Opposition Brief — Robert Alan Fratta, Petitioner v. Lorie Davis, Director, Texas Department of Criminal Justice, Correctional Institutions Division
Supreme Court briefNov 13, 2018
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No. 18-6298
In the
Supreme Court of the United States
ROBERT ALAN FRATTA,
Petitioner-Appellant,
v.
LORIE DAVIS, Director. Texas Department
of Criminal Justice, Correctional Institutions Division,
Respondent-Appellee.
On Petition for a Writ of Certiorari to the
United States Court of Appeals for the Fifth Circuit
RESPONDENT’S BRIEF IN OPPOSITION TO PETITION FOR A
WRIT OF CERTIORARI
JEFFREY C. MATEER
First Assistant Attorney General
ADRIENNE MCFARLAND
Deputy Attorney General
for Criminal Justice
EDWARD L. MARSHALL
Chief, Criminal Appeals Division
ELLEN STEWART-KLEIN
Assistant Attorney General
Criminal Appeals Division
P.O. Box 12548, Capitol Station
Austin, Texas 78711-2548
Tel: (512) 936-1400
Fax: (512) 320-8132
Email: ellen.stewart-klein@oag.texas.gov
Counsel for Respondent-Appellee
QUESTIONS PRESENTED
Before this Court, Fratta is representing himself pro se. He asks the
Court the following sixteen questions. Generously construing his claims, at
best four of these claims were properly raised in the Court below.
Is it unconstitutional to execute a person when the evidence is legally
insufficient to convict him?
Must an indictment include the name of other parties if a parties charge is
given?
May an appellate court add uncharged elements in assessing the sufficiency of
the evidence to affirm a conviction?
May a conviction be upheld if there is a fatal variance?
May a conviction be upheld if the indictment was constructively amended?
May a conviction be upheld based on an unpolled verdict where the addition of
“and/or” created alternative theories not charged in the indictment?
Did the lower court err in refusing to engage in a sufficiency of the evidence
review?
Is it cruel and unusual punishment to execute a person who receives ineffective
assistance of counsel?
Does a petitioner have a right to appeal pro se?
Does McCoy v. Louisiana, 138 S. Ct. 1500 (2018) extend to appellate attorneys?
Should hybrid representation be a right in trial and appeal?
Is it unconstitutional for the federal courts to allow a person to be executed
rather than remanding the case back to the state courts?
Should this Court determine the meaning of “new evidence” under Schlup v.
Delo, 513 U.S. 298 (1995), in light of the circuit split?
i
Does it violate 28 U.S.C. § 2254 & 2264 for the federal courts to refuse pro se
representation?
Is it unconstitutional or a violation of Martinez v. Ryan, 566 U.S. 1 (2012), and
Trevino v. Thaler, 569 U.S. 413 (2013), to execute a person based on substantial
ineffectiveness of trial counsel?
Is the cumulative effect of the above listed errors enough to receive a merits
review by this Court?
ii
TABLE OF CONTENTS
Page
RESPONDENT’S BRIEF IN OPPOSITION TO PETITION FOR A WRIT OF
CERTIORARI ........................................................................................................ i
QUESTIONS PRESENTED ................................................................................. i
TABLE OF CONTENTS ..................................................................................... iii
TABLE OF AUTHORITIES ............................................................................... iv
BRIEF IN OPPPOSITION .................................................................................. 1
STATEMENT OF THE CASE ............................................................................ 1
I. Facts of the Crime ...................................................................................... 1
II.
Course of State and Federal Proceedings .............................................. 3
REASONS FOR DENYING CERTIORARI REVIEW ....................................... 4
ARGUMENT ........................................................................................................ 6
I. This Court Should Not Resolve the Thirteen Claims That Were Not
Brought in the Court Below. ...................................................................... 6
II. This Court Should Not Grant Certiorari on Fratta’s Procedurally
Defaulted Claims of Insufficient Evidence Where the Lower Court
Properly Denied a COA. ............................................................................ 8
III. This Court Should Not Grant Certiorari on Fratta’s Procedurally
Defaulted Claims of a Defective Indictment Where the Lower Court
Properly Denied a COA. .......................................................................... 13
CONCLUSION ................................................................................................... 18
iii
TABLE OF AUTHORITIES
Cases
Brecht v. Abrahamson, 507 U.S. 619 (1993) ................................................... 16
Calderon v. Coleman, 525 U.S. 141 (1998) ..................................................... 17
Cavazos v. Smith, 565 U.S. 1 (2011) ............................................................... 11
Coleman v. Johnson, 566 U.S. 650 (2012) ...................................................... 11
Coleman v. State, 2009 WL 4696064 (Tex. Crim. App. Dec. 9, 2009) ........... 14
Fay v. Noia, 372 U.S. 391 (1963) ..................................................................... 16
Green v. State, 785 S.W.2d 955 (Tex. App. 1990) ........................................... 17
House v. Bell, 547 U.S. 518 (2006) .................................................................. 10
Jackson v. Virginia, 443 U.S. 307 (1979) .................................................. 10-11
Kotteakos v. United States, 328 U.S. 750 (1946) ............................................ 16
Martinez v. Ryan, 566 U.S. 1 (2012) ............................................................. ii, 7
McCoy v. Louisiana, 138 S. Ct. 1500 (2018) .................................................. i, 7
Miller-El v. Cockrell, 537 U.S. 322 (2003) ........................................................ 5
Parker v. Matthews, 567 U.S. 37 (2012) ......................................................... 10
Scheanette v. State, 144 S.W.3d 503 (Tex. Crim. App. 2004) .......................... 9
Schlup v. Delo, 513 U.S. 298 (1995) ......................................................... 7-8, 10
Slack v. McDaniel, 529 U.S. 473 (2000) ....................................................... 5, 8
Teague v. Lane, 489 U.S. 288 (1989) ................................................................. 9
Trevino v. Thaler, 569 U.S. 412 (2013) ......................................................... ii, 7
iv
United States v. Jones, 565 U.S. 400 (2012) ..................................................... 7
United States v. Wells, 519 U.S. 482 (1997) ..................................................... 7
United States v. Williams, 504 U.S. 36 (1992) ................................................. 7
Vodochodsky v. State, 158 S.W.3d 502 (Tex. Crim. App. 2005) ..................... 14
Youakim v. Miller, 425 U.S. 231 (1976) ............................................................ 7
Statutes
28 U.S.C. § 2253 ................................................................................................. 5
28 U.S.C. § 2254 ......................................................................................... ii, 5, 7
28 U.S.C. § 2264 ............................................................................................. ii, 7
v
BRIEF IN OPPPOSITION
Petitioner Robert Alan Fratta was found guilty and sentenced to death
for his part in the murder-for-hire death of his estranged wife, Farah Fratta.
Through counsel, Fratta has challenged his conviction in federal and state
court. Now pro se, he seeks a writ of certiorari from the Fifth Circuit’s denial
of a certificate of appealability (COA).
STATEMENT OF THE CASE
I.
Facts of the Crime
The Texas Court of Criminal Appeals (CCA) summarized the facts of
Fratta’s crime as follows:
After several months of searching for someone to murder his
estranged wife, Farah Fratta, [Fratta] found Joseph Prystash,
who obtained the assistance of a third person, Howard
Guidry. On November 9, 1994, the date of the murder,
[Fratta] took the couple’s three children to Wednesdayevening church classes and attended a parents’ meeting at the
church. Although the children regularly attended classes
there, it was unusual for [Fratta] to stay for the parents’
meeting. [Fratta] repeatedly left the meeting to make and
receive telephone calls in the church office. Farah was shot
and killed in her garage as she arrived home and stepped out
of her car, shortly before [Fratta] was scheduled to return the
children to her. She died approximately two years after she
filed for divorce and less than three weeks before the
scheduled divorce and custody trial date.
The state’s theory concerning motive was that the prolonged
divorce and child custody proceedings formed the underlying
basis for [Fratta’s] desire to have his wife killed. Several
witnesses testified that initially, [Fratta] did not want the
divorce. He complained that sex with Farah was not exciting,
but he thought that they could resolve their problems without
a divorce if Farah would agree to an “open marriage.”
A social worker who was assigned by the family court to
evaluate [Fratta] and Farah in connection with the custody
proceedings testified that she interviewed [Fratta] in April
1993 and Farah in March 1993. At that time, [Fratta] did not
want primary custody of the children, and Farah was in favor
of an extended visitation schedule for [Fratta]. However,
[Fratta] and Farah were at odds because [Fratta] wanted to
restrict Farah’s ability to change residences with the children
to within a 100-mile radius, while Farah did not want a
restriction on her ability to move, and [Fratta] wanted joint
managing control over decisions about the children’s lives,
such as medical and educational decisions, while Farah
wanted sole control.
As the divorce proceedings dragged on, [Fratta] grew
increasingly bitter and angry toward Farah. He complained
to friends that he was broke all the time because he had to
pay child support, and he said he wanted primary custody of
the children so that Farah would have to pay him. At other
times, he said that he would not have to pay child support if
he killed her. He complained that Farah would “win” because
her parents had money. He regularly called her “the bitch.”
During a deposition in December 1993, Farah explained why
the divorce petition had been filed on grounds of cruelty.
Afterward, [Fratta] told a friend that he was angry about the
accusations she made against him, which he said were false,
and he did not want other people to hear the things she had
said. [Fratta] began actively seeking someone to kill Farah.
He solicited many of his friends and acquaintances to kill her
or to recommend someone who could kill her. Initially, most
of his friends thought that he was joking or blowing off steam,
2
but as he continued to talk about it over time, some of them
came to believe that he was serious.
Prystash was not part of [Fratta’s] regular circle of friends,
but on several occasions in the weeks leading up to the
offense, the two men were observed speaking privately
together at a health club where they were both members.
Prystash’s girlfriend, Mary Gipp, overheard Prystash
communicating with [Fratta] by telephone. In addition, she
often saw Prystash talking to her next-door neighbor, Guidry,
on the balcony outside her apartment. On the evening that
Farah was murdered, Gipp came home from work to find
Guidry, dressed in black, sitting on the steps in front of her
apartment. Prystash arrived a few minutes later but he soon
left again. When he returned to Gipp’s apartment that night,
Guidry was with him.
The details of the offense were developed primarily through
Gipp’s testimony describing her observations and her
conversations with Prystash, the testimony of some of Farah’s
neighbors who observed parts of the offense and saw a suspect
leaving the scene, witnesses who spoke with and observed
[Fratta] around the time of the offense, and law-enforcement
officers who investigated the crime scene. Further evidence
included telephone and pager records showing the times and
locations of communications between [Fratta], Farah,
Prystash, and Guidry on the evening of the offense and
autopsy and ballistics reports.
Fratta v. State, No. AP-76,188 slip op. at 2-5 (Tex. Crim. App. 2011).
II.
Course of State and Federal Proceedings
Fratta was originally convicted of capital murder in 1997 for the murder
of his estranged wife Farah Fratta. Fratta v. State, No. AP-72,437 (Tex. Crim.
App. June 30, 1999). On federal habeas review, the district court granted
3
Fratta relief and the Court of Appeals affirmed. Fratta v. Quarterman, 2007
U.S. Dist. LEXIS 72705 (S.D. Tex. Sep. 28, 2007); Fratta v. Quarterman, 536
F.3d 485 (5th Cir. 2008). Fratta was retried and resentenced to death in 2009.
2 CR 612-13. 1 Fratta appealed to the CCA which affirmed his conviction.
Fratta v. State, No. AP-76,188 (Tex. Crim. App. 2011); 2011 Tex. Crim. App.
Unpub. LEXIS 759. Fratta also filed a state habeas application which the court
also denied. Ex parte Fratta, No. 31,536-04, at cover. Fratta sought federal
habeas relief but was denied by the district court. Fratta v. Davis, 2017 U.S.
Dist. LEXIS 152488 (S.D. Tex., Sept. 18, 2017), Pet. Appx. B. Fratta sought
and was denied a COA before the circuit court. Fratta v. Davis, 889 F.3d 225
(5th Cir. 2018); Pet. Appx. A. Now Fratta seeks certiorari on sixteen issues
before this Court.
REASONS FOR DENYING CERTIORARI REVIEW
The Rules of the Supreme Court provide that review on writ of certiorari
is not a matter of right, but of judicial discretion, and will be granted only for
“compelling reasons.” Sup. Ct. R. 10. In the instant case, Fratta fails to advance
a “compelling reason” for this Court to review his case and, indeed, none exists.
The opinion issued by the lower court involved only a proper and
“CR” refers to the clerks record preceded by the volume number and followed
by the relevant page number(s). “RR” indicates the reporter record of the transcribed
trial proceedings also preceded by the volume number and followed by the page
number(s).
1
4
straightforward application of established constitutional and statutory
principles. Accordingly, the petition presents no important question of law to
justify the exercise of this Court’s certiorari jurisdiction.
In the court of appeals, as a jurisdictional prerequisite to obtaining
appellate review of the constitutional claims raised in Fratta’s federal habeas
petition, he was required to first obtain a COA from the court of appeals. 28
U.S.C. § 2253(c)(1)(A); Miller-El v. Cockrell, 537 U.S. 322, 335-36 (2003); Slack
v. McDaniel, 529 U.S. 473, 483 (2000). The standard to be applied in
determining when a COA should issue examines whether a petitioner “has
made a substantial showing of the denial of a constitutional right.” 28 U.S.C.
§ 2253(c)(2); Miller-El, 537 U.S. at 336; Slack, 529 U.S. at 483. Fratta had to
demonstrate “that reasonable jurists could debate whether (or, for that matter,
agree that) the petition should have been resolved in a different manner or that
the issues presented were adequate to deserve encouragement to proceed
further.” Slack, 529 U.S. at 484 (internal quotation marks and citation
omitted); see also Miller-El, 537 U.S. at 336. Furthermore, the determination
of whether a COA should issue must be made by viewing the petitioner’s
arguments through the deferential scheme set forth in 28 U.S.C. § 2254(d).
Miller-El, 537 U.S. at 336 (noting that, in making a COA determination, “[w]e
look to the District Court’s application of AEDPA to petitioner’s constitutional
claims and ask whether that resolution was debatable amongst jurists of
5
reason”) (emphasis added). But Fratta did not meet the standards for obtaining
a COA because the arguments he advances do not amount to a substantial
showing of the denial of a constitutional right. In the court below, Fratta
sought a COA but the circuit court found his claims unworthy of debate among
jurists of reason as his claims were foreclosed by procedural default.
Fundamentally, Fratta cannot show the circuit court’s decision to deny COA
was in error. Thus, there is no compelling reason for the Court to review this
case.
ARGUMENT
I.
This Court Should Not Resolve the Thirteen Claims That Were
Not Brought in the Court Below.
In Fratta’s pro se petition, he asks sixteen separate questions and not
one claims that the lower court erred in refusing him a COA. But because
Fratta is pro se, the Director will address claims relating to the indictment and
sufficiency of the evidence. In any event, the Director asserts that the following
thirteen claims were not presented in Fratta’s COA application:
Is it unconstitutional to execute a person when the evidence is legally
insufficient to convict him?
Must an indictment include the name of other parties if a parties
charge is given?
May an appellate court add uncharged elements in assessing the
sufficiency of the evidence to affirm a conviction?
May a conviction be upheld if there is a fatal variance?
6
Is it cruel and unusual punishment to execute a person who
receives ineffective assistance of counsel?
Does a petitioner have a right to appeal pro se?
Does McCoy v. Louisiana, 138 S. Ct. 1500 (2018) extend to
appellate attorneys?
Should hybrid representation be a right in trial and appeal?
Is it unconstitutional for the federal courts to allow a person to be
executed rather than remanding the case back to the state courts?
Should this Court determine the meaning of “new evidence” under
Schlup v. Delo, 513 U.S. 298 (1995), in light of the circuit split?
Does it violate 28 U.S.C. § 2254 & 2264 for the federal courts to
refuse pro se representation?
Is it unconstitutional or a violation of Martinez v. Ryan, 566 U.S.
1 (2012), and Trevino v. Thaler, 569 U.S. 413 (2013), to execute a
person based on substantial ineffectiveness of trial counsel?
Is the cumulative effect of the above listed errors enough to receive
a merits review by this Court?
This Court does not decide issues raised for the first time on petition for
certiorari review, and the Court does not decide federal questions not “pressed
[in] or passed on” the court below. United States v. Wells, 519 U.S. 482, 488
(1997) (citing United States v. Williams, 504 U.S. 36, 42 (1992)); see also e.g.,
United States v. Jones, 565 U.S. 400, 413 (2012); Youakim v. Miller, 425 U.S.
231, 234 (1976). Because Fratta’s claims were never raised in the court below,
this Court should not consider the merits of them now. Further, none of these
issues present compelling issues in need of this Court’s resolution. Indeed,
7
Fratta largely asks for error correction and advocates hybrid representation.
Thus, Fratta’s claims are not only barred from this Court’s review but are
unworthy of the Court’s attention.
II.
This Court Should Not Grant Certiorari on Fratta’s Procedurally
Defaulted Claims of Insufficient Evidence Where the Lower
Court Properly Denied a COA.
In his pro se petition, Fratta asks four questions relating to the
sufficiency of the evidence to support his conviction. Specifically, he asks
whether it is unconstitutional to execute a person when the evidence is legally
insufficient to convict him. He also asks whether an appellate court can add
uncharged elements in assessing the sufficiency of the evidence to affirm a
conviction. And he asks if the lower court erred in refusing to engage in a
sufficiency of the evidence review. Finally, he wishes for this Court to
determine the meaning of “new evidence” under Schlup, in light of the circuit
split. The Director believes that only the third question is properly before this
Court, as the circuit court denied Fratta a COA on his procedurally defaulted
claim of legally insufficient evidence. But the Director will address all of
Fratta’s insufficient evidence questions together.
To receive a COA on a procedurally defaulted claim, Fratta had to
demonstrate to the lower court that both the application of a procedural bar
and the underlying merits of a claim are both debatable among reasoned
jurists. Slack v. McDaniel, 529 U.S. 473, 484 (2000). But Fratta was unable to
8
overcome the clear default of his insufficiency of the evidence claim. As the
district court set out,
Fratta raised claims one and two in pro se pleadings that the Court
of Criminal Appeals refused to consider. In finding that Fratta had
not properly presented his pro se arguments, the Court of Criminal
Appeals stated:
Throughout these proceedings, [Fratta] has filed pro
se pleadings and letters in an attempt to supplement
his attorneys’ efforts. [Fratta] is not entitled to hybrid
representation. See Scheanette v. State, 144 S.W.3d
503, 505 n. 2 (Tex. Crim. App. 2004). Thus, we do not
address his pro se points.
Pet. Appx. B at 29. (citation omitted). The court then recognized that Texas
courts have long held that inmates are not entitled to hybrid representation.
Id. at 30. And the court cited to precedent noting that unauthorized pro se
pleadings do not satisfy exhaustion requirements. Id. For these reasons, the
district court properly determined that Fratta’s claims were procedurally
defaulted. Id. The circuit court concluded that the lower court properly applied
the default and that Fratta was unable to demonstrate the bar was insufficient.
Fratta, 889 F.3d at 228. 2
To the extent that Fratta’s arguments about hybrid and pro se representation
are attempts to show “cause” to overcome this default, these arguments were also not
made in the court below. Further, any such interpretation would require a new rule
of law and to be held retroactive to his conviction which is barred by Teague v. Lane,
489 U.S. 288, 315 (1989).
2
9
The lower court also concluded that Fratta was unable to make a
persuasive showing of actual innocence. Id. at 233. It is in that review of all
the evidence that the Director believes Fratta’s claim of “uncharged elements”
lies. But as this Court stated in Schlup, an actual innocence review constitutes
a review of all available evidence. 513 U.S. at 328; see also House v. Bell, 547
U.S. 518, 521 (2006). Further, Fratta’s claim regarding the meaning of “new
evidence” is not properly before this Court. As the lower court noted in their
opinion, the issue is not presented in this case because Fratta’s evidence is not
“new” under either standard. Fratta, 889 F.3d at 232. Thus, Fratta’s claims of
the lower court’s failure to review his claim and the inclusion of “uncharged
elements” are without merit. His claim regarding “new” evidence is not
properly before this Court.
Nevertheless, there can be no doubt that the evidence was legally
sufficient to convict Fratta. The standard of Jackson v. Virginia, 443 U.S. 307
(1979), governs sufficiency of the evidence review. Parker v. Matthews, 567 U.S.
37, 44 (2012) (per curiam). Under Jackson, “the relevant question is whether,
after viewing the evidence in the light most favorable to the prosecution, any
rational trier of fact could have found the essential elements of the crime
beyond a reasonable doubt.” Jackson, 443 U.S. at 319. “[T]he factfinder’s role
as weigher of the evidence is preserved through a legal conclusion that upon
judicial review all of the evidence is to be considered in the light most favorable
10
to the prosecution.” Id. That is to say, “it is the responsibility of the jury—not
the court—to decide what conclusions should be drawn from evidence admitted
at trial.” Cavazos v. Smith, 565 U.S. 1, 2 (2011). And, in federal habeas,
“Jackson claims face a high bar . . . because they are subject to two layers of
judicial deference.” Coleman v. Johnson, 566 U.S. 650, 651 (2012) (per curiam).
But Fratta’s complaints about the sufficiency of the evidence all center on the
indictment claiming that the State proved neither that he shot Farah nor that
Prystash did and that the State could not prove a connection between him and
Guidry. He also complains that the lower court improperly considered excluded
evidence in assessing the sufficiency of the evidence.
Yet, from the evidence presented at trial there was more than sufficient
evidence to show that Fratta contracted with Prystash who solicited Guidry to
murder Farah. The involvement of a middleman does not serve to protect
Fratta from conviction. The district court found that the application paragraph
relating to burglary required the State “to prove that (1) Prystash or Guidry
committed a burglary while killing Farah and that (2) Fratta was culpable
under the law of parties for “solicit[ing], encourage[ing], direct[ing], aid[ing] or
attempt[ing] to aid” Prystash or Guidry in killing her.” Pet. Appx. B at 70. The
court went on to hold that sufficient evidence was presented that the killer
committed a burglary by entering the garage and that Guidry was the killer.
Id. But Fratta argues this is insufficient as no evidence links Fratta and
11
Guidry. The district court responded that under the law of the parties Fratta
did not show that personal knowledge is required. Id. at 71. Fratta’s assertion
that the trial court excluded all direct evidence of Prystash acting as the
middleman is incorrect. See 27 RR 38, 41. But even assuming Fratta was
correct, it does not foreclose the inference that Prystash acted as such. As the
district court found,
Also, “telephone and pager records show[ed] the times and
locations of communications between Fratta, Farah, Prystash, and
Guidry on the evening of the offense . . . .” Id. Gipp testified that
“Prystash gave Guidry the murder weapon to dispose of . . . .”
Fratta’s briefing concedes that “the police arrested Guidry . . . and
recovered several guns” one of which matched “a slug retrieved
from a life-preserver jacket hanging on the wall of the garage in
which she was shot.” The Court of Criminal Appeals observed on
direct appeal that “the murder weapon was found in Guidry’s
possession when he was arrested . . . .” The evidence sufficiently
allowed jurors to conclude that Guidry was the shooter and that he
entered Farah’s garage to kill her, satisfying the burglary element.
Pet. Appx. B at 71 (citations omitted). The court also held that it presumed
correct the state habeas findings that Fratta hired codefendants Prystash and
Guidry to kill his estranged wife. Id. at 72 (citing SHCR 515). The court further
noted that “in light of Gipp’s testimony, the evidence was clearly sufficient” to
demonstrate that Fratta hired Prystash to kill Farah and that Guidry killed
her. Pet. Appx. B at 72. Thus, the district court properly concluded that that
“the jury instructions allowed for Fratta’s conviction if he employed Prystash
or Guidry and one of the two men killed her.” Id. Accordingly, the court stated
12
that it would deny Fratta’s claim as an alternative to the procedural default.
Id.
Thus, all of Fratta’s contentions about conspiracy law and the lack of
proof are belied by the record. Fratta hired Prystash, Prystash solicited
Guidry, and Guidry killed Farah. Guidry and Fratta were not only linked by
phone records and by Fratta’s gun but also because Fratta made no secret of
his desire to have his wife killed. It strains all credulity to believe that Guidry,
who had never met Farah, randomly killed her with no motivation. The lack of
direct evidence of contact between Guidry and Fratta does not defeat Fratta’s
conviction. The district court reasonably ruled in the alternative. There is no
merit to Fratta’s underlying claim of insufficient evidence and the lower court
properly denied a COA based on the default of his claim.
III.
This Court Should Not Grant Certiorari on Fratta’s Procedurally
Defaulted Claims of a Defective Indictment Where the Lower
Court Properly Denied a COA.
In the court below, Fratta raised a procedurally defaulted claim that the
indictment had been improperly amended. Just as with his claims above, the
circuit court found Fratta’s claim to be defaulted because Fratta failed to
properly raise these claims in the state courts. Fratta, 889 F.3d at 228, 233.
Thus, the Court denied a COA. Id. Fratta again fails to address the COA
denial. And Fratta now asks this Court whether an indictment must include
the name of other parties if a parties charge is given. He also asks whether a
13
conviction should be upheld if there is a fatal variance or if the indictment was
constructively amended. Finally, Fratta asks if a conviction should be upheld
based on an unpolled verdict where the addition of “and/or” created alternative
theories not charged in the indictment. But Fratta fails to show the lower court
erred much less why this Court should take his case for mere error correction.
A writ of certiorari is not merited.
Fratta asserts that his indictment was defective because an indictment
must include the name of other parties if a parties charge is given. In
reviewing, Fratta’s limited briefing Fratta complains that he was indicted as
the sole actor. Pet. at 12 (b). The Director believes Fratta is referencing a claim
brought in the lower court and is claiming that the trial court improperly gave
a law of parties charge which was not supported by the evidence in regards to
both the murder for hire charge and the burglary charge. But the lower court
properly denied a COA on this claim as it was procedurally defaulted. Fratta,
889 F.3d at 228. Further, Fratta’s complaints about the court’s instruction on
the law of parties are without merit. As the district court held,
Reliance on the law of parties did not constructively amend the
indictment in this case. “[U]nder Texas state law that law of
parties need not be set out in the indictment.” Vodochodsky v.
State, 158 S.W.3d 502, 509 (Tex. Crim. App. 2005). “[I]f the
evidence supports a charge on the law of parties, the trial judge
may include an instruction on the law of parties despite the lack of
such an allegation in the indictment.” Coleman v. State, 2009 WL
4696064, at *10 (Tex. Crim. App. Dec. 9, 2009). Here, Fratta knew
from the indictment that the State would prosecute him based on
14
his relationship with Prystash, and Prystash’s relationship with
Guidry. The State made it clear early in the proceedings that it
would rely on the law of parties. Fratta has not shown any
constitutional error in the relationship between Texas’ law of
parties and the indictment.
Pet. Appx. B at 73-47 (footnotes omitted). Fratta fails to demonstrate how the
court erred in applying state law and he has not cited to a case that holds that
Texas must indict on the law of parties. Therefore, his claim is defaulted and
without merit. Fratta presents no compelling justification for this Court to
review his case.
Fratta next asks this Court to review his case because he claims there is
a fatal variance in the indictment. This claim was not raised in the courts
below. Further, in reviewing Fratta’s briefing, it appears that again Fratta
claims the evidence is insufficient to convict him. Pet. at 13 (d). As shown
above, Fratta’s complaints about the sufficiency of the evidence are without
merit. Again, Fratta fails to present a claim preserved for this Court’s review
much less one that is worthy.
Fratta also claims that his indictment was improperly constructively
amended. Pet. 13-14 (e). And Fratta asks if a conviction should be upheld based
on an unpolled verdict where the addition of “and/or” created alternative
theories not charged in the indictment. Pet. at 14 (f). The Director construes
both of these grounds to match the claim raised in the lower court that the trial
15
court constructively amended the indictment by pleading the mens rea
disjunctively thus lowering the required mental state only to the level of acting
unlawfully. Again, the lower court denied a COA because Fratta’s indictment
claims were procedurally defaulted. Fratta, 889 F.3d at 228. Fratta does not
show the lower court erred in that regard.
Further even if Fratta’s claims were not barred, he would have difficulty
proving the merits of any such claim because Fratta did not object to the jury
charge at trial. Any complaints related about unpreserved jury charge error
can only result in relief under a general due process standard. In Brecht v.
Abrahamson, the Supreme Court held that a federal court may grant habeas
relief based on trial error only when that error “‘had substantial and injurious
effect or influence in determining the jury’s verdict.’” 507 U.S. 619, 637 (1993)
(quoting Kotteakos v. United States, 328 U.S. 750, 776 (1946)). This Court has
explained that this heightened standard for evaluating harmless error on
federal habeas review:
reflects the “presumption of finality and legality” that attaches to
a conviction at the conclusion of direct review. [Brecht,] 507 U.S.
at 633. It protects the State’s sovereign interest in punishing
offenders and its “good-faith attempts to honor constitutional
rights,” id., at 635, while ensuring that the extraordinary remedy
of habeas corpus is available to those “‘whom society has grievously
wronged.’” Id., at 634, (quoting Fay v. Noia, 372 U.S. 391, 440-441
(1963)).
16
Calderon v. Coleman, 525 U.S. 141, 145-46 (1998) (per curiam). Fratta fails to
demonstrate any merit underlying his claim much less that the jury charge
had a substantial and injurious effect.
Fratta’s complaint that the jury instruction improperly lowered the
required mens rea is also without merit. Fratta argues that the introduction of
the term “unlawfully” lowered the mens rea for his crime and constructively
amended the indictment. As the district court found, “Texas courts have held
that the use of the term “unlawfully” in similar jury instructions ‘was mere
surplusage.’” Pet. Appx. B at 75 (citing Green v. State, 785 S.W.2d 955, 956
(Tex. App. 1990)). The court further found that under Texas law “unlawfully”
is not a mental state. Pet. Appx. B at 75. Thus, the court properly concluded,
Taken as a whole, the jury instructions did not amend the
indictment or confuse jurors into believing that they could convict
Fratta under a statutorily impermissible mental state. For the
reasons described above, the Court would deny Fratta’s
constructive-amendment-of-the-indictment claim if the merits
were fully available for federal review.
Id. Fratta has failed to demonstrate any error occurred at trial or by the Court
below. Fratta has failed to produce a compelling claim that warrants this
Court’s review. For these reasons, certiorari should be denied.
17
CONCLUSION
For the foregoing reasons, the Court should deny Fratta’s petition for
writ of certiorari.
Respectfully submitted,
JEFFREY C. MATEER
First Assistant Attorney General
ADRIENNE MCFARLAND
Deputy Attorney General
for Criminal Justice
EDWARD L. MARSHALL
Chief, Criminal Appeals Division
/s/ Ellen Stewart-Klein
*ELLEN STEWART-KLEIN
Assistant Attorney General
Criminal Appeals Division
Texas Bar No. 24028011
Counsel of Record
P.O. Box 12548, Capitol Station
Austin, Texas 78711
Tel: (512) 936-1600
Fax: (512) 320-8132
e-mail address:
ellen.stewart-klein@oag.texas.gov
ATTORNEYS FOR
RESPONDENT–APPELLEE
18
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.