Petition for Writ of Certiorari — Asia Johnson, Petitioner v. Rothschild
Supreme Court briefNov 20, 2018
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Date Filed: 11/06/2018
Case: 18-2349 Document: 003113079342 Page: 1
NOT PRECEDENTIAL
ALD-012
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 18-2349
ASIA JOHNSON,
Appellant
hy
ROTHSCHILD
On Appeal from the United States District Court
for the Western District of Pennsylvania
(D.C. Civil Action No. 2-18-cv-00606)
District Judge: Honorable Mark R. Hornak
Submitted for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B) or
Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6
October 18, 2018
Before: MCKEE, SHWARTZ, and BIBAS, Circuit Judges
(Opinion filed: November 6, 2018)
OPINION*
PER CURIAM
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
Case: 18-2349 Document: 003113079342 Page: 2
Date Filed: 11/06/2018
Asia Johnson appeals the District Court's dismissal of her civil action and denying
her application to proceed in forma pauperis as moot. For the reasons below, we will
summarily affirm the District Court's order with a modification.
Johnson initiated the lawsuit by filing a motion for leave to proceed in forma
pauperis pursuant to 28 U.S.C. § 1915, together with a complaint naming "Rothschild" as
the lone defendant. As a resident of Pennsylvania, Johnson asserted federal court
diversity of citizenship jurisdiction under 28 U.S.C. § 1332, identifying Rothschild as a
resident of the United Kingdom. In the complaint, Johnson alleged that "Pittsburgh air is
the most polluted in the nation our climate is based on our behavior and how the
Rothschild control our weather and what released in our air" [sic]. (Complaint, ¶111
Statement of Claim.) As relief, Johnson requested "clean air better control on our
climate." (Id., ¶TV Relief.)'
The assigned Magistrate Judge issued a report and recommendation to dismiss the
action under § 1915(e)(2)(B) of the in forma pauperis statute. The Magistrate Judge
determined that Johnson's claims and the relief embraced an inarguable legal conclusion,
presented fanciful factual allegations, and was based on a "fantastic or delusional" factual
scenario. (See May 14, 2018 Report and Recommendation at 3, citing Neitzke v.
Williams, 490 U.S. 319, 327-28 (1989).) Thus, the Magistrate Judge concluded that the
As an exhibit to the complaint, Johnson attached a letter and a certificate dated April 25,
2018, written on behalf of President Donald J. Trump, concerning Johnson's inclusion in
the Republican Presidential Honor Roll.
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Case: 18-2349 Document: 003113079342 Page: 3
Date Filed: 11/06/2018
complaint was frivolous within the meaning of § 1915(e)(2)(B), and that granting leave to
amend the complaint would be futile. The Magistrate Judge further recommended
denying Johnson's in forma pauperis application as moot. Johnson filed objections. The
District Court considered Johnson's objections but adopted the report and
recommendation, dismissed the action, and denied the in forma pauperis motion as moot.
Johnson appeals. We have appellate jurisdiction pursuant to 28 U.S.C. § 1291.
We may affirm for any reason supported by the record. $çç Brightwell v. Lehman, 637
F.3d 187, 191 (3d Cir. 2011).
We first address the District Court's disposition of Johnson's in forma pauperis
motion. A district court's determination of whether to grant a motion to proceed in forma
pauperis should focus on the applicant's financial eligibility. See Sinwell v. Shapp,
536 F.2d 15, 19 (3d Cir. 1976). An analysis of the complaint under 28 U.S.C.
§ 1915(e)(2)(B) is appropriate only after a litigant is granted leave to proceed pursuant to
the in forma pauperis statute. See Deutsch v. United States, 67 F.3d 1080, 1084 n.5 (3d
Cir. 1995) (discussing procedure of determining in forma pauperis status, followed by
consideration of whether a complaint is "frivolous or malicious" under former
§ 1915(d)). Here, the District Court erred in denying Johnson's in forma pauperis motion
as moot. Instead, the District Court should have addressed the motion before subjecting
the complaint to the screening provisions of the in forma pauperis statute. Johnson
indicated in her motion filed in the District Court that she had income of $653 per month
Case: 18-2349 Document: 003113079342 Page: 4
Date Filed: 11/06/2018
and $200 in cash or savings, while her expenses totaled approximately $536 per month.
A litigant need not be "absolutely destitute" or contribute his or her "last dollar" in order
to qualify for in forma pauperis status. See Adkins v. E.I. DuPont de Nemours & Co.,
335 U.S. 331, 339 (1948). On this record, we conclude that Johnson was financially
eligible to proceed in forma pauperis when she filed her complaint.
We now turn to the District Court's analysis of Johnson's complaint. We exercise
plenary review over the District Court's dismissal of the case as frivolous or legally
without basis. See Roman v. Jeffes, 904 F.2d 192, 194 (3d Cir. 1990). We agree with
the District Court's assessment of the allegations contained in Johnson's complaint. See
Neitzke, 490 U.S. at 325 (a complaint is frivolous if it "lacks an arguable basis either in
law or in fact"). Moreover, while generally a plaintiff should be given leave to amend a
complaint subject to dismissal, we discern no error in the District Court's determination
here that allowing Johnson leave to amend would have been futile. See Grayson v.
Mayview State Hosp., 293 F.3d 103, 108 (3d Cir. 2002).
Summary action is appropriate if there is no substantial question presented in the
appeal. See Third Circuit LAR 27.4. For the above reasons, we will summarily affirm
the District Court's judgment but direct that it modify its order to grant Johnson's
application to proceed in forma pauperis. See 3d Cir. LAR 27.4; I.O.P. 10.6.
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Case: 18-2349 Document: 003113079347 Page: 1
ALD-012
Date Filed: 11/06/2018
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 18-2349
ASIA JOHNSON,
Appellant
ROTHSCHILD
On Appeal from the United States District Court
for the Western District of Pennsylvania
(D.C. Civil Action No. 2-18-cv-00606)
District Judge: Honorable Mark R. Hornak
Submitted for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B) or
Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6
October 18, 2018
Before: MCKEE, SHWARTZ, and BIBAS, Circuit Judges
JUDGMENT
This cause came to be considered on the record from the United States District
Court for the Western District of Pennsylvania and was submitted for possible dismissal
pursuant to 28 U.S.C. § 1915(e)(2)(B) and for possible summary action pursuant to Third
Circuit LAR 27.4 and I.O.P. 10.6 on October 18, 2018. On consideration whereof, it is
now hereby
ORDERED and ADJUDGED by this Court that the judgment of the District Court
entered May 30, 2018 be and the same hereby is affirmed with a modification. All of the
above in accordance with the opinion of this Court.
Case: 18-2349 Document: 003113079347 Page: 2
Date Filed: 11/06/2018
ATTEST:
sl Patricia S. Dodszuweit
Clerk
DATED: November 6, 2018
Case 2:18-cv-00606-MRH-MPK Document 2 Filed 0/14/18 Page 1 of 5
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
ASIA JOHNSON,
Plaintiff,
Civil Action No. 18-606
Judge Mark R. Hornak
Chief Magistrate Judge Maureen P. Kelly
V.
ROTHSCH ILD.
Re: ECF No. I
Defendant.
REPORT AND RECOMMENDATION
I.
RECOMMENDATION
Presently before the Court Is a Motion for Leave to Proceed informa pauperis filed by
Plaintiff Asia Johnson. ECF No. l For the reasons that follow, it is respectfully recommended
that this case be dismissed with prejudice and that the Motion be denied as moot.
H. REPORT
The in forma pauperis statute, 28 U.S.C. § 1915, "is designed to ensure that indigent
litigants have meaningful access to the federal courts." .Douris v. Middletown T., 293 F. App'x
130, 131 (3d Cir. 2008) (quoting Neitzkc v. Williams, 490 U.S. 319, 324 (1989)).
Congress recognized, however, that a litigant whose filing fees and court costs are assumed
by the public, unlike a paying litigant, lacks an economic incentive to refrain from filing frivolous,
malicious, or repetitive lawsuits. Neitzke, 490 U.S. at 324; Deutsch v, United States, 67 F.3d 1080,
1084 (3d Cir.1995).
Accordingly, the Court must take two determinations when reviewing an informapauperis
application: (1) whether Plaintiff is eligible for pauper status under 28 U.S.C. § I915(e(2)(A); and
Case 2:18-cv-00606-MRH-MPK Document 2 Filed 05/14/18 Page 2 of 5
(2) the Court must review the complaint and determine whether it is frivolous, malicious, fails to
state a claim upon which relief may be granted, or seeks monetary relief from a defendant immune
from such relief pursuant to 28 U.S.C. § 1915(e)(2)(B).
Plaintiff has tiled 13 cases in this Court in the last two months in which she has requested
informa pauperis status, one of which appears to have been against the same Defendant as in the
instant case.' In at least three of these cases, Civil Action Nos. 18-495, 18-610 and 18-611, the
Court, having screened Plaintiff's pro se Complaints pursuant to 28 U.S.C. § 1915(e)(2)(B),
dismissed her requests for in forina pauperis status because of her frivolous Complaints which
could not be amended. It is recommended that the Court do the same with regard to the instant
matter.
Section 1915 provides:
Notwithstanding any filing fee, or any portion thereof; that may have been
paid, the court shall dismiss the case at any time if the court determines
that—
the allegation of poverty is untrue; or
the action or appeal—
is frivolous or malicious;
fails to state a claim on which relief may be granted; or
seeks monetary relief against a defendant who is
immune from such relief'.
28 U.S.C. § 1915 (e)(2).
The United States Supreme Court in Neitzke held that dismissal based on 28 U.S.C.
§ 1915(e)(2) is appropriate when the action is "based on an indisputably meriticss legal theory"
andwhen it posits "factual contentions [that] are clearly baseless." 490 U.S. at 327. The Supreme
Court specifically stated that 28 U.S.C. § 1915(e)(2)(B)'s term "frivolous," when applied to a
Johnson v. Rothschild. Civil Action No. 18-606
2
Case 2:18-cv-00606-MRH-MPK Document 2 Filed 05/14/18 Page 3 of 5
Complaint, "embraces not only the inarguable legal conclusion, but also the fanciful factual
allegation," such that a claim is frivolous within the meaning of Section 191 5(e)(2)(B) if it "lacks
an arguable basis either in law or in fact[.]" Id. at 325. Plaintiffs Complaint, herein, thus to present
any sort of cognizable legal claim nor any relief which this Court could grant.
Plaintiff indicates that the basis for jurisdiction is a diversity of citizenship, as she is a
resident of Pennsylvania and Defendant Rothschild is a resident of the United Kingdom and the
amount in controversy exceeds $75,000. ECF No. 1-1. At first blush these statements would seem
to support this Court's jurisdiction; however, a review of Plaintiffs "Statement of Claim" section,
quickly illustrates how this Court lacks jurisdiction.
Plaintiffs Statement of Claim reads as follows:
Pittsburgh air is the most polluted in the nation our climate is based on our
behavior and how the Rothschild control our weather and what released in
our air
ECF No. 1-1 at 4.
With respect to the relief sought, Plaintiff writes:
Clean air better control on our climate.
Id.
Based on the above, the Court finds that this claim and the relief sought by Plaintiff in the
instant matter "embrace not only [an] inarguable legal conclusion, but also [present] fanciful
factual allegation[s]," such that her claim is frivolous within the meaning of Section 191 5(e)(2)(B).
As noted in Neitzke, this Cowl is also dismissing this claim because it is based on a "fantastic or
delusional" factual scenario. Id. at 327-28; see also Wilson v. Rackmill, 878 F.2d 772, 774 (3d
Cir. 1989).
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Case 2:18-cv-00606-MRH-MPK Document 2 Filed 05/14/18 Page 4 of 5
Generally, before dismissing a claim for failing the screening, the Court must grant a
plaintiff leave to amend the complaint, unless it would be inequitable, utile or prejudiced. Hughes
v. Allegheny County Airport Authority, Civ. A. No. 11-1006 (W.D Pa. Jan. 13, 2012), 2012 WL
464700 at * 2 (citing Grayson v. Mayview Slate Hosp., 293 F.3d 103, 114 (3d Cir. 2002)).
Ifa prose plaintiff can cure the factual allegations in order to state a claim, this Court must
give her an opportunity to do so. However, if an amendment cannot cure the deficiencies, the
Court may dismiss the Complaint without leave to amend. hi
Based on the foregoing legal authority and given the statements set forth in Plaintiffs
Complaint, it is recommended that this Court dismiss this action and deny the info?-ma pauperis
request as moot. It is further recommended that Plaintiff not be granted leave to amend this
Complaint as such would be futile.
In accordance with the Magistrate Judges Act. 28 U.S.C. § 636(h)(1), and Local Rule
72.D.2, the parties are permitted to file written objections in accordance with the schedule
established in the docket entry reflecting the filing of this Report and Recommendation. Failure
to timely file objections will waive the right to appeal. Brightwell v. Lehman, 637 F.3d 187, 193
n. 7 (3d Cir. 2011). Any party opposing objections may file their response to the objections within
fourteen (14) days thereafter in accordance with Local Civil Rule 72.D2.
Dated: May 14, 2018
Respectfully submitted,
MA EE .KFLY.
CHIEF UNITED STATES MAGIST ATE JUDGE
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Case 2:18-cv-00606-MRH-MPK Document 2 Filed 05/14/18 Page 5 of 5
cc:
The Honorable Mark R. Hornak
United States District Judge
Asia Johnson
1 807 West Street
Munhall,PA 15120
Case 2:18-cv-00606-MRH-MPK Document 4 Piled 05/30/18 Page 1 of 1
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
ASIA JOHNSON,
Plaintiff,
Civil Action No. 18-606
Judge Mark R. Hornak
Chief Magistrate Judge Maureen P. Kelly
V.
ROTHSCHILD,
Defendant.
ORDER
AND NOW, this 30th day of May, 2018, after Plaintiff Asia Johnson filed a Motion for
Leave to Proceed in forma pauperis in the above-captioned case, ECF No. I, after a Report and
Recommendation was filed by the Chief United States Magistrate Judge, ECF No. 2, and
Objections thereto having by filed by the Plaintiff and considered by the Court, and upon
independent review of the record, and upon consideration of the Magistrate Judge's Report and
Recommendation, which is adopted as the opinion of this Court,
IT IS HEREBY ORDERED that this action is DISMISSED with prejudice and the
Motion for Leave to Proceed infor,napau
is DENIED as moot.
Mark R. Hornak
United States District Judge
cc:
The Honorable Maureen P. Kelly
Chief United States Magistrate Judge
Asia Johnson
1807 West Street
Munhall, PA 15120
All counsel of record via CM-ECF
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