Petition for Writ of Certiorari — Hersie Wesson, Petitioner v. Ohio
Supreme Court briefOct 3, 2018
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No. _______
IN THE SUPREME COURT OF THE UNITED STATES
_________
HERSIE WESSON, JR.,
Petitioner,
v.
STATE OF OHIO,
Respondent.
______________________________________________________________________________
On Petition for a Writ of Certiorari to the
Ninth District Court of Appeals of Ohio
______________________________________________________________________________
PETITION FOR A WRIT OF CERTIORARI
______________________________________________________________________________
OFFICE OF THE OHIO PUBLIC DEFENDER
Rachel Troutman (0076741)
Supervising Attorney
Death Penalty Department
Rachel.Troutman@opd.ohio.gov
Counsel of Record
Melissa Jackson (0077833)
Assistant State Public Defender
Death Penalty Department
Melissa.Jackson@opd.ohio.gov
250 East Broad Street, Suite 1400
Columbus, Ohio 43215
(614) 466-5394 (Telephone)
(614) 644-0708 (Fax)
Counsel for Petitioner, Hersie Wesson, Jr.
CAPITAL CASE
QUESTIONS PRESENTED
Question #1: When a capital defendant can make a substantial threshold
showing of intellectual disability, are the state courts constitutionally
required to provide him the opportunity to be heard?
Question #2: Does a capital defendant have a constitutional right to have
his state court counsel present his evidence of intellectual disability,
which would per se exclude him from the death penalty?
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TABLE OF CONTENTS
Questions Presented............................................................................................................... i
Table of Contents .................................................................................................................... ii
Table of Authorities .............................................................................................................. iii
Petition for a Writ of Certiorari ........................................................................................1
Parties to the Proceedings ..................................................................................................1
Opinions Below .........................................................................................................................1
Jurisdiction ................................................................................................................................1
Constitutional Provisions ....................................................................................................1
Statement of the Case ............................................................................................................2
Reasons for Granting the Writ ...........................................................................................5
I. This Court did not qualify its holding in Atkins v. Virginia, and
the ban on executing the intellectually disabled should be treated
no differently than the categorical ban on executing juveniles and
the insane. .........................................................................................................................5
II. It is inconsistent with the Constitution to hold an intellectuallydisabled defendant at fault for his counsel’s failure to present
evidence of his intellectual disability. .........................................................................9
Conclusion ................................................................................................................................12
Appendix:
Appendix A: State of Ohio v. Hersie Wesson, Case No. 2018-0566 Ohio
Supreme Court, Entry (July 5, 2018) ................................................. A-1
Appendix B: State of Ohio v. Hersie R. Wesson, Case No. 28412,
Summit County Court of Appeals, Decision and Journal
Entry (Mar. 7, 2018)............................................................................ A-2
Appendix C: State of Ohio v. Hersie R. Wesson, Case No. CR 2008-030710, Summit County Common Pleas Court, Order (Oct.
4, 2016) .............................................................................................. A-12
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TABLE OF AUTHORITIES
CASES
Atkins v. Virginia, 536 U.S. 304, 122 S. Ct. 2242 (2002) ................................... passim
Baze v. Rees, 553 U.S. 35 (2008)..................................................................................... 12
Brumfield v. Cain, 576 U.S. __, 135 S. Ct. 2269 (2015) .............................................. 5
Coleman v. Thompson, 501 U.S. 722 (1991) ................................................................ 11
Ford v. Wainwright, 477 U.S. 399 (1986)................................................................... 7, 9
Furman v. Georgia, 408 U.S. 238 (1972) ...................................................................... 12
Gideon v. Wainwright, 372 U.S. 335 (1963) .................................................................. 9
Gregg v. Georgia, 428 U.S. 153 (1976) .......................................................................... 12
Hall v. Florida, 134 S. Ct. 1986 (2014) ....................................................................... 5, 6
Hodges v. Colson, 727 F.3d 517 (6th Cir. 2013) .......................................................... 11
Martinez v. Ryan, 566 U.S. 1 (2012).................................................................... 9, 10, 11
McCleskey v. Kemp, 481 U.S. 279 (1987)...................................................................... 12
Panetti v. Quarterman, 551 U.S. 930 (2007) ............................................................. 7, 8
Roper v. Simmons, 543 U.S. 551 (2005) ..................................................................... 6, 7
State v. Wesson, 153 Ohio St.3d 1433, 2018-Ohio-2639 (Ohio) ................................. 1
State v. Wesson, 2012-Ohio-4495, 2012 Ohio App. LEXIS 3929
(Summit County, Sept. 28, 2012) ...................................................................... 1, 9, 11
State v. Wesson, 2018-Ohio-834, 2018 Ohio App. LEXIS 877 (Ohio
Ct. App. 9th Dist.)................................................................................................. 1, 9, 11
United States v. Cronic, 466 U.S. 648 (1984) .............................................................. 12
Wesson v. Jenkins, N.D.Ohio No. 5:14 CV 2688, 2015 US Dist.
LEXIS 157218 (Nov. 20, 2015)..................................................................................... 8
CONSTITUTIONAL PROVISIONS
28 U.S.C. § 1257................................................................................................................... 1
U.S. Const., amend. VI ........................................................................................... 1, 11, 12
U.S. Const., amend. VIII........................................................................................... passim
U.S. Const., amend. XIV .................................................................................................... 2
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PETITION FOR A WRIT OF CERTIORARI
Hersie Wesson respectfully petitions for a writ of certiorari to review the
judgment of the Ohio Court of Appeals for the Ninth District.
PARTIES TO THE PROCEEDINGS
Petitioner, Hersie Wesson, a death-sentenced Ohio prisoner, was the appellant
in the Ohio Ninth District Court of Appeals.
Respondent, the State of Ohio, was the appellee in the Ohio Court of Appeals
for the Ninth District.
OPINIONS BELOW
The opinion of the state court of appeals is reported at State v. Wesson, 2018Ohio-834 (Ohio Ct. App. 9th Dist.) and is reproduced in the Appendix at __. The
opinion of the trial court is reported at State v. Wesson, 2012-Ohio-4495 (Summit
County, Sept. 28, 2012) and is reproduced in the Appendix at __. The decision of the
Supreme Court of Ohio is reported at State v. Wesson, 153 Ohio St.3d 1433, 2018Ohio-2639 (Ohio) and is reproduced in the Appendix at __.
JURISDICTION
The Supreme Court of Ohio declined jurisdiction on July 5, 2018. This Court’s
jurisdiction is invoked under 28 U.S.C. § 1257(a).
CONSTITUTIONAL PROVISIONS
This case involves the following Amendments to the United States
Constitution:
A. Sixth Amendment, which provides in relevant part:
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In all criminal prosecutions, the accused shall enjoy the right . . . to
have the Assistance of Counsel for his defence.
B. Eighth Amendment, which provides:
Excessive bail shall not be required, nor excessive fines imposed, nor
cruel and unusual punishments inflicted.
C. Fourteenth Amendment, which provides in relevant part:
No State shall . . . deny to any person within its jurisdiction the equal
protection of the laws.
STATEMENT OF THE CASE
Hersie Wesson is on Ohio’s death row despite his diagnosed intellectual
disability. The State of Ohio has refused to address or consider his Atkins claim based
on procedural grounds. Ohio will engage in cruel and unusual punishment, violating
the Eighth Amendment and this Court’s undisputed precedent. The state courts have
an avenue to ignore Wesson’s meritorious Atkins claim because Wesson had
ineffective assistance of counsel during his trial and initial post-conviction
proceedings. Due to post-conviction counsel’s ineffectiveness, Ohio courts have
dismissed Wesson’s claim as untimely and successive. The state, however, cannot
ignore the Constitution and refuse to hear a claim that would be a categorical
exception to the death penalty.
Wesson waived his right to a jury on January 6, 2009, and was found guilty of
Aggravated Murder, among other charges in the indictment, by a three-judge panel
on January 23, 2009. After a mitigation hearing on March 6, 2009, the three-judge
panel imposed a sentence of death plus 26 years. During that mitigation hearing, the
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psychologist who evaluated Wesson determined he did not have an intellectual
disability based only on his IQ score. Mit. Tr. 93-94.
Wesson’s first post-conviction proceedings did not address the issue of his
intellectual disability because his post-conviction counsel was ineffective. Once in
federal habeas, represented by new counsel, Wesson was evaluated by an expert who
specialized in intellectual disability. That expert diagnosed Wesson with an
intellectual disability based on his IQ score, adaptive functioning impairments, and
evidence that his limitations manifested before age 18. A second psychologist agreed
with his findings. The psychologist who evaluated Wesson at trial also retracted his
statement that Wesson was not intellectually disabled. He explained that he did not
apply the Flynn Effect to Wesson’s IQ score, which would have lowered it from 76 to
72, and he did not specialize in the area of intellectual disability.
To date, Wesson’s performance on three measures of intelligence have been
within one standard error of measurement of an IQ score of 70. Successor PostConviction Petition, Ex. 1, filed Dec. 11, 2015. His performance on the Wechsler Adult
Intelligence Scale – Fourth Edition yielded a Full Scale Flynn Corrected IQ Score of
73 with a confidence interval 69 to 78. Id. at 12. His performance on that was
consistent with his performance on the WAIS-III in 2008, which yielded a Full Scale
Flynn Corrected IQ Score of 72 with a confidence interval of 68 to 77. Id.
Evaluation of Wesson’s adaptive behavior revealed significant limitations. Id.
at 9. Wesson struggled to successfully function in society. He never lived
independently and instead relied on the women in his life or relatives to provide
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stability. His employment was limited to unskilled manual labor jobs. He did not have
a driver’s license.
The onset of Wesson’s deficiencies manifested before the age of 18. Id. at 12.
Wesson was a poor student and was socially promoted from fifth grade to seventh
grade. When he was 16 years old, his reading and vocabulary levels were seven to
eight grades below the level he should have been functioning given his age. Id.
Accordingly, the expert who evaluated Wesson determined that he had an intellectual
disability within mild range, as it manifested before the age of 18. Id.
This evaluation and both psychologists’ reports were presented in the federal
district court as support for an unexhausted Atkins claim. Determining that Wesson’s
Atkins claim was potentially meritorious, the Northern District of Ohio directed
Wesson to exhaust the claim in state court. The Ohio state courts, however, have
refused to address Wesson’s claim on the merits. Wesson’s Atkins claim was properly
presented in a successor post-conviction petition, yet both the trial court and court of
appeals denied it on procedural grounds. The Ohio Supreme Court declined
jurisdiction.
Wesson has an Eighth Amendment right to be free from cruel and unusual
punishment, which the State of Ohio has ignored. Because he is intellectually
disabled, he is categorically excluded from execution. Ohio may not ignore this
diagnosis and violate the Constitution with his execution.
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REASONS FOR GRANTING THE WRIT
Ohio courts are using procedural roadblocks to prevent a petitioner’s
intellectual disability claim from being heard on the merits. When a capital defendant
has a claim of a per se bar to execution, that claim cannot simply be ignored by the
courts.
The law is clear that individuals with intellectual disability may not be
executed. Atkins v. Virginia, 536 U.S. 304 (2002); Hall v. Florida, 134 S. Ct. 1986
(2014); Brumfield v. Cain, 576 U.S. __, 135 S. Ct. 2269 (2015). What is unclear is
whether that constitutional protection will shield an intellectually disabled petitioner
when ineffective counsel failed to properly raise his claim.
Hersie Wesson has been diagnosed with an intellectual disability and found by
two experts to fit the qualifications of Atkins, yet the State of Ohio has refused to hear
his claim.
I.
This Court did not qualify its holding in Atkins v. Virginia, and the
ban on executing the intellectually disabled should be treated no
differently than the categorical ban on executing juveniles and the
insane.
There is no qualifier to this Court’s holding in Atkins: executions of
intellectually disabled offenders are cruel and unusual punishments prohibited by
the Eighth Amendment. Atkins v. Virginia, 536 U.S. 304, 306, 122 S. Ct. 2242, 2244
(2002). It is a categorical exception to the death penalty because of the recognized
diminished culpability of those offenders. Id. at 306, 317-18. “[T]he Constitution
‘places a substantive restriction on the State’s power to take the life’ of a[n]
[intellectually disabled] offender.” Id. at 321 (quoting Ford v. Wainwright, 477 U.S.
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399, 405 (1986). That restriction is the Eighth Amendment’s ban on cruel and
unusual punishment.
State courts cannot circumvent the Eighth Amendment and impose a cruel and
unusual punishment. Nor can a state court ignore a defendant’s claim that the state
is going to engage in such punitive measures. The state of Ohio is attempting to create
a loophole to the Eighth Amendment’s ban by faulting a defendant for his failure to
alert the court in a timely manner that it is going to impose cruel and unusual
punishment.
The categorical ban against executing an offender with an intellectual
disability is determined by the clinical definition of the diagnosis. Hall v. Florida, 552
U.S. 701, 134 S. Ct. 1986, 1993, 1999 (2014). Three factors must be present: (1)
significant subaverage intellectual functioning, (2) deficits in adaptive functioning,
and (3) onset of these deficits before the age of 18. Id. at 1994. Significant subaverage
intellectual functioning is measured by IQ score below 70, which must be read as a
range, including the standard error of measurement of plus and minus five. Id. at
2001. “Intellectual disability is a condition, not a number.” Id. (citing DSM-5 at 37).
The categorical ban against the execution of intellectually disabled offenders
is parallel to the categorical ban against the execution of juvenile offenders. Roper v.
Simmons, 543 U.S. 551 (2005). Both bans relied on similar objective indicia of
consensus against the practice. Id. at 567. This Court’s decision to prohibit the
execution of offenders under the age of 18 relied heavily on Atkins. See id. Because
“society draws the line for many purposes between childhood and adulthood” at the
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age of 18, the categorical ban was defined by the defendant’s age at the time the crime
was committed. Id. at 574, 578.
The scenario of a state court refusing to address the age of a defendant is
unequivocally unreasonable and fundamentally unfair. The same is true for a capital
defendant’s Atkins claim. Atkins, its progeny, and Roper rely on the same reasoning
and principles, and coincide with the evolving standards of decency. The cases are
explicit categorical exceptions to the death penalty. Just as a court cannot simply
ignore a defendant’s age, a state court cannot simply ignore a capital defendant’s
meritorious Atkins claim.
The Eighth Amendment also prohibits the execution of a prisoner who is
insane. Ford v. Wainwright, 477 U.S. 399, 409-10 (1986). “Under Ford, once a
prisoner makes the requisite preliminary showing that his current mental state
would bar his execution, the Eighth Amendment . . . entitles him to an adjudication
to determine his condition.” Panetti v. Quarterman, 551 U.S. 930, 934 (2007). A
“substantial threshold showing of insanity” includes a “fair hearing” in accord with
fundamental fairness. Id. at 949. “This protection means a prisoner must be accorded
an ‘opportunity to be heard.’” Id. (quoting Ford, 477 U.S. at 424 (opinion concurring
in part and concurring in judgment)).
The same must be true for a capital defendant with an Atkins claim. He must
be afforded the opportunity to be heard. Wesson never received an Atkins hearing—
not at trial, during his initial post-conviction proceedings, nor during his successor
post-conviction proceedings. At trial, the psychologist who evaluated him concluded
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he was not intellectually disabled based only on his IQ score. Mit Tr. 94-95. The
psychologist did, however, identify several areas of significant deficits in adaptive
functioning. Mit. Tr. 100,116-18, 123-24, 128. He also testified that Wesson’s
limitations manifested before the age of 18. Mit. Tr. 108-09, 128-29.
Wesson’s post-conviction counsel also missed the mark. They failed to
investigate Wesson’s potential Atkins claim and failed to have him evaluated by an
expert in intellectual disability. Once Wesson was represented by effective counsel,
he was evaluated properly and diagnosed with an intellectual disability. Two
psychologists determined Wesson’s IQ, deficits in adaptive functioning, and the onset
of these deficits occurred before the age of 18, sufficient to categorically exclude him
from execution under Atkins. Successor Post-Conviction Petition, Exs. 1 and 2, filed
Dec. 11, 2015. The original psychologist also retracted his statement from trial that
Wesson was not intellectually disabled, that he should not have offered that opinion,
and he did not apply the Flynn Effect or consider his IQ score as a range. Successor
Post-Conviction Petition, Ex. 3, filed Dec. 11, 2015. The area of intellectual disability
was not his area of expertise. Id.
Recognizing Wesson’s “potentially meritorious Atkins claim,” the federal
district court directed Wesson to exhaust this claim in State court. Wesson v. Jenkins,
N.D.Ohio No. 5:14 CV 2688, 2015 US Dist. LEXIS 157218 (Nov. 20, 2015). At the very
least, Wesson has made a substantial threshold of an Atkins claim, yet the State
courts have refused to grant him his right to a fair hearing. Panetti, 551 U.S. at 934.
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Not only are Ohio courts refusing to grant him a hearing, they have refused to address
the merits of Wesson’s claims at all.
The State of Ohio has avoided the merits of Wesson’s Atkins claim and instead
relied on procedural roadblocks to refuse him the opportunity to be heard. Both the
trial court and the Ninth District Court of Appeals determined Wesson’s petition was
untimely and successive. State v. Wesson, 2012-Ohio-4495, 2012 Ohio App. LEXIS
3929 (Summit County, Sept. 28, 2012); State v. Wesson, 2018-Ohio-834, 2018 Ohio
App. LEXIS 877 (Ohio Ct. App. 9th Dist.). Both courts found that Wesson was not
unavoidably prevented from raising the issue in a timely manner. Id. Neither
addressed the merits of Wesson’s Atkins claim. Id.
Wesson is entitled to an Atkins hearing and he is entitled to have the state
courts address the merits of his claim. Because his claim is a categorical exception to
a death sentence, turning a blind eye is violative of the Eighth Amendment.
II.
It is inconsistent with the Constitution to hold an intellectuallydisabled defendant at fault for his counsel’s failure to present
evidence of his intellectual disability.
A capital defendant has a Sixth Amendment right to have counsel enforce the
Eighth Amendment’s “substantial restriction” on the State’s power to take his life.
Atkins, 536 U.S. at 321, Ford, 477 U.S. at 405. “The right to the effective assistance
of counsel at trial is a bedrock principle in our justice system.” Martinez v. Ryan, 566
U.S. 1, 8 (2012). It is “an obvious truth” that an individual “haled into court . . . cannot
be assured a fair trial unless counsel is provided for him.” Gideon v. Wainwright, 372
U.S. 335, 344 (1963).
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Wesson’s right to be heard on his Atkins claim coincides with his right to
counsel: “The right to be heard would be, in many cases, of little avail if it did not
comprehend the right to be heard by counsel.” Id. “Even the intelligent and educated
layman has small and sometimes no skill in the science of law.” Id. at 345 (emphasis
added). “He lacks both the skill and knowledge adequately to prepare his defense,
even though he have a perfect one.” Id. If even an educated and intelligent defendant
“requires the guiding hand of counsel at every step in the proceedings against him,”
then a defendant with an intellectual disability is even more reliant on the assistance
of counsel. Id.
Post-conviction counsel is also essential, but their necessity is heightened
when the defendant is intellectually-disabled. “While confined to prison, the prisoner
is in no position to develop the evidentiary basis for a claim of ineffective assistance,
which often turns on evidence outside the trial record.” Martinez, 566 U.S. at 12.
Without the assistance of “an adequate attorney, a prisoner will have similar
difficulties vindicating a substantial ineffective-assistance-of-trial-counsel claim . . .
[these] claims . . . often require investigative work and an understanding of trial
strategy.” Id. at 11. Prisoners are simply unable to effectively litigate post-conviction
claims due to their restrictions of freedom and resources.
Wesson was completely reliant on his attorneys at trial and in his initial postconviction proceedings. Though it is readily apparent that effective state postconviction counsel is essential to a capital defendant’s defense, Ohio courts have not
recognized Martinez as a constitutional right to post-conviction counsel. Hodges v.
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Colson, 727 F.3d 517, 530-31 (6th Cir. 2013). The Sixth Circuit reads Martinez as an
equitable, narrow exception to Coleman v. Thompson, 501 U.S. 722 (1991), where a
petitioner may establish cause for a procedural default on a claim of ineffective
assistance of trial counsel. Id.
Had Wesson’s trial or post-conviction counsel been effective, he would not be
on Ohio’s death row, as he should be categorically excluded from the death penalty.
A petitioner with an intellectual disability is unable to litigate this claim on his own.
By nature of the diagnosis, he may not even be aware of his own limitations. He must
rely on competent attorneys to recognize his constitutional rights and advocate any
violations of them on his behalf.
A meritorious Atkins claim, like Wesson’s, is not something that may be waived
or procedurally defaulted, because it is a strict violation of the Eighth Amendment.
Wesson’s Sixth Amendment right to counsel required that his attorneys identify
constitutional violations such as this one. The purpose of post-conviction proceedings
is to identify issues outside the trial record that render a prisoner’s sentence
unconstitutional. An evaluation and diagnosis of intellectual disability is exactly that.
That duty falls upon post-conviction counsel.
The state courts determined that Wesson failed to raise his Atkins claim in
post-conviction in a timely manner. State v. Wesson, 2012-Ohio-4495, 2012 Ohio App.
LEXIS 3929 (Summit County, Sept. 28, 2012); State v. Wesson, 2018-Ohio-834, 2018
Ohio App. LEXIS 877 (Ohio Ct. App. 9th Dist.). But it was post-conviction counsel
who failed Wesson when they missed raising the issue in his initial post-conviction
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petition. See Amend. to Successor Post-Conviction Petition, Exs. 25 and 26, filed Feb.
29, 2016 (postconviction counsel’s affidavits that failure to retain intellectual
disability expert was due to inexperience). It is because of this ineffectiveness that
Wesson’s Atkins claim was untimely, but the Ohio court refused to consider the cause
for the untimeliness and dismissed Wesson’s Atkins claim without addressing the
merits. Id.
The stakes of capital cases are extraordinary. Death is different. Baze v. Rees,
553 U.S. 35, 84 (2008) (Stevens, J., concurring); McCleskey v. Kemp, 481 U.S. 279,
340 (1987) (Brennan, J., dissenting); Gregg v. Georgia, 428 U.S. 153, 188 (1976);
Furman v. Georgia, 408 U.S. 238, 286 (1972) (Brennan. J., concurring). A capital
defendant must be able to rely on his counsel to identify claims of such significant
importance that would per se exclude him for execution.
The Sixth Amendment mandates the effective assistance of counsel. “Mere
appointment of competent counsel” is not enough. United States v. Cronic, 466 U.S.
648, 654, n. 11 (1984). “Assistance begins with the appointment of counsel, it does not
end there.” Id. Failing to raise a claim that per se excludes a capital defendant from
execution is nothing short of ineffective. The Sixth and Eighth Amendments require
the presentation of such evidence.
CONCLUSION
Wesson is categorically excluded from execution because of his diagnosed
intellectual disability. He has a Sixth and Eighth Amendment right to have his Atkins
claim addressed on the merits. Because he is per se excluded from a death sentence,
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Ohio cannot ignore his claim on procedural grounds. Wesson respectfully requests
that this Court grant a writ of certiorari to review the decision below.
Respectfully submitted,
Office of the Ohio Public Defender
/s/ Rachel Troutman
Rachel Troutman (0076741)
Supervising Attorney
Death Penalty Department
Rachel.Troutman@opd.ohio.gov
Counsel of Record
/s/ Melissa Jackson
Melissa Jackson (0077833)
Assistant State Public Defender
Death Penalty Department
Melissa.Jackson@opd.ohio.gov
250 East Broad Street, Suite 1400
Columbus, Ohio 43215
(614) 466-5394 (Telephone)
(614) 644-0708 (Fax)
Counsel for Petitioner Hersie Wesson, Jr.
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