Amicus Curiae Brief — BP p.l.c., et al., Petitioners v. Mayor and City Council of Baltimore
Supreme Court briefApr 30, 2020
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No. 19-1189
IN THE
Supreme Court of the United States
____________________________________
BP P.L.C. ET AL.,
Petitioners,
v.
MAYOR AND CITY COUNCIL OF BALTIMORE,
Respondent.
____________________________________
On Petition for Writ of Certiorari to the United
States Court of Appeals for the Fourth Circuit
____________________________________
BRIEF OF INDIANA, ALASKA, ARKANSAS,
GEORGIA, KANSAS, KENTUCKY, LOUISIANA,
MISSISSIPPI, MISSOURI, OHIO, SOUTH
CAROLINA, TEXAS, AND UTAH AS AMICI
CURIAE IN SUPPORT OF PETITIONERS
____________________________________
Office of the
Attorney General
302 W. Washington St.
Indianapolis, Indiana
46204
(317) 232-6255
Tom.Fisher@atg.in.gov
*Counsel of Record
CURTIS T. HILL, JR.
Attorney General
of Indiana
THOMAS M. FISHER*
Solicitor General
KIAN J. HUDSON
Deputy Solicitor General
JULIA C. PAYNE
Deputy Attorney General
Counsel for Amici States
Additional counsel listed with signature block
i
QUESTION PRESENTED
Whether 28 U.S.C. § 1447(d) permits a court of appeals to review any issue encompassed in a district
court’s order remanding a removed case to state court
where the removing defendant premised removal in
part on the federal-officer removal statute, 28 U.S.C.
§ 1442, or the civil-rights removal statute, 28 U.S.C.
§ 1443.
ii
TABLE OF CONTENTS
QUESTION PRESENTED ....................................... i
TABLE OF AUTHORITIES ................................... iii
INTEREST OF THE AMICI STATES .................... 1
REASONS FOR GRANTING THE PETITION ...... 2
I. The Appealability of Remand Orders
Is an Issue of National Importance
That Requires Clear, Uniform Rules ................. 3
II. The Court Should Reverse the Decision
Below and Hold That When a Remand
Order Is Lawfully Appealed, the Appeal
Encompasses All Grounds for Removal ........... 12
CONCLUSION ....................................................... 18
iii
CASES
TABLE OF AUTHORITIES
Agostini v. Felton,
521 U.S. 203 (1997) ..............................................13
Alabama v. Conley,
245 F.3d 1292 (11th Cir. 2001)..............................6
Appalachian Volunteers, Inc. v. Clark,
432 F.2d 530 (6th Cir. 1970)..........................16, 17
Briscoe v. Bell,
432 U.S. 404 (1977) ..............................................10
Carlsbad Technology, Inc. v. HIF Bio, Inc.,
556 U.S. 635 (2009) ..............................................12
Cyan, Inc. v. Beaver Cty. Employees Ret.
Fund,
138 S. Ct. 1061 (2018)..........................................17
Davis v. Glanton,
107 F.3d 1044 (3d Cir. 1997) .................................6
Decatur Hospital Authority v. Aetna Health,
Inc.,
854 F.3d 292 (5th Cir. 2017)..............................6, 7
Direct Mktg. Ass’n v. Brohl,
575 U.S. 1 (2015) ....................................................8
Gravitt v. Sw. Bell Tel. Co.,
430 U.S. 723 (1977) ..............................................10
iv
CASES [CONT’D]
Guerrero-Lasprilla v. Barr,
140 S. Ct. 1062 (2020)............................................9
Hamer v. Neighborhood Hous. Servs. of
Chicago,
138 S. Ct. 13 (2017)................................................9
Hertz Corp. v. Friend,
559 U.S. 77 (2010) ..................................................8
Jacks v. Meridian Resource Co.,
701 F.3d 1224 (8th Cir. 2012)................................6
Kakarala v. Wells Fargo Bank, N.A.,
136 S. Ct. 1153 (2016)..........................................12
Kircher v. Putnam Funds Tr.,
547 U.S. 633 (2006) ..............................................11
Lapides v. Bd. of Regents of Univ. Sys. of
Georgia,
535 U.S. 613 (2002) ................................................8
Lu Junhong v. Boeing Co.,
792 F.3d 805 (7th Cir. 2015)................ 7, 14, 15, 16
Mayor & City Council of Baltimore v. BP
p.l.c.,
952 F.3d 452 (4th Cir. 2020)..................................6
Mays v. City of Flint,
871 F.3d 437 (6th Cir. 2017)............................7, 16
v
CASES [CONT’D]
Nasrallah v. Barr,
140 S. Ct. 428 (2019)..............................................9
Noel v. McCain,
538 F.2d 633 (4th Cir. 1976)................................16
Nutraceutical Corp. v. Lambert,
139 S. Ct. 710 (2019)..............................................9
Osborn v. Haley,
549 U.S. 225 (2007) ..............................................11
Patel v. Del Taco, Inc.,
446 F.3d 996 (9th Cir. 2006)..................................6
Powerex Corp. v. Reliant Energy Services,
Inc.,
551 U.S. 224 (2007) ........................................11, 12
Quackenbush v. Allstate Insurance Co.,
517 U.S. 706 (1996) ..............................................11
Ramos v. Louisiana,
No. 18-5924 (U.S. Apr. 20, 2020) .........................13
Rodriguez v. United States,
480 U.S. 522 (1987) ..............................................17
State Farm Mutual Automobile Insurance
Co. v. Baasch,
644 F.2d 94 (2d Cir. 1981) .....................................6
Thermtron Prod., Inc. v. Hermansdorfer,
423 U.S. 336 (1976) ..........................................5, 10
vi
CASES [CONT’D]
Things Remembered, Inc. v. Petrarca,
516 U.S. 124 (1995) ........................................10, 11
Tidewater Oil Co. v. United States,
409 U.S. 151 (1972) ................................................9
United States v. Sisson,
399 U.S. 267 (1970) ............................................8, 9
Yamaha Motor Corp., U.S.A. v. Calhoun,
516 U.S. 199 (1996) ..............................................15
STATUTES
28 U.S.C. § 1446(a)....................................................13
28 U.S.C. § 1446(d)....................................................13
28 U.S.C. § 1447(d)............................................ passim
28 U.S.C. § 2679(d)(2) ...............................................11
Act of March 3, 1875, c. 137, §§ 2, 5, 18
Stat. 470–72 ...........................................................5
Pub. L. 112-51 .............................................................6
1 Stat. 73, c. 20, § 12 ...................................................4
78 Stat. 266 .................................................................6
vii
OTHER AUTHORITIES
Federal Judicial Center, Integrated
Database, https://www.fjc.gov/research/
idb/interactive/IDB-civil-since-1988 .....................2
Wright & Miller, Federal Practice &
Procedure § 3721 (Rev. 4th ed.).............................5
Wright & Miller, Federal Practice &
Procedure § 3914.11 (Rev. 4th ed.)......................14
1
INTEREST OF THE AMICI STATES 1
The States of Indiana, Alaska, Arkansas, Georgia,
Kansas, Kentucky, Louisiana, Mississippi, Missouri,
Ohio, South Carolina, Texas, and Utah respectfully
submit this brief as amici curiae in support of the petitioners.
As litigants who often find themselves on either
side of motions to remand cases back to state court,
Amici States file this amicus brief to urge the Court
to answer an important question governing the scope
of appellate review of such remands: When a party
seeks to remove a case based in part on the federalofficer removal statute or civil-rights removal statute,
is appellate review of a remand order rejecting removal limited to the federal-officer or civil-rights
grounds, or does appellate review encompass every
ground raised in support of removal?
Amici States recognize the importance of this
question and the need for a single, clear answer. They
file this brief to explain why the Court should provide
such an answer and hold that, so long as the appellant
has raised non-frivolous federal-officer or civil-rights
grounds for removal, appellate review encompasses
all grounds for removal.
1 Pursuant to Supreme Court Rule 37.2(a), counsel of record for
all parties received notice of Amici States’ intention to file this
brief at least 10 days prior to the due date of this brief.
2
REASONS FOR GRANTING THE PETITION
Every year state-court defendants remove tens of
thousands of cases to federal court. State-court plaintiffs often respond with motions to remand the case
back to state court, and a great many of these motions
are granted: In the last five years, remand orders terminated nearly 27,000 federal cases. 2
The large volume of remand orders makes the
rules regulating the availability and scope of their appellate review a matter of nationwide significance.
Litigants need to know in advance whether a district
court’s remand order will end the federal-court litigation or will instead begin the federal appellate process; the rules governing remand orders’ appealability
affect not only whether the party supporting removal
bothers with an appeal, but also which arguments for
and against remand the parties make to the district
court. And these rules have just as much significance
for appellate courts, whose jurisdiction turns on them.
It is thus essential that these rules—provided by 28
U.S.C. § 1447(d)—be clear.
Unfortunately, however, clarity is precisely what
judicial interpretation of 1447(d) has long lacked.
There is no doubt that 1447(d) permits appeals of
some remand orders, but courts have struggled for
2 All case data are drawn from the Federal Judicial Center’s In-
tegrated Database of civil cases, available at https://www.fjc.gov/
research/idb/interactive/IDB-civil-since-1988. A search for cases
that (1) originated with removal, (2) were terminated by a remand to state court, and (3) were terminated between January
1, 2015 and December 31, 2019 produces a list of 26,800 cases.
3
decades to determine which orders are appealable
and, for those that are, which issues are included in
the scope of the appeal. In just the last fifteen years,
for example, the Court has attempted to clarify
1447(d)’s rules for the appealability of remand orders
four separate times.
Yet 1447(d) continues to confound—in particular,
its authorization of appellate review of any “order remanding a case” that “was removed pursuant to” the
federal-officer or civil-rights removal statutes. 28
U.S.C. § 1447(d). There is a deep and abiding circuit
split regarding whether, when removal is based in
part on these statutes, this authorization of appellate
review is limited to the federal-officer or civil-rights
grounds alone or instead permits consideration of all
grounds raised in support of removal. This question,
squarely presented here, deserves a clear and uniform
answer, which can come only from this Court.
The Court should grant the petition and, ultimately, hold that once a court has appellate jurisdiction to review a remand order, it has authority to consider every argument pertaining to the order’s validity. Such a rule makes the best sense of the statutory
text and the best use of judicial resources.
I.
The Appealability of Remand Orders Is an
Issue of National Importance That
Requires Clear, Uniform Rules
Subsection 1447(d) provides that in general an “order remanding a case to the State court from which it
4
was removed is not reviewable on appeal or otherwise.” 28 U.S.C. § 1447(d) (emphasis added). The provision affords two crucial exceptions, however, and
provides “that an order remanding a case to the State
court from which it was removed pursuant to section
1442 or 1443 of this title [the federal-officer and civilrights removal statutes, respectively] shall be reviewable by appeal or otherwise.” Id. (emphasis added).
The numerous cases the Court has taken to elucidate the meaning of this provision attest to the
Court’s longstanding recognition of the importance of
giving it a clear and consistent interpretation: Because 1447(d) potentially affects thousands of cases
annually and goes to the jurisdiction of federal appellate courts, it is especially important that it be applied
in the same, predictable way across the country. The
Court has thus regularly stepped in when the lower
courts have proved unable to agree on the statute’s
proper application. It should do so again here.
1. Congress has authorized federal courts to hear
cases removed from state court since the Judiciary
Act of 1789 first established the federal-court system.
See 1 Stat. 73, c. 20, § 12 (authorizing removal of
state-court cases against aliens and nonresident defendants as well as state-court cases involving competing land grants issued by different States). And for
nearly as long as federal courts have possessed authority to hear removal cases, litigants have been disputing what constitutes proper grounds for exercising
that authority—and have been seeking appellate review of decisions with which they disagree. Until
5
1875, an erstwhile state-court defendant could obtain
review of a remand decision via writ of mandamus.
See Thermtron Prod., Inc. v. Hermansdorfer, 423 U.S.
336, 346 (1976) (citing Chicago & A.R. Co. v. Wiswall,
23 Wall. 507 (1875)). But that year Congress expanded the class of removable cases and authorized
review of remand orders by writ of error or appeal to
this Court. See Act of March 3, 1875, c. 137, §§ 2, 5, 18
Stat. 470–72. Twelve years later, Congress reversed
course: It narrowed the scope of removal, authorized
remand where removal was improper (on jurisdictional grounds or otherwise), and foreclosed appellate
review of remand orders. See Wright & Miller, Federal Practice & Procedure § 3721 (Rev. 4th ed.) (citing
Act of March 3, 1887, c. 373, 24 Stat. 552); Thermtron,
423 U.S. at 347 (“[N]o appeal or writ of error from the
decision of the circuit court so remanding such cause
shall be allowed.” (quoting same)).
These provisions authorizing remand orders and
prohibiting their appellate review have for the most
part endured. The text now codified at subsections
1447(c) and (d) “represent the 1948 recodification” of
the 1887 enactments. Id. at 349. And seventy-two
years later, 1447(c) continues to authorize remands
for “any defect” (including jurisdiction) while 1447(d)
continues to deem such remand orders to be generally
“not reviewable on appeal or otherwise.”
Importantly, however, Congress has twice
amended 1447(d) to carve out exceptions from its general bar on appellate review. The Civil Rights Act of
6
1964 amended subsection 1447(d) to authorize review, “by appeal or otherwise,” of any “order remanding a case to the State court from which it was removed pursuant to section 1443,” which authorizes
removal of civil-rights cases. 78 Stat. 266. And in 2011
Congress authorized appellate review of remand orders in cases removed under section 1442, which authorizes removal of cases involving federal officers,
agencies, and grants of property. See Pub. L. 112-51
(inserting “1442 or” before 1443 in subsection
1447(d)).
2. As the petition explains, 1447(d)’s exceptions for
civil-rights and federal-officer cases have produced a
deep, durable split among the federal courts of appeals. See generally Pet. 11–17. Six separate circuit
courts have held that—regardless of other grounds
raised in support of removal—1447(d) allows appellate courts to consider only grounds for removal based
on the civil-rights and federal-officer removal statutes. See State Farm Mutual Automobile Insurance
Co. v. Baasch, 644 F.2d 94 (2d Cir. 1981); Davis v.
Glanton, 107 F.3d 1044 (3d Cir. 1997); Mayor & City
Council of Baltimore v. BP p.l.c., 952 F.3d 452 (4th
Cir. 2020); Jacks v. Meridian Resource Co., 701 F.3d
1224 (8th Cir. 2012); Patel v. Del Taco, Inc., 446 F.3d
996 (9th Cir. 2006); Alabama v. Conley, 245 F.3d 1292
(11th Cir. 2001). Three other circuit courts, however,
have held that when a remand order rejects a removal
that was based in part on the civil-rights or federalofficer removal statutes, 1447(d) permits appellate review of the entire remand order, including all grounds
raised in support of removal. See Decatur Hospital
7
Authority v. Aetna Health, Inc., 854 F.3d 292 (5th Cir.
2017); Mays v. City of Flint, 871 F.3d 437 (6th Cir.
2017); Lu Junhong v. Boeing Co., 792 F.3d 805 (7th
Cir. 2015). In short, the circuits disagree over whether
1447(d)’s exceptions apply to particular orders and all
rulings made therein, or whether they apply only to
particular grounds for removal.
This entrenched lower-court disagreement requires the Court’s intervention. Litigants need to
know when remand orders will be appealable and
what issues will be reviewable in those appeals. Any
number of strategic decisions may turn on the answers to these questions—not only what arguments
the parties emphasize on appeal, but also whether the
remand order is appealed at all, which grounds the
state-court defendants initially raise in support of removal, and even how the state-court plaintiffs draft
the original complaint.
Because these questions arise in thousands of
cases each year, resolving this circuit split is a matter
of nationwide significance. In 2019 alone, state court
defendants removed more than 35,000 cases to federal court 3—nearly twelve percent of all federal cases
filed that year 4—and more than 4,300 of these cases
3 A search for cases that (1) originated with removal and (2) were
filed between January 1, 2019 and December 31, 2019 produces
a list of 35,289 cases.
4 A search for cases that were filed between January 1, 2019 and
December 31, 2019 produces a list of 296,138 cases. 35,289 is
11.9% of 296,138.
8
have been remanded back to state court. 5 The numbers for 2018 are similar: approximately 33,000 cases
removed, 6 about 5,400 of which were remanded. 7
Moreover, as a jurisdictional statute, 1447(d) must
conform to the longstanding “rule that ‘[j]urisdictional rules should be clear.’” Direct Mktg. Ass’n v.
Brohl, 575 U.S. 1, 14 (2015) (quoting Grable & Sons
Metal Products, Inc. v. Darue Engineering & Mfg., 545
U.S. 308, 321 (2005) (Thomas, J., concurring)); see
also Lapides v. Bd. of Regents of Univ. Sys. of Georgia,
535 U.S. 613, 621 (2002) (same). Hazy answers to jurisdictional questions burden litigants and inevitably
“produce appeals and reversals, encourage gamesmanship, and, again, diminish the likelihood that results and settlements will reflect a claim’s legal and
factual merits.” Hertz Corp. v. Friend, 559 U.S. 77, 94
(2010). Courts too “benefit from straightforward rules
under which they can readily assure themselves of
their power to hear a case.” Id. “Clarity is to be desired
5 A search for cases that (1) originated with removal, (2) were
terminated by a remand to state court, and (3) were filed between January 1, 2019 and December 31, 2019 produces a list of
4,329 cases.
6 A search for cases that (1) originated with removal and (2) were
filed between January 1, 2018 and December 31, 2018 produces
a list of 33,033 cases.
7 A search for cases that (1) originated with removal, (2) were
terminated by a remand to state court, and (3) were filed between January 1, 2018 and December 31, 2018 produces a list of
5,423 cases.
9
in any statute, but in matters of jurisdiction it is especially important. Otherwise the courts and the parties must expend great energy, not on the merits of
dispute settlement, but on simply deciding whether a
court has the power to hear a case.” United States v.
Sisson, 399 U.S. 267, 307 (1970).
For these reasons, the Court often grants certiorari to resolve such “important question[s] of federal
appellate jurisdiction.” Tidewater Oil Co. v. United
States, 409 U.S. 151, 153 (1972). See also, e.g., Nasrallah v. Barr, 140 S. Ct. 428 (2019) (granting certiorari
to decide whether the Immigration and Nationality
Act authorizes appellate jurisdiction to review factual
findings underlying denials of withholding of removal
relief); Guerrero-Lasprilla v. Barr, 140 S. Ct. 1062
(2020) (holding that the Immigration and Nationality
Act authorizes appellate jurisdiction to review an immigration judge’s application of a legal standard to
undisputed or established facts); Nutraceutical Corp.
v. Lambert, 139 S. Ct. 710 (2019) (holding that the
deadline for seeking immediate appeal from a classcertification order is not subject to equitable tolling);
Hamer v. Neighborhood Hous. Servs. of Chicago, 138
S. Ct. 13 (2017) (holding that the deadline for seeking
an extension of time to file a notice of appeal is a nonjurisdictional claim-processing rule).
The circuit split over 1447(d)’s exceptions has left
litigants confused about the application of a jurisdiction provision that affects thousands of cases a year.
It is time for the Court to resolve this confusion.
10
3. The Court’s longstanding efforts to resolve
many other applications of 1447(d) underscores the
importance of giving it a clear, uniform construction
here. Because it is a widely applicable jurisdictional
provision, the Court has often acted to bring clarity to
1447(d). It should do so again here.
In particular, the Court has frequently reviewed
whether 1447(d)’s appellate-review bar permits additional exceptions beyond civil-rights and federal-officer cases. In Thermtron, the Court addressed
whether 1447(d)’s prohibition on appellate review is
limited to jurisdictional or procedural defects—the
grounds for remand listed in 1447(c). 423 U.S. at 340–
41. The Court held that 1447(d) is so limited, explaining that 1447(d) and 1447(c) “must be construed together,” which “means that only remand orders issued
under § 1447(c) and invoking the grounds specified
therein . . . are immune from review under § 1447(d).”
423 U.S. at 345–46 (emphasis added). The very next
year, however, the Court reiterated that remands
based on 1447(c) grounds are categorically unreviewable. See Gravitt v. Sw. Bell Tel. Co., 430 U.S. 723,
723 (1977) (per curiam) (“[Subsection] 1447(c) remands are not reviewable.”); Briscoe v. Bell, 432 U.S.
404, 414 n.13 (1977) (“Where the order is based on one
of the enumerated grounds, review is unavailable no
matter how plain the legal error in ordering the remand.”).
The Court returned to 1447(d) two decades later in
Things Remembered, Inc. v. Petrarca, where it held
11
that 1447(d)’s appellate-review bar applies to bankruptcy removals. 516 U.S. 124, 129 (1995). That same
term, in Quackenbush v. Allstate Insurance Co., the
Court addressed 1447(d)’s application to remand orders grounded in abstention, holding that the appellate-review bar does not apply to such orders because
an “abstention-based remand order does not fall into
either category of remand order described in
§ 1447(c), as it is not based on lack of subject matter
jurisdiction or defects in removal procedure.” 517 U.S.
706, 711–12 (1996).
The Court again addressed 1447(d) ten years later,
“grant[ing] certiorari to resolve a split of authority on
the question whether § 1447(d) bars review of remand
orders in cases removed under the [Private Securities
Litigation Reform Act].” Kircher v. Putnam Funds Tr.,
547 U.S. 633, 639 (2006). It held that “the Act does
not exempt remand orders from 28 U.S.C. § 1447(d)
and its general rule of nonappealability.” Id. at 648.
The following year, the Court decided a pair of
cases in which the Court itself raised the 1447(d) issue—Osborn v. Haley, 549 U.S. 225, 239 (2007), and
Powerex Corp. v. Reliant Energy Services, Inc., 551
U.S. 224, 226 (2007). In Osborn the Court held that a
statute authorizing the Attorney General to “conclusively establish” a state-court defendant’s federal employment “for purposes of removal,” 28 U.S.C.
§ 2679(d)(2), displaced 1447(d)’s appellate-review bar.
549 U.S. at 243–44. And in Powerex it held that
1447(d)’s prohibition on appellate review applies even
where removal was initially proper but the district
12
court later loses jurisdiction and remands. 551 U.S. at
230–32.
Finally, the Court most recently addressed
1447(d)’s appellate-review bar in Carlsbad Technology, Inc. v. HIF Bio, Inc., 556 U.S. 635 (2009). There
the Court granted certiorari to “decide[] whether a
district court’s order remanding a case to state court
after declining to exercise supplemental jurisdiction
is a remand for lack of subject-matter jurisdiction for
which appellate review is barred by §§ 1447(c) and
(d).” It held that “such remand orders are not based
on a lack of subject-matter jurisdiction,” and thus fall
outside the scope of 1447(d). Id.
These decisions demonstrate the Court’s concerted
efforts to clarify 1447(d)’s rules for appealing remand
orders—even when the parties do not raise the issue.
And this case warrants review every bit as much as
those cases. The confusion over 1447(d)’s exceptions
for civil-rights and federal-officer cases is “forc[ing]
parties and lower courts to guess when § 1447(d) will
and will not apply.” Kakarala v. Wells Fargo Bank,
N.A., 136 S. Ct. 1153, 1154 (2016) (Thomas, J., dissenting from the denial of certiorari). The Court
should countenance this confusion no longer.
II.
The Court Should Reverse the Decision
Below and Hold That When a Remand
Order Is Lawfully Appealed, the Appeal
Encompasses All Grounds for Removal
As frequent parties to removal cases who find
themselves on one side as often as the other, Amici
13
States are chiefly interested in obtaining clarity on
the question presented in this case, whatever answer
the Court chooses. The principle that “in most matters
it is more important that the applicable rule of law be
settled than that it be settled right,” has particular
force where, as here, the matter pertains to a technical jurisdictional rule that Congress can easily alter. Agostini v. Felton, 521 U.S. 203, 235 (1997); see
also Ramos v. Louisiana, No. 18-5924, (U.S. Apr. 20,
2020) (Kavanaugh, J., concurring in part) slip op. at 5
(citing Burnet v. Coronado Oil & Gas Co., 285 U.S.
393, 406 (1932) (Brandeis, J., dissenting)).
The best resolution of this case, however, would be
to reverse the decision below and hold that when
1447(d) authorizes an appeal of a remand order, it authorizes consideration of all arguments relevant to
the order’s validity. This interpretation accords with
1447(d)’s specific language and coheres with the overall statutory framework for removal.
This statutory framework provides that the removal process begins when “defendants desiring to remove any civil action from a State court” file “a notice
of removal” that contains “a short and plain statement of the grounds for removal.” 28 U.S.C. § 1446(a).
“[P]romptly after the filing of such notice of removal,”
the defendant gives notice to adverse parties and files
“a copy of the notice with the clerk of such State
court.” 28 U.S.C. § 1446(d). Importantly, the filing of
the notice with the state court “shall effect the removal
and the State court shall proceed no further unless
and until the case is remanded.” Id. In other words,
14
the case is “removed” as soon as the state-court notice
is filed.
Accordingly, when a notice cites several grounds
for removal and one of those grounds includes the
civil-rights or federal-officer removal statute, it is correct to say that the case “was removed pursuant to
section 1442 or 1443.” 28 U.S.C. § 1447(d). The application of 1447(d) is straightforward from there: It
states that “an order remanding [such] a case to the
State court from which it was removed . . . shall be
reviewable by appeal or otherwise.” Id. (emphasis
added). Section 1447(d), in other words, authorizes
appeal of the order—without limitation.
For this reason, when a remand order rejecting removal on civil-rights or federal-officer grounds is lawfully appealed under 1447(d), the court of appeals has
jurisdiction to consider all grounds raised in favor of
removal—including those for which the defendant
would not otherwise be able to obtain appellate review. As Judge Easterbrook’s opinion for the Seventh
Circuit explained in the course of adopting this interpretation of 1447(d), “[t]o say that a district court’s
‘order’ is reviewable is to allow appellate review of the
whole order, not just of particular issues or reasons.”
Lu Junhong v. Boeing Co., 792 F.3d 805, 811 (7th Cir.
2015). The leading federal-courts treatise agrees. See
Wright & Miller, Federal Practice & Procedure
§ 3914.11 (Rev. 4th ed.) (“Review should . . . be extended to all possible grounds for removal underlying
the order. Once an appeal is taken there is very little
to be gained by limiting review . . . .”).
15
The “whole order” interpretation of 1447(d) is further supported by the Court’s decision in Yamaha Motor Corp., U.S.A. v. Calhoun, 516 U.S. 199 (1996),
which construed the statute authorizing permissive
appeal of some interlocutory “orders” to permit appellate review of all issues decided within such a properly
appealed order. Id. at 204–05 (quoting 28 U.S.C.
§ 1292(b) (emphasis in original)). The Court underscored the importance of the statute’s use of the word
“order,” observing that “appellate jurisdiction applies
to the order certified to the court of appeals, and is not
tied to the particular question formulated by the district court.” Id. at 205 (emphasis in original). The
Court thus held that while the Court of Appeals “may
not reach beyond the certified order to address other
orders made in the case,” it “may address any issue
fairly included within the certified order because it is
the order that is appealable, and not the controlling
question identified by the district court.” Id. (emphasis in original; internal quotation marks and citations
omitted). Section 1447(d) provides no textual (or historical) basis for differing treatment of an “order”
properly appealed under its authority.
Beyond making the best sense of the statute, reading 1447(d) to permit appeal of the whole remand order also makes the best use of litigants’ and courts’
time. As Judge Easterbrook observed, “once Congress
has authorized appellate review of a remand order”—
as it has when the state-court defendant relies on the
civil-rights or federal-officer removal statutes—“[t]he
marginal delay from adding an extra issue to a case
where the time for briefing, argument, and decision
16
has already been accepted is likely to be small.” Lu
Junhong, 792 F.3d at 813.
Rather than accept that 1447(d) authorizes appeals of orders, the Fourth Circuit’s decision below
mistakenly limits its authorization of appellate review to only civil-rights and federal-officer grounds
for removal. Pet. App. 7a. The Fourth Circuit based
this conclusion upon its earlier decision in Noel v.
McCain, 538 F.2d 633, 635 (4th Cir. 1976), and that
decision’s discussion of the issue consists entirely of a
citation to the Sixth Circuit’s half-century-old decision in Appalachian Volunteers, Inc. v. Clark, 432
F.2d 530, 533 (6th Cir. 1970). The Sixth Circuit, however, has since implicitly repudiated Appalachian
Volunteers, following the Seventh Circuit in holding
that jurisdiction to review a remand order under
1447(d) “encompasses review of the district court’s decision on the alternative ground for removal under 28
U.S.C. § 1441.” Mays v. City of Flint, 871 F.3d 437,
442 (6th Cir. 2017) (citing Lu Junhong, 792 F.3d at
811–13).
In any case, the rationale provided in Appalachian
Volunteers cannot justify ignoring the plain meaning
of 1447(d)’s text. That decision assumed that 1447(d)’s
“obvious purpose . . . is to avoid the delays which
would result if appeals from remand orders were permitted,” and reasoned that “even when removal is
based on 28 U.S.C. § 1443 and an appeal is authorized, the review of issues other than those directly related to the propriety of the remand order itself would
17
frustrate the clear Congressional policy of expedition.” Appalachian Volunteers, 432 F.2d at 533.
This Court, however, “has long rejected the notion
that ‘whatever furthers the statute’s primary objective must be the law.’” Cyan, Inc. v. Beaver Cty. Employees Ret. Fund, 138 S. Ct. 1061, 1073 (2018) (quoting Rodriguez v. United States, 480 U.S. 522, 526
(1987) (per curiam)). After all, courts “do not generally
expect statutes to fulfill 100% of all of their goals.” Id.
In Cyan, for example, the Court held that federal law
does not authorize removal of class actions brought
under the 1933 Securities Act, rejecting the federal
government’s attempt to “distort[]” the statutory text
on the ground that “Congress simply must have
wanted 1933 Act class actions to be litigated in federal
court.” Id. at 1078. “Where, as here, the language of a
provision is sufficiently clear in its context and not at
odds with the legislative history, there is no occasion
to examine the additional considerations of policy
that may have influenced the lawmakers in their formulation of the statute.” Rodriguez, 480 U.S. at 526
(cleaned up).
The Court should grant the petition, resolve the
confusion among the lower courts, and hold that
1447(d) authorizes appellate review, without limitation, of any “order” remanding a case for which removal was premised at least in part on the civil-rights
or federal-officer removal statutes.
18
CONCLUSION
The petition for a writ of certiorari should be
granted.
Respectfully submitted,
Office of the
Attorney General
302 W. Washington St.
Indianapolis, IN 46204
(317) 232-6255
Tom.Fisher@atg.in.gov
*Counsel of Record
CURTIS T. HILL, JR.
Attorney General
of Indiana
THOMAS M. FISHER*
Solicitor General
KIAN J. HUDSON
Deputy Solicitor General
JULIA C. PAYNE
Deputy Attorney General
Counsel for Amici States
Dated: April 30, 2020
19
ADDITIONAL COUNSEL
Counsel for Amici States
KEVIN G. CLARKSON
Attorney General
State of Alaska
LYNN FITCH
Attorney General
State of Mississippi
LESLIE RUTLEDGE
Attorney General
State of Arkansas
ERIC SCHMITT
Attorney General
State of Missouri
CHRISTOPHER M. CARR
Attorney General
State of Georgia
DAVE YOST
Attorney General
State of Ohio
DEREK SCHMIDT
Attorney General
State of Kansas
ALAN WILSON
Attorney General
State of South Carolina
DANIEL CAMERON
Attorney General
State of Kentucky
KEN PAXTON
Attorney General
State of Texas
JEFF LANDRY
Attorney General
State of Louisiana
SEAN D. REYES
Attorney General
State of Utah
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.