Opposition Brief — Leroy D. Cropper, Petitioner v. Arizona
Supreme Court briefMay 26, 2020
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No. 19-1100
In the
Supreme Court of the United States
__________________
LEROY D. CROPPER,
v.
STATE OF ARIZONA,
__________________
Petitioner,
Respondent.
On Petition for Writ of Certiorari
to the Superior Court of Arizona, Maricopa County
__________________
BRIEF IN OPPOSITION
__________________
MARK BRNOVICH
Attorney General
ORAMEL H. (O.H.) SKINNER
Solicitor General
LACEY STOVER GARD
Chief Counsel
LAURA P. CHIASSON
Assistant Attorney General
(Counsel of Record)
Capital Litigation Section
400 W. Congress, Bldg. S-215
Tucson, Arizona 85701-1367
(520) 628-6520
Laura.Chiasson@azag.gov
Counsel for Respondent
Becker Gallagher · Cincinnati, OH · Washington, D.C. · 800.890.5001
i
CAPITAL CASE
QUESTION PRESENTED FOR REVIEW
Did trial counsel render ineffective assistance by
failing to request an instruction pursuant to Simmons
v. South Carolina, 512 U.S. 154 (1994), where state law
at the time held that Simmons did not apply?
ii
TABLE OF CONTENTS
QUESTION PRESENTED FOR REVIEW . . . . . . . . i
TABLE OF AUTHORITIES. . . . . . . . . . . . . . . . . . . iii
INTRODUCTION. . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
STATEMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
REASONS FOR DENYING THE WRIT . . . . . . . . . . 5
I. CROPPER
ALLEGES
INEFFECTIVE
ASSISTANCE (NOT SIMMONS ERROR), AND
IN ANY EVENT ARIZONA ADHERES TO
SIMMONS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
II. T H E
POST-CONVICTION
COURT
CORRECTLY DETERMINED THAT
CROPPER’S COUNSEL WERE NOT
INEFFECTIVE . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
A. The post-conviction court correctly concluded
that counsel were not deficient in failing to
request a Simmons instruction. . . . . . . . . . . . 9
B. The post-conviction court correctly held that
Cropper was not prejudiced by counsel’s
failure to request a Simmons instruction. . . 11
1. Prejudice may not be presumed . . . . . . . 12
2. The post-conviction court correctly found
that Cropper was not prejudiced by
counsel’s failure to request a Simmons
instruction . . . . . . . . . . . . . . . . . . . . . . . . 14
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
iii
TABLE OF AUTHORITIES
CASES
Batson v. Kentucky,
476 U.S. 79 (1986). . . . . . . . . . . . . . . . . . . . . . . . 18
Bobby v. Van Hook,
558 U.S. 4 (2009). . . . . . . . . . . . . . . . . . . . . . . . . 11
Burwell v. Hobby Lobby Stores, Inc.,
573 U.S. 682 (2014). . . . . . . . . . . . . . . . . . . . . . . 12
Bush v. Singletary,
988 F.2d 1082 (11th Cir. 1993). . . . . . . . . . . . . . 11
Engle v. Isaac,
456 U.S. 107 (1982). . . . . . . . . . . . . . . . . . . . . . . 11
Foster v. Chatman,
136 S. Ct. 1737 (2016). . . . . . . . . . . . . . . . . . . . . 18
Government of Virgin Islands v. Lewis,
620 F.3d 359 (3d Cir. 2010) . . . . . . . . . . . . . . . . 10
Kelly v. South Carolina,
534 U.S. 246 (2002). . . . . . . . . . . . . . . . . . 6, 16, 18
Kimmelman v. Morrison,
477 U.S. 365 (1986). . . . . . . . . . . . . . . . . . . . . . . . 9
Kingdomware Techs., Inc. v. United States,
136 S. Ct. 1969 (2016). . . . . . . . . . . . . . . . . . 12, 13
Lopez v. Thurmer,
594 F.3d 584 (7th Cir. 2010). . . . . . . . . . . . . . . . 10
Lynch v. Arizona,
136 S. Ct. 1818 (2016). . . . . . . . . . . . . . . . . . . . 6, 7
iv
O’Dell v. Netherland,
521 U.S. 151 (1997). . . . . . . . . . . . . . . . . 13, 14, 16
Ramdass v. Angelone,
530 U.S. 156 (2000). . . . . . . . . . . . . . . . . . . . . . . 16
Ring v. Arizona,
536 U.S. 584 (2002). . . . . . . . . . . . . . . . . . . . . 4, 19
Shafer v. South Carolina,
532 U.S. 36 (2001). . . . . . . . . . . . . . . . . . . . . . . . . 6
Simmons v. South Carolina,
512 U.S. 154 (1994). . . . . . . . . . . . . . . . . . . passim
State v. Benson,
307 P.3d 19 (Ariz. 2013) . . . . . . . . . . . . . . . . . . . . 6
State v. Bush,
423 P.3d 370 (Ariz. 2018) . . . . . . . . . . . . . . . . 7, 13
State v. Cruz,
181 P.3d 196 (Ariz. 2008) . . . . . . . . . . . . . 6, 10, 15
State v. Escalante-Orozco,
386 P.3d 798 (Ariz. 2017) . . . . . . . . . . . . . . . . . . . 7
State v. Garcia,
226 P.3d 370 (Ariz. 2010) . . . . . . . . . . . . . . . . . . . 6
State v. Hargrave,
234 P.3d 569 (Ariz. 2010) . . . . . . . . . . . . . . . . . . . 6
State v. Hulsey,
408 P.3d 408 (Ariz. 2018) . . . . . . . . . . . . . . . . . . . 7
State v. Rushing,
404 P.3d 240 (Ariz. 2017) . . . . . . . . . . . . . . . . . . . 7
v
State v. Salazar,
844 P.2d 566 (Ariz. 1992) . . . . . . . . . . . . . . . . . . 18
State v. Sanders,
425 P.3d 1056 (Ariz. 2018) . . . . . . . . . . . . . . . . . . 7
Strickland v. Washington,
466 U.S. 668 (1984). . . . . . . . . . . . . . . . . . . passim
United States v. Cronic,
466 U.S. 648 (1984). . . . . . . . . . . . . . . . . . . . 13, 14
United States v. Jones,
565 U.S. 400 (2012). . . . . . . . . . . . . . . . . . . . . . . 12
Weaver v. Massachusetts,
137 S. Ct. 1899 (2017). . . . . . . . . . . . . . . . . . 13, 14
STATUTES
A.R.S. § 13–703(F)(2) (1993) . . . . . . . . . . . . . . . . . . . 4
A.R.S. § 13–703(F)(6) (1993) . . . . . . . . . . . . . . . . . . . 4
A.R.S. § 13–703(F)(7) (1993) . . . . . . . . . . . . . . . . . . . 4
A.R.S. § 13–703.01(K) (2002) . . . . . . . . . . . . . . . . . . . 4
RULES
Sup. Ct. R. 10 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
Sup. Ct. R. 37.1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
OTHER AUTHORITIES
Revised Arizona Jury Instructions, Capital Case
Instruction 1.1. . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
1
INTRODUCTION
While an inmate, Petitioner Leroy Cropper planned
and carried out the murder of a corrections officer as
retaliation for the search of his cell. Although he was
“locked down” in his cell after the search, Cropper
convinced neighboring inmates to retrieve and pass
him a knife through the vent between the cells. He
then enlisted another inmate to “spin” the lock on his
cell, enabling him to leave. After escaping his cell with
the knife, Cropper found Corrections Officer Brent
Lumley in the control room and stabbed him repeatedly
in the neck, killing him.
Despite Cropper’s attempts to make it appear
otherwise, this case is not about Simmons error, which
is present when a court wrongly refuses to give a
defendant’s requested parole-ineligibility instruction.
Cropper’s counsel did not request a parole-ineligibility
instruction, and therefore the trial court did not err by
failing to give one. This case does not provide a vehicle
to determine whether prejudice should be presumed
from a Simmons error, see Pet. 20–23, or whether
Arizona courts are complying with Simmons, see Pet.
27–29. Instead, Cropper merely asks this Court to
correct the error he perceives in the post-conviction
court’s ruling on his ineffective-assistance claim.
This Court should deny review. Cropper presents
no compelling reason for this Court to grant review on
his mine-run, fact-specific claim that counsel were
ineffective in failing to request a parole-ineligibility
instruction on the facts of this case.
2
STATEMENT
On March 7, 1997, Leroy Cropper was an inmate at
the Perryville State Prison in Goodyear, Arizona. Pet.
App. 69a. When corrections officers discovered that
some mops were missing, Officers Brent Lumley and
Deborah Landsperger began searching the nearby cells.
Id. While searching cell number 258, which held
Cropper and Lloyd Elkins, Officers Lumley and
Landsperger found contraband including a knife,
tattooing equipment, and a possible “hit” list. Id.
During the search, Cropper repeatedly entered the cell,
yelling at the officers. Cropper believed the officers
disrespected him and his property and damaged a
photograph of his mother. Id. After searching the cell,
Officers Lumley and Landsperger placed Cropper and
Elkins on “lockdown” status in their cell. This resulted
in the inmates being locked inside their cell from the
control room master panel, unable to leave. Id.
Because Cropper believed Officer Landsperger had
been disrespectful to him and his property during the
search, he decided to retaliate. Pet. App. 93a. But
Cropper did not want to be known as a “ladykiller,” so
he planned to kill Officer Lumley. Id. Because he was
on lockdown, Cropper spoke through a common vent to
the occupants of a neighboring cell, Eugene Long and
Bruce Howell. Pet. App. 69a. Long and fellow inmate
Joshua Brice retrieved an eight-inch steel carving knife
that had been buried in one of the yards. Id. Long
passed Cropper the knife through the vent between the
cells. Pet. App. 69a–70a. Long then passed a righthanded glove through the vent. Pet. App. 70a. Cropper
3
wrapped a shoelace around the knife handle to provide
a better grip. Id.
To get out of his cell to commit the murder, Cropper
enlisted two inmates to “spin the lock” to his cell door.
Pet. App. 70a. After opening the cell door, the inmates
went looking for Officers Lumley and Landsperger.
Howell and Long informed Cropper that Officer Lumley
was in the control room with the door unlocked. Id.
Cropper found Officer Lumley alone in the control
room, opened the door, rushed at Officer Lumley, and
stabbed him in the neck. Pet. App. 93a. The men
crashed into a desk, and Cropper pinned the officer up
against a wall while the two men struggled violently
for up to two minutes. Id. Officer Lumley suffered a
total of six stab wounds. Cropper left the knife
protruding from Officer Lumley’s neck. Pet. App. 70a.
Cropper returned to his cell, but the cell door was
locked. He found the door to the neighboring cell
unlocked and entered it, telling Howell, who was
inside, “I got him.” Id. Cropper removed his sweatshirt
and undershirt, which were covered with blood, and
threw them into Howell’s trash can. Id. Cropper
removed the name-tag sewn on the collar of his shirt
and flushed it down Howell’s toilet. Pet. App. 70a–71a.
Another inmate spun the lock to Cropper’s cell door,
and Cropper returned to his cell. Pet. App. 71a.
Cropper’s cellmate helped Cropper clean the blood from
his body. Cropper cleaned the blood from his pants and
shoes by soaking them in a mixture of water and
laundry detergent. Id. Howell put Cropper’s bloody
clothes inside a garbage bag, which he threw onto the
roof of the building. Id.
4
Meanwhile, prison officers were changing shifts.
Officers coming on duty discovered Officer Lumley and
attempted to resuscitate him. Pet. App. 93a. Despite
their efforts, Officer Lumley did not survive.
Cropper pleaded guilty to the first-degree murder of
Officer Lumley. Pet. App. 91a. The trial judge initially
sentenced Cropper to death, but the Arizona Supreme
Court vacated that sentence on direct appeal pursuant
to Ring v. Arizona, 536 U.S. 584 (2002), which was
decided while Cropper’s appeal was pending, and
remanded for a new sentencing. Pet. App. 91a–92a.
On remand, a jury found two aggravating
circumstances: Cropper had been convicted of a prior
serious offense, A.R.S. § 13–703(F)(2) (1993), and
Cropper committed the murder while he was
incarcerated, A.R.S. § 13–703(F)(7) (1993). Pet. App.
92a. The jury, however, hung as to whether the killing
was especially cruel, A.R.S. § 13–703(F)(6) (1993), and
also failed to reach a verdict on the sentence. At
resentencing pursuant to A.R.S. § 13–703.01(K) (2002),
a second jury found the (F)(6) circumstance proven and
sentenced Cropper to death. Id.
On independent review, the Arizona Supreme Court
affirmed the jury’s aggravation findings and Cropper’s
death sentence. Pet. App. 98a–100a, 105a.
On
February 8, 2017, the post-conviction court summarily
dismissed Cropper’s petition for post-conviction relief,
finding no colorable claims. Pet. App. 61a. With respect
to the ineffective-assistance claim at issue here, the
court found that trial counsel did not perform
deficiently in failing to request a parole-ineligibility
instruction pursuant to Simmons because at the time
5
the court instructed the jury, the Arizona Supreme
Court had held that Simmons did not apply in Arizona.
The court further found that Cropper was not
prejudiced by the absence of a parole-ineligibility
instruction because there was no reasonable
probability that the jury would have imposed a life
sentence had it known Cropper could not be released on
parole. The Arizona Supreme Court denied review.
REASONS FOR DENYING THE WRIT
This Court grants certiorari “only for compelling
reasons,” Sup. Ct. R. 10, and Cropper has presented no
such reason. In particular, Cropper has not established
that the state court has “decided an important federal
question in a way that conflicts with relevant decisions
of this Court.” Sup. Ct. R. 10(c). Rather, Cropper
“assert[s] error consist[ing] of erroneous factual
findings [and] the misapplication of a properly stated
rule of law,” for which this Court “rarely grant[s]”
certiorari review. Sup. Ct. R. 10. Because Cropper
merely seeks correction of the Arizona post-conviction
court’s perceived error in denying his ineffectiveness
claim, this Court should deny the petition.1
1
Cropper’s Amici are misfocused on claims of stand-alone
Simmons error and otherwise present arguments already made by
Cropper. See Sup. Ct. R. 37.1 (an amicus that does not address a
“relevant matter not already brought to [the Court’s] attention by
the parties … burdens the Court, and its filing is not favored”).
6
I. CROPPER
ALLEGES
INEFFECTIVE
ASSISTANCE (NOT SIMMONS ERROR), AND
IN ANY EVENT ARIZONA ADHERES TO
SIMMONS.
In Simmons, this Court held that, “where the
defendant’s future dangerousness is at issue, and state
law prohibits the defendant’s release on parole, due
process requires that the sentencing jury be informed
that the defendant is parole ineligible.” Simmons, 512
U.S. at 156; see also Kelly v. South Carolina, 534 U.S.
246 (2002); Shafer v. South Carolina, 532 U.S. 36
(2001). In State v. Cruz, 181 P.3d 196, 207, ¶ 42 (Ariz.
2008), the Arizona Supreme Court held that Simmons
did not apply in Arizona. See also State v. Benson, 307
P.3d 19, 32, ¶ 56 (Ariz. 2013) (“Arizona law does not
make Benson ineligible for parole.”); State v. Hargrave,
234 P.3d 569, 582, ¶ 53 (Ariz. 2010) (“[T]he instructions
here correctly reflected the statutory potential for
Hargrave’s release.”); State v. Garcia, 226 P.3d 370,
387, ¶ 77 (Ariz. 2010) (“[T]he trial court was not
required to give an instruction on parole eligibility
because ... Garcia was not technically ineligible for
parole.”). In Lynch v. Arizona, 136 S. Ct. 1818 (2016),
however, this Court held that Simmons applies in
Arizona and as a result Arizona courts must instruct
juries, when the State argues future dangerousness in
capital sentencing proceedings, that the defendant
cannot receive a parole-eligible sentence.
Cropper asserts that, even after Lynch, “Arizona
courts are still reluctant to adhere to” Simmons. Pet.
28. But the question whether Arizona courts have
complied with this Court’s rulings in Simmons and
7
Lynch is not encompassed in the ineffectiveness claim
Cropper presents for this Court’s review, which asks
whether counsel’s failure to seek a Simmons
instruction was ineffective. This case does not provide
a vehicle to consider the state courts’ adherence to
Simmons. The post-conviction court’s resolution of
Cropper’s routine ineffective-assistance claim has no
bearing on the question whether Arizona courts adhere
to Simmons’ requirements.
In any event, Arizona courts correctly apply
Simmons. Since Lynch, the Arizona Supreme Court
has considered at least five cases alleging that trial
courts erred by failing to give Simmons instructions.
In three of these cases, the court found the trial court’s
error in failing to give the requested instruction not
harmless and reversed for a new penalty phase. See
State v. Hulsey, 408 P.3d 408, 435–39, ¶¶ 124–44 (Ariz.
2018); State v. Escalante-Orozco, 386 P.3d 798, 828–30,
¶¶ 116–27 (Ariz. 2017); State v. Rushing, 404 P.3d 240,
249–51, ¶¶ 36–44 (Ariz. 2017). In State v. Sanders, 425
P.3d 1056, 1064–67, ¶¶ 15–32 (Ariz. 2018), the court
held that the State had not put the defendant’s future
dangerousness at issue, and therefore the trial court
did not err in failing to give a Simmons instruction.
And in State v. Bush, 423 P.3d 370, 385–88, ¶¶ 63–75
(Ariz. 2018), the court held that the defendant failed to
request a Simmons instruction, and as a result the trial
court did not err by failing to give one.
Further, Arizona’s standard jury instructions now
instruct that a sentence of life with the possibility of
release does not include parole:
8
If the defendant is sentenced to “life with the
possibility of release,” parole is not currently
available. The defendant’s only option is to
petition the Board of Executive Clemency for
release. If that Board recommends to the
Governor that the defendant should be released,
then the Governor would make the final decision
regarding whether the defendant would be
released.
Revised Arizona Jury Instructions, Capital Case
Instruction 1.1.
Cropper characterizes his case as “the latest in a
series of cases where a handful of state courts have
refused to adhere to the teachings of this Court’s
decision in Simmons.” Pet. 10–11. As just discussed,
however, Arizona courts are complying with Simmons.
Further, Cropper ignores that his claim is one of
ineffective assistance of counsel, not Simmons error.
This case does not present an important legal question
related to Simmons. Cropper has failed to demonstrate
any need for the Court’s intervention in this case,
which involves a state court’s resolution of a routine
ineffectiveness claim that presents no novel issue or
conflict with decisions of this or any other court.
II. T H E
POST-CONVICTION
COURT
CORRECTLY DETERMINED THAT
CROPPER’S COUNSEL WERE NOT
INEFFECTIVE.
The question presented for this Court’s review is not
whether the state court “adhered to” Simmons, but
whether it correctly decided Cropper’s ineffective-
9
assistance claim under the standard this Court set out
in Strickland v. Washington, 466 U.S. 668 (1984).
To prevail on a claim of ineffective assistance of
counsel, a defendant must demonstrate both that
counsel’s performance fell below an “objective standard
of reasonableness,” and that counsel’s deficient
performance prejudiced the defense. Strickland, 466
U.S. at 687–88.
To prove deficient performance, a defendant must
“overcome the presumption that, under the
circumstances, the challenged action might be
considered sound trial strategy.” Id. at 689 (internal
quotation marks omitted).
To establish prejudice resulting from counsel’s
deficient performance, a defendant must show “a
reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding
would have been different.” Id. at 694. “A reasonable
probability is a probability sufficient to undermine
confidence in the outcome.” Id. “Only those …
petitioners who can prove under Strickland that they
have been denied a fair trial by the gross incompetence
of their attorneys will be granted [relief].” Kimmelman
v. Morrison, 477 U.S. 365, 382 (1986).
A. The post-conviction court correctly
concluded that counsel were not deficient
in failing to request a Simmons instruction.
The post-conviction court held that, even if counsel
erroneously believed that Cropper could receive a
parole-eligible sentence, the failure to request a
Simmons instruction was objectively reasonable “[i]n
10
light of the law in Arizona as it existed until 2016.” Pet.
App. 44a. Cropper was sentenced to death 12 years
ago, when Cruz established that Arizona defendants
were not entitled to Simmons instructions. The postconviction court reasoned that counsel’s failure to
request a Simmons instruction “tracked with
subsequent precedent that remained in effect in
Arizona until 2016. Counsel had no reason to
anticipate a change in the law.” Id. Counsel were not
deficient in failing to request an instruction to which,
under Arizona law, Cropper was not entitled. See
Government of Virgin Islands v. Lewis, 620 F.3d 359,
372 (3d Cir. 2010) (“[C]ounsel cannot be ineffective for
failing to request an instruction to which [defendant]
was not entitled.”); Lopez v. Thurmer, 594 F.3d 584,
587 (7th Cir. 2010) (court reasonably concluded that
counsel was not deficient in “fail[ing] to request an
instruction that, as a matter of state law, the defendant
[was] not entitled to in the first place”).2
Cropper notes that other attorneys have
unsuccessfully sought Simmons instructions in other
Arizona capital cases, asserting that his counsel were
deficient in failing to make the same futile request. See
Pet. 17–19.
But this does not show deficient
performance. Rather, it demonstrates that counsel’s
decision was objectively reasonable because Simmons
2
Cropper’s sentencing trial began on March 5, 2008, and the jury
rendered its verdict sentencing him to death on May 2, 2008. The
Arizona Supreme Court decided Cruz on April 21, 2008. Thus,
although counsel could not have relied on Cruz when they filed
their proposed jury instructions, it was decided well before the
instructions were finalized and thus presumably guided the
decision making process. See Pet. 15–16.
11
instructions were routinely refused. It also shows a
lack of prejudice. See § II(B)(2), infra. Further,
Cropper cites pre-Strickland case law interpreting the
cause and prejudice standard for excusing the
procedural default of a claim in a federal habeas
proceeding. Id. at 19 (citing Engle v. Isaac, 456 U.S.
107, 130 (1982)). The cause and prejudice standard has
no application to a deficient performance analysis
under Strickland. “Strickland does not compel an
attorney to urge an argument which he reasonably
finds to be futile.” Bush v. Singletary, 988 F.2d 1082,
1092, (11th Cir. 1993) (internal quotation marks
omitted).3 The post-conviction court correctly held that
Cropper’s counsel did not perform deficiently by failing
to request a Simmons instruction. Cropper’s
disagreement with that conclusion does not warrant
certiorari review.
B. The post-conviction court correctly held
that Cropper was not prejudiced by
counsel’s failure to request a Simmons
instruction.
The post-conviction court found that Cropper was
not prejudiced by counsel’s failure to request a
3
Cropper also asserts that the ABA Guidelines required his
counsel to make a futile request for a Simmons instruction. Pet.
18. But this Court has never held that failure to comply with the
ABA Guidelines amounts to deficient performance. See Bobby v.
Van Hook, 558 U.S. 4, 13–14 (2009) (Alito, J., concurring) (Justice
Alito writing to “emphasize [his] understanding that the opinion
in no way suggests that the [ABA Guidelines] have special
relevance in determining whether an attorney’s performance meets
the standard required by the Sixth Amendment”).
12
Simmons instruction because (1) the trial court
accurately instructed the jury on the possible sentences
Cropper could receive, and (2) in light of the facts and
circumstances of the murder, and the aggravating
circumstances, there was no reasonable probability
that the jury would have imposed a life sentence had a
Simmons instruction been given. Pet. App. 46a.
Cropper disagrees with the court’s factual
conclusions, but he presents no reason for this Court to
review them. Further, in complaining of the postconviction court’s no-prejudice finding, Cropper
presents meritless arguments he forfeited by failing to
raise below. Kingdomware Techs., Inc. v. United States,
136 S. Ct. 1969, 1978 (2016) (“The Department failed to
raise this argument in the courts below, and we
normally decline to entertain such forfeited
arguments.”); Burwell v. Hobby Lobby Stores, Inc., 573
U.S. 682, 721 (2014) (“We do not generally entertain
arguments that were not raised below and are not
advanced in this Court by any party.”); United States v.
Jones, 565 U.S. 400, 413 (2012) (finding argument
forfeited because government did not raise it below).
1. Prejudice may not be presumed.
This case does not provide a vehicle to determine
whether prejudice may be presumed when Simmons
error is present. Cropper asserts that “Simmons errors
render sentencings fundamentally unfair and
unreliable” and therefore prejudice from such errors
should be presumed. Pet. 20. But to the extent
Cropper assumes Simmons error is present here, he is
incorrect: because Cropper did not request a Simmons
instruction, the trial court did not err by failing to give
13
one. See Bush, 423 P.3d at 388, ¶ 75 (Simmons error is
not present where “the trial court neither refused to
instruct, nor prevented [defendant] from informing, the
jury regarding his parole ineligibility”).
Cropper nevertheless asserts—for the first
time—that counsel’s failure to request a Simmons
instruction qualifies as “an error [that] impacts the
fundamental fairness of criminal proceedings,” such
that prejudice should be presumed under Strickland.
Id. (citing United States v. Cronic, 466 U.S. 648 (1984);
Weaver v. Massachusetts, 137 S. Ct. 1899 (2017)).
Because Cropper did not argue below that counsel’s
failure to request a Simmons instruction amounted to
a complete deprivation of counsel under Cronic, or
otherwise entitled him to a presumption of prejudice
under Weaver, he has forfeited the argument.4 See
PCR Supplement, at 43–49; Kingdomware Techs., 136
S. Ct. at 1978.
In any event, counsel’s failure to request a Simmons
instruction does not “impact[] the fundamental fairness
of criminal proceedings” such that Strickland prejudice
may be presumed. Pet. 20. This Court has observed
that Simmons provides only a “narrow right of
rebuttal … to defendants in a limited class of capital
cases.” O’Dell v. Netherland, 521 U.S. 151, 167 (1997).
Counsel’s failure to request a Simmons instruction,
therefore, does not establish that “counsel failed to
4
This Court decided Weaver in 2017, after the post-conviction
court denied relief on Cropper’s petition. Nevertheless, Cropper did
not seek rehearing based on Weaver or cite Weaver in his petition
for review to the Arizona Supreme Court, which he filed 6 months
after Weaver was decided. See Petition for Review, at 43–47.
14
function in any meaningful sense as the Government’s
adversary.” Cronic, 466 U.S. at 666. In fact, this Court
held in O’Dell that “[i]t is by no means inevitable that,
absent application of the rule of Simmons, miscarriages
of justice will occur.” 521 U.S. at 167 n.4 (internal
quotation marks and alteration omitted).
Nor does Weaver help Cropper, even if Cropper had
not forfeited this argument. In Weaver, this Court held
that a petitioner asserting that counsel was ineffective
in failing to object to the closing of the courtroom
during jury selection—which is structural error—must
still demonstrate Strickland prejudice before he is
entitled to relief on the ineffectiveness claim. Weaver,
137 S. Ct. at 1911 (“[W]hen a defendant raises a publictrial violation via an ineffective-assistance-of-counsel
claim, Strickland prejudice is not shown
automatically.”). This Court further cautioned that,
“[w]hen a structural error is raised in the context of an
ineffective-assistance claim, … finality concerns are far
more pronounced.” Id. at 1913. Thus, “the rules
governing ineffective-assistance claims must be applied
with scrupulous care.” Id. at 1912 (internal quotation
marks omitted).
2. The post-conviction court correctly found that
Cropper was not prejudiced by counsel’s
failure to request a Simmons instruction.
Cropper contends that, had the trial court given a
Simmons instruction, it is “at least reasonably probable
that [he] would have received a life sentence.” Pet. 19
(emphasis omitted); see also Pet. 23 (asserting a
reasonable probability of a different outcome if the
court had given a Simmons instruction). But such a
15
conclusion incorrectly assumes that the court would
have given a Simmons instruction if requested. As
established earlier, by the time the trial court gave the
final penalty-phase instructions in 2008, the Arizona
Supreme Court had decided in Cruz that Simmons did
not apply in Arizona. Thus, there is no reasonable
probability that the trial court would have given the
instruction had counsel requested it, and as a result
there is no reasonable probability that the outcome of
the sentencing would have been any different. Cropper
admits as much when he argues that counsel had a
duty to make a futile request for a Simmons instruction
to preserve the claim. Pet. 17–19.5
In any event, the post-conviction court reasonably
held that Cropper was not prejudiced by the absence of
a Simmons instruction. As an initial matter, Cropper
agrees that he, and not the State, placed his future
dangerousness in issue. See Pet. 7 (citing R.T. 4/29/08,
at 6–7).
And the State’s future dangerousness
argument was brief. Cropper identified only eight lines
from the prosecutor’s 23-page closing argument as
arguing future dangerousness. PCR Petition at 55
(citing R.T. 4/29/08, at 96); PCR Reply at 29 (Cropper
acknowledging the brevity of any future dangerousness
5
To the extent Cropper believes he can establish Strickland
prejudice by asserting he will be prejudiced in a hypothetical
future proceeding, he is incorrect. Strickland required him to show
he was prejudiced by counsel’s performance, not that he will be
prejudiced in the future. See Strickland, 466 U.S. at 694 (“The
defendant must show that there is a reasonable probability that,
but for counsel’s unprofessional errors, the result of the proceeding
would have been different.” (emphasis added)); see Brief for Amicus
Curiae Arizona Attorneys for Criminal Justice, at 14–15.
16
argument).6 Given that the vast majority of the State’s
closing argument disputed the mitigating value of
Cropper’s difficult childhood and emphasized the
facts of the crime, any rebuttal of the “future
dangerousness” argument accomplished by a Simmons
instruction would not have been significant. O’Dell,
521 U.S. at 167 (Simmons provides a “narrow right of
rebuttal” to some capital defendants).
Cropper’s future dangerousness and paroleineligibility would not have been compelling because
Cropper demonstrated, by killing a corrections officer
while he was incarcerated, that he remains a danger to
society even while in prison. Thus, “[i]nforming his
sentencing jury that petitioner would spend the rest of
his days in prison would not … necessarily have
rebutted an argument that he presented a continuing
danger.” Id. at 167 n.4; see also Ramdass v. Angelone,
530 U.S. 156, 170 (2000) (“Evidence of potential parole
ineligibility is of uncertain materiality, as it can be
overcome if a jury concludes that even if the defendant
might not be paroled … he may be no less a risk to
society in prison.”); Kelly, 534 U.S. at 261 (Rehnquist,
C.J., dissenting) (“[W]hen the State argues that the
defendant poses a threat to his cellmates or prison
guards, it is no answer to say that he never will be
released from prison.”).
In finding Cropper was not prejudiced, the postconviction court first observed that the jury was
6
Cropper now asserts that the State placed his future
dangerousness at issue in other argument. Pet. 7. But the
arguments he cites still consist of only a few additional lines from
the prosecutor’s lengthy closing argument.
17
accurately instructed that, if it did not impose a death
sentence, the court would impose a life sentence. Pet.
App. 46a. The instructions did not reference any
possibility of parole. Id. Cropper now complains that,
by discussing the instructions, the post-conviction court
“impl[ied] that the jury necessarily understood that
parole was not available.” Pet. 26. But the trial court
merely noted that the jury was accurately instructed on
the possible sentences. The post-conviction court
appropriately considered that fact in determining that
there was no reasonable probability that the jury would
have imposed a life sentence had a Simmons
instruction been requested and given.
The post-conviction court also reasonably considered
the circumstances of the offense and Cropper’s criminal
history in finding Cropper was not prejudiced by the
lack of a Simmons instruction:
The jury was faced with a Defendant who had
previously been sentenced to probation, who had
been placed on parole, and who had murdered a
corrections officer while in prison, as well as
later had committed an aggravated assault.…
The [un]availability of parole … is unlikely to
have been sufficiently substantial to suggest
leniency to change the verdict of death to “life”
in even a single juror’s mind.
Pet. App. 46a.
Cropper asserts that his murder of Officer Lumley
was no worse than “other first-degree murderers who
have received life sentences.” Pet. 27. But he did not
argue below that the post-conviction court should have
18
compared his case to others in order to find he was
prejudiced by the absence of a Simmons instruction.
Nor should the court have done so. In determining
prejudice, the post-conviction court considered whether
there was a reasonable probability that the jury would
have imposed a life sentence had a Simmons
instruction been given. Because jurors could not have
compared Cropper’s crime to other murders in
determining the appropriate sentence, it would have
been inappropriate for the post-conviction court to do so
in determining whether Cropper was prejudiced. Such
a comparison would also have been inappropriate,
given that Arizona does not conduct proportionality
reviews of death sentences. See State v. Salazar, 844
P.2d 566, 583–84 (Ariz. 1992) (discontinuing
proportionality reviews).
Cropper further downplays the seriousness of his
premeditated murder of Officer Lumley by comparing
the facts of his case to those in other cases this Court
has reversed. Pet. 24–25. But this Court reversed
those cases based on errors unrelated to the facts of the
offenses or any ineffectiveness of counsel in failing to
request a Simmons instruction. See Foster v. Chatman,
136 S. Ct. 1737, 1755 (2016) (reversing for error under
Batson v. Kentucky, 476 U.S. 79 (1986)); Kelly, 534 U.S.
at 257 (failure to give requested parole-ineligibility
instruction); Simmons, 512 U.S. at 181 (same).
Cropper provides no authority requiring the postconviction court to judge his case against a “baseline
norm of all first-degree murders”—or even that such a
“norm” exists—before finding he was not prejudiced.
Pet. 24.
19
Cropper also did not assert below, as he does now,
that the Arizona Supreme Court’s “harmlessness
finding” (apparently referring to the Arizona Supreme
Court’s post-Ring remand of Cropper’s case for jury
sentencing) established he was prejudiced by the lack
of a Simmons instruction. See Pet. 25. But the Ring
remand does not establish that Cropper was prejudiced
by counsel’s failure to request a Simmons instruction.
In remanding for a jury sentencing, the Arizona
Supreme Court merely held that a reasonable jury
could fail to find the cruelty aggravating circumstance
(which the trial court had found) and could have found
mitigating circumstances that the trial court had
rejected. Pet. App. 86a, 89a. The remand was not
relevant to the question of whether there was a
reasonable probability that the 2008 jury (which did
find the cruelty circumstance proven) would have
imposed a life sentence had a Simmons instruction
been given.
The 2006 jury’s inability to reach a sentencing
decision also does not support a finding of Strickland
prejudice. Pet. 25, 27. That jury did not reach a
decision on the cruelty aggravator and therefore had
fewer aggravators to weigh against mitigation than did
the 2008 jury. Pet. App. 92a. The 2006 jury’s inability
to reach a sentencing verdict on fewer aggravating
circumstances does not suggest a reasonable
probability that the 2008 jury would have imposed a
life sentence had a Simmons instruction been given.
Nor does it matter that the 2006 jury asked (but
was not told) whether a parole-eligible sentence was
possible. See Pet. 25. That jury failed to reach a
20
sentencing verdict—thus, it did not impose a death
sentence based on any fear that Cropper might be
released one day. The fact that the jury asked this
question, therefore, does not establish that Cropper
was prejudiced by the absence of a Simmons
instruction.
CONCLUSION
Based on the foregoing authorities and arguments,
Respondents respectfully request that this Court deny
the petition for writ of certiorari.
Respectfully submitted
MARK BRNOVICH
Attorney General
ORAMEL H. (O.H.) SKINNER
Solicitor General
Lacey Stover Gard
Chief Counsel
LAURA P. CHIASSON
Assistant Attorney General
(Counsel of Record)
Capital Litigation Section
400 W. Congress, Bldg. S-215
Tucson, Arizona 85701-1367
(520) 628–6520
Laura.Chiasson@azag.gov
Counsel for Respondent
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