Petition for Writ of Certiorari — Najee Sharif Wilkins, Petitioner v. Michigan
Supreme Court briefJan 10, 2019
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SUPREME COURT OF THE UNITED STATES
JAN 10 2019
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OFFICE OF THE CLERK
SUPREME COURT, U.S.
QUESTIONS PRESENTED
Petitioner was sentenced to 45-100 years concurrent to
10-40 years for second-degree murder and perjury committed when
he was under the age of 18 which makes him ineligible for
release on parole until the age of 68. Before imposing these
sentences, the sentencing judge did not consider Petitioner's
mitigating characteristics of youth, that is, his impulsivity,
susceptibility to peer oressure, and the transient nature of
these characteristics, see Miller v. Alabama, 567 U.S. 467, 471
(2012), and did not find that he is one of the "rarest of
children
.
whose crimes reflect irreparable corruption,"
Montgomery v. Louisiana, 136 S.Ct. 718, 726 (2016), as the Eighth
Amendment requires when juvenile offenders are sentenced to life
Without parole, which this Court defined as. a sentence that does
not provide"some meaningful opportunity to obtain release based
on demonstrated maturity and rehabilitation." Miller, at 479.
Does Petitioner's sentence violate the Eighth Amendment?
A prosecution witness testified at the preliminary
examination but refused to testify at trial. His preliminary
examination testimony was admitted at trial over defense
counsel's objection that he did not have an adequate opportunity
to cross-examine the witness at the preliminary examination
because he had not yet received full discovery at that time. Did
the admission of the witness's testimony violate the
Confrontation Clause?
1
LIST OF PARTIES
All parties appear in the caption of the case on the cover
page.
11
TABLE OF CONTENTS
Opinions Below .........................1
Statement of Jurisdiction. ...................2
Constitutional and Statutory Provisions Involved .........3
Statement of the Case ......................4
Reasons for Granting the Writ ..................8
I. PETITIONER'S 45-100-YEAR SENTENCE, WHICH
DENIES PAROLE-ELIGIBILITY UNTIL THE AGE OF
68, AFTER HIS 64.6-YEAR LIFE EXPECTANCY, FOR
SECOND-DEGREE MURDER COMMITTED WHEN HE WAS A
JUVENILE, IMPOSED WITHOUT CONSIDERATION OF
HIS MITIGATING CHARACTERISTICS OF YOUTH OR A
FINDING OF IRREPARABLE CORRUPTION, VIOLATES
THE EIGHTH AMENDMENT.
8
INTRODUCTION
[ö]
THE EIGHTH AMENDMENT, MILLER, AND MONTGOMERY
9
THE MANDATORY/DISCRETIONARY SPLIT
11
THE LWOP/DE FACTO LWOP SPLIT
15
PETITIONER'S SENTENCE VIOLATES THE EIGHTH
AMENDMENT.
20
II. THE TRIAL COURT'S ADMISSION OF THE
PRELIMINARY EXAMINATION TESTIMONY OF AN
UNAVAILABLE WITNESS VIOLATED THE
CONFRONTATION CLAUSE BECAUSE PETITIONER DID
NOT HAVE AN ADEQUATE OPPORTUNITY TO CROSSEXAMINE.
25
INTRODUCTION
25
THE CONFRONTATION CLAUSE
26
33
Conclusion
111
INDEX OF APPENDICES
September 19, 2017 Decision of the Mich. Ct. of Appeals
July 27, 2018 Decision of the Mich. Sup. Ct. denying
discretionary review
Oct. 30, 2018 Decision of the Mich. Sup. Ct. denying
reconsideration
iv
TABLE OF AUTHORITIES CITED
CASES
PAGE NO
Adams v. State, 707 S.E.2d 359 (Ga. 2011) ...........18
Aiken V. Byars, 765 S.E.2d 572 (S.C. 2014) ..........11
Al-Timimi v. Jackson, 379 F. Apt'x 435 (6t.h Cir. 2010)
•.
.
.
29
Angel v. Commonwealth, 704 S.E . 2d 386 (Va. 2011) ...... . 17
Barber v. Page, 390 U.S. 719 (1968)
.25,26,31 1 32
Beach v. State, 348 P.3d 629 (Mont. 2015' ..........12,15
Bell v. Uribe, 729 F.3d 1052 (9th Cir. 2013) .........13
Blueford v. Arkansas, 566 U.S. 599 (2012) ...........18
Brady v. Maryland, 373 U.S. 83 (1963) ..............29
Brown v. Precythe, No. 2:17-cv-04082;
2017 U.S. Dist. LEXIS 180032 (W.D. Mo. Oct. 31, 2017).
.
.
.
.
16
Brown v. State, 10 N.E..3d 1 (Ind. 2014) ............16
Budder v. Addison, 651 F.3d 1047 (10th Cir. 2017) .......16
Bunch v. SMith, 685 F.3d 546 (6th Cir. 2012) .........17
California v. Green, 399 U.S. 149 (1970) ........30,31,32
Carp v. Michigan, 136 S.Ct. 1355 (2016) ...........7,23
Casiano v. Comm'r of Corrections, 115 A.3d 1031 (Conn. 2015)16,21
Cloud v. State, 334 P.3d 132 (Wyo. 2014) ..........16,21
Cloud v. Wyo1iing, 294 P.3d 36 (Wyo. 2013) ...........17
Commonwealth v. Batt., 66 A.31-1 286 (Penn. 2013) .........12
Commonwealth v. Foust, L80 A.3C1 416 (Pa. Super. 2018).
.
.
.15,18
Conley v. State, 972 N.E.2d 864 (Ind. 2012). .........13
Crawford v. Washington, 541 U.S. 36 (2004) . . . . . . . 26,30,31
Cruz v. United States, NO. 11-cv-787; 2018 WL 1541898
(D. Conn. Mar. 29, 2018) . . . . . . . . . . . . . . . . . . . 22
Davis v. McCollum, 798 F.3d 1317 (10th Cir. 2015) .......13
V
Diatchenko v. Dist. Atty. for Suffolk Dist.-,
27 N.E.3d 349 (Mass. 2015) ..................17
Evans-Garcia v. United States, 744 F.3d 235 (1st dr. 2014). . 13
Foster v, State, 754 S..E..2d 33 (Ga. 2014) ...........13
Funchess v. Prirue, No. 14-2105; 2016 WL 756530;
2016 U.S. Dist. LEXIS 231131 (E.D. La. Feb. 25, 2016) .....16
Government of the Virgin Islands v. Aguino; 378 F.2d 540
(3d dir. 1967) ..........................7,28
Graham v. Florida, 560 U.S. 48(2010). . . 9,10,13,16,18,19,20,22
Greiman v. Hodges, 79 F.Supp.3d 933 (S.D. Iowa 2015) ......7
Gridine v. State, 175 So.3d 672 (Fla. 2015).
........ 1
Hayden v. Keller, 134 F.Supp.2d 1000 (E.D.N.C. 2015) .......
I
Holman v. Washington, 364 F.2d 618 (5th Cir. 1966) .......
Johnson v. Ponton, 780 F.3d 219 (4th Cir. 2015) .........12
Kirby v. United States, 174 U.S. 47 (1899) .........31,32
Landrum v, State, 192 So3d 459 (Flab 2016). ....a 4. .12,24
LeBlanc v. Mathena. 841 F.3d 256 (4th dir. 2016) ......... 17
Lynch v. Arizona, 136 S.Ct. 1818 (2016) ............20
Mancusi v. Stubbs, 408 U.S. 204 (1972)
3132
.
Maryland Restorative Justice Initiative v. Hogan,
No. ELH-16-1021; 2017 U.S. Dist. LEXIS 15160; 2017 WL 467731
(Dist. Md. Feb. 3. 2017) ...................16
Mattox v. United States, 156 U.S. 237 (1895) . . .
.3132
McKinley v. Butler, 809 F.3d 908 (7th dir. 2016) ......11,15
Miller y.. Alabama. 567 U.S. 460 (2012) .....5,8-19,21,22,23,24
Miller v. Maclaren, 737 F. Appx 269 (6th Cir. 2018) .....25
Montgomery v. Louisiana, 136 S.Ct. 718 (2016)
.
.
5,8-149 18,23
Moore v. Biter, 725 F.3d 1184 (9th Cir. 2013) .........16
Motes v. United States, 178 U.S. 458 (1900) ........'7,28,31,32
vi
Ohio v. Roberts, 448 U.S. 56 (1980)
.26,30,31,32
Parker v. State, 119 So.3d 987 (Miss
2013) . . . . . . . 12,17,20
People v. Carp, 496 Mich. 440 (2014) . . . . . . . . . . . . 7,23
People v. Gutierrez, 324 P.3d 245 (Cal. 2014) ..........12
People v. Nunez, 125 Cal. Rptr. 616 (Cal. App. 2011) .....18
People v. Reyes, 63 N.E.3d 884 (Ill. 2016) .......... 15
People v. Skinner, 917 N.W.2d 292 (Mich. 2018) ........24
Pointer v. Texas, 380 U.S. 400 (1965) . . . . . . . . . . 27,31,32
Randall v. State, No. 61232; 2013 Nev. Unpub. LEXIS 1863
(Nev. Dec. 12, 2013) . . . . . . . . . . . . . . . . . . . . . 13
Robinson v. United States, 197 L.Ed.2d 645 (2017) .......16
Robinson v. United States, No. 5:02-CR-80-11;
2015 U.S. Dist. LEXIS 85648 (E.D.N.C. July 1, 2015) ......16
Roper v. Simmons, 543 U.S. 551 (2005) . . . . . . . . . . . . 9,18
Rummell v. Estelle, 455 U.S. 263 (1980) ............19
Sen v. State, 301 P.-3d 106 (Wyo. 2013) ............12
Smith v.State, 2014 Ark. 204 (Ark. 2014) ...........13
Solem v. Helm, 463 U.S. 277 (1983) .......... . 19,209 24
Starks v. Easterling, 659 F.App'x. 277 (6th Cir. 2016) . . . . 17
State v. All, 855 N.W.2d 235 (Minn. 2014) ............13
State v. Boston, 303 F.3d 453 (Nev. 2015) ...........16
State v. Castenada, 842 N.W.2d 740 (Neb. 2014) ........17
State v. Dyer, 77 So.3d 928 (La. 2011) ............17
State v. Fletcher, 112 So.3d 1031 (La. 2013) .........12
State v. Long, 8 N.E.3d 890 (Ohio 2014) ............12
State v. Null, 836 N.W.2d 41 (Iowa 2013) . . . . . . . . . . 18,22
State v. Pearson, 836 N.W.2d 88 (Iowa 2013) . . . . . . . 12,16,21
State v. Riley, 110 A.3d 1205 (Conn. 2015) ..........11
vii
State v. Ramos, 387 P.3d 650 (Wash. 2017)
.
15
State v. Springer, 856 N.W.2d 460 (S.D. 2014) .........17
State v. yang, 847 N.W.2d 248 (Minn. 2014) ..........17
State v. Zuber, 152 A.3d 197 (N.J. 2017) . . . . . . . . . . 12,15
Steilamn v. Michael, 407 F.3d 313 (Mont. 2017) ........11
United States v. Grant, 887 F.3d 131 (3d Cir. 2018) .....15,22
United States v. Jefferson, 816 F.3d 1016 (8th Cir. 2016)
.
.
13
Veal v. State, 784 S.E.2d 403 (Ga. 2016) . . . . . . . . . . 12,13
Virginia v. LeBlanc, 136 S.Ct. 17269 198 L.Ed.2d 186 (2017). 81 17
West v. State of Louisiana, 194 U.S. 258 (1904) ........27
Williams v. Bauman, 759 F.3d 630 (6th Cir. 2014) .......25
Williams v. Illinois, 567 U.S. 50 (2012) ...........26
Williams v. People, 59 V.I. 1024 (V.1. 2013) .........12
STATUTES • AND RULES
28 U.S.C. § 1257(a) .......................2
28 U.S.C. § 2254(d) .......................25
Mich. Comp. Laws § 750.317 ...................4
Mich. Comp.Laws § 767A.9(1)(b) .................4
Mich. Comp. Laws § 769.25 ....................5
Mich. Comp. Laws § 791.234(5) ...................4,20
.
Mich. Comp. Laws § 800.33(14) .... . . ..........4,20
.
Mich. Comp. Laws § 800.34(5) ............ . . ..4,20
Sup. Ct. Rule 10 .....................9,26,32
OTHER
World Almanac Book of Facts (2007) ............. . 21
viii
OPINIONS BELOW
The opinion of the highest state court to review the merits
appears at Appendix A to the petition and is unpublished.
1
JURISDICTION
The highest state court denied review on July 27, 2018.
Appendix B.
Petitioner filed a timely motion for rehearing, which was
denied on October 30, 2018. Appendix C.
This Court has jurisdiction under 28 U.S.C. § 1257(a).
2
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED
The Sixth Amendment to the United States Constitution
provides, "In all criminal prosecutions, the accused shall enjoy
the right to a speedy and public trial, by an impartial jury of
the State and district wherein the crime shall have been
committed, which district shall have been previously ascertained
by law, and to be'informed of the nature and cause of the
accusation; to be confronted with the witnesses against him, to
have compulsory process for obtaining witnesses in his favor, and
to have the Assistance of Counsel for his defence."
The Eighth Amendment to the United States Constitution
provides, "Excessive bail shall not be required, nor excessive
fines imposed, nor cruel and unusual punishments inflicted."
3
STATEMENT OF THE CASE
In 2016, Petitioner Najee Wilkins was convicted, after a
jury trial in Grand Rapids, Michigan, of one count of seconddegree murder, Mich. Comp. Laws § 7-50.317, and one count of
perjury, Mich. Comp. Laws § 767A-.9(1)(b), for the 2008 killing of
Khiry Walker, when Petitioner was 17 years old, and for
statements Petitioner made pursuant to an investigative subpoena
regarding Walker's death. Appx. A, p.1.
Petitioner was sentenced to 45-100 years for the murder
conviction, concurrent to 10-40 years for the perjury conviction.
Id. Since Petitioner was 23 years old at the time he started
serving his sentences and since all Michigan defendants sentenced
for crimes committed after December 15, 2000 must serve their
entire minimum term before becoming eligible for parole,
Petitioner will not be eligible for parole until he is 68 years
old. See Mich. Comp. Laws H 791.234(5); 800.33(14); 800.34(5).
"On November 25, 2008, 17-year-old Khiry Walker died from a
gunshot wound to the head. . . from behind, shortly after 7:00
p.m., . . . in the Martin Luther King park in Grand Rapids,
Michigan." Appx. A., p.1. "The investigation was hindered from
its early stages owing in large part to a lack of cooperation
from witnesses" but "the few people that were willing to speak"
revealed that "Walker and his friends had been engaged in an
ongoing feud with another group of local teenagers" that included
Petitioner, Dareyon York, and Avery Ford. Id., pp.1-2.
Petitioner, York, and Ford testified in 2009 pursuant to an
4
investigative subpoena. Id.., p.2. Petitioner "testified that he
was at York's house on the evening of November 25, 2008, and did
not have any information concerning the shooting." Id. 'Years
later, Detective Kubiak received information that ultimately led
the prosecutor to charge Ford, York, Davis, and [Petitioner] in
connection with their investigative subpoena testimony. In the
wake of the perjury charges, Ford and York recanted their
previous testimony and implicated [Petitioner] in Walker's
murder." Id.
York testified that he and Petitioner waited at a bus stop
on the night of the shooting to confront Walker. Id. "When
Walker disembarked from the bus, he saw [Petitioner], 'threw a
little punch,' and then ran toward the park. According to York,
[Petitioner] pursued Walker with a .22 caliber Ruger in hand and
fired two shots at the ground while yelling for Walker to stop.
Walker continued to run and [Petitioner] shot in his direction
twice more." Id.
Rodney Lewis testified at the preliminary examination and
was cross-examined by defense counsel but refused to testify at
trial. Appx. A, p.6-7. The trial court admitted his preliminary
examination testimony over defense counsel's objection that he
had not had an adequate opportunity to cross-examine Lewis at the
preliminary examination because "When we ran the prelim back in
October, I did not have half or maybe even a
--
I only had a
quarter of the stuff that I have now. While I had an opportunity
to cross-examine him, it certainly wasn't a cross-examination
that I would be conducting at trial today, which would be much
more thorough based upon all the information I received after the
time of the prelim." Trial Trans., Vol. 6, pp.5-7.
At the sentencing hearing on March 3, 2016, only a month
after this Court issued its decision in Montgomery v. Louisiana,
136 S.Ct. 718 (2016), defense counsel objected to a sentence
longer than 40 years based on Montgomery, Miller v. Alabama, 567
U.S. 460 (2012), and on a state statute, Mich. Comp. Laws §
769.25, enacted to implement those decisions, which provides that
a juvenile offender convicted of the greater offense of firstdegree murder must be sentenced, if not to life without parole,
to a minimum term no longer than 40 years and to a ffaximum term
no longer than 60 years. Sent. Trans., pp.11-12. The trial
court overruled the objection because Mich. Comp. Laws § 769.25,
applies, by its terms, only to defendants convicted of first-degree murder and not the offense Petitioner was convicted of,
second-degree murder. Id., 12. The trial court based its 451100 year sentence on the circumstances of the offense,
Petitioner's criminal history, his lack of remorse, and his
efforts to encourage witnesses to lie. Id., 13-15,
The court
did not consider Petitioner's mitigating characteristics of youth
or his prospects for reform and never found him to be incapable
of reform. Id., 13-15.
On appeal, Petitioner argued, among other things, (1) that
the admission of Lewis's preliminary examination testimony
violated the Confrontation Clause, and (2) that his sentence was
disproportionate under state law and under the Eighth Amendment
as articulated in Montgomery and Miller, because the sentencing
court did not consider Petitioner's mitigating characteristics of
youth and because Petitioner's sentence exceeds the "default
sentence range," People v. Carp, 496 Mich. 440, 458 (2014),
vacated on other grds, Carp v. Michigan, 136 S.Ct. 1355 (2016),
for juveniles convicted of the greater offense of first-degree
murder in Michigan.
On September 19, 2017, the Michigan Court of Appeals
affirmed the convictions and sentences. Appx. A. It rejected
the Confrontation Clause claim by speculating that defense
counsel would have "employed the same strategy at the preliminary
examination as he did at trial" in cross-examining Lewis, and
"Defendant's reliance on the mere fact that defense counsel did
not have all the discovery materials at the time of the
preliminary examination is unpersuasive because the same is true
of nearly every criminal prosecution during the early stages of
the case, and courts have routinely upheld the admissibility of
preliminary examination testimony at subsequent trials." Appx.
A, pp.8-9.
It rejected - the Eighth Amendment claim by finding the
sentencing judge's considerations adequate. Ed., p.23.
On July 27, 2018, and October 30, 2018, the Michigan Supreme
Court denied discretionary review (Appx. B) and reconsideration
(Appx. C), respectively.
Petitioner now seeks the writ of certiorari.
REASONS FOR GRANTING THE PETITION
I. PETITIONER'S 45-100-YEAR SENTENCE, WHICH DENIES
PAROLE-ELIGIBILITY UNTIL THE AGE OF 68, AFTER HIS
64.6-YEAR LIFE EXPECTANCY, FOR SECOND-DEGREE
MURDER COMMITTED WHEN HE WAS A JUVENILE, IMPOSED
WITHOUT CONSIDERATION OF HIS MITIGATING
CHARACTERISTICS OF YOUTH OR A FINDING OF
IRREPARABLE CORRUPTION, VIOLATES THE EIGHTH
AMENDMENT.
A. INTRODUCTION
The Court should grant certiorari because this case involves
two questions that have splitthe circuits and the states'
highest courts, one of which this Court has said, "if presented
on direct review," as in this case, "would be []substantial."
Virginia v. LeBlanc, 136 S.Ct. 1726, 198 L.Ed.2d 186, 191
(2017)(denying the claim on habeas review because of AEDPA's
highly deferential standard of review); Sup. Ct. Rule 10.
The first question is whether the Eighth Amendment, as
articulated in Miller v. Alabama, 567 U.S. 460 (2012), and
Montgomery v. Louisiana, 136 S.Ct. 718 (2016), bars only
mandatory sentences of life without parole (LWOP) imposed on
juvenile offenders or if it also requires sentencers to consider
the mitigating characteristics of youth before imposing such a
sentence.
The second question is whether Miller and Montgomery apply
only to sentences explicitly labeled "life without parole" or
also to sentences that are the functional equivalent of LWOP but
happen to have a different label, such as, in this case, long
term-of-years sentences that approach or exceed a juvenile
offender's life expectancy.
The majority of states' highest courts and federal appellate
courts to have considered these questions have held that
sentencers must consider the mitigating characteristics of youth
before imposing LWOP and sentences that are de facto LWOP on
juvenile offenders.
B. THE EIGHTH AMENDMENT, MILLER, AND MONTGOMERY
"The Eighth Amendment's prohibition of cruel and unusual
punishment 'guarantees individuals the right not to be subjected
to excessive sanctions."' Miller, 567 U.S. at 469 (quoting Roper
v. Simmons, 543 U.S. 551, 560 (2005)). "That right
.
.
.
flows
from the basic precept that punishment for crime should be
graduated and proportioned both to the offender and the offense."
Miller, at 469 (quotation marks omitted). "'The concept of
proportionality is central to the Eighth Amendment.'" Miller, at
469 (quoting Graham v. Florida, 560 U.S. 48, 59 (2010)). This
Court "view[s] that concept less through a historical prism than
according to the evolving standards of decency that mark the
progress of a maturing society." Miller, at 469.
"Miller took as its starting premise the principle
established in Roper and Graham that 'children are
constitutionally different from adults for purposes of
sentencing."' Montgomery v Louisiana, 136 S.Ct. 718, 733
(2016)(quoting Miller, at 471). "These differences result from
children's 'diminished culpability and greater prospects for
reform,' and are apparent in three primary ways: [1] children
1
r-
hre a lack of maturity and an underdeveloped sense of
responsibility, leading to recklessness, impulsivity, and
heedless risk-taking, [2] children are more vulnerable to
negative influences and outside pressures
.
.
[a]nd [3] a
child's character is not as well formed as an adult's; his traits
are less fixed and his actions less likely to be evidence of
irretrievable depravity." Montgomery, 733 (quoting Miller, 471
(quotation marks omitted)).
These "distinctive attributes of youth diminish the
penological justifications for imposing the harshest sentences on
juvenile offenders, even when they commit terrible crimes."
Miller, at 472.
In Miller, this Court "h[e]ld that the Eighth Amendment
forbids a sentencing scheme that mandates life in prison without
possibility of parole for juvenile offenders." Miller, 567 U.S.
at 479. "'A State is not required to guarantee eventual
freedom,' but must provide 'some meaningful opportunity to obtain
release based on demonstrated maturity and rehabilitation.'" Id.
(quoting Graham, 560 U.S. at 75). "Although we do not foreclose
a sentencer's ability to make that judgment in homicide cases, we
require it to take into account how children are different, and
how those differences counsel against irrevocably sentencing them
to a lifetime in prison." Miller, at 480.
In Montgomery, this Court held that Miller's holding is
fully retroactive on state and federal collateral review because
it is a substantive rule in that it prohibits the sentencing of
the vast majority of juvenile offenders to LWOP. This Court also
10
explained in Montgomery that Miller "required that sentencing
courts consider a child's diminished culpability and heightened
capacity for change before condemning him or her to die in
prison" and, "[e]ven if a court considers a child's age befor
e
sentencing him or her to a lifetime in prison, that sentence
still violates the Eighth Amendment for a child whose crime
reflects 'unfortunate yet transient immaturity'
.
.
.
[that is,]
the vast majority of juvenile offenders." Montgomery, 136
S.Ct.
at 726, 734 (quotation marks omitted; emphasis added).
C. THE MANDATORY/DISCRETIONARY SPLIT
The majority of states' highest courts and federal appellate
courts to have considered the question have held that "Mill
er
does more than ban mandatory life sentencing schemes for
juveniles; it establishes an affirmative requirement that court
s
fully explore the impact of the defendant's juvenility on the
sentence rendered." Aiken v. Byars, 765 S.E.2d 572, 577 (S.C.
2014). In other words, "Miller does not stand solely for the
proposition that the eighth amendment demands that a sentencer
have discretion to impose a lesser punishment than life witho
ut
parole on a juvenile homicide offender. Rather, Miller logic
ally
indicates that, if a sentencing scheme permits the imposition
that punishment on a juvenile homicide offender, the trial
of
court
must consider the offender's 'chronological age and its hallm
ark
features' as mitigating." State v. Riley, 110 A.3d 1205, 1216
(Conn. 2015)(emphasis in original). See also McKinl
ey v. Butler,
809 F.3d 908, 911 (7th Cir. 2016); Steilman v. Michael, 407
11
P.3d
313, 315 (Mont. 2017)("We hold that Miller and Montg
omery apply
to discretionary sentences"); State v. Zuber, 152 A.3d
197, 201
(N.J. 2017); Landrum v. State, 192 So.3d 459 (Fla. 2016)
; Veal v.
State, 784 S.E.2d 403 (Ga. 2016); Beach v. State, 348
633, 638 (Mont. 2015); People v. Gutierrez, 324 P.3d
P.3d 629,
245, 249
(Cal. 2014); State v. Long, 8 N.E.3d 890, 898-899 (Ohio
2014 )("Miller
.
.
.
mandate[s] that a trial court consider as
mitigating the offender's youth and its attendant chara
cteristics
before imposing a sentence of life without parole.");
Pearson, 836 N.W.2d 88, 97 (Iowa 2013)(remanding for
State v.
resentencing
because the judge failed to consider all of the mitig
ating
characteristics of youth required by Miller in impos
ing
discretionary terms totalling 35 years, improperly consi
dered
other youthful characteristics as aggravating, and "emph
asized
the nature of the crimes to the exclusion of the mitig
ating
factors of youth, which are required to be be considered
under
Miller.").
Similarly, some, in reversing mandatory life sentences
under
Miller, have held that the sentencing courts, on resen
tencing,
must consider the mitigating characteristics of youth
. Johnson
v. Ponton, 780 F.3d 219, n.2 (4th Cir. 2015); State
v. Fletcher,
112 So.3d 1031, 1036-37 (La. 2013); Parker v. State,
119 So.3d
987, 998 (Miss. 2013); Commonwealth v. Batts, 66 A.3d
286, 296
(Penn. 2013); Sen v. State, 301 P.3d 106, 124 (Wyo.
Williams v. People, 59 V.I. 1024, 1040-42 (v.1.
2013);
2013).
A minority, however, have held that where 'the sente
nce
imposed was not mandatory, there is no violation of
12
Miller."
Bell v. Uribe, 729 F.3d 1052, 1064 (9th Cir. 2013);
United States
v. Jefferson, 816 F.3d 1016, 1019 (8th Cir. 2016); Davis v.
McCollum, 798 F.3d 1317, 1321-1322 (10th Cir. 2015);
Evans-
Garcia v. United States, 744 F.3d 235, 240-241 (1st Cir. 2014)
;
State v. Au, 855 N.W.2d 235, 258 (Minn. 2014)(uBecause the
imposition of consecutive sentences was not mandatory,
but was
discretionary, Mandis reliance on Miller is misplaced.
');
Smith
v. State, 2014 Ark. 204, at *4-5 (Ark. 2014); Randell v. State
,
No. 61232; 2013 Nev. Unpub. LEXIS 1863, at n.1 (Nev.
Dec. 12,
2013); Conley v. State, 972 N.E.2d 864, 876 (Ind. 2012).
The Georgia Supreme Court changed its position on this
question after Montgomery. Compare Foster v. State,
754 S.E.2d
33, 37 (Ga. 2014) to Veal v. State, 784 S.E.2d 403 (Ga.
2016).
Miller does not merely ban mandatory LWOP but explicitly
requires sentencing courts to consider the mitigating
characteristics of youth before imposing
LWOP (and, as shown
below, de facto LWOP). In Miller, this Court explained
was relying on two strands of precedent, the first of
that it
which
'prohibited mandatory imposition of capital punishment
, requiring
that sentencing authorities consider the characteristics
of a
defendant and the details of his offense before sente
ncing him to
death." Miller, 567 U.S. at 470 (emphasis added).
In the
second, this Court treated juveniles differently from
because "'[an offender's age,' we made clear
adults
in Graham, 'is
relevant to the Eighth Amendment,' and so 'criminal
procedure law
that fail to take defendants' youthfulness into accou
nt at all
would be flawed."' Miller, at 473-474 (quoting Graha
m, 560 U.S.
13
at 76).
Based on both strands of precedent, this Court said, "we
require [sentencers] to take into account how children are
different, and how those differences counsel against irrevocably
sentencing them to a lifetime in prison" and "[o]ur decision
mandates only that a sentencer follow a certain process
--
considering an offender's youth and its attendant characteristics
--
before imposing a particular penalty." Miller, 567 U.S. at
480, 483 (emphasis added).
Later, in Montgomery, this Court characterized Miller as
follows:
Miller required that sentencing courts consider a
child's diminished culpability and heightened capacity
for change before condemning him or her to die in
prison.
Miller, then, did more than require a sentencer to
consider a juvenile offender's youth before imposing
life without parole; it established that the
penological justifications for life without parole
collapse in light .of the distinctive attributes of
youth. Even if a court considers a child's age before
sentencing him or her to a lifetime in prison, that
sentence still violates the Eighth Amendment for a
child whose crime reflects unfortunate yet transient
immaturity.
*
*
*
The procedure Miller prescribes is . . . [a]
hearing where youth and its attendant characteristic
s
are considered as sentencing factors [which] is
necessary to separate those juveniles who may be
sentenced to life without parole from those who may
not.
Montgomery, 1-3 6S.Ct. at 726, 734, 735 (quotation marks and
14
citations omitted; emphasis added).
In this case, the sentencing court based its sentence mainly
on the circumstances of the offense, Petitioner's criminal
history, lack of remorse, and efforts to intimidate witnesses,
but did not consider his mitigating characteristics of youth or
prospects for reform and never found him to be incapable of
reform. Id., 13-15. Therefore, Petitioner's sentence, which is
the functional equivalent of LWOP (as shown below), was imposed
in violation of the Eighth Amendment.
D.
THE LWOP/DE FACTO LWOP SPLIT
"[T]he majority of jurisdictions that have considered the
question [have] h[e]ld that Miller does apply to juvenile
homicide offenders facing de facto life-without-parole sentences.
[H]olding otherwise would [be] in direct contradiction to
Miller." State v. Ramos, 387 P.3d 650, 659-660 (Wash.
2017) (holding that Miller applies to a sentence of 85 years).
These cases can be divided into two categories.
The first category is long term-of-years sentences that
approach or exceed a juvenile's life expectancy, that is,
sentences of 35 years and more. See, e.g., Commonwealth v.
Foust, 180 A.3d 416, 431 (Pa. Super. 2018); United States v.
Grant, 887 F.3d 131 (3d Cir. 2018)(65 years with parole
eligibility at age 72); State v. Zuber, 152 A.3d 197 (N.J.
2017)(110 years with parole eligibility at age 55); McKinley v.
Butler, 809 F.3d 908 (7th Cir. 2016)(100 years); People v. Reyes,
63 N.E.3d 884 (Iii. 2016)(97 years); Beach v. State, 348 P.3d
15
629, 630 (Mont.. 2015)(100 years with parole eligibility at age
72); Casiano V. Comm'r of Corrections, 115 A.3d 1031 (Conn.
2015)(50 years); Gridine v. State, 175 So.3d 672 (Fla. 2015)(70
years); State v. Boston, 303 P.3d 453 (Nev. 2015)(100 years);
Brown v. State, 10 N.E.3d 1, 8 (Ind. 2014)(150 years); Cloud v.
State, 334 P.3d 132, 142 (Wyo. 2014)(35 years after reductions
for good time); State v. Pearson, 836 N.W.2d 88, 97 (Iowa
2013)(35 years); Moore v. Biter, 725 F.3d 1184, 1191-92 (9th Cir.
2013)(254 years).
This Court once applied Miller to a long term-of-year
sentence. Robinson v. United States, 197 L.Ed.2d 645
(2017)(granting certiorari, vacating the lower court's denial of
a juvenile offender's claim that his 193-year sentence violated
Miller, and remanding for reconsideration in light of
Montgomery). See Robinson v. United States, No. 5:02--CR-80-11;
2015 U.S. Dist. LEXIS 85648 (E.D.N.C. July 1, 2015).
The second category, is life sentences that, although
nominally "parolable," have such restrictive or arbitrary parole
processes as to deny "'some meaningful opportunity to obtain
release based on demonstrated maturity and rehabilitation.'"
Miller, 567 U.S. at 479 (quoting Graham, 560 U.S. at 75).. See,
e.g., Budder v. Addison, 851 F.3d 1047 (10th Cir. 2017); Brown v.
Precythe, No. 2:17-c.v-04082; 2017 U.S. Dist. LEXIS 180032, at
*28-32 (w.D. Mo. Oct. 31, 2017); Maryland Restorative Justice
Initiative v. Hogan, No. ELH-16-1021; 2017 U.S. Dist. LEXIS
15160; 2017 WL 467731 (Dist, • Md. Fe. 3, 2017); Funchess v.
Prince, No. 14-2105; 2016 WL 756530; 2016 U.S. Dist. LEXIS
16
231131, at *15-16 (E.D. La. Feb. 25, 2016); Hayden v.
F.Supp.2d 1000, 1009 (E.D.N.C. 2015); Diatchenko v.
Keller, 134
Dist. Atty.
for Suffolk Dist., 27 N.E.3d 349 (Mass. 2015); Greim
an v. Hodges,
79 F.Supp.3d 933, 943 (S.D. Iowa 2015); State v. Caste
neda, 842
N.W.2d 7409 757-758 (Neb. 2014); Cloud v. Wyoming, 294 P.3d 369
44-48 (Wyo. 2013); Parker v. State, 119 So.3d 987, 997
(Miss.
; LeBlanc. v.
2013); State v. Dyer, 77 So.3d 928, 930-31 (La. 2011)
Mathena, 841 F.3d 256, 262-263 (4th Cit. 2016) rev'd
on other
grounds sub nom Virginia v. LeBlanc, 136 S.Ct. 1726
(2017)(holding that the state court's rejection of the
defendant's claim was not 'objectively unreasonable"
under
AEDPA's highly-deferential standard of review for habea
s corpus
cases but stating, "The Court expresses no view on the
the underlying Eighth Amendment claim. Nor does the
merits of
Court
suggest of imply that the underlying issue, if prese
nted on
direct review [and thus under de novo review], would
be
insubstantial.')(citations and quotation marks omitt
ed). Compare
Starks v. Easterling, 659 F.App'x. 277, 281 (6th Cir.
2016)(White, J., concurring)("I agree that Starks has
not met
AEDPA's demanding standard for relief. I write separ
ately
because I conclude that, properly applied, the Supre
me Courts
cases establish that Stark's [parolable] life sentence
violates
the Eighth Amendment" under Miller and Montgomery).
A minority of jurisdictions have held that Miller appli
es
only to sentences labeled LWOP. State v. Springer,
856 N.W.2d
460, 470 (S.D. 2014); State v. Vang, 847 N.W.2d 248
(Minn. 2014);
Angel v. Commonwealth, 704 S.E.2d 386, 401-402 (Va.
2011); Bunch
17
v. Smith, 685 F.3d 546, 550-551 (6th Cir. 2012); Adams v. State,
707 S.E.2d 359, 365 (Ga. 2011)."
The latter courts "seek to avoid the basic thrust of
Graham and Miller by refusing to recognize the[ir] underlying
rationale," State v. Null, 836 N.W.2d 41, 72-73 (Iowa 2013),
--
including "the principle established in Roper and Graham that
'children are constitutionally different from adults for purposes
of sentencing,'" Montgomery, 136 S.Ct. at 733 (quoting Miller,
567 U.S. at 471), and the "foundational principle[] that the
imposition of the State's most severe penalties on juvenile
offenders cannot proceed as though they were not children."
Miller, at 474.
As one court observed, "Finding a determinate sentence
exceeding a juvenile's life expectancy constitutional because it
is not labeled an LWOP sentence is Orwellian. Simply put, a
distinction based on changing a label
.
.
.
is arbitrary and
baseless." People v. Nunez, 125 Cal Rptr. 616, 624 (Cal. App.
2011). See also Commonwealth v. Foust, 180 A.3d 416, 432 (Pa.
Super. 2018)(holding that Miller applies to term-of-year
sentences because "[a]s the United States Supreme Court has often
noted in criminal cases, 'form is not to be exalted over
substance.'")(quoting Blueford v. Arkansas, 566 U.S. 599', 611
(2012)).
This Court's focus under the Eighth Amendment has always
been on a sentence's effects, not its label. In Miller, the
Court explicitly equated LWOP sentences to the death penalty:
"[B]ecause we viewed this ultimate penalty for juveniles as akin
18
to the death penalty, we treated it similarly to that most seveie \1k
punishment." Miller, 567 U.S. at 474-75. See also Graham, 560
U.S. at 70 ("In some cases
.
.
.
there will be negligible
difference between life without parole and other
sentences")(quotation marks omitted).
In Miller, this Court defined LWOP, not as a sentence with
that label, but as one that does not provide "some meaningful
opportunity to obtain release based on demonstrated maturity and
rehabilitation.'" Miller, at 479 (quoting Graham, at 75). See
also Graham, at 70 (citing Solem v. Helm, 463 U.S. 277, 300-301
(1983) and Rummel v. Estelle, 455 U.S. 263 (1980)).
In Rummel, this Court held that a "parolable" life sentence
for a third-time adult nonviolent offender did not violate the
Eighth Amendment, but "the Court did not rely simply on the
existence of some system of parole." Solem, 463 U.S. at 301.
"Rather, it looked to the provisions of the system presented,"
including that parole on a life sentence in that state was "a
regular part of the rehabilitative process" and "the normal
expectation in the vast majority of cases." Id., 300-301.
In Solem, by contrast, this Court held that a "parolable"
life sentence for a seventh non-violent offense (a "no account"
check) violated the Eighth Amendment because, the "parole system
[was] far more stringent than the one before us in Rummel," since
parole could be granted only if the governor granted a
commutation, the possibility of which was "nothing more than a
hope for an ad hoc exercise of executive clemency." Solem, 463
U.S. at 300-301 (quotation marks omitted).
19
In Graham, this Court held that LWOP imposed on a juvenile
non-homicide offender violates the Eighth Amendment in part
because the possibility of executive clemency is "remote."
Graham, 560 US at 69-70. See Parker v. State, 119 So.3d 987, 997
(Miss. 2013)(holding that a life sentence with "conditional
release" after age 65 is equivalent to LWOP under Miller because
'[c]onditional release is more akin to clemency, which the
Supreme Court has held '[ajs a matter of law' to be different
from parole 'despite some surface similarities.'")(quoting Solem
v. Helm, 463 U.S. 277 1 300 (1983)).
In other contexts as well, this Court has focused on
sentences' effects, rather than their labels. See Lynch v.
Arizona, 136 S.Ct. 1818 (2016)(holding that a life sentence with
the possibility of release by executive clemency after 25 years
is the same as LWOP for purposes of the due process requirement
to instruct a death-penalty jury that such a sentence renders the
defendant ineligible for parole).
E. PETITIONER'S SENTENCE VIOLATES THE EIGHTH AMENDMENT.
Petitioner Wilkins was sentenced to 45-100 years without the
sentencer considering any of the mitigating characteristics of
youth. Sent. Tr. 13-15. In Michigan, all defendants sentenced
for crimes committed after December 15, 2000, must serve their
entire minimum terms before they become eligible for parole.
Mich, Co!np, Laws §§ 791.234(5); 800.33(14); 800.34(5)(b).
Petitioner was 17 years old at the time of the offense in 2008,
but he was not arrested and charged until he was 23
20
years old. Therefore, he will not be eligible for release on
parole until he is 68 years old, which is past his life
expectancy.
-
The general life expectancy for black males who, like
Petitioner, were born in 1991, is 64.6 years. World Almanac Book
of Facts (2007), p.160 (citing National Center for Health
Statistics, U.S. Dept. of Health and Human Services). But at
least one study found that juveniles sentenced to prison for
lengthy terms live, on average, to only the age of 50.6. Cloud
v. State, 334 P.3d 132, 136, 142, nn.3 & 7 (Wyo. 2014)(relying on
this statistic to hold that a juvenile's sentence of 35 years,
after reductions for good time, is equivalent to LWOP); Casiano
v. Comm'r of Corrections, 115 A.3d 1031, 1046-47 (Conn. 2014)
(relying on the same statistic to hold that a 50-year sentence
imposed on a juvenile offender is equivalent to LWOP); State v.
Pearson, 836 N.W.2d 88 (Iowa 2016)(holding that a 35-year
sentence imposed on a juvenile is equivalent to LWOP).
Even assuming Petitioner's life expectancy is more than 68
years, his sentence still does not provide "some meaningful
opportunity to obtain release based on demonstrated maturity and
rehabilitation." Miller, 567 U.S. at 479. As the Third Circuit
explained in finding a sentence equivalent to LWOP that made the
juvenile offender eligible for parole the same year as his life
expectancy, age 72, Miller's "mandate encompasses more than mere
physical release at a point just before a juvenile offender's
life is expected to end. . . . [T]he state must give non-
21
incorrigible juvenile offenders the opportunity to meaningfully
reenter society upon their release." United States v. Grant, 887
F.3d 1319 147-148 (3d Cir. 2018). This is because Miller and
Graham make clear that "a non-incorrigible juvenile offender must
be afforded an opportunity for release at a point in his or her
life that still affords 'fulfillment outside prison walls,'
'reconciliation with society,' 'hope,' and 'the opportunity to
achieve maturity of judgment and self-recognition of human worth
and potential.'" Id. (quoting Graham, 560 U.S. at 79). See also
State v. Null, 836 N.W.2d 41, 71 (Iowa 2013)("The prospect of
geriatric release, if one is to be afforded the opportunity for
release at all, does not provide a 'meaningful opportunity' to
demonstrate the 'maturity and rehabilitation' required to obtain
release and reenter society"); Montgomery, 136 S.Ct. at 737
("hope for some years of life outside prison walls must be
restored.").
Therefore, Petitioner's 45-100-year sentence, imposed
without consideration of his mitigating characteristics of youth,
violates the Eighth Amendment.
It is true that the sentencing court considered Petitioner's
criminal convictions and acts committed from the age of 17 until
the age of 23, implying that Petitioner is incorrigible.
However, the court still did not consider or balance these acts
against the mitigating characteristics of youth, as required by
Miller. Further, more recent science has shown that a person's
brain is not fully mature until he reaches his mid-twenties.
Cruz v. United States, No. 11-cv-787; 2018 WL 1541898, at *23 (D.
22
Conn. Mar. 29, 2018). That means Petitioner's criminal acts that
the sentencing court relied on were, biologically, committed when
Petitioner was still a juvenile and therefore were at least
partly the result of his youthful impulsivity and other
mitigating characteristics. But this Court need not address the
issue of the age at which a person's misbehavior is no longer
mitigated by their lack of neurological maturity. It is
sufficient to find an Eighth Amendment violation that the
sentencing court did not consider the mitigating characteristics
of youth, as Miller requires.
Petitioner's 40-100-year sentence for second-degree murder
is also disproportionate because it is greater than the "default
sentence range"
--
no more than 40 years on the minimum term and
60 years on the maximum term
--
for juveniles convicted of the
greater offense of first-degree murder in Michigan. People v.
Carp, 496 Mich. 440, 458 (2014), vacated on other grds, Carp v.
Michigan, 136 S.Ct. 1355 (2016). The Eighth Amendment "right not
to be subjected to excessive sanctions.
.
.
.
flows from the
basic precept that punishment for crime should be graduated and
proportioned both to the offender and the offense." Miller, 567
U.S. at 469 (quotation marks omitted; emphasis added). "The
concept of proportionality is central to the Eighth Amendment."
Id. Under this principle, only those juveniles who are
incorrigible and convicted of the worst offenses may be sentenced
to LWOP (or de facto LWOP). Montgomery, 136 S.Ct. at 734
("sentencing a child to life without parole is excessive for all
but the rare juvenile offender whose crime reflects irreparable
23
corruption")(quotation marks omitted). At a minimum, this must
mean that LWOP (and de facto LWOP) may only be imposed on
juveniles convicted of the worst offense
--
first-degree murder.
See People v. Skinner,917 N.W.2d292,. .313; No. 152448; 2018
Mich. LEXIS 1150, at *41 (Mich. June 20, 2018)('only those
juvenile offenders who have been convicted of first-degree murder
can be subject to life without parole").
It therefore follows that Petitioner's sentence of de facto
LWOP for a lesser offense is disproportionate under the Eighth
Amendment. See Solem, 463 U.S. at 291 ("If more serious crimes
are subject to the same penalty, or to less serious penalties,
that is some indication that the punishment may be excessive.");
Landrum v. State, 192 So.3d 459, 468 (Fla. 2016)("permitting the
life-without-parole sentence for a juvenile offender convicted of
second-degree murder that was imposed without the sentencer
considering the 'distinctive attributes of youth' would be
grossly disproportionate when juvenile offenders convicted of the
more serious charge of first-degree murder and sentenced to life
imprisonment will receive the benefit of" the protections
mandated by Miller).
24
IT. THE TRIAL COURT'S ADMISSION OF THE.
PRELIMINARY EXAMINATION TESTIMONY OF AN
UNAVAILABLE WITNESS VIOLATED THE
CONFRONTATION CLAUSE BECAUSE PETITIONER DID
NOT HAVE AN ADEQUATE OPPORTUNITY TO CROSSEXAMINE.
A
INTRODUCTION
This Court has never squarely decided whether a preliminary
examination, conducted before full discovery, provides an
adequate opportunity for cross-examination of a prosecution
witness such that, if the witness is unavailable at trial, his
preliminary examination testimony is admissible under the
Confrontation Clause. Miller v. Maclaren, 737 F. App'x 269, 274
(6th Cir. 2018). In fact, the Court has strongly implied that
such testimony would be inadmissible under the Confrontation
Clause. Barber v. Pag, 390 U.S. 719, 725-726 (1968).
The Sixth Circuit, where Petitioner is located, although
recognizing "that there is some question whether a preliminary
hearing necessarily offers an adequate prior opportunity for
cross-examination for Confrontation Clause purposes," has held
that this issue cannot be litigated in habeas corpus cases
because this Court has not "clearly established" that rule under
28 U.S.C. § 2254(d). Williams v. Bauman, 759 F.3d 630, 636 (6th
Cir. 2014)(quotation marks omitted).
The Michigan Court of Appeals in this case held that the
admission of the preliminary examination testimony of an
unavailable witness did not violate the Confrontation Clause.
Appx. A, pp.7-9.
25
Therefore, "a state court
.
.
.
has decided an important
question of federal law that has not been, but should be, settled
by this Court[.]" Sup. Ct. Rule 10(c). Accordingly; this Court
should grant certiorari.
B. THE CONFRONTATION CLAUSE
"[I]n Crawford, the Court adopted a fundamentally new
interpretation of the confrontation right, holding that
'[t]estimonial statements of witnesses absent from trial [can be]
admitted only where the declarant is unavailable, and only where
the defendant has had a prior opportunity to cross-examine.'"
Williams v. Illinois, 567 U.S. 50, 64-65 (2012)(plurality)(citing
Crawford v. Washington, 541 U.S. 36, 59 (2004)). The
interpretation rejected by Crawford was that statements of
unavailable witnesses were admissible at trial if they bore
sufficient "indicia of reliability." Ohio v. Roberts, 448 U.S.
56 (1980).
"Crawford has resulted in a steady stream of new cases in
this Court." Williams, 567 U.S. at 65 (citing cases). But none
of them have addressed the question presented here.
This Court did discuss the question presented in this case
in Barber v. Page, 390 U.S. 719, 725 (1968). In that case, this
Court held that the trial court violated the Confrontation Clause
by admitting the preliminary examination testimony of a witness
who was incarcerated at a federal prison outside the trial
court's jurisdiction because the prosecution made no effort to
have the witness testify at trial and therefore failed to
establish that the witness was unavailable. This Court
explained, at 725-26,
The right to confrontation is basically a trial right.
It includes both the opportunity to cross-examine and
the occasion for the jury to weigh the demeanor of the
witnesses. A preliminary hearing is. ordinarily a much
less searching exploration into the merits of a case
than a trial because its function is the more limited
one of determining whether probable cause exists to
hold the accused for trial. While there may be some
justification for holding that the opportunity for
cross-examination of a witness at a preliminary hearing
satisfies the demands of the confrontation clause where
the witness is shown to be actually unavailable, this
is not, as we have pointed out, such a case. [FN 6]
6. Cf. Holman v. Washington, 364 F.2d 618 (5th Cir.
1966); Government of the Virgin Islands v. Aquino, 378
F.2d 540 (3d Cir. 1961).
In Holman and Aquino, the courts found Confrontation Clause
violations in the admission of prior trial and preliminary
examination testimony, respectively, because the prosecution in
both cases failed to establish the unavailability of the witness
at trial. In Aguino, the court expressed its belief that
preliminary examination testimony should never be admissible at
trial but found itself constrained to hold otherwise by decisions
of this Court. 378 F.2d at 549 & n.12 (citing West v. State of
Louisiana, 194 U.S. 258 (1904) and Motes v. United States, 178
U.S. 458 (1900)). However, this Court did not hold in either
West or Motes that the preliminary examination testimony of an
unavailable witness is admissible at trial. In West, this Court
held that the Confrontation Clause does not apply to the states,
a decision overruled in Pointer v. Texas, 380 U.S. 400, 406
(1965). In Motes, this Court held that the trial court violated
the Confrontation Clause by admitting the preliminary examination
testimony of a witness because the witness's absence from the
trial was due to the negligence of the prosecution. 178 U.S. at
469-474. Therefore, contrary to the Aquino court's belief, it
was not constrained by this Court's precedent to hold that
preliminary examination testimony is admissible at trial where
the witness is unavailable.
The Aquino court gave good reasons for its conclusion that
preliminary examination testimony should not be admissible at
trial, even if the witness is unavailable and the defendant
cross-examined him at the preliminary examination. 378 F.2d at
549.
Were the question one of first impression it would seem
that a clear-distinction should be recognized between
testimony given at a prior trial and testimony given at
a preliminary hearing. In the case of a prior trial
the goal of the cross-examination is precisely the same
as that which would have followed at the second trial
acquittal of the defendant. At the preliminary
hearing however, the cross-examiner is much more
narrowly confined by the nature of the proceeding. The
government's aim is merely to show a prima facie case
and its tactic is to withhold as much of its evidence
as it can once it has crossed that line. The fear of
adding to the government's case by extensive crossexamination weighs heavily on a defendants counsel at
a preliminary hearing, where much of the government's
case remains still in doubt. The cross-examiner
therefore is in a far different position than he would
be at trial, where the government must go beyond its
prima facie case to convince the jury of the
defendant's guilt beyond a reasonable doubt. Everyday
experience confirms the difference, for it is rare
indeed that on a preliminary hearing there will be that
full, and detailed cross-examination which the witness
would undergo at the trial. Credibility is not the
issue at a preliminary hearing as it is in a trial.
All the arts of cross-examination which are exerted to
impair the credibility of a witness are useless in a
preliminary hearing.
In addition, "[s]ince the purpose of the preliminary
examination is only to determine whether probable cause exits to
proceed to trial defense counsel may lack adequate motivation to
conduct a thorough cross-examination,
.
.
.
and may wish to avoid
tipping its hand to the prosecution by revealing the lines of
questioning it plans to pursue." Al-Timimi v. Jackson, 379 F.
App'x 435, 438 (6th Cir. 2010). Another "problem is that the
opportunity for cross-examination at the preliminary examination
may come too early in the process to be useful to the defense"
because, for example, as here, the defense had not been provided
with full disclosure of exculpatory and impeaching information,
which, "had it occurred at the trial stage, may well have
implicated the petitioner's due process rights under Brady v.
Maryland, 373 U.S. 83 (1963)." Al-Timimi, at 438.
In this case, trial counsel specifically cited the prediscovery timing of the preliminary examination as a reason for
the cross-examination's inadequacy. Trial Trans., Vol. 6, pp..57. In addition, the detective who read Lewis's testimony to the
jury at trial necessarily omitted every aspect of Lewis's
demeanor, his hesitation, his tone of voice, and every other nonverbal indicator of his lack of credibility. The use of a
detective to read Lewis's testimony, by itself, also likely lent
it a measure of credibility that it otherwise did not possess.
It is true that this Court has twice upheld the admission of
preliminary examination testimony of an unavailable witness at
29
trial. Ohio v. Roberts, 448 U.S. 56 (1980); California v. Green,
399 U.S. 149 (1970). But both of those cases are
distinguishable.
First, in neither case did this Court hold that preliminary
examinations, in general, provide an adequate opportunity for
cross-examination. Nor did this Court otherwise reject the
reasoning set forth above that they do not, especially where the
defense has not had full discovery. In Green, this Court also
disclaimed any attempt "to map out a theory of the Confrontation
Clause." Id., at 162. And, in Roberts, this Court declined to
resolve the question whether the mere opportunity for crossexamination or de minimis questioning would satisfy the
Confrontation Clause. Rather, in both cases, this Court merely
held that the particular preliminary hearings were conducted
under circumstances "closely approximating those that surrounded
the typical trial" and thus that the defense had an adequate
opportunity for cross-examination. Green, 399 U.S. at 165;
Roberts, 448 U.S. at 73 (holding that the preliminary hearing had
the same "accouterments of the preliminary hearing" in Green).
Further, the decision in Roberts is undermined by the fact
that this Court overruled Roberts's "indicia of reliability" test
in Crawford. And, although Crawford cited the outcome of Roberts
as supporting Crawford's new Confrontation Clause test, it did so
using language that suggests Roberts's outcome may not have been
precisely what it would have been under Crawford's test: "Even
our recent cases, in their outcomes, hew closely to the
30
traditional line.' Crawford, 541 U.S. at 58 (citing Roberts;
emphasis added). Hewing closely to the line is not the same as
toeing the line.
It is also true that there is language in Crawford that
appears to approve the use of preliminary examination testimony
at trial, but that language is based solely on Green and Roberts
which, as shown above, did not resolve the question presented in
this case. After announcing the new Confrontation Clause test in
Crawford, the Court said the following. 541 U.S. at 57 (emphasis
added).
Our case law has been largely consistent with
these two principles. Our leading early decision, for
example, involved a deceased witness's prior trial
testimony. Mattox v. United States, 156 U.S. 237
(1895). In allowing the statement to be admitted, we
relied on the fact that the defendant had had, at the
first trial, an adequate opportunity to confront the
witness .
Our later cases conform to Mattox's holding that
prior trial or preliminary hearing testimony is
admissible only if the defendant had an adequate
opportunity to cross-examine. See Mancusi v. Stubbs,
408 U.S. 2049 213-216 (1972); California v. Green, 399
U.S. 149, 165-168 (1970); Pointer v. Texas, 380 U.S. at
406-408; cf. Kirby v. United States, 174 U.S. 47 9 5561 (1899). Even where the defendant had such an
opportunity, we excluded the testimony where the
government had not established the unavailability of a
witness. See Barber v. Page, 390 U.S. 7199 722-725
(1968); cf. Motes v. United States, 178 U.S. 458, 470471 (1900). We have similarly excluded accomplice
confessions where the defendant had no opportunity to
cross-examine. .
Even our recent cases, in their outcomes, hew
closely to the traditional line. Ohio v. Roberts, 448
U.S. at 67-70, admitted testimony from a preliminary
hearing at which the defendant had examined the
witness.
31
Green and Roberts are the only cases in which this Court
upheld the admission of preliminary examination testimony under
the Confrontation Clause. In Mattox and Mancusi, this Court
upheld the admission of prior trial testimony. In Pointer, this
Court found that the admission of preliminary examination
testimony violated the Confrontation Clause because the defendant
was not represented by counsel at the preliminary examination.
-
In Kirby, this Court found that the admission of trial, testimony
from a co-defendant's trial violated the Confrontat-ion Clause
because the defendant had no opportunity to cross-examine the
witness.. And In Barber and Motes, this Court found that the
admission of the prior testimony violated the Confrontation
Clause because the prosecution failed to establish the
unavailability of the witnesses.
Therefore, this Court should grant certiorari to decide this
9 impor tali t question of federal law that has not been, but should
be, settled by this Court[.]" Sup, Ct. Rule iO(c)
32
CONCLUSION
Petitioner Najee Wilkins asks this Honorable Court to grant
the writ of certiorari.
Respectfully submitted,
Date:
4tlJ2uj,1
/JO/
Najee Wilkins #769141
Petitioner In Pro Per
Chippewa Correctional Facility
4269 W. M-80
Kincheloe, MI 49784
33
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