Petition for Writ of Certiorari — Mitchell R. Swartz, Petitioner v. United States Patent and Trademark Office, et al.
Supreme Court briefNov 15, 2018
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I1MWI
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MITCHELL R. SWARTZ,
Petitioner,
V.
UNITED STATES PATENT AND TRADEMARK OFFICE,
ANDREI TANCU, Under Secretary of Commerce for
Intellectual Property and Director of the United States
Patent and Trademark Office,
Respondents,
On Petition for Writ of Certiorari to the
• United States Court of Appeals
for the Federal Circuit No. 18-1122
PETITION FOR WRIT OF CERTIORARI
Mitchell Swartz, ScD, MD, EE
P.O. Box 81135
Wellesley Hills, MA 02481-0001
(781) 237-3625
January 14, 2019
1
(a) Questions for review Rule 14.1(a)
Has The Court Erred by not being consistent with
Decisions of this court Regarding The Requirement of 35
U.S.C. §145 Claims (Count 1) to Address the New
Evidence?
Has The Court Erred by Ignoring New Evidence of
Probative Declarants Supporting Plaintiffs 35 U.S.C. §145
Claim (Count 1)?
Has The Court Erred by Ignoring -after misdescribingNEW Evidence Supporting Plaintiffs 35 U.S.C. §145 Claim
(Count 1)?
Has The Court Erred by Ignoring past attempted
Exculpatory Behavior by the Defendants including
Systematic Sequestration of Evidence Including DIA and
DTRA Reports?
Has the Court Erred by Ignoring that under U.S.C. §146,
Pat. Appl. 12/932,058 and 09/1750,765 Were Purposely
Misdescribed by Respondents While Evidence was
Systematically not Logged?
Has The Court Erred by Failing to Act Sui Sponsis
Consistent with Law and Justice (including Claims 5-7 912, and 14)?
How is the denial with Prejudice in this case anything
other than planned perpetual evisceration of allegedly
Constitutionally-protected rights?
11
(b) List of parties
The pro se Petitioner ["Applicant"] is Mitchell Swartz, ScD,
MD, a U.S. citizen and inventor.
The Respondents are the Office of Patent and Trademarks
[hereinafter "Office", "Defendant", "PATO", "PTO" or
"USPTO"] and Andrei lancu (initially Michelle Lee, then
Joseph Matal); the Director(s) of the USPTO, designated
specifically under 35 U.S.C. §145 and 35 U.S.C. §154.
The District Court Judge was Leonie M. Brinkema.
The Panel in the US CAFC were Judge Prost, Newman and
Linn.
Respondent's attorneys of record were Attorney Thomas W.
Krause, Deputy Solicitor [Mail Stop P.O. Box 1450
Alexandria, Virginia 22313-1450]; Attorney Kimere Jane
Kimball [U.S. Attorney's Office, Eastern District of
Virginia, 2100 Jamieson Avenue Alexandria, Virginia
22314].
Petitioner's probative Declarants include:
Prof. David J, Nagel [expert on x-ray emissions from
nuclear weapons and plasmas], Lt. Colonel Robert E. Smith
Jr. USAF (retired) [expert on the impact of technology on
U.S. security], and Dr. Frank E. Gordon [expert on the
impact of technology on U.S. security]; Appendices F,G,H.
111
(ci) Table of contents
(a) Questions for review Rule 14.1(a)
(b) List of parties
(c) Table of contents and table of cited authorities
(d) Citations of opinions and orders
(e) Jurisdiction statutory provisions and time factors
(f) Constitutional provisions, statutes, and regulations
(g) A concise statement of the case
Gravamen
(h) Arguments
35 U.S.C. § 145 Claim is Supported by New Evidence
Declarations Prove §145 Enablement
DIA Report Proves §145 Enablement
DTRA Report Proves §145 Enablement
Open Demos at MIT Prove §145 Enablement
Scientific Articles Prove §145 Enablement
Defendant's Attempted Exculpatory Actions
Decision Ignores Systematic Misdescriptions
Decision Uses Fruit of the Poisonous Tree
NEW Evidence Has Been Ignored
Old Evidence Remains Substantively Ignored
Decision Uses Fruit from the Poisonous Tree
Decision Usurps Rights into the Future Forever
Decision States No Utility Despite Declarations
Decision Falsely States 'An Absence of Response'
Decision Mistaken About '381
Decision Ignores Obligations Owed
Decision is Mistaken about Claims 5-7 9-12, and 14
(i) Law overlooked or misapprehended
(j) Conclusion
Appendices
Appx. A Opinion and Judgment
Appx. B -Order Denying Entry of pro se Memorandum
Appx. C Denial of Rehearing
Appx. D Order 1:17-cv-482 August 22, 2017
Appx. E Order 1:17-cv-482 Sept. 7, 2017
Appx. F Declaration of Dr. David Nagel
Appx. G Declarations of Robert Smith
-
-
-
-
-
-
i
ii
iii
1
1
2
3
7
8
11
14
14
15
16
17
18
18
21
22
23
24
25
26
27
27
27
28
29
31
36
37
42
43
44
46
48
50
iv
Appx. H Declaration of Dr. Frank Gordon
Appx. I DIA Report (excerpts)
Appx. J DTRA Report (excerpts)
-
-
-
52
54
57-58
(c2) Table of cited authorities
Article I
30
Article III
1
Bivens v. Six Unk. Named Agents, 403 U.S. 388 (1971)
28
Braaten v. Deere, 1997 ND 202, ¶9, 569 N.W.2d 563
32
Cheney v. US, DC (03-475) 542 US 367 (2004) 334 F.3d
1096).
29,33
Defense Analysis Report DIA-08-09U-003, Nov. 13 2009
50
Diamond v. Chakrabarty; 447 U.S. 303, 309.
2,30
Duncan v. Louisiana
10,11,28,30
Ex parte M. Swartz; App 2009-1853, App. 10/646,143
5
Gonzalez v. United States, 284 F.3d 281,288 (1st Cir.
2002)
28
Hickman v. Taylor (1947) 329 U.S. 495, 507
10
In re Brana, 51 F.3d at 1566, 34 USPQ2d at 1441
8,13,16
In re Hogan, 559 F.2d 595, 60S, 194 USPQ 527, 537
(1977).
13,17
In re Oetiker, 977 F.2d at 1445, 24 USPQ2d at 1444.
4
In re Swartz, 232 F.3d 862, 864 (2000)
23,24,26
Kappos v. Hyatt,
2,10
Lewis v. Bours, 119 Wn.2d 667, 670, 1992.
9,14,27,30
Mayberry v. Penna.
10,11,28,30
McNeil v. U.S., 508 U.S. 106, 113 (1993)
28
N. Dakota Sup.Ct Opinions, Nastrom v. Nastrom, 1998
32
S. Rep. No. 1979, 82d Cong., 2d Sess., 5 (1952)
2,30
H. R. Rep. No. 1923, 82d Cong., 2d Sess., 6 (1952)
2,30
V
.IN THE
J~uyre=Caurt of ttitette
On Petition For A Writ of Certiorari to the
United States Court of Appeals
For The Federal CircuitNo. 18-1122
PETITION FOR WRIT OF CERTIORARI
pro se Petitioner respectfully prays that a writ of
certiorari issue to review the judgment of the US
court of appeals which appears at Appendix A in the
present petition.
I
(d) Citations of opinions and orders
The relevant Agencies have been the court of appeals
[United States Court Of Appeals For The Federal Circuit
("CAFC"), the civil court in Virginia, and the Patent Trial
and Appeal Board [PTAB].
This Petition seeks relief from the Opinion and Judgment
["Decision"] in Swartz vs USPTO and lancu in the CAFC
[No. 18-1122; Decided: July 17, 2018]. It is an Appeal from
the US District Court for the Eastern District of Virginia,
Alexandria Division [No. 1:17-cv-00482 -LMB-'TCB].
The Decision [Judgment] of the court of appeals [CAFC]
appears at the end of this Petition, in Appx. A; and was
published before the pro se Petitioner even received a copy.
The Orders appealed from are in Appx. B and C. The
Orders of the lower court are in Appx. D and E. The
Figures are from the CAFC pleadings. Selected excerpts of
other pertinent papers in the pleadings follow in the
Appendix and are cited herein. Those references to the
CAFC Appendix Accompanying the Opening Brief of the
pro se Appellant are labelled similar to "Appx53". The
previous Petitions for Writ to this court discussed are 001191 and 03-1565.
(e) Jurisdiction statutory provisions and time factors
This Petition involves a direct grants of authority made
under Art. I, §8, ci. 8 of the United States Constitution and
Article III, Article VI, the 5th and 14th Amendments, and
35 USC §145 and §146. The systematic violations of either
Art. I, §8, ci. 8 or the directives of Congress are sufficient to
satisfy the "arising under" jurisdictional authorization of
Article III. For the above reasons, the United States
Supreme Court should consider to exercise its supervisory
power [Marbury V. Madison, 1 Cranch 137, 177 (1803)].
The date on which the court of appeals decided Petitioner's
cases was June 17, 2018. A timely petition for rehearing
was submitted and was thereafter denied by the court of
appeals on August 22, 2018.
2
(f) Constitutional provisions and statutes
Art. I, §8, ci. 8 reads:
"Congress shall have Power (t)o promote the
Progress of Science and useful Arts, by
securing for limited Times to Authors and
Inventors the exclusive Right to their
respective Writings and Discoveries".
The Patent Act of 1793, authored by Thomas Jefferson,
defined statutory subject matter as "any new and useful
art, machine, manufacture, or composition of matter"
Act of Feb. 21, 1793, 1, 1 Stat. 319.
Said Act embodied Jefferson's philosophy that "ingenuity
should receive a liberal encouragement." [447 U.S.
303, 309].
Thereafter, Congress has spoken to "encourage
progress" [Diamond v. Chakrabarty], encourage ingenuity
[447 U.S. 303, 3091, and has defined patentable statutory
subject matter to include "anything under the sun that
is made by man." [So Rep. No. 1979, 82d Cong., 2d Sess.,
5 (1952); H. R. Rep. No. 1923, 82d Cong., 2d Sess., 6 (1952)]
including inventions involving energy production, efficiency
and monitoring.
Congress has also directed that the Office shall respect Art.
I, §8, ci. 8 [Patent Act of 1952, 35 u.s.c 1031:
"Patentability shall not be negatived by the
manner in which the invention was made."
This court previously clarified the scope of 35 U.S.C. §145
proceedings in its April 18, 2012, unanimous decision in
Kappos v. Hyatt, and held that Evidence not submitted to
the Patent and Trademark Office during prosecution is
admissible in a civil action brought against the Director of
the PTO under 35 U.S.C. §145 subject only to the
limitations imposed by the Federal Rules of Evidence and
the FRCP.
3
(g) A concise statement of the case
1.The Petitioner is a US citizen, resident of Massachusetts,
a physician, electrical engineer, inventor, and a former
honorary Deputy Sheriff in Middlesex County, MA. As a
successful inventor, he has been issued other Letters
Patents [US 4,407,282, 4,402,318, 4,346,172, 4,305,390,
4,243,751, 4,181,128, and 4,139,348; UK 1,564,520 Canada
1,085,723, France 76-3576]. Ironically, he also assisted the
teaching of patent law at MIT under the late Patent
Attorney Robert H. Rines.
Petitioner ["Applicant"] filed more than ten patent
applications to the U.S. Patent and Trademark Office
involving clean energy production which is safe, producing
no carbon emissions, toxicity, or radioactivity. These
inventions make, monitor, and measure, the generated heat
quietly and efficiently, and generate electricity [shown
schematically in Figure 1, and discussed in the Patent
Appendix (CAFC Appx53)]. Heat means ordinary thermal
energy used to heat homes and purify water in industrial
labs and hospitals, worldwide. The heat is made locally in a
water tank, or using the dry variant on a circuit board, for
use on a satellite, submarine, or distributed homes and
neighborhoods with no need for a central controlled
distribution. Some of the Plaintiffs patent applications
were made "SPECIAL" by the Board of Patent Appeal
because of their importance decades ago.
--
Patentability is supposed to be determined on the totality
of the record, by a preponderance of the Evidence with due
consideration to persuasiveness of argument. In these
cases, Petitioner (then Applicant) took the time and effort
to strongly rebut the Defendant's mistaken,
unsubstantiated opinion. He responded in full supplying
sterling and precise Evidence, including scientific
publications, and sworn Declarations which went into
considerable detail. There is documented proof that the
Petitioner (then Applicant) undertook the full burden of
coming forward with his evidence, as required [In re
El
Oetiker, 977 F.2d at 1445, 24 USPQ2d at 1444]. In each
and every case, the evidence was ignored.
4. As shown in the photographs with, and explicitly
discussed in, the Complaint, each time Evidence was
received by the USPTO before FINAL, for more than a
dozen specific cases, it was systematically and deliberately
ignored or misdescribed. Instead of an appropriate
response, the Defendants substituted non-docketing, latedocketing, mislabeling, sequestration or ignoring of
Evidence, falsely claiming fees were not paid, and the like.
In each case the evidence was ignored, lost, and in some
cases, later misdescribed, as discussed in detail in the
Complaint, the supporting pleadings, and in the Scientific
Publication, DIA/DTRA, and Denial of Field Appendices
[CAFC Appx71, Appx62, Appx79].
Fuel from hydrogen
n
Ll
Loading
Measurement of
Loading [1258]
i
\
/
f Heat \ \
))
\
110.0
//
0
0
Motors
Electricity [1143]
Improved Materials
[Dry, for portable cell
phones ['381]
<D Activation ['765] ['691]
Alternate Reactions
j
> from Heat for
Detection and Mitigation
['6431
Improved Support
and Control
['058]
Figure 1
Schematic overview of several inventions,
described herein, that make heat efficiently; and have also
been used to generate electricity and drive small motors.
-
il
In Figure 1, the roles of each patent application is shown by
its position in the figure; one measures loading (entry of
fuel), another two control the reaction, while others detect
the output, or convert the output heat to electricity.
Appeal to the Patent Trial and Appeal Board [PTAB]
previously directed the Petitioner (then Applicant) to report
the failure to log materials and other corruption to the
Commissioner through a Petition to the Commissioner.
"(S)uch a matter of discretion is reviewable by
petition not by an appeal to this Board (see
Manual of Patent Examining Procedure
(MPEP) § 1002 and 1201), and therefore is not
within our jurisdiction.". [Ex parte MITCHELL
R. SWARTZ in Appeal 2009-001853, Application
10/646,143, DECISION ON REQUEST FOR
REHEARING, Feb. 22, 2011].
Details are in the Compliance Appendix (CAFC-Appx89).
The Petitioner, then Applicant, thereafter, did obey the
PTAB, including following said Decision of Appeal 2009001853, Application 10/646,143, in the DECISION ON
REQUEST FOR REHEARING made Feb. 22, 2011. The
Plaintiff repeatedly filed the appropriate Petitions to the
Commissioner and thereafter sent more than seventeen
Petitions to the Commissioner of Patents (Defendant) as
the USPTO PTAB directed, just during the period of 2015
to 2016 alone [Confer CAFC-Cornpliance Appendix].
Plaintiff did exactly what the PTAB required. These
were all ignored by PATO and then the court.
Petitioner watched, as discussed in the Complaint, as one
of his inventions, which allegedly "does not work" for him,
was at a later time issued to a Japanese automobile
company. Notice the later date [Nissan Motor Co., Ltd., US
8247122 B2, on Jul 8, 2004] even though Plaintiff was first
to submit, and unlike Nissan, Plaintiff actually submitted
data, clear claims, and a far more definite application on
said relevant subject matter.
Petitioner watched, as discussed in the Complaint, as he
was subjected to special BIAS. Other Applicants have been
issued patents in this very field from other Group Arts
evaluating patent applications [as discussed in the Deci. of
Lawrence Forsley, and confirmed in Exhibit 59].
On April 19, 2017, Petitioner filed a civil action against
the Director in the Eastern District of Virginia, in
accordance with 35 U.S.C. §145 [Swartz vs Matal -No. 1:17cv-4821 with an explicit demand for a jury Trial. Petitioner
asked the court in the Eastern District of Virginia to
examine the record in a sui generis statutory review regime
that is distinct from review under other provisions of law
because although the Federal Circuit's review in a §141
appeal is expressly limited to the record before the Board,
however Section §145 includes no such express limitation.
This would also enable the entry of material which the
Defendant previously, sub rosa, did not log. This would
thus also correct the previous corruption, and
discrimination, and usurpation of Constitutional and civil
rights by PATO over almost 3 decades.
The Complaint and pleadings were specific, substantive
and with sufficient facts, and precise specific allegations.
The Petitioner clearly described his claims including
Constitutional violations. Several types of new Evidence
were submitted. NEW evidence included Declarations
[Appx F, Appx G, and Appx H] sworn under pains of
perjury, and old evidence (***** some of which was
previously sequestered by the Respondents including DIA
and DTRA Reports and Scientific Publication confer Appx
I and Appx J).
-
(*****) As a result of the pleadings, the present Exhibits also include
the Affidavits and Amicus Curiae briefs from '937 and '258, previously
before this court. Some of the Declarants have since passed away,
including the late Drs. Mallove, Dr. Fox, Dr. Bass, Dr. Talbot Chubb
and they deserve a voice in this official venue to this very important
discussion of Evidence, proving the Defendant is wrong in its 3 decade
rejection of patents in a field despite evidence (like treatment of
baldness and lasers were shrugged off).
7
The Respondent has not refuted even one fact in said
above-entitled Complaint, which therefore should have
been taken as true.
The Decision has wrongly accepted the Defendants'
counsels' factually false statements as accurate and
truthful while overlooking both the Complaint and facts in
the record, as discussed in the pro se Plaintiffs pleadings.
Gravamen
Claim 1 under 35 USC145 is supported, on operability
and utility, by solid NEW Evidence overcoming the Office's
continual, proven wrongful, unfounded opinions built upon
factually false statements and mischaracterizations.
Several types of Evidence were submitted. As required,
some of the submitted evidence is NEW, and was also
supported by older evidence including proof that previously
submitted evidence was not logged and ignored (****).
For simplicity, a few examples include supporting
credible US agencies [Defense Intelligence Agency (DIA),
the Defense Threat Reduction Agency (DTRA)] and
Declarations sworn under felony of individuals with
probative value, and scientific peer-reviewed publications
published in the American Nuclear Society's Fusion
Technology, Current Science, and the Journal of Condensed
Matter Nuclear Science (JCMNS).
(****) The NEW evidence reveals that previously submitted
Evidence to the PTO has systematically not been logged (confer
Complaint for several photographed examples) nor ever
substantively addressed, presumably because said evidence
positively discusses the Petitioner's (then Applicant's)
technologies, and the PTO cannot rebut them. In fact, said
Evidence indelibly shows that Plaintiffs facts were correct at the
time of the filing and are correct now, whereas the Defendant's
unsupported, non-factually-relevant opinion is not accurate
and has been made only by ignoring the Evidence.
--
Said several types of NEW evidence have probative content
which is a tsunami in overcoming the Defendant's
unsupported, invalid opinion [consistent with 35 USC145].
Therefore, the pro se Petitioner demonstrated significant
Evidence and justifiable reasons for not dismissing this
case.
(h) Arguments
The major gravamen is that the Supreme Court held
that the district court hearing a §145 action must make a
de novo finding "when the new evidence is presented
on a disputed question of fact". That did NOT happen
in this case despite several types of solid NEW evidence
which were presented on the disputed question of fact
(****)
Claim 1 under 35 USC 145 is supported by the proven
operability and wide utility of the invention as corrborated
by solid new Evidence which overcomes the Office's proven
wrongful, unfounded opinions. Attention is directed to the
fact that any one of the DIA and DTRA Reports, the open
demonstrations of the Plaintiffs inventions at MIT, his new
peer-reviewed articles, and the new probative Declarations,
--in a fair court or with a jury-- would be quite MORE than
sufficient [In re Brana, 51 F.3d at 1566, 34 USPQ2d at
1441] to meet the
"burden shift to provide rebuttal evidence
sufficient to convince such a person of the
invention's asserted utility".
...
(****)
Instead, on 8/22/2017, the court dismissed the action
without even a single in-person Hearing, without permitting the
Plaintiff to respond to the Defendant's Reply [Pleading 29]
containing factually false statements which was received by
mail, by no coincidence, on the very same day.
17. Despite the NEW Evidence, the flawed Decision ignores
and does not substantively address the actual submitted
NEW Evidence. In its stead, the Decision mislabels old
evidence as "NEW Evidence" and simply ignores the New
Evidence (which is the basis of the Complaint in the first
place).
As importantly, it cannot be determined which if any of
these submitted averments and Declarants regarding
utility and operability (meeting the two prongs of the legal
"enablement") were formally considered by the Court.
-
-
18.Except in a 'banana republic', an honorable court is
legally obligated to assume that the Complaint's assertions
are true [Lewis v. Bours, 119 Wn.2d 667, 670, 1992]. That
has not happened here. Instead, the Decision has ignored
the Complaint, the record, and the NEW submitted
Evidence (*****)
The Decision is inconsistent with the record, and has
ONLY been made by ignoring the Arguments [and the
growing conferences, the Declarations, and researchers,
and the open demonstrations, and the courses, and the
development of Petitioner's papers and products].
With impropriety, the Decision was rubberstamped
containing obvious false statements on federal documents
in violation of 18 U.S.C.1001. This is done in lieu of
responding fully and completely and truthfully to
submitted Evidence and Affidavits and arguments which
show the PATO opinion is dead-bolt wrong.
This ignoring of evidence seems to be pathologic here. The
etiology is that the Evidence MUST be ignored to maintain the
factually false claims of putative "lack of operability" or "enablement"
under 35 U.S.C. §112, ¶1 and "lack of utility" under 35 U.S.C. §101.
They have only been made by ignoring the growing papers and
conferences, and the large number of researchers, and the open
demonstrations, and the courses teaching the technology, and the
developing products, and the timely-submitted unrebutted
Declarations.
-
10
Similarly, attention of the court is directed to the fruit
of the poisonous tree used by the Defendants. It has been
rubberstamped by the court, along with factually false
statements, under color of federal law [Osborn V. Bank of
United States, (9 Wheat) 738 (1824)] and in defiance of
Congress.
This Court should have had substantial interest in pretrial discovery to facilitate the search for truth and promote
justice (Hickman v. Taylor (1947) 329 U.S. 495, 507) in this
matter. But it did not. Simply put, a court investigation is
either one of two things; it is either a search for the Truth
or —as with the Decision- a farce, and obstruction of justice
which in this case has created a rotten apple located below
the "poisonous tree".
As a result of the above, the Decision conflicts with
previous law and rulings, it conflicts with the relevant
decision of the US Supreme Court, and has far departed
from the accepted and usual course of judicial proceedings.
Most importantly, the Decision ignores Kappos v. Hyatt,
which absolutely held that —apparently only for some
Americans- the district court hearing a §145 action must
make a de novo finding "when the new evidence is
presented on a disputed question of fact". That reasonable
response to submission of new evidence (also PROVING
VIOLATIONS OF ALLEGED CONSTITUTIONAL
PROTECTIONS OVER THREE DECADES) did not occur
here. There are no coincidences here.
Despite 35 USC §145, new Evidence was ignored,
including submitted Declarations, heralding systematic
federal violations of due process and denial of the right to
an impartial tribunal [28 U.S. Code Section 144, Mayberry
v. Penna.; Duncan v. Louisiana]. Thus, if allowed to
remain, the Decision has created an indelible arbitrary twotier "standard of review" for patentability based upon
systematic failure to enter and address timelysubmitted Evidence, and subsequent factually false
statements.
11
The Decision ignores that the Defendants have made
several attempts at exculpatory behavior. In just one
application, first, the Defendants said the received
Evidence and responses were allegedly "not received", then
allegedly "not legible", then finally declared "lost".
The Decision has decimated the Petitioner's
Constitutional rights and is essentially encouraging him
and other inventors to submit their inventions to other
countries first because they have already been more
receptive for years.
-
Claims 2 and 8 are obvious Constitutional (and other)
violations. These claims should be of interest to the court
because of the Defendant's history of factually false
statements, and other wrongful attempted-exculpatory
actions. If not fixed, this will continue to impact negatively
on the patentability of other inventions which have great
importance for the energy production needs and security of
the United States of America.
I.
35 U.S.C. § 145 Claim is Supported by New Evidence
35 U.S.C. § 145 requires the court to address the new
Evidence. It never happened. Instead, the NEW evidence
was ignored and mislabeled. Instead, here, the Decision
"rubberstamps" factually false statements rather than its
full duty of "making a de novo finding when the new
evidence is presented on a disputed question of fact". As one
example of proof, the Decision falsely states:
"Second, the new evidence submitted by Swartz does
not cure the lack of enablement or utility. The new
evidence comprised reports by the Defense Intelligence
Agency ("DIA",), Defense Threat Reduction Agency
("DTRA'9, and other scientific articles.
12
First, this is untrue because these reports [Appx I and J]
are NOT the "new evidence". Said reports are OLD
EVIDENCE which were not logged as shown in many
figures of the court-ignored Complaint. The types of
evidence are listed clearly in the complaint but ignored for
reasons which remain unclear.
29. Second, this is untrue because the several types of
probative evidence include Declarations [Appx F, G, and H],
working components, publications, discoveries [cf.
Complaint; averments 90-93, pages 45-47], information
about the open demonstrations at MIT lasting months and
student courses that resulted [Figure 2], and even the
award of the 2018 Preparata Medal from the International
Society of Condensed Matter Nuclear Physics to the
Petitioner [Figure 3 -as an International award for the
inventions which the Defendants purport "do not exist"].
Theoretical LANR Explanations
7 scientific peer-reviewed PHUSOR®-type Systems
papers
with excess power gains
Quasi-i-Dimensional \
of 500% 2003
Model of Isotope
\ 16 peer-reviewed papers
Loading 1989
Phuson theory 1994
/
1
/
/
/
Solid State Working
LANR Systems
9 peer-reviewed papers ,
CMORE Spectroscopy
3 scientific peer-reviewed.
papers 2017
LANR Experiments with Other Laboratories
9 scientific peer-reviewed papers
LANR Education Courses
3 peer-reviewed papers 2012
FUTURE PROVES PAST
FIGURE 2
Courses, Affiliated Work, Discoveries,
Scientific Papers, and new Products have resulted from
these Inventions proving utility many times over. There is
much utility despite the attack by the Defendant.
-
13
Mitchell Swartz
*
GuLIANO PRPARATA
MEDAL
mk-r-w Sod&y ow Coditd Matt*r
siow,e infecagnmon CohM ContgXAMS
TKJ$ In hyfru*i boded
hi hi. ,hidy of
m.tobL
ly th
tSCMN C
c,fly
-
Figure 3 The 2018 Preparata award and medal given to
the Applicant on June 7, 2018 for three inventions now
before the court which the Defendants falsely, repeatedly,
and only by avoiding exculpatory evidence, purport "do not
exist".
-
-
Third, this is untrue because said NEW evidence not
addressed in the Decision clearly satisfies the two prongs
of enablement (a legal verdict) because it demonstrates
operability and utility [In re Hogan, 559 F.2d 595, 60S, 194
USPQ 527, 537 (CCPA 1977)].
--
--
Specifically, ignored in the Decision is that the DTRA
report describes the Petitioner's work over many pages
showing BOTH operability and utility.
Also ignored, not even mentioned, are two open
demonstrations of these inventions at MIT.
Said NEW evidence, certainly taken together, is MORE
than sufficient [In re Brana, 51 F.3d at 1566, 34
USPQ2d at 1441].
14
II
Declarations Prove §145 Enablement
32.
Importantly, the Decision is wrongly void of
substantive discussion of the Declarations even though the
submitted Declarations addressed with specificity,
substantially and extensively, all matters and all issues [[
re Gazave; In re Chilowsky; In re JOLLES] and were
discussed repeatedly in the Complaint.
33.The court is legally obligated to assume that all
Declarants assertions are true [Lewis v. Bours, 119 Wn.2d
667, 670, 1992]. That has not happened. Instead, they
have just been IGNORED heralding impropriety.
In this case, the court has erred by failing to consider the
submitted Declarations from the skilled-in-the-art who
counter the rejection under 35 U.S.C.101. Why? Because
only a single affiant is required to prove utility, which is a
"fact" issue. As one example, Dr. Nagel stated that he
"observed the technology described by Dr.
Mitchell Swartz during his open demonstration
of the high-impedance aqueous PdlD20/Pt
Phusor(®-type component) in MIT in 2003 at
the 10th international meeting (1CCF-10).
He
was recently awarded the Preparata Medal by
the International Society for Condensed Matter
Nuclear Science for his many and important
contributions to the field of LENR."
...
III
DIA Report Proves §145 Enablement
34. The DIA (Defense Intelligence Agency) Report [Appx I]
is a Defense Analysis Report [DIA-08-09U-003, November,
13 2009] which explicitly opposes the Defendant's outdated
opinion. It explicitly mentions Petitioner's technology along
with that of the Navy SPAWAR group, SRI International,
and the China Lake Naval Air Warfare Center in
California.
15
Iv
DTRA Report Proves §145 Enablement
The DTRA Report [Defense Threat Reduction Agency
High Energy Science and Technology Assessment [FINAL
REPORT, June 29, 2007, [Appx J] explicitly opposes the
Defendant's outdated opinion, including on Page 28 where
after many pages on the Petitioner's technology it states in
the (now Declassified) conclusion:
"There is good evidence of excess heat
and transmutation"
This DTRA report was issued after Petitioner presented
his technology at a classified meeting. The next day, after
said meeting, DTRA began taking proposals and contracts
in this field
which the Defendant falsely says does not
exist. The US Navy was one of the first to have its proposal
accepted. Petitioner's PHUSOR®-type component was
pictured on the front page.
-
Attention is directed to the fact that the Decision falsely
purports:
"Although these reports may help plaintiff plausibly
allege the scientific possibility of future LENR
technology, they do not help him plausibly allege the
current operability necessary to show patentability."
This is not true for many reasons. It ignores both Reports.
The Decision cannot honestly minimize the real importance
of the DIA and DTRA reports (confer DIAIDTRA Appendix
(Appx62)) or even one of the following facts.
First, this is not true because IT IS A FACT that almost
half of the DTRA Report (2009) presents actual working
outputs of heat and electricity from the Petitioner's
technology.
Second, this is not true because IT IS A FACT that these
Reports positively discuss the Plaintiffs technologies.
Reconcile that with the fact that because the Defendant
cannot rebut them, it tricks the court to misdescribe them.
10
V
Open Demos at MIT Prove §145 Enablement
The gold standard in the scientific community has been,
and is, an open demonstration followed by a peer-reviewed
publication. The Petitioner did exactly that, and it was
ignored even though the two open demonstrations by the
Petitioner were highly relevant and conducted in the
Department of Electrical Engineering at the Massachusetts
Institute of Technology [MIT, Cambridge, MA], a reputable
institution. These demonstrations at MIT attracted many
scientists interested in the invention, proving utility.
-
Even videos are online. Thereafter, both demonstrations
each had "write-ups" and after peer-review were published.
The publications were submitted to the Defendant over and
over as demonstrated in the Complaint, and each time the
content was ignored and not addressed (inconsistent with
the Rules, and normal expectations).
Furthermore, working successful components based on
these inventions have enabled many working CF/LANR
systems, and secondary generated scientific papers, and
even courses, as shown in Figure 2 (****).
As the Declaration of Lawrence Forsley states:
"In my opinion there is utility to inventions in
this field.
Dr. Swartz' NANOR® and
PHUSOR® type devices exhibit positive
thermal gain and by scaling up would be
militarily and commercially useful."
...
(****) The Defendants purport the "mainstream"/"majority"
of people
say CFILANR 'does not exist'. Reconcile their lack of an honest poll with
the repeated hot fusion failures over seven decades, losing billions of
dollars, now with only radioactivity and neutrons looking forward to the
future. Compare that to the success, albeit with considerable difficulty,
by several methods, of clean nonradioactive CF/LANR. This is conflict
of interest empowered and continued under color of Law.
17
Plaintiff's two open demonstrations, and his submitted
peer-reviewed articles and Declarations, saliently prove
that the inventions operate as indicated and are capable of
providing a useful output, and thus are MORE than
sufficient [In re Brana, 51 F.3d at 1566, 34 USPQ2d at
1441] to meet the "burden shift
to provide rebuttal
evidence sufficient to convince such a person of the
invention's asserted utility".
...
VT
Scientific Articles Prove §145 Enablement
The scientific publications in Current Science and
Fusion Technology (of the American Nuclear Society), the
Journal of Condensed Matter Nuclear Physics, and other
publications, are all peer-reviewed by the foremost
authorities in the field and accepted internationally are
wrongly ignored. In an unbiased venue, such peer-reviewed
publications (like the timely submitted Declarations)
establish facts and NEW Evidence which prove Plaintiff
was correct on the filing date of the application, and has
met the bar of enablement [In re Hogan, 559 F.2d 595, GOS,
194 USPQ 527, 537 (CCPA 1977)]. These scientific
publications are sufficient to show the salient operability
and definiteness of this invention. The PTO has no basis
for impugning them and so just ignores it all, as does the
disingenuous Decision with the appearance of impropriety.
Defendant's Attempted Exculpatory Actions
To avoid the actual facts which prove Respondent's
opinion wrong, they have misdescribed many things, have
removed timely-submitted evidence, have brazenly issued
factually false statements, have attempted wrongful
exculpatory actions, have systematically ignored Laws, and
now comfortably rely on the fruit of their own poisonous
tree.
EI
Decision Ignores Systematic Misdescriptions
The Decision is wrongful because it rubberstamps the
Respondents pleadings and mischaracterizations of the
actual patent applications, calling them all the same, and
calling all of them as "cold fusion". This is nothing but a
euphemism to deny Constitutional rights to Petitioner
with a usual 'hand-wave' demeaning, and ridiculing, a
major part of his life's work on clean energy production.
Plaintiffs invention's in this field have NOT been
"examined", because there has been essentially one, and
only one, response from the USPTO. They repeatedly have
said: "It is another disclosure exactly like Fleischmann
and Pons (F+P) i.e. cold fusion." And therefore does not
exist. And therefore has no utility.
-
-
The Defendants use the terms "cold fusion" to avoid
responding to arguments, data, evidence (old and NEW).
Yet, as shown in Figure 4, there is almost no overlap. How
could ALL of the patent applications be the same as F+P?
The different applications are NOT all the same, and not
one of them is F+P. Any fifth grader can recognize that
each of the inventions cannot all be the same, cannot all be
'F+P' as the Defendant purports.
Therefore, the flawed Decision has no foundation except a
web of factually false statements- which it has
rubberstamped.
This Decision is wrongful because it is an uncontested
fact that ONLY the claimed invention should be the focus of
the Office review. Enablement must be judged on this
invention's original specification and claims. In this case
that did not happen. Rather, in each case the invention
has been misdescribed. Specific examples are in the CAFCWrong Description Appendix.
This wrongful because these inventions are what is written
in the original specifications and not what the Defendant
imagines in its proven mischaracterizations. These patent
applications are not about what Fleischmann's and Pons'
19
reported disaster in 1989 known as "cold fusion" ["F+P"].
Rather, these are very different inventions and different
claims. Only two materials overlap. What is described in
THESE applications was never filed by F+P, and was never
described by them. THESE inventions include an improved
calorimeter, an improvement to optimize output of a heat
producing system, new improved diagnostic techniques, a
new method to measure loading (which the USPTO gave to
another applicant who filed later), a new way to propel cars
and heat homes, and new methods to benefit the United
States by making quieter heating (which helps submarines
remain stealthy), by making energy production cheaper, by
making water cleaner through boiling more cheaply, and
possibly even by mitigating some nuclear materials.
Three examples of the egregious misdescriptions are below:
i. Application number '258 was originally called '937. It
involves a vibrator to measure loading [the amount of
hydrogen in a metal electrode]. The Office misdescribed it
and wrote fraudulent case law about it ["In re Swartz"]; and
now the poisonous tree keeps bearing 'fruit' for their
agenda(e) to destroy American security and clean energy
production. Confirming this are the Exhibits are the
Affidavits and Amicus Curiae Briefs from '937 and '258,
previously before the federal appellate court. Also
confirming this, in Exhibit 64, the Appeal Brief of '258 the
misdescription of the invention and failure to consider
Evidence submitted are discussed, including on pages 51-53
& 212, and 42-44, respectively. Some of the Declarants
have since passed away (Dr. Mallove, Dr. Fox, Dr. Bass, Dr.
Talbot Chubb) and their erudite voices finally deserve
voice.
CD
CD
- CD
CD
Double Bubble Map to Compare and Contrast Petitioner's Inventions with "F+P"
Inventions of Petition
Courses and
Videos Online
)
(EIecical
Resistivity)
No
Lithium
Inventions of"F+P"
Common Qualities (L \ 7
(Ele1
JI7
U
ith ium1 Resistis
-.
CD
'1
CD
High
CD
Voltage
Drive
+0
CD
CDm
Peer-reviewed
Publications
Successful
Research and
Useful
Components
Low
Voltage
by USPTO
Drive
"F+P`1
Process
Pr
lainti~fef"s
(Inventions
Use of
Palladium
Perceived
as Failure
and
Heavy Water
Reproducible
Two
uccessful
Open
(
Dem,onstratic
— CD
Called
"cold fusion
at MIT
No
Demonstration)
7 Not
( Reproducible
There is very little overlap of common qualities between inventions of the
above-entitled Petition versus the process described by Drs. Fleischman and Pons ('P+P").
21
ii. Application '058 was originally '457, and is a calorimeter
used to measure generated heat. It should matter that '058
is a heat measurement system which is applicable to
obstetrics, space travel, and laboratory use. It has not. The
Defendant misdescribed it, and also wrote fraudulent case
law about it. To explain this further are Exhibits 27
through 30. In Exhibit 63, the Appeal Brief of '058 shows
the misdescription of the invention and failure to consider
Evidence submitted are discussed, including on pages 108,
and 86,104, 117 & 212 respectively. Defendants'
misbehavior is discussed, including on pages 225, 237, 240,
and 244.
iii Application Serial No. No. 09 1750,765 was similarly
misdescribed by Office. To explain this further are Exhibits
31 through 51 which describe the actual case. It should
matter that '765 is a measurement of hydrogen loading into
a metal which is applicable to metallurgy, medicine, and
automobiles' energy production. It has not.
45. This Decision is wrongful because although discussed in
the Complaint, including on page 13 and Exhibits 27
through 62 {confer the Wrong Description Appendix for
more details}, these systematic mischaracterizations are
ignored by the court with a growing cloud of impropriety.
46.This Decision is wrongful because this is not
substantively addressed, but instead used maliciously and
cruelly to deny allegedly Constitutionally-protected rights.
Decision Uses Fruit of the Poisonous Tree
47.The Decision is factually, ethically, and Constitutionally
wrong about the relevance of collateral estoppel. For
example, relying on its poisonous tree, the Decision
disingenuously states:
22
"Neither the new references nor the elimination of
explicit reference to cold fusion avoids the application
of collateral estoppel."
Regardless of how the
applications are described, however, the nearly
identical claims presented in the '058 and '765
applications have already been determined in Swartz
I and Swartz II to be within the realm of the
inherently unbelievable and, therefore, unpatentab le"
..
Unbelievable to who? The lobbyists? Hot fusioneers?
It is believable to those who read the articles and use the
components and went to the open demonstrations. Again,
attention is directed to the fact that the Defendants rely on
the fruit of THEIR fabricated 'poisonous tree' and ignore
the open demonstrations by Petitioner (and others).
NEW Evidence Has Been Ignored
48. Most egregiously, this is wrongful because USC 145
enables the entry of new evidence; making this a
completely different case de novo. There are new materials
and evidence --including additional new evidence that
submitted information was removed in the decisions of '970
and '765, so said continuations are not the same. Said new
material was not available at the time of the previous
applications (these are continuations) and the added newer
material includes new declarations, new evidence of open
demonstrations, new scientific results, and new peerreviewed scientific publications. None of this was in any
previous action.
Thus, this Decision is wrongful because there are different
issues in the docket for the two cases for any of several
reasons. And USC 145 enables the entry of new evidence,
such as here, making this a completely different case, and
one that the US Supreme court said IS appropriate for this
court.
23
Old Evidence That Remains Substantively Ignored
Another proof the Decision is wrongful is that the
previous case was not fairly litigated. None of this was in
any previous action. Therefore, the Petitioner never had an
opportunity in earlier litigation for a full and fair
opportunity to litigate because the materials were not
docketed, and because the materials were never responded
to, and because the inventions were misdescribed.
This is further discussed in Exhibit 63, including on pages
158 and 161. Also, it is discussed in the Complaint,
including on page 97. Simply put, the previous odious
irregularities wrought by the Defendants were only
discovered AFTER the Appellate court, and is discussed in
the Complaint, including on page 100 where a docket
showing belatedly inserted '1/2' numbers, but substantively
ignored by the court. It is also discussed in more detail
when it was first serendipitously observed [Plaintiffs
Exhibit 65 Petition for Panel Rehearing [00-1107]]. Even
more salient confirmation is in the previous Petitions for
Writ 00-1191 and 03-1565. No wonder a jury is not allowed
to see the evidence and why lawyers are never sworn under
pains and penalties of perjury as are the Petitioner and
Petitioner's Declarants.
-
NOTA BENE
The original inventions were
deliberately misdescribed by the Defendant not even using
the words in the original specifications to create their fruitbearing poisonous tree. As one example, look at Appellant's
Reply Brief in 00-1107 (June 15, 2000) on pages 16 and 17.
It is also confirmed in Tables 1 and 2 in the previous case
before this court.
-
This could not possibly be a repeat of a previous FAIR
court trial because previously there has been sequestration
of Evidence.
Therefore, this has the appearance of
impropriety, and is presented solidly in the Complaint,
corroborated by Exhibits.
24
Decision Uses Fruit from the Poisonous Tree
The court disingenuously states: "Both the USPTO and
the Federal Circuit have long believed that LENR
technology is presently inoperable. See, e.g., In re
Swartz, 232 F. 3d at 864..."
This factually false statement is fruit of the poisoned tree
which is why this case was brought to the court in the first
place. Attention is directed to the 'poisonous tree' [In re
Swartz] which was created by the court when it
"rubberstamped" the Defendants' factually false statements
in Case 00-1107.
The Petitioner has substantially shown fraud by the
USPTO in Exhibit 63, the Appeal Brief of '058, which shows
the misdescription of the invention and failure to consider
Evidence submitted are discussed, including on pages 108,
and 86,104, 117 & 212 respectively, and on pages 225, 237,
240, and 244. In Exhibit 64, the Appeal Brief of '258, the
misdescription of the invention and failure to consider
Evidence submitted are discussed, including on pages 51-53
& 212, and 42-44 respectively. It is discussed in the
Complaint, including on page 100. It is also discussed in
even more detail in Petitioner 's Exhibit 65 Petition for
Panel Rehearing [00-1107]]. It is extremely troubling that
the Decision ignores this entire matter.
-
The fraudulent behavior of the USPTO with respect to In re
Swartz is further discussed in Exhibit 63, including on
pages 158 and 161. It is discussed in the Complaint,
including on page 97.
The wrongfulness is discussed in both the Complaint
and Declarations. Businesses, science papers and
engineering devices are more important to Americans than
the USPTO "belief'. The field is quite real [cf. Affidavits of
Forsley, Nagel, Mallove, Fox, Bass, Swartz, Biberian, or
Hageistein]. This is discussed further in the CAFC-Denied
Field Appendix (Appx79).
25
Decision Usurps Rights into the Future Forever
The court states:
"..
the Federal Circuit expressly decided the if 101 and 112
issues as the basis for affirming the USPTO's
decision; and (4) plaintiff, as a party in the earlier
litigation, had a full and fair opportunity to litigate
those issues. As such, plaintiff is collaterally estopped
from relitigating the patentability of the '058 and.
'765 patent applications and Count 1 will be
dismissed with respect to those two applications."
This is utterly unfair. The Plaintiff was never granted the
opportunity in earlier litigation for a full and fair hearing,
nor the opportunity to fairly litigate. The timely-submitted
materials were not docketed but were sequestered andlor
ignored, and the inventions were misdescribed. This is
corrupt leeched with impropriety.
Corroborating this, the PTAB never even discussed
Appellant's inventions but was fixated on "cold fusion".
Exhibits 63 and 64 did demonstrate this. Specifically, this
is corroborated in Exhibit 63, in the Appeal Brief of '058
shows the misdescription of the invention and failure to
consider Evidence submitted, as discussed, including on
pages 108, and 86,104, 117 & 212 respectively. Defendants'
misbehavior is discussed, including on pages 225, 237, 240,
and 244. Furthermore, in Exhibit 64, the Appeal Brief of
'258 the misdescription of the invention and failure to
consider Evidence submitted are discussed, including on
pages 51-53 & 212, and 42-44, respectively.
Furthermore, it only effects two of the patent
applications. It is inhumane for the court to make this case
Dismissed with Prejudice on this matter, since those other
applications are not even relevant here. [emboldened and
underlined for emphasis]
26
Decision States No Utility Despite Declarations
The court states, denying justice with a handwave:
"Because plaintiff has failed to plausibly allege that
his patent applications describe operable inventions,
he has failed to plausibly allege his entitlement to a
patent and his §145 claims must be dismissed with
respect to the remaining-258, '643, and '691applications. "
This is demonstrably not true for so many reasons. First,
the invention in '258 was later granted to a foreign
automobile company, as discussed in the Complaint.
Second, the Defendants have misdescribed the invention(s).
As one example, the Declaration of Lawrence Forsley
states:
"I have read the above-entitled Complaint and
am surprised that In re Swartz, used by the
USPTO to stifle cold fusion, is actually about a
vibrating sensor whose frequency is used to
measure loading, and not about cold fusion,
but relevant to it as to other things such as
metallurgy."
Third, ignored by the Decision unfairly, Petitioner has
shown that some of this technology works for heating
systems of any source, and for chemical reactions, and 3D
printers.
In fact, the biased Decision ignores that THESE inventions
generate electricity [shown schematically in Figure 1 in the
CAFC-Patent Appendix (Appx53)]. This inaccuracy in the
Decision absolutely confirms that the peer-reviewed New
Evidence papers submitted were ignored. How has the
Constitution and Law been followed? It has not.
27
Decision Falsely States 'An Absence of Response'
The Decision falsely states:
'With respect to the remaining declarations and
articles, the district court correctly concluded,
"nowhere, for example, does [Swartz] explain how an
invention described in any of the relevant patent
applications was used in the course of any of the
referenced demonstrations or experiments." District
Court Op. at II."
This statement is absurdly untrue
proving that the
Decision has just 'rubberstamped' factually false
statements. Petitioner DID explain, alleging over and over
that the inventions in the patent applications WERE
involved in those experiments AND in those open
demonstrations at MIT.
--
Attention is directed to the fact that this was discussed in
the Complaint [averments 90-93, pages 45-47]. The basis of
the Decision is disproven again by the record.
Decision Ignores Obligations Owed
The Office was, and the court is, Obligated by law to
assume that all Declarants assertions are true [Lewis v.
Bours, 119 Wn.2d 667, 670, 1992]. Neither has, but instead
they use unnamed sources, unsworn individuals, and
proven-wrong opinion.
Decision Mistaken About '381
The Decision is factually incorrect about the patent
applications, both in number and by description. First, for
example, Application '381 did have a final Decision issued
by the Board, and the correct papers were filed at the
appropriate time for '381 (and '342).
Thus, this is another case demonstrating that the
Defendant repeatedly willfully uses attempts at
exculpatory behavior and factually false statements to
deceive the court. In this case of '381, the Defendant first
falsely purported that there was no Appeal Brief, then
falsely purported the fee was not paid, and now falsely
purports there was not a Decision when there was one in
the case of '381 [and the court, USPTO, and higher
authority, were notified of such].
Decision is Mistaken about Claims 5-7 9-12, and 14
These Claims sound in proven tort. Thus the flawed
Decision has denied the Plaintiff his right to an impartial
tribunal and to receive a patent in this country despite
explicit statements otherwise in the Constitution [28 U.S.
Code Section 144, Mayberry v. Penna.; Duncan v.
Louisiana]. In Bivens, the Court created a damage remedy
under the Fourth Amendment. The Plaintiff did totally
exhaust ALL available administrative remedies [28 U.S.C.
§ 2675(a); McNeil v. U.S.,, 508 U.S. 106, 113 (1993)].
Petitions were sent over and over pursuant to the Orders
of the Board. Further Notifications were made consistent
with Gonzalez v. United States, 284 F.3d 281,288 (1st Cir.
2002) proving compliance with the statutory requirement of
administrative exhaustion as "a jurisdictional prerequisite
to suit that cannot be waived"). Therefore, the Plaintiff's
Action is Supported by Bivens. [Bivens v. Six Unknown
Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388
(1971)] which is outside the purview of the Federal Tort
Claims Act [confer 28 U.S.C. S 2679(b)(2)(A)].
--
As importantly, Petitioner did describe clear-cut
violations of his purportedly Constitutional-protected
rights.
In this case, the Plaintiff, and supporting Evidence,
demonstrate that the Defendant's conduct was wrongful
(inconsistent with a duty resting on the defendant). This
court has sole final jurisdiction and a legal right and a legal
duty to stop Defendants and their lawyers [Cheney v.
United States, Dist. Court DC (03-475) 542 US 367 (2004)
334 F.3d 1096)].
LAW OVERLOOKED OR MISAPPREHENDED
65. The Decision ignores that the pro se Plaintiff
demonstrated significant new Evidence and justifiable
reasons for a sui generis statutory review pursuant to §145.
The Supreme Court held that the district court
hearing a §145 action must make a de novo finding
"when the new evidence is presented on a disputed
question of fact". That did not occur here. Instead, the
old Evidence (DIA and DTRA Reports which were shown to
not be docketed nor addressed, over and over) has been
inaccurately called "New Evidence", as the actual New
Evidence was ignored(****).
66 Defendant's behavior is an attempt to circumvent
the US Constitution and the will of the US Congress,
and to deny the energy needs and security of the
United States of America [emboldened for emphasis].
(****)
There are no coincidences here. The Petitioner has not
only toiled for 29 years to perfect his invention but gone above
and beyond to present strong evidence that showed utility along
with significant improvements to the original filings of F and P
who abandoned their work. The Decision of the lower court
ignored the bulk of Petitioner's evidence and rubberstamped the
Defense attorneys factually false statements and ignored
exculpatory evidence, to run roughshod over, and to coverup,
their failure to log timely submitted Evidence.
30
The court has ignored Article I, Section 8. Petitioner is
allegedly (but in fact for 29 years has not been) entitled to
the citizen's right "to secure for a limited time the
exclusive right to his or her writings and
discoveries" [Constitutional Convention in August of
1787, adopted in September of 1787]. In doing so, it also
ignores Congress which stated that patentable statutory
subject matter spans "anything under the sun that is
made by man" [S. Rep. No. 1979, 82d Cong., 2d Sess., 5
(1952); H. R. Rep. No. 1923, 82d Cong., 2d Sess., 6 (1952);
DIAMOND v. CHARRABARTY; 447 U.S. 303, 309].
The Decision ignores Marino v. Hyatt Corporation, 793
F.2d 427, 430 (1st Cir. 1986), Morrill v. Tong, 390 Mass.
1207 129 (1983), Chelebda v. H.E. Fortuna & Brothers Inc.
609 F.2d 1022 (1st Cir. 1979) by dismissing the New
Evidence Declarations and other NEW Evidence despite
being Obligated by law to address them and to assume that
the unrebutted Declarations are true [Lewis v. Bours, 119
Wn.2d 667, 670, 1992].
The Decision decimates the United States Constitution
[Clause 8 of Section 8, Article I] by continuing attempted
discrimination/elimination of an entire field involving
energy and United States security.
The Decision denies 14th Amendment rights that
Petitioner is entitled to an impartial tribunal [28 U.S. Code
Section 144, Mayberry v. Penna., 91 S.8.; Bloom v. Illinois,
88 Ct. 499 S.Ct. 1477; Duncan v. Louisiana, 88 S.Ct.1444]
and equal protection of the laws.
The Decision denies Article I, Section 2 rights that
Petitioner is entitled to the privileges and immunities of
citizens in the other states. Thus, this is arbitrary and
encourages selective discrimination and civil rights
violations under color of law [U. S. v. Price, 86 S. Ct. 1152,
1157], thereby rejecting the reasoning of the Supreme
Court's decision in United States v. Nixon (1974) that all
are "equal under the law".
31
The Decision rubberstamping factually false statements
disproven by the record is a patent violation of 18
U.S.C.1001. Thus, its authorship is a violation of the
Patriot Act, Title 10, Title 35, and United States v.
Reynolds, 345 U.S. 1 (1953) requiring correction or full
court measures to expose, engage, and bring to justice those
in government who have engaged in corruption.
(j) Conclusion
The pro se Petitioner demonstrated significant NEW
Evidence and new justifiable reasons for a sui generis
statutory review regime pursuant to §145 requiring a de
novo finding consistent with the actual "new evidence
presented" [Appendicies F, G, H].
The judgment of the United States court of appeals is not
consistent with, and does not harmonize with, clear
Constitutional and Congressional directives, or the
unanimous decision of this court, or the Executive Orders of
President Trump, or §145 requiring a de novo finding
consistent with the actual "new evidence presented".
Nothing in the United States Constitution, or any law
or directive from Congress authorizes the destruction,
spoliation, sequestration, or destruction of Evidence
involving that the DIA, DARPA, NASA, or DTRA
[Appendicies I,J].
The Decision has considerable misunderstandings
without substantive relevant foundation. The court has
either 'rubber-stamped' the Defendant's counsels' factually
false statements while overlooking facts discussed explicitly
in the pro se Plaintiff's pleadings and Complaint —or- the
court has misperceived evidence.
32
This case may initially appear to be de minimis because
it involves atoms of hydrogen, but is of great and
compelling importance when measured by either the
particular constitutional mandate of Art. I, §8, cl. 8 or the
number of people dependent upon energy efficiency, cost
and clean water. If the wrongful judgment stands, the
Petitioner and other Americans will suffer immediate,
continuous and irreparable injury, civil rights will be lost,
inventions will be shifted overseas [Figure 5], and
egregiously America's military in the future may lose the
ability to advance vital technology requisite to protect
stealth submarines and moving Marines, as worldwide
people will lose the means to obtain cheaper and more
efficient clear-water and clean-energy production.
In fact, this court should consider the impact on due
process and the appearance of justice. The court should ask:
Who is hurt if this Petition is ignored? The Petitioner will
suffer immediate, permenant and irreparable injury. If that
is not enough, America's military and business will lose a
new avenue efficient energy. Who is hurt if this Petition is
granted? No one. Instead, the attempts to deny justice,
using unethical, egregious, and unreasonable practices, and
to deny civil rights, including Constitutionally protected
rights, will decrease [Braaten v. Deere & Co., Inc., 1997 ND
202, ¶9, 569 N.W.2d 563; North Dakota Supreme Court
Opinions, Nastrom v. Nastrom, 1998 ND 142, 581 N.W.2d
919 Filed July 16, 1998].
It is unfair the Petitioner was not allowed to respond to
the Reply by the Defendant and counsel. Instead, as
planned, the speedy Judgment has denied Plaintiff his
right to respond to factually false statements and confront
his accuser. This court should protect Petitioner because
the wrongful judgment denies justice, and denies civil and
Constitutionally previously-protected rights under color of
Law.
33
In fact, the lack of single in-person hearing, the lack of
the requested trial, the lack of having the other side's
lawyers swear under pains and penalties of perjury as have
the Petitioner and his score of Declarants, in the blazing
light and tsunami of Evidence, ignored old and ignored
NEW, heralds saliently that the Defendants have not acted
following Congress lead as authorized by Art. I, §8, cl. 8.
Given that Congress has spoken it is "the province and duty
of the judicial department to say what the law is."
[Marbury v. Madison, 1 Cranch 137, 177 (1803)]. This
Court has final supervisory jurisdiction over the subject
matter and should correct this situation by directing the
Defendants to abide by their own Rules and standards of
review.
For the court to continue to ignore said wrongful actions
by the Defendants is injustice AND threatens US security
and Petitioner's alleged right to patent protection for a
limited amount of time. This court has jurisdiction and a
legal right and a legal duty to stop lies by the Defendant
and their lawyers [Cheney v. United States, Dist. Court DC
(03-475) 542 US 367 (2004) 334 F.3d 1096)].
Granting a Writ will harmonize a wrongful Judgment and
Opinion with clear Constitutional and Congressional
directives, and with the previous unanimous decision of
this court, and with the Executive Orders of President
Trump, and with §145 requiring a de novo finding
consistent with the actual "new evidence presented".
Granting a Writ will permit normal due process, normal
discovery, a normalization of discrimination, and might
even enable the court to better understand why Evidence
submitted to a taxpayer-supported US government agencywas systematically neither logged nor addressed.
Petitioner apologizes for any errors as a pro se non-lawyer
[U.S. Rep volume 404, pages 520-521 (72)].
o
Multi-Flow Map Showing Cause and. Effect
—
Defendant's Mischaracterizations
In Re Swartz
Fruit of the Poisonous Tree
CI)
CD
CI)
o
e--
—
Defendant's Failure to Log and/or
Address Rebutting Evidence
Blockage of US Patents
on clean energy
ci
.
0
-t- CIF
CI)
Defendant's Factually
False Statements
on Federal Documents
0
Defendant's Attempts
at Exculpatory Behavior
—
Defendant's Failure
to supply Exculpatory Information
p1
USPTO and Counsel
Under Color of Law
Shift of US inventions to
China, Russia, and Japan
Economic Benefits for Those
Who Obstructed Justice and
Usurped Constitutional and
Congressional Authority
The Impact of the USPTO's systematic mischaracterizations, failure to address timely-submitted Evidence,
failure to supply exculpatory information held by the USPTO, and use of factually false statements.
e* CD
-
35
for the above reasons, Petitioner
respectfully requests that this Petition for Writ of
Certiorari be granted. By such action the honorable court
would encourage innovation, the elimination of
discrimination, and better understanding of why Evidence
is ignored; including probative products from US
government agencies.
WHEREFORE,
Respectfully submitted,
Mitchell Swartz, ScD, MD, EE 40
pro Se, Petitioner
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.