Petitioners Brief — BP p.l.c., et al., Petitioners v. Mayor and City Council of Baltimore
Supreme Court briefNov 16, 2020
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No. 19-1189
In the Supreme Court of the United States
BP P.L.C., ET AL., PETITIONERS
v.
MAYOR AND CITY COUNCIL OF BALTIMORE
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
BRIEF FOR THE PETITIONERS
PETER D. KEISLER
C. FREDERICK BECKNER III
SIDLEY AUSTIN LLP
1501 K Street, N.W.
Washington, DC 20005
THEODORE J. BOUTROUS, JR.
THOMAS G. HUNGAR
GIBSON, DUNN
& CRUTCHER LLP
1050 Connecticut
Avenue, N.W.
Washington, DC 20036
DAVID C. FREDERICK
BRENDAN J. CRIMMINS
DANIEL S. SEVERSON
KELLOGG, HANSEN, TODD,
FIGEL & FREDERICK, P.L.L.C.
1615 M Street, N.W.,
Suite 400
Washington, DC 20036
KANNON K. SHANMUGAM
Counsel of Record
WILLIAM T. MARKS
TANYA S. MANNO
E. GARRETT WEST
PAUL, WEISS, RIFKIND,
WHARTON & GARRISON LLP
2001 K Street, N.W.
Washington, DC 20006
(202) 223-7300
kshanmugam@paulweiss.com
THEODORE V. WELLS, JR.
DANIEL J. TOAL
ADAM P. SAVITT
PAUL, WEISS, RIFKIND,
WHARTON & GARRISON LLP
1285 Avenue of the Americas
New York, NY 10019
(additional counsel on signature page)
QUESTION PRESENTED
Section 1447(d) of Title 28 of the United States Code
generally precludes appellate review of an order remanding a removed case to state court. But Section 1447(d) expressly provides that an “order remanding a case * * *
removed pursuant to” the federal-officer removal statute,
28 U.S.C. 1442, or the civil-rights removal statute, 28
U.S.C. 1443, “shall be reviewable by appeal or otherwise.”
Some courts of appeals have interpreted Section 1447(d)
to permit appellate review of any issue encompassed in a
district court’s remand order where the removing defendant premised removal in part on the federal-officer or
civil-rights removal statutes. Other courts of appeals, including the Fourth Circuit in this case, have held that appellate review is limited to the federal-officer or civilrights ground for removal. The question presented is as
follows:
Whether 28 U.S.C. 1447(d) permits a court of appeals
to review any issue encompassed in a district court’s order
remanding a removed case to state court where the removing defendant premised removal in part on the federal-officer removal statute, 28 U.S.C. 1442, or the civilrights removal statute, 28 U.S.C. 1443.
(I)
PARTIES TO THE PROCEEDING
AND CORPORATE DISCLOSURE STATEMENT
Petitioners are BP p.l.c.; BP America Inc.; BP Products North America Inc.; Chevron Corporation; Chevron
U.S.A., Inc.; CITGO Petroleum Corporation; CNX Resources Corporation; ConocoPhillips; ConocoPhillips
Company; CONSOL Energy Inc.; CONSOL Marine Terminals LLC; Crown Central LLC; Crown Central New
Holdings LLC; Exxon Mobil Corporation; ExxonMobil
Oil Corporation; Hess Corporation; Marathon Petroleum
Corporation; Phillips 66; Royal Dutch Shell plc; Shell Oil
Company; and Speedway LLC.
Petitioner BP p.l.c. has no parent corporation, and no
publicly held company owns 10% or more of its stock.
Petitioners BP America Inc. and BP Products North
America Inc. are wholly owned indirect subsidiaries of petitioner BP p.l.c.
Petitioner Chevron Corporation has no parent corporation, and no publicly held company owns 10% or more of
its stock.
Petitioner Chevron U.S.A., Inc., is a wholly owned
subsidiary of petitioner Chevron Corporation.
Petitioner CITGO Petroleum Corporation is a wholly
owned indirect subsidiary of Petróleos de Venezuela S.A.
No publicly held company owns 10% or more of Petróleos
de Venezuela S.A.’s stock.
Petitioner CNX Resources Corporation has no parent
corporation, and no publicly held company owns 10% or
more of its stock.
Petitioner ConocoPhillips has no parent corporation,
and no publicly held company owns 10% or more of its
stock.
Petitioner ConocoPhillips Company is a wholly owned
subsidiary of petitioner ConocoPhillips.
(II)
III
Petitioner CONSOL Energy Inc. has no parent corporation. BlackRock, Inc., through itself or its subsidiaries,
owns 10% or more of CONSOL Energy Inc.’s stock.
Petitioner CONSOL Marine Terminals LLC is a
wholly owned indirect subsidiary of petitioner CONSOL
Energy Inc.
Petitioner Crown Central New Holdings LLC is the
sole member of petitioner Crown Central LLC. The sole
member of Crown Central New Holdings LLC is
Rosemore Holdings, Inc., a wholly owned subsidiary of
Rosemore, Inc. No publicly held company owns 10% or
more of Rosemore, Inc.’s stock.
Petitioner Exxon Mobil Corporation has no parent
corporation, and no publicly held company owns 10% or
more of its stock.
Petitioner ExxonMobil Oil Corporation is a wholly
owned indirect subsidiary of petitioner Exxon Mobil Corporation.
Petitioner Hess Corporation has no parent corporation, and no publicly held company owns 10% or more of
its stock.
Petitioner Marathon Petroleum Corporation has no
parent corporation, and no publicly held company owns
10% or more of its stock.
Petitioner Speedway LLC is a wholly owned indirect
subsidiary of Marathon Petroleum Corporation.
Petitioner Phillips 66 has no parent corporation, and
no publicly held company owns 10% or more of its stock.
Petitioner Royal Dutch Shell plc has no parent corporation, and no publicly held company owns 10% or more of
its stock.
Petitioner Shell Oil Company is a wholly owned indirect subsidiary of petitioner Royal Dutch Shell plc.
Respondent is the Mayor and City Council of Baltimore.
IV
Marathon Oil Corporation and Marathon Oil Company
were parties to the proceedings below.
Marathon Oil Corporation has no parent corporation.
BlackRock, Inc., through itself or its subsidiaries, owns
10% or more of Marathon Oil Corporation’s stock.
Marathon Oil Company is a wholly owned subsidiary
of petitioner Marathon Oil Corporation.
TABLE OF CONTENTS
Page
Opinions below .............................................................................. 1
Jurisdiction .................................................................................... 1
Statutory provision involved........................................................ 2
Statement ...................................................................................... 2
A. Background ...................................................................... 4
B. Facts and procedural history ......................................... 6
Summary of argument ............................................................... 11
Argument..................................................................................... 16
I. A court of appeals may review any ground
for removal encompassed in a remand
order where the defendant premised
removal in part on the federal-officer
or civil-rights removal statutes .................................... 16
A. The plain text of 28 U.S.C. 1447(d) permits
appellate review of any ground for removal
where removal is premised in part
on the federal-officer or civil-rights
removal statutes ...................................................... 16
B. The plain-text interpretation of Section
1447(d) is supported by precedent
from this Court and the courts of appeals ............ 20
C. The plain-text interpretation of Section
1447(d) serves the provision’s purposes ............... 26
D. The court of appeals’ contrary
interpretation is incorrect ...................................... 31
II. The Court should reverse the judgment below .......... 37
A. Removal was proper because respondent’s
claims necessarily arise under federal law ........... 38
B. If the Court does not reverse, it should
vacate the judgment below and remand
the case to the court of appeals.............................. 45
Conclusion ................................................................................... 47
(V)
VI
TABLE OF AUTHORITIES
Page
Cases:
Alexander v. Sandoval, 532 U.S. 275 (2001)...................... 35
American Electric Power Co. v. Connecticut,
564 U.S. 410 (2011) ................................................. passim
Armstrong v. Exceptional Child Center, Inc.,
135 S. Ct. 1378 (2015) ...................................................... 34
Avco Corp. v. Machinists, 390 U.S. 557 (1968) ................. 45
Azar v. Allina Health Services,
139 S. Ct. 1804 (2019) ...................................................... 32
Banco Nacional de Cuba v. Sabbatino,
376 U.S. 398 (1964) .......................................................... 42
Behrens v. Pelletier, 516 U.S. 299 (1996) ........................... 36
Bell v. Hood, 327 U.S. 678 (1946) ........................................ 36
BMW of North America v. Gore, 517 U.S. 559 (1996) ...... 39
Board of County Commissioners v. Suncor Energy
(U.S.A.) Inc., 965 F.3d 792 (10th Cir. 2020) ................... 7
Brill v. Countrywide Home Loans, Inc.,
427 F.3d 446 (7th Cir. 2005) ........................................... 25
Carlsbad Technology, Inc. v. HIF Bio, Inc.,
556 U.S. 635 (2009) .......................................................... 17
Caterpillar, Inc. v. Williams, 482 U.S. 386 (1987) ............ 44
Chambers v. NASCO, Inc., 501 U.S. 32 (1991) ............ 35, 36
City of Columbus v. Ours Garage & Wrecker
Service, Inc., 536 U.S. 424 (2002) .................................. 33
City of Greenwood v. Peacock, 384 U.S. 808 (1966) .......... 27
City of Milwaukee v. Illinois, 451 U.S. 304 (1981) ........... 39
City of Oakland v. BP p.l.c.,
960 F.3d 570 (9th Cir. 2020) ............................................. 7
City of Walker v. Louisiana,
877 F.3d 563 (5th Cir. 2017) ........................................... 25
Coffey v. Freeport McMoran Copper & Gold,
581 F.3d 1240 (10th Cir. 2009) ....................................... 25
County of San Mateo v. Chevron Corp.,
960 F.3d 586 (9th Cir. 2020) ............................................. 7
Dahda v. United States, 138 S. Ct. 1491 (2018) ................ 24
VII
Page
Cases—continued:
Deckert v. Independence Shares Corp.,
311 U.S. 282 (1940) .......................................................... 22
Department of Revenue v. ACF Industries, Inc.,
510 U.S. 332 (1994) .................................................... 31, 32
EPA v. EME Homer City Generation, L.P.,
572 U.S. 489 (2014) .......................................................... 28
Erie Railroad Co. v. Tompkins, 304 U.S. 64 (1938) ... 38, 40
Exxon Mobil Corp. v. Allapattah Services, Inc.,
545 U.S. 546 (2005) .......................................................... 17
Exxon Shipping Co. v. Baker, 554 U.S. 471 (2008)..... 17, 24
Federated Department Stores, Inc. v. Moitie,
452 U.S. 394 (1981) .......................................................... 44
Florida Lime & Avocado Growers, Inc. v. Jacobsen,
362 U.S. 73 (1960) ............................................................ 23
Food Marketing Institute v. Argus Leader Media,
139 S. Ct. 2356 (2019) ...................................................... 33
Fourth Estate Public Benefit Corp.
v. Wall-Street.com, LLC, 139 S. Ct. 881 (2019) ............ 32
Franchise Services of North America, Inc., In re,
891 F.3d 198 (5th Cir. 2018) ........................................... 24
Franchise Tax Board v. Construction Laborers
Vacation Trust, 463 U.S. 1 (1983) ................................. 44
Franchise Tax Board v. Hyatt,
139 S. Ct. 1485 (2019) ...................................................... 39
Georgia v. Tennessee Copper Co., 206 U.S. 230 (1907)..... 40
Goosby v. Osser, 409 U.S. 512 (1973) .................................. 36
Healy v. Beer Institute, Inc., 491 U.S. 324 (1989) ............ 39
Illinois v. City of Milwaukee,
406 U.S. 91 (1972) .................................................. 6, 39, 40
International Paper Co. v. Ouellette,
479 U.S. 481 (1987) ................................................ 9, 40, 41
Jennings v. Stephens, 574 U.S. 271 (2015) ........................ 24
Johnson v. Mississippi, 421 U.S. 213 (1975) ..................... 27
Juliana v. United States,
947 F.3d 1159 (9th Cir. 2020) ......................................... 29
VIII
Page
Cases—continued:
Kansas v. Colorado, 206 U.S. 46 (1907) ............................. 40
Lewis v. BT Investment Managers, Inc.,
447 U.S. 27 (1980) ............................................................ 23
Lightfoot v. Cendant Mortgage Corp.,
137 S. Ct. 553 (2017) ........................................................ 34
Lu Junhong v. Boeing Co.,
792 F.3d 805 (7th Cir. 2015) .................................. passim
Marshall v. Blake,
885 F.3d 1065 (7th Cir. 2018) ......................................... 25
Marx v. General Revenue Corp., 568 U.S. 371 (2013) ...... 19
McClung v. Silliman, 19 U.S. (6 Wheat.) 598 (1821)........ 24
Meadows v. United Services, Inc.,
963 F.3d 240 (2d Cir. 2020) ............................................. 36
Munaf v. Geren, 553 U.S. 674 (2008) .................................. 22
National Farmers Union Insurance Cos.
v. Crow Tribe of Indians, 471 U.S. 845 (1985) ............. 39
National Weather Service Employees
v. Federal Labor Relations Authority,
966 F.3d 875 (D.C. Cir. 2020) ......................................... 25
Noel v. McCain, 538 F.2d 633 (4th Cir. 1976) ............. 10, 11
Pennsylvania Co., Ex parte, 137 U.S. 451 (1890) ............... 5
Pepper v. United States, 562 U.S. 476 (2011) .................... 19
Pepperling v. Risley, 739 F.2d 443 (9th Cir. 1984) ........... 36
Pierce v. Underwood, 487 U.S. 552 (1988) ......................... 34
PPL Montana LLC v. Montana, 565 U.S. 576 (2012)...... 39
Quackenbush v. Allstate Insurance Co.,
517 U.S. 706 (1996) .......................................................... 17
Railroad Co. v. Wiswall, 90 U.S. (23 Wall.) 507 (1875) ...... 5
Raymond B. Yates, M.D., P.C., Profit Sharing Plan
v. Hendon, 541 U.S. 1 (2004) .......................................... 19
Rhode Island v. Shell Oil Products Co.,
Civ. No. 19-1818, 2020 WL 6336000
(1st Cir. Oct. 29, 2020)....................................................... 7
Shapiro v. McManus, 136 S. Ct. 450 (2015) ...................... 36
Smith v. Vulcan Iron Works, 165 U.S. 518 (1897) ............ 22
IX
Page
Cases—continued:
Sprint Communications, Inc. v. Jacobs,
571 U.S. 69 (2013) ............................................................ 17
Supreme Court of Virginia v. Consumers Union of
United States, Inc., 446 U.S. 719 (1980) ....................... 23
Taniguchi v. Kan Pacific Saipan, Ltd.,
566 U.S. 560 (2012) .......................................................... 16
Taylor v. Morton, 67 U.S. (2 Black) 481 (1863) ................. 18
Teamsters v. Peña, 17 F.3d 1478 (D.C. Cir. 1994) ............ 19
Texas Industries, Inc. v. Radcliff Materials, Inc.,
451 U.S. 630 (1981) .......................................................... 38
Thermtron Products, Inc. v. Hermansdorfer,
423 U.S. 336 (1976) ................................................ 5, 26, 30
United States v. Connolly,
716 F.2d 882 (Fed. Cir. 1983) ......................................... 25
United States v. Seatrain Lines, 329 U.S. 424 (1947) ...... 17
United States v. Standard Oil Co.,
332 U.S. 301 (1947) .................................................... 38, 45
Watson v. Philip Morris Cos.,
551 U.S. 142 (2007) ........................................ 26, 27, 28, 29
West v. Aurora City, 73 U.S. (6 Wall.) 139 (1868) ............... 5
White v. Regester, 412 U.S. 755 (1973) ............................... 23
Yamaha Motor Corp., U.S.A. v. Calhoun,
516 U.S. 199 (1996) ................................................. passim
Statutes, rules, and regulation:
Act of Mar. 3, 1875, ch. 137, § 5, 18 Stat. 472 ....................... 5
Act of Mar. 3, 1887, ch. 373, § 1, 24 Stat. 553 ....................... 5
Act of Mar. 3, 1891, ch. 517, § 7, 26 Stat. 828 ..................... 22
Act of May 24, 1949, ch. 139, 63 Stat. 89 ........................ 5, 35
§ 84(a), 63 Stat. 102 ......................................................... 35
§ 84(b), 63 Stat. 102 ........................................................... 5
Civil Rights Act of 1866, ch. 31, § 3, 14 Stat. 27 ................ 27
Civil Rights Act of 1964, Pub. L. No. 88-352,
§ 901, 78 Stat. 266 ....................................................... 6, 27
Clean Air Act, 42 U.S.C. 7401-7671q .................................. 28
Judiciary Act of 1789, ch. 20, 1 Stat. 73 ............................ 4, 5
X
Page
Statutes, rules, and regulation—continued:
§ 12, 1 Stat. 79-80 .............................................................. 4
Naval Petroleum Reserves Production Act of 1976,
Pub. L. No. 94-258, § 201(3)(c)(1)(B), 90 Stat. 303 ......... 8
Removal Clarification Act of 2011,
Pub. L. No. 112-51, § 2(d), 125 Stat. 546 ............. 6, 27, 35
5 U.S.C. 7123(a) .................................................................... 25
11 U.S.C. 547(b) .................................................................... 19
11 U.S.C. 550 ......................................................................... 19
18 U.S.C. 3553(f) ................................................................... 19
28 U.S.C. 158(a) .................................................................... 24
28 U.S.C. 158(d)(2) ............................................................... 24
28 U.S.C. 1253 ....................................................................... 23
28 U.S.C. 1254(1) .................................................................... 1
28 U.S.C. 1254(2) .................................................................. 18
28 U.S.C. 1291 ....................................................................... 32
28 U.S.C. 1292(a)(1).............................................................. 22
28 U.S.C. 1292(b) ...................................................... 10, 21, 32
28 U.S.C. 1292(d)(2) ............................................................. 25
28 U.S.C. 1295(a)(7).............................................................. 18
28 U.S.C. 1331 ................................................................. 39, 45
28 U.S.C. 1441-1455................................................................ 4
28 U.S.C. 1441(a) ............................................................ 39, 45
28 U.S.C. 1441(b)(2) ............................................................. 20
28 U.S.C. 1442 .............................................................. passim
28 U.S.C. 1443 .............................................................. passim
28 U.S.C. 1443(1) .................................................................. 27
28 U.S.C. 1443(2) .................................................................. 27
28 U.S.C. 1446(a) .................................................................... 4
28 U.S.C. 1447(c) .............................................................. 4, 35
28 U.S.C. 1447(d) ......................................................... passim
28 U.S.C. 1453(c)(1) .............................................................. 25
28 U.S.C. 2342(5) .................................................................. 20
38 U.S.C. 7292(b)(1) ............................................................. 18
42 U.S.C. 8514(a)(2).............................................................. 18
50 U.S.C. 1803(j) ................................................................... 18
52 U.S.C. 30110 ..................................................................... 18
XI
Page
Rules and regulation—continued:
Fed. R. Civ. P. 11(b)(1) ........................................................ 35
Fed. R. Civ. P. 11(b)(2) ........................................................ 35
U.S.S.G. § 5C1.2 ................................................................... 19
Miscellaneous:
Black’s Law Dictionary (4th ed. 1951) ........................ 17, 19
Black’s Law Dictionary (11th ed. 2019) ...................... 17, 19
Richard H. Fallon, Jr., et al., Hart & Wechsler’s
Federal Courts and the Federal System
(7th ed. 2015).................................................................... 44
Felix Frankfurter, The Business of the
Supreme Court of the United States—
A Study in the Federal Judicial System,
39 Harv. L. Rev. 35 (1925) .............................................. 30
Heather L. Greenley, Congressional Research
Service, R45832, Department of Defense
Energy Management: Background and
Issues for Congress (2019) ............................................. 42
Oxford English Dictionary (1933) ............................... 17, 19
Petroleum Administration for War, A History of the
Petroleum Administration for War, 1941-1945
(John W. Frey & H. Chandler Ide eds. 2005) .............. 28
Restatement (Second) of Torts (1979) ............................... 42
Rhonda Wasserman, Rethinking Remand:
Proposed Amendments to the Federal
Removal Statute, 43 Emory L.J. 83 (1994) .............. 5, 30
Webster’s Third New International
Dictionary (1961) ...................................................... 17, 19
Charles Alan Wright et al., Federal Practice and
Procedure (multiple eds.) ...................................... passim
In the Supreme Court of the United States
No. 19-1189
BP P.L.C., ET AL., PETITIONERS
v.
MAYOR AND CITY COUNCIL OF BALTIMORE
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
BRIEF FOR THE PETITIONERS
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1a-30a)
is reported at 952 F.3d 452. The opinion of the district
court (Pet. App. 31a-81a) is reported at 388 F. Supp. 3d
538.
JURISDICTION
The judgment of the court of appeals was entered on
March 6, 2020. The petition for a writ of certiorari was
filed on March 31, 2020, and granted on October 2, 2020.
The jurisdiction of this Court rests on 28 U.S.C. 1254(1).
(1)
2
STATUTORY PROVISION INVOLVED
Section 1447(d) of Title 28 of the United States Code
provides:
An order remanding a case to the State court from
which it was removed is not reviewable on appeal or
otherwise, except that an order remanding a case to
the State court from which it was removed pursuant to
section 1442 or 1443 of this title shall be reviewable by
appeal or otherwise.
STATEMENT
This case concerns the scope of appellate review of a
district court’s order remanding a removed case to state
court where 28 U.S.C. 1447(d) permits appeal of the order.
While the first clause of Section 1447(d) ordinarily precludes appellate review of a remand order, the second
clause expressly authorizes appeal of “an order remanding a case * * * removed pursuant to” the federal-officer or civil-rights removal statutes. 28 U.S.C. 1447(d).
The question presented is whether Section 1447(d) permits a court of appeals to review all of the grounds for removal encompassed in a remand order where the removing defendant premised removal in part on the federal-officer or civil-rights removal statutes.
Petitioners are 21 domestic and foreign energy companies that produce or sell fossil fuels around the world
(or have previously done so); respondent is the municipal
government of Baltimore, Maryland. Like a number of
other state and local governments in similar cases across
the country, respondent filed this action against petitioners in local state court, asserting claims purportedly arising under state law to recover for harms that it alleges it
has sustained and will sustain from petitioners’ global operations due to global climate change.
3
As in other similar cases, petitioners removed this
case to federal district court, asserting federal subjectmatter jurisdiction on multiple grounds. Among other
grounds, petitioners contended that removal was warranted under the federal-officer removal statute because
respondent’s complaint encompassed petitioners’ exploration for and production of fossil fuels at the direction of
federal officers. Petitioners also asserted that respondent’s claims necessarily and exclusively arise under federal common law. The district court remanded the case to
state court, and petitioners appealed.
The court of appeals affirmed. It held that Section
1447(d), as construed in an earlier opinion from that court,
deprived it of appellate jurisdiction to consider any of the
grounds for removal that the district court addressed and
that the parties briefed and argued on appeal, except for
the federal-officer ground. The court proceeded to conclude that the case was not removable on the federal-officer ground.
The court of appeals erred in holding that Section
1447(d) precluded it from reviewing the other asserted
grounds for removal. The plain text of Section 1447(d)
demonstrates that a court of appeals has jurisdiction to
review the entire remand “order,” not merely particular
issues or questions within the order. And because the entire remand order necessarily disposes of all of the defendant’s grounds for removal, the scope of appellate review extends to each of those grounds. That interpretation comports not just with the plain text, but also with
this Court’s precedents and the broader purposes of Section 1447(d). The court of appeals erred by failing to consider all of the grounds for removal encompassed in the
remand order.
To remedy that error, this Court has the option either
to proceed to address the remaining grounds for removal
4
and reverse the judgment below, or to vacate the judgment and direct the court of appeals to address those
grounds in the first instance. One of the additional bases
for removal raised and briefed below follows directly from
this Court’s precedents and is currently being litigated in
numerous similar cases across the country: namely, that
claims alleging injury based on interstate emissions, including the extraordinary claims at issue here (which seek
to hold petitioners responsible for the effects of global climate change), necessarily and exclusively arise under federal law. To preserve judicial resources, the Court should
take the modest step of applying its precedents to the
claims at issue here and confirm that they belong in federal court. The judgment of the court of appeals should
be reversed.
A. Background
In the Judiciary Act of 1789, Congress permitted defendants to remove certain actions initially brought in
state courts to the newly created federal courts. See ch.
20, § 12, 1 Stat. 79-80. Since then, Congress has established various grounds for removal and detailed procedures for removing cases. See 28 U.S.C. 1441-1455.
A defendant in state court removes an action by filing
a “notice of removal” in the relevant federal district court.
28 U.S.C. 1446(a). The “notice of removal” must contain a
“short and plain statement of the grounds for removal”—
that is, the bases on which the defendant asserts that the
district court has subject-matter jurisdiction over the action. Ibid.; see 14C Charles Alan Wright et al., Federal
Practice and Procedure § 3733, at 702-704 (4th ed. 2018).
The district court then must determine whether it has
subject-matter jurisdiction. See 28 U.S.C. 1447(c). If it
determines that it does not, it must remand the case to
state court. See ibid.
5
The availability and scope of appellate review of remand orders has changed throughout our Nation’s history. Under the Judiciary Act of 1789, this Court reviewed remand orders on writs of error and appeal. See,
e.g., West v. Aurora City, 73 U.S. (6 Wall.) 139 (1868);
Rhonda Wasserman, Rethinking Remand: Proposed
Amendments to the Federal Removal Statute, 43 Emory
L.J. 83, 90 nn.28-29 (1994) (Wasserman) (citing other examples). Except for a brief period when review occurred
only by writ of mandamus, the Court continued to review
remand orders as a matter of course for nearly a century.
See Railroad Co. v. Wiswall, 90 U.S. (23 Wall.) 507, 508
(1875); Act of Mar. 3, 1875, ch. 137, § 5, 18 Stat. 472.
Congress changed course in 1887, in the wake of this
Court’s mushrooming caseload after the Civil War. See
Act of Mar. 3, 1887, ch. 373, § 1, 24 Stat. 553; Wasserman
94-101. Congress provided that “no appeal or writ of error” from a “decision” remanding a case to state court
“shall be allowed.” Act of Mar. 3, 1887, § 1, 24 Stat. 553.
The Court interpreted that provision to prohibit review of
remand orders by mandamus as well. See Ex parte Pennsylvania Co., 137 U.S. 451, 454 (1890).
In 1948, Congress omitted the 1887 provision from the
recodified version of Title 28 of the United States Code.
See Thermtron Products, Inc. v. Hermansdorfer, 423
U.S. 336, 347 (1976). The next year, Congress enacted 28
U.S.C. 1447(d), which similarly provided that “an order
remanding a case to [state court] is not reviewable on appeal or otherwise.” Act of May 24, 1949, ch. 139, § 84(b),
63 Stat. 102.
Since then, Congress has amended Section 1447(d) to
permit appellate review of remand orders in two situations. In the Civil Rights Act of 1964, Congress authorized appeals of remand orders in cases removed pursuant
to the civil-rights removal statute, 28 U.S.C. 1443. See
6
Pub. L. No. 88-352, § 901, 78 Stat. 266. In the Removal
Clarification Act of 2011, Congress additionally authorized appeals of remand orders in cases removed pursuant
to the federal-officer removal statute, 28 U.S.C. 1442. See
Pub. L. No. 112-51, § 2(d), 125 Stat. 546. This case concerns the scope of appellate review in cases removed pursuant to Sections 1442 or 1443.
B. Facts And Procedural History
1. In 2017, a number of state and local governments
began filing lawsuits in state courts against various energy companies, most of them nonresidents of the forum
States. The plaintiffs alleged that the companies’ worldwide production, sale, and promotion of fossil fuels led to
the emission of greenhouse gases and thereby contributed
to global climate change. The plaintiffs have primarily asserted that the production, sale, and promotion of fossil
fuels violate various state-law duties, including commonlaw nuisance; they have sought compensatory and punitive damages as well as equitable relief.
The defendants removed those lawsuits to federal
court. They asserted multiple bases for federal jurisdiction, including that the allegations in the complaints pertain to actions the defendants took at the direction of federal officers, see 28 U.S.C. 1442, and that the plaintiffs’
climate-change claims necessarily and exclusively arise
under federal common law, see, e.g., American Electric
Power Co. v. Connecticut, 564 U.S. 410, 420-423 (2011); Illinois v. City of Milwaukee, 406 U.S. 91, 103 (1972). As of
the filing of this brief, 19 related cases are pending in fed-
7
eral courts nationwide in which the parties are actively litigating the question of removal, either in district court or
on appeal.1
2. Petitioners are 21 domestic and foreign energy
companies that produce or sell fossil fuels around the
world (or have previously done so). In 2018, respondent
filed a complaint in Maryland state court against petitioners and others, alleging that petitioners had caused or will
cause harms by contributing to global climate change.
Respondent seeks damages for the effect of climate
change on its property, as well as an order requiring petitioners to “abate” the “nuisance” they allegedly created
by their activities. J.A. 145-161, 182.2
See County of San Mateo v. Chevron Corp., 960 F.3d 586 (9th Cir.
2020) (petition for cert. due Jan. 4, 2021) (appeal consolidating six actions); City of Oakland v. BP p.l.c., 960 F.3d 570 (9th Cir. 2020) (petition for cert. due Jan. 11, 2021) (appeal consolidating two actions);
Board of County Commissioners v. Suncor Energy (U.S.A.) Inc., 965
F.3d 792 (10th Cir. 2020) (petition for cert. due Dec. 4, 2020); Rhode
Island v. Shell Oil Products Co., Civ. No. 19-1818, 2020 WL 6336000
(1st Cir. Oct. 29, 2020) (petition for cert. due Mar. 29, 2021); Pacific
Coast Federation of Fishermen’s Associations, Inc. v. Chevron Corp.,
Civ. No. 18-7477 (N.D. Cal.); Connecticut v. Exxon Mobil Corp., Civ.
No. 20-1555 (D. Conn.); Delaware v. BP America Inc., Civ. No. 201429 (D. Del.); District of Columbia v. Exxon Mobil Corp., Civ. No.
20-1932 (D.D.C.); City & County of Honolulu v. Sunoco LP, Civ. No.
20-163 (D. Haw.); County of Maui v. Sunoco LP, Civ. No. 20-470 (D.
Haw.); Minnesota v. American Petroleum Institute, Civ. No. 20-1636
(D. Minn.); City of Hoboken v. Exxon Mobil Corp., Civ. No. 20-14243
(D.N.J.); County of Charleston v. Brabham Oil Co., Civ. No. 20-3579
(D.S.C.). Two similar cases are pending in federal court based on diversity jurisdiction. See City of New York v. BP p.l.c., No. 18-2188
(2d Cir.); King County v. BP p.l.c., Civ. No. 18-758 (W.D. Wash.).
1
Several petitioners contend that they are not subject to personal
jurisdiction in the Maryland courts, and they have separately moved
to dismiss the complaint on that ground. They are litigating the removal issue subject to that objection.
2
8
Petitioners removed this action to the United States
District Court for the District of Maryland. J.A. 187-242.
In their notice of removal, petitioners raised many of the
same bases for federal jurisdiction as have the defendants
in other climate-change lawsuits. J.A. 192-195. Of particular relevance here, petitioners asserted that removal was
permissible under the federal-officer removal statute.
J.A. 225-231. Because respondent’s theory of causation
and damages depended on petitioners’ production and
sale of fossil fuel over many decades, petitioners argued
that respondent’s claims encompassed activities that petitioners took at the direction of federal officers. J.A. 230231.
Petitioners cited several different examples of such activities. Petitioners noted that they had long produced oil
and gas belonging to the federal government on the Outer
Continental Shelf pursuant to governmental leases; those
leases gave the government control over various aspects
of petitioners’ operations, including approval of exploration and production plans, regulation of extraction rates,
and a right of first refusal during wartime to purchase all
oil, gas, and minerals extracted. J.A. 226-228. In addition,
petitioners observed that one of their corporate predecessors had agreed with the Navy jointly to extract and produce oil and gas from a strategic petroleum reserve that
the Navy maintained; in response to the 1973 oil crisis,
Congress ordered petroleum production at the strategic
reserve to proceed at the “maximum efficient rate” for a
“period not to exceed six years.” Naval Petroleum Reserves Production Act of 1976, Pub. L. No. 94-258,
§ 201(3)(c)(1)(B), 90 Stat. 303; see J.A. 228-230. Petitioners further noted that they had entered into supply agreements with the armed forces for motor-vehicle fuel. J.A.
230.
9
Petitioners asserted that removal was also warranted
based on federal-question jurisdiction because federal
common law necessarily and exclusively governed respondent’s claims. J.A. 196-203. Petitioners noted that
this Court has long held that interstate pollution is “a matter of federal, not state, law” and “should be resolved by
reference to federal common law.” International Paper
Co. v. Ouellette, 479 U.S. 481, 488 (1987) (citation omitted);
see J.A. 8, 197-198. Petitioners added that the Court’s decision in American Electric Power, supra, reinforced the
conclusion that federal common law governs public-nuisance claims related to global climate change. 564 U.S. at
422-423; see J.A. 8, 197-198.
3. The district court remanded the case to state court
based on a lack of subject-matter jurisdiction. Pet. App.
31a-81a. With respect to the federal-officer ground for removal, the district court determined that the connection
between the “wide array of conduct for which defendants
have been sued” and the “asserted official authority” was
too “attenuated” to permit removal. Id. at 71a. With respect to the federal-common-law ground for removal, the
district court concluded that the well-pleaded complaint
rule precluded removal because the complaint did not expressly assert claims under federal common law. Id. at
49a-50a. The district court also rejected petitioners’ other
grounds for removal. Id. at 50a-67a, 72a-81a.
After initially staying execution of the remand order,
the district court denied petitioners’ motion for a stay
pending appeal. Pet. App. 82a-94a.3
The court of appeals denied petitioners’ motion for a stay pending
appeal, Pet. App. 95a-96a, as did this Court, see No. 19A368 (Oct. 22,
2019).
3
10
4. The court of appeals affirmed the district court’s
remand order. Pet. App. 1a-30a. The court of appeals began its analysis with the “threshold question” of the scope
of its appellate jurisdiction under Section 1447(d). Id. at
6a. The court observed that, in Noel v. McCain, 538 F.2d
633 (4th Cir. 1976), it had held that Section 1447(d) deprives appellate courts of “jurisdiction to review any
ground” for removal addressed in a remand order “other
than the one specifically exempted from [Section]
1447(d)’s bar on review” (which at the time was only civilrights removal, see pp. 5-6, supra). Pet. App. 7a.
Petitioners argued that subsequent changes in the law
had abrogated the Fourth Circuit’s decision in Noel, but
the court of appeals disagreed. Pet. App. 7a-10a. Petitioners primarily relied on this Court’s decision in
Yamaha Motor Corp., U.S.A. v. Calhoun, 516 U.S. 199
(1996). There, the Court addressed the question whether,
in an interlocutory appeal under 28 U.S.C. 1292(b), a court
of appeals could review any issue encompassed in a district court’s certified order. Section 1292(b) permits a
court of appeals to entertain an interlocutory appeal
“from [an] order” when the district court certifies that
“such order involves a controlling question of law as to
which there is substantial ground for difference of opinion
and that an immediate appeal from the order may materially advance the ultimate termination of the litigation.” 28
U.S.C. 1292(b).
This Court held in Yamaha that, because “it is the order that is appealable, and not the particular question formulated by the district court,” appellate review of any issue encompassed in the certified order was permissible.
516 U.S. at 205 (citation omitted). The court of appeals
acknowledged that the Seventh Circuit had relied on
Yamaha in construing Section 1447(d) to permit appellate
review of the entire remand “order.” Pet. App. 8a-9a. But
11
it held that it was bound by Noel because Yamaha involved Section 1292(b) and not Section 1447(d). Ibid.
In a related vein, the court of appeals concluded that
Congress did not incorporate the decision in Yamaha into
Section 1447(d) when it amended that provision in 2011
while retaining the reference to remand “order[s].” Pet.
App. 9a-10a; see p. 6, supra. The court of appeals noted
that “Yamaha did not interpret the scope of [Section]
1447(d), let alone involve a remand order.” Pet. App. 9a.
Accordingly, the court “dismiss[ed] th[e] appeal for lack
of jurisdiction insofar as it seeks to challenge the district
court’s determination” on any ground other than federalofficer removal. Id. at 10a (internal quotation marks and
citation omitted).
The court of appeals proceeded to conclude that the
case was not removable under the federal-officer removal
statute. Pet. App. 10a-30a. The court reasoned that, to
the extent petitioners relied on their contractual relationships with the federal government, either petitioners
were not acting under federal officers in carrying out
those relationships, or there was an insufficient nexus between those relationships and respondent’s claims. Id. at
14a-30a.
SUMMARY OF ARGUMENT
This case presents the question whether 28 U.S.C.
1447(d) permits a court of appeals to review all of the asserted grounds for removal where the removing defendant premised removal in part on the federal-officer or
civil-rights removal statutes. The plain text of Section
1447(d), this Court’s precedents, and Section 1447(d)’s
broader purposes all demonstrate that the answer is yes.
To correct the court of appeals’ error and to provide
needed guidance for numerous similar pending cases, the
Court should proceed to hold, as its precedents dictate,
12
that respondent’s claims are removable because they
arise under federal law. The Court should reverse the
judgment below or, in the alternative, vacate the judgment and direct the court of appeals to address the additional grounds for removal.
I. Under Section 1447(d), a court of appeals may review the entire remand “order,” including all of the
grounds for removal asserted by the defendant, where the
defendant premised removal in part on the federal-officer
or civil-rights removal statutes.
A. The plain text of Section 1447(d) compels petitioners’ interpretation. The relevant clause of Section 1447(d)
states that an “order remanding a case” to state court that
was “removed pursuant to” the federal-officer or civilrights removal statutes is “reviewable by appeal or otherwise.” Giving the term “order” its ordinary meaning, a
remand “order” is a written command or direction that
the case must be returned to state court. Such a command
necessarily rejects all of the defendant’s grounds for removal, because the case must remain in federal court if
there is any basis for federal jurisdiction. An appeal of a
remand order thus brings all of those grounds for removal
before the court of appeals, and the court of appeals cannot affirm unless each lacks merit. Review of a remand
“order” therefore necessarily entails review of all of the
defendant’s grounds for removal.
The only limiting language in the relevant clause of
Section 1447(d)—that the remand order is reviewable if
the “case” was “removed pursuant to” the federal-officer
or civil-rights removal statutes—confirms the plain-language reading. When a defendant’s notice of removal asserts that the case is removable under one of those two
statutes, the defendant has “removed” the case “pursuant
to” the one invoked. And it is irrelevant whether the defendant asserts additional grounds for removal; a party
13
can act “pursuant to” multiple authorities. The plain text
of Section 1447(d) thus demonstrates that a court of appeals can review all of a defendant’s grounds for removal
if one of those grounds is federal-officer or civil-rights removal.
B. Judicial precedent strongly supports the plain-text
interpretation of Section 1447(d). The Court has determined the scope of appellate review under three statutes
that permit review of a particular type of district court
“order.” Under each of those statutes, the Court has held
that the appellate court’s review extends not only to the
particular aspect of the order that permitted the appeal,
but also to any other issues encompassed in the order.
The plain-text interpretation is also supported by the
Court’s decisions establishing the standard rules of appellate review and by decisions from the courts of appeals interpreting other statutes governing appellate jurisdiction.
C. In addition, the plain-text interpretation of Section
1447(d) furthers its purposes. The relevant clause of Section 1447(d) reflects a policy that the federal interests underlying the federal-officer and civil-rights removal statutes are sufficiently important that cases removed under
them should not be wrongly consigned to state court,
where the defendant may face local prejudice. Plenary
review of remand orders in such cases advances that goal,
because cases in which the defendant has a colorable but
ultimately unsuccessful argument for federal-officer or
civil-rights removal may implicate similar federal interests where the defendant has one or more other meritorious grounds for removal.
To be sure, Section 1447(d) was also intended to reduce delay caused by litigation of jurisdictional issues.
But such delay is inevitable in cases involving federal-officer or civil-rights removal, because, in the clause at issue
here, Congress has already authorized appeals in those
14
cases. Allowing the courts of appeals to review additional
grounds for removal once an appeal has been permitted
causes only marginal, if any, additional delay, and may
sometimes simplify the appeal.
D. The court of appeals’ contrary interpretation of
Section 1447(d), under which a court of appeals may review only a federal-officer or civil-rights ground for removal, is incorrect. That interpretation functionally
transforms the phrase “order remanding the case” to
mean “the district court’s reasoning rejecting the federalofficer or civil-rights ground for removal.” That distorts
the language Congress used and would assign different
meanings to the same word in the same sentence in Section 1447(d), given the parallel use of “order” in the preceding clause establishing the general limit on appellate
jurisdiction. Respondent’s arguments in defense of that
incoherent interpretation are unavailing. In the end,
there is no compelling reason to depart from the plain
meaning of Section 1447(d).
II. In light of the court of appeals’ error, the Court can
either proceed to address the remaining grounds for removal and reverse the judgment below, or vacate the
judgment and direct the court of appeals to address the
additional grounds for removal. There are 19 cases pending in federal court presenting the question whether
claims similar to respondent’s are removable from state
court. Those claims allege injury caused by interstate
emissions, and the Court’s precedents dictate that such
claims necessarily and exclusively arise under federal
common law. To preserve judicial resources, the Court
should address that ground for removal and confirm that
this case and others like it belong in federal court.
Federal common law supplies the source of law for
claims in certain narrow areas that implicate uniquely federal interests and require uniform, national rules. For
15
over a century, this Court has applied federal common law
to claims that, like respondent’s claims here, seek redress
for injuries allegedly caused by interstate pollution. The
conclusion that state law cannot apply to such claims flows
directly from our constitutional structure: one State cannot seek to resolve an interstate problem by imposing its
regulatory policies on the other States or their citizens.
That conclusion applies with added force where the claims
relate to activities conducted not only in other States but
also in other countries.
When those principles are applied to respondent’s climate-change-related claims, it is clear that federal law applies and state law cannot. Respondent’s claims seek
damages based on interstate and international emissions
over the course of decades. They also implicate the significant federal interest in fossil-fuel production, providing further justification for application of a uniform rule
of federal law.
Because respondent’s claims are exclusively subject to
federal law, they arise under federal law for purposes of
subject-matter jurisdiction and are thus removable from
state to federal court. This Court should therefore reverse the court of appeals’ judgment. In the alternative,
if the Court does not reach the federal-common-law
ground for removal, it should vacate the judgment below
and direct the court of appeals to address the remaining
grounds.
16
ARGUMENT
I.
A COURT OF APPEALS MAY REVIEW ANY GROUND
FOR REMOVAL ENCOMPASSED IN A REMAND ORDER WHERE THE DEFENDANT PREMISED REMOVAL IN PART ON THE FEDERAL-OFFICER OR
CIVIL-RIGHTS REMOVAL STATUTES
Under 28 U.S.C. 1447(d), a court of appeals has jurisdiction to review an “order remanding a case to the State
court from which it was removed pursuant to” the federalofficer or civil-rights removal statutes. See 28 U.S.C.
1442, 1443. The plain text of Section 1447(d) demonstrates that, where one of the defendant’s grounds for removal is the federal-officer or civil-rights removal statute,
a court of appeals has jurisdiction to review the entirety
of the remand order, including all of the asserted grounds
for removal. The plain-text interpretation also comports
with this Court’s precedent and Section 1447(d)’s broader
purposes. The court of appeals’ contrary interpretation
should be rejected.
A. The Plain Text Of 28 U.S.C. 1447(d) Permits Appellate
Review Of Any Ground For Removal Where Removal
Is Premised In Part On The Federal-Officer Or CivilRights Removal Statutes
Under the plain text of Section 1447(d), a court of appeals may review any ground for removal asserted by the
defendant in a case where removal is premised in part on
the federal-officer or civil-rights removal statutes.
1. The relevant clause of Section 1447(d) authorizes
appeal of an “order remanding a case” to state court removed pursuant to the federal-officer or civil-rights removal statutes. Because Congress did not define the term
“order” for purposes of Section 1447(d), the Court “give[s]
the term its ordinary meaning.” Taniguchi v. Kan Pacific
Saipan, Ltd., 566 U.S. 560, 566 (2012). The ordinary
17
meaning of “order” is a “command or direction authoritatively given,” and in particular a “direction of a court or
judge made or entered in writing[] and not included in a
judgment.” Black’s Law Dictionary 1247 (4th ed. 1951);
see, e.g., Black’s Law Dictionary 1322 (11th ed. 2019);
7 Oxford English Dictionary 183 (1933); Webster’s Third
New International Dictionary 1588 (1961); cf. United
States v. Seatrain Lines, 329 U.S. 424, 432 (1947) (describing an “order” as a “formal command[]”). An “order remanding a case” is thus a formal command from a district
court that returns a case to state court.
“To say that a district court’s ‘order’ is reviewable is to
allow appellate review of the whole order, not just of particular issues or reasons.” Lu Junhong v. Boeing Co., 792
F.3d 805, 811 (7th Cir. 2015). And in this context, appellate review of the “whole order” must extend to all of the
grounds for removal asserted by the defendant. That is
so because the district court’s command to return a case
to state court necessarily rejects all of the grounds for removal raised in the notice of removal; a district court cannot properly remand a case if any single ground for removal is meritorious. See Sprint Communications, Inc.
v. Jacobs, 571 U.S. 69, 72 (2013); Exxon Mobil Corp. v. Allapattah Services, Inc., 545 U.S. 546, 563 (2005).4 Because
the remand “order” embodies the rejection of every asserted ground for removal, an appeal of that “order”
Remand orders based on abstention doctrines constitute an exception to this rule. In that instance, Section 1447(d) does not apply,
see Quackenbush v. Allstate Insurance Co., 517 U.S. 706, 711-715
(1996), and the court of appeals has the ability to address the merits
of all of the arguments for removal, see Exxon Shipping Co. v. Baker,
554 U.S. 471, 487 (2008). Section 1447(d) also does not apply to a remand order declining to exercise supplemental jurisdiction over
state-law claims after all federal claims are dismissed. See Carlsbad
Technology, Inc. v. HIF Bio, Inc., 556 U.S. 635, 639 (2009).
4
18
brings each of those grounds before the court of appeals.
And to determine whether the district court’s order returning the case to state court should be affirmed, a court
of appeals must conclude that no permissible basis for federal jurisdiction was present. See Taylor v. Morton, 67
U.S. (2 Black) 481, 484 (1863).
By authorizing review of the remand “order” under
the relevant clause of Section 1447(d), Congress thus authorized review of all of the grounds for removal asserted
in the notice of removal. Notably, the leading civil-procedure treatise agrees with that straightforward interpretation. See 15A Charles Alan Wright et al., Federal Practice and Procedure § 3914.11, at 706 (2d ed. 1992) (Wright
& Miller).
Congress knows how to provide for more limited appellate review of district-court orders when it wants to do
so. A number of statutes permit appellate review only of
particular “questions” and not of entire orders or judgments. See 28 U.S.C. 1295(a)(7) (permitting the Federal
Circuit to review “questions of law” arising from certain
findings of the Secretary of Commerce); 38 U.S.C.
7292(b)(1) (permitting the Federal Circuit to review a certified “question of law” from the Court of Appeals for Veterans Claims); 42 U.S.C. 8514(a)(2) (permitting the courts
of appeals to review “questions of law” arising from certain federal actions under the Emergency Energy Conservation Act of 1979); 52 U.S.C. 30110 (permitting the
courts of appeals to review “questions of [the] constitutionality” of the Federal Election Campaign Act); see also
28 U.S.C. 1254(2) (permitting this Court to review a certified “question of law” and separately authorizing the
Court to “require the entire record to be sent up for decision of the entire matter in controversy”); 50 U.S.C.
1803(j) (similar with respect to the Foreign Intelligence
Surveillance Court of Review).
19
In contrast, the relevant clause of Section 1447(d) does
not limit appellate review to a particular “question,” such
as the question whether removal under the federal-officer
or civil-rights removal statutes was proper. That difference in terminology confirms that Section 1447(d) permits
review of all of the defendant’s grounds for removal. See
Marx v. General Revenue Corp., 568 U.S. 371, 384 (2013).
2. The requirement that the “case” must be “removed
pursuant to” the federal-officer or civil-rights removal
statutes does not alter the foregoing interpretation. “Pursuant to” means “in accordance with or by reason of something.” Black’s Law Dictionary 1401 (4th ed. 1951); see,
e.g., Black’s Law Dictionary 1493 (11th ed. 2019); 8 Oxford English Dictionary 1684 (1933); Webster’s Third
New International Dictionary 1848 (1961). And here, the
prepositional phrase introduced by “pursuant to” merely
asks the court to determine a historical fact about the
“case”: namely, whether it was removed “pursuant to”
the federal-officer or civil-rights removal statutes.
Where a defendant’s notice of removal asserts that a
case is removable based on the elements set forth in either
the federal-officer or civil-rights removal statute, the defendant has “removed” the case “in accordance with” or
“by reason” of that statute. It does not matter whether a
defendant asserts other grounds for removal; a party can
act “pursuant to” multiple authorities. See, e.g., Pepper v.
United States, 562 U.S. 476, 481 n.1 (2011) (stating that
the petitioner was “eligible for safety-valve relief pursuant to 18 U.S.C. § 3553(f) (2000 ed.) and [U.S.S.G.]
§ 5C1.2”); Raymond B. Yates, M.D., P.C., Profit Sharing
Plan v. Hendon, 541 U.S. 1, 8-9 (2004) (stating that the
respondent “filed a complaint[] pursuant to 11 U.S.C.
§§ 547(b) and 550”); cf. Teamsters v. Peña, 17 F.3d 1478,
1482 (D.C. Cir. 1994) (holding that courts of appeals have
jurisdiction under the Administrative Orders Review Act,
20
28 U.S.C. 2342(5), over an agency regulation issued “pursuant to” an authority listed in the Act and another that is
not). And as before, Congress knows how to limit a provision to a single ground for removal: for example, the forum-defendant rule applies only to cases removable
“solely on the basis” of diversity jurisdiction. 28 U.S.C.
1441(b)(2).
Nor can respondent argue that Section 1447(d) permits review only when a case has been removed solely under Sections 1442 or 1443. That interpretation lacks any
support in the text, which says “pursuant to” and not
“pursuant only to.” And it would prove too much: whenever a defendant raises alternative bases for removal,
even the federal-officer or civil-rights ground would become unreviewable. No court has ever adopted that interpretation, and with good reason: it would oddly force defendants to choose between raising alternative removal
arguments and invoking their entitlement to appeal the
district court’s rejection of removal pursuant to the federal-officer or civil-rights removal statutes.
Accordingly, the relevant clause of Section 1447(d)
permits appeal whenever the defendant has invoked either the federal-officer or civil-rights removal statute as a
ground for removal. Once that occurs, because Section
1447(d) permits review of the remand “order,” a court of
appeals has jurisdiction to review all of the grounds for
removal asserted by the defendant.
B. The Plain-Text Interpretation Of Section 1447(d) Is
Supported By Precedent From This Court And The
Courts Of Appeals
Not only is the foregoing interpretation of Section
1447(d) compelled by the statutory text; it also follows
from the decisions of this Court and the courts of appeals
involving similar statutes.
21
1. This Court has previously interpreted three statutes that permit appellate review of a district court’s “order” to authorize review of issues encompassed in the order but distinct from the particular issue that permitted
the appeal. Each of those decisions supports the plaintext interpretation of Section 1447(d).
a. In Yamaha Motor Corp., U.S.A. v. Calhoun, 516
U.S. 199 (1996), the Court addressed the scope of appellate review under 28 U.S.C. 1292(b). That provision permits a court of appeals to entertain an interlocutory appeal “taken from [an] order” that is “not otherwise appealable” where the district court certifies that “such order
involves a controlling question of law as to which there is
substantial ground for difference of opinion” and that “an
immediate appeal from the order may materially advance
the ultimate termination of the litigation.” In Yamaha,
the district court granted partial summary judgment on
the ground that federal maritime law displaced state-law
remedies for the claims at issue. See 516 U.S. at 203. The
district court then authorized an interlocutory appeal under Section 1292(b), certifying three questions regarding
the remedies available under federal maritime law. See
id. at 203-204. The court of appeals accepted the appeal
but resolved it on the ground that state-law remedies
were not displaced. See id. at 204.
This Court granted review and asked the parties to
brief the question whether the court of appeals had jurisdiction under Section 1292(b) to resolve the appeal on an
uncertified ground. The Court then held that the answer
was yes. See Yamaha, 516 U.S. at 205. The Court reasoned that, “[a]s the text of [Section] 1292(b) indicates,”
appellate jurisdiction “applies to the order certified to the
court of appeals, and is not tied to the particular question
formulated by the district court.” Ibid. The Court concluded that “the appellate court may address any issue
22
fairly included within the certified order because it is the
order that is appealable.” Ibid. (internal quotation marks
and citation omitted).
b. The Court’s decision in Smith v. Vulcan Iron
Works, 165 U.S. 518 (1897), likewise endorses plenary review of an appealable order. There, the Court interpreted
Section 7 of the Evarts Act—the predecessor to 28 U.S.C.
1292(a)(1)—which authorized an appeal as of right to the
newly created courts of appeals from an “interlocutory order or decree” in which a lower court “granted or continued” an “injunction.” Act of Mar. 3, 1891, ch. 517, § 7, 26
Stat. 828. In the two cases consolidated before the Court,
the plaintiffs had filed bills in equity for patent infringement, and the trial court had entered an interlocutory decree holding that the patents were valid, enjoining the defendants from further infringement, and referring the
case to a master for an accounting of profits. See 165 U.S.
at 518 (statement of case). The defendants appealed the
interlocutory decrees in both cases under Section 7, and
the court of appeals reversed in each, holding that the patents were invalid or not infringed. See id. at 518-519.
Before this Court, the plaintiffs argued that the court
of appeals should have dismissed the appeals except to the
extent that they presented the question whether the injunction itself was proper. The Court disagreed. Relying
on the statute’s “grammatical construction and natural
meaning” in addition to “previous practice,” the Court
held that the statute authorized appeal from “the whole of
such interlocutory order or decree, and not from that part
of it only which grants or continues the injunction.” 165
U.S. at 525. The Court has consistently followed that approach to the present day under 28 U.S.C. 1292(a)(1). See
Munaf v. Geren, 553 U.S. 674, 691 (2008); see also Deckert
v. Independence Shares Corp., 311 U.S. 282, 287 (1940)
(collecting earlier cases following Smith).
23
c. The Court’s cases interpreting the scope of its own
appellate jurisdiction similarly permit review of issues
other than the particular issue that permitted appeal. Under 28 U.S.C. 1253, the Court has jurisdiction over appeals from any “order” granting or denying an “interlocutory or permanent injunction” in any civil proceeding required to be heard by a three-judge district court. In a
series of cases, the Court has construed Section 1253
broadly to permit review beyond the particular injunctive
relief that permitted direct appeal.
For example, the Court has held that, although Section 1253 does not permit appeal of the “entry of a declaratory judgment unaccompanied by any injunctive relief,”
it does authorize review of a declaration encompassed by
an order issuing an injunction. White v. Regester, 412 U.S.
755, 761 (1973); see, e.g., Lewis v. BT Investment Managers, Inc., 447 U.S. 27, 35 n.5 (1980). The Court has similarly held that it may review an award of attorney’s fees
encompassed by an order appealable under Section 1253,
even though that award would not be reviewable standing
alone. See Supreme Court of Virginia v. Consumers Union of United States, Inc., 446 U.S. 719, 737 n.16 (1980).
In addition, the Court has held that it may review both
constitutional and federal statutory grounds for challenging a state statute in an appeal under Section 1253 even
though a challenge based solely on federal statutory
grounds would not have required a three-judge district
court. Florida Lime & Avocado Growers, Inc. v. Jacobsen, 362 U.S. 73, 84 (1960).
Section 1447(d) is similar. It provides courts of appeals with jurisdiction over a remand order when either
the federal-officer or civil-rights removal statute provides
one of the grounds for removal. And in such a case, the
court of appeals’ review extends to all of the asserted
grounds for removal. See pp. 16-19, supra.
24
2. The plain-text interpretation of Section 1447(d)
also aligns with the principle that appellate review of final
judgments is not limited to a particular ground addressed
by a lower court. The “question before an appellate
[c]ourt” is whether “the judgment is correct,” not whether
the “ground on which the judgment professes to proceed”
is correct. McClung v. Silliman, 19 U.S. (6 Wheat.) 598,
603 (1821); see, e.g., Jennings v. Stephens, 574 U.S. 271,
277 (2015). For that reason, appellate jurisdiction ordinarily extends to the entire judgment and all issues encompassed in it. That is why appellate courts have discretion to affirm on any ground in the record, even if the decision below did not rest on that ground. See Dahda v.
United States, 138 S. Ct. 1491, 1498 (2018); Exxon Shipping Co. v. Baker, 554 U.S. 471, 487 (2008). Similarly, the
plain-text interpretation of Section 1447(d) permits review of the entire remand order, and not simply one of the
grounds underlying it.
3. The courts of appeals have held that a number of
additional statutes that permit appellate review of particular “orders” authorize review of issues beyond the particular issue that permitted appeal.
In the bankruptcy context, a court of appeals may directly review a bankruptcy court’s “final judgments, orders, and decrees” if the relevant district court or bankruptcy appellate panel certifies that the judgment, order,
or decree involves an open or unsettled “question of law”
or that an “immediate appeal” may “materially advance
the progress of the case.” 28 U.S.C. 158(a), (d)(2). Like
the similar provision at issue in Yamaha, courts of appeals
have interpreted that provision as permitting review of
the whole “order,” not merely the “certified question.” In
re Franchise Services of North America, Inc., 891 F.3d
198, 206 (5th Cir. 2018); see Marshall v. Blake, 885 F.3d
1065, 1072 n.6 (7th Cir. 2018).
25
In similar fashion, the Federal Circuit has jurisdiction
over any “order” certified for interlocutory review by the
Court of Federal Claims. See 28 U.S.C. 1292(d)(2). Long
before Yamaha, the Federal Circuit held that the scope of
its review under that provision is “not limited to the certified question” but instead extends to “all questions material” to the certified order. United States v. Connolly, 716
F.2d 882, 885 (1983) (en banc).
A court of appeals also has jurisdiction over any “final
order” of the Federal Labor Relations Authority relating
to an arbitration award if the order “involves an unfair labor practice.” 5 U.S.C. 7123(a). As the D.C. Circuit recently explained, “[t]he most natural interpretation” of
that provision is that, “[b]y granting the court jurisdiction
to review the entire order,” the court is not limited to reviewing “only the portion of the order that discusses the
alleged unfair labor practice.” National Weather Service
Employees v. Federal Labor Relations Authority, 966
F.3d 875, 879-880 (2020).
Finally, under the Class Action Fairness Act, a court
of appeals may grant a petition for appeal from an “order
of a district court granting or denying a motion to remand
a class action.” 28 U.S.C. 1453(c)(1). At least two courts
of appeals have interpreted that provision to permit review of any issue encompassed in an appealable remand
order, not just the class-action ground for removal. See
Coffey v. Freeport McMoran Copper & Gold, 581 F.3d
1240, 1247 (10th Cir. 2009) (per curiam); Brill v. Countrywide Home Loans, Inc., 427 F.3d 446, 451 (7th Cir. 2005);
but see City of Walker v. Louisiana, 877 F.3d 563, 567
(5th Cir. 2017).
In sum, precedent from both this Court and the courts
of appeals supports the plain-text interpretation of Section 1447(d), under which a court of appeals may review
all of the asserted grounds for removal where removal is
26
premised in part on the federal-officer or civil-rights removal statutes.
C. The Plain-Text Interpretation Of Section 1447(d)
Serves The Provision’s Purposes
The purposes of Section 1447(d) further support the
plain-text interpretation. When Congress enacted and
amended the relevant clause of Section 1447(d), it did so
to ensure that cases implicating the interests protected by
the federal-officer and civil-rights removal statutes are
not erroneously consigned to state court. And while the
purpose of the preceding clause of Section 1447(d) is to
avoid “protracted litigation of jurisdictional issues,”
Thermtron Products, Inc. v. Hermansdorfer, 423 U.S.
336, 351 (1976), that policy would not be meaningfully advanced by circumscribing appellate review once an appeal
is allowed.
1. The plain-text interpretation of Section 1447(d)
protects the interests that motivated Congress to permit
appeals of remand orders in cases removed under the federal-officer or civil-rights removal statutes.
a. The federal-officer removal statute permits removal of certain cases that relate to the authorities and
duties of a federal officer (or a person acting at the direction of a federal officer) under federal law. See 28 U.S.C.
1442. The basic purpose of the statute is to “protect the
[f]ederal [g]overnment” from “interference with its operations.” Watson v. Philip Morris Cos., 551 U.S. 142, 150
(2007) (internal quotation marks and citation omitted). As
this Court has explained, proceedings in state court “may
reflect ‘local prejudice’ against unpopular federal laws or
federal officials,” and States “hostile to the [f]ederal
[g]overnment” may use state-court litigation to “impede”
the enforcement of federal law. Ibid. (citation omitted).
To protect federal interests from state-court interference,
27
the Court has given the federal-officer statute a “liberal
construction.” Id. at 147.
The civil-rights removal statute, first enacted as part
of the Civil Rights Act of 1866, permits removal of cases
in three circumstances. See 28 U.S.C. 1443; Civil Rights
Act of 1866, ch. 31, § 3, 14 Stat. 27. First, a defendant in
state court who is “denied or cannot enforce” federal
rights “providing for specific civil rights stated in terms of
racial equality” may remove a case to federal court. Johnson v. Mississippi, 421 U.S. 213, 219 (1975); see 28 U.S.C.
1443(1). Second, a federal officer, or a person acting under a federal officer, may remove a case arising from an
act taken pursuant to official authority derived from “any
federal law providing for equal civil rights.” City of
Greenwood v. Peacock, 384 U.S. 808, 824 (1966); see 28
U.S.C. 1443(2). Third, a state official may remove a case
arising from the refusal to take an action that is inconsistent with federal civil-rights law. Peacock, 384 U.S. at
824 n.22; see 28 U.S.C. 1443(2).
In 1964 and 2011, Congress amended 28 U.S.C.
1447(d) to permit appeals of remand orders in cases removed under the civil-rights and federal-officer removal
statutes, respectively. See Civil Rights Act of 1964, Pub.
L. No. 88-352, § 901, 78 Stat. 266; Removal Clarification
Act of 2011, Pub. L. No. 112-51, § 2(d), 125 Stat. 546. The
amendments reflect a policy determination that the potential for state-court hostility to the federal interests implicated in cases removed under those statutes is sufficiently high to justify appellate review of remand orders.
Those federal interests include the maintenance and enforcement of federal policies administered by federal officers and the protection of equal civil rights.
b. The congressional policy underlying the amendments to Section 1447(d) is best served by permitting ple-
28
nary review of remand orders in cases removed on federal-officer or civil-rights grounds. When a defendant has
a colorable but ultimately unsuccessful argument for removal on one of those grounds, federal interests related
to those that Congress sought to protect by amending
Section 1447(d) are often present in the defendant’s other
grounds for removal. Plenary appellate review will correct erroneous remands in such cases and ensure that, if
there is a legitimate basis for removal, federal courts will
be available to safeguard those interests.
With respect to the federal-officer removal statute:
when defendants are federal officers or work closely with
such officers, the defendants’ actions may implicate vital
federal interests. This case is illustrative. Petitioners
produce and sell fossil fuels—a commercial enterprise
that is vital to the Nation’s economic health and the national defense and that has been promoted by a long series
of federal policies spanning more than a century. See J.A.
190, 202, 207-208. In fact, the history of the petroleum industry is one of inseparable involvement with the federal
government, from federal control of the industry during
World War II to federal direction of fossil-fuel extraction
on the Outer Continental Shelf. See J.A. 225-231; Petroleum Administration for War, A History of the Petroleum
Administration for War, 1941-1945 (John W. Frey & H.
Chandler Ide eds. 2005). The regulation of interstate air
pollution is also a uniquely federal concern, as this Court’s
precedents and the enactment of the Clean Air Act
demonstrate. See EPA v. EME Homer City Generation,
L.P., 572 U.S. 489, 495-499 (2014); pp. 39-45, infra.5
Because petitioners engaged in activities that “the [g]overnment
itself would have had to perform” in the absence of contracts with private firms, Watson, 551 U.S. at 154, petitioners disagree with the
court of appeals’ rejection of the federal-officer ground for removal.
5
29
The numerous lawsuits filed by state and local governments against petitioners and other energy companies in
state court, however, raise the specter of “local prejudice”
against the fossil-fuel industry, implicating the significant
federal policies in favor of fossil-fuel production. Watson,
551 U.S. at 150 (citation omitted); see Juliana v. United
States, 947 F.3d 1159, 1167 & n.4 (9th Cir. 2020); pp. 3943, infra. Permitting plenary appellate review of remand
orders in cases such as this one thus furthers significant
federal interests, even if the case is ultimately not removable under the federal-officer removal statute. Cf. Lu
Junhong, 792 F.3d at 808-810, 813-818 (rejecting federalofficer removal but permitting removal based on federal
admiralty jurisdiction, another area of unique federal interest).
With respect to the civil-rights removal statute: cases
in which defendants raise plausible—even if unavailing—
arguments for removal under 28 U.S.C. 1443 implicate the
critical federal interest in enforcing the civil-rights laws
and thereby promoting equality. Such defendants may
face significant local prejudice, even when the strict and
technical requirements for civil-rights removal are not
met. See p. 27, supra. When defendants remove their
case on an additional ground (say, diversity or federalquestion jurisdiction), plenary review of the remand order
ensures the full and fair adjudication of their liability in
federal courts.
2. The plain-text interpretation is also consistent
with the purpose of the preceding clause of Section
1447(d). That clause states that “[a]n order remanding a
case to the State court from which it was removed is not
Petitioners have presented a more fully developed historical record
to support that conclusion in subsequent removal petitions.
30
reviewable on appeal or otherwise.” Congress first enacted the general prohibition on appellate review of remand orders in 1887, after the 1875 expansion of federalquestion jurisdiction created a “flood of totally new business for the federal courts” and this Court’s docket became a “record of arrears.” Felix Frankfurter, The Business of the Supreme Court of the United States—A Study
in the Federal Judicial System, 39 Harv. L. Rev. 35, 44,
48 (1925). That context suggests that the prohibition on
appellate review of remand orders was intended to reduce
this Court’s backlog in the days before the creation of the
courts of appeals and the reduction of this Court’s mandatory appellate jurisdiction. See Rhonda Wasserman, Rethinking Remand: Proposed Amendments to the Federal
Removal Statute, 43 Emory L.J. 83, 100-102 (1994).
Whatever Congress’s original intent, it is the received
wisdom today that the purpose of the general prohibition
is to “prevent delay in the trial of remanded cases by protracted litigation of jurisdictional issues.” Thermtron, 423
U.S. at 351. Any concern about delay, however, has little
pertinence here. Respondent does not dispute that a defendant is entitled to appeal when a district court rejects
federal-officer or civil-rights removal, meaning that the
degree of delay inherent in the normal appellate process
is appropriate when a case is removed pursuant to those
grounds. The plain-text interpretation of Section 1447(d)
increases only the scope of appellate review. Any delay
from the broader inquiry that the court of appeals conducts will be marginal (at most)—as the leading civil-procedure treatise recognizes. See 15A Wright & Miller
§ 3914.11, at 706; see also Lu Junhong, 792 F.3d at 813.
Indeed, the broader scope of review will often cause no
additional delay. Neither the district court nor the court
of appeals is automatically required to stay the remand
order pending appeal—as this case demonstrates, see
31
Pet. App. 82a-96a—so in some cases the parties can litigate the case in state court while the appeal proceeds. See
Lu Junhong, 792 F.3d at 813. In addition, if the propriety
of federal-officer or civil-rights removal presents a particularly difficult question, a court of appeals could even reduce delay by resolving the appeal based on an alternative
ground for removal that is more clearly meritorious. The
plain-text interpretation of the relevant clause of Section
1447(d) thus does not conflict with—and may even advance—the purpose of avoiding delay.
D. The Court Of Appeals’ Contrary Interpretation Is
Incorrect
Relying on prior circuit precedent, the court of appeals
interpreted the relevant clause of Section 1447(d) to afford it jurisdiction to review only the district court’s rejection of the federal-officer ground for removal. Pet. App.
6a-10a. That interpretation lacks merit.
1. There is simply no way to derive the court of appeals’ interpretation of Section 1447(d) from the statutory
text. Again, the relevant clause of Section 1447(d) states
that certain “order[s] remanding a case” to state court are
“reviewable by appeal or otherwise.” In holding that Section 1447(d) limited its review to the federal-officer
ground for removal, the court of appeals functionally read
the phrase “order remanding a case” to mean “the district
court’s reasoning rejecting the federal-officer or civilrights ground for removal.” Wherever that interpretation
comes from, it is not from the words of the statute. See
pp. 16-20, supra.
It is clear that the first reference to the “order remanding a case” in Section 1447(d) is to the entire order.
See p. 5, supra. Applying the consistent-meaning canon,
the second use of “order remanding a case” presumptively
“carr[ies] the same meaning” as the first. Department of
32
Revenue v. ACF Industries, Inc., 510 U.S. 332, 342 (1994).
But the court of appeals’ interpretation gives the second
use of the phrase a different and dramatically narrower
meaning. That cannot have been Congress’s intention;
this Court has stated that when a statute repeats a phrase
twice in the same sentence, it is “improbable” that each
occurrence “refers to something totally different.”
Fourth Estate Public Benefit Corp. v. Wall-Street.com,
LLC, 139 S. Ct. 881, 889 (2019) (citation omitted); see Azar
v. Allina Health Services, 139 S. Ct. 1804, 1812 (2019).
2. Although the court of appeals primarily relied on
prior circuit precedent when determining the scope of its
appellate review, it suggested that this Court’s decision in
Yamaha might be distinguishable because of the differing
operation of the provision at issue there, 28 U.S.C.
1292(b). Pet. App. 9a. Specifically, the court observed
that, while Section 1292(b) “permits appellate review of
important issues before final judgment,” it “does not
make otherwise non-appealable questions reviewable,” as
does the relevant clause of Section 1447(d). Ibid.; see Br.
in Opp. 26-28.
That argument is unavailing. It is true that Section
1447(d) generally prohibits appellate review of remand orders, whereas Section 1292(b), in combination with 28
U.S.C. 1291, merely controls the timing of appellate review of certain orders. But that distinction does nothing
to change the scope of review when Congress has explicitly authorized appellate review of an “order.” Congress
used similar language in both Section 1292(b) and Section
1447(d) to determine when and whether an “order” is appealable. In accordance with the plain meaning of that
language, each provision should be construed to allow review of the entire order.
Nor is there any evidence that Congress intended Section 1447(d) to insulate remand orders from review where
33
the court of appeals has already been “authorized to take
the time necessary to determine the right forum.” Lu
Junhong, 792 F.3d at 813. As explained above, Congress
appears to have originally enacted the bar on appellate review of remand orders in an effort to reduce this Court’s
docket after broad federal-question jurisdiction became
available. See pp. 29-30, supra. And though today the
general limitation on appellate review in Section 1447(d)
serves to prevent delay in the trial of remanded cases, the
court of appeals’ interpretation of the relevant clause
serves that goal only marginally, if at all. See pp. 30-31,
supra.
3. At the certiorari stage, respondent offered several
additional arguments in defense of the court of appeals’
interpretation. Each is unpersuasive.
a. Respondent first contended that the relevant
clause of Section 1447(d) “must be narrowly construed”
because it is an “exception clause[].” Br. in Opp. 21. As
this Court has explained, however, “[a] congressional decision to enact both a general policy that furthers a particular goal and a specific exception that might tend
against that goal does not invariably call for the narrowest
possible construction of the exception.” City of Columbus
v. Ours Garage & Wrecker Service, Inc., 536 U.S. 424, 440
(2002). Courts “normally have no license to give [statutory] exemption[s] anything but a fair reading.” Food
Marketing Institute v. Argus Leader Media, 139 S. Ct.
2356, 2366 (2019) (internal quotation marks and citation
omitted). Here, the plain text of Section 1447(d) controls,
because it provides that a court of appeals has jurisdiction
to review all of the grounds for removal encompassed in
the “order remanding [the] case” when an appeal is permitted. See pp. 16-20, supra.
b. Respondent next relied on history, arguing that
Congress has barred appellate review of remand orders
34
“[f]or well over a century” and thus must have intended to
authorize only narrow appellate review of a federal-officer
or civil-rights ground for removal when it amended Section 1447(d). Br. in Opp. 22-24. But respondent’s conclusion does not follow from its premise. No one disputes the
background principle that remand orders are generally
unreviewable. When amending Section 1447(d) in 1964
and 2011, however, Congress departed from that background principle and authorized appeals under specified
circumstances. The question here concerns the scope of
those departures—a question that cannot be answered
simply by saying that such departures are relatively recent.
c. Respondent further contended (Br. in Opp. 24-26)
that Congress ratified the courts of appeals’ prior construction of Section 1447(d) in the 2011 amendment. That
contention lacks merit for two reasons.
To begin with, the meaning of Section 1447(d) was
hardly “settled” in respondent’s favor in 2011. See Armstrong v. Exceptional Child Center, Inc., 135 S. Ct. 1378,
1386 (2015). This Court and the courts of appeals had
overwhelmingly interpreted the term “order” in other
statutes governing appellate jurisdiction to permit review
of issues beyond the particular issue that permitted appeal, see pp. 20-26, supra, and the court-of-appeals decisions giving Section 1447(d) a contrary interpretation before 2011 were entirely conclusory. See Br. in Opp. 11-14;
Cert. Reply Br. 5. That casts doubt on the assertion that
Congress intended to ratify a conclusory set of cases over
another set of cases with more robust analysis.
More generally, the prior-construction canon has little
force here. It typically applies where Congress enacts a
new provision or reenacts an existing one. See Lightfoot
v. Cendant Mortgage Corp., 137 S. Ct. 553, 563 (2017);
35
Pierce v. Underwood, 487 U.S. 552, 567 (1988). But Section 1447(d) was not reenacted in 2011; Congress merely
added the words “1442 or” to the relevant clause, bringing
federal-officer removal within the clause’s scope. See Removal Clarification Act § 2(d), 125 Stat. 546. Where, as
here, Congress “has made only isolated amendments” to
an existing provision, “[i]t is impossible to assert with any
degree of assurance that congressional failure to act represents affirmative congressional approval of the [prior
judicial] interpretation.” Alexander v. Sandoval, 532 U.S.
275, 292 (2001) (internal quotation marks and citation
omitted). And as respondent has acknowledged (Br. in
Opp. 25-26 n.10), nothing in the legislative history of the
2011 amendments addresses the question presented here.
d. Finally, respondent argued that the plain-text interpretation of Section 1447(d) would incentivize the inclusion of “baseless” arguments for federal-officer or civilrights removal as a “hook for obtaining appellate review”
of other grounds for removal. Br. in Opp. 28-29. As an
initial matter, petitioners’ arguments for federal-officer
removal are substantial. See p. 8, supra. And in any
event, “[s]ufficient sanctions are available to deter frivolous removal arguments.” 15A Wright & Miller § 3914.11,
at 706. The district court has the authority to impose
sanctions on a defendant for filing a notice of removal containing bad-faith or frivolous arguments. See Fed. R. Civ.
P. 11(b)(1)-(2). And district courts have long had authority to require the defendant to pay “just costs and any actual expenses, including attorney fees, incurred as a result
of the removal.” 28 U.S.C. 1447(c); see, e.g., Act of May
24, 1949, ch. 139, § 84(a), 63 Stat. 102.
The court of appeals would likewise have inherent authority to sanction a defendant that appealed the denial of
a federal-officer or civil-rights ground for removal asserted in bad faith. See Chambers v. NASCO, Inc., 501
36
U.S. 32, 44-46, 49-50 (1991). A court of appeals could require the defendant to pay attorney’s fees, or it could even
dismiss the appeal. See, e.g., Meadows v. United Services,
Inc., 963 F.3d 240, 243-244 (2d Cir. 2020); Pepperling v.
Risley, 739 F.2d 443, 444 (9th Cir. 1984); cf. Behrens v.
Pelletier, 516 U.S. 299, 310 (1996) (noting that “it is well
within the supervisory powers of the courts of appeals to
establish summary procedures and calendars to weed out
frivolous claims” (citation omitted)).
A court of appeals, moreover, may lack jurisdiction
over an appeal from a remand order if the federal-officer
or civil-rights ground for removal is frivolous. As this
Court has long explained, a claim purporting to arise under federal law does not confer subject-matter jurisdiction if it is “immaterial and made solely for the purpose of
obtaining jurisdiction” or is “wholly insubstantial and frivolous.” Bell v. Hood, 327 U.S. 678, 682-683 (1946); see
Shapiro v. McManus, 136 S. Ct. 450, 455-456 (2015);
Goosby v. Osser, 409 U.S. 512, 518-519 (1973). Similarly,
a court of appeals may lack jurisdiction under Section
1447(d) if the sole basis for appellate jurisdiction is a badfaith or frivolous argument for federal-officer or civilrights removal.
Respondent thus urges a departure from Section
1447(d)’s plain text to solve a problem that courts already
have ample tools to address. But in advancing an interpretation to deter bad actors, respondent excludes defendants who do have plausible arguments for removal
under Section 1442 or 1443 and who will often be entitled
to remove their cases on other grounds. The plain text of
Section 1447(d) entitles those defendants to appellate review of the orders remanding their cases, and it ensures
that defendants entitled to a federal forum end up in one.
37
*
*
*
*
*
In sum, there is no compelling reason to depart from
the plain meaning of Section 1447(d). Because the text of
Section 1447(d) permits appellate review of a remand order where one of the defendant’s grounds for removal is
the federal-officer or civil-rights removal statute, a court
of appeals has jurisdiction to review all of the grounds for
removal encompassed in that order. The court of appeals’
contrary interpretation was erroneous.
II. THE COURT SHOULD REVERSE THE JUDGMENT
BELOW
For the reasons given above, the court of appeals
erred by holding that it lacked jurisdiction to review any
of petitioners’ grounds for removal other than the federalofficer ground. As petitioners explained in their petition
for a writ of certiorari, if the Court agrees that the court
of appeals’ holding was erroneous, it can either proceed to
address the remaining grounds for removal and reverse
the judgment below, or vacate the judgment and direct
the court of appeals to address those grounds in the first
instance. See Pet. 20 & n.3.
The Court should take the former course. As of the
filing of this brief, removal is being litigated in 19 climatechange lawsuits similar to this case. See p. 7 n.1, supra.
One of the grounds for removal common to all of those
cases is that claims alleging injury based on interstate
emissions necessarily arise under federal common law.
That conclusion follows directly from this Court’s
longstanding precedents, and it would break little new
ground for the Court so to hold here.
To preserve judicial resources, the Court should consider that additional ground for removal and confirm, as
the Court’s precedents dictate, that this case and others
like it belong in federal court. On that basis, the Court
38
should reverse the judgment below. In the alternative,
the Court should vacate the judgment and direct the court
of appeals to address the additional grounds for removal.
A. Removal Was Proper Because Respondent’s Claims
Necessarily Arise Under Federal Law
Respondent alleges that the combustion of petitioners’
fossil-fuel products led to greenhouse-gas emissions,
which contributed to global climate change and in turn
caused harms within its jurisdiction. See J.A. 23-29. To
remedy those alleged harms, respondent seeks damages
under a number of common-law theories. See J.A. 155182. This Court has long made clear that, as a matter of
constitutional structure, claims seeking redress for interstate pollution are governed exclusively by federal common law, not state law. Such claims necessarily arise under federal law for purposes of federal-question jurisdiction and are thus removable. For that reason, the remand
order in this case was erroneous.
1. In Erie Railroad Co. v. Tompkins, 304 U.S. 64
(1938), the Court announced the familiar principle that
“[t]here is no federal general common law.” Id. at 78. But
even after Erie, the “federal judicial power to deal with
common law problems” remains “unimpaired for dealing
independently, wherever necessary or appropriate, with
essentially federal matters, even though Congress has not
acted affirmatively about the specific question.” United
States v. Standard Oil Co., 332 U.S. 301, 307 (1947).
Of particular relevance here, federal law necessarily
supplies the rule of decision for certain narrow categories
of claims that implicate “uniquely federal interests,” including where “the interstate or international nature of
the controversy makes it inappropriate for state law to
control.” Texas Industries, Inc. v. Radcliff Materials,
Inc., 451 U.S. 630, 640-641 (1981) (citation omitted). At
39
bottom, whenever there is “an overriding federal interest
in the need for a uniform rule of decision,” Illinois v. City
of Milwaukee (Milwaukee I), 406 U.S. 91, 105 n.6 (1972),
“state law cannot be used,” City of Milwaukee v. Illinois
(Milwaukee II), 451 U.S. 304, 313 n.7 (1981), and any
claims necessarily arise under federal law.
Under 28 U.S.C. 1331, federal district courts “have
original jurisdiction of all civil actions arising under the
Constitution, laws, or treaties of the United States.” That
includes claims “founded upon federal common law as well
as those of a statutory origin.” National Farmers Union
Insurance Cos. v. Crow Tribe of Indians, 471 U.S. 845,
850 (1985) (citation omitted). As a result, if the “dispositive issues stated in the complaint require the application”
of a uniform rule of federal law, the action “arises under”
federal law for purposes of Section 1331, Milwaukee I, 406
U.S. at 100, and the case is removable to federal court, see
28 U.S.C. 1441(a).
2. The structure of our constitutional system requires that federal law exclusively govern claims seeking
redress for interstate pollution. The States are “coequal
sovereigns” in our system, PPL Montana LLC v. Montana, 565 U.S. 576, 591 (2012), and the Constitution “implicitly forbids” them from applying their own laws to resolve “disputes implicating their conflicting rights,” Franchise Tax Board v. Hyatt, 139 S. Ct. 1485, 1498 (2019) (alteration and citations omitted). In similar fashion, although each State may make law within its own borders,
no State may “impos[e] its regulatory policies on the entire Nation.” BMW of North America v. Gore, 517 U.S.
559, 585 (1996); see Healy v. Beer Institute, Inc., 491 U.S.
324, 336 (1989). Allowing state law to govern disputes regarding interstate pollution would violate the “cardinal”
principle that “[e]ach state stands on the same level with
all the rest,” by permitting one State to impose its law on
40
other States and their citizens. Kansas v. Colorado, 206
U.S. 46, 97 (1907).
Accordingly, for more than a century, this Court has
applied uniform federal rules of decision to common-law
claims seeking redress for interstate pollution. In Georgia v. Tennessee Copper Co., 206 U.S. 230 (1907), the
Court considered an action by Georgia against a Tennessee-based corporation that was discharging “noxious gas”
across the border, resulting in the destruction of “forests,
orchards, and crops.” Id. at 236. In resolving the claim,
the Court relied on principles of federal and not state law.
See id. at 237.
The Court continued to follow the same approach in
cases after Erie. In Milwaukee I, supra, a case involving
interstate water pollution, the Court reasoned that,
“[w]hen we deal with air and water in their ambient or interstate aspects, there is a federal common law.” 406 U.S.
at 103. The Court explained that “[f]ederal common law,”
and not the “varying common law of the individual
States,” is “necessary to be recognized as a basis for dealing in uniform standard with the environmental rights of
a State against improper impairment by sources outside
its domain.” Id. at 108 n.9 (citation omitted). In International Paper Co. v. Ouellette, 479 U.S. 481 (1987), the
Court unambiguously reaffirmed that “the regulation of
interstate water pollution is a matter of federal, not state,
law.” Id. at 488.
The Court recently reinforced that conclusion in
American Electric Power, supra, with respect to similar
nuisance claims alleging injury from global climate
change caused by greenhouse-gas emissions. See 564
U.S. at 418. Writing for a unanimous Court, Justice Ginsburg reiterated that federal common law “undoubtedly”
governs claims involving “air and water in their ambient
or interstate aspects.” Id. at 421.
41
3. Applying the foregoing precedents here leads to a
straightforward result: respondent’s climate-change
claims necessarily arise under federal, not state, law.
Through those claims, respondent is seeking damages
based on the interstate—and indeed international—emissions of greenhouse gases over many decades, allegedly
resulting in part from the use of fossil-fuel products produced or sold by defendants and consumed throughout
the world. See J.A. 23-28, 83-87, 145-155. Those claims
fall squarely within the long line of cases holding that federal common law governs claims seeking redress for interstate air and water pollution.
Any contrary approach would not only contravene this
Court’s precedents but also permit suits alleging climatechange-related injuries to proceed under the laws of all
fifty States. As the federal government explained in its
brief in American Electric Power, “virtually every person, organization, company, or government across the
globe * * * emits greenhouse gases, and virtually everyone will also sustain climate-change-related injuries,”
giving rise to claims from “almost unimaginably broad
categories of both potential plaintiffs and potential defendants.” TVA Br. at 11, 15, American Electric Power,
supra (No. 10-174). Out-of-state actors (such as most of
petitioners here) would quickly find themselves subject to
a “variety” of “vague” and “indeterminate ” state common-law tort standards, and States would be empowered
to “do indirectly what they could not do directly—regulate
the conduct of out-of-state sources.” Ouellette, 479 U.S.
at 495-496. “[R]esolving such claims would require each
court to consider numerous and far-reaching technological, economic, scientific, and policy issues” and to decide
“whether and to what extent each defendant should be
deemed liable under general principles of nuisance law for
some share of the injuries associated with global climate
42
change.” TVA Br. at 37, American Electric Power, supra.
That could lead to “widely divergent results” if a patchwork of fifty different legal regimes applied. Ibid.
Respondent’s claims also implicate important interests of the federal government. Because respondent asserts public-nuisance claims, a court adjudicating those
claims will ultimately need to weigh the gravity of the
harm caused by defendants’ alleged contribution to global
climate change against the utility of their production of
fossil-fuel products. See generally Restatement (Second)
of Torts §§ 821B, 826-831 (1979). That will require a determination of “what amount of carbon-dioxide emissions
is unreasonable” given what is “practical, feasible[,] and
economically viable.” American Electric Power, 564 U.S.
at 428 (internal quotation marks omitted). Such a determination squarely implicates the federal government’s interest in setting domestic and foreign policy on matters
involving energy, the environment, and the economy. See
id. at 427.
Indeed, by alleging injury based on global greenhouse-gas emissions, respondent is essentially seeking to
second-guess the United States’ energy and environmental policy around the globe. Yet state courts are “not left
free to develop their own doctrines” concerning the Nation’s “relationships with other members of the international community.” Banco Nacional de Cuba v. Sabbatino, 376 U.S. 398, 425, 426 (1964). Respondent’s claims
implicate the national defense as well: the federal government has long been the largest consumer of fossil fuels in
the United States, and the Department of Defense consumes more energy than any other agency. See Heather
L. Greenley, Congressional Research Service, R45832,
Department of Defense Energy Management: Background and Issues for Congress 1 (2019).
43
Nor can respondent avoid federal law by characterizing its claims as aimed at fossil-fuel production and marketing rather than emissions. See Pet. App. 21a-23a &
n.10. Respondent does not claim harm from production,
sale, or promotion of fossil fuels alone; rather, its alleged
injuries arise from the effects of greenhouse-gas emissions worldwide. See J.A. 23-28, 83-87, 145-155. Respondent seeks damages for the effect of climate change as well
as injunctive relief to “abate” activities believed to cause
climate change. See, e.g., J.A. 161. Respondent thereby
seeks to regulate interstate and international greenhouse-gas emissions—precisely the type of claim that is
necessarily subject to federal law alone.
In short, there are compelling federal interests in addressing transboundary pollution suits in a uniform manner. Federal law exclusively governs such claims, and federal jurisdiction therefore lies to resolve them.
4. In the proceedings below, the district court held
that, even if federal common law governed respondent’s
claims, the well-pleaded complaint rule barred removal on
that basis. The district court noted that respondent had
not expressly “plead[ed] any claims under federal law,”
Pet. App. 44a, and it viewed petitioners’ invocation of federal common law as raising an ordinary preemption defense, see id. at 44a-50a. But federal common law is not
merely a defense to respondent’s claims alleging injury
from interstate and international air pollution. For the
reasons explained above, respondent’s claims do not just
implicate federal-law issues—they inherently are federal
claims, arising under federal law. No state law exists in
this area for respondent to invoke.
The well-pleaded complaint rule therefore does not
bar removal here. That rule provides that federal-question jurisdiction exists only when “a federal question is
presented on the face of the plaintiff’s properly pleaded
44
complaint.” Caterpillar, Inc. v. Williams, 482 U.S. 386,
392 (1987). An “independent corollary” of the rule, however, is that “a plaintiff may not defeat removal by omitting to plead necessary federal questions.” Franchise
Tax Board v. Construction Laborers Vacation Trust, 463
U.S. 1, 22 (1983). Put another way, a plaintiff cannot
“block removal” by artfully pleading its claims in an effort
to “disguise [an] inherently federal cause of action.” See
14C Wright & Miller § 3722.1, at 131-132 (4th ed. 2018).
As a result, the well-pleaded complaint rule will sometimes require a federal court to “determine whether the
real nature of the claim is federal, regardless of plaintiff’s
characterization.” Federated Department Stores, Inc. v.
Moitie, 452 U.S. 394, 397 n.2 (1981) (citation omitted).
And while the Court has applied the artful-pleading principle primarily in complete-preemption cases involving
federal statutes, there is “[n]o plausible reason” why “the
appropriateness of and need for a federal forum should
turn on whether the claim arose under a federal statute or
under federal common law.” Richard H. Fallon, Jr., et al.,
Hart & Wechsler’s Federal Courts and the Federal System 818 (7th ed. 2015).
Those principles apply fully here. To be sure, respondent contends that its common-law claims arise under Maryland common law (even though the complaint
does not so state). See J.A. 155-182. But again, federal
law necessarily supplies the exclusive source of law governing those claims. And because that is clear from the
face of the complaint—that is, from the nature of respondent’s allegations and the claims asserted—the wellpleaded complaint rule does not bar removal.6
6
Removal based on the foregoing ground does not depend on
whether a viable federal cause of action exists. Whether a claim arises
45
Accordingly, the district court had federal-question
jurisdiction under 28 U.S.C. 1331 despite the omission of
the federal source of law from the complaint, and removal
was permitted under 28 U.S.C. 1441(a). Given the number
of climate-change cases pending across the Nation, the
Court should confirm that this case and others like it were
properly removed to federal court on the ground that federal common law necessarily governs claims alleging injury based on the contribution of interstate and international emissions to global climate change. For that reason, the judgment of the court of appeals should be reversed.
B. If The Court Does Not Reverse, It Should Vacate The
Judgment Below And Remand The Case To The Court
Of Appeals
In their notice of removal, petitioners raised a number
of other grounds for removal in addition to the federalcommon-law and federal-officer grounds. See J.A. 203225, 231-240. Those additional grounds were briefed at
length by both petitioners and respondent in the court of
appeals. See Pet. C.A. Br. 33-40, 43-54; Resp. C.A. Br. 2853. The court of appeals did not reach any ground for removal other than the federal-officer ground, however, because of its erroneous interpretation of 28 U.S.C. 1447(d).
See Pet. App. 10a.
Accordingly, if this Court declines to reach the question whether federal law provides the exclusive source of
law for respondent’s claims, it should vacate the judgment
below and remand the case to the court of appeals. Be-
exclusively under federal common law is distinct from whether it implicates a viable cause of action. See American Electric Power, 564
U.S. at 422; Avco Corp. v. Machinists, 390 U.S. 557, 560-561 (1968);
Standard Oil, 332 U.S. at 308, 314.
46
cause removal was so clearly proper based on federal common law, however, the better course is for the Court to
reverse the judgment outright and hold that respondent’s
claims belong in federal court.
47
CONCLUSION
The judgment of the court of appeals should be reversed. In the alternative, the judgment should be vacated and the case remanded for further proceedings.
Respectfully submitted.
PETER D. KEISLER
C. FREDERICK BECKNER III
SIDLEY AUSTIN LLP
1501 K Street, N.W.
Washington, DC 20005
THEODORE J. BOUTROUS, JR.
THOMAS G. HUNGAR
GIBSON, DUNN
& CRUTCHER LLP
1050 Connecticut Avenue,
N.W.
Washington, DC 20036
Counsel for Petitioners
Chevron Corporation and
Chevron U.S.A., Inc.
DAVID C. FREDERICK
BRENDAN J. CRIMMINS
DANIEL S. SEVERSON
KELLOGG, HANSEN, TODD,
FIGEL & FREDERICK, P.L.L.C.
1615 M Street, N.W.,
Suite 400
Washington, DC 20036
Counsel for Petitioners
Shell Oil Company and
Royal Dutch Shell plc
NOVEMBER 2020
KANNON K. SHANMUGAM
WILLIAM T. MARKS
TANYA S. MANNO
E. GARRETT WEST
PAUL, WEISS, RIFKIND,
WHARTON & GARRISON LLP
2001 K Street, N.W.
Washington, DC 20006
(202) 223-7300
kshanmugam@paulweiss.com
THEODORE V. WELLS,SP JR.
DANIEL J. TOAL
ADAM P. SAVITT
PAUL, WEISS, RIFKIND,
WHARTON & GARRISON LLP
1285 Avenue of the Americas
New York, NY 10019
Counsel for Petitioners
Exxon Mobil Corporation and
ExxonMobil Oil Corporation
PHILIP H. CURTIS
NANCY G. MILBURN
ARNOLD & PORTER
KAYE SCHOLER LLP
250 West 55th Street
New York, NY 10019
MATTHEW T. HEARTNEY
JOHN D. LOMBARDO
ARNOLD & PORTER
KAYE SCHOLER LLP
777 South Figueroa Street,
44th Floor
Los Angeles, CA 90017
JOHN B. ISBISTER
JAIME W. LUSE
TYDINGS & ROSENBERG LLP
One East Pratt Street,
Suite 901
Baltimore, MD 21202
Counsel for Petitioners
BP p.l.c., BP America Inc.,
and BP Products North
America Inc.
KATHLEEN TAYLOR SOOY
TRACY A. ROMAN
CROWELL & MORING LLP
1001 Pennsylvania
Avenue, N.W.
Washington, DC 20004
Counsel for Petitioners
CNX Resources Corporation,
CONSOL Energy Inc., and
CONSOL Marine Terminals
LLC
NATHAN P. EIMER
PAMELA R. HANEBUTT
LISA S. MEYER
EIMER STAHL LLP
224 South Michigan
Avenue, Suite 1100
Chicago, IL 60604
ROBERT E. DUNN
EIMER STAHL LLP
99 South Almaden
Boulevard, Suite 662
San Jose, CA 95113
RYAN J. WALSH
EIMER STAHL LLP
10 East Doty Street,
Suite 800
Madison, WI 53707
Counsel for Petitioner
CITGO Petroleum
Corporation
MICHELLE N. LIPKOWITZ
THOMAS K. PREVAS
SAUL EWING
ARNSTEIN & LEHR LLP
500 East Pratt Street,
Suite 900
Baltimore, MD 21202
Counsel for Petitioners
Crown Central LLC and
Crown Central New Holdings
LLC
SEAN C. GRIMSLEY
JAMESON R. JONES
DANIEL R. BRODY
BARTLIT BECK LLP
1801 Wewatta Street,
Suite 1200
Denver, CO 80202
Counsel for Petitioners
ConocoPhillips and
ConocoPhillips Company
STEVEN M. BAUER
MARGARET A. TOUGH
LATHAM & WATKINS LLP
505 Montgomery Street,
Suite 2000
San Francisco, CA 94111
MATTHEW J. PETERS
LATHAM & WATKINS LLP
555 11th Street, N.W.,
Suite 1000
Washington, DC 20004
Counsel for Petitioners
ConocoPhillips,
ConocoPhillips Company,
and Phillips 66
MARTHA THOMSEN
MEGAN BERGE
BAKER BOTTS L.L.P.
700 K Street, N.W.
Washington, DC 20001
SCOTT JANOE
BAKER BOTTS L.L.P.
910 Louisiana Street
Houston, TX 77022
Counsel for Petitioner
Hess Corporation
SHANNON S. BROOME
HUNTON ANDREWS
KURTH LLP
50 California Street
San Francisco, CA 94111
SHAWN PATRICK REGAN
HUNTON ANDREWS
KURTH LLP
200 Park Avenue
New York, NY 10166
ANN MARIE MORTIMER
HUNTON ANDREWS
KURTH LLP
550 South Hope Street,
Suite 2000
Los Angeles, CA 90071
Counsel for Petitioners
Marathon Petroleum Corp.
and Speedway LLC
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.