Amicus Curiae Brief — Nikki Bruni, et al., Petitioners v. City of Pittsburgh, Pennsylvania, et al.
Supreme Court briefApr 29, 2020
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No. 19-1184
In the Supreme Court of the United States
NIKKI BRUNI; JULIE COSENTINO; CYNTHIA RINALDI;
KATHLEEN LASLOW; AND PATRICK MALLEY,
Petitioners,
v.
CITY OF PITTSBURGH; PITTSBURGH CITY COUNCIL;
MAYOR OF PITTSBURGH,
Respondents.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
BRIEF OF WEST VIRGINIA AND 16 OTHER
STATES AS AMICI CURIAE IN SUPPORT OF
PETITIONERS
PATRICK MORRISEY
Attorney General
OFFICE OF THE
WEST VIRGINIA
ATTORNEY GENERAL
1900 Kanawha Blvd. East
Building 1, Room E-26
Charleston, WV 25305
lindsay.s.see@wvago.gov
(304) 558-2021
LINDSAY S. SEE
Solicitor General
Counsel of Record
THOMAS T. LAMPMAN
Assistant Solicitor General
JESSICA A. LEE*
Special Assistant
Counsel for Amicus Curiae State of West Virginia
[additional counsel listed at end]
TABLE OF CONTENTS
INTERESTS OF AMICI CURIAE AND
SUMMARY OF ARGUMENT ..............................1
REASONS FOR GRANTING THE PETITION .........3
I.
PRINCIPLES OF STATE SOVEREIGNTY
BAR FEDERAL COURTS FROM
REWRITING STATE LAWS ................................3
A. The Constitution Balances The Power Of
Federal Courts With Respect For The
States’ Lawmaking Authority ........................3
B. Federalism Requires Respect For The
States’ Decisions When Construing Their
Own Laws .......................................................6
II. SUPREME COURT REVIEW IS NEEDED
TO RESTORE CERTAINTY ON THIS
IMPORTANT QUESTION OF
FEDERALISM .................................................... 13
A. The Decision Below Flouts The
Prohibition On Rewriting Or Amending
State Laws .................................................... 13
B. The Consequences Of The Decision Below
Call For Review ............................................ 15
CONCLUSION .......................................................... 23
ii
TABLE OF AUTHORITIES
Page(s)
Cases
Arizonans for Official
English v. Arizona,
520 U.S. 43 (1997) .................................................. 7
Atl. Coast Line R. Co. v. Bhd. of
Locomotive Eng’rs,
398 U.S. 281 (1970) ................................................ 4
Bd. of Airport Comm’rs of
L.A. v. Jews for Jesus, Inc.,
482 U.S. 569 (1987) ........................................ 21, 22
Bd. of Educ. of Rogers,
Ark. v. McCluskey,
458 U.S. 966 (1982) ............................................. 18
Beckerman v. City of Tupelo, Miss.,
664 F.2d 502 (5th Cir. 1981) .......................... 12, 16
Boos v. Barry,
485 U.S. 312 (1988) .............................................. 14
Broadrick v. Oklahoma,
413 U.S. 601 (1973) ................................................ 9
Brown v. City of Pittsburgh,
586 F.3d 263 (3d Cir. 2009) ................................. 20
City of Houston, Tex. v. Hill,
482 U.S. 451 (1987) ................................................ 9
iii
TABLE OF AUTHORITIES
(continued)
Page(s)
Colo. River Water Conservation
Dist. v. United States,
424 U.S. 800 (1976) ................................................ 7
Cutting v. City of Portland,
802 F.3d 79 (1st Cir. 2015) .................................. 16
Danforth v. Minnesota,
552 U.S. 264 (2008) ................................................ 4
Dimmitt v. City of Clearwater,
985 F.2d 1565 (11th Cir. 1993) ............................ 12
Eubanks v. Wilkinson,
937 F.2d 1118 (6th Cir. 1991) ........................ 11, 15
Forsyth Cty. v. Nationalist Movement,
505 U.S. 123 (1992) ................................................ 9
Gooding v. Wilson,
405 U.S. 518 (1972) ............................................ 6, 9
Grayned v. City of Rockford,
408 U.S. 104 (1972) ............................................ 8, 9
Hill v. City of Houston, Tex.,
789 F.2d 1103 (5th Cir. 1986) .................. 11, 12, 16
Hoye v. City of Oakland,
653 F.3d 835 (9th Cir. 2011) ................................ 16
Lakewood v. Plain Dealer Publ’g Co.,
486 U.S. 750 (1988) .............................................. 19
iv
TABLE OF AUTHORITIES
(continued)
Page(s)
Legend Night Club v. Miller,
637 F.3d 291 (4th Cir. 2011) .................... 11, 12, 14
Lehman Bros. v. Schein,
416 U.S. 386 (1974) ................................................ 7
McCullen v. Coakley,
573 U.S. 464 (2014) ........................................ 21, 22
Michelin Tire Corp. v. Wages,
423 U.S. 276 (1971) ................................................ 3
Murdock v. City of Memphis,
87 U.S. 590 (1874) .................................................. 8
Murphy v. Nat’l Collegiate Ass’n,
138 S. Ct. 1461 (2018) ........................................ 4, 5
R.R. Comm’n of Tex. v. Pullman Co.,
312 U.S. 498 (1941) ................................................ 7
Reed v. Town of Gilbert, Ariz.,
135 S. Ct. 2218 (2015) .............................. 19, 20, 21
Rhode Island v. Massachusetts,
37 U.S. 657 (1838) .................................................. 4
Shelby Cty., Ala. v. Holder,
570 U.S. 529 (2013) ................................................ 6
Shipp v. Miller’s Heirs,
15 U.S. 316 (1817) .................................................. 8
v
TABLE OF AUTHORITIES
(continued)
Page(s)
United Food & Comm. Workers Int’l
Union, AFL-CIO, CLC v. IPB, Inc.,
857 F.2d 422 (8th Cir. 1988) .................... 10, 11, 12
United States v. Stevens,
559 U.S. 460 (2010) .......................................... 9, 17
United States v. Thirty-Seven (37)
Photographs,
402 U.S. 363 (1971) ................................................ 8
Vill. of Hoffman Estates v. The Flipside,
Hoffman Estates, Inc.,
455 U.S. 489 (1982) ................................................ 9
Ward v. Rock Against Racism,
491 U.S. 781 (1989) ................................................ 9
Wis. Right To Life, Inc. v. Barland,
751 F.3d 804 (7th Cir. 2014) .......................... 12, 19
Younger v. Harris,
401 U.S. 37 (1971) ........................................ 6, 7, 22
Z.J. Gifts D-4, L.L.C. v. City
of Littleton,
311 F.3d 1220 (10th Cir. 2002) ............................ 10
Constitutional Provisions
U.S. Const. art. III § 2, cl. 1 ........................................ 5
vi
TABLE OF AUTHORITIES
(continued)
Page(s)
Statutes
28 U.S.C. § 1652 .......................................................... 7
Pittsburgh, Pa., Municipal Code
§§ 623.01-.07................................................... 14, 20
Other Authorities
2 Max Farrand, The Records of the
Federal Convention 430 (1911) ......................... 5, 6
The American Heritage Dictionary of
the English Language (4th ed. 2006) .................. 15
Bradford R. Clark, Ascertaining the
Laws of the Several States:
Positivism and Judicial Federalism
After Erie,
145 U. Pa. L. Rev. 1459 (1997) ............................ 18
David M. O’Brien, Constitutional Law
and Politics (8th ed., vol. 2 2011) .......................... 1
The Federalist No. 32 (A. Hamilton) .......................... 4
The Federalist No. 78 (A. Hamilton) .......................... 4
The Federalist No. 81 (A. Hamilton) .......................... 3
The Federalist No. 82 (A. Hamilton) .......................... 5
vii
TABLE OF AUTHORITIES
(continued)
Page(s)
Marcia L. McCormick, When Worlds
Collide: Federal Construction of
State Institutional Competence,
9 U. Pa. J. Const. L. 1167 (2007) ........................... 8
Robert J. Pushaw, Jr., Article III’s
Case/Controversy Distinction and
the Dual Functions of Federal
Courts,
69 Notre Dame L. Rev. 447 (1994) ................ 3, 5, 7
Saikrishna B. Prakash & John C. Yoo,
The Origins of Judicial Review,
70 Univ. of Chi. L. Rev 887 (2003) ........................ 3
INTERESTS OF AMICI CURIAE 1
AND SUMMARY OF ARGUMENT
Article III’s promise of judicial review protects
the States’ sovereignty over drafting and construing
their own laws. The federal judiciary certainly
possesses “some checking power of the States”
through its authority to declare state and local
laws unconstitutional. See David M. O’Brien,
Constitutional Law and Politics 27 (8th ed., vol. 2
2011). Yet although necessary for the judicial branch
to serve as an arbiter of federal constitutional
law, that sobering power is balanced by careful
respect for state legislative sovereignty. Federal
courts are thus bound to follow state high-court
interpretations of state law—and where that
guidance is lacking, they must consider how the State
would interpret a statute rather than substituting
“any narrowing construction” federal courts deem
appropriate. Pets.’ App. 21a. The majority of the
federal courts of appeals would agree that the Third
Circuit’s decision below crossed that line. The Court
should grant review to provide national certainty and
confirm that it did.
The States of West Virginia, Alabama, Alaska,
Arkansas, Idaho, Indiana, Kentucky, Louisiana,
Mississippi, Montana, Nebraska, Oklahoma, South
Carolina, South Dakota, Tennessee, Texas, and Utah
respectfully submit this brief as amici curiae in
support of Petitioners.
Amici States write to
emphasize that this case raises important questions
Pursuant to Supreme Court Rule 37.4, counsel for amicus
curiae the State of West Virginia timely notified the parties of
amici’s intent to file this brief.
1
2
of federalism involving the balance of authority
between States and the federal courts. The Third
Circuit disregarded the City of Pittsburgh’s
interpretation of its own buffer-zone ordinance, and
sua sponte adopted a narrower construction with
weak grounding in the text that neither party
advanced.
The court below thus strayed from
constitutional avoidance into effectively rewriting
local law.
Amici emphasize first the importance of taking up
this case because the Constitution’s framework
requires federal courts to avoid stepping into state
policymaking through sua sponte inventive statutory
interpretation. Respect for the States’ construction of
their own laws is evident in numerous doctrines
guiding federal courts’ review. Seven circuits apply
those principles differently than the Third Circuit in
the specific context here of construing local law in the
face of a federal constitutional challenge.
Second, the consequences of these divergent views
warrant review.
The decision below deepens
confusion among federal courts nationwide on the
Questions Presented. Yet key issues of statutory
construction and judicial restraint should not turn on
a game of geographic luck. Effectively rewriting state
and local laws to avoid compelling constitutional
challenges hurts litigants because federal courts’ sua
sponte narrowing constructions are not binding on
state courts. As a result, a decision motivated by a
laudable desire to salvage a constitutionally suspect
law may end up depriving parties of an effective
3
remedy by declaring some reading of the law valid, yet
refusing to answer whether the same is true for the
interpretation local officials actually enforce.
REASONS FOR GRANTING THE PETITION
I.
PRINCIPLES OF STATE SOVEREIGNTY BAR
FEDERAL COURTS FROM REWRITING
STATE LAWS.
A. The Constitution Balances The Power Of
Federal Courts With Respect For The States’
Lawmaking Authority.
With its weak theory of central government, the
ill-fated Articles of Confederation bred dysfunction
from the beginning. Apart from granting Congress too
little authority to protect national interests, the
Articles also kept the federal judiciary’s jurisdiction
too closely in check. See Michelin Tire Corp. v. Wages,
423 U.S. 276, 284 n.3 (1971); Robert J. Pushaw, Jr.,
Article III’s Case/Controversy Distinction and the
Dual Functions of Federal Courts, 69 Notre Dame L.
Rev. 447, 468-69 (1994). The power of federal courts
we now take for granted to apply federal law and bind
parties to their holdings was virtually non-existent in
the pre-Constitution era. Pushaw, 69 Notre Dame L.
Rev. at 448, 468-69. The federal government instead
had to rely on state courts—which at that time often
rebuffed national law in favor of their own interests.
See The Federalist No. 81 (Signet ed. 2003) (A.
Hamilton); Saikrishna B. Prakash & John C. Yoo, The
Origins of Judicial Review, 70 Univ. of Chi. L. Rev.
887, 910 (2003). The States, too, lacked an effective
4
avenue to resolve disputes outside their borders. See
Rhode Island v. Massachusetts, 37 U.S. 657, 688-90
(1838) (“The tribunal was, of course, changed; for now
an independent judicial department was established,
which had no existence under the confederation.”).
Of course, the colonies’ experience under Great
Britain counseled against overcorrection by yielding
too much sovereignty to the federal government.
The solution thus involved “a partial union or
consolidation” in which the States “surrendered
only a part of [their] sovereign power to the
national government.” The Federalist No. 32, at 194
(A. Hamilton); Atl. Coast Line R. Co. v. Bhd. of
Locomotive Eng’rs, 398 U.S. 281, 285 (1970). Each
sovereign—the States and the federal government—
would “wield” their powers with independence.
Murphy v. Nat’l Collegiate Ass’n, 138 S. Ct. 1461,
1475 (2018). And one of the inherent powers States
retained is “the plenary authority to make . . . their
own laws.” Danforth v. Minnesota, 552 U.S. 264, 280
(2008).
The importance of state lawmaking authority is as
resonant in the intersection between the States and
the judicial branch as it is between the States and
Congress. The Framers corrected the Articles’ failings
by empowering the federal judicial branch to “declare
the sense of the law” and the Constitution and to bind
States to those declarations. The Federalist No. 78, at
467 (A. Hamilton). Yet they also cabined this power
in important ways.
5
One example is limiting federal courts’
jurisdiction to cases and controversies. See U.S.
Const. art. III., § 2, cl. 1. The term “cases” was
historically limited to formal legal questions that the
courts answer “through exposition—the process of
determining, construing, and applying legal rules.”
Pushaw, 69 Notre Dame L. Rev. at 474; see also 2 Max
Farrand, The Records of the Federal Convention 430
(1911). Critically, resolving “cases” “did not make
law,” but provided “the best evidence of what the law
was.” Pushaw, 69 Notre Dame L. Rev. at 478. This
prerequisite also ensured that federal courts would
intervene in matters of state law only where a genuine
controversy exists, rather than using the powerful tool
of judicial review in a merely advisory context.
Indeed, the very idea of judicial review shields
against the judicial branch “alienat[ing] . . . State
power by implication.” The Federalist No. 82, at 492
(A. Hamilton). On the one hand, limiting federal
courts to “say[ing] what the law is” and “apply[ing] the
rule to particular cases,” Murphy, 138 S. Ct. at 1486
(Thomas, J. concurring) (citation omitted), ensures
that courts do not step into policymaking. The
Founders explicitly rejected proposals that would
have allowed the judicial branch to draft legislation,
for example: The Convention scrapped the “Council of
Revision” proposal, which involved federal courts (in
conjunction with the executive branch) reviewing and
framing legislation, on the basis that lawmaking is
not part of the judicial power. Pushaw, 69 Notre
Dame L. Rev. at 490-91. Yet on the other hand,
judicial review under the Constitution is strong—
6
federal courts can “declare an unconstitutional law
void.” 2 Farrand, at 78. Giving true power to the
federal courts in this way safeguarded the supremacy
of federal law while protecting state legislative
sovereignty better than alternate approaches, such as
letting Congress veto potentially unconstitutional
state laws before they go into effect. See Shelby Cty.,
Ala. v. Holder, 570 U.S. 529, 542 (2013).
The effect of these compromises is that the States
transferred to the federal judiciary the significant
power to strike down unconstitutional state and local
laws—or in other words, States could no longer
legislate with abandon. But the States deliberately
kept their legislative power. They thus ratified a
Constitution that allows federal courts to police the
boundaries of that authority, but not to second-guess
or redraft policies that the States and their localities
put into place.
B. Federalism Requires Respect For The States’
Decisions When Construing Their Own Laws.
The constitutional balance between federal
judicial power and state legislative sovereignty plays
out in the care federal courts afford to States when
construing state laws.
1. Only States can “authoritatively . . . construe”
their own laws. Gooding v. Wilson, 405 U.S. 518, 520
(1972) (citation omitted). As a result, federal courts
reviewing state and local laws must be vigilant not to
“unduly interfere with the legitimate activities of
states.” Younger v. Harris, 401 U.S. 37, 44 (1971).
7
This caution is evident in the Rules of Decision Act, in
which Congress recognized that controversies subject
to federal courts’ jurisdiction would often be governed
by state law, Pushaw, 69 Notre Dame L. Rev. at 504—
and mandated accordingly that state law apply unless
the Constitution or federal law “otherwise require or
provide.” Judiciary Act of 1789, 28 U.S.C. § 1652. It
also shows up in the tradition of certifying issues to a
State’s high court where federal courts have questions
about the scope of state law.
Certification is
preferable to “speculat[ing]” about “the possible
constructions of state law,” and better builds “a
cooperative judicial federalism.”
Arizonans for
Official English v. Arizona, 520 U.S. 43, 78-79 (1997)
(citation omitted); Lehman Bros. v. Schein, 416 U.S.
386, 391 (1974).
And of course, the tenet that States alone can
authoritatively construe their laws is on full display
in the Court’s abstention jurisprudence. Under
Pullman abstention, federal courts abstain from
hearing challenges to the constitutionality of state
enactments before state courts have the opportunity
to do so. See also R.R. Comm’n of Tex. v. Pullman Co.,
312 U.S. 498 (1941). The Younger abstention doctrine
further precludes federal courts from hearing
constitutional challenges to state enactments that can
be raised during ongoing state criminal, and some
civil, proceedings. Younger, 401 U.S. 37. And the
Colorado River doctrine counsels federal courts to stay
or dismiss federal actions in the face of parallel state
court proceedings. Colo. River Water Conservation
Dist. v. United States, 424 U.S. 800 (1976).
8
These principles all show the wisdom of the
specific doctrine in question here: federal courts’
hesitance to force a limiting construction on state law
that neither the State’s courts nor its advocates
support. The Court takes federalism seriously and
has historically refrained from construing state
statutes when resolving constitutional challenges
that turn on the proper scope of non-federal laws. One
seminal example is Shipp v. Miller’s Heirs, where the
Court held itself bound by the State’s construction of
local real property laws. 15 U.S. 316, 325 (1817).
Similarly, Murdock v. City of Memphis, 87 U.S. 590,
632, 635 (1874), held that federal courts may not
review state-court holdings on state law.
Today, this practice has evolved into a
“special rule[]” of cautiously construing state laws.
Marcia L. McCormick, When Worlds Collide: Federal
Construction of State Institutional Competence, 9
U. Pa. J. Const. L. 1167, 1177 (2007). Starting from
the premise that state sovereignty strips federal
courts of “jurisdiction authoritatively to construe
state legislation,” United States v. Thirty-Seven (37)
Photographs, 402 U.S. 363, 369 (1971), the
rule constrains the federal judiciary to the
interpretation of a State’s high court or (in
appropriate circumstances) of “those charged with
enforcing” the challenged law. Grayned v. City
of Rockford, 408 U.S. 104, 110 (1972). Applying
appropriate restraint may be a “delicate task” where
a State’s high court is silent on the law in question;
yet because “it is not within [federal courts’] power to
construe and narrow state laws,” attention to
9
authoritative pronouncements by state and local
officials is often a second-best option. Id. at 109-10;
see also Broadrick v. Oklahoma, 413 U.S. 601, 617
(1973) (giving weight to state official’s construction).
And as especially relevant here, the same principle
applies to local ordinances, too. See City of Houston,
Tex. v. Hill, 482 U.S. 451, 474 (1987) (Powell, J.,
concurring) (quoting Gooding, 405 U.S. at 520).
Accordingly, the Court cautions against sua
sponte employing the constitutional avoidance canon
to non-federal laws (as the Third Circuit did here),
because the court might “rewrite a law to conform it
to constitutional requirements.” United States v.
Stevens, 559 U.S. 460, 481 (2010) (cleaned up). The
Court may in proper circumstances view state and
local officials’ “authoritative constructions” of their
laws as “highly relevant.” Forsyth Cty. v. Nationalist
Movement, 505 U.S. 123, 131 & n.9 (1992); Ward v.
Rock Against Racism, 491 U.S. 781, 796 (1989). Even
so, the Court has limited itself in these contexts to a
“construction that a state court or enforcement agency
has proffered,” Vill. of Hoffman Estates v. The
Flipside, Hoffman Estates, Inc., 455 U.S. 489, 494 n.5
(1982)—which helps avoid the danger of letting the
laudable desire to save a state law from constitutional
infirmity result in rewriting it altogether.
2. Against this backdrop, it is hardly surprising
that the majority of the federal courts of appeals stand
opposite the Third Circuit on this issue. Seven
circuits in fact—the Fourth, Fifth, Sixth, Seventh,
Eighth, Tenth, and Eleventh—approach the task of
10
resolving constitutional challenges that turn on the
proper construction of state law from a
straightforward federalist frame. Pets.’ Br. 23.
Two examples highlight the point. First, in Z.J.
Gifts D-4, L.L.C. v. City of Littleton, the Tenth Circuit
addressed the constitutionality of a permitting
process that required pre-approval for adult-oriented
businesses before they could apply for business
licenses. 311 F.3d 1220, 1223-24 (10th Cir. 2002),
rev’d on other grounds, 541 U.S. 774 (2004). The
Tenth Circuit declined to adopt a construction that
would have allowed the businesses to submit
applications while the pre-approval process was
ongoing—even though the City of Littleton urged that
reading—because the ordinance required “completed”
applications and the federal court recognized it lacked
power to ignore or amend this textual requirement.
Id. at 1233-34 (quotation omitted).
Similarly, the Eighth Circuit addressed a statute
requiring all picketing to occur at least fifty feet
from the target facility’s door. United Food & Comm.
Workers Int’l Union, AFL-CIO, CLC v. IPB, Inc.,
857 F.2d 422, 424 (8th Cir. 1988). Although the
State argued that the statute would be constitutional
in emergency circumstances or instances of violence,
the court declined to adopt this construction because
it was powerless to graft a new limitation onto
the statutory text. Id. at 431-32. It recognized that,
absent guidance from the State’s judiciary, a federal
court could not narrow a state statute without “a clear
line that a [state] court could draw” from the statute’s
11
text. Legend Night Club v. Miller, 637 F.3d 291, 301
(4th Cir. 2011) (citation omitted).
In both cases, the courts refused to apply an
atextual gloss to save state or local law that was not
drawn from a state high court decision. These courts
contemplated other sources of support that may have
buttressed a State’s narrowing construction—for
example if the construction was supported by the
statute’s legislative history. United Food, 857 F.2d at
424. But none suggest that federal courts may sua
sponte adopt a narrowing construction of state law
that neither state judicial decision nor official
interpretation supports. Their strict adherence to the
rule against modifying state law through judicial
interpretation stands in contrast to the Third Circuit’s
decision to do so here—at none of the parties’ behest.
More generally, the seven courts on this side of the
divide take novel state or local statutory language as
they find it and do not “add to, delete from [or] define”
it. Eubanks v. Wilkinson, 937 F.2d 1118, 1126 (6th
Cir. 1991) (quotation and alterations omitted). They
likewise decline to “impose their own narrowing
construction onto [an] ordinance if the state courts
have not already done so.” Hill v. City of Houston,
Tex., 789 F.2d 1103, 1112 (5th Cir. 1986) (quotations
and alterations omitted); see also Eubanks, 937 F.2d
at 1126 (quoting Hill, 789 F.2d at 1112). Instead—
and in line with the Court’s jurisprudence—these
courts recognize that where there is no state authority
on point, federal courts are left with “twin obligations”
to construe state statutes narrowly “without rewriting
12
[their] terms.” Dimmitt v. City of Clearwater, 985
F.2d 1565, 1572 (11th Cir. 1993) (quotation omitted).
They thus adopt narrowing constructions of a law only
where there is “every reason to believe the [state]
courts” would agree with them, which in proper
circumstances can include where state officials
propose the construction at issue. United Food, 857
F.2d at 434; see also Wis. Right To Life, Inc. v.
Barland, 751 F.3d 804, 834 (7th Cir. 2014) (accepting
a narrowing construction approved by “the state’s . . .
Attorney General” and “highest court”).
Conversely, these circuits do not unilaterally
modify state law by adding a narrowing construction
that neither the State’s courts nor its officials endorse.
See Beckerman v. City of Tupelo, Miss., 664 F.2d 502,
509 (5th Cir. 1981) (refusing to “impose our own
narrowing construction” where “[n]o narrowing
construction has been offered by the Tupelo city
council or the Mississippi courts”). This cautious
approach is rooted in the need to avoid “encroach[ing]
upon the domain of a state legislature by rewriting a
law to conform it to constitutional requirements.”
Legend Night Club, 637 F.3d at 301 (citation omitted).
In short, courts on this side of the issue—the correct
side—refuse to act as a “super state legislature.” Hill,
789 F.2d at 1112; see also United Food, 857 F.2d at
431 (quoting id.).
13
II. SUPREME COURT REVIEW IS NEEDED TO
RESTORE CERTAINTY ON THIS IMPORTANT
QUESTION OF FEDERALISM.
The Court should take up this case because the
Third Circuit’s decision to narrowly construe
Pittsburgh’s ordinance upsets the balance between
States’ legislative authority and federal court review.
It also deepened confusion in the federal appellate
courts on this issue, and makes it more difficult for
litigants who live in States covered by circuits on the
wrong side of the divide to obtain certainty on critical
matters of constitutional freedom.
A. The Decision Below Flouts The Prohibition
On Rewriting Or Amending State Laws.
The Third Circuit disregarded the limited
approach discussed above—grounded in the Court’s
precedents and adopted by many of its fellow
circuits—to avoid what should have been a fatal
constitutional challenge. In defending the ordinance,
the City was adamant that it construed the ordinance
to apply to sidewalk counseling. Pets.’ App. 23a-24a
nn.15-16. And the Supreme Court of Pennsylvania
had never interpreted the ordinance otherwise.
Nevertheless, the court below dismissed this
uncontested interpretation, finding it just short of
“irrelevant,” and at best “not dispositive.” Pets.’ App.
21a n.14.
Unmoored from the parties’ arguments and
without guidance from any state court, the Third
Circuit proceeded to “presume” that “any narrowing
14
construction” that was not wholly unreasonable must
be part of the ordinance. Pets.’ App. 21a-22a (citation
omitted). It then determined it was not entirely
unreasonable to exclude sidewalk counseling from all
four of the activities the ordinance prohibits within
the 15-foot buffer zone: congregating, patrolling,
picketing, and demonstrating. Pets.’ App. 22a-23a
(citing Pittsburgh, Pa., Municipal Code §§ 623.01-.07).
And although this reading may not be facially
frivolous, the court’s narrowing construction is
certainly not drawn from any “clear line” in the
ordinance itself. Legend Night Club, 637 F.3d at 301
(citation omitted). This is thus not a case where the
court found the parties’ positions untenable when
measured against the ordinance’s text and purpose.
Indeed, the Third Circuit looked outside the
ordinance’s text—and Pennsylvania law itself, for
that matter—when crafting its interpretation of
“congregating.” The court reasoned that the term did
not necessarily apply to one-on-one sidewalk
counseling because only “groups of three or more” can
be said to congregate. Pets.’ App. 24a. Support for
this view, however, came from District of Columbia
common law that defines “congregating” as forming a
group of three or more. Boos v. Barry, 485 U.S. 312,
316-17 (1988) (cited at Pets.’ App. 24a).
This
ordinance contains no similar definition.
The Third Circuit did not base its consideration of
the other three types of prohibited conduct in
Pennsylvania law, either. The court asserted, for
instance, that “demonstrating” “surely does not”
15
include “speaking to someone at a normal
conversational volume and distance.” Pets.’ App. 24a.
The broad definition of the term, however—
“participat[ing] in a public display of opinion,”
Demonstrate, The American Heritage Dictionary of
the English Language 484 (4th ed. 2006)—does not
lend much support to this assumption. And evidence
from the meeting where the ordinance was
deliberated confirms that its purpose was to stifle
conduct much like Petitioners’. See Pets.’ App. 8a,
48a, 72a, 81a, 142a-43a, 165a-66a. Unlike other
courts that deliberately refrain from “defin[ing]”
statutory terms when developing a narrowing
construction, Eubanks, 937 F.2d at 1126, here the
Court went out of its way to land on something the
ordinance could mean. The fact that its narrowing
construction found no basis in Pennsylvania law and
was flatly contradicted by state officials’ practice
appeared to give the court little pause.
B. The Consequences Of The Decision Below Call
For Review.
The Third Circuit’s approach is not only wrong,
but has damaging ripple effects that justify the
Court’s attention.
First, the decision below deepens division in the
lower courts. Disagreement on this issue is lopsided,
with a two-to-one majority of circuit courts adhering
to the proper limits on federal courts’ review of state
and local law. But by unilaterally narrowing the
ordinance in the name of constitutional avoidance, the
Third Circuit became the third federal appellate court
16
to endorse the opposite view. It thus elevated what
might have been dismissed as an outlier position into
a mature divide that warrants resolution.
Here, Pittsburgh’s enforcement officers had taken
the position that all four of the acts the ordinance
prohibits could apply to sidewalk counseling, and
during litigation the parties were in agreement that,
at minimum, “demonstrating” likely applied. See
Pets.’ App. 23a-24a nn.15-16. Eight other circuits
would not have worked so hard to find a potential
reading of the ordinance that could allow the court to
bypass Petitioners’ constitutional claims. Some, in
fact, would have relied on the City’s refusal to offer a
narrowing construction as an effective concession.
See Beckerman, 664 F.2d at 509.
Yet the Third Circuit did not refuse “either to
amend the ordinance or proffer a limiting instruction”
where the City “insisted” the ordinance was “valid[] as
literally read.” Hill, 789 F.2d at 1111-12. It followed
the First and Ninth Circuits down a different path
instead: setting aside the City’s reading because it
made the “law more vulnerable to constitutional
challenge,” Cutting v. City of Portland, 802 F.3d 79,
84-85 & n.8 (1st Cir. 2015), and “saving” the City’s
reading of its own ordinance from an otherwise
powerful First Amendment challenge, Hoye v. City of
Oakland, 653 F.3d 835, 848 (9th Cir. 2011). Indeed,
the Third Circuit viewed the absence of guidance from
Pennsylvania courts on this issue as creating a
vacuum that required it to seek out “any narrowing
17
construction” that was not wholly unreasonable.
Pets.’ App. 21a.
The upshot is that now sixteen States, as well as
their cities and municipalities, have no guarantee
that federal courts will take their laws at face value
when evaluating constitutional challenges. Because
foundational principles of federalism should not
depend on geography, the Court should intercede.
Second, this growing confusion involves an
important national issue. The line between giving
state law the benefit of the doubt and effectively
rewriting it is not academic; if federal courts get the
balance wrong, judicial review can become “a serious
invasion of the legislative domain.” Stevens, 559 U.S.
at 481.
The Third Circuit may have thought that it was
“saving” the City from itself, but this approach smacks
of paternalism, not the respect due to co-sovereign
States and their political subdivisions. To be sure,
there are federalism concerns with being too quick to
invalidate state or local law on constitutional grounds,
and federal courts should not ignore fair limiting
constructions. But if courts change the meaning of
state or local law to avoid a constitutional question,
the court has not saved the law so much as declared
that a different law passes constitutional muster.
And that is the case here: All parties to this action
recognized that the Pittsburgh ordinance covers
Petitioners’ conduct, including sidewalk counseling,
yet they are left with a declaration that the First
18
Amendment allows an ordinance prohibiting different
conduct—an ordinance Pittsburgh did not enact.
This is why the Third Circuit erred in
“substituting its own notions” for the City’s—and
why the Court should step in. Bd. of Educ. of Rogers,
Ark. v. McCluskey, 458 U.S. 966, 971 (1982)
(per curiam). There are a host of limiting
constructions in cases like this that may not seem
wholly unreasonable. Enforce the ordinance in these
circumstances, against those entities, in that manner,
and so on. But all of these narrowing constructions
reflect policy judgments. Where a statute does not
plainly lead to one outcome and a federal court has no
indication that the State’s high court would endorse
its choice—including appropriate consideration of
what enforcing officials do (or in this case, do not)
think it means—the court should not be quick to
choose from the array. See Bradford R. Clark,
Ascertaining the Laws of the Several States:
Positivism and Judicial Federalism After Erie, 145 U.
Pa. L. Rev. 1459, 1472 (1997) (explaining this Court
has clearly established that it will not “exercise
substantial policymaking discretion on behalf of the
states”).
Third, and finally, allowing the decision below to
stand leaves Petitioners and parties like them with no
meaningful remedy for federal constitutional claims.
The sticking point in the Third Circuit’s approach
is that federal courts’ constructions of state and local
laws are not binding on state courts. This means that
federal courts leave litigants with the worst of both
19
worlds when they adopt a limiting construction of a
state statute with no evidence the State’s high court
would agree. The parties may hope state officials will
limit enforcement to the context the federal court
considered, but there is no guarantee. Rather, they
are escorted from the courthouse without an answer
to the question that brought them there in the first
place: whether enforcement of the law against
Petitioners and those like them is also consistent with
the Constitution.
The risk of an advisory opinion that could render
the entirety of federal litigation for naught is even
greater in cases where the federal court “attempts a
narrowing interpretation that deviates widely from
the statute’s apparent meaning.” Wis. Right To Life,
Inc., 751 F.3d at 833-34 (quotation omitted).
Petitioners fought over five years to protect their First
Amendment rights. Yet they received an answer that
gives them no protection if Pennsylvania and its
courts deem sidewalk counseling within the
ordinance’s reach. The ephemeral nature of this relief
confirms why federal courts are ill-advised to “write
nonbinding limits into a silent state statute.”
Lakewood v. Plain Dealer Publ’g Co., 486 U.S. 750,
770 (1988).
Further, lack of an effective remedy is particularly
egregious because the constitutional defect in the City
of Pittsburgh’s ordinance is plain:
As incorporated against the States, the First
Amendment prohibits restricting expression based on
its message, ideas, subject matter, or content. Reed v.
20
Town of Gilbert, Ariz., 135 S. Ct. 2218, 2226 (2015).
Content-based restrictions “are presumptively
unconstitutional” and can stand only “if the
government proves that they are narrowly tailored to
serve compelling state interests.” Id. As written,
Pittsburgh’s buffer-zone ordinance criminalizes
knowingly congregating, patrolling, picketing, or
demonstrating within a 15-foot buffer zone extending
from any entrance to a hospital or health care facility.2
Pittsburgh, Pa., Municipal Code §§ 623.01-07. Yet it
turns out that whether a speaker violates the bufferzone ordinance is dependent on what that speaker
says.
The ordinance permits peaceful, one-on-one
conversations on a host of topics, treating those
discussions as purely social. Because Petitioners’
peaceful, one-on-one conversations about pregnancy
resources and abortion alternatives are wrapped in
more politically charged garb, however, they are
tagged as advocacy. Indeed, the City Council’s
hearings on the ordinance revolved around abortion,
and the ordinance creates buffer zones outside
abortion clinics, but no other health care facilities.
See Pets.’ App. 8a, 48a, 72a, 81a, 142a, 165a-66a.
It thus beggars belief that the ordinance was not
aimed at specific speakers because of the content of
their message instead of the manner in which they
2 The ordinance also contains an 8-foot bubble-zone restriction,
but the City abandoned that portion of the ordinance after an
earlier Third Circuit decision. Brown v. City of Pittsburgh, 586
F.3d 263, 283 (3d Cir. 2009); Pets.’ App. 196a–97a.
21
present it. After all, even the court below recognized
the constitutional weakness; otherwise there would
have been no need to contort the ordinance to avoid
applying it to sidewalk counseling. See Pets.’ App. 20a
(explaining that applying the ordinance to sidewalk
counseling would “prohibit one-on-one conversations
about abortion but not about other subjects within the
zone”); see also Reed, 135 S. Ct. at 2222 (constitutional
concern where legality of expression “depend[s]
entirely on the . . . communicative content”).
The ordinance’s constitutionality accordingly must
satisfy strict scrutiny, which it cannot do. Assuming
a compelling state interest, there is no narrow
tailoring.
The City’s stated concerns include
preventing “disputes between those seeking
[abortions] and those who would counsel against their
actions,” obstructing access to clinics, and inefficient
“deployment of [police] services.” Pets.’ App. 44a. But
the ordinance does not target the type of speech “that
might create problems.” Bd. of Airport Comm’rs of
L.A. v. Jews for Jesus, Inc., 482 U.S. 569, 574 (1987).
Petitioners’ method of demonstrating is quiet and
does not create disputes, impede access to clinics’
doors, nor require police interventions. Pets.’ App.
10a. Petitioners thus “are not [the type of] protestors”
who cause the strife the City fears. McCullen v.
Coakley, 573 U.S. 464, 489 (2014).
The ordinance does, however, place serious
burdens on Petitioners’ speech. The Court has
already recognized—in a sidewalk counseling case, no
less—that “one-on-one communication” is “the most
22
effective, fundamental, and perhaps economical
avenue of [] discourse.” McCullen, 573 U.S. at 488
(citation omitted). By criminalizing this type of
advocacy within the buffer zone, the City has
effectively “stifled petitioners’ message,” id. at 490,
without adequate constitutional justification.3
Petitioners thus should have prevailed on their
constitutional claim, making more troubling the lower
court’s decision to sidestep the issue.
*
*
*
The Third Circuit’s novel rendering of the
Pittsburgh ordinance transformed what should have
been a clear victory for the First Amendment into a
hollow win that holds only so long as the City of
Pittsburgh agrees to enforce the ordinance no broader
than the court’s inventive construction.
“Our
federalism” works best when “the States and their
institutions are left free to perform their separate
functions in their separate ways.” Younger, 401 U.S.
3 Although the majority of this brief focuses on the federalism
concerns inherent in Question 1, the amici States urge the Court
to take up Question 2 as well, which focuses on the First
Amendment’s requirements in the context of this and many
similar buffer-zone ordinances nationwide. Indeed, there would
be serious constitutional concern even if the Third Circuit’s
narrowing construction were appropriate because the decision
below allows the ordinance to bar peaceful forms of advocacy
beyond sidewalk counseling—like displaying signs, wearing
buttons, or prayer—based on the pro-life content of that
expression. Cf. Jews for Jesus, 482 U.S. at 575 (finding Los
Angeles Airport’s ban on all expressive activity, including nonverbal expression, swept too broad).
23
at 44. The lower court’s sua sponte decision to rewrite
the ordinance leaves Petitioners out cold and
magnifies confusion over foundational questions of
state-federal relations. The Court should intervene.
CONCLUSION
This Court should grant the Petition for a Writ of
Certiorari.
Respectfully submitted.
PATRICK MORRISEY
Attorney General
OFFICE OF THE
WEST VIRGINIA
ATTORNEY GENERAL
1900 Kanawha Blvd. East
Building 1, Room E-26
Charleston, WV 25305
lindsay.s.see@wvago.gov
(304) 558-2021
LINDSAY S. SEE
Solicitor General
Counsel of Record
THOMAS T. LAMPMAN
Assistant Solicitor
General
JESSICA A. LEE*
Special Assistant
* admitted only in
New York; practicing
under supervision of
West Virginia attorneys
Counsel for Amici Curiae State of West Virginia
[additional signatures on following page]
Dated: April 29, 2020
Additional Counsel
STEVE MARSHALL
Attorney General
State of Alabama
KEVIN G. CLARKSON
Attorney General
State of Alaska
LESLIE RUTLEDGE
Attorney General
State of Arkansas
24
TIM FOX
Attorney General
State of Montana
DOUG J. PETERSON
Attorney General
State of Nebraska
MIKE HUNTER
Attorney General
State of Oklahoma
LAWRENCE G. WASDEN
Attorney General
State of Idaho
ALAN WILSON
Attorney General
State of South
Carolina
CURTIS T. HILL
Attorney General
State of Indiana
JASON RAVNSBORG
Attorney General
State of South Dakota
DANIEL CAMERON
Attorney General
Commonwealth of
Kentucky
HERBERT H.
SLATERY III
Attorney General and
Reporter
State of Tennessee
JEFFREY MARTIN
LANDRY
Attorney General
State of Louisiana
KEN PAXTON
Attorney General
State of Texas
LYNN FITCH
Attorney General
State of Mississippi
SEAN REYES
Attorney General
State of Utah
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