Petition for Writ of Certiorari — Joshua Caleb Bohmker, et al., Petitioners v. Oregon, et al.
Supreme Court briefJan 18, 2019
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UNITED STATES COURT OF APPEALS FOR
THE NINTH CIRCUIT
March 8, 2018, Argued and Submitted, Portland,
Oregon; September 12, 2018, Filed
No. 16-35262
JOSHUA CALEB BOHMKER; LARRY COON;
WALTER R. EVENS; GALICE MINING
DISTRICT; JASON GILL; MICHAEL HUNTER;
MICHAEL P. LOVETT; JOEL GROTHE;
MILLENNIUM DIGGERS; WILLAMETTE
VALLEY MINERS; DON VAN ORMAN; J.O.G.
MINING LLC,
Plaintiffs-Appellants,
v.
STATE OF OREGON; ELLEN ROSENBLUM, in
her official capacity as the Attorney General of
the State of Oregon; MARY ABRAMS, in her
official capacity as the Director of the Oregon
Department of State Lands,
Defendants-Appellees,
ROGUE RIVERKEEPER; PACIFIC COAST
FEDERATION OF FISHERMAN'S
ASSOCIATIONS; INSTITUTE FOR FISHERIES
RESOURCES; OREGON COAST ALLIANCE;
CASCADIA WILDLANDS; NATIVE FISH
SOCIETY; CENTER FOR BIOLOGICAL
DIVERSITY, Intervenor-Defendants-Appellees.
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Before: Raymond C. Fisher, N. Randy Smith and
Andrew D. Hurwitz, Circuit Judges. Opinion by
Judge Fisher; N.R. SMITH, Circuit Judge,
dissenting.
Opinion by: Raymond C. Fisher
Opinion
FISHER, Circuit Judge:
To protect threatened fish populations, Oregon
prohibits the use of motorized mining equipment
in rivers and streams containing essential salmon
habitat. The restrictions, adopted into law as
Senate Bill 3, apply throughout the state,
including on rivers and streams located on federal
lands. The district court concluded the
restrictions are not preempted by federal law, and
we agree. Assuming without deciding that federal
law preempts the extension of state land use
plans onto unpatented mining claims on federal
lands, Senate Bill 3 is not preempted, because it
constitutes an environmental regulation, not a
state land use planning law. Senate Bill 3,
moreover, does not stand as an obstacle to the
accomplishment of the full purposes and
objectives of Congress. As the United States
points out in its amicus brief opposing the
plaintiffs' preemption challenge, reasonable
environmental restrictions such as those found in
Senate Bill are consistent with, rather than at
odds with, the purposes of federal mining and
land use laws. See Cal. Coastal Comm'n v.
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Granite Rock Co., 480 U.S. 572, 588-89, 107 S. Ct.
1419, 94 L. Ed. 2d 577 (1987) (rejecting the
proposition that federal law preempts the
application of reasonable state environmental
regulations to the operation of unpatented mining
claims on federal lands).
BACKGROUND
The Oregon legislature adopted Senate Bill
838 in 2013. The Bill's legislative findings
recognize both the state's rich tradition of small
scale prospecting and mining and its
environmental interest in protecting water
quality and fish habitat. The findings state:
(1) Prospecting, small scale mining and
recreational mining are part of the unique
heritage of the State of Oregon.
(2) Prospecting, small scale mining and
recreational mining provide economic benefits
to the State of Oregon and local communities
and support tourism, small businesses and
recreational opportunities, all of which are
economic drivers in Oregon's rural
communities.
(3) Exploration of potential mine sites is
necessary to discover the minerals that
underlie the surface and inherently involves
natural resource disturbance.
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(4) Mining that uses motorized equipment in
the beds and banks of the rivers of Oregon can
pose significant risks to Oregon's natural
resources, including fish and other wildlife,
riparian areas, water quality, the investments
of this state in habitat enhancement and areas
of cultural significance to Indian tribes.
(5) Between 2007 and 2013, mining that uses
motorized equipment in the beds and banks of
the rivers of Oregon increased significantly,
raising concerns about the cumulative
environmental impacts.
(6) The regulatory system related to mining
that uses motorized equipment in the beds and
banks of the rivers of Oregon should be
efficient and structured to best protect
environmental values.
2013 Or. Laws ch. 783, § 1.
Consistent with these findings, the law
imposed a five-year moratorium, beginning in
2016, on motorized mining techniques in areas
designated as essential fish habit:
A moratorium is imposed until January 2,
2021, on mining that uses any form of
motorized equipment for the purpose of
extracting gold, silver or any other precious
metal from placer deposits of the beds or
banks of the waters of this state, as defined in
ORS 196.800, or from other placer deposits,
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that results in the removal or disturbance of
streamside vegetation in a manner that may
impact water quality. The moratorium applies
up to the line of ordinary high water, as
defined in ORS 274.005, and 100 yards upland
perpendicular to the line of ordinary high
water that is located above the lowest extent of
the spawning habitat in any river and
tributary thereof in this state containing
essential indigenous anadromous salmonid
habitat, as defined in ORS 196.810, or
naturally reproducing populations of bull
trout, except in areas that do not support
populations of anadromous salmonids or
natural reproducing populations of bull trout
due to a naturally occurring or lawfully placed
physical barrier to fish passage.
Id. § 2(1). "'Essential indigenous anadromous
salmonid habitat' means the habitat that is
necessary to prevent the depletion of indigenous
anadromous salmonid species during their life
history stages of spawning and rearing." Or. Rev.
Stat. § 196.810(1)(g)(B).
The plaintiffs filed this action in October 2015,
three months before the moratorium was to take
effect. The 12 plaintiffs have mining claims on
federal lands in Oregon and use a form of
motorized mining known as suction dredge
mining to search for and extract
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gold deposits from rivers and streams.1 The
plaintiffs alleged that many of their mining
claims were located in "essential indigenous
anadromous salmonid habitat" and that the
moratorium on motorized mining imposed by
Senate Bill 838 would prevent them from mining
these claims. They argued that Senate Bill 838
was preempted by federal law because it
"interfere[d] with the federal purpose of fostering
and encouraging mineral development on federal
property, and st[ood] as an obstacle to the
accomplishment and execution of the purposes
and objectives of Congress." Compl. ¶ 49. The
plaintiffs sought an injunction restraining the
state from enforcing Senate Bill 838 and a
declaration that the Bill was preempted by
federal law. Compl. 14.
The district court granted the state's motion
for summary judgment, ruling that, because
Senate Bill 838 was a reasonable environmental
regulation, it was not preempted. After the court
1 Suction dredging is
a technique used by miners to remove matter from the
bottom of waterways, extract minerals, and return the
residue to the water. A high-powered suction hose
vacuums loose material from the bottom of a streambed.
Heavier matter, including gold, is separated at the
surface by passage through a floating sluice box, and
the excess water, sand, and gravel is discharged back
into the waterway.
People v. Rinehart, 1 Cal. 5th 652, 206 Cal. Rptr. 3d 571,
377 P.3d 818, 820 (Cal. 2016).
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entered judgment in favor of the state, the
plaintiffs timely appealed.
After briefing in this court was completed, the
Oregon legislature adopted Senate Bill 3. Senate
Bill 3 repealed the moratorium imposed by
Senate Bill 838 and imposed a permanent
restriction on the use of motorized mining
equipment in waters designated as essential
indigenous anadromous salmonid habitat. It
states:
In order to protect indigenous anadromous
salmonids and habitat essential to the
recovery and conservation of Pacific lamprey,
motorized in-stream placer mining may not be
permitted to occur up to the line of ordinary
high water in any river in this state containing
essential indigenous anadromous salmonid
habitat, from the lowest extent of essential
indigenous anadromous salmonid habitat to
the highest extent of essential indigenous
anadromous salmonid habitat.
2017 Or. Laws ch. 300, § 4(2). Although the
restrictions imposed by Senate Bill 3 differ in
some respects from those in Senate Bill 838, both
laws prohibit motorized mining in rivers and
streams
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designated as essential salmon habitat.2 The
parties therefore agree that the adoption of
Senate Bill 3 does not moot this appeal. See Ne.
Fla. Chapter of the Associated Gen. Contractors
of Am. v. City of Jacksonville, Fla., 508 U.S. 656,
662, 113 S. Ct. 2297, 124 L. Ed. 2d 586 & n.3
(1993) (holding that the repeal of a challenged
ordinance and its replacement with a different
ordinance did not render the plaintiff's claims
moot where the ordinance had not been
"sufficiently altered so as to present a
substantially different controversy from the one
the District Court originally decided" and the two
ordinances "disadvantage[d] [the plaintiff] in the
same fundamental way"). The parties also agree
that we should treat this appeal as a challenge to
Senate Bill 3. We now proceed to do so.
JURISDICTION AND STANDARD OF REVIEW
We have jurisdiction under 28 U.S.C. § 1291.
Because at least some of the plaintiffs have
standing to pursue this appeal, we need not
address the standing of additional plaintiffs. See
Nat'l Ass'n of Optometrists & Opticians
LensCrafters, Inc. v. Brown, 567 F.3d 521, 523
(9th Cir. 2009) ("As a general rule, in an
2 Unlike Senate Bill 838, for example, Senate Bill 3 does
not prohibit motorized mining in bull trout habitat. In
addition, although the moratorium imposed by Senate Bill
838 extended to mining in areas up to 100 yards from
waterways, the restrictions on motorized mining in
Senate Bill 3 apply only within rivers and streams
themselves.
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injunctive case this court need not address
standing of each plaintiff if it concludes that one
plaintiff has standing.")3 Our review is de novo.
See Lopez-Valenzuela v. Arpaio, 770 F.3d 772,
777 (9th Cir. 2014) (en banc) (grant or denial of
summary judgment); Ting v. AT&T, 319 F.3d
1126, 1135 (9th Cir. 2003) (federal preemption).
DISCUSSION
A. Background Legal Principles
1. Federal Laws Governing Mining on
Federal Lands
We begin with an overview of the federal laws
respecting mining on federal lands. We consider
only those laws the parties have identified as
relevant to the preemption issues presented in
this appeal.
"Historically, the Federal mining law has been
designed to encourage individual prospecting,
exploration, and development of the public
domain." H.R. Rep. No. 84-730 (1955), as
3 We therefore need not address whether plaintiffs Galice
Mining District, Millennium Diggers and Willamette Valley
Miners have established standing, either in their own right
or on behalf of their members. See Associated Gen.
Contractors of Am., San Diego Chapter, Inc. v. Cal. Dep't of
Transp., 713 F.3d 1187, 1194 (9th Cir. 2013) (explaining
that, to establish associational standing, a plaintiff must
provide specific allegations showing that at least one
identified member has suffered or would suffer harm).
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reprinted in 1955 U.S.C.C.A.N. 2474, 2476.
"Under these laws, prospectors may go out on the
public domain not otherwise withdrawn, locate a
mining claim, search out its mineral wealth and,
if discovery of mineral is made, can then obtain a
patent." Id.
The Mining Act of 1872, 17 Stat. 91, for
example, provides that:
Except as otherwise provided, all valuable
mineral deposits in lands belonging to the
United States, both surveyed and unsurveyed,
shall be free and open to exploration and
purchase, and the lands in which they are
found to occupation and purchase, by citizens
of the United States and those who have
declared their intention to become such, under
regulations prescribed by law, and according
to the local customs or rules of miners in the
several mining districts, so far as the same are
applicable and not inconsistent with the laws
of the United States.
30 U.S.C. § 22 (emphasis added). Under this Act,
prospectors could acquire unpatented mining
claims by discovering valuable mineral resources
on federal lands, marking the location of their
claims and recording their claims in accordance
with state law:
Rights to mineral lands, owned by the United
States, are initiated by prospecting, that is,
searching for minerals thereon, and, upon the
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discovery of mineral, by locating the lands
upon which such discovery has been made, or
lands which the prospector believes to be
valuable for minerals. A location is made by
staking the corners of the claim, posting a
notice of location thereon, and complying with
the State laws regarding the recording of the
location in the county recorder's office,
discovery work, etc.
H.R. Rep. No. 84-730, 1955 U.S.C.C.A.N. at 2477.
Once the prospector staked out a claim, "the
locator, without further requirement under
Federal law, as of that moment, acquire[d] the
immediate right to exclusive possession, control,
and use of the land within the corners of his
location stakes." Id. at 2478. As the Mining Act
explains:
The locators of all mining locations made on
any mineral vein, lode, or ledge, situated on
the public domain, their heirs and assigns,
where no adverse claim existed on the 10th
day of May 1872 so long as they comply with
the laws of the United States, and with State,
territorial, and local regulations not in conflict
[**13] with the laws of the United States
governing their possessory title, shall have the
exclusive right of possession and enjoyment of
all the surface included within the lines of
their locations, and of all veins, lodes, and
ledges throughout their entire depth . . . .
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30 U.S.C. § 26 (emphasis added). To protect this
right to exclusive possession, a locator annually
must perform $100 worth of labor or carry out
improvements worth $100 in value. See id. § 28.
The locator of an unpatented mining claim
either "may remove the minerals from the land
without first proceeding to patent," H.R. Rep. No.
84-730, 1955 U.S.C.C.A.N. at 2478, or may obtain
a patent by, inter alia, filing an application under
oath, showing that $500 worth of labor has been
expended or improvements made with respect to
the claim and making a payment to the proper
officer of $5 per acre, see 30 U.S.C. § 29. Although
"[a]n 'unpatented' claim is a possessory interest in
a particular area solely for the purpose of
mining," the owner of a patented claim "gets a fee
simple interest from the United States." Clouser
v. Espy, 42 F.3d 1522, 1525 n.2 (9th Cir. 1994).
The mining claims at issue in this case are
unpatented.
By 1955, Congress had become increasingly
aware of "abuses under the general mining laws
by those persons who locate[d] mining claims on
public lands for purposes other than that of
legitimate mining activity." H.R. Rep. No. 84-730,
1955 U.S.C.C.A.N. at 2478. Sham claims, for
example, "could be used for selling timber from
national forests, or obtaining free residential or
agricultural land." United States v. Shumway,
199 F.3d 1093, 1101 (9th Cir. 1999) (citing United
States v. Curtis Nev. Mines, Inc., 611 F.2d 1277,
1282 (9th Cir. 1980)). Congress was also
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concerned that according the holders of
unpatented mining claims exclusive surface
rights prevented the "efficient management and
administration of the surface resources of the
public lands." H.R. Rep. No. 84-730, 1955
U.S.C.C.A.N. at 2474. Mining locations made
under existing law, for example,
frequently block[ed] access: to water needed in
grazing use of the national forests or other
public lands; to valuable recreational areas; to
agents of the Federal Government desiring to
reach adjacent lands for purposes of managing
wild-game habitat or improving fishing
streams so as to thwart the public harvest and
proper management of fish and game
resources on the public lands generally, both
on the located lands and on adjacent lands.
Id. at 2478-79.
To address these concerns, Congress adopted
the Surface Resources and Multiple Use Act of
1955, Pub. L. No. 84-167, 69 Stat. 367 (1955).
This law prohibits the location of any mining
claim for purposes other than mining, see 30
U.S.C. § 612(a), and reserves in the United States
- rather than granting to locators - the right to
manage the surface resources of unpatented
mining claims located after 1955, subject to the
important proviso that "any use of the surface of
any such mining claim by the United States, its
permittees [*1036] or licensees, shall be such as
not to endanger or materially interfere with
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prospecting, mining or processing operations or
uses reasonably incident thereto," id. § 612(b).
The law states:
Rights under any mining claim hereafter
located under the mining laws of the United
States shall be subject, prior to issuance of
patent therefor, to the right of the United
States to manage and dispose of the
vegetative surface resources thereof and to
manage other surface resources thereof
(except mineral deposits subject to location
under the mining laws of the United States).
Any such mining claim shall also be subject,
prior to issuance of patent therefor, to the
right of the United States, its permittees,
and licensees, to use so much of the surface
thereof as may be necessary for such
purposes or for access to adjacent land:
Provided, however, That any use of the
surface of any such mining claim by the
United States, its permittees or licensees,
shall be such as not to endanger or
materially interfere with prospecting, mining
or processing operations or uses reasonably
incident thereto: Provided further, That if at
any time the locator requires more timber for
his mining operations than is available to
him from the claim after disposition of
timber therefrom by the United States,
subsequent to the location of the claim, he
shall be entitled, free of charge, to be
supplied with timber for such requirements
from the nearest timber administered by the
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disposing agency which is ready for
harvesting under the rules and regulations
of that agency and which is substantially
equivalent in kind and quantity to the
timber estimated by the disposing agency to
have been disposed of from the claim:
Provided further, That nothing in this
subchapter and sections 601 and 603 of this
title shall be construed as affecting or
intended to affect or in any way interfere
with or modify the laws of the States which
lie wholly or in part westward of the ninetyeighth meridian relating to the ownership,
control, appropriation, use, and distribution
of ground or surface waters within any
unpatented mining claim.
Id. § 612(b) (emphasis added). The legislation
sought to "encourage mining activity on . . . public
lands compatible with utilization, management,
and conservation of surface resources such as
water, soil, grass, timber, parks, monuments,
recreation areas, fish, wildlife, and waterfowl."
H.R. Rep. No. 84-730, 1955 U.S.C.C.A.N. at 2475.
In 1970, Congress adopted the Mining and
Minerals Policy Act of 1970, Pub. L. No. 91-631,
84 Stat. 1876 (1970). This law declares it the
policy of the United States to foster the
development of an "economically sound and stable
domestic mining" industry, but subject to
"environmental needs," 30 U.S.C. § 21a, making
clear that "Congress did not, and does not, intend
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mining to be pursued at all costs," Rinehart, 377
P.3d at 825. It states:
The Congress declares that it is the continuing
policy of the Federal Government in the
national interest to foster and encourage
private enterprise in (1) the development of
economically sound and stable domestic
mining, minerals, metal and mineral
reclamation industries, (2) the orderly and
economic development of domestic mineral
resources, reserves, and reclamation of metals
and minerals to help assure satisfaction of
industrial, security and environmental needs,
(3) mining, mineral, and metallurgical
research, including the use and recycling of
scrap to promote the wise and efficient use of
our natural and reclaimable mineral
resources, and (4) the study and development
of methods for the disposal, control, and
reclamation of mineral waste products, and
the reclamation of mined land, so as to lessen
any adverse impact of mineral extraction and
processing upon the physical environment that
may result from mining or mineral activities.
30 U.S.C. § 21a (emphasis added).4
4 In 1977, Congress adopted the Surface Mining Control and
Reclamation Act of 1977, Pub. L. No. 95-87, 91 Stat. 445
(1977). In relevant part, this law allows the governor of a
state to ask the Secretary of the Interior to designate lands
as unsuitable for mining on the ground that "mining
operations would have an adverse impact on lands used
primarily for residential or related purposes." 30 U.S.C. §
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2. Federal Laws Governing National Forests
The Organic Administration Act, 30 Stat. 11,
35-36 (1897), provides that nothing in 16 U.S.C.
§§ 473-82 and 551 "shall . . . prohibit any person
from entering upon . . . national forests for all
proper and lawful purposes, including that of
prospecting, locating, and developing the mineral
resources thereof." 16 U.S.C. § 478. It also
provides, however, that "[s]uch persons must
comply with the rules and regulations covering
such national forests." Id. The Organic Act,
moreover, requires the Secretary of Agriculture to
"make provisions for the protection against
destruction by fire and depredations upon the
public forests and national forests," and it
authorizes the Secretary to "make such rules and
regulations" regarding "occupancy and use" as
may be necessary "to preserve the forests thereon
from destruction." Id. § 551.
Under this rulemaking authority, the U.S.
Forest Service has promulgated rules regulating
mining on national forest lands. These
regulations require mining operators to comply
with applicable federal and state air quality
standards, water quality standards and standards
for the disposal and treatment of solid wastes. See
36 C.F.R. § 228.8(a)-(c).
1281(a)-(b). The plaintiffs do not suggest this provision
presented an option for Oregon here.
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The Multiple-Use and Sustained-Yield Act of
1960, Pub. L. No. 86-517, 74 Stat. 215 (1960),
directs the Secretary of Agriculture "to develop
and administer the renewable surface resources
of the national forests for multiple use and
sustained yield." 16 U.S.C. § 529. After declaring
it "the policy of the Congress that the national
forests are established and shall be administered
for outdoor recreation, range, timber, watershed,
and wildlife and fish purposes," the Act states
that "[n]othing herein shall be construed as
affecting the jurisdiction or responsibilities of the
several States with respect to wildlife and fish on
the national forests." Id. § 528. It further states
that "[n]othing herein shall be construed so as to
affect the use or administration of the mineral
resources of national forest lands or to affect the
use or administration of Federal lands not within
national forests." Id.
The National Forest Management Act of 1976
(NFMA), Pub. L. No. 94-588, 90 Stat. 2949 (1976),
requires the Secretary of Agriculture to "develop .
. . land and resource management plans for units
of the National Forest System, coordinated with
the land and resource management planning
processes of State and local governments and
other Federal agencies." 16 U.S.C. § 1604(a). In
developing such plans, the Secretary shall assure
that they "provide for multiple use and sustained
yield of the products and services obtained
therefrom in accordance with the Multiple-Use
Sustained-Yield Act of 1960." Id. § 1604(e)(1).
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In addition, federal lands, including those
falling outside national forests, are governed by
the Federal Land Policy and Management Act of
1976 (FLPMA), Pub. L. No. 94-579, 90 Stat. 2743
(1976). FLPMA requires the Secretary of the
Interior to develop land use plans for public
lands, see 43 U.S.C. § 1712(a), and to "manage
the public lands under principles of multiple use
and sustained yield," id. § 1732(a). FLPMA
directs that, "[i]n managing the public lands the
Secretary shall, by regulation or otherwise, take
any action necessary to prevent unnecessary or
undue degradation of the lands." Id. § 1732(b).
This "unnecessary or undue degradation"
mandate applies not only to land use generally
but also to the regulation of mining operations in
particular. See id. (providing that nothing in
FLPMA, other than the provision establishing the
"unnecessary or undue degradation" standard,
"shall in any way amend the Mining Law of 1872
or impair the rights of any locators or claims
under that Act, including, but not limited to,
rights of ingress and egress"). FLPMA further
provides that "nothing in this Act shall be
construed as . . . enlarging or diminishing the
responsibility and authority of the States for
management of fish and resident wildlife." Id.
Under FLPMA, the Bureau of Land
Management (BLM) has issued regulations
requiring mining operators to "comply with
applicable Federal and state" air quality
standards, water quality standards and standards
for the disposal and treatment of solid wastes. 43
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C.F.R. § 3809.420(b)(4)-(6). Another BLM
regulation requires mining operators to comply
with state environmental regulations that do not
conflict with federal law: "If State laws or
regulations conflict with this subpart regarding
operations on public lands, you must follow the
requirements of this subpart. However, there is
no conflict if the State law or regulation requires
a higher standard of protection for public lands
than this subpart." Id. § 3809.3.
3. Overview of Applicable Federal Laws
The foregoing laws, in the aggregate, reflect
Congress' intent to foster a productive mining
industry but also its intent to protect the
environment. These laws declare many federal
lands "free and open" to exploration, 30 U.S.C. §
22, preclude the United States from using the
surface area of certain mining claims in a manner
that would "endanger or materially interfere"
with the underlying mining claims, id. § 612(b),
declare it to be the policy of the United States to
foster "the development of economically sound
and stable domestic mining . . . industries," id. §
21a, and preserve a role for prospecting and
mining in national forests, see 16 U.S.C. §§ 478,
528. At the same time, these laws require miners
to comply with state laws, see 30 U.S.C. § 22,
including state environmental laws, see, e.g., 36
C.F.R. § 228.8; 43 C.F.R. §§ 3809.3, 3809.420(b),
declare it the policy of the United States to assure
that mining satisfies the nation's "environmental
needs," 30 U.S.C. § 21a, require the Secretary of
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Agriculture to protect national forests from
"depredations" and "destruction," 16 U.S.C. § 551,
require the Secretary of the Interior to protect
public lands from "unnecessary or undue
degradation," 43 U.S.C. § 1732(b), and recognize
the states' broad authority to manage fish and
wildlife, see 16 U.S.C. § 528; 43 U.S.C. § 1732(b).
In light of these provisions, it is common ground
among the parties that the holders of unpatented
mining claims do not have an "unfettered" right to
explore and mine federal lands, unencumbered by
federal and state environmental regulation. Nor
does anyone argue that states' environmental
regulatory authority in this area is unbounded.
Congress plainly intended to draw a line between
these two extremes.
4. The Granite Rock Decision
The Supreme Court addressed this line
drawing in California Coastal Commission v.
Granite Rock Co., 480 U.S. 572, 107 S. Ct. 1419,
94 L. Ed. 2d 577 (1987). After the Granite Rock
Company secured unpatented mining claims on
national forest land and the Forest Service
approved the company's plan of operations for the
removal of limestone, the California Coastal
Commission instructed the company to apply for a
permit under the California Coastal Act, which
prohibits any development, including mining, in
the state's coastal zone without a permit. See id.
at 575-76. The company sued to enjoin the
enforcement of the permit requirement, arguing
federal preemption. See id. at 577.
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The Supreme Court rejected the company's
claims. The Court began by observing that
[S]tate law can be pre-empted in either of two
general ways. If Congress evidences an intent
to occupy a given field, any state law falling
within that field is pre-empted. If Congress
has not entirely displaced state regulation
over the matter in question, state law is still
preempted to the extent it actually conflicts
with federal law, that is, when it is impossible
to comply with both state and federal law, or
where the state law stands as an obstacle to
the accomplishment of the full purposes and
objectives of Congress.
Id. at 581 (alteration in original) (citations
omitted) (quoting Silkwood v. Kerr-McGee Corp.,
464 U.S. 238, 248, 104 S. Ct. 615, 78 L. Ed. 2d 443
(1984)).
The Court next summarily rejected the
proposition that the Mining Act of 1872
demonstrates an intent to preempt any state
environmental regulation on federal lands. As the
Court explained, "Granite Rock concedes that the
Mining Act of 1872, as originally passed,
expressed no legislative intent on the as yet
rarely contemplated subject of environmental
regulation." Id. at 582.
Next, the Court rejected Granite Rock's
argument that "the Federal Government's
environmental regulation of unpatented mining
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claims in national forests demonstrates an intent
to pre-empt any state regulation." Id. at 581-82.
The Court concluded that
the Forest Service regulations that Granite
Rock alleges pre-empt any state permit
requirement not only are devoid of any
expression of intent to pre-empt state law, but
rather appear to assume that those submitting
plans of operations will comply with state
laws. . . . It is impossible to divine from these
regulations, which expressly contemplate
coincident compliance with state law as well
as with federal law, an intention to pre-empt
all state regulation of unpatented mining
claims in national forests.
Id. at 583-84 (emphasis added) (citing 36 C.F.R.
§§ 228.5(b), 228.8(a)-(c), (h)). The Court added
that "[n]either Granite Rock nor the United
States contends that these Forest Service
regulations are inconsistent with their
authorizing statutes." Id. at 584.
The Court then turned to Granite Rock's
argument that "federal land management
statutes demonstrate a legislative intent to limit
States to a purely advisory role in federal land
management decisions, and that the Coastal
Commission permit requirement is therefore preempted as an impermissible state land use
regulation." Id. The Court assumed arguendo that
"the combination of the NFMA and the FLPMA
pre-empts the extension of state land use plans
24a
onto unpatented mining claims in national forest
lands." Id. at 585. But even under this
assumption, the Court held that only "state land
use plans" would be preempted, not state
"environmental regulation." Id. at 585-86.
The Court did not define the terms "land use
planning" and "environmental regulation," but it
offered some guidance as to the distinction
between the two:
The line between environmental regulation
and land use planning will not always be
bright; for example, one may hypothesize a
state environmental regulation so severe that
a particular land use would become
commercially impracticable. However, the core
activity described by each phrase is
undoubtedly different. Land use planning in
essence chooses particular uses for the land;
environmental regulation, at its core, does not
mandate particular uses of the land but
requires only that, however the land is used,
damage to the environment is kept within
prescribed limits. Congress has indicated its
understanding of land use planning and
environmental regulation as distinct activities.
Id. at 587.
The Court suggested that a state's decision to
"prohibit" or "ban" mining would constitute land
use planning, and hence would be preempted. See
id. at 586-87. It further intimated that a law
25a
would be preempted if, although couched as
environmental regulation, its "true purpose" was
to prohibit mining. Id. at 588. At bottom,
however, the Court made clear that "reasonable
state environmental regulation is not preempted." Id. at 589; see also id. at 593.
B. The Plaintiffs' Arguments
The plaintiffs argue: (1) Senate Bill 3 is field
preempted because it constitutes state "land use
planning" under Granite Rock; (2) Senate Bill 3 is
conflict preempted because it is "prohibitory, not
regulatory, in its fundamental character," S.D.
Mining Ass'n v. Lawrence County, 155 F.3d 1005,
1011 (8th Cir. 1998); (3) Senate Bill 3 is conflict
preempted because it does not constitute
"reasonable state environmental regulation"; and
(4) genuine issues of material fact preclude the
entry of summary judgment in favor of the state.
We address these arguments in turn.
1. Field Preemption: The Plaintiffs'
Argument That Senate Bill 3
Constitutes State Land Use Planning
Granite Rock assumed without deciding that
"the combination of the NFMA and the FLPMA
pre-empts the extension of state land use plans
onto unpatented mining claims in national forest
lands." 480 U.S. at 585. We make the same
26a
assumption here.5 But like the Supreme Court in
Granite Rock, we reject the plaintiffs' preemption
claim. Senate Bill 3 is an environmental
regulation rather than a land use planning law. It
does not choose or mandate land uses, has an
express environmental purpose of protecting
sensitive fish habitat, is not part of Oregon's land
use system and is carefully and reasonably
tailored to achieve its environmental purpose
without unduly interfering with mining
operations. Senate Bill 3 is precisely the kind of
reasonable state environmental regulation that
the Supreme Court recognized in Granite Rock
properly supplements rather than displaces
federal land use planning decisions. To be sure,
by restricting motorized suction dredge mining in
rivers and streams designated as essential
habitat for threatened salmonids, Senate Bill 3
will adversely impact the ability of some miners
to extract gold deposits from their mining claims.
But these impacts are the unavoidable
consequences of a federal scheme that seeks to
foster both the development of valuable mineral
resources and proper stewardship and protection
of the nation's natural resources.
The plaintiffs do not argue that Senate Bill 3
becomes a land use law under Granite Rock
simply because it may render some of their
5 We view the application of this assumption, as do the
parties, as a question of field preemption rather than
conflict preemption. But, even if we were to view it as a
question of conflict preemption, we would find no conflict,
because Senate Bill 3 is not a land use law.
27a
mining claims commercially impracticable.6 We
agree with the United States that the preemption
inquiry does not turn on profitability:
To be sure, there will be miners (including
some Plaintiffs) who cannot profitably extract
certain minerals from their mining claims
without the use of motorized equipment in the
water. But . . . specific limitations on specific
mining methods or activities have long been
part of the business of mining. A State law
cannot be deemed preempted solely on the
basis that the cost of mining in compliance
with the law makes a particular miner unable
to profit from a particular mining claim.
Brief of the United States as Amicus Curiae 2627. Because "[v]irtually all forms of . . . regulation
6 The dissent contends the plaintiffs have made a commercial
impracticability argument. Dissent 68. We have, however,
carefully reviewed their opening and reply briefs on appeal,
and no such argument exists there. The plaintiffs argue
Senate Bill 3 is preempted because it prohibits mining, not
because it renders their claims unprofitable. As the plaintiffs
make clear, "[t]his appeal is not about profitability, but about
prohibition." Reply Br. 41. The plaintiffs have therefore
waived the argument. See Indep. Towers of Wash. v.
Washington, 350 F.3d 925, 929 (9th Cir. 2003) ("[W]e will not
consider any claims that were not actually argued in
appellant's opening brief."); Smith v. Marsh, 194 F.3d 1045,
1052 (9th Cir. 1999) ("[A]rguments not raised by a party in its
opening brief are deemed waived."); Greenwood v. Fed.
Aviation Admin., 28 F.3d 971, 977 (9th Cir. 1994) ("We will
not manufacture arguments for an appellant . . . ."). This rule
applies with particular force where, as here, the plaintiffs
have expressly disclaimed the argument in question.
28a
of mining claims — for instance, limiting the
permissible methods of mining and prospecting in
order to reduce incidental environmental damage
— will result in increased operating costs,"
Clouser, 42 F.3d at 1530, virtually every
environmental regulation will render at least
some mining claims commercially impracticable,
and virtually every environmental regulation
would therefore be preempted under a
commercial impracticability test, a proposition
that is impossible to reconcile with Granite Rock's
central holding that "reasonable state
environmental regulation is not pre-empted,"
Granite Rock, 480 U.S. at 589 (emphasis added).
A commercial impracticability theory, moreover,
would require the preemption analysis to turn on
each miner's individual financial circumstances:
the law would be preempted as to some miners
but not as to others. Indeed, a commercial
impracticability test would give the greatest
protection to the least profitable mining
operations, and it would handcuff regulators from
restricting even the most environmentally
destructive mining methods. So long as a
particularly destructive method of mining — such
as blasting — presented the only commercially
practicable means of extracting minerals,
regulators would be barred from restricting that
practice. We do not read Granite Rock as
supporting that result. As the California Supreme
Court has explained, federal law does not show
that Congress "viewed mining as the highest and
best use of federal land wherever minerals were
found." Rinehart, 377 P.3d at 830.
29a
Rather, the plaintiffs contend that Senate Bill
3 constitutes a state land use planning law
because it "prohibits" a particular "use" of the
land (motorized mining methods) in particular
"zones" (rivers and streams designated as
essential salmonid habitat). The plaintiffs base
this argument on language in Granite Rock
explaining that
the core activity described by [environmental
regulation and land use planning] is
undoubtedly different. Land use planning in
essence chooses particular uses for the land;
environmental regulation, at its core, does not
mandate particular uses of the land but
requires only that, however the land is used,
damage to the environment is kept within
prescribed limits.
480 U.S. at 587. The plaintiffs argue Senate Bill 3
is state land use planning under this language
because (1) it chooses particular uses of the land
and (2) does not prescribe limits on
environmental damage by, for example,
promulgating a pollution standard.
We disagree. First, Senate Bill 3 does not
"choose[]" or "mandate particular uses of the
land." Id. It simply restricts one method of
mining.7
Granite Rock, moreover,
Senate Bill 3 is not a "ban" or "prohibition" on mining. See
7 Like the permit requirement in
30a
Second, Senate Bill 3 does not constitute land
use planning simply because it prohibits a
particular mining method rather than
"prescrib[ing] limits" on environmental damage
by adopting a pollution standard. Granite Rock
480 U.S. at 586-87. Senate Bill 3 does not prohibit the
plaintiffs' mining operations. Many of the plaintiffs engage
in upland mining, mine in rivers and streams that are not
designated as essential habitat or use non-motorized
mining methods such as gold panning. Plaintiff Larry Coon,
for example, did not testify that all of his mining claims are
located in essential salmon habitat, and he contends only
that the legislation will significantly limit his mining
operations, not eliminate them. Coon decl. ¶¶ 2, 5. Only half
of plaintiff Millennium Diggers' mining claims are located
within essential salmon habitat. Darnell decl. ¶ 4. Some of
its members, moreover, "utilize non-motorized techniques,
such as gold panning." Id. ¶ 3. Plaintiff Jason Gill's mining
operations occur between 50 and 300 feet from a creek. Gill
decl. ¶¶ 3-4. These operations would not be affected by
Senate Bill 3, which applies solely to in-stream mining. The
deposits associated with plaintiff Joel Grothe's claim fall not
only within the creek bottom but also within 100 yards of
the creek. Grothe decl. ¶ 7. Only some of plaintiff
Willamette Valley Miners' mining claims are located in
essential salmon habitat. Hunter decl. ¶ 9. Its members'
mining, moreover, includes "non-motorized techniques, such
as gold panning." Id. ¶ 8. Plaintiff Michael Lovett testified
that Senate Bill 3 would significantly limit his mining
operations, but not that it would eliminate them. Lovett
decl. ¶ 4. We take seriously the plaintiffs' contentions that
Senate Bill 3 will seriously impact their mining operations
with respect to at least some of their mining claims. But the
plaintiffs' own declarations make clear that Senate Bill 3 is
not a ban on mining.
31a
does not hold that only standards, not restrictions
on activities, are permissible environmental
regulation. On the contrary, Granite Rock says
only that "environmental regulation, at its core,
does not mandate particular uses of the land but
requires only that, however the land is used,
damage to the environment is kept within
prescribed limits." 480 U.S. at 587 (emphasis
added).8 It does not purport to define the entire
universe of environmental regulation as
consisting solely of limit-prescribing standards.
That formalistic approach ignores the practical
reality that environmental regulation may take
several forms, and it would make no sense, given
that regulations imposing pollution standards can
impact mining operations every bit or even more
than regulations restricting particular mining
methods. The plaintiffs concede, for example, that
"Oregon's water quality standard for turbidity"
constitutes a permissible, non-preempted
"environmental regulation" under Granite Rock.
8 The dissenting opinion characterizes us as treating this
language as "non-binding dicta (Dissent 58 n.2)," but that is
not the case. In addition, the dissent's theory that a
distinction between regulations dictating "uses" and
regulations dictating "standards" would provide a "clear line
between land use planning and environmental regulation"
(Dissent 58) eludes us. Would a regulation limiting the size of
suction dredge hoses prohibit a "use" (of larger hoses) or
prescribe a "standard" (on the size of the hose and,
consequently, the volume of material to be dredged)? Would a
regulation limiting the size of the vehicles miners could use to
reach their claims prohibit a "use" (of heavy vehicles) or
prescribe a "standard" (on the weight of vehicles and the
resulting damage to the surface of the forest)?
32a
A stringent turbidity standard, however, might
have a greater adverse impact on the plaintiffs'
mining operations than Senate Bill 3's targeted
restrictions on motorized mining.
Senate Bill 3 also is not part of Oregon's
extensive and distinct land use system. That
system requires the development of
comprehensive plans by local governments,
implemented through zoning, and reviewed by the
Oregon Land Conservation and Development
Commission. Those decisions, in turn, are
reviewed by a State Land Use Board of Appeals,
which has developed significant land use case
law. See generally Or. Rev. Stat. §§ 197.005197.860, 215.010-215.990. Senate Bill 3 stands
apart from that regime.
The plaintiffs' argument, moreover, overlooks
Senate Bill 3's obvious and important
environmental purpose.9 The Oregon legislature
adopted Senate Bill 3's restrictions on motorized
mining "[i]n order to protect indigenous
Although the plaintiffs contend Oregon's purpose in
adopting Senate Bill 3 is irrelevant to the preemption
analysis, our case law is to the contrary. See Puente Ariz. v.
Arpaio, 821 F.3d 1098, 1106 n.8 (9th Cir. 2016) (rejecting
the proposition "that the state's purpose in passing a
statute is not relevant to our preemption analysis, as both
this court and the Supreme Court have analyzed purpose in
preemption cases"). In Granite Rock, moreover, the
Supreme Court expressly considered whether the state's
"true purpose in enforcing a permit requirement [was] to
prohibit [the plaintiff's] mining entirely." Granite Rock, 480
U.S. at 588.
9
33a
anadromous salmonids and habitat essential to
the recovery and conservation of Pacific lamprey."
2017 Or. Laws ch. 300, § 4(2). "'Essential
indigenous anadromous salmonid habitat' means
the habitat that is necessary to prevent the
depletion of indigenous anadromous salmonid
species during their life history stages of
spawning and rearing." Or. Rev. Stat. §
196.810(1)(g)(B). "'Indigenous anadromous
salmonid' means chum, sockeye, Chinook and
Coho salmon, and steelhead and cutthroat trout,
that are members of the family Salmonidae and
are listed as sensitive, threatened or endangered
by a state or federal authority." Id. §
196.810(1)(g)(C).
Similarly, in Senate Bill 838, the legislature
found that "[m]ining that uses motorized
equipment in the beds and banks of the rivers of
Oregon can pose significant risks to Oregon's
natural resources, including fish and other
wildlife, riparian areas, water quality, the
investments of this state in habitat enhancement
and areas of cultural significance to Indian
tribes." 2013 Or. Laws ch. 783, § 1(4). The
legislature found that, "[b]etween 2007 and 2013,
mining that uses motorized equipment in the
beds and banks of the rivers of Oregon increased
significantly, raising concerns about the
cumulative environmental impacts." Id. § 1(5). It
found that "[t]he regulatory system related to
mining that uses motorized equipment in the
beds and banks of the rivers of Oregon should be
34a
efficient and structured to best protect
environmental values." Id. § 1(6).
The plaintiffs' attempts to cast doubt on
Senate Bill 3's environmental purpose are
unconvincing. They contend that Senate Bill 3's
restrictions were not "required to advance any
bona fide environmental interest of the State of
Oregon" and instead were "primarily motivated
by objections from other users of the waterways."
Their evidence, however, fails to substantiate
these broad claims.
They rely, first, on two Oregon statutes, but
neither one undermines the Oregon legislature's
determination that restrictions on motorized
mining are necessary to protect fish habitat. The
first of these statutes, former Or. Rev. Stat. §
517.123(3), adopted in 1999, simply found that
"prospecting, small scale mining and recreational
mining . . . [c]an be conducted in a manner that is
not harmful and may be beneficial to fish habitat
and fish propagation." 1999 Or. Laws ch. 354, §
2(3). There is, of course, no inconsistency between
the general finding that small scale mining can be
conducted in a non-harmful manner and Senate
Bill 3's conclusion that it was necessary, "[i]n
order to protect indigenous anadromous
salmonids and habitat essential to the recovery
and conservation of Pacific lamprey," to restrict
one particular type of small scale mining "motorized in-stream placer mining" - in certain
environmentally sensitive areas. 2017 Or. Laws
ch. 300, § 4(2). In any event, the Oregon
35a
legislature repealed the 1999 finding in 2013,
noting a "significant[]" increase in motorized
mining between 2007 and 2013 that "pose[d]
significant risks to Oregon's natural resources,
including fish and other wildlife." 2013 Or. Laws
ch. 783, §§ 1(4)-(5), 10. The 1999 finding,
therefore, does nothing to undermine Senate Bill
3's avowed and self-evident environmental
purpose.
The second statute upon which the plaintiffs
rely, Or. Rev. Stat. § 517.005, says only that
Technological advances in the mining
industry, coupled with reclamation efforts,
have greatly reduced the environmental
impacts of mining operations. The size and
scope of modern operations is such that the
operations do not cause interference with
other natural resource uses, particularly in
an area as vast as eastern Oregon.
Or. Rev. Stat. § 517.005(4). Because this provision
pertains to mining generally, and not to the
particular environmental concerns addressed by
Senate Bill 3, it too does nothing to undermine
the validity of Senate Bill 3's stated
environmental purpose.
Beyond these two statutes, the plaintiffs'
evidence regarding Senate Bill 3's purpose
consists solely of a single statement in the record
by plaintiff Michael Hunter. Hunter testified that,
"[i]n [the Willamette Valley Miners'] experience,
36a
the State of Oregon regulates in utter disregard
to the National interest in mineral development,
instead seeking to placate other user groups who
resent, and desire to eliminate the presence of
miners on public lands." Hunter decl. ¶ 12. Even
granting this statement may reflect Hunter's
sincere personal opinion, it is wholly lacking in
the specific factual support that would be needed
to create a genuine issue of material fact [**37]
as to Senate Bill 3's purpose. See FTC v. Publ'g
Clearing House, Inc., 104 F.3d 1168, 1171 (9th
Cir. 1997) (as amended) ("A conclusory, selfserving affidavit, lacking detailed facts and any
supporting evidence, is insufficient to create a
genuine issue of material fact.").
In sum, because Senate Bill 3 has a clear
environmental purpose, is tailored to that
purpose, and does not prohibit mining, choose
land uses or fall within Oregon's distinct land use
planning system, we hold that it is an
environmental regulation rather than a state land
use planning law. Thus, even assuming for
purposes of our analysis that federal law
preempts the extension of state land use plans on
federal lands, Senate Bill 3 is not preempted.
Our dissenting colleague takes the view that
any state environmental regulation — whether in
the form of a "use" restriction or a "standard" constitutes a "de facto land use regulation
preempted by federal law" whenever it renders
regulated mining claims commercially
impracticable. Dissent 70-71. Where a conflict
37a
exists between regulated mining claims and a
need to protect the environment, the mining
claims must always take precedence.
The dissent assures us that a commercial
practicability test would not undermine
environmental protection because it would affect
only state regulation, not federal regulation.
Dissent 69 ("Even if federal law preempts
Oregon's attempt to apply Senate Bill 3 to federal
lands, the miners must still comply with all
environmental laws and standards imposed
expressly by federal statutes and regulations.").
But this is not how environmental protection on
federal lands is achieved. As Granite Rock
recognizes, the federal scheme relies on the states
to provide environmental regulation of mining
claims on federal lands. Because federal law
"expressly contemplate[s] coincident compliance
with state as well as with federal law," Granite
Rock, 480 U.S. at 584, "reasonable state
environmental regulation is not pre-empted," id.
at 589. That is why the U.S. Departments of
Agriculture and the Interior, which are the
federal agencies charged with management and
environmental protection of the federal lands
impacted by Senate Bill 3, have joined this case
on the side of Oregon, urging us to uphold Senate
Bill 3 against the plaintiffs' preemption challenge.
Under the dissent's commercial
impracticability test, even a patently destructive
method of mining would be permitted as long as it
represented the only commercially viable means
38a
of extracting minerals from the ground,
irrespective of the havoc it would wreak on
wildlife and habitat. This is the mining "at all
costs" approach that the plaintiffs expressly
disclaim. Reply Br. 29. We can find no support for
that approach in federal mining law or case law.
On the contrary, federal mining law, see, e.g., 30
U.S.C. § 21a, the Supreme Court and the United
States as amicus curiae all agree that mining
must be pursued consistent with environmental
needs, not irrespective of environmental cost.
That is why "reasonable state environmental
regulation is not pre-empted." Granite Rock, 480
U.S. at 589. We respectfully decline the dissent's
suggestion to hold that reasonable state
environmental regulation is preempted merely
because it renders regulated mining claims
unprofitable. That approach cannot be reconciled
with the balance Congress has sought to achieve.
2. Conflict Preemption: The Plaintiffs'
Argument That Senate Bill 3 Is Preempted
Because It Is "Prohibitory" Rather Than
"Regulatory"
We next consider the plaintiffs' contention
that Senate Bill 3 is conflict preempted because it
is "prohibitory" rather than "regulatory" in its
fundamental character. There is, of course, some
overlap between this argument and the field
preemption argument we have just addressed. In
both instances, the plaintiffs contend Senate Bill
3 is preempted because it prohibits a particular
mining method rather than merely subjecting
39a
that mining method to an environmental
standard. Despite these similarities, however, we
treat the two arguments as distinct. The
plaintiffs' field preemption argument is based on
Granite Rock's distinction between land use
planning on the one hand and environmental
regulation on the other. By contrast, their current
argument — finding a distinction between
"prohibitory" and "regulatory" state
environmental regulation and deeming the former
conflict preempted — is largely based on South
Dakota Mining Association v. Lawrence County,
155 F.3d 1005 (8th Cir. 1998).
In South Dakota Mining, county voters
approved an ordinance that amended the county's
zoning laws to prohibit the issuance of new or
amended permits for surface metal mining in the
40,000-acre Spearfish Canyon Area, 90 percent of
which fell within a national forest. See id. at
1006-07. The plaintiffs argued the ordinance was
preempted because it stood as an obstacle to the
accomplishment of the full purposes and
objectives of Congress embodied in the Mining Act
of 1872. See id. at 1009.
"To determine the purposes and objectives
that are embodied in the Mining Act," the Eighth
Circuit considered the language of the Mining and
Minerals Policy Act of 1970, 30 U.S.C. § 21a, and
the Mining Act itself, 30 U.S.C. § 22. As noted, §
21a states:
40a
The Congress declares that it is the
continuing policy of the Federal Government
in the national interest to foster and
encourage private enterprise in (1) the
development of economically sound and
stable domestic mining, minerals, metal and
mineral reclamation industries, (2) the
orderly and economic development of
domestic mineral resources, reserves, and
reclamation of metals and minerals to help
assure satisfaction of industrial, security and
environmental needs, (3) mining, mineral,
and metallurgical research, including the use
and recycling of scrap to promote the wise
and efficient use of our natural and
reclaimable mineral resources, and (4) the
study and development of methods for the
disposal, control, and reclamation of mineral
waste products, and the reclamation of
mined land, so as to lessen any adverse
impact of mineral extraction and processing
upon the physical environment that may
result from mining or mineral activities.
30 U.S.C. § 21a. The Mining Act, in turn, states:
Except as otherwise provided, all valuable
mineral deposits in [**42] lands belonging to
the United States, both surveyed and
unsurveyed, shall be free and open to
exploration and purchase, and the lands in
which they are found to occupation and
purchase, by citizens of the United States
and those who have declared their intention
41a
to become such, under regulations prescribed
by law, and according to the local customs or
rules of miners in the several mining
districts, so far as the same are applicable
and not inconsistent with the laws of the
United States.
Id. § 22. In light of these statutes, the Eighth
Circuit concluded the Mining Act embodies
several congressional purposes, including
the encouragement of exploration for and
mining of valuable minerals located on
federal lands, providing federal regulation of
mining to protect the physical environment
while allowing the efficient and economical
extraction and use of minerals, and allowing
state and local regulation of mining so long
as such regulation is consistent with federal
mining law.
South Dakota Mining, 155 F.3d at 1010.
The Eighth Circuit next considered whether
the challenged ordinance stood as an obstacle to
these purposes and objectives. At the outset, the
court observed that, because surface metal
mining was the only practical way to "actually
mine the valuable mineral deposits located on
federal land in the area," the ordinance was "a de
facto ban on mining in the area." Id. at 1011. The
court then held that, as a de facto ban on mining,
the ordinance was preempted:
42a
The ordinance's de facto ban on mining on
federal land acts as a clear obstacle to the
accomplishment of the Congressional
purposes and objectives embodied in the
Mining Act. Congress has encouraged
exploration and mining of valuable mineral
deposits located on federal land and has
granted certain rights to those who discover
such minerals. Federal law also encourages
the economical extraction and use of these
minerals. The Lawrence County ordinance
completely frustrates the accomplishment of
these federally encouraged activities. A local
government cannot prohibit a lawful use of
the sovereign's land that the superior
sovereign itself permits and encourages. To
do so offends both the Property Clause and
the Supremacy Clause of the federal
Constitution. The ordinance is prohibitory,
not regulatory, in its fundamental character.
The district court correctly ruled that the
ordinance was preempted.
Id. (emphasis added).
The plaintiffs discern from South Dakota
Mining, and from federal statutes governing
mining, a general principle that state
environmental regulations are preempted,
categorically, whenever they are "prohibitory"
rather than "regulatory" in their "fundamental
character." "Even prohibitions on the use of
particular mining methods," they say, "create an
43a
obstacle to the full accomplishment of
Congressional purposes." We disagree.
Like the United States, "[w]e would agree that
were a state to completely prohibit all mining
activity on federal lands, federal mining law
would preempt the ban." Brief of the United
States as Amicus Curiae 21. We cannot agree
with the plaintiffs, however, that conflict
preemption in this area turns on whether a state
environmental regulation could be viewed as
"prohibitory" or "regulatory" in its "fundamental
character." For one thing, as the government
explains, the distinction likely would be
unworkable:
It is unclear how this Court would determine
whether [Senate Bill 3] is "prohibitory . . . in
its fundamental character." South Dakota
Mining, 155 F.3d at 1005. Certainly it
prohibits some very specific types of mining
activity in very specific places . . . , but in the
process of identifying where its prohibitions
apply it seems "regulatory" in nature. In a
sense, [Senate Bill 3] is both regulatory and
prohibitory, but whether that makes it
preempted is a question to be answered by
long-established preemption law. Regardless
of whether a state regulatory prohibition is
considered "prohibitory" or "regulatory," it is
permissible so long as it does not pose an
obstacle to Congressional purposes or make
compliance with federal law physically
impossible.
44a
Id. at 22.10
We are not persuaded, moreover, that federal
statutes governing mining evince a congressional
purpose to preempt, categorically, state
environmental regulations that are "prohibitory"
in their "fundamental character."11 The Mining
Act of 1872, upon which the plaintiffs heavily
rely, states only that "all valuable mineral
deposits in lands belonging to the United States. .
. shall be free and open to exploration and
purchase." 30 U.S.C. § 22. The plaintiffs contend
that this statute's "free and open" language
"create[s] a Congressional mining objective
inconsistent with state-law based prohibitions of
mining activity." But the Mining Act expressly
incorporates state regulation of mining activity,
stating that exploration authorized by the statute
must occur "under regulations prescribed by
10 We have drawn a distinction between "regulatory" and
"prohibitory" laws in other contexts, but those analyses are
not helpful here. E.g., United States v. Dotson, 615 F.3d
1162, 1168 (9th Cir. 2010) (Assimilative Crimes Act).
11 This conclusion is a consistent with a leading treatise on
mining law. See 5 American Law of Mining § 174.04[2][c]
(2d ed. 2018) (noting that "state law requirements
prohibiting a federally authorized activity on federal land
are less likely to be upheld," but" the Granite Rock decision
indicates that state law requirements that can be
harmonized with federal regulations may be enforceable").
45a
law." Id.12 Nothing in the Mining Act suggests a
categorical distinction between "prohibitory" and
"regulatory" state laws.
12 Although the phrase "under regulations prescribed by
law" applies to state as well as federal law — a conclusion
that follows from § 22's later reference to "laws of the
United States," see Corley v. United States, 556 U.S. 303,
315, 129 S. Ct. 1558, 173 L. Ed. 2d 443 (2009) - the
plaintiffs suggest it incorporates only state property law,
not state environmental law, pointing out that a separate
provision of the Mining Act incorporates state law only
with respect to possessory title. See 30 U.S.C. § 26
(granting rights of possession and enjoyment to locators
who "comply with the laws of the United States, and with
State, territorial, and local regulations not in conflict with
the laws of the United States governing their possessory
title" (emphasis added)). But there is nothing surprising
in the fact that § 26, a provision addressing possessory
title, refers only to state laws respecting title. This tells us
nothing about the scope of the state law incorporated by §
22, which deals with the much broader subject of making
federal lands free and open to exploration. Indeed, that §
26 expressly limits the incorporation of state law to laws
respecting "possessory title," and § 22 does not, supports
the conclusion that the scope of state laws incorporated by
§ 22 is not limited to those respecting title. See Russello v.
United States, 464 U.S. 16, 23, 104 S. Ct. 296, 78 L. Ed.
2d 17 (1983) ("[W]here Congress includes particular
language in one section of a statute but omits it in
another section of the same Act, it is generally presumed
that Congress acts intentionally and purposely in the
disparate inclusion or exclusion." (alteration in original)
(quoting United States v. Wong Kim Bo, 472 F.2d 720,
722 (5th Cir. 1972))); see also Rinehart, 377 P.3d at 824
(explaining that § 22's "express acknowledgement[] of the
application of state and local law to federal mining claims
suggest[s] an apparent willingness on the part of
Congress to let federal and state regulation broadly
coexist").
46a
We likewise find no support for the plaintiffs'
position in the Surface Resources and Multiple
Use Act of 1955. This law gives the United States
the right to manage surface resources on
unpatented mining claims, subject to the
important proviso that "any use of the surface of
any such mining claim by the United States, its
permittees or licensees, shall be such as not to
endanger or materially interfere with prospecting,
mining or processing operations or uses
reasonably incident thereto." 30 U.S.C. § 612(b)
(emphasis added). As with the Mining Act of
1872, nothing in this law suggests Congress
intended to draw a distinction between
"prohibitory" and "regulatory" measures. We
have, moreover, already held that this law
permits environmental regulations, such as
Senate Bill 3, that prohibit the use of particular
mining methods. See United States v. Richardson,
599 F.2d 290, 291, 295 (9th Cir. 1979) (holding
the Forest Service could, without running afoul of
§ 612(b), require the locators of unpatented
The plaintiffs' reliance on 30 U.S.C. § 28 is similarly
unpersuasive. That provision requires locators to perform
annual work on their unpatented claims to maintain their
exclusive rights. See 30 U.S.C. § 28. Nothing in Senate
Bill 3 precludes miners from performing work on or
making improvements to their claims, and to the extent
miners elect not to perform work because state
environmental regulation makes working or improving
their claims unprofitable, that scenario is as likely to
arise from a "regulatory" measure as it is from a
"prohibitory" one.
47a
mining claims on national forest lands to use
nondestructive methods of prospecting, where the
locators' utilization of blasting and bulldozing was
destructive to the surface resources).13
The plaintiffs' argument similarly finds no
support in the Mining and Minerals Policy Act of
1970. Under this law:
The Congress declares that it is the continuing
policy of the Federal Government in the
national interest to foster and encourage
private enterprise in (1) the development of
economically sound and stable domestic
mining, minerals, metal and mineral
reclamation industries, (2) the orderly and
economic development of domestic mineral
resources, reserves, and reclamation of metals
and minerals to help assure satisfaction of
industrial, security and environmental needs,
(3) mining, mineral, and metallurgical
research, including the use and recycling of
scrap to promote the wise and efficient use of
13
We also find nothing in the 1955 law to suggest Congress intended to
limit state environmental regulation. On its face, § 612(b) imposes
limits on only the federal government, not states, and it expressly
preserves state water quality controls:
[N]othing in this subchapter . . . shall be construed as affecting or
intended to affect or in any way interfere with or modify the laws
of the States which lie wholly or in part westward of the ninetyeighth meridian relating to the ownership, control, appropriation,
use, and distribution of ground or surface waters within any
unpatented mining claim.
30 U.S.C. § 612(b).
48a
our natural and reclaimable mineral
resources, and (4) the study and development
of methods for the disposal, control, and
reclamation of mineral waste products, and
the reclamation of mined land, so as to lessen
any adverse impact of mineral extraction and
processing upon the physical environment that
may result from mining or mineral activities.
30 U.S.C. § 21a (emphasis added).
The plaintiffs read this statutory language to
suggest that Congress intended to meet the
nation's environmental needs solely through the
process of reclamation, not through regulation of
mining itself. This reading, however, lacks any
basis in the statutory text or in case law. The
plaintiffs alternatively look to the statute's
reference to "lessen[ing]" adverse environmental
impacts. They contend "[l]essening impact is a
regulatory action," distinct from prohibiting
mining activities. We again disagree. The
statute's reference to lessening impacts relates
solely to reclamation. In any event, regulators can
lessen impacts through either "prohibitory" or
"regulatory" action. E.g., Richardson, 599 F.2d at
295.
The plaintiffs' reliance on the Surface Mining
Control and Reclamation Act of 1977 is equally
flawed. This law allows a state to ask the
Secretary of the Interior to declare residential
areas unsuitable for mining. See 30 U.S.C. § 1281.
The plaintiffs contend that "Congress' provision of
this and other federal processes for resolving
49a
state/federal conflict over mining on federal land
is utterly inconsistent with any Congressional
intent to allow states to simply prohibit the
mining themselves." We agree, of course, that
states cannot simply prohibit mining on federal
lands. But nothing in § 1281 suggests Congress
intended to preempt environmental regulations
prohibiting particular mining methods in
specified, environmentally sensitive areas.
The plaintiffs' reliance on federal land
management statutes suffers from similar
problems. The Supreme Court has examined
these statutes and concluded that Congress did
not intend by these laws to preempt reasonable
state environmental regulation. See Granite
Rock, 480 U.S. at 582-93. Nothing in these
statutes, moreover, suggests a distinction
between "prohibitory" and "regulatory" state
environmental regulation.
In sum, the plaintiffs' proposed distinction
between regulations that are "prohibitory" or
"regulatory" in their "fundamental character" is
neither workable nor grounded in the federal
statutes upon which the plaintiffs rely. We find in
these statutes no indication that Congress
intended to preempt state environmental
regulation merely because it might be viewed as
"prohibitory." We therefore reject the plaintiffs'
contention that Senate Bill 3 stands as an
obstacle to the accomplishment of the full
purposes and objectives of Congress merely
because it "prohibits" a particular method of
50a
mining in the portions of rivers and streams
containing essential habitat for threatened and
endangered salmonids.14
This conclusion does not place us at odds with
South Dakota Mining. Although the Eighth
Circuit drew a distinction between "prohibitory"
and "regulatory" measures, it did so in the context
of a county ordinance amounting to a "de facto
ban on mining" that applied broadly and
indiscriminately to federal lands within the
county. 155 F.3d at 1011. The ordinance at issue
effectively prohibited mining, covered 40,000
acres, targeted federal lands (90 percent of the
land affected by the ban was in a national forest),
lacked any environmental purpose and was part
of the county's zoning law. Senate Bill 3, by
contrast, is not part of Oregon's zoning law, is not
a de facto ban on mining, has an express
environmental purpose, does not single out
federal land and carefully targets only designated
essential salmonid habitat. Whereas the
ordinance in South Dakota Mining was an
attempt by county voters to overrule federal land
14 This conclusion is consistent with the California Supreme
Court's recent decision in Rinehart, 1 Cal. 5th 652, 206 Cal.
Rptr. 3d 571, 377 P.3d 818, cert. denied sub nom. Rinehart v.
California, 138 S. Ct. 635, 199 L. Ed. 2d 525 (2018). In
rejecting a conflict preemption challenge to a California law
prohibiting suction dredge mining in order to protect
endangered coho salmon habitats, Rinehart concluded that
"[t]he federal statutory scheme does not prevent states from
restricting the use of particular mining techniques based on
their assessment of the collateral consequences for other
resources." Id. at 829.
51a
use decisions, Senate Bill 3 complements those
decisions by playing the traditional role served by
state environmental regulation. See, e.g., 36
C.F.R. § 228.8(a)-(c); 43 C.F.R. §§ 3809.3,
3809.420(b)(4)-(6). Were Senate Bill 3 an
encroachment on federal land use decisions, we
would expect the United States to say so. The
United States, however, takes the position that
Senate Bill 3 "is not preempted by federal law."
Brief of the United States as Amicus Curiae 28.15
The plaintiffs' reliance on Skaw v. United
States, 740 F.2d 932 (Fed. Cir. 1984), Ventura
County v. Gulf Oil Corp., 601 F.2d 1080 (9th Cir.
1979), Brubaker v. Board of County
Commissioners, El Paso County, 652 P.2d 1050
(Colo. 1982), State ex rel. Andrus v. Click, 97
Idaho 791, 554 P.2d 969 (Idaho 1976), and Elliott
v. Oregon International Mining Co., 60 Ore. App.
474, 654 P.2d 663 (Or. Ct. App. 1982), does not
require a different conclusion. Each case predates
the Supreme Court's holding in Granite Rock that
reasonable state environmental regulation is not
preempted by federal law. See Granite Rock, 480
U.S. at 589; Rinehart, 377 P.3d at 829. Similar to
South Dakota Mining, moreover, most of these
cases involved improper attempts by local
governments to displace, rather than supplement,
federal land use decisions. See Ventura County,
601 F.2d at 1084-85 (precluding the county from
15 The United States' amicus brief is filed on behalf of the U.S.
Department of the Interior, the U.S. Department of
Agriculture and the U.S. Department of Justice's
Environment and Natural Resources Division.
52a
applying "land use planning controls" "in an
attempt to substitute its judgment for that of
Congress"); Brubaker, 652 P.2d at 1059 ("This is
not denial of a permit because of failure to comply
with reasonable regulations supplementing the
federal mining laws, but reflects simply a policy
judgment as to the appropriate use of the land.");
Elliott, 654 P.2d at 665, 668 (barring the
application of county zoning laws prohibiting
mining because they did "not simply supplement
federal mining law"). In addition, Ventura County
involved the Mineral Lands Leasing Act of 1920,
not the laws at issue here, and, in contrast to the
case before us, the drilling operations at issue in
Ventura County were subject to "detailed [federal]
supervision" and an "extensive federal scheme
reflecting concern for the local environment." 601
F.2d at 1084.
3. Conflict Preemption: The Plaintiffs' Argument
That Senate Bill 3 Does Not Constitute
Reasonable Environmental Regulation
We have consistently held that Congress
intended to permit reasonable environmental
regulation of mining claims on federal lands. In
United States v. Weiss, 642 F.2d 296 (9th Cir.
1981), for example, after considering the purposes
underlying the Mining Act of 1872 and the
Organic Act of 1897, including 16 U.S.C. §§ 475,
478 and 551, we concluded:
The Secretary of Agriculture has been given
the responsibility and the power to maintain
53a
and protect our national forests and the lands
therein. While prospecting, locating, and
developing of mineral resources in the national
forests may not be prohibited nor so
unreasonably circumscribed as to amount to a
prohibition, the Secretary may adopt
reasonable rules and regulations which do not
impermissibly encroach upon the right to the
use and enjoyment of placer claims for mining
purposes.
642 F.2d at 299. In United States v. Shumway,
199 F.3d 1093 (9th Cir. 1999), where we
considered not only the Mining Act and the
Organic Act but also the "endanger or materially
interfere" standard embodied in 30 U.S.C. §
612(b), we once again held that "the Forest
Service may regulate use of National Forest lands
by holders of unpatented mining claims . . . to the
extent that the regulations are 'reasonable' and
do not impermissibly encroach on legitimate uses
incident to mining and mill site claims." 199 F.3d
at 1107.
Congress, moreover, clearly intended
reasonable state environmental regulation to
govern mining on federal lands. In Granite Rock,
the Supreme Court held that "reasonable state
environmental regulation is not pre-empted." 480
U.S. at 589; see also id. at 593. The plaintiffs do
not dispute that a reasonableness standard
applies here, but they argue that Senate Bill 3 is
preempted because it constitutes an unreasonable
environmental regulation.
54a
The plaintiffs' arguments regarding
unreasonableness echo those we have already
considered. They contend Senate Bill 3 is an
unreasonable regulation because it prohibits a
particular method of mining in designated
habitat, rather than subjecting that mining to a
"prescribed limit" or pollution standard, and
because it allegedly was "enacted for reasons
expressly beyond protection of the environment."
We have already addressed these arguments. The
preemption analysis does not turn on a
formalistic distinction between "prohibitory" and
"regulatory" measures, and the plaintiffs'
evidence does not create a genuine dispute as to
Senate Bill 3's important environmental purpose.
We recognize that unreasonable, excessive or
pretextual state environmental regulation that
unnecessarily interferes with development of
mineral resources on federal land may stand as
an obstacle to the accomplishment of the full
purposes and objectives of Congress. We agree
with the United States, however, that in this case
that line has not been crossed. As the government
explains, "[a] state law such as [Senate Bill 3]
that is clearly intended to protect the natural
environment by prohibiting the use of particular
mining methods or equipment in carefully[]
designated locations is not so at odds with
Congress's purposes that it is preempted by
federal law." Brief of the United States as Amicus
Curiae 2-3.
55a
4. The Plaintiffs' Argument That Genuine Issues
of Material Fact Preclude Summary Judgment
The plaintiffs argue that genuine issues of
material fact preclude summary judgment in
favor of the state. For purposes of our de novo
review of the summary judgment record, however,
we have viewed the evidence in the light most
favorable to the plaintiffs, and we have assumed
— solely for purposes of determining whether
Oregon is entitled to judgment as a matter of law
— that Senate Bill 3 will have a significant
adverse impact on the mining operations of the
plaintiffs, making it effectively impossible for at
least some of them to recover the valuable
mineral deposits present on their claims. The only
material dispute is whether, assuming these
facts, Senate Bill 3 is preempted. Because that
issue is one of law, summary judgment is
appropriate. See Inland Empire Chapter of
Associated Gen. Contractors of Am. v. Dear, 77
F.3d 296, 299 (9th Cir. 1996) (holding a "finding
of no preemption is a legal question").16
CONCLUSION
The district court properly rejected the
plaintiffs' preemption claims. We hold that Senate
Bill 3 is not preempted by federal law. The
16 Contrary to the dissent, we do not today question the
validity of as-applied preemption challenges. Dissent 66 &
n.7.
56a
judgment of the district court is therefore
affirmed.
AFFIRMED.
N.R. SMITH, Circuit Judge, dissenting:
The National Forest Management Act of 1976
(NFMA), Pub. L. No. 94-588, 90 Stat. 2949 (1976),
and the Federal Land Policy and Management
Act of 1976 (FLPMA), Pub. L. No. 94-579, 90 Stat.
2743 (1976), occupy the field of land use planning
regulation on federal lands. Because the
permanent ban on motorized mining in Oregon
Senate Bill 3 does not identify an environmental
standard to be achieved but instead restricts a
particular use of federal land, it must be deemed
a land use regulation preempted by federal law.
See Cal. Coastal Comm'n v. Granite Rock Co., 480
U.S. 572, 586-88, 107 S. Ct. 1419, 94 L. Ed. 2d
577 (1987). Therefore, I must dissent.
I.
Although technically an open question, there
is little dispute that Congress has occupied the
field of land use planning on federal lands
through its enactment of NFMA and FLPMA.1
See id. at 585 ("For purposes of this discussion
and without deciding this issue, we may assume
1 The majority (like the court in Granite Rock) assumes this point
without deciding it. I address the merits of the issue because it is
necessary to my determination that federal law preempts Senate
Bill 3.
57a
that the combination of the NFMA and the
FLPMA pre-empts the extension of state land use
plans onto unpatented mining claims in national
forest lands."); id. at 612-13 (Scalia, J., dissenting)
("The Court is willing to assume that California
lacks such authority on account of [NFMA] and
[FLPMA]. I believe that assumption is correct.").
Field preemption arises when "federal law so
thoroughly occupies a legislative field as to make
reasonable the inference that Congress left no
room for the States to supplement it." Nat'l Fedn.
of the Blind v. United Airlines, Inc., 813 F.3d 718,
733 (9th Cir. 2016) (internal quotation marks
omitted) (quoting Cipollone v. Liggett Grp., Inc.,
505 U.S. 504, 516, 112 S. Ct. 2608, 120 L. Ed. 2d
407 (1992)). "The essential field preemption
inquiry is whether the density and detail of
federal regulation merits the inference that any
state regulation within the same field will
necessarily interfere with the federal regulatory
scheme." Id. at 734. To make this determination,
our cases require first "delineat[ing] the pertinent
regulatory field." Id. We have "emphasized the
importance of delineating the pertinent area of
regulation with specificity before proceeding with
the field preemption inquiry." Id. Here the
pertinent field involves any land use regulation of
federal lands.
The next step in our analysis requires us to
"survey the scope of the federal regulation within
th[is] field." Id. Here, the relevant statutes are
NFMA and FLPMA. Taken together, these
58a
statutes establish a comprehensive regulatory
regime for land use planning on federal lands,
including the role of states in the planning
process. First, NFMA vests the authority to enact
federal land use plans with respect to forest
service lands in the Secretary of Agriculture, and
FLPMA vests the authority to enact federal land
use plans with respect to all other federal land in
the Secretary of the Interior. 16 U.S.C. § 1604(a)
("[T]he Secretary [of Agriculture] shall develop,
maintain, and, as appropriate, revise land and
resource management plans for units of the
National Forest System . . . ."); 43 U.S.C. §
1712(a) ("The Secretary [of the Interior] shall,
with public involvement and consistent with the
terms and conditions of this Act, develop,
maintain, and, when appropriate, revise land use
plans which provide by tracts or areas for the use
of the public lands. Land use plans shall be
developed for the public lands regardless of
whether such lands previously have been
classified, withdrawn, set aside, or otherwise
designated for one or more uses.").
Second, NFMA and FLPMA expressly
designate the level of state participation
contemplated by federal law. See 16 U.S.C. §
1604(a); 43 U.S.C. § 1712(c)(9). NFMA requires
"coordin[ation] with the land and resource
management planning processes of State and
local governments and other Federal agencies." 16
U.S.C. § 1604(a). FLPMA requires similar
coordination with states, but the requirement is
limited "to the extent consistent with the laws
59a
governing the administration of public lands." 43
U.S.C. § 1712(c)(9). Moreover, FLPMA directs
that the Secretary of the Interior
shall, to the extent he finds practical, keep
apprised of State, local, and tribal land use
plans; assure that consideration is given to
those State, local, and tribal plans that are
germane in the development of land use plans
for public lands; assist in resolving, to the
extent practical, inconsistencies between
Federal and non-Federal Government plans,
and shall provide for meaningful public
involvement of State and local government
officials, both elected and appointed, in the
development of land use programs, land use
regulations, and land use decisions for public
lands, including early public notice of proposed
decisions which may have a significant impact
on non-Federal lands.
Id. (emphasis added). As Justice Scalia noted in
Granite Rock, agreeing (in his dissent) with the
majority's assumption of preemption, these
"requirements would be superfluous, and the
limitation upon federal accommodation
meaningless, if the States were meant to have
independent land use authority over federal
lands." 480 U.S. at 613 (Scalia, J., dissenting).
Thus, the combination of NFMA and FLPMA
occupy the field of land use regulation on federal
lands. Accordingly, federal law preempts the
extension of any state land use planning
60a
regulation or ordinance onto federal lands.
Arizona v. United States, 567 U.S. 387, 401, 132
S. Ct. 2492, 183 L. Ed. 2d 351 (2012) ("Where
Congress occupies an entire field . . . even
complementary state regulation is impermissible.
Field preemption reflects a congressional decision
to foreclose any state regulation in the area, even
if it is parallel to federal standards.").
II.
Assuming that NFMA and FLPMA occupied
the field of federal land use regulation, Granite
Rock identified the legal framework for
determining whether state environmental
regulation impermissibly enters the
congressionally occupied field of federal land use
planning. First, the Court identified the dividing
line between environmental regulation and land
use planning. "Land use planning in essence
chooses particular uses for the land;
environmental regulation, at its core, does not
mandate particular uses of the land but requires
only that, however the land is used, damage to
the environment is kept within prescribed limits."
Granite Rock, 480 U.S. at 587. The Court also
made clear that the inquiry requires examination
not simply of the text of the law, but of its
practical effect. "The line between environmental
regulation and land use planning will not always
be bright; for example, one may hypothesize a
state environmental regulation so severe that a
particular land use would become commercially
impracticable." Id.
61a
The plaintiff miners and mining organizations
(collectively "the miners") challenge Senate Bill 3
on both grounds. They assert that Senate Bill 3
impermissibly (A) identifies a particular use of
the land that is prohibited without reference to an
identifiable environmental standard and (B)
renders mining within the identified zones
impracticable. Both arguments have merit.
A.
Granite Rock instructs that "environmental
regulation, at its core, . . . requires only that,
however the land is used, damage to the
environment is kept within prescribed limits." Id.
(emphasis added) By contrast land use regulation
identifies or restricts "particular uses" of land. Id.
A brief review of the text of Senate Bill 3
reveals its true character as a land use
regulation. The operative language reads
"motorized in-stream placer mining may not be
permitted to occur up to the line of ordinary high
water in any river in this state containing
essential indigenous anadromous salmonid
habitat, from the lowest extent of essential
indigenous anadromous salmonid habitat to the
highest extent of essential indigenous
anadromous salmonid habitat." 2017 Or. Laws ch.
300, § 4(2). The operative language identifies
particular tracts of land and prohibits a
particular use of these lands. The operative
language does not identify a "prescribed limit[]"
62a
on "damage to the environment" that must be
avoided "however the land is used." Granite Rock,
480 U.S. at 587. Accordingly, federal law
preempts Senate Bill 3 as an improper attempt to
extend a state land use regulation onto federal
land.
The majority disagrees for four reasons: (1)
Senate Bill 3 permits non-motorized mining, (2) it
is not located in the land use section of the
Oregon state code, (3) it has an environmental
purpose, and (4) it is reasonably tailored to
accomplish the environmental purpose without
unduly interfering with mining operations. The
majority's arguments lack merit for the reasons
set forth below.
1.
The majority first asserts (without any citation
or authority) that, because Senate Bill 3 restricts
only one type of mining, it is not a land use
planning regulation. The majority's analysis not
only conflicts with Supreme Court precedent in
Granite Rock, but it also erases any clear line
between land use planning and environmental
regulation.
The majority criticizes the Granite Rock
principle that environmental regulation "at its
core" "prescribe[s] limits" on "damage to the
environment" ("however the land is used").
63a
Granite Rock, 480 U.S. at 587.2 To the majority,
this distinction is "formalistic" and "make[s] no
sense." Maj. at 31. Yet, a line must be drawn,
because "Congress has indicated its
understanding of land use planning and
2 The majority goes so far as to assert that the
Granite Rock
standard is somehow non-binding dicta. See Maj. at 31
("Granite Rock does not hold that only standards, not
restrictions on activities, are permissible environmental
regulation."). Granite Rock fully analyzed the distinction
between environmental regulation and land use planning,
and the framework it announced was necessary to its holding.
480 U.S. at 585-89. Because the court assumed that land use
planning regulation was preempted, it was necessary to
decide whether California's permitting system was a land use
planning regulation or an environmental regulation. Id. at
586. The Court applied the Granite Rock framework and
determined that California's permit system was a means of
identifying environmental standards to be applied to the
mining operation, not an attempt to regulate particular uses
of the land at issue. See id. at 586 ("While the [California law]
gives land use as well as environmental regulatory authority
to the Coastal Commission, the state statute also gives the
Coastal Commission the ability to limit the requirements it
will place on the permit . . . . Since the state statute does not
detail exactly what state standards will and will not apply in
connection with various federal activities, the statute must be
understood to allow the Coastal Commission to limit the
regulations it will impose in those circumstances." (emphasis
added)). This is plainly sufficient to bind our decision here. Cf.
Cetacean Cmty. v. Bush, 386 F.3d 1169, 1173 (9th Cir. 2004)
("[W]here a panel confronts an issue germane to the eventual
resolution of the case, and resolves it after reasoned
consideration in a published opinion, that ruling becomes the
law of the circuit, regardless of whether doing so is necessary
in some strict logical sense." (citation omitted)).
64a
environmental regulation as distinct activities."
Granite Rock, 480 U.S. at 587.
Far from being nonsense, the formalism of the
Granite Rock line makes it clear and easy to
apply in deciding facial challenges to state
environmental laws.3 Moreover, the majority
offers no alternative standard for drawing a line
between environmental regulation (not ordinarily
preempted) and land use regulation (always
preempted). Without a standard, the majority has
no basis to reject the miners' challenge.
Specifically, the majority's suggestion that the
law is permissible because it regulates only one
means of mining begs the question of the
appropriate level of generality at which a law
must prohibit a particular use to be deemed a
land use planning regulation. Does land use
planning involve only broad categories of uses, for
example commercial versus noncommercial uses?
Or can land use planning also include dividing
tracts for commercial fishing from those for
commercial mining? Would a law prohibiting the
use of any mining tools (motorized or not) within
identified zones amount to environmental
regulation or land use planning? What if the law
also required miners to tie one hand behind their
backs? The majority's bare assertion that
The suction hose size and vehicle weight hypotheticals
raised by the majority are not difficult cases under the clear
line drawn in Granite Rock. Neither regulation identifies an
environmental standard to be achieved.
3
65a
prohibiting a type of mining does not amount to
regulating "particular uses for the land" fails to
articulate a meaningful standard and flies in the
face of framework set forth in Granite Rock. 480
U.S. at 587.4
The premise of the majority's insistence that
the Granite Rock line is nonsense also lacks
merit. See Maj. at 31. In addition to being clear,
the line drawn in Granite Rock serves important
functions. For example, standards identify an
environmental end to be achieved and offer a
means of measuring the degree to which a
particular use conflicts with an environmental
objective. They are also facially neutral towards
varying uses of the land. The majority is right
that environmental regulations certainly can
impact mining practicability. But the Supreme
Court made clear that this impact matters only in
4 The majority notes that many of the miners are still able to
mine other portions of their claims or are still permitted to
mine by hand in the zones covered by the law. I know of no
authority for the proposition that a law ceases to be a land use
plan simply because it governs only a subset of land, and not
all land. Indeed, most land use plans divide land into different
zones prescribing a different set of permissible uses for each
zone. Accordingly, the fact that some miners have in-stream as
well as out-of-stream operations (or operations inside and
outside of essential salmonid habitat) matters not at all in our
determination of whether Senate Bill 3 is a land use
regulation. Likewise, the fact that the law permits mining by
hand does not mean its prohibition on motorized mining is not
a land use ordinance. Land use plans regulate particular uses
all the time. For example, a land use plan might specify that
within a residential neighborhood in-home businesses are
permitted, but office buildings are not.
66a
the exceptional circumstance where an
environmental standard is "so severe" as to
render any mining within an identified zone
"commercially impracticable." See Granite Rock,
480 U.S. at 587. The possibility of a narrow
exception, does not eliminate the value of the
general rule. I address this narrow exception in
greater detail in Part II.B.
The Supreme Court meaningfully considered
the difficult issue of how to discern land use
regulations from environmental ones. The
majority errs in failing to follow its instruction.
Applying the Granite Rock framework here,
Senate Bill 3 is a land use regulation that is
preempted as applied to federal lands.
2.
The majority next asserts that Senate Bill 3 is
not a land use regulation, because it is codified
outside the sections of the Oregon Code governing
land use planning. However, I know of no canon
of construction (and the majority cites none) that
suggests that a law's placement within the code
can override the substantive import of its text.
Further, there are other Oregon land use statutes
outside the code sections the majority identifies.
See, e.g., Or. Rev. Stat. § 390.250 (authorizing
land use planning "to promote the public scenic,
park and recreational use of lands along Bear
Creek"); Or. Rev. Stat.§ 390.308 (authorizing land
use planning to complete the "Oregon Coast
Trail"); Or. Rev. Stat. § 390.112 ("The State Parks
67a
and Recreation Department shall propose to the
State Parks and Recreation Commission
additional criteria for the acquisition and
development of new historic sites, parks and
recreation areas.").
3.
The majority next asserts that Senate Bill 3 is
an environmental regulation because of its
"obvious and important environmental purpose."
Maj. at 32. To be sure, the prefatory language in
Senate Bill 3 identifies an environmental purpose
"to protect indigenous anadromous salmonids and
habitat essential to the recovery and conservation
of Pacific lamprey." 2017 Or. Laws ch. 300, §
4(2).5 But many land use plans have
5 The majority also cites legislative findings that "[m]ining
that uses motorized equipment in the beds and banks of the
rivers of Oregon can pose significant risks to Oregon's
natural resources, including fish and other wildlife, riparian
areas, water quality, the investments of this state in habitat
enhancement and areas of cultural significance to Indian
tribes." 2013 Or. Laws ch. 783, § 1(4). Maj. at 33. Yet there
is little substance to this finding. The legislature identified
only the possibility of environmental harm because it used
the language "can pose significant risks." Id. (emphasis
added). Almost anything "can pose significant risks" to the
environment. Nothing in these findings suggests that any
form of motorized mining necessarily causes an adverse
effect on wildlife resources. Like the prefatory language in
Senate Bill 3, this language does not purport to identify an
environmental standard to be achieved. The same is true for
the majority's other citations to Oregon law. See Maj. at 32.
68a
environmental purposes as well.6 Systems of
national parks, state parks, and designated
wilderness areas are prime examples of land use
planning aimed at accomplishing obvious and
important environmental purposes.
Here, the means of accomplishing the
environmental purpose undisputedly prohibit a
particular use of the land, without reference to an
environmental standard to be achieved. Unlike
the permit system in Granite Rock, this law does
not involve a flexible regime that "must be
understood to allow [Oregon] to limit the
regulations it will impose" in a manner consistent
with allowing permissible federal mining to
continue. See Granite Rock, 480 U.S. at 586.
In contrast to Senate Bill 3, the federal
regulations governing mining on public lands
cited by the majority are good examples of
standards based environmental regulation. Maj.
at 22. Each identifies environmental standards to
be achieved, rather than particular uses to be
prohibited. See, e.g., 36 C.F.R. § 228.8 (identifying
federal and state air, water, and solid waste
standards that must be complied with and
requiring operators to "take all practicable
measures to maintain and protect fisheries and
wildlife habitat which may be affected by the
6 As the majority notes, purpose is certainly relevant to our
preemption analysis. See Maj. at 32 n.9. But nothing in our cases
suggests that a genuine purpose can innoculate a law that
substantively intrudes on a field preempted by Congress. The
majority's emphasis on purpose proves too little.
69a
operations" (emphasis added)); 43 C.F.R. § 3809.3
(requiring operators to follow "a higher standard"
under state law if one has been enacted (emphasis
added)); 43 C.F.R. § 3809.420(b) (identifying
federal and state air, water, and solid waste
standards that must be complied with and
requiring operators to "take such action as may be
needed to prevent adverse impacts to threatened
or endangered species, and their habitat which
may be affected by operations" (emphasis added)).
Simply, the environmental purpose behind
Senate Bill 3 does not identify an environmental
standard. Indeed, nothing in the law's text (or the
record in this case) indicates that motorized
mining—in any form or at any scale—necessarily
causes harm to indigenous anadromous salmonids
or Pacific lamprey. On its face, Senate Bill 3
would prohibit a motorized mining operation
irrespective of the miner's compliance with all
state and federal environmental standards,
including the federal Endangered Species Act,
National Environmental Policy Act, and Clean
Water Act. This remains true, even if federal (or
state) environmental review determines that the
net effect of a motorized-mining operation is
positive for anadromous salmonids and Pacific
lamprey. Senate Bill 3 simply mandates that—
irrespective of the actual environmental impact—
motorized mining is a prohibited use of land in
the identified zones. Congress has preempted this
type of intrusion into the field of federal land use
planning.
70a
4.
Lastly, the majority persistently makes the
bare assertion that federal law does not preempt
Senate Bill 3, because it is "tailored to" its
environmental purpose. See Maj. at 27 (asserting
(without elaboration) that the law is "tailored to
achieve its environmental purpose without
unduly interfering with mining operations"); Maj.
at 35 (concluding that Senate Bill 3 "is tailored" to
its environmental purpose). The majority cites no
legal authority (and I am aware of none) for the
proposition that federal preemption analysis
includes an assessment of the fit between the
substance of a state law and its stated purpose.
Further, the majority fails to explain how it
reaches its reasonably tailored conclusion. As to
the merits of the majority's conclusion that the
law is reasonably tailored, I have my doubts.
First, the parties have not argued the issue one
way or the other.
Second, the tailoring issue necessarily turns
on facts that are disputed or not in evidence,
including the extent to which motorized mining
negatively impacts fish habitat and whether there
are some means of motorized mining that would
not adversely impact fish habitat. A tailoring
analysis would involve actually assessing the
degree to which a law advances its stated purpose
(i.e. the state's interest). Cf., e.g., Italian Colors
Rest. v. Becerra, 878 F.3d 1165, 1178 (9th Cir.
2018) (discussing narrow tailoring as an analysis
71a
focused on the degree of fit between ends and
means). Yet, the majority appears to use the laws'
stated purpose as the premise for its reasonable
tailoring conclusion. Good intentions are never
enough to establish that a law is properly
tailored. Cf. id. (striking down a commercial
speech restriction because there were alternatives
that "would restrict less speech and would more
directly advance California's asserted interest in
preventing consumer deception").
It remains unclear to me how a tailoring
analysis aids us in deciding the preemption
question. But to the extent the inquiry is
relevant, the obvious and less restrictive
regulation here would be to simply require that
mining activity in essential habitat areas be
conducted in a manner that does not adversely
affect fish habitat—thus prohibiting nonmotorized mining adverse to fish populations and
permitting motorized mining that can be
conducted consistent with requirement to
preserve essential habitat.
B.
Federal law not only preempts Senate Bill 3 on
its face, but the miners also identified disputed
issues of material fact precluding summary
judgment on their Granite Rock as-applied
preemption challenge. Contrary to the majority's
suggestion, Maj. at 50, the law recognizes asapplied preemption challenges that turn on the
effect in operation of the allegedly preempted
72a
state law. Gade v. Nat'l Solid Wastes Mgmt.
Ass'n, 505 U.S. 88, 105, 112 S. Ct. 2374, 120 L.
Ed. 2d 73 (1992) ("Although 'part of the preempted field is defined by reference to the
purpose of the state law in question, . . . another
part of the field is defined by the state law's
actual effect.'" (alterations in original) (quoting
English v. Gen. Elec. Co., 496 U.S. 72, 84, 110 S.
Ct. 2270, 110 L. Ed. 2d 65 (1990))); id. ("In
assessing the impact of a state law on the federal
scheme, we have refused to rely solely on the
legislature's professed purpose and have looked as
well to the effects of the law.").7
Granite Rock expressly recognized this
possibility in the context of state environmental
regulation versus land use planning. 480 U.S. at
7 Many other cases recognize as-applied preemption
challenges. See, e.g., Gobeille v. Liberty Mut. Ins. Co., 136 S.
Ct. 936, 943-45, 194 L. Ed. 2d 20 (2016) (identifying factual
issues like the "'acute, albeit indirect, economic effects' of [a]
state law" as one mechanism for showing a state law is
preempted by ERISA (citation omitted)); Adrian & Blissfield
R.R. Co. v. Vill. of Blissfield, 550 F.3d 533, 540 (6th Cir. 2008)
(identifying circumstances for proving a law is "preempted as
applied" and "requir[ing] a factual assessment" (emphasis in
original, internal quotation marks and citations omitted));
New Orleans & Gulf Coast Ry. Co. v. Barrois, 533 F.3d 321,
332 (5th Cir. 2008) (same). Compare Puente Arizona v.
Arpaio, 821 F.3d 1098, 1110 (9th Cir. 2016) (remanding a case
for consideration of the as-applied preemption challenge),
with Puente Arizona v. Arpaio, No. CV-14-01356-PHX-DGC,
2016 U.S. Dist. LEXIS 162990, 2016 WL 6873294, at *7-13
(D. Ariz. Nov. 22, 2016) (conducting an as-applied preemption
analysis and concluding that the law was field preempted as
applied to a narrow set of prohibited conduct).
73a
587. As the court noted, "[t]he line between
environmental regulation and land use planning
will not always be bright; for example, one may
hypothesize a state environmental regulation so
severe that a particular land use would become
commercially impracticable." Id. The Court went
on to endorse "reasonable state environmental
regulation" as not preempted by federal law. Id.
at 589. Whether dicta or holding, these
statements by the Supreme Court reach the
correct conclusion. Because Congress has
occupied the field of land use planning, federal
law preempts any environmental regulation that
(when applied to federal land) has the effect of
prohibiting (for all practical purposes) a
particular land use in the regulated zone. To hold
otherwise would allow an end-run around federal
preemption.
Here, the miners contend that mining without
motors is (if not impossible) entirely impracticable
within the in-stream zones governed by Senate
Bill 3. Thus, they argue the law has the effect of
prohibiting mining within the regulated area. At
oral argument, the State essentially conceded this
fact. United States Court of Appeals for the Ninth
Circuit, 16-35262 Joshua Bohmker v. State of
Oregon, YouTube (Mar. 8, 2018),
https://youtu.be/IrC_pz9CNh4 , at 21:09 to 21:15,
24:00 to 25:00 (acknowledging that Senate Bill 3
effectively prohibits mining in the in-stream
areas governed by the law). Thus, the miners
argue that entry of summary judgment is
inappropriate.
74a
The majority suggests that the miners waived
this challenge because they "do not argue that
Senate Bill 3 is preempted simply because it may
render some of their mining claims commercially
impracticable." Maj. at 27-28. Come on. That
cannot be the basis for our decision. The record
amply establishes that the miners have
consistently raised both a facial and as-applied
challenge to Senate Bill 3 before the district court
and on appeal. Excerpts of R. at 102, 106-07, 118,
121, 124, 130, 135, 143, 150 (identifying
declaration testimony by the miners regarding
the impact of the law on practicability of mining
in the zones governed by Senate Bill 3 that was
provided to the district court in opposition to
summary judgment); Excerpts of R. at 21-23
(identifying the district court's rejection of the
miners' Granite Rock commercial impracticability
standard); Appellants' Opening Br. at 45-48
(identifying Granite Rock commercial
impracticability standard and asserting the
Oregon law is not a reasonable environmental
regulation); Appellants' Opening Br. at 52-57
(identifying the record evidence establishing
disputed issues of material fact regarding the
impact of the Oregon law on the practicability of
mining in the regulated zones); United States
Court of Appeals for the Ninth Circuit, 16-35262
Joshua Bohmker v. State of Oregon, YouTube
(Mar. 8, 2018), https://youtu.be/IrC_pz9CNh4, at
8:30 to 17:30 (identifying the argument by the
miners' counsel that the practicability of mining
is an alternative basis for the court to conclude
75a
under Granite Rock that federal law preempts
Senate Bill 3).8
The majority next rejects the merits of an asapplied theory of preemption, asserting that
considerations of commercial practicability would
endanger every environmental regulation. Not so.
We are presented with a narrow but important
issue of preemption. Even if federal law preempts
Oregon's attempt to apply Senate Bill 3 to federal
lands, the miners must still comply with all
environmental laws and standards imposed
expressly by federal statutes and regulations. The
Granite Rock practicability exception does not
apply to federal regulation. Cf., e.g., Clouser v.
Espy, 42 F.3d 1522, 1530 (9th Cir. 1994)
(affirming forest service access regulation that
diminished value of mining claims). Moreover,
Oregon remains free to coordinate its land use
8 The majority doubles down on its erroneous conclusion
that the miners have waived an as-applied challenge to
Senate Bill 3. In support of its conclusion, the majority cites
a single line in the miners' reply stating that "[t]his appeal
is not about profitability, but about prohibition." Maj. at 28
n.6 (citing Reply Br. at 41). Nothing in the quoted language
forecloses the argument that Senate Bill 3 effectively
functions as a prohibition in the regulated zones. Waiver
requires an "intentional relinquishment of a known right."
E.g., Oelbermann v. Toyo Kisen Kabushiki Kaisha, 3 F.2d 5,
5 (9th Cir. 1925) (citation omitted). The miners have
consistently argued that Senate Bill 3 makes it effectively
impossible to remove minerals from their claims. In
concluding that the issue is waived, the majority simply
ignores the substantial briefing and argument cited above.
76a
plans with the relevant federal agencies in
seeking an outright federal prohibition on mining
within essential habitat on federal lands. Oregon
may also amend its statute to incorporate an
environmental standard to require mining
activity in essential habitat be conducted in a
manner that avoids damage to fish habitat. In
short, a win for the miners is not likely to lead to
environmental disaster as the majority portends.
Second, commercial practicability is a
judicially manageable standard. "[V]irtually every
environmental regulation" is not at risk. See Maj.
at 28-29. Contrary to the majority's assertion,
nothing in Granite Rock suggests a case-by-case,
miner-by-miner assessment of commercial
practicability. Rather, Granite Rock suggests an
approach focused on the overall effect of the state
regulation on mining practicability. See Granite
Rock, 480 U.S. at 586-89.
The exception applies only where the
regulation's effect is "so severe" that it renders
mining on the regulated lands "commercially
impracticable" as a general matter. The finances
or circumstances of individual miners are not
relevant to the analysis. A court simply examines
the effect of the regulation on the scope of
commercial mining operations that could
permissibly be employed in the absence of the
regulation. Where a state environmental
regulation eliminates all previously permissible
means of commercial mining on federal land, it
runs afoul of the Granite Rock exception. If viable
77a
means of commercial mining remain available in
most (if not all) tracts of land governed by the
regulation, it falls within the general rule that
"reasonable state environmental regulation is not
pre-empted . . . ." Id. at 589.
Here, the miners identified sufficient factual
support for the proposition that Senate Bill 3
renders mining commercially impracticable
within the areas regulated by the statute. I
cannot agree with the majority's assertion that
Senate Bill 3 is not a de facto ban on mining
because it allows non-motorized mining (i.e.
panning for gold by hand). This would be similar
to saying to a man that he is not prohibited from
building a house on his property, he is only
prohibited from using any power tools, trucks, or
other motorized equipment in doing so. In an
imaginary world, it is certainly still possible that
over the course of his life he could dig the
foundation, mix the concrete, haul the lumber,
and construct a house eventually. Nonetheless,
such a law would render the man's right to build
a house a nullity. If the miners proved
impracticability on remand, I would conclude that
the Oregon law is a de facto land use regulation
preempted by federal law.
III.
In short, there are two alternative grounds to
reverse the district court. First, the miners are
entitled to summary judgment because federal
law preempts Oregon's impermissible attempt to
78a
regulate particular uses of federal land under
Senate Bill 3. Alternatively, I would recognize the
as-applied theory for establishing preemption
outlined in Granite Rock. Federal law preempts
environmental regulation that is so severe that it
operates as a de facto land use plan by rendering
a particular use of the regulated land utterly
impracticable. The miners put on sufficient
evidence to establish at least a genuine issue for
trial on this theory. Accordingly, I respectfully
dissent from the majority's decision to affirm
summary judgment in favor of the State of
Oregon.
79a
UNITED STATES COURT OF APPEALS FOR
THE NINTH CIRCUIT
October 3, 2018, Filed
No. 16-35262
JOSHUA CALEB BOHMKER; LARRY COON;
WALTER R. EVENS; GALICE MINING
DISTRICT; JASON GILL; MICHAEL HUNTER;
MICHAEL P. LOVETT; JOEL GROTHE;
MILLENNIUM DIGGERS; WILLAMETTE
VALLEY MINERS; DON VAN ORMAN; J.O.G.
MINING LLC,
Plaintiffs-Appellants,
v.
STATE OF OREGON; ELLEN ROSENBLUM, in
her official capacity as the Attorney General of
the State of Oregon; MARY ABRAMS, in her
official capacity as the Director of the Oregon
Department of State Lands,
Defendants-Appellees,
ROGUE RIVERKEEPER; PACIFIC COAST
FEDERATION OF FISHERMAN'S
ASSOCIATIONS; INSTITUTE FOR FISHERIES
RESOURCES; OREGON COAST ALLIANCE;
CASCADIA WILDLANDS; NATIVE FISH
SOCIETY; CENTER FOR BIOLOGICAL
DIVERSITY,
Intervenor-Defendants-Appellees.
Judges: Before: FISHER, N.R. SMITH and
HURWITZ, Circuit Judges.
80a
ORDER
The court sua sponte grants appellants leave to
file a late petition for rehearing en banc. The
petition (Dkt. 91) has been filed.
The motion to strike the petition, filed October 3,
2018 (Dkt. 94), is denied as moot.
81a
UNITED STATES COURT OF APPEALS FOR
THE NINTH CIRCUIT
October 25, 2018, Filed
No. 16-35262
JOSHUA CALEB BOHMKER; LARRY COON;
WALTER R. EVENS; GALICE MINING
DISTRICT; JASON GILL; MICHAEL HUNTER;
MICHAEL P. LOVETT; JOEL GROTHE;
MILLENNIUM DIGGERS; WILLAMETTE
VALLEY MINERS; DON VAN ORMAN; J.O.G.
MINING LLC,
Plaintiffs-Appellants,
v.
STATE OF OREGON; ELLEN ROSENBLUM, in
her official capacity as the Attorney General of
the State of Oregon; MARY ABRAMS, in her
official capacity as the Director of the Oregon
Department of State Lands,
Defendants-Appellees,
ROGUE RIVERKEEPER; PACIFIC COAST
FEDERATION OF FISHERMAN'S
ASSOCIATIONS; INSTITUTE FOR FISHERIES
RESOURCES; OREGON COAST ALLIANCE;
CASCADIA WILDLANDS; NATIVE FISH
SOCIETY; CENTER FOR BIOLOGICAL
DIVERSITY,
Intervenor-Defendants-Appellees.
82a
Judges: Before: FISHER, N.R. SMITH and
HURWITZ, Circuit Judges.
Order
Judge Hurwitz has voted to deny the petition for
rehearing en banc, and Judge Fisher has so
recommended. Judge N.R. Smith has
recommended granting the petition for rehearing
en banc.
The full court has been advised of the petition for
rehearing en banc and no judge has requested a
vote on whether to rehear the matter en banc.
Fed. R. App. P. 35.
Appellants' petition for rehearing en banc, filed
September 27, 2018 (Dkt. 91), is denied.
83a
UNITED STATES DISTRICT COURT FOR THE
DISTRICT OF OREGON, MEDFORD DIVISION
March 25, 2016, Decided; March 25, 2016, Filed
Case No. 1:15-cv-01975-CL
JOSHUA CALEB BOHMKER, et al,
Plaintiffs,
v.
STATE OF OREGON, et al,
Defendants,
ROGUE RIVERKEEPER, et al,
Intervenor-defendants.
Judge: MARK D. CLARKE, United States
Magistrate Judge.
ORDER
CLARKE, Magistrate Judge
This case comes before the Court on the
parties' cross-motions for summary judgment
(#18, #52). Plaintiffs are individual miners,
mining groups and associations, and businesses
related to the mining industry. Collectively, they
bring this cause of action against the defendants,
the State of Oregon, Ellen Rosenblum in her
official capacity as the Attorney General of the
State of Oregon, and Mary Abrams in her official
84a
capacity as the Director of the Oregon
Department of State Lands, claiming that Oregon
Senate Bill 838 (SB 838) is preempted by federal
law. SB 838, with some exceptions, temporarily
prohibits instream mining that uses any form of
motorized equipment within certain limited areas
including the beds or banks of the waters of the
state containing essential indigenous anadromous
salmonid habitat ("ESH"). Plaintiffs request
declaratory relief to prevent enforcement of SB
838, which went into effect on January 2, 2016.
Intervenor defendants are groups and
associations that support SB 838, and they oppose
the plaintiffs' motion. For the reasons below,
plaintiffs' motion (#18) is DENIED and
defendants' motion (#52) is GRANTED.
LEGAL STANDARD
Summary judgment shall be granted when the
record shows that there is no genuine dispute as
to any material of fact and that the moving party
is entitled to judgment as a matter of law. Fed. R.
Civ. P. 56(a); Anderson v. Liberty Lobby, Inc., 477
U.S. 242, 247, 106 S. Ct. 2505, 91 L. Ed. 2d 202
(1986). The moving party has the initial burden of
showing that no genuine issue of material fact
exists. Celotex Corp. v. Catrett, 477 U.S. 317, 323,
106 S. Ct. 2548, 91 L. Ed. 2d 265 (1986);
Devereaux v. Abbey, 263 F.3d 1070, 1076 (9th
Cir. 2001) (en banc). The court cannot weigh the
evidence or determine the truth but may only
determine whether there is a genuine issue of
fact. Playboy Enters., Inc. v. Welles, 279 F.3d 796,
85a
800 (9th Cir. 2002). An issue of fact is genuine "if
the evidence is such that a reasonable jury could
return a verdict for the nonmoving party."
Anderson, 477 U.S. at 248.
When a properly supported motion for
summary judgment is made, the burden shifts to
the opposing party to set forth specific facts
showing that there is a genuine issue for trial. Id.
at 250. Conclusory allegations, unsupported by
factual material, are insufficient to defeat a
motion for summary judgment. Taylor v. List, 880
F.2d 1040, 1045 (9th Cir. 1989). Instead, the
opposing party must, by affidavit or as otherwise
provided by Rule 56, designate specific facts
which show there is a genuine issue for trial.
Devereaux, 263 F.3d at 1076. In assessing
whether a party has met its burden, the court
views the evidence in the light most favorable to
the non-moving party. Allen v. City of Los
Angeles, 66 F.3d 1052, 1056 (9th Cir. 1995).
INTRODUCTION
The tradition of small scale prospecting and
mining has a rich heritage in this country, dating
back to the early days of the American frontier.
Early miners developed their own rules and
customs, which evolved in the local miners'
meetings, and "were used to govern mining camps
before any official government existed at these
remote locations." United States v. Shumway, 199
F.3d 1093, 1097 (9th Cir. 1999). Mining has been
particularly important to the history and
86a
economic development of southwest Oregon. Even
though most of the gold in the [California gold
rush of 1849] and other western gold rushes was
found on federal land, the federal government
adopted a mining law scheme late, long after the
customs of ownership by discovery and extraction
had been established. Id. at 1098. Plaintiffs,
miners and mining associations, who are
passionate about both the history and the future
of their industry, properly point to significant
mining rights granted them by Congress in the
Mining Act of 1872, which provides that "all
valuable mineral deposits in lands belonging to
the United States, both surveyed and unsurveyed,
shall be free and open to exploration and
purchase." 30 U.S.C. § 22.
However, the Mining Act must be viewed in
the context of the extensive federal and state
regulations that have been enacted since 1872 to
govern mining and competing interests on federal
land, such as the Multiple Use Act, 30 U.S.C. §
611-612, and the Mining and Minerals Policy Act,
30 U.S.C. § 21a. The Court understands that
plaintiffs are frustrated by the complexities of the
mining regulations, and it is far from clear from
the record before the Court whether most of them
have in fact complied with federal law.
On the other side of this dispute are the
groups and individual citizens who are
understandably increasingly concerned about the
impact that mining activities have on the natural
environment. These concerns have their place in
87a
the law as well, as reflected by the federal and
state regulatory schemes that have developed to
manage and protect land, surface resources,
waterways, and animal habitats. See, e.g., Clean
Air Act, 42 U.S.C. §§ 7401 et seq.; Clean Water
Act, 33 U.S.C. §§ 1251 et seq.; Nat. Environ,
Policy Act, 42 U.S.C. §§ 4321 et seq.; Oregon Air
Toxics Program, Oregon Admin. Rules 340-2460010 et seq.
Both of these groups have important, but
conflicting interests. Federal and state laws
attempt to balance these conflicting interests, and
the task is made more challenging by the
interaction between different, complicated
regulatory schemes. The basic question in this
case, however, is simple: Can a state temporarily
ban all motorized forms of instream mining in
certain areas, out of concern for the environment,
or is such a law preempted by the federal
regulations that apply?
SUMMARY
Plaintiffs have standing and this dispute is
ripe for adjudication by this court. SB 838 is a
temporary ban on instream motorized mining. It
does not preclude all forms of mining. The Court
finds, consistent with the extensive regulations
cited above and case law including California
Coastal Comm'n v. Granite Rock Co., 480 U.S.
572, 107 S. Ct. 1419, 94 L. Ed. 2d 577 (1987), and
Pringle v. Oregon, No. 2:13-CV-00309-SU, 2013
U.S. Dist. LEXIS 185435, 2014 WL 795328 (D.
88a
Or. Feb. 25, 2014), it is a valid state
environmental regulation that is not preempted
by federal law.
STATUTORY LANGUAGE OF SENATE BILL
838
On August 14, 2013, Oregon Governor John
Kitzhaber signed into law Senate Bill 838. The
legislative findings of the bill state:
1. Prospecting, small scale mining and
recreational mining are part of the unique
heritage of the State of Oregon.
2. Prospecting, small scale mining and
recreational mining provide economic benefits
to the State of Oregon and local communities
and support tourism, small businesses and
recreational opportunities, all of which are
economic drivers in Oregon's rural
communities.
3. Exploration of potential mine sites is
necessary to discover the minerals that
underlie the surface and inherently involves
natural resource disturbance.
4. Mining that uses motorized equipment in
the beds and banks of the rivers of Oregon can
pose significant risks to Oregon's natural
resources, including fish and other wildlife,
riparian areas, water quality, the investments
89a
of this state in habitat enhancement and areas
of cultural significance to Indian tribes.
5. Between 2007 and 2013, mining that uses
motorized equipment in the beds and banks of
the rivers of Oregon increased significantly,
raising concerns about the cumulative
environmental impacts.
6. The regulatory system related to mining
that uses motorized equipment in the beds and
banks of the rivers of Oregon should be
efficient and structured to best protect
environmental values.
Oregon Senate Bill 838 § 1(1-6) (2013). Therefore,
the first sentence of SB 838 provides:
A moratorium is imposed until January 2,
2021, on mining that uses any form of
motorized equipment for the purpose of
extracting gold, silver or any precious metal
from placer deposits of the beds or banks of
waters of this state, as defined in ORS
196.800, or from other placer deposits, that
results in the removal or disturbance of
streamside vegetation that may impact water
quality.
Id. at § 2(1). "Waters of this state" is defined in
ORS 196.800 to include essentially all water
bodies in the State. "Beds or banks" are not
defined by statute, but the rules of the Division of
State Lands provide:
90a
"Beds or Banks" means the physical container
of the waters of this state, bounded on
freshwater bodies by the ordinary high water
line or bankfull stage, and in tidal bays and
estuaries by the limits of the highest
measured tide. The "bed" is typically the
horizontal section and includes non-vegetated
gravel bars. The 'bank' is typically the vertical
portion.
The second sentence of SB 838 provides
additional parameters for the moratorium:
The moratorium applies up to the line of
ordinary high water, as defined in ORS
274.005, and 100 yards upland perpendicular
to the line of ordinary high water that is
located above the lowest extent of the
spawning habitat in any river and tributary
thereof in this state containing essential
indigenous anadromous salmon habitat, as
defined in ORS 196.810, or naturally
reproducing populations of bull trout, except in
areas that do not support populations of
anadromous salmonids or naturally
reproducing populations of bull trout due to a
naturally occurring or lawfully placed physical
barrier to fish passage.
SB 838 at § 2(1). "'Essential indigenous
anadromous salmonid habitat' means the habitat
that is necessary to prevent the depletion of
indigenous anadromous salmonid species during
91a
their life history stages of spawning and rearing,"
ORS 196.810(1)(g)(B).
SB 838 also provides for permits to be issued
for motorized mining outside of the prohibited
areas:
In areas where the moratorium does not apply
as described in subsection (1) of this section,
the Department of State Lands shall limit the
individual permits issued under ORS 196.810
and the general authorizations issued under
ORS 196.850 to not more than 850 permits
and authorizations for mining described in
this section at any time during the
moratorium period. The Department of State
Lands shall give priority, to the greatest
extent practicable, to persons who held
permits or authorizations for the longest
period of time before January 1, 2014.
SB 838 § 2(3).1
1 Section 2(2) of SB 838 provides, "The moratorium does not
apply to any mining for which the State Department of
Geology and Mineral Industries issues an operating permit
under ORS 517.702 to 517.989. This regulatory scheme
governs surface mining, defined to include "the process of
mining minerals by the removal of overburden and the
extraction of natural mineral deposits thereby exposed by
any method by which more than 5,000 cubic yards of
minerals are extracted or by which at least one acre of land
is affected within a period of 12 consecutive calendar
months". ORS 517.750(15). None of the plaintiffs have
mining operations of this scale, and the permitting scheme
92a
DISCUSSION
I. Plaintiffs have standing, and the case is ripe
for adjudication.
"The Article III case or controversy
requirement limits federal courts' subject matter
jurisdiction by requiring, inter alia, that plaintiffs
have standing and that claims be 'ripe' for
adjudication." Chandler v. State Farm Mut. Auto.
Ins. Co., 598 F.3d 1115, 1121 (9th Cir. 2010).
"Standing addresses whether the plaintiff is the
proper party to bring the matter to the court for
adjudication. . . [whereas] ripeness is a means by
which federal courts may dispose of matters that
are premature for review because the plaintiff's
purported injury is too speculative and may never
occur." Id. at 1122. In addition to the Article III
standing and ripeness requirements, federal
courts have also imposed additional prudential
standing and ripeness requirements that further
limit the scope of cases federal courts will
entertain. See City of Los Angeles v. County of
Kern, 581 F.3d 841, 845 (9th Cir. 2009).
Standing requires three elements: (1) injury in
fact, (2) the injury has to be fairly traceable to the
challenged action of the defendant, and not the
result of the independent action of some third
party not before the court, and (3) it must be
is not at issue in this litigation.
93a
likely, as opposed to merely speculative, that the
injury will be redressed by a favorable decision.
Id. at 560-561 (internal citations omitted). The
court "need only find that one petitioner has
standing to allow a case to proceed." Pub. Citizen
v. Dep't of Transp., 316 F.3d 1002, 1014-15 (9th
Cir. 2003) rev'd on other grounds, 541 U.S. 752,
124 S. Ct. 2204, 159 L. Ed. 2d 60 (2004); see also
Watt v. Energy Action Educ. Found., 454 U.S.
151, 160, 102 S. Ct. 205, 70 L. Ed. 2d 309 (1981)
("Because we find [one plaintiff ] has standing, we
do not consider the standing of the other
plaintiffs"); Chief Probation Officers v. Shalala,
118 F.3d 1327, 1331 (9th Cir.1997) (White,
Justice, by designation) (evaluation of the
standing of a second plaintiff is "unnecessary to
resolution of the case").
Defendants assert that the federal
environmental and mining regulations prevent
the plaintiffs' mining activities unless the
plaintiffs have received approval from either the
Forest Service or the BLM, depending on the
location of their mining claim. Defendants assert
that plaintiffs have not proven that they have
received this approval, therefore their alleged
injuries are not fairly traceable to SB 838, nor can
they be redressed by this court. The Court
disagrees.
SB 838 prevents all motorized methods of
mining:
94a
A moratorium is imposed until January 2,
2021, on mining that uses any form of
motorized equipment for the purpose of
extracting gold, silver or any precious metal
from placer deposits of the beds or banks of
waters of this state, as defined in ORS
196.800, or from other placer deposits, that
results in the removal or disturbance of
streamside vegetation that may impact water
quality.
By contrast, the federal regulations give the
Forest Service and the BLM authority to
determine on a site-specific basis whether or not a
person's particular motorized mining operation is
allowed. E.g. 36 C.F.R. § 228.4(a)(1)(v). For
example, under Forest Service regulations, even
when a person submits a notice of intent to
operate, the regulations simply require the
District Ranger to notify the operator within 15
days if approval of a plan of operations is required
before operations begin. 36 C.F.R.
§ 228.4(a)(1)(vii)(2). If the operator is not
contacted, he or she is free to operate without
such a plan.
Regulations with such an informal and flexible
approval process are very unlikely to completely
overlap with a moratorium like SB 838. While
defendants would like this Court to find that
federal law prevents all of the plaintiffs' mining
operations, certainly a set of circumstances must
exist in which an individual mining operation
95a
would be allowed under federal law and
disallowed under SB 838.
In this case, Plaintiff Jason Gill has asserted
facts that give him standing to bring this claim.
His declaration states that he owns "the
'Governor Davis' claim, federally registered as
ORMC161726, taking in approximately 2,000 feet
of Josephine Creek, and the 'Luck' claim,
federally registered as ORMC166648, taking in
approximately 3,000 feet of Sucker Creek." Dkt.
#25, 2. Gill declares that he has "an approved
Plan of Operation, granted by Siskiyou National
Forest, permitting me to use a motorized
excavator and trammel for mining operations on
the Governor Davis claim." Id. He claims that he
has been mining a bench deposit within 50 to 100
feet of Josephine Creek and recovering significant
quantities of gold. Id. SB 838 will make his
operations within 100 feet of the high water mark
of the Creek illegal. Id.
The Court finds the declaration of Jason Gill
sufficient to show an alleged injury, fairly
traceable to SB 838, which will be redressed by
this Court if it finds that SB 838 is preempted by
federal law, as claimed by the plaintiffs. Because
the Court finds that one plaintiff has standing, it
need not consider the standing of the other
plaintiffs. See Watt, 454 U.S. at 160.
This case is ripe for review because the SB 838
moratorium has gone into effect, and plaintiffs
like Jason Gill claim that it is currently affecting
96a
their mining operations. Similarly, the prudential
concerns weigh in favor of the Court exercising
jurisdiction over this case to settle the issue of
whether or not the state moratorium on
motorized instream mining is preempted by
federal law because the issue is likely to continue
to arise as SB 838 is enforced by state officials.
II. Senate Bill 838 is not preempted by federal
law.
There are three circumstances in which state
law is preempted by federal law: (1) express
preemption, where Congress explicitly defines the
extent to which its enactments preempt state law;
(2) field preemption, where state law attempts to
regulate conduct in a field that Congress intended
the federal law exclusively to occupy; and (3)
conflict preemption, where it is impossible to
comply with both state and federal requirements,
or where state law stands as an obstacle to the
accomplishment and execution of the full purpose
and objectives of Congress. Indus. Truck Ass'n v.
Henry, 125 F.3d 1305, 1309 (9th Cir.1997)
(internal citations omitted).
a. Federal law has not expressly preempted,
nor has it occupied the field to preempt, nor
do such laws conflict with a state's
reasonable environmental regulations,
even if the state law restricts mining
operations on federal land.
97a
To argue preemption, Plaintiffs rely in large
part on the Mining Act of 1872. It provides:
[A]ll valuable mineral deposits in lands
belonging to the United States, both surveyed
and unsurveyed, shall be free and open to
exploration and purchase, and the lands in
which they are found to occupation and
purchase, by citizens of the United States . . ..
30 U.S.C. § 22. The Mining Act, as originally
passed in 1872, "expressed no legislative intent on
the as-yet rarely contemplated subject of
environmental regulation." California Coastal
Comm'n v. Granite Rock Co., 480 U.S. 572, 582,
107 S. Ct. 1419, 94 L. Ed. 2d 577 (1987) ("Granite
Rock").
In 1955, Congress passed the Multiple Use
Act, which created a "right of the United States to
manage and dispose of the vegetative surface
resources [of post-1955 mining claims] . . . and to
manage other surface resources thereof." 30
U.S.C. § 612(b). The statute provided that such
management was "not to endanger or materially
interfere with prospecting, mining, or processing
operations or uses reasonably incident thereto."
Id. The statute also provides that "nothing in this
subchapter. . . shall be construed as affecting or
intended to affect or in any way interfere with or
modify the laws of the States. . . relating to the
ownership, control, appropriation, use, and
distribution of ground or surface waters within
any unpatented mining claim." Id.
98a
The United States Supreme Court has held
that federal mining laws and environmental
regulations do not preempt reasonable state
environmental laws that restrict mining activities
on federal land. California Coastal Comm'n v.
Granite Rock Co., 480 U.S. 572, 107 S. Ct. 1419,
94 L. Ed. 2d 577 (1987) ("Granite Rock"). In
Granite Rock, the state law at issue was a
permitting regulation that required a mining
company, which had already submitted an
approved 5-year plan of operations to the Forest
Service, to secure a permit from the California
Coastal Commission before undertaking any
development, including mining. Id. at 577. The
mining company immediately filed an action
alleging that the permit requirement was
preempted by federal regulations. The Court held
the Mining Act of 1872 and other federal Forest
Service mining regulations did not intend to
preempt the imposition of reasonable state
environmental regulations on mining claims. Id.
at 583. Moreover, the Court found that the
regulations "expressly contemplate coincident
compliance with state law as well as with federal
law." Id. at 584.
Support for the conclusion that states have the
right to enact environmental regulations can be
found in other applicable federal regulations as
well. The Clean Water Act expressly recognizes
and preserves state authority to regulate water
pollution: "It is the policy of the Congress to
recognize, preserve, and protect the primary
99a
responsibilities and rights of States to prevent,
reduce, and eliminate pollution . . .." 33 U.S.C. §
1251(b). The Clean Water Act also recognizes
state authority to adopt pollution controls over
and above those required by the Act:
Except as expressly provided in this chapter,
nothing in this chapter shall (1) preclude or
deny the right of any State. . .to adopt or
enforce (A) any standard or limitation
respecting discharges of pollutants, or (B) any
requirement respecting control or abatement
of pollution; except that if an effluent
limitation, or other limitation. . .is in effect
under this chapter, such State. . .may not
adopt or enforce any effluent limitation, or
other limitation . . . which is less stringent
than the effluent limitation. . . under this
chapter; or (2) be construed as impairing or in
any manner affecting any right or jurisdiction
of the States with respect to the waters
(including boundary waters) of such States.
33 U.S.C. § 1370 (emphasis added).
In this case, as discussed in the next section, SB
838 is a reasonable environmental regulation that
seeks to prevent pollution of the state's
waterways. As decided by the Court in Granite
Rock, federal mining laws and environmental
regulations do not preempt this type of state law.
100a
b. Senate Bill 838 is a reasonable
environmental regulation, not a land use
law.
Plaintiffs contend that Granite Rock held that
federal law would preempt a state land use law
that extended on to federal land to prohibit
otherwise lawful mining activity. Indeed, the
Court, in dicta, did speculate on a hypothetical
situation in which a state law would be
preempted by federal regulations:
For purposes of this discussion and without
deciding this issue, we may assume that the
combination of the NFMA2 and the FLPMA
pre-empts the extension of state land use
plans onto unpatented mining claims in
national forest lands.
Id. at 585. However, the Court found that land
use planning and environmental regulation, while
theoretically could overlap in some cases, are
distinct activities, capable of differentiation. Id. at
588. "Land use planning in essence chooses
particular uses for the land; environmental
2 Under the Federal Land Policy Management Act of 1976
(FLPMA), the Department of the Interior's Bureau of
Land Management is responsible for managing the
mineral resources on federal forest lands, 43 U.S.C. §
1701 et seq., and under the National Forest Management
Act (NFMA), the Forest Service under the Secretary of
Agriculture is responsible for the management of the
surface impacts of mining on federal forest lands, 16
U.S.C. §§ 1600 et seq.
101a
regulation, at its core, does not mandate
particular uses of the land but requires only that,
however the land is used, damage to the
environment is kept within prescribed limits." Id.
Because the Court found that the stated purpose
of the California permitting scheme was to
regulate environmental effects, not regulate land
use, the Court did not reach a decision on the
merits of federal land use preemption. Id.
Similarly, the stated purpose of SB 838 is to
regulate the environmental impacts of the
prohibited activity — in this case, motorized
instream mining. Specifically, the Oregon
legislature made findings that: (1) motorized
methods of mining "pose significant risks to
Oregon's natural resources, including fish and
other wildlife, riparian areas, water quality, the
investments of this state in habitat enhancement
and areas of cultural significance to Indian
tribes," and (2) the incidence of motorized
instream mining increased significantly between
2007 and 2013, "raising concerns about the
cumulative environmental impacts." Oregon Sen.
Bill 838 § 1(4-5) (2013).
Like the permitting scheme in Granite Rock,
SB 838 does not mandate particular uses of the
land, nor does it prohibit all mining altogether. It
limits only one form of mining, and only in
specific areas. Outside of the prohibited areas, SB
838 allows for permits to be issued for motorized
instream mining. Id. at § 2(3). Even inside the
prohibited areas, motorized mining is allowed 100
102a
yards upland of the high water mark, as long as it
does not disturb vegetation to the detriment of
water quality. Id. at § 2(1-2). Therefore the Court
finds that SB 838, like the California permitting
scheme, is a reasonable environmental regulation
that is not preempted by federal regulations.
c. Senate Bill 838 is not a ban on mining.
Plaintiffs argue that, even as an
environmental regulation, SB 838 is
distinguishable from the permitting scheme in
Granite Rock because there are no conditions that
would allow them to continue motorized instream
mining. According to plaintiffs, SB 838 is a
"complete ban," and therefore, unlike Granite
Rock, it is preempted. However, a court in this
district has already addressed this issue and
found that a ban on one particular method of
mining was not equivalent to a complete ban on
mining. See Pringle v. Oregon, No. 2:13-CV00309-SU, 2013 U.S. Dist. LEXIS 185435, 2014
WL 795328 (D. Or. Feb. 25, 2014).
In Pringle, an Oregon law was amended to
remove authority from the Department of State
Lands to issue permits for suction dredge mining
within a scenic waterway. 2013 U.S. Dist. LEXIS
185435, [WL] at *2. Recreational placer mining
and recreational prospecting were still permitted
using non-motorized methods, and motorized
methods other than a suction dredge. Id. The
miner challenging the law argued that the law
"completely frustrate[d] the mining and removal
103a
of valuable minerals located in the claim sites,"
and he asserted that the claims had been
"stripped of their entire economic value and it
now costs more to maintain the claims than can
be recovered by recreational mining." The miner
argued that the law was distinguishable from the
permitting scheme in Granite Rock because the
effect was "to prohibit mining altogether." 2013
U.S. Dist. LEXIS 185435, [WL] at *8. The Oregon
District Court found that, while the Oregon law
was a ban on suction dredge mining, other
methods of recreational mining were still allowed,
including other types of motorized equipment,
non-motorized equipment, and other methods.
2013 U.S. Dist. LEXIS 185435, [WL] at *8.
Therefore, the Court held that "[b]ecause [the
law] is not a de facto ban on all mining in Oregon
scenic waterways, it does not conflict with the
General Mining Act of 1972, and therefore is not
preempted." Id.
Plaintiffs claim that this Court should not
consider the Pringle decision persuasive because
the cause of action was brought by a pro se
litigant, who did not make the arguments
necessary for the court to grant relief. The Court
disagrees. In Pringle, the plaintiff asserted that
his case was distinguishable from Granite Rock
because, he claimed, it was more like South
Dakota Mining Ass'n v. Lawrence County, 155
F.3d 1005 (8th Cir.1998) (S. D Mining). This is
the very same argument the plaintiffs make in
the case at bar.
104a
In S.D. Mining, the defendant Lawrence
County adopted an ordinance that was a per se
ban on all new or amended permits for all surface
metal mining within the area. S.D. Mining Ass'n,
155 F.3d at 1011. Because the record showed that
surface metal mining was the only way for
plaintiffs to mine mineral deposits on federal land
in the area, the Eighth Circuit Court of Appeals
found the effect of the ordinance was a de facto
ban on all mining in the area. Id. The Lawrence
County ordinance did not set out reasonable
environmental regulations governing mining
activities on federal lands, nor did it ban one
specific method of extraction, rather it resulted in
a ban on all mining. Id. As such, the Eighth
Circuit found the ordinance preempted by the
General Mining Act of 1872. Id. The Pringle court
considered this analysis before deciding that an
Oregon ban on suction dredge mining was not a
de facto ban on all mining in all waterways.
Similarly, in this case, a ban on motorized
instream mining in protected areas is not a ban
on all mining in all waterways. As discussed
above, SB 838 limits only one form of mining, and
only in specific areas. Outside of the prohibited
areas, SB 838 allows for permits to be issued for
motorized instream mining. Even inside the
prohibited areas, motorized mining is allowed 100
yards upland of the high water mark, as long as it
does not disturb vegetation to the detriment of
water quality. Thus, SB 838 is not a ban on
mining.
105a
d. Whether or not Senate Bill 838 makes
mining "commercially impracticable" does
not affect the Court's preemption analysis.
Finally, plaintiffs cite to a recent California
case in which a miner challenged a state law
banning the use of suction dredge equipment on
federal mining claims. People v. Rinehart, 230
Cal. App. 4th 419, 178 Cal. Rptr. 3d 550, (2014)
reh'g denied (Oct. 10, 2014), review granted and
opinion superseded, 182 Cal. Rptr. 3d 275, 340
P.3d 1044 (Cal. 2015). Applying language used by
the Granite Rock Court to describe the
hypothetical scenario in which state regulations
might be preempted by federal land-use statutes,
the California Court of Appeal held that a
California moratorium on suction-dredge permits
was potentially preempted by federal law if it
rendered development of a mining claim
"commercially impracticable." Id. at 436.
Plaintiffs argue that the "commercially
impracticable" standard should be imposed by
this Court as well. The Court disagrees. First, the
Supreme Court of California has vacated the
Rinehart Court of Appeal opinion pending review.
Second, the United States Government has filed
an amicus brief in that case that this Court finds
persuasive. It argues that federal preemption of a
state environmental regulation should not turn
on the cost to an individual miner:
Congress did not intend to preempt all state
laws that might raise the cost of extraction. If
106a
additional expenses are imposed by a State's
legitimate attempt to "help assure satisfaction.
. . of environmental needs," 30 U.S.C. § 21a, in
a manner that does not make all mining
impossible, that state law does not directly
conflict with the federal Mining Law. The
State's prohibition on suction dredging may
have made mining considerably more difficult
for Rinehart, and may result in Rinehart
determining that the deposit in his mining
claim "no longer justifie[s] ... the further
expenditure of his labor and means, with a
reasonable prospect of success, in developing a
valuable mine." Chrisman v. Miller, 197 U.S.
313, 322, 25 S. Ct. 468, 49 L. Ed. 770 (1905).
That result may have some bearing on
whether the deposit is locatable, but it is no
basis for finding that the State's law that it is
preempted by federal law.
Brief for the United States as Amicus Curie
Supporting Respondent, People v. Rinehart, 182
Cal. Rptr. 3d 275, 340 P.3d 1044 (August 2015)
(No. S222620) 2015 WL 5166997 at 29.
Essentially, the Government argues that even if
the state law makes it difficult or impossible for a
miner to locate the mineral deposit of a claim,
such a result is not a basis to find the law
preempted. Id.
The Court agrees that nothing in the Mining
Act or subsequent federal regulations makes the
cost or practicability of mineral extraction a factor
in whether or not a state environmental law is
107a
preempted. The Mining Act guarantees that
federal lands will remain free and open to mineral
discovery and development, but it does not
guarantee that such discovery and development
will be profitable or efficient.
CONCLUSION
The Court agrees with the plaintiffs that the
practice of mining has a long and cherished
history in the State of Oregon, and a protected
place in the law. However, the Court can find no
indication that such protection prevents the State
of Oregon from temporarily banning the use of
motorized instream equipment as a legitimate
way to protect water quality and fish habitat. The
Mining Act and other federal regulations do not
express an intent to preempt state environmental
regulations affecting mining claims on federal
land. Senate Bill 838 does not directly conflict
with federal law, nor does it stand as an obstacle
to the accomplishment and execution of the full
purposes and objectives of Congress because,
under the law, "the 'valuable mineral deposits in
lands belonging to the United States' in Oregon
remain 'free and open' to mineral exploration and
development by means other than the use of
motorized equipment.
ORDER
For the forgoing reasons, the plaintiffs' motion for
summary judgment (#18) is DENIED.
108a
Defendants' motion for summary judgment (#52)
is GRANTED.
It is so ORDERED and DATED this 25 day of
March, 2016.
/s/ Mark D. Clarke
MARK D. CLARKE
United States Magistrate Judge
109a
UNITED STATES DISTRICT COURT FOR THE
DISTRICT OF OREGON, MEDFORD DIVISION
March 29, 2016, Filed
Case No. 1:15-cv-01975-CL
JOSHUA CALEB BOHMKER, et al,
Plaintiffs,
v.
STATE OF OREGON, et al,
Defendants,
ROGUE RIVERKEEPER, et al,
Intervenor-defendants.
Judge: MARK D. CLARKE, United States
Magistrate Judge.
JUDGMENT
Judgment is entered in accordance with the
Court’s order (#67) in favor of the defendants.
DATED this 29th day of March 2016.
MARK D. CLARKE
United States Magistrate Judge
110a
The Property Clause of the U.S. Constitution
(Art. IV, § 3, cl. 2)
The Congress shall have power to dispose of and
make all needful rules and regulations respecting
the territory or other property belonging to the
United States; and nothing in this constitution
shall be so construed as to prejudice any claims of
the United States, or of any particular state.
The Supremacy Clause of the U.S. Constitution
(Art. VI, cl. 2)
This Constitution, and the Laws of the United
States which shall be made in Pursuance thereof;
and all Treaties made, or which shall be made,
under the Authority of the United States, shall be
the supreme Law of the Land; and the Judges in
every State shall be bound thereby, any Thing in
Constitution or Laws of any State to the Contrary
notwithstanding.
California Admission Act, 9 Stat. 452, ch. 50, § 3
(1850)
That the said State of California is admitted into
the Union upon the express condition that the
people of said State, through their legislature or
otherwise, shall never interfere with the primary
disposal of the public lands within its limits, and
shall pass no law and do no act whereby the title
of the United States to, and right to dispose of,
the same shall be impaired or questioned; and
111a
that they shall never lay any tax or assessment of
any description whatsoever upon the public
domain of the United States, and in no case shall
non-resident proprietors, who are citizens of the
United States, be taxed higher than residents;
and that all the navigable waters within the said
State shall be common highways, and forever
free, as well to the inhabitants of said State as to
the citizens of the United States, without any tax,
impost, or duty therefor. Provided, That nothing
herein contained shall be construed as
recognizing or rejecting the propositions tendered
by the people of California as articles of compact
in the ordinance adopted by the convention which
formed the constitution of that State.
Oregon Admission Act, 11 Stat. 383, ch. 33, § 4
(1859)
That the following propositions be, and the same
are hereby, offered to the said people of Oregon
for their free acceptance or rejection, which, if
accepted, shall be obligatory on the United States
and upon the said State of Oregon, to wit: First,
That sections numbered sixteen and thirty-six in
every township of public lands in said State, and
where either of said sections, or any part thereof,
has been sold or otherwise been disposed of, other
lands equivalent thereto, and as contiguous as
may be, shall be granted to said State for the use
of schools. Second, That seventy-two sections of
land shall be set apart and reserved for the use
and support of a State university, to be selected
by the governor of said State, subject to the
112a
approval of the Commissioner of the General
Land-Office, and to be appropriated and applied
in such manner as the legislature of said State
may prescribe for the purpose aforesaid, but for
no other purpose. Third. That ten entire sections
of land, to be selected by the governor of said
State, in legal subdivisions, shall be granted to
said State for the purpose of completing the
public buildings, or for the erection of others at
the seat of government, under the direction of the
legislature thereof. Fourth. That all salt springs
within said State, not exceeding twelve in
number, with six sections of land adjoining, or as
contiguous as may be to each, shall be granted to
said State for its use, the same to be selected by
the governor thereof within one year after the
admission of said State, and when so selected, to
be used or disposed of on such terms, conditions,
and regulations as the legislature shall direct:
Provided, That no salt spring or land, the right
whereof is now vested in any individual or
individuals, or which may be hereafter confirmed
or adjudged to any individual or individuals, shall
by this article be granted to said State. Fifth.
That five per centum of the net proceeds of sales
of all public lands lying within said State which
shall be sold by Congress after the admission of
said State into the Union, after deducting all the
expenses incident to the same, shall be paid to
said State, for the purpose of making public roads
and internal improvements, as the legislature
shall direct: Provided, That the foregoing
propositions, hereinbefore offered, are on the
condition that the people of Oregon shall provide
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by an ordinance, irrevocable without the consent
of the United States, that said State shall never
interfere with the primary disposal of the soil
within the same by the United States, or with any
regulations Congress may find necessary for
securing the title in said soil to bona fide
purchasers thereof; and that in no case shall nonresident proprietors be taxed higher than
residents. Sixth. And that the said State shall
never tax the lands or the property of the United
States in said State: Provided, however, That in
case any of the lands herein granted to the State
of Oregon have heretofore been confirmed to the
Territory of Oregon for the purposes specified in
this act, the amount so confirmed shall be
deducted from the quantity specified in this act.
16 U.S.C.
§ 472. Laws affecting national forest lands
The Secretary of the Department of Agriculture
shall execute or cause to be executed all laws
affecting public lands reserved under the
provisions of section 471 of this title, or sections
supplemental to and amendatory thereof, after
such lands have been so reserved, excepting such
laws as affect the surveying, prospecting,
locating, appropriating, entering, relinquishing,
reconveying, certifying, or patenting of any of
such lands.
§ 475. Purposes for which national forests may be
established and administered
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All public lands designated and reserved prior to
June 4, 1897, by the President of the United
States under the provisions of section 471 of this
title, the orders for which shall be and remain in
full force and effect, unsuspended and unrevoked,
and all public lands that may hereafter be set
aside and reserved as national forests under said
section, shall be as far as practicable controlled
and administered in accordance with the
following provisions. No national forest shall be
established, except to improve and protect the
forest within the boundaries, or for the purpose of
securing favorable conditions of water flows, and
to furnish a continuous supply of timber for the
use and necessities of citizens of the United
States; but it is not the purpose or intent of these
provisions, or of said section, to authorize the
inclusion therein of lands more valuable for the
mineral therein, or for agricultural purposes,
than for forest purposes.
§ 478. Egress or ingress of actual settlers;
prospecting
Nothing in sections 473 to 478, 479 to 482 and
551 of this title shall be construed as prohibiting
the egress or ingress of actual settlers residing
within the boundaries of national forests, or from
crossing the same to and from their property or
homes; and such wagon roads and other
improvements may be constructed thereon as may
be necessary to reach their homes and to utilize
their property under such rules and regulations
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as may be prescribed by the Secretary of
Agriculture. Nor shall anything in such sections
prohibit any person from entering upon such
national forests for all proper and lawful
purposes, including that of prospecting, locating,
and developing the mineral resources thereof.
Such persons must comply with the rules and
regulations covering such national forests.
§ 482. Mineral lands; restoration to public
domain; location and entry
Upon the recommendation of the Secretary of the
Interior, with the approval of the President, after
sixty days’ notice thereof, published in two papers
of general circulation in the State or Territory
wherein any national forest is situated, and near
the said national forest, any public lands
embraced within the limits of any such forest
which, after due examination by personal
inspection of a competent person appointed for
that purpose by the Secretary of the Interior,
shall be found better adapted for mining or for
agricultural purposes than for forest usage, may
be restored to the public domain. And any
mineral lands in any national forest which have
been or which may be shown to be such, and
subject to entry under the existing mining laws of
the United States and the rules and regulations
applying thereto, shall continue to be subject to
such location and entry, notwithstanding any
provisions contained in sections 473 to 478, 479 to
482 and 551 of this title
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§ 551. Protection of national forests; rules and
regulations
The Secretary of Agriculture shall make
provisions for the protection against destruction
by fire and depredations upon the public forests
and national forests which may have been set
aside or which may be hereafter set aside under
the provisions of section 471 of this title, and
which may be continued; and he may make such
rules and regulations and establish such service
as will insure the objects of such reservations,
namely, to regulate their occupancy and use and
to preserve the forests thereon from destruction;
and any violation of the provisions of this section,
sections 473 to 478 and 479 to 482 of this title or
such rules and regulations shall be punished by a
fine of not more than $500 or imprisonment for
not more than six months, or both. Any person
charged with the violation of such rules and
regulations may be tried and sentenced by any
United States magistrate judge specially
designated for that purpose by the court by which
he was appointed, in the same manner and
subject to the same conditions as provided for in
section 3401 (b) to (e) of title 18.
§ 1604 National Forest System land and resource
management plans
(a) Development, Maintenance, and Revision by
Secretary of Agriculture as Part of Program;
Coordination
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As a part of the Program provided for by section
1602 of this title, the Secretary of Agriculture
shall develop, maintain, and, as appropriate,
revise land and resource management plans for
units of the National Forest System, coordinated
with the land and resource management planning
processes of State and local governments and
other Federal agencies.
(b) Criteria
In the development and maintenance of land
management plans for use on units of the
National Forest System, the Secretary shall use a
systematic interdisciplinary approach to achieve
integrated consideration of physical, biological,
economic, and other sciences.
(c) Incorporation of standards and guidelines by
Secretary; time of completion; progress
reports; existing management plans
The Secretary shall begin to incorporate the
standards and guidelines required by this section
in plans for units of the National Forest System
as soon as practicable after October 22, 1976, and
shall attempt to complete such incorporation for
all such units by no later than September 30,
1985. The Secretary shall report to the Congress
on the progress of such incorporation in the
annual report required by section 1606(c) of this
title. Until such time as a unit of the National
Forest System is managed under plans developed
in accordance with this subchapter, the
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management of such unit may continue under
existing land and resource management plans.
(d) Public participation in management plans;
availability of plans; public meetings
The Secretary shall provide for public
participation in the development, review, and
revision of land management p
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