Amicus Curiae Brief — BP p.l.c., et al., Petitioners v. Mayor and City Council of Baltimore
Supreme Court briefNov 23, 2020
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No. 19-1189
IN THE
Supreme Court of the United States
____________________________________
BP P.L.C. et al.,
Petitioners,
v.
MAYOR AND CITY COUNCIL OF BALTIMORE,
Respondent.
____________________________________
On Writ of Certiorari to the United States
Court of Appeals for the Fourth Circuit
____________________________________
BRIEF OF INDIANA, ALABAMA, ALASKA,
GEORGIA, KANSAS, MISSISSIPPI,
MISSOURI, NEBRASKA, NORTH DAKOTA,
SOUTH CAROLINA, SOUTH DAKOTA,
TEXAS, AND UTAH AS AMICI CURIAE
IN SUPPORT OF PETITIONERS
____________________________________
Office of the
CURTIS T. HILL, JR.
Attorney General
Attorney General
302 W. Washington St. THOMAS M. FISHER*
Indianapolis, IN 46204 Solicitor General
(317) 232-6255
KIAN J. HUDSON
Tom.Fisher@atg.in.gov
Deputy Solicitor General
CORRINE L. YOUNGS
*Counsel of Record
JULIA C. PAYNE
Deputy Attorneys General
Counsel for Amici States
Additional counsel listed with signature block
i
QUESTION PRESENTED
Whether 28 U.S.C. § 1447(d) permits a court of appeals to review any issue encompassed in a district
court’s order remanding a removed case to state court
where the removing defendant premised removal in
part on the federal-officer removal statute, 28 U.S.C.
§ 1442, or the civil-rights removal statute, 28 U.S.C.
§ 1443.
ii
TABLE OF CONTENTS
QUESTION PRESENTED ....................................... i
TABLE OF AUTHORITIES ................................... iii
INTEREST OF THE AMICI STATES .................... 1
SUMMARY OF THE ARGUMENT ......................... 2
ARGUMENT ............................................................ 6
I.
Lawful Appeal of a Remand Order
Encompasses All Grounds for Removal .......... 6
II.
Removal Was Proper Because Baltimore’s
Public-Nuisance Claim Necessarily Arises
Under Federal Law ........................................ 16
A. Federal common law must govern any
common-law claims to abate the results
of global climate change ........................... 16
B. Because Baltimore’s public-nuisance
claim is governed by federal common law,
the claim arises under federal law and
removal was therefore proper .................. 26
CONCLUSION ....................................................... 31
iii
TABLE OF AUTHORITIES
CASES
Am. Electric Power Co. v. Connecticut,
564 U.S. 410 (2011) ........................................... 22
Appalachian Volunteers, Inc. v. Clark,
432 F.2d 530 (6th Cir. 1970)............................. 14
Avco Corp. v. Aero Lodge No. 735,
390 U.S. 557 (1968) ........................................... 29
Banco Nacional de Cuba v. Sabbatino,
376 U.S. 398 (1964) ..........................16, 17, 18, 30
Boyle v. United Technologies Corp.,
487 U.S. 500 (1988) ..........................19, 20, 24, 30
Caterpillar Inc. v. Williams,
482 U.S. 386 (1987) ........................................... 28
Clark v. Martinez,
543 U.S. 371 (2005) ........................................... 13
Clearfield Trust Co. v. United States,
318 U.S. 363 (1943) ........................................... 17
Cyan, Inc. v. Beaver Cty. Emp. Ret. Fund,
138 S. Ct. 1061 (2018)................................. 14, 15
Erie Railroad Co. v. Tompkins,
304 U.S. 64 (1938) ............................................. 16
iv
CASES [CONT’D]
Grable & Sons Metal Prod., Inc. v. Darue
Eng’g & Mfg.,
545 U.S. 308 (2005) ................................. 2, 26, 27
Hinderlider v. La Plata River Co.,
304 U.S. 92 (1938) ............................................. 17
Illinois v. City of Milwaukee,
406 U.S. 91 (1972) ...................................... passim
Johnson v. Mississippi,
421 U.S. 213 (1975) ............................................. 8
Lu Junhong v. Boeing Co.,
792 F.3d 805 (7th Cir. 2015)................. 10, 11, 15
Martin v. Franklin Capital Corp.,
546 U.S. 132 (2005) ............................................. 2
Mays v. City of Flint,
871 F.3d 437 (6th Cir. 2017)............................. 14
New SD, Inc. v. Rockwell Int’l Corp.,
79 F.3d 953 (9th Cir. 1996)............................... 29
Noel v. McCain,
538 F.2d 633 (4th Cir. 1976)............................. 14
Powerex Corp. v. Reliant Energy Serv., Inc.,
551 U.S. 224 (2007) ............................... 12, 13, 15
Reno v. Bossier Parish Sch. Bd.,
528 U.S. 320 (2000) ........................................... 13
v
CASES [CONT’D]
Rivet v. Regions Bank of La.,
522 U.S. 470 (1998) ........................................... 28
Rodriguez v. United States,
480 U.S. 522 (1987) ........................................... 15
Sam L. Majors Jewelers v. ABX, Inc.,
117 F.3d 922 (5th Cir. 1997)............................. 29
San Carlos Apache Tribe v. United States,
272 F. Supp. 2d 860 (D. Ariz. 2003) ................. 27
Thermtron Prod., Inc. v. Hermansdorfer,
423 U.S. 336 (1976) ............................................. 7
United States v. Kimbell Foods, Inc.,
440 U.S. 715 (1979) ..................................... 17, 18
United States v. Standard Oil Co.,
332 U.S. 301 (1947) ........................................... 18
Yamaha Motor Corp., U.S.A. v. Calhoun,
516 U.S. 199 (1996) ..............................4, 5, 11, 12
STATUTES
1 Stat. 73, c. 20, § 12 ................................................ 6
28 U.S.C. § 1292 ....................................................... 4
28 U.S.C. § 1331 ..................................................... 27
28 U.S.C. § 1441 ....................................................... 2
vi
STATUTES [CONT’D]
28 U.S.C. § 1442 .............................................. passim
28 U.S.C. § 1443 ....................................................... 2
28 U.S.C. § 1446 ....................................................... 9
28 U.S.C. § 1447 .............................................. passim
42 U.S.C. § 7401 et seq. .......................................... 24
42 U.S.C. § 7401 .................................................... 25
42 U.S.C. § 7410 ..................................................... 25
42 U.S.C. § 7412 ..................................................... 25
42 U.S.C. § 7416 ..................................................... 25
42 U.S.C. § 7661a ................................................... 25
Act of March 3, 1875, c. 137, § 2 .............................. 7
Act of March 3, 1875, c. 137, § 5 .............................. 7
Civil Rights Act of 1964, 78 Stat. 266 ..................... 8
Pub. L. 112-51 .......................................................... 8
OTHER AUTHORITIES
14C Charles Alan Wright et al., Federal
Practice & Procedure (Rev. 4th ed.) ............. 7, 11
19 Charles Alan Wright et al., Federal
Practice & Procedure (3d ed.) ........................... 27
vii
OTHER AUTHORITIES [CONT’D]
Henry J. Friendly, In Praise of Erie - and of
the New Federal Common Law, 39
N.Y.U. L. Rev. 383 (1964) ........................... 19, 20
Rhonda Wasserman, Rethinking Remand:
Proposed Amendments to the Federal Removal Statute, 43 Emory L.J. 83 (1994) ............ 7
1
INTEREST OF THE AMICI STATES
The States of Indiana, Alabama, Alaska, Georgia,
Kansas, Mississippi, Missouri, Nebraska, North Dakota, South Carolina, South Dakota, Texas, and Utah
respectfully submit this brief as amici curiae in support of petitioners.
As litigants who often find themselves on either
side of motions to remand cases back to state court,
Amici States have a strong interest in the scope of appellate review of remand orders. Amici States file this
amicus brief to urge the Court to respect the plain
meaning of the statutory text and hold that when a
case has been “removed pursuant to” the federal-officer or civil-rights removal statutes, appellate review
of “an order remanding” the case encompasses all
grounds for removal. 28 U.S.C. § 1447(d). Because the
Fourth Circuit’s decision below considered only the
federal-officer ground for removal, the decision should
be reversed.
Here, furthermore, the Fourth Circuit’s refusal to
consider all grounds for removal caused it to fail to see
that removal was in fact warranted. Because one of
the plaintiff’s common law claims necessarily arises
under federal common law, the district court had federal-question jurisdiction over this case and should
not have remanded it to state court. Accordingly, this
Court should reverse the decision below and instruct
the district court to retain jurisdiction over the case.
2
SUMMARY OF THE ARGUMENT
For more than 230 years federal law has in certain
circumstances “grant[ed] defendants a right to a federal forum.” Martin v. Franklin Capital Corp., 546
U.S. 132, 137 (2005). Today, the general removal statute, 28 U.S.C. § 1441, entitles a defendant to remove
a case filed in state court if the state-court plaintiff
“could have brought it in federal district court originally”—such as when the case is “a civil action ‘arising under the Constitution, laws, or treaties of the
United States’” under the federal-question statute.
Grable & Sons Metal Prod., Inc. v. Darue Eng’g &
Mfg., 545 U.S. 308, 312 (2005) (quoting 28 U.S.C.
§ 1331). Federal law authorizes removal of other cases
as well, such as cases brought against federal officers
(or private persons “acting under” such officers), 28
U.S.C. § 1442(a)(1), and cases where the defendant is
denied the protections of specified federal civil-rights
laws, id. § 1443.
When a district court concludes a case is not removable and should thus be remanded to state court,
its decision is generally “not reviewable” on appeal,
subject to two important exceptions: Any “order remanding a case . . . removed pursuant to [the federalofficer or civil-rights removal statutes] shall be reviewable by appeal or otherwise.” 28 U.S.C. § 1447(d).
Here, the Mayor and City Council of Baltimore
sued a group of multinational oil and gas companies
in Maryland state court, seeking to hold them liable
3
for “extracting, producing, promoting, refining, distributing, and selling fossil fuel products (i.e., coal, oil,
and natural gas).” Pet. App. 31a–32a. Baltimore
claims this conduct increased “greenhouse gas pollution” and thereby contributed to global climate
change—and is thus partly responsible for “a rise in
sea level along Maryland’s coast, as well as an increase in storms, floods, heatwaves, drought, extreme
precipitation, and other conditions.” Pet. App. 32a (internal quotation marks and citations omitted). And
Baltimore seeks to recover for these various “‘climatechange-related injuries’” on the basis of several theories—all of which it says arise under state laws, and
one of which is a common law public-nuisance claim.
Pet. App. 32a (quoting complaint).
In response, some defendants filed a notice of removal based on several grounds, including, among
others, the federal-officer removal statute and the
general removal statute. See Pet. App. 32a–33a. They
argued the federal-officer statute justified removal
because, in undertaking some of the conduct at issue,
they were “acting under,” 28 U.S.C. § 1442(a)(1), federal agencies—in particular, the U.S. Navy and the
Department of the Interior, see Pet. App. 70a. And the
defendants invoked the general removal statute
based on multiple theories of federal-question jurisdiction, including that Baltimore’s public-nuisance
claim necessarily arises under federal common law.
See Pet. App. 33a. The district court rejected each of
the grounds for removal, concluding “that the case
was not properly removed to federal court” and that
4
“the case must be remanded . . . pursuant to 28 U.S.C.
§ 1447(c).” Pet. App. 81a.
On appeal of the district court’s remand order, the
Fourth Circuit refused to consider all the grounds the
defendants raised for removal. Instead, it thought
1447(d) limited appellate review to the district court’s
application of the federal-officer removal statute, 28
U.S.C. § 1442, concluding that appellate “jurisdiction
does not extend to the non-§ 1442 grounds that were
considered and rejected by the district court,” Pet.
App. 6a. The Fourth Circuit thus read 1447(d) to require federal appellate courts to parse among the various grounds for removal rejected in a single remand
order: Appellate courts, it concluded, “only have jurisdiction to review those grounds for removal that are
specifically enumerated in § 1447(d).” Pet. App. 10a.
The Fourth Circuit’s decision should be reversed.
Under 1447(d), once an appellate court has jurisdiction to review a remand order, its jurisdiction encompasses all grounds for removal. This provision does
not limit appellate courts’ jurisdiction to particular
grounds for removal. Rather, it provides that certain
remand orders are reviewable on appeal—namely,
those “remanding a case to the State court from which
it was removed pursuant to section 1442 or 1443.” 28
U.S.C. § 1447(d). And as this Court has explained in
the course of interpreting the similarly worded permissive-interlocutory-appeal statute (28 U.S.C.
§ 1292(b)), when “appellate jurisdiction applies to the
order . . . the appellate court may address any issue
5
fairly included within” that order. Yamaha Motor
Corp., U.S.A. v. Calhoun, 516 U.S. 199, 205 (1996).
In short, no one contests that the defendants removed this case “pursuant to section 1442.” The
Fourth Circuit therefore had appellate jurisdiction to
review the remand order, and authority to consider
every basis for reversing it.
What is more, the Fourth Circuit’s refusal to consider every ground for removal led it to affirm a remand order that should have been reversed. The general removal statute authorized removal here because
Baltimore’s public-nuisance claim necessarily arises
under federal common law. The Court has long held
that federal common law must govern disputes over
interstate pollution: “When we deal with air and water in their ambient or interstate aspects, there is a
federal common law.” Illinois v. City of Milwaukee,
406 U.S. 91, 103 (1972). And the dispute for which
Baltimore’s public-nuisance claim seeks judicial resolution pertains not merely to interstate air pollution,
but to international air pollution. Baltimore’s public
nuisance claim asks courts to craft rules of decision
assigning liability for global climate change—which
not only is among the most complicated and contentious issues confronting policymakers today, but
which also affects every State and every citizen in the
country. Under this Court’s precedents, if courts are
going to give common-law answers to the problem of
global climate change, they should be federal courts
articulating and applying federal common law.
6
ARGUMENT
I. Lawful Appeal of a Remand Order
Encompasses All Grounds for Removal
Subsection 1447(d) provides that in general an “order remanding a case to the State court from which it
was removed is not reviewable on appeal or otherwise.” 28 U.S.C. § 1447(d) (emphasis added). This provision affords two crucial exceptions, however. “[A]n
order remanding a case to the State court from which
it was removed pursuant to section 1442 or 1443 of
this title [the federal-officer and civil-rights removal
statutes, respectively] shall be reviewable by appeal
or otherwise.” Id. (emphasis added). The meaning of
this language is plain. Because 1447(d) specifically
uses the term “order,” it obliges circuit courts exercising appellate jurisdiction over a remand order to review the order itself, not a mere subset of the legal
conclusions offered in the opinion accompanying the
order; and evaluating the remand order’s lawfulness
necessarily requires considering every ground for removal. Both the statutory text and the Court’s precedents compel this conclusion.
1. Congress has authorized federal courts to hear
cases removed from state court since the Judiciary
Act of 1789 first established the federal-court system.
See 1 Stat. 73, c. 20, § 12 (authorizing removal of
state-court cases against aliens and nonresident defendants as well as state-court cases involving competing land grants issued by different States). And for
7
nearly as long as federal courts have possessed authority to hear cases removed from state court, litigants have been disputing what constitutes proper
grounds for exercising that authority—and have been
seeking appellate review of decisions with which they
disagree. Until 1875, erstwhile state-court defendants
could freely obtain review of remand decisions. See
Rhonda Wasserman, Rethinking Remand: Proposed
Amendments to the Federal Removal Statute, 43
Emory L.J. 83, 90 nn.28–29 (1994) (collecting cases).
But that year Congress expanded the class of removable cases and authorized review of remand orders by
writ of error or appeal to this Court. See Act of March
3, 1875, c. 137, §§ 2, 5, 18 Stat. 470–72. Twelve years
later, Congress reversed course: It narrowed the scope
of removal, authorized remand where removal was
improper (on jurisdictional grounds or otherwise),
and foreclosed appellate review of remand orders. See
14C Charles Alan Wright et al., Federal Practice &
Procedure § 3721 (Rev. 4th ed.) (citing Act of March 3,
1887, c. 373, 24 Stat. 552); Thermtron Prod., Inc. v.
Hermansdorfer, 423 U.S. 336, 347 (1976) (“[N]o appeal or writ of error from the decision of the circuit
court so remanding such cause shall be allowed.”
(quoting same)).
These provisions authorizing remand orders and
prohibiting their appellate review have for the most
part endured. The text now codified at subsections
1447(c) and (d) “represent the 1948 recodification” of
the 1887 enactments. Id. at 349–50 & n.15. And seventy-two years later, 1447(c) continues to authorize
remands for “any defect” (including jurisdiction) while
8
1447(d) continues to deem such remand orders to be
generally “not reviewable on appeal or otherwise.”
Importantly, however, Congress has twice
amended 1447(d) to carve out exceptions from its general bar on appellate review. The Civil Rights Act of
1964 amended 1447(d) to authorize review, “by appeal
or otherwise,” of any “order remanding a case to the
State court from which it was removed pursuant to
section 1443,” 78 Stat. 266—that is, cases removed
under the civil-rights removal statute, which authorizes removal in cases where state law denies the defendant rights secured by federal laws “‘providing for
specific civil rights stated in terms of racial equality,’”
see Johnson v. Mississippi, 421 U.S. 213, 219–20
(1975) (quoting Georgia v. Rachel, 384 U.S. 780, 792
(1966)). And in 2011 Congress authorized appellate
review of remand orders in cases removed pursuant
to section 1442—the federal-officer removal statute,
which authorizes removal of cases involving federal
officers or agencies, as well as private persons acting
under such federal officers or agencies. See Pub. L.
112-51 (inserting “1442 or” before 1443 in 1447(d)).
Crucially, these two exceptions to the general bar
on appealability provide that “an order remanding a
case to the State court from which it was removed pursuant to section 1442 or 1443 of this title shall be reviewable on appeal or otherwise.” 28 U.S.C. § 1447(d)
(emphasis added). This language specifies (1) when an
appeal is permissible (when a case is “removed pursuant to section 1442 or 1443”) and (2) what the subject
of such an appeal is (the “order remanding” the case).
9
The clear consequence is that when a defendant removes a case pursuant to the federal-officer or civilrights removal statutes, appellate courts have jurisdiction to review the district court’s remand order, not
merely the district court’s resolution of a single, isolated ground for removal.
The surrounding statutory framework confirms
this straightforward interpretation. The removal process begins when “defendants desiring to remove any
civil action from a State court” file “a notice of removal” that contains “a short and plain statement of
the grounds for removal.” 28 U.S.C. § 1446(a).
“[P]romptly after the filing of such notice of removal,”
the defendant gives notice to adverse parties and files
“a copy of the notice with the clerk of such State
court.” 28 U.S.C. § 1446(d). Notably, the filing of this
removal notice with the state court “shall effect the removal and the State court shall proceed no further unless and until the case is remanded”—that is, the case
is “removed” as soon as the state-court notice is filed.
Id. Accordingly, when a removal notice includes several grounds for removal, one of which proceeds under
the federal-officer or civil-rights removal statutes, the
case “was removed pursuant to section 1442 or 1443”
the moment the removal notice was filed. 28 U.S.C.
§ 1447(d).
Here, because the removal notice raised the federal-officer removal statute as a ground for removal,
see Joint App. 225–31, the case was “removed pursuant to section 1442,” thereby triggering 1447(d)’s appealability exception. It appears this much, at least,
10
is uncontested. After all, if the defendants’ additional,
non-federal-officer grounds for removal were to cause
the case not to be “removed pursuant to section 1442,”
1447(d) would bar appellate review entirely, even of
the federal-officer ground alone. And neither Baltimore nor the Fourth Circuit—nor any court for that
matter—have taken this position.
It is therefore clear that the district court’s remand order is appealable under 1447(d). And it is
equally clear that the scope of the appeal encompasses every ground for removal: The subject of the
appeal is the “order remanding [such] a case to the
State court from which it was removed.” Id. (emphasis
added). Subsection 1447(d) thus authorizes appeal of
the order—without limitation.
Accordingly, when a remand order rejecting removal on federal-officer or civil-rights grounds is appealed under 1447(d), the appellate court has jurisdiction to consider all grounds raised in favor of removal—including those for which the defendant
would not otherwise be able to obtain appellate review. As Judge Easterbrook explained in the course of
adopting this interpretation of 1447(d), “[t]o say that
a district court’s ‘order’ is reviewable is to allow appellate review of the whole order, not just of particular
issues or reasons.” Lu Junhong v. Boeing Co., 792
F.3d 805, 811 (7th Cir. 2015). For this reason, “if appellate review of an ‘order’ has been authorized, that
means review of the ‘order.’ Not particular reasons for an order, but the order itself.” Id. at 812 (emphasis in original).
11
Reading 1447(d) this way not only makes the best
sense of the statutory text, but also makes the best
use of litigants’ and courts’ time. After all, “once Congress has authorized appellate review of a remand order”—as it has when the state-court defendant relies
on the federal-officer or civil-rights removal statutes—“[t]he marginal delay from adding an extra issue to a case where the time for briefing, argument,
and decision has already been accepted is likely to be
small.” Lu Junhong, 792 F.3d at 813. The leading federal-courts treatise agrees: “Review should . . . be extended to all possible grounds for removal underlying
the order. Once an appeal is taken there is very little
to be gained by limiting review . . . .” 14C Charles Alan
Wright et al., Federal Practice & Procedure § 3914.11
(Rev. 4th ed.).
2. This “whole order” interpretation of 1447(d) is
further supported by the Court’s prior decisions. In
Yamaha Motor Corp., U.S.A. v. Calhoun, 516 U.S. 199
(1996), the Court construed the permissive-interlocutory-appeal statute, which, like 1447(d), authorizes
appeals of a particular class of orders. That statute
provides that when a district court determines that
an “‘order involves a controlling question of law as to
which there is substantial ground for difference of
opinion and that an immediate appeal from the order
may materially advance the ultimate termination of
the litigation,’” a circuit court has discretion to “‘permit an appeal to be taken from such order.’” Id. at
204–05 (quoting 28 U.S.C. § 1292(b) (emphasis in
original)). The Court underscored the importance of
Congress’s choice of the word “order,” observing that
12
“appellate jurisdiction applies to the order certified to
the court of appeals, and is not tied to the particular
question formulated by the district court.” Id. at 205
(emphasis in original). It thus held that an appellate
court “may address any issue fairly included within
the certified order because it is the order that is appealable, and not the controlling question identified
by the district court.” Id. (emphasis in original; internal quotation marks and citations omitted). That is,
when an order is appealed under 1292(b), the “scope
of review [includes] all issues material to the order in
question.” Id. (alteration in original; internal quotation marks and citations omitted). Subsection 1447(d)
provides no textual (or historical) basis for differing
treatment of an “order” appealed under its authority.
In fact, the Court’s decision in Powerex Corp. v. Reliant Energy Services, Inc., 551 U.S. 224 (2007), confirms that in 1447(d) “order” means order—not “issue.” There, the Ninth Circuit purported to divide a
single remand order into two sorts of issues—the nonreviewable question of removal jurisdiction and a reviewable set of “merits determinations that precede
remand.” Id. at 235–36. This Court squarely rejected
that approach and said that, insofar as 1447(d) generally bars appeal of an “order remanding a case to
the State court from which it was removed” (i.e.,
where no exception applies), it precludes review of
every discrete issue within that order. 28 U.S.C.
§ 1447(d). Even if antecedent “merits determinations”
could have avoided the 1447(d) appeal bar if they had
been the subject of a separate order, a singular remand order must be treated as a whole: The statute
13
“does not permit an appeal” of any stand-alone issues
“when there is no order separate from the unreviewable remand order.” Id. at 236 (emphasis in original)
(citing Kircher v. Putnam Funds Tr., 547 U.S. 633,
645–46 n.13 (2006)).
Subsection 1447(d)’s identically worded exception
for any “order remanding a case to the State court
from which it was removed pursuant to section 1442
or 1443” should be read the same way. Just as the
general prohibition of appealability applies to the
whole order, so the authorization of appealability applies to the whole order. 28 U.S.C. § 1447(d). “To give
these same words a different meaning . . . would be to
invent a statute rather than interpret one. . . . [A single phrase] cannot . . . be interpreted to do both
[things] at the same time.” Clark v. Martinez, 543
U.S. 371, 378 (2005). The Court should refuse, as it
has many times before, “to adopt a construction that
would attribute different meanings to the same
phrase in the same sentence, depending on which object it is modifying.” Reno v. Bossier Parish Sch. Bd.,
528 U.S. 320, 329 (2000) (citing Bankamerica Corp. v.
United States, 462 U.S. 122, 129 (1983)).
In sum, the Court’s decisions establish that
1447(d) does not permit appellate courts to slice and
dice the often-numerous legal issues that may underlie a remand order. A remand order is either appealable or not. If it is, the entire order is reviewable on
appeal.
14
3. Rather than accept that 1447(d) authorizes appeals of orders, the Fourth Circuit’s decision mistakenly limited the scope of appellate review to only reasons for removal resting on the federal-officer or civilrights removal statutes. Pet. App. 7a. The Fourth Circuit based this conclusion upon its earlier decision in
Noel v. McCain, 538 F.2d 633, 635 (4th Cir. 1976), and
that decision’s discussion of the issue consists entirely
of a citation to the Sixth Circuit’s half-century-old decision in Appalachian Volunteers, Inc. v. Clark, 432
F.2d 530, 533 (6th Cir. 1970).
And far from supporting the Fourth Circuit’s reading of 1447(d), Appalachian Volunteers——which the
Sixth Circuit has since implicitly repudiated, see
Mays v. City of Flint, 871 F.3d 437, 442 (6th Cir. 2017)
(citing Lu Junhong, 792 F.3d at 811–13)—illustrates
precisely why it is wrong. Appalachian Volunteers—
which appears to be the first published decision to address the question, and the origin of this mistaken
view—reached its result by prioritizing purpose over
text. It assumed that 1447(d)’s “obvious purpose . . . is
to avoid the delays which would result if appeals from
remand orders were permitted,” and reasoned that
“even when removal is based on 28 U.S.C. § 1443 and
an appeal is authorized, the review of issues other
than those directly related to the propriety of the remand order itself would frustrate the clear Congressional policy of expedition.” 432 F.2d at 533.
This Court, however, “has long rejected the notion
that ‘whatever furthers the statute’s primary objective must be the law.’” Cyan, Inc. v. Beaver Cty. Emp.
15
Ret. Fund, 138 S. Ct. 1061, 1073 (2018) (quoting Rodriguez v. United States, 480 U.S. 522, 526 (1987) (per
curiam)). After all, courts “do not generally expect
statutes to fulfill 100% of all of their goals.” Id. Indeed, 1447(d)’s federal-officer and civil-rights exceptions to the general appealability bar are themselves
examples of Congress choosing to set aside one goal
(preventing prolonged disputes over where a case will
be litigated) for the sake of another (protecting defendants’ right to a federal forum). It was entirely sensible for Congress to decide that some remand orders
should be appealable and that the scope of review of
such orders should include all grounds for removal: As
noted, “[t]he marginal delay from adding an extra issue to a case where the time for briefing, argument,
and decision has already been accepted is likely to be
small.” Lu Junhong, 792 F.3d at 813.
“Where, as here, the language of a provision is sufficiently clear in its context and not at odds with the
legislative history, there is no occasion to examine the
additional considerations of policy that may have influenced the lawmakers in their formulation of the
statute.” Rodriguez, 480 U.S. at 526 (internal alterations, quotation marks, and citations omitted). Here
the statute says that because the case “was removed
pursuant to section 1442,” the “order remanding the
case . . . shall be reviewable”—period. 28 U.S.C.
§ 1447(d). The statute does not impose any limitations
on the scope of appellate review, and “supposition of
what Congress really wanted” is no reason for courts
to do so in its stead. Powerex, 551 U.S. at 237. The
statute is clear. It should be enforced as written.
16
II. Removal Was Proper Because Baltimore’s
Public-Nuisance Claim Necessarily Arises
Under Federal Law
The Fourth Circuit’s misinterpretation of 1447(d)
did not just affect its analysis of the remand order; it
affected its ultimate judgment as well. Because it
considered only whether the federal-officer removal
statute provided grounds for removal, the Fourth
Circuit missed a ground for removal that should have
caused it to reverse the district court’s remand:
Baltimore’s public-nuisance claim necessarily arises
under federal common law, which means the federalquestion statute conferred jurisdiction and that the
defendants were therefore entitled to removal.
A. Federal common law must govern any
common-law claims to abate the results of
global climate change
1. In Erie Railroad Co. v. Tompkins the Court recognized that federal courts have no power to supplant
state common law with “federal general common law,”
304 U.S. 64, 78 (1938) (emphasis added). The Court
soon made it clear, however, that this principle does
not prevent specialized federal common law from exclusively governing areas implicating unique federal
interests. In “an opinion handed down the same day
as Erie and by the same author, Mr. Justice Brandeis,
the Court declared, ‘For whether the water of an interstate stream must be apportioned between the two
States is a question of ‘federal common law’ . . . .’”
Banco Nacional de Cuba v. Sabbatino, 376 U.S. 398,
17
426–27 (1964) (quoting Hinderlider v. La Plata River
Co., 304 U.S. 92, 110 (1938)); see also Hinderlider, 304
U.S. at 110 (“Jurisdiction over controversies concerning rights in interstate streams is not different from
those concerning boundaries. These have been recognized as presenting federal questions.”).
And less than five years after Erie, the Court issued its seminal decision in Clearfield Trust Co. v.
United States, 318 U.S. 363 (1943), holding that federal common law should determine whether the
United States could obtain reimbursement for a stolen check it had issued and that a bank had cashed
over a forged endorsement. Id. at 364–66. The district
court applied state law and concluded that the United
States had unreasonably delayed giving notice of the
forgery and was therefore barred from recovery, but
this Court held that federal, not state, law governed:
“The rights and duties of the United States on commercial paper which it issues are governed by federal
rather than local law,” because “[t]he authority to issue the check had its origin in the Constitution and
the statutes of the United States and was in no way
dependent on the laws of Pennsylvania or of any other
state.” Id. at 366.
In the nearly eighty years since Clearfield, the
Court has held that federal common law necessarily
and exclusively governs disputes in numerous other
areas as well. See, e.g., United States v. Kimbell
Foods, Inc., 440 U.S. 715, 726 (1979) (holding that
“the priority of liens stemming from federal lending
18
programs must be determined with reference to federal law”); Banco Nacional, 376 U.S. at 425–427
(holding, in light of “the potential dangers were Erie
extended to legal problems affecting international relations,” that “the scope of the act of state doctrine
must be determined according to federal law”).
In United States v. Standard Oil Co., for example,
the Court held that federal common law applied to the
federal government’s claims against an oil company
whose driver had struck and injured an American soldier. 332 U.S. 301, 302 (1947). The Court observed
that Erie did not alter the longstanding rule that federal law—including federal common law—must apply
to “matters exclusively federal, because made so by
constitutional or valid congressional command, or
others so vitally affecting interests, powers and relations of the Federal Government as to require uniform
national disposition rather than diversified state rulings.” Id. at 307. Rather, “federal judicial powers . . .
remained unimpaired for dealing independently,
wherever necessary or appropriate, with essentially
federal matters, even though Congress has not acted
affirmatively about the specific question.” Id. In light
of the federal government’s “exclusive power to establish and define the [military] relationship” and the
fact that “the Government’s purse is affected,” the
Court held that “[a]s in the Clearfield case, . . . the
matter in issue is neither primarily one of state interest nor exclusively for determination by state law
within the spirit and purpose of the Erie decision.” Id.
at 306–07.
19
More recently, in Boyle v. United Technologies
Corp., the Court held that federal common law governs design-defect claims brought against manufacturers of military equipment. 487 U.S. 500, 512
(1988). The Court explained that “procurement of
equipment by the United States” is “an area of
uniquely federal interest” and that in this context “the
application of state law would frustrate specific objectives of federal legislation.” Id. at 507 (internal alterations, quotation marks, and citations omitted). In
particular, the Court emphasized the practical problems with inevitably conflicting state laws in this
area: “[P]ermitting second-guessing” of the federal
government’s military-equipment-design decisions
“through state tort suits against contractors would
produce the same effect sought to be avoided by” the
Federal Tort Claims Act. Id. at 511. “The financial
burden of judgments against the contractors would
ultimately be passed through, substantially if not totally, to the United States itself, since defense contractors will predictably raise their prices to cover, or
to insure against, contingent liability for the Government-ordered designs.” Id. at 512. Because of the
unique federal concerns pertaining to military procurement and the potential for significant conflicts
with federal policy, federal common law, not state
common law, governed the claim.
In sum, the “clarion yet careful pronouncement in
Erie, ‘There is no federal general common law,’
opened the door for what, for want of a better term,
we may call specialized federal common law.” Henry
J. Friendly, In Praise of Erie - and of the New Federal
20
Common Law, 39 N.Y.U. L. Rev. 383, 405 (1964). And
it is by now well established that this specialized common law applies to the “few areas, involving ‘uniquely
federal interests,’” that “are so committed by the Constitution and laws of the United States to federal control” that they must be “governed exclusively by federal law.” Boyle, 487 U.S. at 506 (quoting Texas Industries, Inc. v. Radcliff Materials, Inc., 451 U.S. 630,
640 (1981)).
2. Of particular relevance here, for nearly half a
century the Court has held that one area of “uniquely
federal interest” to which federal common law must
apply is interstate pollution: “When we deal with air
and water in their ambient or interstate aspects,
there is a federal common law.” Illinois v. City of Milwaukee, Wis., 406 U.S. 91, 103 (1972). And for this
reason, federal common law necessarily applies to
Baltimore’s public-nuisance claim—which alleges
that the defendants’ production and promotion of fossil fuels caused interstate pollution (in the form of
greenhouse gases emitted by countless entities worldwide) that contributed to global climate change,
which in turn caused the injuries for which Baltimore
seeks abatement. See Joint App. 145–146. If the complex and controversial policy questions underlying
such a claim are going to be resolved by courts at all,
they should be federal courts applying federal common law.
The Court held that federal common law governed
the interstate-pollution dispute in Illinois, and federal common law is all the more applicable here. As
21
here, Illinois involved a suit brought to abate interstate pollution that the plaintiff claimed constituted a
public nuisance. Invoking the Court’s original jurisdiction, Illinois claimed that several Wisconsin cities
had polluted Lake Michigan with raw or inadequately
treated sewage: “The cause of action alleged is pollution by the defendants of Lake Michigan, a body of interstate water,” and Illinois asked the Court to “abate
this public nuisance.” Illinois, 406 U.S. at 93. The
Court recognized that because Illinois had sued an
out-of-state entity the case fell within its original jurisdiction, but it observed that if the case could have
instead been brought “in a federal district court, our
original jurisdiction is not mandatory.” Id. at 98. The
Court thus proceeded to consider “whether pollution
of interstate or navigable waters creates actions arising under the ‘laws’ of the United States within the
meaning of s 1331(a) [the federal-question statute].”
Id. at 99.
The Court held “that it does.” Id. It explained that
an earlier Tenth Circuit decision had “stated the controlling principle”—“‘the ecological rights of a State in
the improper impairment of them from sources outside the State’s own territory. . . [is] a matter having
basis and standard in federal common law and so directly constituting a question arising under the laws
of the United States.’” Id. at 99–100 (quoting Texas v.
Pankey, 441 F.2d 236 (10th Cir. 1971)). Further, the
Court analogized interstate-pollution disputes to disputes “concerning interstate waters,” which Hinderlider more than three decades prior had “‘recognized
as presenting federal questions.’” Id. at 105 (quoting
22
Hinderlider, 304 U.S. at 110). Hinderlider—which
“was written by Mr. Justice Brandeis who also wrote
for the Court in Erie, the two cases being decided the
same day”—foreclosed the argument “that state law
governs” interstate-pollution disputes; it established
that federal common law such disputes instead. Id. at
105 n.7 (internal citations omitted). In sum, “where
there is an overriding federal interest in the need for
a uniform rule of decision or where the controversy
touches basic interests of federalism, [the Court has]
fashioned federal common law.” Id. at 105 n. 6 (citing
Banco Nacional, 376 U.S. 398).
In American Electric Power Co. v. Connecticut, the
Court reiterated Illinois’s conclusion that “‘[w]hen we
deal with air and water in their ambient or interstate
aspects, there is a federal common law.” 564 U.S. 410,
421 (2011) (quoting Illinois, 406 U.S. at 103). Justice
Ginsburg’s opinion for the Court reaffirmed precisely
the Court’s reasoning in Illinois: Specialized federal
common law governs “‘subjects within national legislative power where Congress has so directed’ or where
the basic scheme of the Constitution so demands.” Id.
(quoting Friendly, supra, at 408 n. 119, 421–422). And
because the “national legislative power” includes the
power to adopt “environmental protection” laws addressing interstate pollution, federal courts can, “if
necessary, even ‘fashion federal law’” in this area. Id.
(quoting Friendly, supra, at 421–422).
Illinois held that claims to abate public nuisance
in interstate waters arise under federal common law,
23
and it expressly extended this conclusion to the parallel situation of disputes involving “air . . . in their
ambient or interstate aspects” as well. Illinois, 406
U.S. at 103. That definitively establishes that federal—not state—common law applies to Baltimore’s
claim to abate public nuisance in interstate air. What
is more, the reasons the Court cited for applying federal common law in Illinois apply with even greater
force here, where Baltimore seeks to bring a purportedly Maryland-law claim against energy companies
for injuries allegedly produced by a long chain of conduct—including conduct of third parties—that occurred all over the globe.
3. Indeed, this case powerfully illustrates why the
Court has held that, in areas of unique federal interests, any common-law rules of decision must be articulated by federal—not state—courts.
Baltimore urges Maryland state courts to determine—under the auspices of the common law of public nuisance—whether “the harm [of fossil fuels] outweighs any offsetting benefit,” Joint App. 156, including whether “the social benefit of placing fossil fuels
into the stream of commerce is outweighed by the
availability of other sources of energy,” Joint App.
159. That is, it asks Maryland courts to weigh the
costs and benefits of fossil fuels and then decide how
to regulate them—quintessentially legislative judgments.
Exacerbating the problem, Baltimore has sued
just a handful of energy companies for conduct that
24
occurred not only outside Maryland, but outside the
country—conduct Baltimore concedes to be injurious
only in conjunction with others’ use of the fossil fuels
the defendants (and others) produce and sell. In other
words, Baltimore is seeking, from a few disfavored
companies, abatement of all the harm it has allegedly
suffered from global climate change, even though
many other actors, through conduct occurring in
many other States and countries, are—on Baltimore’s
own account—responsible for much of that alleged
harm. See Joint App. 145-146, 160-161.
State courts have no business deciding how global
climate change should be addressed and who—among
all the countless actors around the world whose conduct contributes to it—bears legal responsibility for
creating it. In addition to the obvious potential for
gross unfairness, such state-court-created commonlaw rules would inevitably “present a ‘significant conflict’ with federal policy.” Boyle, 487 U.S. at 512.
Among many other problems, state-common-law
rules would undermine the regulatory authority
States themselves have under carefully calibrated cooperative-federalism programs—programs that are
administered by politically accountable officials at the
federal, state, and local levels.
The Clean Air Act, 42 U.S.C. § 7401 et seq., for example, assigns States a significant role in tailoring
and enforcing the statute’s requirements, with state
officials, subject to review by federal officials, holding
authority to craft state-specific solutions to the difficult questions surrounding air-pollution regulation.
25
See, e.g., id. § 7401(a)(3) (finding that controlling air
pollution “at its source is the primary responsibility of
States and local governments”); id. § 7410(a) (requiring States to adopt implementation plans to achieve
federal ambient air quality standards and permitting
variation in light of local circumstances); id. § 7412(l)
(authorizing States to implement federal hazardous
air pollutant standards and allowing modifications to
meet local needs); id. § 7416 (authorizing States to impose state-law requirements more stringent than federal standards); id. § 7661a (requiring States to adopt
permitting programs tailored to state needs).
Congress identified the Clean Air Act’s purpose as
promoting both the country’s “public health and welfare and the productive capacity of its population.” 42
U.S.C. § 7401(b)(1) (emphasis added). And it has endorsed different regulatory approaches in different
States because it recognizes that pursuing both of
these goals—balancing health and environmental
considerations against the value of economic activity,
including energy production—is an inherently political undertaking that must be responsive to local conditions. And, critically, each State is afforded regulatory autonomy because other States’ policy prerogatives stop at the state line. Baltimore’s lawsuit, in
stark contrast, would purport to impose a single,
state-court-created, one-size-fits-all policy.
Making matters still worse, Baltimore is not alone
in urging its state courts to impose judicially created
regulations on the worldwide production of fossil
26
fuels. Many other jurisdictions have filed similar public-nuisance claims urging state courts to hold fossil
fuel companies liable for the costs of global climate
change. See Pet. Br. 6–7 & n.1. Chances are that
courts in at least some of these actions will be receptive to the claims, which will ultimately lead to a
patchwork of conflicting standards purporting to create liability for the same extraterritorial conduct. Ultimately, therefore, all this and other similar lawsuits
have to offer is regulatory chaos.
Any worldwide allocation of responsibility for remediation of climate change requires national or international action, not ad hoc intervention by individual state courts acting at the behest of a handful of
local governments. It is precisely for this reason that
the Court long ago held that if questions of interstate
pollution are going to be settled by courts, they should
be federal courts applying federal common law. See
Illinois, 406 U.S. at 103.
B. Because
Baltimore’s
public-nuisance
claim is governed by federal common law,
the claim arises under federal law and
removal was therefore proper
That federal common law governs Baltimore’s
public-nuisance claim necessarily means this case is
removable to federal court. The federal-question statute gives district courts jurisdiction to hear claims
sounding in federal common law; Baltimore thus
“could have brought [this case] in federal district
27
court originally” and the defendants were thus “entitled to remove” the case. Grable & Sons Metal Prod.,
Inc. v. Darue Eng’g & Mfg., 545 U.S. 308, 312 (2005).
The Fourth Circuit should therefore have reversed
the district court’s remand order.
1. The federal-question statute gives federal district courts “original jurisdiction” over “all civil actions arising under the Constitution, laws, or treaties
of the United States.” 28 U.S.C. § 1331(a). And it is
well-settled that a “case ‘arising under’ federal common law presents a federal question and as such is
within the original subject matter jurisdiction of the
federal courts.” 19 Charles Alan Wright et al., Federal
Practice & Procedure § 4514 (3d ed.).
The Court has recognized on multiple occasions
“‘the statutory word ‘law’ includes court decisions’”,
and “embrace[s] claims founded on federal common
law.” Illinois, 406 U.S. at 99 (quoting Romero v. International Terminal Operating Co., 358 U.S. 354, 393
(opinion of Brennan, J.)); see also id. (acknowledging
that lower courts have reached this same conclusion);
San Carlos Apache Tribe v. United States, 272 F.
Supp. 2d 860, 882 (D. Ariz. 2003), aff’d, 417 F.3d 1091
(9th Cir. 2005) (“Jurisdiction exists over violations to
the federal common law as well as those of statutory
origin, and, therefore, this Court has subject matter
jurisdiction over Plaintiffs’ common law nuisance
claim.”). As here, in Illinois the Court determined
that a claim seeking abatement of interstate pollution
“creates an action that arises under the ‘laws’ of the
28
United Sates within the meaning of 1331(a).” 406 U.S.
at 99.
Accordingly, because Baltimore’s public-nuisance
claim necessarily sounds in federal common law, the
district court had jurisdiction over this case and its
remand motion should have been reversed.
2. Crucially, the district court had jurisdiction over
this case because Baltimore’s claim necessarily arises
under federal common law—not merely subject to a
federal-law defense. And that means Baltimore cannot deprive federal courts of jurisdiction simply by affixing a state-law label to its public-nuisance claim.
Generally, of course, a plaintiff is “the master of
the claim” and “may avoid federal jurisdiction by exclusive reliance on state law.” Caterpillar Inc. v. Williams, 482 U.S. 386, 392 (1987). Yet, “[a]llied as an
‘independent corollary’” to the well-pleaded complaint
rule “is the further principle that ‘a plaintiff may not
defeat removal by omitting to plead necessary federal
questions.’” Rivet v. Regions Bank of La., 522 U.S.
470, 475 (1998) (quoting Franchise Tax Bd. of Cal. v.
Construction Laborers Vacation Trust for Southern
Cal., 463 U.S. 1, 22 (1983)). Plaintiffs cannot evade
the reach of federal law or federal courts by declaring
unilaterally that their claims arise under state law.
“If a court concludes that a plaintiff has ‘artfully
pleaded’ claims in this fashion, it may uphold removal
even though no federal question appears on the face
of the plaintiff's complaint.” Id. In other words, when
29
a plaintiff raises a nominal state-law claim that is in
fact governed by federal law, removal is proper.
Such was the foundation, for example, of the
Court’s holding in Avco Corp. v. Aero Lodge No. 735,
which held that an action to enforce a provision of a
collective bargaining agreement was “controlled by
federal substantive law even though it is brought in a
state court” —and was therefore removable to federal
court—because the case necessarily stated a claim
“arising under the ‘laws of the United States’ within
the meaning of the removal statute.” 390 U.S. 557,
560 (1968) (quoting 28 U.S.C. § 1441(b)). Lower
courts, too, have applied this reasoning to uphold removal of cases raising purportedly state-common-law
claims that are in truth governed by federal common
law. See New SD, Inc. v. Rockwell Int’l Corp., 79 F.3d
953, 955 (9th Cir. 1996) (declaring that federal, rather
than state, common law provides the rule of decision—and a basis for federal question jurisdiction—to
a dispute over a federal defense contract); Sam L. Majors Jewelers v. ABX, Inc., 117 F.3d 922, 926–28 (5th
Cir. 1997) (citing Illinois and holding that, notwithstanding plaintiff’s nominal plea of a state law claim,
federal common law applied to—and conferred federal-question jurisdiction over—an air-transit lostcargo claim because Congress preserved a “federal
common law cause of action against air carriers for
lost shipments”).
30
Indeed, allowing artful pleading to avert removal
of claims necessarily governed by federal common law
would put state courts in the position of creating federal common-law. And that would undermine the very
purpose of federal common law, which is to ensure
that in “a few areas, involving uniquely federal interests,” the rules of decision “are governed exclusively
by federal law.” Boyle, 487 U.S. at 504 (internal quotation marks and citations omitted). Where, as here,
the rules of decision “must be determined according to
federal law,” “state courts [are] not left free to develop
their own doctrines.” Banco Nacional, 376 U.S. at
426–27.
In contrast with disputes over the meaning of federal statutory or constitutional provisions, commonlaw cases require courts to make difficult judgments
about what “seems to [them] sound policy,” Boyle, 487
U.S. at 513, which is why state-court common law decisions are usually understood to announce (and perhaps inherently do announce) state common law. Permitting plaintiffs to compel state-court adjudication
of federal-common-law claims, therefore, would put
state courts in the position of discerning federal judicial policy—or else guess what policy judgments regarding “uniquely federal interests” this Court would
adopt. The Court’s decisions, however, hold that in
certain areas, such as those involving interstate pollution, any common-law rules must be crafted by federal judges—that is, judges appointed by a nationally
elected president and confirmed by a Senate in which
every State is entitled to equal representation.
31
It is therefore essential to permit removal of
claims that, while pleaded in state law terms, in fact
sound in federal common law. And here, Baltimore’s
common-law public-nuisance claim must be governed
by federal common-law rules of decision articulated
by federal courts. The district court had jurisdiction
to consider this claim, and the defendants were therefore entitled to removal.
CONCLUSION
For the foregoing reasons, the decision below
should be reversed.
Respectfully submitted,
Office of the
Attorney General
302 W. Washington St.
Indianapolis, IN 46204
(317) 232-6255
Tom.Fisher@atg.in.gov
*Counsel of Record
CURTIS T. HILL, JR.
Attorney General
THOMAS M. FISHER*
Solicitor General
KIAN J. HUDSON
Deputy Solicitor General
CORRINE L. YOUNGS
JULIA C. PAYNE
Deputy Attorneys General
Counsel for Amici States
Dated: November 23, 2020
32
ADDITIONAL COUNSEL
Counsel for Amici States
STEVE MARSHALL
Attorney General
State of Alabama
DOUGLAS J. PETERSON
Attorney General
State of Nebraska
CLYDE SNIFFEN, JR.
Acting Attorney General
State of Alaska
WAYNE STENEHJEM
Attorney General
State of North Dakota
CHRISTOPHER M. CARR
Attorney General
State of Georgia
ALAN WILSON
Attorney General
State of South Carolina
DEREK SCHMIDT
Attorney General
State of Kansas
JASON R. RAVNSBORG
Attorney General
State of South Dakota
LYNN FITCH
Attorney General
State of Mississippi
KEN PAXTON
Attorney General
State of Texas
ERIC SCHMITT
Attorney General
State of Missouri
SEAN D. REYES
Attorney General
State of Utah
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.