is “reviewable
by appeal or otherwise.” There is no dispute that this
case was “removed” from state court “pursuant to section 1442.” The entire “order” remanding this case—
and not just certain parts of the reasoning supporting
the remand—is therefore “reviewable by appeal.” Neither respondent nor the court of appeals has satisfactorily explained how the statute’s reference to “an order
remanding a case” can, in the context of a case with multiple asserted grounds of removal, refer only to a “conclusion that removal was improper under the federal officer removal statute.” Pet. App. 10a. Nor can such a
reading flow from the phrase “pursuant to section 1442
or 1443.” That phrase concerns the bases for the case’s
previous removal, not the scope of the court’s remand
order, which necessarily rested here on a rejection of all
asserted grounds of removal. Finally, the fact that the
second clause of Section 1447(d) is an exception is no
justification for giving it anything other than a fair
reading.
B. That straightforward reading of Section 1447(d)
is confirmed by this Court’s precedents. This Court has
repeatedly held that when a court of appeals reviews an
“order” pursuant to other statutes, it may address any
issue fairly included within the “order,” not just the portion of the order that triggered appellate jurisdiction.
See, e.g., Yamaha Motor Corp., U.S.A. v. Calhoun, 516
U.S. 199, 205 (1996). Although the court of appeals
thought that “order” should be given a different meaning in Section 1447(d) to prevent appellate courts from
9
addressing issues that are otherwise unreviewable, Section 1447(d) makes certain orders, not issues, unreviewable. Had the district court denied respondent’s remand motion, its legal conclusions on all grounds for removal could have been reviewed on appeal. And lower
courts’ contrary decisions do not supply a compelling
reason for this Court to depart from text and precedent.
C. The most natural reading of Section 1447(d) is
also the one that best furthers the provision’s balance
among competing interests: avoiding protracted litigation over jurisdictional issues while protecting certain
defendants from improper remands. Once any appeal
has been allowed, confining the scope of appellate review to conclusions about the federal-officer and civilrights removal statutes is unlikely to materially expedite proceedings—and may in fact delay them if the
court of appeals lacks the flexibility to choose among
different dispositive issues. Ensuring that a remand order is not based on legal error is especially important
when there are multiple potential grounds of federal jurisdiction and the defendant is in the class of persons
entitled to the protections of appellate review.
Nor is a cramped reading of Section 1447(d)’s text
justified as an attempt to keep defendants from exploiting weak grounds of federal-officer or civil-rights removal to secure appellate review of more promising
grounds of removal. The plain reading of the text appropriately aids defendants with multiple potentially
meritorious grounds for removal and aids the judicial
system as a whole, by providing appellate courts with a
menu of options when reviewing a remand order. In any
event, the potential for abuse of the appellate process
can and should be addressed by sanctioning litigants
10
who make bad-faith arguments or by treating wholly insubstantial assertions as insufficient to create appellate
jurisdiction. If such measures prove insufficient, the ultimate remedy lies with Congress, the Branch constitutionally authorized to alter the scope or pace of appellate review.
ARGUMENT
A COURT OF APPEALS MAY REVIEW ANY GROUND OF
REMOVAL ENCOMPASSED IN AN ORDER REMANDING
A CASE THAT WAS REMOVED PURSUANT TO 28 U.S.C.
1442 OR 1443
Once a defendant removes a case pursuant to the
federal-officer or civil-rights removal statutes, an order
remanding that case can be reviewed under 28 U.S.C.
1447(d). The court of appeals may address any of the
grounds of removal rejected in the course of issuing the
remand order, not merely the district court’s determination that removal was improper under the federalofficer removal statute or the civil-rights removal statute. That conclusion follows from a straightforward
reading of the text, it coheres with this Court’s precedents, and it furthers the balance struck by Congress in
preventing appeals of some but not all remand orders
on the basis of how a case was originally removed.
A. When Its Exception Applies, The Text Of Section 1447(d)
Permits Review Of The Remand “Order,” Not Just The
Ground Of Removal That Triggered The Exception
Section 1447(d) provides that “an order remanding a
case to the State court from which it was removed pursuant to section 1442 or 1443 of this title shall be reviewable by appeal or otherwise.” 28 U.S.C. 1447(d). There
is no dispute that this “case” was “removed pursuant to
section 1442,” among other grounds. See Pet. App. 4a6a; Br. in Opp. 6-7. Nor is there any disagreement that
11
the district court’s “order” remanding this “case to the
State court” is “reviewable by appeal or otherwise.”
See Pet. App. 6a-10a; Br. in Opp. 20-21. Instead, the
question here turns on the meaning of the phrase describing what the court of appeals may review: “an order remanding a case.”
1. Because 28 U.S.C. 1447(d) leaves the word “order” undefined, it should “be interpreted as taking [its]
ordinary, contemporary, common meaning,” Sandifer v.
United States Steel Corp., 571 U.S. 220, 227 (2014) (citation omitted). As used in “law,” the word ordinarily
means “any command or direction of a court.” Webster’s
New International Dictionary of the English Language 1716 (2d ed. 1942) (capitalization and emphasis
omitted). That was so when the bar on appellate review
was codified in Section 1447(d) in 1949. See, e.g., ibid.;
Black’s Law Dictionary 1247 (4th ed. 1951) (defining
“order” as “a command or direction authoritatively
given,” and particularly a “direction of a court or judge
made or entered in writing, and not included in a judgment”) (capitalization and emphasis omitted). And it
continued to be so through the 1964 addition and the
2011 expansion of the exception permitting review of remand orders in cases that had been removed under the
civil-rights and federal-officer removal statutes. See,
e.g., Black’s Law Dictionary 1270 (10th ed. 2014) (“A
written direction or command delivered by a government official, esp. a court or judge.”); 10 The Oxford
English Dictionary 905 (2d ed. 1989) (def. 24.a: “Law.
A decision of a court or judge, made or entered in writing[.]”); Webster’s Third New International Dictionary
1588 (1971) (def. 3.d.1: “a command or direction of a
court”).
12
Section 1447(d)’s reference to “an order remanding
a case” therefore means the district court’s command
that the case must return to state court. That understanding is consistent with the appellate-review bar on
remand orders originally enacted in 1887, which used
“order” and “decision” interchangeably, by providing
that if a federal circuit court “shall decide that the cause
was improperly removed, and order the same to be remanded to the State court from whence it came,” then
“no appeal or writ of error from the decision of the circuit court so remanding such cause shall be allowed.”
1887 Act § 2, 24 Stat. 553 (emphases added).
Here, the “order remanding [the] case,” 28 U.S.C.
1447(d), rested on a rejection of each of petitioners’ asserted grounds for removal. See Pet. App. 31a-81a;
D. Ct. Doc. 173, at 1. Indeed, the district court could
not have done otherwise. When, as here, a defendant
asserts multiple grounds for removal, a district court
cannot remand for lack of subject-matter jurisdiction
without assuring itself that none of those grounds provides a basis for jurisdiction. Because “[f ]ederal courts
have a virtually unflagging obligation to exercise the jurisdiction given,” Quackenbush v. Allstate Ins. Co., 517
U.S. 706, 716 (1996) (citation, ellipsis, and internal quotation marks omitted), a district court that lacks “authority to decline to hear the removed case” cannot
“eliminate[] the case from its docket, whether by a remand or by a dismissal,” Carnegie-Mellon Univ. v. Cohill, 484 U.S. 343, 356 (1988). And because the “order
remanding [the] case” here was “reviewable by appeal”
under 28 U.S.C. 1447(d), the court of appeals had jurisdiction to review any of the district court’s determinations concerning petitioners’ asserted grounds for removal.
13
2. Eschewing that straightforward reading, the
court of appeals defined “an order remanding a case” to
mean “the district court’s conclusion that removal was
improper under the federal officer removal statute.”
Pet. App. 10a. Neither the court below, other courts of
appeals, nor respondent has offered a persuasive defense for that construction.
a. The court of appeals made limited efforts to reconcile its limited reading with the actual statutory text.
Instead, just as respondent cannot help but describe its
view of what is reviewable as only a “part of the remand
order,” a “portion of the remand order,” or an “issue addressed in a remand order,” Br. in Opp. 8, 14, 22 (internal quotation marks omitted), the court said that it
lacked “jurisdiction to review the entire remand order,”
Pet. App. 7a (emphasis added). The need to add modifiers reinforces that there is no natural way to describe
“an order remanding a case” as including only certain
parts of the reasoning underlying such an order.
The court of appeals’ construction of “order remanding a case” also departs from the “presumption that a
given term is used to mean the same thing throughout
a statute,” which is “at its most vigorous when a term is
repeated within a given sentence.” Brown v. Gardner,
513 U.S. 115, 118 (1994). In providing that an “order
remanding a case to the State court from which it was
removed is not reviewable on appeal or otherwise,” Section 1447(d)’s first clause plainly uses the ordinary understanding of the phrase “order remanding a case” rather than the court of appeals’ narrower reading.
28 U.S.C. 1447(d). In the context of the first clause, this
Court has explained that a single “ ‘order remanding a
case’ to state court” “cannot be disaggregated” into reviewable and unreviewable rulings to evade Section
14
1447(d)’s appellate-review bar. Kircher v. Putnam
Funds Trust, 547 U.S. 633, 646 n.13 (2006) (citation
omitted); see Powerex Corp. v. Reliant Energy Servs.,
Inc., 551 U.S. 224, 235-236 (2007) (rejecting argument
that “§ 1447(d) does not preclude review of a district
court’s merits determinations that precede the remand,” because the defendant could “point to no District Court order, separate from the remand, to which it
objects”). That is equally true of the second clause: an
“order remanding a case” cannot be disaggregated into
reviewable and unreviewable rulings to evade Section
1447(d)’s exception.
Had Congress wanted to limit reviewability under
Section 1447(d)’s second clause to a particular “question” addressed in a remand order—such as whether
“removal was improper under the federal officer removal statute,” Pet. App. 10a—it knew how to do so.
Other statutes expressly limit the scope of review to
specified “questions” rather than an “order” or “decision.” For instance, under 38 U.S.C. 7292(b)(1), the
Court of Appeals for Veterans Claims may certify a controlling question of law for decision by the Federal Circuit, which “may permit an interlocutory appeal to be
taken on that question.” And Congress has authorized
this Court to review a “question of law” certified by a
court of appeals—review that “brings before the Court
only the points or questions certified,” Stephen M.
Shapiro et al., Supreme Court Practice § 9.2, at 606
(10th ed. 2013), unless the Court affirmatively chooses
to “require the entire record to be sent up for decision
of the entire matter in controversy,” 28 U.S.C. 1254(2).
See Bersch v. Drexel Firestone, Inc., 519 F.2d 974, 994
(2d Cir. 1975) (Friendly, J.) (suggesting that Congress
wrote 28 U.S.C. 1292(b) “differently” from Section
15
1254(2) to avoid the limitations associated with reviewing only specified questions), abrogated on other
grounds by Morrison v. National Australia Bank Ltd.,
561 U.S. 247 (2010).
b. Respondent has contended (Br. in Opp. 21) that
the court of appeals’ narrow interpretation of Section
1447(d) flows from the phrase “pursuant to Section 1442
or 1443.” But that phrase refers to how the case was
“removed,” and does not modify the reference to the
“order remanding” the case to state court. 28 U.S.C.
1447(d). Here, there is no dispute that petitioners “removed” this case “pursuant to section 1442.”
Nor does it matter that petitioners asserted multiple
grounds for the removal. The Tenth Circuit has suggested that Congress simply did not “contemplate the
situation in which removal is done pursuant to [the civilrights removal statute or federal-officer removal statute] and other grounds.” Board of Cnty. Comm’rs v.
Suncor Energy (U.S.A.) Inc., 965 F.3d 792, 805 (2020)
(Suncor) (citation omitted). But Congress is well aware
that a defendant may invoke multiple grounds of removal. Indeed, the general removal statute specifies
that an “action otherwise removable solely on the basis
of ” diversity jurisdiction “may not be removed if any of
the parties in interest properly joined and served as defendants is a citizen of the State in which such action is
brought.” 28 U.S.C. 1441(b)(2) (emphasis added). And
there is no reason to think Congress sought to make defendants with civil-rights or federal-officer removal
grounds consider forgoing their other potentially meritorious removal grounds simply to preserve their appellate rights.
c. The Tenth Circuit has also concluded that because 28 U.S.C. 1447(d) involves “a scheme whereby a
16
default rule is subject to an exception,” its exception
must be “construed narrowly.” Suncor, 965 F.3d at 805
(citation omitted). But in the absence of a textual indication that a statutory exception should in fact be “construed narrowly,” courts “have no license to give the exemption anything but a fair reading.” Encino Motorcars, LLC v. Navarro, 138 S. Ct. 1134, 1142 (2018).
In any event, Section 1447(d)’s appellate-review bar
is itself an exception to ordinary principles of appellate
review. In the absence of that bar, the remand order
here, which ended all proceedings in federal court,
would almost certainly be appealable under 28 U.S.C.
1291. * But no one contends that the appellate-review
bar in the first clause of Section 1447(d) should itself be
narrowly construed. Just as that appellate-review bar
should not be read narrowly to expand a court of appeals’ jurisdiction, Powerex Corp., 551 U.S. at 235-238,
the exception in Section 1447(d)’s second clause should
not be read narrowly to contract that jurisdiction.
* See Quackenbush, 517 U.S. at 714 (“When a district court remands a case to a state court, the district court disassociates itself
from the case entirely, retaining nothing of the matter on the federal
court’s docket.”); id. at 715 (casting significant doubt on the correctness of the statement in Thermtron Prods., Inc. v. Hermansdorfer,
423 U.S. 336, 352-353 (1976), that a remand order is not a final judgment and must be reviewed by mandamus); Thermtron, 423 U.S. at
360 (Rehnquist, J., dissenting) (“Congress has made all judgments
‘remanding a cause to the state court final and conclusive.’ ”) (quoting In re Pennsylvania Co., 137 U.S. 451, 454 (1890)); 15A Charles
Alan Wright et al., Federal Practice and Procedure § 3914.11, at 839
(2d ed. Supp. 2020) (concluding that, given the doubt already cast on
the finality discussion in Thermtron, “[a] remand that terminates all
proceedings in a federal court is final”); 16 James Wm. Moore et al.,
Moore’s Federal Practice § 107.156[3][b], at 107-530 (3d ed. 2020)
(“Following Quackenbush, a majority of circuits have held that remand orders are final.”).
17
B. This Court’s Precedents Strongly Support The Conclusion That Section 1447(d)’s Exception Permits Appellate Review Of The Entire Remand Order
1. This Court’s precedents confirm that appellate
review under Section 1447(d) is not limited to particular
conclusions supporting a remand order that rests on a
rejection of multiple grounds of removal. In interpreting other statutes governing appellate jurisdiction, this
Court has explained that, when an “order” is appealable, “the appellate court may address any issue fairly
included within” that order. Yamaha Motor Corp.,
U.S.A. v. Calhoun, 516 U.S. 199, 205 (1996).
a. In Yamaha, the Court construed 28 U.S.C.
1292(b), which authorizes a court of appeals to accept
review of an otherwise-unreviewable interlocutory “order” when the district court certifies that it “involves a
controlling question of law as to which there is substantial ground for difference of opinion and that an immediate appeal from the order may materially advance the
ultimate termination of the litigation.” Based on “the
text of § 1292(b),” this Court held that “appellate jurisdiction applies to the order certified to the court of appeals, and is not tied to the particular question formulated by the district court.” Yamaha, 516 U.S. at 205.
As the Court explained, although the provision is not
available at all unless a specific question has been singled out as worthy of interlocutory review, “it is the order that is appealable, and not the controlling question
identified by the district court.” Ibid. (citation omitted);
see United States v. Stanley, 483 U.S. 669, 677 (1987)
(observing that a “Court of Appeals’ jurisdiction” under
Section 1292(b) “is not confined to the precise question
certified * * * because the statute brings the ‘order,’
not the question, before the court”).
18
That analysis hardly broke new ground. Since the
late nineteenth century, this Court has taken a similar
approach to the statute authorizing jurisdiction over appeals of interlocutory orders concerning injunctions, today codified at 28 U.S.C. 1292(a)(1). In Smith v. Vulcan
Iron Works, 165 U.S. 518 (1897), the Court considered
Section 1292(a)(1)’s predecessor, which permitted an
appeal to be taken from an “interlocutory order or decree granting or continuing [an] injunction.” Id. at 524
(quoting Act of Mar. 3, 1891, ch. 517, § 7, 26 Stat. 828).
The Court held that the “grammatical construction and
natural meaning” of the statutory text permitted “an
appeal to be taken from the whole of such interlocutory
order or decree, and not from that part of it only which
grants or continues an injunction.” Id. at 525. That approach still controls; a court reviewing an interlocutory
injunctive order may address “the issues necessary to
determine the propriety of the interlocutory order itself.” 16 Charles Alan Wright et al., Federal Practice
and Procedure § 3921.1, at 23 (3d ed. 2012); see Winter
v. Natural Res. Def. Council, Inc., 555 U.S. 7, 31 (2008)
(confirming that in reviewing an interlocutory order
concerning an injunction, this Court has “authority” to
“address the underlying merits of plaintiffs’ claims”).
This Court has applied a similar approach to 28
U.S.C. 1253, which authorizes a direct appeal to this
Court from “an order granting or denying * * * an interlocutory or permanent injunction in any civil action,
suit or proceeding required by any Act of Congress to
be heard and determined by a district court of three
judges.” Until 1976, such courts were often convened to
enable a district court to enjoin a state statute “upon
the ground of the unconstitutionality of such statute,”
28 U.S.C. 2281 (1970), repealed, Act of Aug. 12, 1976,
19
Pub. L. No. 94-381, 90 Stat. 1119; see Shapiro v.
McManus, 577 U.S. 39, 40-41 (2015). But even when a
constitutional claim was the trigger for a three-judge
district court (and hence for this Court’s appellate jurisdiction), Section 1253 supplied appellate jurisdiction
“over all grounds of attack against the statute,” including statutory ones. Florida Lime & Avocado Growers,
Inc. v. Jacobsen, 362 U.S. 73, 84 (1960) (emphasis omitted); see Dothard v. Rawlinson, 433 U.S. 321, 324 n.5
(1977) (explaining that the Court had jurisdiction over
an appeal from the injunction of “a state law on federal
statutory grounds” by “a properly convened threejudge court”).
b. This approach to interpreting statutes governing
appellate jurisdiction is consistent with the traditional
role of an appellate court—namely, to determine
whether a “legal error resulted in an erroneous judgment.” Chevron U.S.A. Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837, 842 (1984); see, e.g., McClung v.
Silliman, 19 U.S. (6 Wheat.) 598, 603 (1821) (“The question before an appellate Court is, was the judgment correct, not the ground on which the judgment professes
to proceed.”). Under that framework, if a reviewable
order rests on a legal defect—even when that defect is
separate from the reason the order is reviewable—an
appellate court is ordinarily able to address it.
For example, in reviewing an order certified under
Section 1292(b), a court of appeals (or this Court) may
conclude that it is more appropriate to answer a question different from the one that was certified for interlocutory appeal. In Yamaha itself, the district court
concluded that any damages the plaintiffs might recover from an accident in United States waters “would
be governed exclusively by federal maritime law.” 516
20
U.S. at 204. In light of that conclusion, it proposed that
the court of appeals decide whether three types of damages were in fact recoverable under federal maritime
law. See id. at 203-204. The court of appeals, however,
“determined that an anterior issue was pivotal” and
held that “state-law remedies” applied, id. at 204, and
this Court agreed with that determination, see id. at
206-216. Had review under Section 1292(b) been limited
to “the particular question” in the order rather than
“the order itself,” id. at 205, however, the court of appeals would have been forced either to address a question resting on an incorrect premise or to decline review
and subject the parties to further litigation on the basis
of the district court’s error about an uncertified question.
Similarly, in exercising its mandatory jurisdiction
under Section 1253 over a direct appeal from an order
granting or denying an injunction in a constitutional
challenge to an apportionment of legislative districts,
28 U.S.C. 2284(a), this Court may wish to dispose of the
appeal on statutory grounds to avoid passing on constitutional questions—even though a statutory challenge
alone would not have triggered Section 1253. Cf. Siler
v. Louisville & Nashville R.R., 213 U.S. 175, 191, 193
(1909) (explaining that the Court had jurisdiction “to
decide all the questions in the case” involving a constitutional challenge to a state statute and resolving the
case “without reference to questions arising under the
Federal Constitution”).
2. The court of appeals nevertheless concluded that
it should not give “the word ‘order’ the same meaning in
the § 1447(d) context” that it has elsewhere. Pet. App.
9a. The reasons for that deviation given by the court
and respondent are unpersuasive.
21
a. The court of appeals reasoned that it should not
apply the ordinary meaning of the word “order” to Section 1447(d) because that would “mandate review of issues that are ordinarily unreviewable.” Pet. App. 9a. In
the court’s view, other appellate-review statutes such as
Section 1292(b) govern “when an appellate court may
review a particular question,” while Section 1447(d) limits “which issues are ‘reviewable on appeal or otherwise.’ ” Ibid. The premise of that argument is incorrect.
Section 1447(d) renders certain remand orders, not
particular legal issues, unreviewable. Had the district
court denied the motion to remand, the court of appeals
would be able to address all of the asserted grounds of
removal at respondent’s behest—either through a certified interlocutory order, see Watson v. Philip Morris
Cos., 551 U.S. 142, 146-147 (2007), or upon review of a
final judgment, see Quackenbush, 517 U.S. at 712.
Thus, in City of Oakland v. BP PLC, 969 F.3d 895
(9th Cir. 2020), the district court denied a motion to remand in a lawsuit filed by the City of Oakland and the
City and County of San Francisco, asserting a publicnuisance claim under California law against five of petitioners here. Id. at 901-903. The court found that it had
federal-question jurisdiction and later granted the defendants’ motion to dismiss the complaint. Ibid. The
plaintiffs appealed, and the Ninth Circuit reviewed the
viability of the federal-question ground of removal and
remanded to allow the district court to address additional grounds of removal. Id. at 903-908, 911.
Of course, when a district court grants a motion to
remand, the first and second clauses of Section 1447(d)
dictate whether the resulting remand order is appealable. But Congress has drawn the line between different
cases, and it has divided appealable and nonappealable
22
orders on the basis of the grounds on which the cases
were initially removed from state court. There is nothing in the text suggesting that, in cases with appealable
remand orders, Congress further sought to distinguish
between reviewable and unreviewable issues.
b. Respondent also contends (Br. in Opp. 24-26) that
when Congress added the federal-officer removal statute to the second clause of Section 1447(d) in 2011, it
implicitly endorsed the narrower reading of “order”
that had previously been applied by some courts of appeals to cases that were removed under the civil-rights
removal statute.
This Court, however, has “no warrant to ignore clear
statutory language on the ground that other courts have
done so,” even when they have done so for decades.
Milner v. Department of the Navy, 562 U.S. 562, 576
(2011). And even if the text were open to debate, this
Court may presume that Congress adopted a gloss
added by lower courts only where the weight of authority is so substantial that Congress “would have surveyed the jurisprudential landscape and necessarily
concluded that the courts had already settled the question.” Lightfoot v. Cendant Mortg. Corp., 137 S. Ct. 553,
564 (2017); see Antonin Scalia & Bryan A. Garner,
Reading Law: The Interpretation of Legal Texts 325
(2012) (“The criterion ought to be whether the uniform
weight of authority is significant enough that the bar
can justifiably regard the point as settled law.”). Here,
there is no evidence that the 2011 Congress would have
assumed that the narrower reading of “order” would
prevail. To the contrary, since at least 1992, a leading
treatise had clearly articulated the plain-text argument.
Noting that some cases had “held that review is limited
to removability under § 1443,” the treatise explained
23
that, because the provision “allows review of the ‘order
remanding’ the case, * * * [r]eview should instead be
extended to all possible grounds for removal.” 15A
Wright § 3914.11, at 706 (2d ed. 1992) (emphasis added;
footnote omitted). That reading was then bolstered by
this Court’s 1996 decision in Yamaha. See p. 17, supra.
“[O]nly the most compelling evidence” should convince this Court “that Congress intended * * * identical language” in provisions addressing related subjects
“to have different meanings.” Communications Workers of America v. Beck, 487 U.S. 735, 754 (1988). Such
evidence does not exist here.
C. Reading Section 1447(d) To Allow Appellate Review Of
The Entire Remand Order Is Consistent With The Policy Balance Struck In That Provision
Reading Section 1447(d)’s second clause as permitting review of remand orders, rather than restricting
review to certain conclusions underlying those orders,
also furthers that provision’s careful policy balance
among competing interests.
1. As this Court has explained, Section 1447(d)’s
appellate-review bar “reflects Congress’s longstanding
‘policy of not permitting interruption of the litigation of
the merits of a removed case by prolonged litigation of
questions of jurisdiction.’ ” Powerex Corp., 551 U.S. at
238 (citation omitted). But like any other law, Section
1447(d) does not “pursue[] its purposes at all costs.”
Cyan, Inc. v. Beaver Cnty. Emps. Ret. Fund, 138 S. Ct.
1061, 1073 (2018) (citation omitted). Instead, the provision “specifically excepts” orders remanding particular
“actions from its bar,” Kircher, 547 U.S. at 640 n.7—
namely, those cases removed pursuant to the federalofficer and civil-rights removal statutes. For those two
categories of cases, which present a particular risk of
24
state-court prejudice, Congress has determined that
the delay associated with an appeal over the question of
the propriety of a federal forum is an acceptable price
to pay in order to help ensure that a case is not erroneously remanded to state court.
a. By authorizing review of “an order” remanding “a
case,” rather than “questions” involving the civil-rights
or federal-officer removal statutes, Section 1447(d) indicates a desire to protect particular defendants from
erroneous remands. When the House Judiciary Committee reported the Removal Clarification Act of 2011,
it explained that Section 1442 was being added to the
second clause of Section 1447(d) in response to concern
that “[r]emand orders under § 1447 are reviewable if
the suit involves civil rights,” but that was not true for
“suits involving Federal officers and § 1442.” H.R. Rep.
No. 17, 112th Cong., 1st Sess. Pt. 1, at 4 (2011). Thus,
special treatment was to be accorded to a case that “involves” civil rights or federal officers, without any suggestion that the concern about an erroneous remand in
such cases was limited to the proper application of Section 1442 and Section 1443 alone.
b. On the other side of the ledger, once a remand order has been appealed under Section 1447(d)’s second
clause, “there is very little to be gained by limiting review” to a particular conclusion in the order. 15A
Wright § 3914.11, at 706 (2d ed. 1992). At that point,
Congress has already authorized the court of appeals
“to take the time necessary to determine the right forum,” and “[t]he marginal delay from adding an extra
issue to a case where the time for briefing, argument,
and decision has already been accepted is likely to be
small.” Lu Junhong v. Boeing Co., 792 F.3d 805, 813
(7th Cir. 2015). And where, as here, a court determines
25
that it is unlikely to reverse the remand order, it can
deny a stay motion so that “the case can continue without delay” in state court. Ibid.; see Pet. App. 95a-96a.
If anything, permitting appellate review of the entire
remand order could expedite the resolution of an appeal
under Section 1447(d). As this Court has recognized in
other contexts, reading jurisdictional statutes to give
“an appellate court * * * jurisdiction to rule on only
part of [a] decision” could “needlessly complicate appellate review.” Abbott v. Perez, 138 S. Ct. 2305, 2321
(2018); see Ex parte National Enameling & Stamping
Co., 201 U.S. 156, 162 (1906) (explaining that if an appellate court “is of [the] opinion that the patent is on its
face absolutely void, it would be a waste of time and an
unnecessary continuance of litigation to simply enter an
order setting aside the injunction and remanding the
case for further proceedings”). The same is true here.
If an appellate court with jurisdiction to review a remand order concludes that removal is justified for a reason other than the ones set forth in Sections 1442 and
1443, it may reverse the district court on that basis
without having to wade into more difficult issues.
c. This case illustrates the potential benefits of applying the traditional approach to appellate review of
an “order” that rests on multiple grounds. The question
of federal-officer removal may be complex or factintensive. Here, the court of appeals devoted over 20
pages of analysis to that question alone. Pet. App. 10a30a. Acknowledging that “[t]his is a complex case,” id.
at 19a n.9, the court considered a variety of contractual
relationships between petitioners and the federal government spanning over 60 years before ultimately concluding that “none of these relationships” justified removal under Section 1442. Id. at 14a; see id. at 14a-30a.
26
Courts of appeals should have the option of avoiding
that type of lengthy inquiry when there is a more
straightforward jurisdictional ground.
In this case, there may well be a valid alternative basis for federal jurisdiction. Petitioners have focused
(Br. 37-45) on their contention that respondent’s tort
claims necessarily arise under federal common law. As
the United States explained in an amicus brief filed in
City of Oakland—another case brought by localities alleging tort claims against fossil-fuel-producing companies in response to climate-change-related injuries—
claims may be removable under 28 U.S.C. 1441(a) on the
ground that, although nominally couched as state-law
claims, they are inherently and necessarily federal in
nature. See U.S. Amicus Reh’g Br. at 6-12, City of Oakland, supra (No. 18-16663).
Under this Court’s precedents, state law can be
wholly displaced in “matters essentially of federal character,” even when “Congress has not acted affirmatively about the specific question.” United States v.
Standard Oil Co., 332 U.S. 301, 307 (1947). In Standard
Oil, for instance, this Court held that an action by the
government to recover medical expenses from a company whose truck had harmed a United States soldier
was governed exclusively by federal common law because “the scope, nature, legal incidents and consequences of the relation between persons in service and
the Government are fundamentally derived from federal sources and governed by federal authority.” Id. at
305-306.
As this Court explained in American Electric Power
Co. v. Connecticut, 564 U.S. 410 (2011) (AEP), certain
cross-boundary tort claims associated with air and water pollution involve a subject that “is meet for federal
27
law governance.” Id. at 422. Before the enactment of
comprehensive federal environmental statutes such as
the Clean Air Act, 42 U.S.C. 7401 et seq., tort claims
“brought by one State to abate pollution emanating
from another State” arose under federal common law.
AEP, 564 U.S. at 421 (collecting cases). Where federal
common law would govern, it ousts state law: “if federal
common law exists, it is because state law cannot be
used.” City of Milwaukee v. Illinois, 451 U.S. 304, 313
n.7 (1981).
Although the enactment of “the Clean Air Act displace[d] federal common law” in that area, AEP, 564
U.S. at 429, that alone does not mean the door was
opened for tort claims based on the common law of an
affected State targeting conduct in another State. This
Court has said “the only state suits that remain available are those specifically preserved by the Act” in its
saving clause—namely, those brought “pursuant to the
law of the source State.” International Paper Co. v.
Ouellette, 479 U.S. 481, 492, 497 (1987) (applying a
nearly identical saving clause under the Clean Water
Act, 33 U.S.C. 1251 et seq.); see AEP, 564 U.S. at 429
(suggesting that Ouellette’s analysis would govern
state-law claims under the Clean Air Act). Any putative
tort claims that seek to apply the law of an affected
State to conduct in another State, by contrast, continue
to arise under “federal, not state, law” for jurisdictional
purposes, given their inherently federal nature, Ouellette, 479 U.S. at 488—even if such claims may be displaced by the Clean Air Act. See AEP, 564 U.S. at 422423, 429; cf. Standard Oil, 332 U.S. at 314 (holding that
an action by the government to secure indemnity from
28
company that injured a United States soldier was inherently federal but federal courts should not impose that
indemnity in the absence of action by Congress).
In rejecting a similar argument in this case, the district court reasoned that removal was foreclosed by the
“well-pleaded complaint rule,” Pet. App. 44a—the rule
that in the absence of diversity jurisdiction, a statecourt action involving state-law claims ordinarily may
not be removed even when the merits of a federal defense may be the dispositive issue in the litigation. See
Vaden v. Discover Bank, 556 U.S. 49, 59-60 (2009). But
this Court has long recognized that when a plaintiff “has
‘artfully pleaded’ claims” by “ ‘omitting to plead necessary federal questions,’ ” a court “may uphold removal
even though no federal question appears on the face of
the plaintiff ’s complaint.” Rivet v. Regions Bank, 522
U.S. 470, 475 (1998) (citation omitted). Although the
district court suggested that the artful-pleading doctrine is confined to “complete preemption” under federal statutes, Pet. App. 45a, this Court has never limited
that doctrine in that manner.
In cases like this one, where defendants have advanced multiple plausible grounds for removal and the
court of appeals plainly has jurisdiction over a remand
order, there is no reason to blinker the court’s field of
view. The presence of multiple grounds of removal only
increases the likelihood that there is a federal interest
in providing a federal forum for the suit. In such circumstances, courts of appeals should not only be able to
avail themselves of their customary flexibility to choose
among different dispositive issues when reviewing an
order that rests on multiple grounds; they should also
ensure that a case implicating many potential federal
29
interests really should be remanded to state court because none of the asserted grounds of removal is valid.
Providing that reassurance to the defendants who were
able to remove their cases on the grounds specified by
Congress is consistent with the policy balance that Congress struck by allowing appellate review in those cases.
2. Respondent contends (Br. in Opp. 29) that Congress could not have intended to allow defendants with
“meritless” arguments for removal under Section 1442
or Section 1443 to rely on those provisions “as a hook
for obtaining appellate review of all other asserted
grounds for federal jurisdiction,” and respondent further predicts that allowing review of the entire remand
order will “inevitably” lead to abuses of the appellate
process. Those concerns do not justify a departure from
the most natural reading of the statutory text
a. With respect to the first concern, the traditional
understanding of “order” will not benefit only those defendants who raise “a baseless civil-rights or federalofficer removal argument to obtain appellate” review.
Br. in Opp. 29. As explained above, even when a defendant has a meritorious argument for removal under Section 1442 or Section 1443, it could still be more efficient
or otherwise appropriate for the court of appeals to uphold the removal on another ground rejected by the district court. See pp. 23-25, supra.
b. Nor is there reason to conclude that broader appellate review of remand orders could create incentives
for defendants to make bad-faith or frivolous assertions
of federal-officer or civil-rights removal grounds,
simply to expand the potential for future appellate review of their alternative grounds for removal. That
does not describe this case, as evidenced by the court of
30
appeals’ lengthy discussion of the federal-officer removal statute. Pet. App. 10a-30a. And, more generally,
“[s]ufficient sanctions are available to deter frivolous
removal arguments” in this area, 15A Wright § 3914.11,
at 706 (2d ed. 1992)—including the ability of a remanding court to “require payment of just costs and any actual expenses, including attorney fees, incurred as a result of the removal,” 28 U.S.C. 1447(c); see, e.g., Fed. R.
Civ. P. 11(b)-(c).
In addition, as petitioners suggest (Br. 36), an assertion of federal-officer or civil-rights removal may be insufficient to sustain the court of appeals’ own jurisdiction if that assertion “clearly appears to be immaterial
and made solely for the purpose of obtaining jurisdiction” or “is wholly insubstantial and frivolous.” Bell v.
Hood, 327 U.S. 678, 682-683 (1946). That would be analogous to this Court’s conclusion that a wholly insubstantial and frivolous constitutional claim would not trigger
a mandatory referral to a three-judge district court under 28 U.S.C. 2284(a). Shapiro, 577 U.S. at 45-46.
3. Finally, if experience reveals that the plainmeaning interpretation of Section 1447(d) results in
gamesmanship with non-frivolous, but weak, invocations of the federal-officer or civil-rights removal statutes, or that it results in undue delays in appeals of remand orders in certain cases, the solution will lie with
“Congress, which—unlike the courts—is both qualified
and constitutionally entitled to weigh the costs and benefits of different approaches and make the necessary
policy judgment.” Azar v. Allina Health Servs., 139
S. Ct. 1804, 1816 (2019).
Congress is charged with defining the extent of, and
exceptions to, appellate jurisdiction in the courts of appeals and this Court. See U.S. Const. Art. I, § 8, Cl. 9;
31
Art. III, § 1; Art. III, § 2, Cl. 2. It could amend Section
1447(d) to adopt respondent’s view, limiting appellate
review to certain issues supporting a reviewable remand order. Or it could provide for accelerated or discretionary review, as it has done in CAFA with respect
to certain orders granting or denying motions to remand in class actions, 28 U.S.C. 1453(c). But until it has
done so, the possibility of undesirable consequences is
no basis for this Court to adopt the court of appeals’ unduly narrow construction of Section 1447(d)’s second
clause. “As far as the Third Branch is concerned, what
the text of § 1447(d) indisputably does prevails over
what it ought to have done.” Powerex Corp., 551 U.S. at
237-238.
CONCLUSION
The judgment of the court of appeals should be vacated or reversed, and the case remanded for further
proceedings.
Respectfully submitted.
JEFFREY B. WALL
Acting Solicitor General
JEFFREY BOSSERT CLARK
Assistant Attorney General
CURTIS E. GANNON
Deputy Solicitor General
JONATHAN D. BRIGHTBILL
ERIC GRANT
Deputy Assistant Attorneys
General
BRINTON LUCAS
Assistant to the Solicitor
General
JENNIFER SCHELLER NEUMANN
AVI M. KUPFER
Attorneys
NOVEMBER 2020
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.