Petition for Writ of Certiorari — Willie Peterson, Petitioner v. Steven Johnson, Administrator, New Jersey State Prison, et al.
Supreme Court briefMar 21, 2019
Ask Donna
What actually matters in this document.
Text
I9 THE 6
SUPREMECOURT OF THE UNITED- S ATE
,
No. USCA3 #18-2583
WILLIE PETERSON
.,
V.
ADMINISTRATOR NEW JERSEY STATE PRISON, ET AL,
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
SUBMITTED BY:
Willie Peterson #452630/732981A
New Jersey State Prison
P.O. Box 861
Trenton, New Jersey 08625
.
I OFFICE OLIE2
Petitioner,
Respondent.
U.S.
QUESTIONS PRESENTED
Whether the Third Circuit Court of Appeals Erred in Denying
Petitioner a Certificate of Appealability on His Claim that the
State Court Violated the United States Supreme Court Ruling in
Duncan v. Louisiana, Lewis v. United States and Illinois v. Allen
in Failing to Protect Petitioner's Right to be Present at All
Critical Phases of His Trial.
Whether the Third Circuit Court of Appeals Erred in Denying
Petitioner a Certificate of Appealability on His Claim that the
State Court Violated His Constitutional Rights to a Fair Trial.
3..)
Whether the Third Circuit Court of Appeals Erred in Denying
Petitioner a Certificate of Appealability on His Claims.
IE
TABLE OF CONTENTS
QUESTIONS PRESENTED ........................................ii
LISTED PARTIES .............................................iv
TABLE OF AUTHORITIES .......................................v
OPINIONS BELOW .............................................1
STATEMENT OF JURISDICTION ..................................1
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED ...........2
STATEMENT OF THE CASE ......................................3
REASONS FOR GRANTING THE WRIT ..............................13
CONCLUSION .................................................40
LIST OF PARTIES
The Petitioner is Mr. Willie Peterson, acting pro Se, and is
a prisoner presently confined at New Jersey State Prison in
Trenton, New Jersey.
The respondents are Charles Warren former Administrator of
New Jersey State Prison, and the Essex County Prosecutor's Office.
Iv
TABLE OF AUTHORITIES
Page No
Cases
Allen v. United States, No. 11-9335 (2013) ............40
Berger v. United States, 295 U.S. 78, 55 S.Ct 629,
79 L.Ed. 1314 (1935) .................................19
Betts v. Brady, 316 U.S. 455, 63 S.Ct 1252,
86 L.Ed 1595 (1942) .................................26
Chapman v. California, 386 U.S. 18, 87 S.Ct. 824,
17 L.Ed.2d 708 (1967) ...............................20,23
Coleman v. Alabama, 399 U.S. 1, 90 S.Ct 1999,
26 L.Ed.2d 387 (1970) ...............................31,32
Cuyler v. Sullivan, 446 U . S. 335, 100 S.Ct 170,
864 L.Ed.2d 333 (1980) ..............................25
Davis v. Alaska, 415 U.S. 308, 94 S.Ct 1105 (1974)....
28
Duncan v. Louisiana, 391 U.S. 145, 88 S.Ct 1444,
20 L.Ed.2d 491 (1968) ...............................35
Griffin v. California, 380 U.S. 609, 85 S.Ct 1229,
14 L.Ed.2d 106 (1965) ...............................20
Hoffa v. United States, 385 U.S. 293, 87 S.Ct 408
(1966) ..............................................29
Illinois v. Allen, 397 U.S. 337, 90 S.Ct 1057,
2 L.Ed.2d 353 (1970) ................................34
Kirby v. Illinois, 406 U.S. 682, 92 S.Ct. 1877,
32 L.Ed.2d 411 (1972) ...............................32
Kuntze v. United States, 488 U.S. 932 (1988) ..........29
Lewis v. United States, 146 U.S. 370, 13 S.Ct 136,
36 L.Ed 1011 (1892) .................................34
Ohio v. Roberts, 448 U.S. 56, 100 S.Ct 2531,
65 L.Ed.2d 597 (1980) .................................21
Powell v. Alabama, 287 U.S. 45, 53 S.Ct. 55, 77 L.Ed.
158 (1932) ..........................................31
Slack v. McDaniel, 529 U.S. 473, 484 (2000)
Snyder v. Massachusetts, 291 U.S. 97, 54 S.Ct 330,
78 L.Ed 674 (1934), overruled on other grounds
V
20,24,26,30
35
TABLE OF AUTHORITIES
Page No
Cases con't
State v. Brown, 362 N.J. Super 180 (2003) .............39
State v. Frost, 158 N.J. 76 (1999) ....................19
State v. Harvey, 151 N.J. 117
(1997) .................19
State v. Hudson, 119 N.J. 165, 574 A.2d 434 (1990)
34,35
State v. Irizarry, 270 N.J. Super 669 (App. Div. 1994)
20
State v. Paralin, 171 N.J. 223 (2002) .................40
State v. Smith, 29 N.J. 561, 150 A.2d 769, cert.
denied, 361 U.S. 861, 8 S.Ct 120, 4 L.Ed.2d 103
(1959)..............................................34
State v. Whaley, 168 N.J. 94 (2001) ...................34
United States v. Cervantes-Pacheco, 826 F.2d 310
(5th Cir. 1987), cert. denied, 484 U.S. 1026 (1988)
.
29
United States v. Goff, 847 F.2d 149 (5th Cir.) cert.
Denied.............................................29
United States v. Swinehart, 617 F.2d 336 (3rd Cir.
1980)..............................................25
United States v. Wade, 388 U.S. 218, 87 S.Ct. 1926,
18 L.Ed.2d 1149 (1967) ..............................31,33
Wiggins v. Smith, 123 S.Ct 2527, 2538 (2003) ..........25
Statute
28 U.S.C. §1254(1) ....................................1
A
OPINIONS BELOW
The United States Court Of Appeals for the Third Circuit
filed an order on December 17, 2018, denying petitioner's petition
for a Certificate of Appealability.
(See Appendix
-
Ex-1)
The United States Court Of Appeals for the Third Circuit
filed an order on January 15, 2019, •denying petitioner's petition
for a rehearing En Banc.
(See Appendix
-
Ex-3)
STATEMENT OF JURISDICTION
The United States District Court For the District Of New
Jersey denied petitioner's petition for writ of habeas corpus and
on the United States Court of Appeals for the Third Circuit filed
an order on December 17, 2018; denying petitioner's petition for a
Certificate of Appealability and a petition for a rehearing En
Banc were denied on January 15, 2019. This Court has jurisdiction
under 28 U.S.C. §1254(1) to review the circuit court's decisions
on a writ of certiorari.
I
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED
The
VI Amendment
which states, "that in all criminal
prosecutions, the accused shall enjoy the right to a speedy and
public trial, by an impartial jury of the state and district
wherein the crime shall have been committed, which district shall
have previously ascertained by law, and to be informed of the
nature and cause of the accusation; to be confronted with the
witnesses against him; to have compulsory process for obtaining
witnesses in his favor, and to have the Assistance of Counsel for
his defense."
The XIV Amendment which states, "that all persons born or
naturalized in the United States, and subject to the jurisdiction
thereof, are citizens of the United States and of the State
wherein they reside. No State shall make or enforce any law which
abridges the privileges or immunities of citizens of the United
States; nor shall any State deprive any person of life, liberty,
or property, without due process of law; nor deny to any person
within its jurisdiction the equal protection of the laws."
STATEMENT OF THE CASE
Debbie Belle and Twanna Floyd met in 1995 at the same housing
complex.
They became friends.
seeing somebody.
Debbie told Floyd that she was
On or about September 1998, Debbie introduced
Floyd to the Petitioner, the man she was dating. A few months
after this.
Debbie discussed with Floyd the possibility of the
Petitioner moving in with her.
Floyd said this was not a good
idea and told Debbie that she did not know him long enough. Floyd
realized that the Petitioner had moved in with Debbie in February
1999.
She realized they lived together, when she saw him on
several occasions exit a car parked in Debbie's assigned parking
space in the complex.
Floyd perceived that Debbie's demeanor
changed once she and the Petitioner started living together.
Debbie was not happy and became quiet because she was upset. On
or about the middle of February 1999, Debbie entered Floyd's
apartment.
She was very angry and screamed to Floyd, "I don't
know what his problem is. Why would he steal from me?" Debbie
then told Floyd that the Petitioner had taken some jewelry and
petty cash from her apartment. She told Floyd that she wanted him
out because this was not the kind of life she desired. During
February or March 1999, Debbie, again upset entered Floyd's
apartment. She told her ,the Petitioner had taken her television
and stereo and pawned hem. She found pawn receipts on her kitchen
table.
Floyd recalled having seen the Petitioner carrying a
television and a stereo a placing it in the back seat of his car.
She assumed that he was moving out of the apartment because
Debbie had told him to leave.
3
On or about April 29, 1999, Floyd was preparing to move from
the complex.
As Floyd concluded a phone conversation with a
locksmith regarding the installation of locks for her new
apartment, Debbie entered Floyd's apartment and screamed, "I want
him out." She asked Floyd if she would recommend a locksmith.
Floyd called her locksmith and requested that he change the locks
to Debbie's apartment. Awaiting the locksmith's arrival, Debbie
told Floyd that the Petitioner was different from when she had
first met him. She did not want the type of life that she was
beginning to live. While the locks were being installed, Floyd
questioned Debbie as to why the locks were being changed. Floyd
said she would allow the Petitioner back in the apartment. Debbie
told Floyd that she was not going to let him back in the
apartment.
On or about May 1, Floyd was sitting on the porch of her old
apartment when she saw Debbie and the Petitioner in a car. As
Debbie left the car with the Petitioner. Floyd and Debbie said
hello from a distance.
The following day Floyd, stopped by
Debbie's apartment. As they spoke, Floyd realized the Petitioner
was in the bedroom. Debbie gestured to Floyd that she would call
her.
That was the last Floyd heard from Debbie.
During their
numerous conversations, Debbie never told Floyd . that the
Petitioner physically or emotionally hurt her.
Debbie worked at the federal probation office in Manhattan.
She was last seen at work on or about May 17, 1999. In the early
morning of May 18, 1999, the Petitioner drove his car into a
divider on Route 1 and 9. Police and an ambulance responded to
4
the scene. As ambulance workers placed the Petitioner into the
ambulance, he said he wanted to kill himself. He did not want to
be treated so that he could bleed to death.
On or about May 24, 1999, at approximately 7:45 p.m. Officer
Mendez of the Newark Police Department went to Debbie's apartment.
Mendez went to the side of the building, after not receiving a
response by ringing the doorbell and knocking on the door. He saw
one of the windows half open. Mendez was unable to see much but
did detect a foul odor.
After locating the building's
superintendent, Mendez entered the apartment.
Debbie's decomposed clothed body was discovered in the
bathroom face down, with one of her feet sticking out from the
tub. A bloody six or seven inches long knife was on a comforter
in the bathroom, near the body. A pocketbook's contents were on
the floor of the master bedroom. The handle was ripped off. It
appeared Debbie had been killed in the bedroom before being placed
in the bathroom. The telephone cords in the bedroom were torn
from the wall. There was a gallon water container smeared with
blood in the bedroom. This gave the appearance as if someone had
attempted to clean up the blood. There was no evidence of forced
entry into the apartment.
Fingerprints were analyzed and
determined to be the Petitioner's prints. No prints were lifted
from the knife.
DNA analysis of the bloodstains on the knife
determined that it was the Petitioner's blood. Bloodstains found
on the jacket, which attired the body, and pants and a wallet
discovered in the apartment was the Petitioner's.
A toolbox in the apartment, containing the Petitioner's
5
personal paper was found.
Among the papers was a note
the
Petitioner apparently wrote regarding Debbie, which read:
Debbie, shit!
The first time I realized you just lie
for no reason at all, Ginger ale soda. Then I tell you
to send my mother $100.00 back as soon as the check
cleared, in fact, I said put $100.00 cash! in the mail
She did not. But instead she optioned to take Mom
Two Forty-dollar money orders & $20 in cash, I still
ain't figured out what that was about shyster, very
shysty. $600.00 Fake phone bill, shit fake-ass uncle in
New York who just happened to have a car for $600.
-
Another note in the toolbox, dated May 17, 1998, read:
Debbie, let's not forget how many times I ask for a 2dollar watch, shit, to wear it.
I ask you. Now, she
thinks she's "cute," yeah! and I always wanted to tell
you to "just sit the fuck up" Lovely-be-DoubbeeFronten. Day after Mother's Day
my orders never got
to Mom let not forget about
you couldn't make the
calls I ask you too make, but you found the time
the
strength
yeah!
I'm tired. To call the office just
how much I owed them! When they took my check for $60.
I never asked! May 16th after talking to Mom, I asked
her, how much is the collection agency looking for, she
said about $1,000 dollars, but there's no bill
Nor
has there ever been any notice. I've ask again for the
old "phone Bill" & Pawn shop ticket!! set the record
straight! bitch and walked the fuck out.
-
-
-
-
-
A letter from Debbie to the Petitioner was in the toolbox.
It read:
Willie, you embarrassed me Sunday, July 26, you also
said horrible words to me.
Don't know who you are.
You totally acted like an ignorant nigger. No respect.
A street low life, I will never in my life forget that
abuse in my life. The worst woman you had, no, it was
the best. You acted horrible, very ignorant, no class,
you embarrassed me.
Your mouth is filthy.
You're a
very evil ignorant man, no respect. I don't want to be
with you. Don't ask me about my bills, you don't pay
them. No, I don't -want no car with you. I will mail
your $48.00 back.
You're horrible very ignorant low
life street wise evil.
Who are you? Said I was an
animal. You are a very nasty evil man. You said some
horrible things to me.
Don't ask me, I repeat, about
my money. I don't ask you about yours. Get your own
place an car.
God will take care of me.
You killed
everything in me.
Words you say to people are very
horrible, very hurtful.
I cannot forget that your
mouth is a weapon. I really don't know you. Debbie.
In response to this letter, the Petitioner wrote a letter to
Debbie, also found in the toolbox:
I have your letter. When you send my $48.00 and all
other people, an all other property, Send my check for
$200.00 Back also.
Like I Said, you're a Very Sick
Bitch
So Don't Fuck With Me. Get all My Shit to
Mom, I mean it, Bitch.
Fuck you
you're Just a big
liar
Sorry ass Nigga-Ho.
.
.
.
-
.
.
.
Prior to this exchange of letters, Debbie wrote to the
Petitioner:
June 24th, 1998.
Hi, Mr. Hots.
Enjoy with the fur
blind girls. Miss you and need you, can't wait for you
to have some. Boo, do you want some (smile)
July 4th
we are going to cook out at Mom Duke's house an have
fun.
Baby, pls stay off salt and try and eat some
veggies for your health sake, okay. Don't let yourself
get to fat. Hang in there. Okay, Be good. Miss you.
Boo will mail telephone bill to you.
Don't have any
more film for camera and I will not buy more. Cannot
aim at Fluffy Jr. Hope that you can aim better with
Peter, Jr. Love U, Fluffy.
.
Investigator Nicole Berrian of the Essex County Prosecutor's
Office believed that all of the aforementioned notes and letters
found in the Petitioner's toolbox were written no later than late
An autopsy of Debbie's body disclosed that she died of
multiple stab wounds of the face. They are the wound to the eye
an entering the brain; the second stab wound to her lip and
entering the jaw; and the third wound to the right corner cheek
and entering the mandible. The wounds were about three inches in
depth, and the wound to the eye, entering the brain, was caused by
7
moderate amount of force. There were no defensive wounds on the
body.
It appeared she did not attempt to defend herself.
A
toxicological exam determined that her brain tissue had a 0.193
percent alcohol level. Due to the body decomposition, no blood
was able to be analyzed for alcohol.
Petitioner crashed a car,
which had been impounded by the police. On or about May 28, 1999,
a gold bracelet that was Debbie's was discovered in the car.
On May 29, 1999, in the morning, Petitioner waved down police
officer in Queens, New York, and said, "You have to take me in."
One of the officers, Carlos Clintron, asked why.
Petitioner
replied, "I just killed my wife." Officer Clintron questioned how
he had done it. He said he had used his hands. He was put in
cuffs and taken to a Newark police station. The police wanted to
question him regarding the death of Debbie Belle.
Investigator
Berrian, noted superficial "knife wounds" on Petitioner's neck and
stomach, and "injuries" to his knuckles.
While Petitioner was in the Essex County Jail for Debbie
Belle's homicide, Eric Wiltshire also was incarcerated there. He
was convicted in New York in 1985 of assault and in 1986 of
aggravated assault. He was in the Essex County Jail for firstdegree kidnapping, second-degree aggravated assault, four counts
of terroristic threats, two counts of unlawful possession of a
weapon and two counts of possession of a weapon for an unlawful
purpose.
Wiltshire stated that, on or about October 14, 2000, he
conversed with the Petitioner in the jail's dayroom. During their
conversation Petitioner told Wiltshire that he had "stabbed his
8
wife," or fiancee, regarding an "argument over money." He stated
to Wiltshire that his car crashed on Route 1 and 9. He turned
himself in to a police officer. He wrote a letter to the Essex
County Prosecutor on October 14, 1999, recounting Petitioner's
stating that he had killed a woman over money. Wiltshire also
included in his letter that Petitioner and the woman had gotten
into a physical altercation and the Petitioner had displayed to
him marks on his right knuckles.
Petitioner alluded to having
unsuccessfully attempted to provide information to the
prosecutor's office on another occasion.
Wiltshire told the
prosecutor that "I will not let you down" and asked that his bail
be reduced. He was interviewed by Investigator Berrian on October
24, 1999, and provided a signed statement regarding Petitioner's
matter.
On or about November 6, 2002, Wiltshire entered into a plea
agreement with the Essex County Prosecutor's Office, whereby he
pleaded guilty to second-degree aggravated assault an the
kidnapping charge would be reduced to criminal restraint in
exchange fore the State's recommendation that any custodial term
would not exceed 12 years of which he must serve 85 percent before
being eligible for parole. Wiltshire's attorney indicated at the
plea hearing that, because Wiltshire had cancer and was willing to
cooperate with the State regarding Petitioner's homicide trial.
He would requesting time served at Petitioner's sentencing. The
judge agreed that if there was no new development that had any
negative impact upon Wiltshire, time served, which was 18 months
at the time of Petitioner's trial, would be imposed. Wiltshire
testified at the Petitioner's trial that he was really concerned"
about his own case; that "I don't know" whether the kidnapping
charge was "serious or not," an that the reason he had come
forward on Petitioner's matter was because "there's a matter of
right and wrong."
On November 28, 2000, December 5, 2000, June 6, 2001,
December 2, 2002, December 11, 2002, and January 7-9, 2003,
pretrial motions were conducted before Honorable F. Michael Giles,
J.S.C.
On January 29, 2003, the Petitioner's trial began before the
Honorable F. Michael Giles, J.S.C. and a jury. The jury acquitted
the Petitioner on March 4, 2003, as to the murder, felony murder
and robbery charges. He was convicted of aggravated manslaughter
(a lesser-included offense of murder), theft, unlawful possession
of a weapon, and possession of a weapon for an unlawful purpose.
Thereafter on May 9, 2003, Petitioner was sentenced to an
extended sentence of 60 years with an 85% parole disqualifier of
the first 30 years.
/
On July 10, 2013, Petitioner filed a petition for a writ of
habeas corpus. The petition raised sixteen grounds: Ground One:
The Prosecutor's Remarks In Summation To The Jury, Regarding
Defendant's Not Having Presented A Self-Defense Theory Prior To
Jury Summations, Violated Petitioner's Constitutional Right
Against Self-Incrimination;
Ground Two:
The Introduction Of
Hearsay Which Arguably Provided Petitioner's Alleged Motive And/Or
Intent, Violated Petitioner's Constitutional Right Of
Confrontation, (a) Debbie Belle's Statements To Twanna Floyd Were
10
Admitted, (b) Debbie Belle's Letter To Petitioner; Ground Three:
The Admission Of Petitioner's "Bad Conduct" Letters To The Victim
Was Unduly Prejudicial; Ground Four: The Trial Court's Instruction
To The Jury That It Could Infer That Petitioner's Attempted
Suicide, Indicated Proof Of Consciousness Or Guilt, Was
Unsupported By Reasonable Inferences; Ground Five: Trial Counsel
Was Ineffective For Failure To Adequately Prepare And Exercise
Normal Customary Skills In Establishing Petitioner's Innocence,
And The Lack Of Adequate Client Consultation, Which Resulted In
Gross Ignorance Of Petitioner's Specific Instructions For Defense
Tactics; Ground Six: The Trial Court Erred In Not Assigning A New
Counsel In Light Of A Conflict Of Interest Between The Petitioner
And His Present Counsel; Ground Seven: The Trial Court Abused Its
Discretion In Admitting Evidence Of Discord In The Relationship
Because The Probative Value Of The Evidence Was Substantially
Outweighed By The Prejudice; Ground Eight: The Trial Court Failure
To Instruct The Jurors Regarding The Effect Of A Witness' Actual
Or Perceived Expectation Of Favorable Treatment By The State
Deprived Petitioner Of His Right To A Fair Trial And Due Process;
Ground Nine: Trial Counsel Were Ineffective For Failing To File A
Motion To Suppress Petitioner's Statement As Excited Utterance;
Ground Ten: Trial Counsel Was Ineffective For Failing To Prepare A
Diminished Capacity Defense; Ground Eleven: Trial Counsel Was
Ineffective For Failing To File A Motion To Suppress Testimony
That Lacked Of Scientific Testing; Ground Twelve: Trial Counsel
Was Ineffective For Failing To Communicate With The Petitioner And
To Initiate Plea Negotiations; Ground Thirteen: Petitioner's Pcr
11
Attorney Failed To Obtain Either An Affidavit Or Certification
From Trial Counsel, State Counsel Or The Trial Judge As To Why The
Petitioner Was Not Allowed To Be Present In Court On Separate
Occasions, Despite There Were No-Waiver From The Petitioner,
Denied The Petitioner His Right To Due Process; Ground Fourteen:
Petitioner's Trial Attorney Failed To Advise Him Of The Existence
Of The Trial Memorandum And Failed To Procure Petitioner's
Presence During The Signing Of This Crucial Document; Ground
Fifteen: Trial Counsel Failed To Consult With The Petitioner
Regarding The Sentencing Exposure, Therefore Depriving Him Of His
Constitutional Rights To Effective Assistance Of Counsel; Ground
Sixteen: The Pcr Court Erred In Denying Petitioner's Petition As
He Established A Prima Facie Case Of, Ineffective Assistance Of
Counsel When All Counsels Below Failed To Raise The Trial Court's
Violations Of Petitioner's Right To Due Process When It Failed To
Arraign Petitioner Or Conduct A Pre-Trial Conference On The
Superseding Indictment As Required By 3:9-1(A) And (E).
The district court denied the petition for a writ of habeas
corpus. Peterson v. Warren, No. 13-4250 (JLL), slip opinion.
Thereafter, on or about July 21, 2018, petitioner filed a
timely notice of appeal and moved for a petition for a COA.
On December 17, 2018, the Third Circuit denied the petition
for a COA.
On January 15, 2019, the Third Circuit denied a
petition for rehearing and rehearing en banc.
REASONS WHY CERTIORARI SHOULD BE GRANTED
Point I
Reasonable Jurists Could Disagree with the District
Court's Ruling that the Prosecutor's Remarks in
Summation to the Jury, Regarding Petitioner's not
having presented a Self-Defense Theory prior to the
Jury, Summations, Violated Petitioner's Constitutional
Right Against Self-Incrimination and His Constitutional
Rights to a Fair Trial by an Impartial Jury.
At the charge conference prior to jury summations, the court
ruled that self-defense would be included in the final
instructions for the jury's consideration.
Consequently, defense counsel's summation to the jury dealt
solely, and at considerable length, with a self-defense scenario.
It reads, in pertinent part:
What was causing problems in the relationship? Money
and arguments over money. And, and that really started
to be destructive? That Willie Peterson would take
thing from Debbie; take things, right? And sneakily do
it; right?
This pawning of things from the apartment is what is
driving Debbie crazy. It's what she can't stand. It's
destructive to this relationship.
It's getting her
angry. It gets her angry. Her best friend [Twanna
Floyd] tells you angrier than she's ever seen her, so
angry that she can't be controlled.
On May 17th, we know that Debbie goes to work, right?
That' a Monday. Right? Debbie goes to work. Remember
we're told by Investigator Berrian that she signs out
of her computer about .4:45 or 4:50, and she leaves at
5:00. You know, she works for the federal government.
She's, I think a clerical worker in a parole office
parole office in New York; right? Federal courthouse
in New York. And she leaves work.
--
What do we also know is happening on that same day of
May 17th? What else is happening? Do you remember what
else is happening on a May 17t? On May 17th (displaying
item), as Debbie is getting ready to leave from work
and, again, this one of theses documents you're going
to have in evidence, S129 in evidence. These are
photocopies of the document that man brought in from
--
13
Rich's Pawn Shop.
At 3:42 P.M., that very same day
this VCR is being pawned; okay? It's being pawned.
What does Debbie do? She goes home, she goes into her
bedroom top what? To change her clothes. And what does
she see, or rather what does she not see? There's no
VCR there anymore. Jesus, there's no VCR there any
more. Again? Again this crap again? After commuting
from work in New York City, again we're going to start
this?
There's no [Twanna Floyd] across the street to go and
vent with anymore.
[Twanna Floyd] moved.
She's not
there. And maybe he doesn't want to hear it even.
Right? I told you so or whatever.
She's just pissed
off. How can this keep happening? Mad at herself, and
mad at him. And should be mad at him.
What does she do? She does what many people do when
things aren't going right, when just it' been too much,
and that is, Ladies and Gentlemen, that she starts to
drink. I'm looking in here, and you'll have in there
with you, the Medical Examiner's report.
[The
prosecutor] told us in her opening statement that we'd
be hearing this, and we heard it from the medical
examiner. She started to drink.
She wasn't drinking at work; right? She's not drinking
on her way home from work; right? She going home, the
ethanol, the alcohol level in her brain as .193. .193.
Willie Peterson never used violence. We know that.
All the blood on this knife was Willie Peterson's
blood. That's the knife, Ladies and Gentlemen, that
Debbie took because she was fed up, and she waited
there with that knife for Willie to get home.
[T]he medical examiner, what did he tell us?
That
during the autopsy she was examined and displayed no
defensive wounds. What's a defensive wound? I put up
my hands to stop an attack. Where do we usually put up
our hands (demonstrating)? Right? To protect our face
a lot of times; right? We know that's, in fact, where
Debbie was stabbed.
And Debbie had the knife, but no defensive wounds?
Well, quite clearly because you were on the offensive
for the attack, you were the attacker; right? That's
why you wouldn't have any defensive wounds.
But also what you'll see when you look at these
photographs is
Nicole Berrian, the prosecutor's
investigator, she takes pictures of Willie Peterson in
--
14
areas where you can look and you can draw your
conclusions, but which would constitute defensive
wounds on Mr. Peterson, that initially Mr. Peterson was
being attacked and attempted to thwart the attack.
We have a picture here of stab wounds that Mr. Peterson
or cuts that he received on his neck. All right?
You'll see those. Nicole Berrian took those. She said
she took them because they were obviously stab wounds.
And the one that he had on his belly that she took. I
mean and that's exactly where you would imagine a
bigger man would be stabbed by a smaller person, in the
belly. Those are facts for you to look at.
--
[W]hat does that mean, acting in self-defense?
It
means that the State, the Judge will tell you, has to
disprove self-defense beyond a reasonable doubt. They
have that burden. It's not whether you find beyond a
reasonable doubt he was acting in self-defense. No.
If you have a reasonable doubt as to that issue, I
can't decide, I don't know, I'm not firmly convinced
one way or the other, it's an unknown to me, the Judge
will tell you that's reasonable doubt, the defendant
gets the benefit of that doubt, and unless the State
has disproved
listen to that
disproved selfdefense beyond a reasonable doubt, you must find that
it applies, and you must acquit
find Mr. Peterson
not guilty based on self-defense.
--
--
--
Near the close of the summation, the prosecutor stated:
It wasn't self-defense.
The first time you heard self-defense, Ladies and
Gentlemen, was today, and you you've heard no evidence
of it from the witness stand.
Defense counsel immediately objected, and the following
exchange occurred at side bar:
[DEFENSE COUNSEL]: Judge, I have no recourse but to ask
for a mistrial at this point in time. The prosecutor
just said that, "The first time I herd anything about
self-defense was today, and I didn't hear anything from
witness stand." That is a clear, clear comment on the
fact that Mr. Peterson did not testify in this case.
There is no remedy under the case law for such gross,
unfortunately, malfeasance except for the Court to
order a mistrial, and that's the remedy I'm requesting
at this time.
15
THE COURT: Any comments, Ms. [Prosecutor]?
[PROSECUTOR]: Yes, Judge. Counsel did not open to selfdefense, There was no evidence presented with regard to
self-defense, and if counsel had let me continue, I
would have commented on the fact that defendant made
statements to both Wiltshire and Cintron and never
indicated that there was any evidence or that there s
any existence of self-defense or any type of attack.
[DEFENSE COUNSEL]: Judge, it's up to the Court to
protect the defendant from what can only be termed
gamesmanship and that's clearly what this was. It was
a direct
I mean, how much more direct could you be a
comment on Mr. Peterson's failure to testify in this
case? That's what it said, and that's why I ask for the
remedy I ask for.
--
THE COURT: Well, I don't necessarily agree, [defense
counsel], that the implication would suggest that the
defendant's testimony has anything to do with that
point is involved.
I will remind the jury that they,
will be instructed with regard to the defense of self
because the testimony supports or supplies a reason for
that and their recollection should control with regard
to their recall about that testimony.
I will deny your application for a mistrial because, as
I've said, the comment does not point to the defendant
or the defendant's election not to testify in this
trial. Anything else.
[PROSECUTOR]: No.
THE COURT: You plan to continue with your presentation
in the manner that you suggested?
[PROSECUTOR]: I'm almost done.
THE COURT: No. In the manner that you suggested?
[PROSECUTOR]: Yes.
THE COURT: Anything else that you intend to say with
regard to that?
[PROSECUTOR]: No.
[DEFENSE COUNSEL]: I'd ask for a curative.
THE COURT: That's what I intend to tell this jury.
[DEFENSE COUNSEL]: Even though it does not impact on my
16
motion for a mistrial
I'm not abandoning my motion.
I know you've ruled on it. I'd ask you to remind this
jury Mr. Peterson has no obligation to testify, that it
should not enter into their deliberations whatsoever.
--
THE COURT: I'm going to think about that. I think that
would unnecessarily highlight the comment, and what
I've indicated to you, the comment, in the context it
was made, [defense counsel] does not point in any way
to the defendant's election not to testify in this
trial.
[DEFENSE COUNSEL]: I'd ask you to have it red back
then, Judge, because that is the only inference that
could be drawn from it.
THE COURT: I heard what she said. She said you haven't
heard anything about self-defense until today. Is that
essentially
--
[DEFENSE COUNSEL]: And then she commented on the fact
that there was no evidence of it from the witness
stand. I mean how is that not directly basically saying
to them Mr. Peterson didn't take the stand to tell you,
he didn't have self-defense?
[PROSECUTOR]: That's exactly
because where I was
going, Cintron didn't hear anything about self-defense
and neither did Wiltshire.
--
[DEFENSE COUNSEL]: Then she wanted to comment on the
fact my client didn't say more to officer Cintron?
That Fifth Amendment right.
[PROSECUTOR]: That's not
THE COURT: Hold on. Hold it. We can't all talk at the
same time, can we? Now, are you finished?
[DEFENSE COUNSEL]: Yes, Judge.
THE COURT: What would you like to say?
[PROSECUTOR]: That was a voluntary statement.
He
walked up Cintron. Cintron wasn't interrogating him.
The point is that he turned himself in. At that point
did he say I did it in self-defense?
THE COURT: In that regard, I had no problem with your
indication previously about what you meant to continue
about in that area.
[PROSECUTOR]: Fine.
17
THE COURT: If you re going to use certain witnesses in
order to, in effect, allow the jury to analyze it back
to the defendant's election not to testify, I won't
allow that. All right? So you don't need to talk about
what Officer Cintron didn't tell us with regard to
self-defense because he wasn't told by Mr. Peterson on
that day.
You can talk about what Mr. Peterson did not say to Mr.
Wiltshire in the jail, which they heard about, may have
heard about here or didn't hear about here, which in
effect, will create the implication that [defense
counsel] has a problem with. That implication does not
is not a problem right now.
--
[PROSECUTOR]: So what can I say?
THE COURT: What did you say, suggest you were going to
say before?
[PROSECUTOR]: What I suggested I was going to say is
that we heard no testimony from either Officer Cintron
or Eric Wiltshire that indicated that the defendant
that there was any level of attack or self-protection
defense.
--
THE COURT: I think you've said enough with regard to
that, said there's no testimony, no evidence in this
case about self-defense. You've made the comment that
we're here at side bar about. I'm going to indicate to
them what I said before, that the evidence, certainly
I've ruled that there is the evidence testimony which
may provide a basis for them to be instructed on selfdefense, and I'm going to leave it at that.
[PROSECUTOR]: Okay.
[DEFENSE COUNSEL]: Is the prosecutor
Judge. I don't
mean to inquire of you, but is the prosecutor going to
ask
comment any further in this area? If she is, I
have some other things I'd like to put on the record.
--
--
[PROSECUTOR]:
right?
Well, I think I'm being told not to;
THE COURT: Yes, that would solve any problems so e
don't have to keep coming back to side bar, and the
further we go, the more the implication may be created
that [defense counsel] was initially concerned about;
all right?
[PROSECUTOR]: Okay.
18
THE COURT: All right.
The Court then addressed the jury:
All right, before [the prosecutor] continues, I have
something, an instruction I want to give you.
I
decided, outside of your presence, that somewhere in
the evidence, in all the evidence, the testimony that
you heard, that there was a basis to instruct you in
the law of self-defense.
It is your recall of the testimony and evidence that
controls. Because the testimony of certain witnesses in
this case may give you a basis to decide, along with
everything else you are required to decide in this
case, whether the defendant acted in self-defense,
that's why you'll be instructed when I give my
instructions to you tomorrow about that.
The prosecutor then concluded her summation without providing
any clarification to the comment, "the first time you heard selfdefense, Ladies Gentlemen, was today, and you've heard no evidence
of it from the witness stand."
The prosecutor is accorded considerable latitude in summing
up the State's case forcefully and graphically and to pursue to
prosecutorial duty with earnestness and vigor. See e.g. State v.
Frost, 158 N.J. 76 (1999); State v. Harvey, 151 N.J. 117 (1997).
Nevertheless, prosecutor also have overriding obligation to see
that justice is fairly done. The classic statement of that
obligation by the United States Supreme Court in Berger v. United
States, 295 U.S. 78, 88, 55 S.Ct 629, 633, 79 L.Ed. 1314, 1321
(1935), explains that:
The *** [prosecuting] attorney is the representative
not of an ordinary party in a controversy, but of a
sovereignty whose obligation to govern impartially is
as compelling as its obligation to govern at all; and
whose interest, therefore, in a criminal prosecution is
not that is shall win a case, but that justice shall be
done. As such, he is in a peculiar and very definite
sense the servant of the law, the twofold aim of which
19
is hat guilt shall not escape or innocence suffer. He
may prosecute with earnestness and vigor
indeed, he
is not at liberty to strike foul ones. It is an much
his duty to refrain from improper methods calculated to
produce a wrongful conviction as it is to use every
legitimate means to bring about a just one.
-
It is fair to say that the average jury, to a greater or
lesser degree, has confidence that these obligations,
which so plainly rest upon the prosecuting attorney,
will be faithfully observed. Consequently, improper
suggestions, insinuations and, especially assertions of
personal knowledge are apt to carry much weight against
the accused when they should properly carry none.
For example, prosecutorial suggestion on Petitioner's failure
to testify
-
as was the case in the instant matter
-
violates the
self-incrimination clause of the Fifth Amendment to the United
States Constitution, which is made applicable to the States by the
Fourteenth Amendment. Griffin v. California, 380 U.S. 609, 85 S.Ct
1229, 14 L.Ed.2d 106 (1965); see also State v. Irizarry, 270 N.J.
Super 669 (App. Div. 1994).
Moreover, because the error deprived the Petitioner of a
federal constitutional right, it may not be considered harmless
unless it was "harmless beyond a reasonable doubt." Chapman v.
California, 386 U.S. 18, 24, 87 S.Ct. 824, 828, 17 L.Ed.2d 708,
711 (1967)
In the Petitioner's case the prosecutor comments blunted, if
not eviscerated the Petitioner's self-defense theory.
As such, reasonable jurists could disagree with the district
court's decision. Slack v. McDaniel, 529 U.S. 473, 484 (2000)
20
Point II
Reasonable Jurists Could Disagree with the District
Court's Ruling that the Introduction of Hearsay which
Arguably Provided Petitioner' s Alleged Motive and/or
Intent, Violated Petitioner's Constitutional Right of
Confrontation, and Due Process.
Admission of a hearsay declaration implicates concerns
reflected in the Sixth Amendment's Confrontation Clause, U.S.
Const. amend. VI, which is mirrored in the New Jersey
Constitution. N.J. Const. art. I, par. 10. As this Court has
noted, if read literally, the Clause would preclude admission of
"any statements made by a declarant not present at trial." Ohio v.
Roberts, 448 U.S. 56, 63, 100 S.Ct 2531, 2537, 65 L.Ed.2d 597, 605
(1980)
.
In contrast, the admission under the exception in the New
Jersey Rules of Evidence has been recognized and approved
notwithstanding the fact that the right to confrontation is
effectively denied.
In the Petitioner's case, hearsay statements were admitted,
despite their not falling within any of the exception to the
hearsay rule and, therefore, should have been deemed inadmissible.
(a) Debbie Belle's statements to Twanna Floyd were admitted.
At a pretrial hearing, Twanna Floyd testified, inter alia,
one evening in March 1999, Debbie Belle, screaming and crying,
entered her apartment and complained that petitioner had stolen
jewelry and petty cash from her. Floyd did not know when Debbie
first discovered the items missing.
Floyd also testified at the hearing that Debbie, again upset,
subsequently told her that she was "through" and "just had it"
because of her having discovered pawn tickets, indicating that
21
[ petitioner]
had pawned her television and stereo.
Over defense counsel's objection that Debbie's statements to
Floyd were inadmissible hearsay, the State proffered the
statements as falling within either the excited utterance
exception or the present sense impression exception to the hearsay
rule.
The court deemed the statements admissible under the present
sense impression exception, stating, "it does not appear that
we're talking about the [petitioner's] state of mind.
We're
talking about the witness' [sic] present sense impression."
Debbie Belle's statements to Twanna Floyd did not fall within
either hearsay exception.
Here, where no time was established as to the time of the
alleged incidents and Debbie's reporting them to Floyd, the court
correctly did not allow the statements under the excited utterance
exception, because "a reasonable proximity in time between the
event and the declarant's subsequent description of it, and
whether there was a lack of opportunity to deliberate or fabricate
the circumstances" had not been satisfied.
(b) Debbie's Belle's Letter to Petitioner
A letter from Debbie to petitioner, found in a toolbox in
Debbie's apartment, was read to the jury:
Willie, you embarrassed me Sunday, July 26, you
also said some horrible words to me.
Don't know who
you are. You totally acted like an ignorant nigger. No
respect.
A street low life, I will never in my life
forget that abuse in my life. The worst woman you had,
no, it was the best. You acted horrible, very ignorant
no class, you embarrassed me.
Your mouth is filthy.
You're a very evil ignorant man, no respect. I don't
want to be with you. Don't ask me about my bills, you
22
don't pay them. No, I don't want no car with you. I
will mail your $48.00 back.
You're horrible very
ignorant low life street wise evil. Who are you? Said
I was an animal. You are a very nasty evil man. You
said some horrible things to me.
Don't ask me, I
repeat, about my money. I don't ask about yours. Get
your own place and car. God will take care of me. You
killed everything in me. Words you say to people are
very horrible, very hurtful. I cannot forget that your
mouth is a weapon. I really don't know you. Debbie.
At a pretrial hearing, the State proffered the letter as
being "relevant as to intent." Defense counsel objected, inter
alia, that the letter should be excluded as being inadmissible
hearsay.
Without addressing the hearsay issue, the court deemed
the letter admissible because of its being "relevant, probative."
There was no showing that Debbie feared the petitioner. In
fact, Twanna Floyd testified before the jury that, never once
during their numerous conversations, had Debbie told her that
petitioner physically or emotionally hurt her.
Therefore, because the erroneous admission of Debbie Belle's
statement to Twanna Floyd and her letter to the Petitioner
deprived the Petitioner of his federal Constitutional right, it
should not be considered harmless unless it was "harmless beyond a
reasonable doubt." Chapman v. California, 386 U.S. 18, 24, 87 S.Ct
824, 828, 17 L..Ed.2d 705, 711 (1967)
.
The error committed in the
Petitioner's case was harmless, as the alleged motive and/or
intent by the Petitioner illustrated by Debbie's statements to
Floyd and her letter to Petitioner
prosecutor's jury summation
--
--
an highlighted in the
significantly diminished the
Petitioner's self-defense claim.
As such, reasonable jurists could disagree with the district
23
court's decision. Slack v. McDaniel, 529 U.S. 473, 484 (2000).
24
Reasonable Jurists Could Disagree with the District
Court's Ruling that the Trial Counsel was Ineffective
for Failing to Adequately Prepare and Exercise Normal
Customary Skills in Establishing Petitioner's
Innocence, and the Lack of Adequate Client
Consultation, which denied the Petitioner the right to
a Fair Trial.
The constitution guarantee of counsel can not be satisfied by
mere formal appointment, the right to counsel is the right to
effective assistance of counsel. Wiggins v. Smith, 123 S.Ct 2527,
2538 (2003)
It is beyond dispute that the Sixth amendment not only
provides defendants in criminal proceedings with the right to
assistance of counsel, but also guarantees that such assistance be
effective. Cuyler v. Sullivan, 446 U.S. 335, 344, 100 S.Ct 170,
864 L.Ed.2d 333 (1980); United States v. Swinehart, 617 F.2d 336,
340 (3rd Cir. 1980)
In the Petitioner's case, trial counsel was ill prepared to
properly defend his client's rights as a direct result of his
conflict an his subsequent failure to properly an adequately
prepare for trial. Had counsel thoroughly interviewed the
witnesses against his client, he would been far better prepared to
cross-examine an thus discredit the State's witnesses, especially
Twanna Floyd, an Eric Wiltshire and show how Investigator Nicole
Berrian played a verbal gymnastics game by giving selective and
misleading responses to questions where the answer greatly
prejudiced the Petitioner an restricted his ability to properly
present a defense.
25
As stated in Justice Black's dissent in Betts v. Brady, 316
U.S. 455, 476, 63 S.Ct 1252, 86 L.Ed 1595 (1942), "whether a man
is innocent cannot be determined from a trial in which, as here,
denial of counsel has made it impossible to conclude, with any
satisfactory degree of certainty that the defendant's case was
adequately presented."
In the Petitioner's -case, the Petitioner contends that he was
denied the effective assistance of counsel due to a pretrial
conflict between him and trial counsel. In that defense counsel
did not prepare himself to defend his client properly, and he did
not aggressively put forth a defense to protect his client's
trial, and/or appellate rights versed in the nuances of New Jersey
criminal procedures.
As such, reasonable jurists could disagree with the district
court's decision. Slack v. McDaniel, 529 U.S. 473, 484 (2000)
26
Point IV
The Trial Court's Failure to Instruct the Jurors
Regarding the Effect of a Witness' Actual or Perceived
Expectation of Favorable Treatment by the State
Deprived Petitioner of His Right to a Fair Trial and
Due Process.
The State presented the testimony of Eric Wiltshire, Jr...
Wiltshire was on the same cell block when both were incarcerated
at the Essex County Jail in October of 2001. Mr. Wiltshire claimed
that the Petitioner Willie Peterson confessed to him that he had
killed the victim Deborah Belle over a money dispute. Mr.
Wiltshire was in jail on unrelated matter pending against him for
second degree aggravated assault, first degree kidnapping, four
counts of terroristic threats, and two counts of possession of a
weapon for an unlawful purpose.
In the Petitioner's case, while Mr. Wiltshire remained in
jail unable to post bail he seized the opportunity under the
pretense of assisting Petitioner to understand what he was being
charged with and taking copies of all the Petitioner's discovery
material to read and discuss with him during their dayroom
recreation periods. Due to his incarceration and inability to make
bail Mr. Wiltshire after reading much of the Petitioner's
discovery material contacted the Essex County Prosecutor's Office
and concocted plan with Investigator Berrian who draft a statement
about his alleged conversations with the Petitioner. After
providing Investigator Berrian with a statement the State's key
witness Eric Wiltshire did not sign that statement pending the
confirmation of a plea offer by the Essex County Prosecutor's
Office. And, that offer to Mr. Wiltshire was in fact confirmed and
27
thereafter' Mr. Wiltshire signed his October 24, 2001, statement on
November 5, 2001.
A formal promise or agreement had been made between the State
and the witness in exchange for his testimony Mr. Wiltshire would
receive a custodial sentence not exceeding 12 years with 85 months
of parole
--
or eighty-five percent of that to be served as a
parole ineligibility.
Despite the obvious effect that any hope or expectation of
benefits Wiltshire must have had in exchange for his statement and
his trial testimony, which implied that the Petitioner killed
Deborah Belle for money, the judge failed to instruct the jury on
how to evaluate the hopes or expectations of Eric Wiltshire. The
only charge the court gave the jury with respect to Wiltshire
concerned his conviction and how the jury should evaluate his
credibility and believability in light of that conviction. There
was absolutely no instruction on how the jury should evaluate the
hopes and expectations Eric Wiltshire may have had for giving the
statement and testimony he did.
Federal court have long recognized the special credibility
problems created by informants who have a strong motivation to
fabricate. As was noted in Davis v. Alaska, 415 U.S. 308, 316, 94
S.Ct 1105, 1110 (1974), the partiality of a witness, as a result
of bias, is "always relevant as discrediting the witness and
affecting the weight of his testimony." Citing 3A J. Wig more,
Evidence §940, p. 775 (Chadbourn rev. 1970). The Court added that
"the exposure of a witness' motivation in testifying is a proper
and important function of the constitutionally protected right of
28
cross-examination." Id. at 316217, 94 S.Ct at 1110. Thus,
specifically in cases involving confidential informant who are
paid contingent fees, federal trial judges are required to provide
the jury with an instruction tailored to the problems relating to
the credibility of informant. E.g., Hoffa v. United States, 385
U.S. 293, 311-12, 87 S.Ct 408, 418-19 (1966); United States v.
Cervantes-Pacheco, 826 F.2d 310, 316 (5th Cir. 1987), cert.
denied, 484 U.S. 1026 (1988). In the Petitioner's case, Wiltshire
was not a paid informant. However, given his strong motivation to
fabricate and work with a plan with law enforcement authorities
based on his hope or expectation of benefits, a specific
credibility instruction akin to the informant credibility
instruction mandated in the above-cited federal cases was required
here.
The instruction in United States v. Goff, 847 F.2d 149, 161
n.13 (5th Cir.) cert. denied sub nom Kuntze v. United States, 488
U.S. 932 (1988), (emphasis added), is illustrative of the type of
instruction which should have been supplied to the jury in the
instant case:
The testimony ... of one who provides evidence against a
defendant as an informer for pay ... or for personal
advantage ... must always be examined and weighed by
the jury with greater care and caution than the
testimony of ordinary witnesses. You, the jury, must
decide whether the witness's testimony has been
affected by any of those circumstances, or by his
interest in the outcome of the case..., or by the
benefits that he has received ... financially ...; and,
if you determine that the testimony of such a witness
was affected by any one or more of those factors, you
should never convict any defendant upon the unsupported
testimony of a such a witness unless you believe that
testimony beyond a reasonable doubt.
29
The credibility of the State's witness was a crucial issue.
His testimony that the Petitioner had confessed the killing to
Wiltshire for money was devastating to the defense. Wiltshire's
testimony portrayed the Petitioner as a cold-blooded killer.
Without an instruction on how to evaluate Wiltshire's testimony in
light of his expectations for a favorable plea agreement, for his
alleged cooperation with law enforcement authorities the jury was
left without guidance.
Therefore, because the jury was not charged on his issue, the
Petitioner was denied a fair trial and as such, reasonable jurists
could disagree with the district court's decision.
McDaniel, 529 U.S. 473, 484 (2000).
30
Slack v.
Point V
Reasonable Jurists Could Disagree with the District
Court's Ruling that the Petitioner's 14th Amendment
Right to Due Process was Violated when He was Denied
Presence at the Initial Pretrial Memorandum Hearing!
Aswell as Trial Court's Failure to Prepare a New Trial
Memo or Status Conference.
The Sixth Amendment guarantees an accused the assistance of
counsel not just at trial, but whenever it is necessary to assure
a meaningful defense. United States v. Wade, 388 U.S. 218, 225, 87
S.Ct. 1926, 1931, 18 L.Ed.2d 1149 (1967). As the Supreme Court
has stated:
A person accused of a crime "requires the guiding hand
of counsel at every step in the proceedings against
him," Powell v. Alabama, 287 U.S. 45, 69 [53 S.Ct. 55,
641 77 L.Ed. 1581 (1932), and
that constitutional
principle is not limited to the presence of counsel at
trial.
"It is central to the principle that in
addition to counsel's presence at trial, the accused is
guaranteed that he need not stand alone at any stage of
the prosecution, formal or informal, in court or out,
where counsel's absence might derogate from the
accused's right to a fair trial." United States v.
Wade, supra, at 226, 87 S.Ct. at 1932.
.
.
.
Coleman v. Alabama, 399 U.S. 1, 7, 90 S.Ct 1999, 2002, 26
L.Ed.2d 387 (1970).
Thus, recognizing that "the period from
arraignment to trial [is] perhaps the most critical period of the
proceedings," Wade, 388 U.S. at 225, 87 S.Ct at 1931, involving
"critical confrontations of the accused by the prosecution. at
pretrial proceedings where the results might well settle the
accused fate and reduce the trial itself to a mere formality," Id.
at 224, 87 S.Ct at 1931, the Court has held that the Sixth
Amendment right to counsel applies to all such "critical" stages.
Coleman, 399 U.S. at 7, 90 S.Ct at 2002; Wade, 388 U.S. at 224, 87
31
S.Ct at 1930.
A critical stage is one where potential substantial prejudice
to defendant's rights inheres in the particular confrontation and
where counsel's abilities can help avoid that prejudice. Coleman,
399 U.S. at 9, 90 S.Ct. at 2003. Such confrontations include, for
example, the indictment, arraignment, and [suppression hearing],
Kirby v. Illinois, 406 U.S. 682, 689, 92 S.Ct. 1877, 1882, 32
L.Ed.2d 411 (1972).
In the Petitioner's case at bar, on June 27, 2001, a status
conference was scheduled, however, the Promis/Gavel event details
for this first indictment #99-07-26321 clearly shows that it was
Judge Giles that had the Petitioner's presence postponed for that
status conference. However, on this same day of June 27, 2001,
Judge Giles engaged in an improper exparte off-the-record
communication with the prosecutor and defense attorney "in
chambers," where the pretrial memorandum was discussed and signed
-
only by themselves. Without the Petitioner or a Court Reporter.
A trial date of November 26, 2001, was also discussed and set at
this same time. This is also called structural error. The mere
existence of the one and only pretrial "memorandum" was made known
to the Petitioner some 8 years later by Judge Peter V. Ryan, it
was hidden from the Petitioner and that is why it is not signed by
the Petitioner.
The record clearly shows, Prosecutor's misconduct, trial
court failure to establish a record and ineffective assistance of
trial counsel, all denying the Petitioner His Due Process of law
by not allowing Him to aid and participate in His own defense and
32
there is no way that trial counsel was not aware of his obligation
to the Petitioner, to file a motion pursuant to R. 3:20-2, which
is required by law for a new trial based on alleged Non-Waiver to
be made prior to sentencing.
The Petitioner was denied his Sixth Amendment right to
effective assistance of counsel at a critical stage of the
proceedings, when trial counsel improperly waived the Petitioner's
presence at a pretrial plea negotiation, nor was he present when a
pretrial memorandum was signed at a status conference. As
explained in Rule 2:10-2 (1948) (current version at R. 3:16
states:
The defendant shall be present at every stage of the
trial, including the impaneling of the jury and the
return of the verdict, and at the imposition of
sentence, unless otherwise provided by Rule.
Nothing
in this Rule, however, shall prevent a defendant from
waiving the right to be present at trial. A waiver may
be found either from (a) the defendant's express
written or oral waiver placed on the record, or (b) the
defendant's conduct evidencing a knowing, voluntary,
and unjustified absence after (1) the defendant has
received actual notice in court or has signed a written
acknowledgment of the trial date, or (2) trial has
commenced in defendant's presence. Ibid.
In the Petitioner's case, he contends that he was never
formally arraigned on the charges contained in the superseding
indictment before he was tried and convicted of those charges. The
Petitioner, who was at all times deemed indigent by the New Jersey
Courts, and represented by court appointed counsels; all who
failed to identify and raise this error.
There is no indication in the record of any finding by the
trial judge of good cause for Petitioner's absence, nor a valid
33
waiver by the Petitioner, which violated his due process under the
Constitution of the United States and the New Jersey Constitution.
There is no question, Petitioner was not produced for this
scheduled event and critical stage of the trial. Petitioner did
not waive his right to be present and, neither defense counsel nor
the trial judge had the right to abrogate Petitioner's right to be
present, simply because the State failed to produce Petitioner on
time.
The prejudice to Petitioner was twofold: First, Petitioner
was denied the opportunity to request, or secure and input on what
was taking place; and Second, Petitioner was denied the right to
have the trial judge state his findings and reasons on the record,
for not giving the superseding indictment for meaningful appellate
review.
Petitioner's failure to raise his objection is attributed to
the fact that defense counsel never informed him of the conference
I
being.
Also in State v. Whaley, 168 N.J. 94, 99-100 (2001), the New
Jersey Supreme Court held:
The United States and New Jersey Constitutions
guarantee criminal defendants the right to confront
witnesses against them. U.S. Const. Amend. VI; N.J.
Const. Art. I, 9110. An essential of the guarantee is
the right of the accused to be present in the courtroom
at every stage of the trial. Illinois v. Allen, 397
U.S. 337, 338, 90 S.Ct 1057, 1058, 2 L.Ed.2d 353, 356
(1970) (citing Lewis v. United States, 146 U.S. 370, 13
S.Ct 136, 36 L.Ed 1011 (1892); State v. Hudson, 119
N.J. 165, 171, 574 A. 2d 434 (1990); State v. Smith, 29
N.J. 561, 578, 150 A.2d 769, cert. denied, 361 U.S.
861, 8 S.Ct 120, 4 L.Ed.2d 103 (1959)
A criminal
defendant's right to be present at trial also is a
condition of the Due Process Clause of the Fourteenth
Amendment to the extent that a defendant's absence
.
34
would hinder a fair and just hearing. Hudson, supra,
119 N.J. at 171, 574 A.2d 434 (citing Snyder v.
Massachusetts, 291 U.S. 97, 107-08, 54 S.Ct 330, 333,
78 L.Ed 674, 679 (1934), overruled on other grounds,
Duncan v. Louisiana, 391 U.S. 145, 88 S.Ct 1444, 20
L.Ed.2d 491 (1968).
Therefore, the Petitioner's failure to be present at every
stage, denied him the opportunity to enter a plea as required
under Rule 3:9, which states:
Post-Indictment Procedure. When an indictment is
returned, or an indictment sealed pursuant to R. 3:6-8
is unsealed, a copy of the indictment, together with
all available discovery as provided for in R. 3:133(b) (1) for each defendant named therein, shall be
either delivered to the criminal division managers
office, or be available through the prosecutors office.
If a plea offer is tendered, it must be in writing and
should be included in the discovery package. Upon the
return or unsealing of the indictment, the defendant
shall be notified in writing by the criminal division
manager's office of the date, time and location to
appear for arraignment, which shall occur within 14
days of the return or unsealing of the indictment. The
criminal division manager's office shall ascertain
whether the defendant is represented by counsel and
that an appearance has been filed pursuant to Rule 3:81. Upon receipt of the indictment by the criminal
division manager's office, counsel for the defendant
shall immediately be notified electronically of the
return or unsealing of the indictment and the date,
time and location of the arraignment. If the defendant
is unrepresented, the criminal division managers office
shall ascertain whether the defendant has completed an
application form for public defender services and the
status of that application.
Arraignment; In Open Court.
The arraignment shall be conducted in open
court no later than 14 days after the return or
unsealing of the indictment.
If the defendant is
unrepresented at arraignment, upon completion of an
application for services of the Public Defender, the
court may assign the Office of the Public Defender to
represent the defendant for purposes of the
arraignment.
At the arraignment, the judge shall (i) advise
35
the defendant of the substance of the charge; (ii)
confirm that if the defendant is represented by the
public defender, discovery has been obtained, or if the
defendant has retained private counsel, discovery has
been requested pursuant to R. 3:13-3(b) (1), or counsel
has affirmatively stated that discovery will not be
requested; (iii) confirm that the defendant has
reviewed with counsel the indictment and, if obtained,
the discovery; (iv) if so requested, allow the
defendant to apply for pretrial intervention; and (v)
inform all parties of their obligation to redact
confidential personal identifiers from any documents
submitted to the court in accordance with Rule 1:387(b).
(3) The defendant shall enter a plea to the
charges. If the plea is not guilty, counsel shall
report on the results of plea negotiations and such
other matters discussed by the parties which shall
promote a fair and expeditious disposition of the case.
Unless otherwise instructed by the court, at the
arraignment counsel shall advise the court of their
intention to make motions pursuant to R. 3:10-2(a).
Meet and Confer Requirement; Plea Offer. Prior to
the Initial Case Disposition Conference, the prosecutor
and the defense attorney shall discuss the case,
including any plea offer and any outstanding or
anticipated motions, and shall report thereon at the
Initial Case Disposition Conference. The parties shall
discuss any other matters as instructed by the court.
The prosecutor and defense counsel shall also confer
and attempt to reach agreement on any discovery issues,
including any issues pertaining to discovery provided
through the use of CD, DVD, e-mail, internet or other
electronic means. Any plea offer to be made by the
prosecutor shall be in writing and shall be included in
the post-indictment discovery package.
Disposition Conferences. After arraignment, the
court shall conduct the Initial Case Disposition
Conference, the Final Case Disposition Conference and
the Pretrial Conference, as described in paragraph (f)
of this rule. At the Initial Case Disposition
Conference, if not filed consistent with R. 3:10-2(a),
the court shall set date(s) for submission of briefs,
the hearing of pretrial motions, and schedule a Final
Case Disposition Conference, if necessary, according to
the differentiated needs of each case. For good cause,
prior to the Pretrial Conference, the court may
schedule a Discretionary Case Disposition Conference.
In advance of any scheduled disposition conference, the
prosecutor and the defense attorney shall discuss the
36
case, including any plea offer and any outstanding or
anticipated motions, and shall report thereon at the
conference. The prosecutor and defense counsel shall
also confer and attempt to reach an agreement as to any
discovery issues, including any issues pertaining to
discovery provided through the use of CD, DVD, email,
internet or other electronic means. Any plea offer to
be made by the prosecutor shall be in writing and
forwarded to the defendants attorney. At the conclusion
of either the Final Case Disposition Conference or the
granted Discretionary Case Disposition Conference, the
court may in its discretion set a trial date, schedule
any necessary pretrial hearings, or schedule another
conference. Each of these conferences shall be held in
open court with the defendant present.
Pretrial Hearings. Hearings to resolve issues
relating to the admissibility of statements by
defendant, pretrial identifications of defendant, sound
recordings, and motions to suppress shall be held prior
to the Pretrial Conference, unless upon request of the
movant at the time the motion is filed, the court
orders that the motion be reserved for the time of
trial. Upon a showing of good cause, hearings as to
admissibility of other evidence may also be held
pretrial.
Pretrial Conference. If the court determines that
discovery is complete; that all motions have been
decided or scheduled in accordance with paragraph (e);
and that all reasonable efforts to dispose of the case
without trial have been made and it appears that
further negotiations or an additional conference will
not result in disposition of the case, or progress
toward disposition of the case, the judge shall conduct
a pretrial conference. The conference shall be
conducted in open court with the prosecutor, defense
counsel and the defendant present. Unless objected to
by a party, the court shall ask the prosecutor to
describe, without prejudice, the case including the
salient facts and anticipated proofs and shall address
the defendant to determine that the defendant
understands: (1) the States final plea offer, if one
exists; (2) the sentencing exposure for the offenses
charged, if convicted; (3) that ordinarily a negotiated
plea should not be accepted after the pretrial
conference and a trial date has been set; (4) the
nature, meaning and consequences of the fact that a
negotiated plea may not be accepted after the pretrial
conference has been conducted and a trial date has been
set; and (5) that the defendant has a right to reject
the plea offer and go to trial and that if the
defendant goes to trial the State must prove the case
37
beyond a reasonable doubt. If the case is not otherwise
disposed of, a pretrial memorandum shall be prepared in
a form prescribed by the Administrative Director of the
Courts. The pretrial memorandum shall be reviewed on
the record with counsel and the defendant present and
shall be signed by the judge who, in consultation with
counsel, shall fix the trial date. No admissions made
by the defendant or defendants attorney at the
conference shall be used against the defendant unless
the admissions are reduced to writing and signed by the
defendant and defendant's attorney. The court shall
also inform the defendant of the right to be present at
trial, the trial date set, and the consequences of a
failure to appear for trial, including the possibility
that the trial will take place in defendant's absence.
Therefore, the Petitioner's right to Due process and a Fair
Trial and as such, reasonable jurists could disagree with the
district court's decision.
38
Point VI
Reasonable Jurists Could Disagree with the District
Court's Ruling that Trial Counsel was Ineffective for
Failing to explain to The petitioner His Sentence
Exposure.
The Promis/Gavel for the superseding indictment #02-08-30821
was founded on August 16, 2002, and an arraignment date for
September 16, 2002, which he was present for.
Clearly the
Promis/Gavel shows that there was not even one (status conference)
held or scheduled for the preparing of a new pretrial memorandum
in accordance with R. 3:9-1(e) and also R. 3:16(a) held in opencourt.
Despite, • the fact that on January 29, 2003, the initial
indictment #99-07-26321 was in-fact dismissed by the Hon. Giles.
So, where is the plea offer that trial counsel is recalling in his
May 1, 2013, letter head in response to Petitioner's request for
his affidavit.
Under R. 3:16(a) the Petitioner has clearly shown that he was
(absolutely) prejudiced by the Judge's failure to have
not
prepared a new pretrial memorandum or records as mandated by R.
3:9-1(e) 1 thru 4 and the Judge shall ask the defendant to
determine that the defendant understand his full sentencing
exposure for the offenses charged.
The Petitioner also contends that where there is structural
error found a reversal is required without the need for a showing
by the Petitioner of specific prejudice. State v. Brown, 362 N.J.
Super 180 (2003)
.
Whereas here, the N.E.R.A was never submitted
to the jury in the verdict sheet, nor was a written notice to the
Petitioner ever given as was the law in 1999. The year of the
39
crime. See State v. Paralin, 171 N.J. 223 (2002) Pg. 230 Section
(e)
.
Also, Allen v. United States, No. 11-9335 decided June 17,
2013. Holding because mandatory minimum sentences increases the
penalty for a crime.
Any fact that increases the mandatory
minimum is an "element" that must be submitted to the jury.
Therefore, the Petitioner's right to Due process and a Fair
Trial and as such, reasonable jurists could disagree with the
district court's decision.
CONCLUSION
The Court should grant the petition for a writ of certiorari
and reverse the decision of the Third Circuit Court of Appeals.
Respectfully submitted,
Dated: April
2019
LJIL Qii
Willie Peterson
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.