Opposition Brief — Charles Lee Burton, Petitioner v. Alabama
Supreme Court briefSep 11, 2018
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No. 18-5937
CAPITAL CASE
═════════════════════════════════════
In the
Supreme Court of the United States
──────────────────────────────────
CHARLES LEE BURTON,
Petitioner,
v.
STATE OF ALABAMA,
Respondent.
──────────────────────────────────
On Petition for a Writ of Certiorari to the
Alabama Court of Criminal Appeals
═════════════════════════════════════
BRIEF IN OPPOSITION
═════════════════════════════════════
STEVE MARSHALL
Alabama Attorney General
Lauren A. Simpson
Assistant Attorney General
*Counsel of Record
OFFICE OF ALA. ATT’Y GENERAL
501 Washington Avenue
Montgomery, AL 36130
(334) 242-7300
lsimpson@ago.state.al.us
September 11, 2018
CAPITAL CASE
QUESTIONS PRESENTED
(Restated)
1.
Whether the Court should overrule Harris v. Alabama, 513 U.S. 504
(1995), which held Alabama’s recently repealed capital sentencing
statute to be constitutional even though it did not require jury
sentencing in capital cases, because of the alleged interplay of Hurst v.
Florida, 136 S. Ct. 616 (2016), and Caldwell v. Mississippi, 472 U.S. 320
(1985).
2.
Whether Hurst is retroactively applicable to cases that became final
before that decision was announced.
3.
Whether the Eighth Amendment prohibits the execution of the leader
and organizer of a multi-defendant robbery-murder where the
triggerman was resentenced to life without parole.
i
TABLE OF CONTENTS
Questions Presented ........................................................................................... i
Table of Authorities .......................................................................................... iv
Introduction.........................................................................................................1
Statement of the Case ........................................................................................3
A.
The murder of Doug Battle ..............................................................3
B.
Trial and direct appeal .....................................................................5
C.
State and federal postconviction proceedings....................................6
D.
Second Rule 32 petition .....................................................................7
Reasons the Petition Should be Denied .............................................................9
I.
The petition is directed to the wrong state appellate court ................ 12
II.
Certiorari is unwarranted because Burton’s death sentence was
constitutionally imposed and remains constitutional post-Hurst....... 13
III.
A.
Even if Hurst applied in exactly the way Burton argues it
should, Burton would be due no relief ................................ 14
B.
Alabama’s former capital sentencing scheme was
constitutional, and Hurst did not overrule Harris ..................... 15
C.
Informing jurors rendering an advisory penalty-phase
verdict that their verdict is advisory does not violate
Caldwell v. Mississippi ................................................................ 18
D.
There is no conflict for this Court to resolve .............................. 22
Certiorari is unwarranted because Hurst has no retroactive
application .............................................................................................. 24
ii
IV.
Certiorari is unwarranted because “evolving standards of decency”
do not mandate that Burton be resentenced ........................................ 27
A.
Procedural background ................................................................ 27
B.
“Evolving standards of decency” do not entitle Burton to be
resentenced................................................................................... 32
Conclusion ........................................................................................................ 36
iii
TABLE OF AUTHORITIES
Cases
Apodaca v. Oregon,
406 U.S. 404 (1972) ................................................................................ 23
Apprendi v. New Jersey,
530 U.S. 466 (2000) ................................................................................ 15
Atkins v. Virginia,
536 U.S 304 (2002) ............................................................................. 1, 32
Belcher v. Sec’y, Dep’t of Corrs.,
427 F. App’x 692 (11th Cir. 2011) ......................................................... 20
Bohannon v. Alabama,
137 S. Ct. 831 (2017) (mem.) ............................................................. 9, 15
Burton v. Comm’r, Ala. Dep’t of Corrs.,
700 F.3d 1266 (11th Cir. 2012).................................................................6
Burton v. State,
651 So. 2d 641 (Ala. Crim. App. 1993) .....................................................3
Burton v. State,
CR-00-2472 (Ala. Crim. App. Feb. 20, 2004) ...........................................6
Burton v. State,
61-CC-91-341.61 (Talladega Cty. Cir. Ct. Mar. 31, 2017) ......................7
Burton v. Thomas,
134 S. Ct. 249 (2013) (mem.) ....................................................................6
Caldwell v. Mississippi,
472 U.S. 320 (1985) ....................................................... i, 2, 10, 18–20, 22
Carr v. Schofield,
364 F.3d 1246 (11th Cir. 2004).............................................................. 20
iv
Danforth v. Minnesota,
552 US. 264 (2008) ................................................................................. 26
Darden v. Wainwright,
477 U.S. 168 (1986) ................................................................................ 19
Davis v. Singletary,
119 F.3d 1471 (11th Cir. 1997).............................................................. 20
DeBruce v. Comm’r, Ala. Dep’t of Corrs.,
758 F.3d 1263 (11th Cir. 2014)............................................................ 1, 7
DeBruce v. Dunn,
1:04-cv-2669-KOB (N.D. Ala. Sept. 22, 2015)..........................................7
DeBruce v. State,
651 So. 2d 599 (Ala. Crim. App. 1993) .....................................................5
Dugger v. Adams,
489 U.S. 401 (1989) ................................................................................ 20
Ex parte Bohannon,
222 So. 3d 525 (Ala. 2016) ........................................................... 9, 13, 16
Ex parte Thomas,
462 So. 2d 216 (Ala. 1984) ..................................................................... 29
Ex parte Waldrop,
859 So. 2d 1181 (Ala. 2002) ................................................................... 16
Guardado v. Jones,
138 S. Ct. 1131 (2018) (mem.) ............................................................... 10
Harris v. Alabama,
513 U.S. 504 (1995) ............................................................... i, 2, 9, 15, 18
Hurst v. Florida,
136 S. Ct. 616 (2016) ....................................................................... passim
Hurst v. State,
202 So. 3d 40 (Fla. 2016) ................................................................. 22–23
v
Interstate Circuit, Inc. v. Dallas,
390 U.S. 676 (1968) ................................................................................ 13
James v. State,
615 So. 2d 668 (Fla. 1993) ..................................................................... 25
Lee v. Alabama,
138 S. Ct. 1440 (2018) (mem.) ............................................................... 10
Lockett v. Ohio,
438 U.S. 586 (1978) ...................................................................... 2, 30–31
McCleskey v. Kemp,
481 U.S. 279 (1987) .................................................................... 11, 29–30
Middleton v. Florida,
138 S. Ct. 829 (2018) (mem.) ................................................................. 10
Miller v. Alabama,
132 S. Ct. 2455 (2012) ............................................................................ 13
Mosley v. State,
209 So. 3d 1248 (Fla. 2016) ............................................................. 11, 25
Powell v. Delaware,
153 A.3d 69 (Del. 2016).................................................................... 11, 26
Pulley v. Harris,
465 U.S. 37 (1984) ............................................................................ 11, 30
Rauf v. State,
145 A.3d 430 (Del. 2016)............................................................ 11, 23–26
Ring v. Arizona,
536 U.S. 584 (2002) .............................................. 3, 10–11, 15–18, 24–26
Romano v. Oklahoma,
512 U.S. 1 (2004) ........................................................................ 10, 19–20
Roper v. Simmons,
543 U.S 551 (2005) ................................................................. 1, 28, 29, 32
vi
Samra v. Price,
2:07-cv-01962-LSC (N.D. Ala. Sept. 5, 2014) ............................. 8, 29–31
Samra v. State,
CR-11-0084 (Ala. Crim. App. Aug. 10, 2012)........................................ 29
Sawyer v. Smith,
497 U.S. 227 (1990) ................................................................................ 20
Schriro v. Summerlin,
542 U.S. 348 (2004) .......................................................................... 11, 24
State v. Brantley,
61-CC-91-342 (Talladega Cty. Cir. Ct. May 22, 1992) ............................5
State v. Gamble,
63 So. 3d 707 (Ala. Crim. App. 2010) .............................................. 28–29
State v. Jones,
61-CC-91-345 (Talladega Cty. Cir. Ct. May 26, 1992) ............................6
State v. Long,
61-CC-91-343 (Talladega Cty. Cir. Ct. May 28, 1992) ............................5
State v. McCants,
61-CC-91-344 (Talladega Cty. Cir. Ct. May 28, 1992) ............................6
Sullivan v. Texas,
207 U.S. 416 (1908) ................................................................................ 13
Teague v. Lane,
489 U.S. 288 (1989) .......................................................................... 11, 26
Tison v. Arizona,
481 U.S. 137 (1987) ............................................................................ 2, 32
Washington v. Crosby,
324 F.3d 1263 (11th Cir. 2003).............................................................. 29
Williams v. Illinois,
399 U.S. 235 (1970) ............................................................................ 2, 28
vii
Witt v. State,
387 So. 2d 922 (Fla. 1980) ..................................................................... 25
Zant v. Stephens,
462 U.S. 862 (1983) .......................................................................... 28, 30
Statutes and Rules
ALA. CODE § 13A-5-40 (1975) ..............................................................................5
ALA. CODE § 13A-5-45 (1975) ..................................................................... 14, 24
ALA. CODE § 13A-5-46 (1975) ............................................................... 14, 20, 24
ALA. CODE § 13A-5-47 (1975) ......................................................... 14, 20–21, 24
ALA. CODE § 13A-5-49 (1975) ..................................................................... 14, 18
Ala. Laws Act 2017-131 ................................................................. 14, 18, 21, 24
ALA. R. CRIM. P. 32.2 .................................................................................. 27, 31
Other Authorities
Ralph Blumenthal,
Governor Commutes Sentence in Texas, N.Y. TIMES, Aug. 31, 2007,
at A14, https://tinyurl.com/ycjvs9lj ....................................................... 33
Clemency for AR Death Row Inmate Jason McGehee,
FOX16.COM (Aug. 25, 2017), https://tinyurl.com/y9y8az3q .................. 34
Tracy Connor,
Texas Grants Clemency to Thomas Whitaker Minutes Before
Execution,
NBCNEWS.COM
(Feb.
22,
2018),
https://tinyurl.com/yc4n8l3g .................................................................. 34
EUGENE GRESSMAN ET AL.,
SUPREME COURT PRACTICE (9th ed. 2008) ............................................ 13
viii
Parole Board Recommends Death Row Inmate Receive Clemency from
Governor,
KATV.COM (Apr. 5, 2017), https://tinyurl.com/yas684xj...................... 34
Pet. for Cert., Dunn v. DeBruce,
125 S. Ct. 2854 (2015) (No. 14-807) ...................................................... 34
Rachel Weiner & Gregory Schneider,
Virginia Governor Commutes Sentence of Death Row Prisoner,
WASH. POST, Apr. 20, 2017, https://tinyurl.com/y965sphh .................. 33
ix
INTRODUCTION
In 1991, Charles Lee Burton and five accomplices piled into two cars,
drove to Talladega, Alabama, and robbed an Auto Zone automotive store at
gunpoint. Burton was the leader of the operation; he organized the robbery,
gave the other men directions, and forced the manager to open the safe. During
the course of the robbery, accomplice Derrick DeBruce fatally shot a customer.
Both DeBruce and Burton were convicted of capital murder and sentenced to
death. In fact, Burton’s jury unanimously recommended the death penalty, and
the trial court concurred with that recommendation. (Pet. App’x B at 1–2.)
More than two decades after the fact, the Eleventh Circuit Court of
Appeals held that DeBruce had received ineffective assistance of counsel
during the penalty phase of his trial and remanded the matter for a new
sentencing proceeding. DeBruce v. Comm’r, Ala. Dep’t of Corrs., 758 F.3d 1263
(11th Cir. 2014). The State subsequently reached an agreement with DeBruce
whereby he was resentenced to life without parole in 2015.
Burton now claims it is unconstitutional that he, the ringleader, should
still be subject to a death sentence when DeBruce, the triggerman, was
resentenced. In so doing, he makes an unsupported “evolving standards of
decency” argument, including the incredible claim that his sentence puts him
in a class of defendants like those protected by Roper v. Simmons, 543 U.S 551
(2005), and Atkins v. Virginia, 536 U.S 304 (2002). But as this Court recognized
1
in Tison v. Arizona, 481 U.S. 137 (1987), it is not unconstitutional for a major
participant in a felony that results in murder, such as Burton, to be sentenced
to death if he exhibits reckless indifference to human life, even if he was not
the triggerman. Moreover, Burton fails to cite—and cannot cite—any decision
of this Court holding that a defendant sentenced to death has a right to have
his sentence vacated if a codefendant eventually receives a lesser sentence.
Rather, this Court has held that defendants are entitled to individualized
sentencing, e.g., Lockett v. Ohio, 438 U.S. 586, 605 (1978); Williams v. Illinois,
399 U.S. 235, 243 (1970). Burton’s jury and judge heard the evidence of his
leadership of the robbery-murder and determined that death was appropriate,
and a fault in DeBruce’s trial should not disturb that determination.
Burton’s other claims are nothing novel. He contends that certiorari is
warranted because Alabama’s former capital sentencing scheme is in conflict
with Hurst v. Florida, 136 S. Ct. 616 (2016), and Caldwell v. Mississippi, 472
U.S. 320 (1985)—and yet, somehow, he fails to even mention Harris v.
Alabama, 513 U.S. 504 (1995), in which this Court held that Alabama’s capital
scheme was constitutional. This Court has consistently declined to overrule
Harris, even post-Hurst, and it should not grant certiorari now.
Burton also claims that certiorari is warranted to resolve a split with
Delaware and Florida as to whether Hurst is due to be applied retroactively.
This claim is similarly not cert-worthy. Delaware applies Hurst retroactively
2
on state-law grounds, as does Florida, which limits its application to those
cases decided between Ring v. Arizona, 536 U.S. 584, 613 (2002), and Hurst.
That Florida should apply Hurst is unsurprising, as Hurst invalidated
Florida’s capital sentencing statutes; Delaware reviewed Hurst and
determined that its own statutes had several flaws. Hurst did not invalidate
Alabama’s capital statutes, however, and so the fact that Alabama declines to
apply Hurst to Burton’s case is not a matter worthy of certiorari. Moreover,
Burton’s case is a particularly poor vehicle for these Hurst claims, as the jury
unanimously found an aggravating circumstance and decided that death was
proper. Thus, this Court should deny review.
STATEMENT OF THE CASE
A.
The murder of Doug Battle
On August 16, 1991,1 six men gathered at the home of Barbara Spencer
in Montgomery, Alabama, to plan a robbery. LuJuan McCants, one of the six,
later testified that Charles Lee Burton organized the robbery and told the
other five men what to do. After three men—Burton, Deon Long, and Derrick
DeBruce—left the house to procure guns, the six reconvened at Burton’s house.
1. A long-reprinted scrivener’s error in the opinion on direct appeal states that the
men gathered on April 16, not August 16. The correct date is shown on page 341 of
the trial record. See, e.g., Pet. App’x B at 3 (quoting Burton v. State, 651 So. 2d 641,
643–44 (Ala. Crim. App. 1993)).
3
They then drove in two cars to Talladega, where they went to a carwash and
decided to rob an Auto Zone store. Leaving one car at the carwash, they
proceeded to their target. (Pet. App’x B at 3.)
According to McCants, Burton directed him and Long to watch the door,
telling them to forget the plans if he left the store. Burton also told McCants
and Long that “if anyone caused any trouble in the store to let him handle the
situation.” (Id.) McCants stated that everyone who went into the store except
Long was armed with a gun. (Id.)
Larry McCardle, the store manager, saw Burton enter the store,
purchase items, and ask for the restroom. After Burton headed for the
restroom, DeBruce pulled a gun and told everyone to get on the floor. Burton
then grabbed McCardle and forced McCardle to take him to the safe at
gunpoint. Shortly thereafter, McCardle heard yelling and gunshots from the
store. (Id.)
Meanwhile, the other conspirators had put the customers on the floor
and taken their valuables. While the robbery was in progress, another
unsuspecting customer, Doug Battle, walked into the Auto Zone. McCants told
him to get on the floor; he apparently had difficulty doing so, and he and
DeBruce began to argue. According to McCants, DeBruce hit Battle, causing
him to fall, then shot Battle in the back. At this point, all of the conspirators
4
were either leaving or had left the store, and McCants believed that Burton
had already left. (Id. at 3–4.)
The men picked up their second car and returned to Spencer’s home,
where they divided the money. They even gave $100 to Spencer, who in turn
gave the money to McCants. (Id. at 4.)
B.
Trial and direct appeal
On April 16, 1992, Burton was convicted of one count of robbery-murder, a
violation of section 13A-5-40(a)(2) of the Code of Alabama. The jury unanimously
recommended the death penalty, and the trial court accepted that recommendation.
(Id. at 1–2.)
The Alabama Court of Criminal Appeals affirmed Burton’s conviction and
sentence on direct appeal in 1993, the Alabama Supreme Court affirmed in 1994, and
this Court denied certiorari in 1995. (Id. at 2.)
As for Burton’s codefendants, Derrick DeBruce, the triggerman, was also
convicted of capital murder and sentenced to death. DeBruce v. State, 651 So.
2d 599, 602 (Ala. Crim. App. 1993). Willie Brantley pleaded guilty to murder
and was sentenced to life imprisonment. State v. Brantley, 61-CC-91-342
(Talladega Cty. Cir. Ct. May 22, 1992). Deon Long pleaded guilty to felony
murder and was sentenced to twenty-five years’ imprisonment. State v. Long,
61-CC-91-343 (Talladega Cty. Cir. Ct. May 28, 1992). Andre Jones pleaded
5
guilty to felony murder and was sentenced to life imprisonment as a habitual
offender. State v. Jones, 61-CC-91-345 (Talladega Cty. Cir. Ct. May 26, 1992).
LuJuan McCants, who was sixteen at the time of the crime, testified against
both Burton and DeBruce. He pleaded guilty to first-degree robbery and was
sentenced to twenty-five years’ imprisonment. State v. McCants, 61-CC-91-344
(Talladega Cty. Cir. Ct. May 28, 1992).
C.
State and federal postconviction proceedings
Burton filed a state petition for postconviction relief pursuant to Rule 32
of the Alabama Rules of Criminal procedure in 1996. The circuit court
dismissed the petition after a hearing in 2001, the Alabama Court of Criminal
Appeals Affirmed in 2004, and the Alabama Supreme Court denied certiorari.
Burton v. State, CR-00-2472 (Ala. Crim. App. Feb. 20, 2004), cert. denied,
No. 1031200 (Ala. Sept. 24, 2004).
Turning then to the federal courts for relief, Burton filed a habeas
petition pursuant to 28 U.S.C. § 2254 in the Northern District of Alabama. The
district court denied the petition in 2009, and the Eleventh Circuit affirmed in
a published opinion. Burton v. Comm’r, Ala. Dep’t of Corrs., 700 F.3d 1266
(11th Cir. 2012). This Court once again denied certiorari in 2013, thus
concluding Burton’s standard appeals. Burton v. Thomas, 134 S. Ct. 249 (2013)
(mem.).
6
D.
Second Rule 32 petition
In a 2–1 decision in 2014, the Eleventh Circuit remanded Derrick
DeBruce’s case for a new penalty-phase hearing upon finding that his trial
counsel conducted an insufficient mitigation investigation. DeBruce v. Comm’r,
Ala. Dep’t of Corrs., 758 F.3d 1263 (11th Cir. 2014). As this order came almost
twenty-three years after the robbery-murder, the Talladega County District
Attorney’s office agreed to settle the case, and DeBruce was resentenced to life
without parole in 2015. Order, DeBruce v. Dunn, 1:04-cv-2669-KOB (N.D. Ala.
Sept. 22, 2015), Doc. 55.
On January 11, 2017, Burton filed a successive Rule 32 petition alleging
two claims: (1) his death sentence is arbitrary and disproportionate because
DeBruce, the shooter, was resentenced to life without parole, and (2) Alabama’s
capital sentencing scheme is unconstitutional after Hurst v. Florida, 136 S. Ct.
616 (2016). (Pet. App’x D.) Two months later, the circuit court granted the
State’s motion to dismiss, finding that Burton’s petition was procedurally
barred as successive and time-barred under the one-year statute of limitations,
and that Hurst did not entitle Burton to relief. Burton v. State, 61-CC-91341.61 (Talladega Cty. Cir. Ct. Mar. 31, 2017).
The Alabama Court of Criminal Appeals affirmed in February 2018.
(Pet. App’x B.) That court noted that Hurst had no bearing upon Alabama’s
7
capital sentencing scheme, and that even if it had, Hurst has no retroactive
application. (Id. at 18–27.) As for Burton’s claim of disproportionate
sentencing, the court discussed the comparable case of Michael Samra, who
argued that he was entitled to have his death sentence vacated after his
juvenile codefendant’s death sentence was vacated post–Roper. (Pet. App’x B
at 14–18.) During habeas proceedings, the district court disagreed, concurring
with the Alabama Court of Criminal Appeals that Samra’s argument was
unsupported by law. Mem. Op. at 95–110, Samra v. Price, 2:07-cv-01962-LSC
(N.D. Ala. Sept. 5, 2014), Doc. 52.
The Alabama Supreme Court denied certiorari without opinion on April
20, 2018 (Pet. App’x A), and the present petition for writ of certiorari followed.
8
REASONS THE PETITION SHOULD BE DENIED
No issue in Burton’s petition is worthy of certiorari.
The first issue is yet another attempt by a death-sentenced defendant to
convince this Court to invalidate Alabama’s capital sentencing scheme after
Hurst. This Court held Alabama’s capital punishment statute to be
constitutional in Harris v. Alabama, 513 U.S. 504 (1995), despite the fact that
it allowed judicial sentencing. While Burton, remarkably, fails to mention
Harris in his petition, this Court has consistently declined to consider petitions
seeking to overrule or limit Harris in light of Hurst. For example, in Bohannon
v. Alabama, 137 S. Ct. 831 (2017) (mem.), the Court denied certiorari when the
Alabama Supreme Court held in Ex parte Bohannon, 222 So. 3d 525 (Ala.
2016), that Alabama’s capital scheme remained constitutional after Hurst.
Burton has presented no compelling argument for this Court to reverse that
case or to grant relief in his, particularly as the jury unanimously
recommended death and the trial court adopted that recommendation.
Moreover, Alabama has changed its capital sentencing statute to provide for
jury sentencing going forward. The Court should not grant certiorari to
consider overruling a longstanding precedent, Harris, when such overruling
would have no prospective effect on any future cases because of a change in
state law.
9
Moreover, Burton’s contention that it is a violation of Caldwell v.
Mississippi, 472 U.S. 320 (1985), to instruct a jury rendering an advisory
penalty-phase verdict that its verdict is advisory is hardly novel. As this Court
explained in Romano v. Oklahoma:
Caldwell [is] relevant only to certain types of comment—those that
mislead the jury as to its role in the sentencing process in a way
that allows the jury to feel less responsible than it should for the
sentencing decision. Thus, [t]o establish a Caldwell violation, a
defendant necessarily must show that the remarks to the jury
improperly described the role assigned to the jury by local law.
512 U.S. 1, 9 (2004) (quotation and citations omitted). At the time of Burton’s
trial, the jury’s penalty-phase verdict was a recommendation, and the jury was
properly advised of that fact, in accordance with Romano. This Court recently
denied certiorari in cases raising similar Caldwell claims. See Guardado v.
Jones, 138 S. Ct. 1131, 1132–34 (2018) (mem.) (Sotomayor, J., dissenting);
Middleton v. Florida, 138 S. Ct. 829, 829–30 (2018) (mem.) (Sotomayor, J.,
dissenting). There is no reason for this Court to grant certiorari now to consider
a question the Court has already resolved.
The second issue—whether the Hurst rule should be given retroactive
application in Alabama—is similarly familiar to this Court, and similarly
meritless. See, e.g., Lee v. Alabama, 138 S. Ct. 1440 (2018) (mem.) (denying
certiorari). Hurst is merely an application of Ring to the particular
circumstances of Florida’s capital sentencing scheme, and this Court has
10
already held that Ring is not retroactive. Schriro v. Summerlin, 542 U.S. 348
(2004). As Hurst is neither a new substantive rule nor a watershed rule of
criminal procedure, see Teague v. Lane, 489 U.S. 288 (1989) (plurality opinion),
there is no reason that it must be given retroactive application. That Florida
and Delaware have chosen to apply it retroactively on state-law grounds does
not obligate Alabama to do so.2
The third issue asks this Court to vacate Burton’s death sentence
because his triggerman codefendant was resentenced to life without parole by
agreement. He has cited no decision from this Court mandating that he be
resentenced, nor can he. In Pulley v. Harris, 465 U.S. 37, 43–44 (1984), this
Court rejected the proposition that the Eighth Amendment requires a state
appellate court to compare a defendant’s sentence to those of similarly situated
defendants before affirming. Three years later, in McCleskey v. Kemp, 481 U.S.
279, 306–07 (1987), this Court wrote, “[A]bsent a showing that the [state]
capital punishment system operates in an arbitrary and capricious manner, [a
defendant] cannot prove a constitutional violation by demonstrating that other
2. As discussed below, Florida retroactively applies Hurst only to those cases decided
between Ring and Hurst—i.e., the period in which Florida’s capital sentencing
scheme was unconstitutional—a decision based on Florida law. Mosley v. State, 209
So. 3d 1248, 1283 (Fla. 2016). Delaware held that its capital scheme was
unconstitutional after Hurst for several reasons, including the failure to require a
unanimous jury finding of an aggravating circumstance beyond a reasonable
doubt. Rauf v. State, 145 A.3d 430 (Del. 2016). In Powell v. Delaware, 153 A.3d 69
(Del. 2016), the Supreme Court of Delaware found that the Rauf rule fit Delaware’s
“watershed procedural rule” retroactivity exception.
11
defendants who may be similarly situated did not receive the death penalty.”
Here, the ringleader of an armed robbery that resulted in the death of an
innocent bystander was properly—and unanimously—sentenced to death.
That the triggerman codefendant was resentenced to life without parole so as
to avoid calling a new penalty-phase hearing twenty-three years after the fact
is unfortunate, as the State maintains that DeBruce’s death sentence was
properly imposed. However, the infirmity that the Eleventh Circuit found in
DeBruce’s case, ineffective assistance of counsel, was not found in Burton’s,
and Burton does not merit a lesser sentence solely because his codefendant
had inadequate counsel. For the reasons that follow, Burton’s petition is not
cert-worthy.
I.
The petition is directed to the wrong state appellate court.
Before this Court can consider the merits of Burton’s petition, it needs to
resolve a procedural problem: the petition is directed to the wrong state
appellate court.
Burton appealed the summary dismissal of his second Rule 32 petition
to the Alabama Court of Criminal Appeals, an intermediate appellate court
with statewide jurisdiction. That court affirmed in a twenty-seven-page
opinion. (Pet. App’x B.) Burton then petitioned the Alabama Supreme Court
for certiorari review, but that court denied review. (Pet. App’x A.) When a state
12
supreme court denies discretionary review, this Court reviews “the judgment
of the intermediate court rather than the order of refusal by the higher court.”
See EUGENE GRESSMAN ET AL., SUPREME COURT PRACTICE 179 (9th ed. 2008)
(citing Sullivan v. Texas, 207 U.S. 416 (1908), and Interstate Circuit, Inc. v.
Dallas, 390 U.S. 676, 678 n.1 (1968)).
Burton’s petition erroneously seeks a writ of certiorari “to the Alabama
Supreme Court.” Pet. cover, 1. The Court has already recaptioned the case so
that it reflects the correct lower court. E.g., Miller v. Alabama, 132 S. Ct. 2455,
2475 (2012) (reversing Alabama Court of Criminal Appeals). It must also
decide whether the petitioner’s failure to identify the proper lower court is a
defect of jurisdictional significance.
II.
Certiorari is unwarranted because Burton’s death sentence was
constitutionally imposed and remains constitutional post-Hurst.
In Burton’s first claim, he contends that the Alabama Supreme Court
erred in Ex parte Bohannon, 222 So. 3d 525 (Ala. 2016), when it held that Hurst
did not invalidate Alabama’s capital sentencing statutes, including Alabama’s
provision permitting judicial sentencing in capital cases. (Pet. 11–19.) This
claim is utterly meritless.
13
A.
Even if Hurst applied in exactly the way Burton argues it
should, Burton would be due no relief.
At the outset, Burton’s case is a poor vehicle for this claim, as this is not
a case of judicial override.3 Burton’s jury unanimously found an aggravating
circumstance necessary to expose him to the death penalty—the murder was
committed during a robbery, a fact proven by the jury’s guilt-phase verdict, see
ALA. CODE §§ 13A-5-45(e), -49(4) (1975)—and after weighing the aggravating
and mitigating evidence, the jurors unanimously recommended that he be
sentenced to death, a recommendation the trial court adopted.4 (Pet. App’x B
at 1–2.) Thus, even if Hurst applied here in exactly the way Burton argues it
should, Burton would not be entitled to be resentenced. The Sixth Amendment
right to a jury trial cannot require more than what happened here—a
unanimous jury vote on an aggravating factor and a unanimous jury vote that
death is the appropriate sentence.
3. The override provision of the Alabama’s capital sentencing scheme was eliminated
by legislation in April 2017. See Ala. Laws Act 2017-131. The current capital
sentencing scheme is provided in ALA. CODE §§ 13A-5-45, -46, -47 (1975).
4. Burton presents the Court with affidavits from three jurors suggesting that he be
resentenced because DeBruce was resentenced by agreement. (Pet. App’x G.) That
he was able to send an investigator and social worker to procure these affidavits in
2016, twenty-four years after the fact, neither impeaches his 1992 sentencing
verdict nor warrants resentencing.
14
B.
Alabama’s former capital sentencing scheme
constitutional, and Hurst did not overrule Harris.
was
Importantly, while arguing that Hurst invalidated Alabama’s capital
sentencing statutes, Burton does not attempt to distinguish Harris—indeed,
he fails to mention this precedent. In Harris, this Court rejected the argument
that Alabama’s capital sentencing scheme was unconstitutional because it
allowed judges instead of juries to impose a capital sentence. Alabama has
relied on Harris to sentence hundreds of murderers since 1995. “[T]he States’
settled expectations deserve our respect.” Ring, 536 U.S. at 613 (Kennedy, J.,
concurring).
The Court has consistently declined to grant a petition to address
whether to overrule Harris in light of Hurst. For the same reasons that the
Court declined to grant cert in Bohannon v. Alabama, 137 S. Ct. 831 (2017)
(mem.)—an appeal from the Alabama Supreme Court’s decision finding that
Alabama’s capital scheme was constitutional after Ring and remained so postHurst—and has continued to decline to consider the issue in every subsequent
certiorari petition raising it, the Court should not grant certiorari in Burton’s
case.
Alabama’s capital punishment system is constitutional under Hurst. In
Ring, the Court applied the rule of Apprendi v. New Jersey, 530 U.S. 466 (2000),
to death penalty cases, holding that although a judge can make the “selection
15
decision,” the jury must find the existence of any fact that makes the defendant
“eligible” for the death penalty by increasing the range of punishment to
include the imposition of the death penalty. There, the Court held that
Arizona’s death penalty statute violated the Sixth Amendment right to a jury
trial “to the extent that it allows a sentencing judge, sitting without a jury, to
find an aggravating circumstance necessary for imposition of the death
penalty.” Ring, 536 U.S. at 585. Thus, a trial court cannot make a finding of
“any fact on which the legislature conditions an increase in their maximum
punishment.” Id. at 589. Only the jury can.
Hurst did not add anything of substance to Ring. In Hurst, Florida
prosecuted a defendant for first-degree murder. Hurst, 136 S. Ct. at 620. The
jury did not unanimously find the existence of an aggravating circumstance at
either the guilt or penalty phase of trial, but it returned an advisory
recommendation of 7–5 in favor of death. Id. Because the jury found no
aggravating circumstance, the trial court should have imposed a life-withoutparole sentence. Instead, the judge found an aggravating circumstance herself
and imposed a death sentence, making both the eligibility and selection
determinations. Id. Applying Ring, the Court held the death sentence
unconstitutional because “the judge alone [found] the existence of an
aggravating circumstance” that expanded the range of punishment to include
the death penalty. Id. at 624.
16
In Ex parte Bohannon, the Alabama Supreme Court considered Ring,
Hurst, and its prior decision in Ex parte Waldrop, 859 So. 2d 1181 (Ala. 2002),
then found that Alabama’s capital scheme remained constitutional. First, the
court noted that “Ring and Hurst require only that the jury find the existence
of the aggravating factor that makes a defendant eligible for the death
penalty—the plain language in those cases requires nothing more and nothing
less.” 222 So. 3d at 532. “Accordingly, because in Alabama a jury, not the judge,
determines by a unanimous verdict the critical finding that an aggravating
circumstance exists beyond a reasonable doubt to make a defendant deatheligible, Alabama’s capital-sentencing scheme does not violate the Sixth
Amendment.” Id. As for the claim that Hurst requires that the jury weigh the
aggravating and mitigating circumstances, the court explained that “Hurst
does not address the process of weighing the aggravating and mitigating
circumstances or suggest that the jury must conduct the weighing process to
satisfy the Sixth Amendment.” Id. Finally, the court concluded that Hurst does
not hold that “the Sixth Amendment requires that a jury impose a capital
sentence.” Id. at 533. Indeed, Alabama’s capital sentencing scheme at the time
of Bohannon’s trial—and Burton’s—was in line with Justice Scalia’s
concurrence in Ring:
What today’s decision says is that the jury must find the existence
of the fact that an aggravating factor existed. Those States that
leave the ultimate life-or-death decision to the judge may continue
17
to do so—by requiring a prior jury finding or aggravating factor in
the sentencing phase or, more simply, by placing the aggravatingfactor determination (where it logically belongs anyway) in the
guilt phase.
Ring, 536 U.S. at 612–13 (Scalia, J., concurring).
Burton’s case does not bear the infirmity present in Hurst. Burton’s jury
unanimously found the existence of an aggravating circumstance when it
convicted him of robbery-murder, as the fact that a murder was committed
during a robbery is an “overlapping” statutory aggravator. ALA. CODE § 13A-549(4) (1975). This is all that Ring and Hurst required to make a capital
defendant death-eligible. That the trial judge conducted his own weighing of
the aggravating and mitigating evidence and agreed with the jury’s
unanimous death recommendation does not offend Hurst (nor Ring), and
this Court’s decision in Harris remains untouched—as it should. Moreover, the
Court should not call into question a longstanding precedent like Harris
because its decision on the question would have no prospective effect, given
that Alabama amended its sentencing procedure in 2017 to end judicial
sentencing. See Ala. Laws Act 2017-131.
C.
Informing jurors rendering an advisory penalty-phase
verdict that their verdict is advisory does not violate
Caldwell v. Mississippi.
Burton
attempts
to
downplay
the
jury’s
unanimous
death
recommendation by claiming that its responsibility for the ultimate sentencing
18
determination was unconstitutionally minimized, in violation of Caldwell.
(Pet. 17–18.) This contention is meritless.
In Caldwell, a plurality of the Court held that “it is constitutionally
impermissible to rest a death sentence on a determination made by a sentencer
who has been led to believe that the responsibility for determining the
appropriateness of the defendant’s death rests elsewhere.” 472 U.S. at 328–29.
In that case, the prosecution had informed the jury that its decision would be
automatically reviewed by the Mississippi Supreme Court, thereby limiting
the jurors’ responsibility for rendering a death sentence and shifting the
responsibility to the appellate court.
Nine years later, in Romano v. Oklahoma, the Court considered the
Caldwell rule in a different context. An Oklahoma defendant objected when a
copy of his judgment and death sentence from his first capital trial was
introduced during the penalty phase of his second capital trial. The defendant
argued that introducing the first conviction violated Caldwell because it
reduced the second jury’s sense of responsibility for its sentencing verdict. 512
U.S. at 3, 5. The Court disagreed:
[W]e have since read Caldwell as “relevant only to certain types of
comment—those that mislead the jury as to its role in the
sentencing process in a way that allows the jury to feel less
responsible than it should for the sentencing decision.” Darden v.
Wainwright, 477 U.S. 168, 184 n.15 (1986). Thus, “[t]o establish a
Caldwell violation, a defendant necessarily must show that the
remarks to the jury improperly described the role assigned to the
19
jury by local law.” Dugger v. Adams, 489 U.S. 401, 407 (1989); see
also Sawyer v. Smith, 497 U.S. 227, 233 (1990).
Id. at 9 (citations edited). Following Caldwell, Dugger, and Romano, the
Eleventh Circuit Court of Appeals has held that “references to and descriptions
of the jury’s sentencing verdict . . . as an advisory one, as a recommendation to
the judge, and of the judge as the final sentencing authority are not error under
Caldwell” when they “accurately characterize the jury’s and judge’s sentencing
roles under [state] law.” Davis v. Singletary, 119 F.3d 1471, 1482 (11th Cir.
1997); see Belcher v. Sec’y, Dep’t of Corrs., 427 F. App’x 692 (11th Cir. 2011)
(quoting Davis); Carr v. Schofield, 364 F.3d 1246, 1258 (11th Cir. 2004) (same).
At the time of Burton’s trial, the jury’s penalty-phase verdict was
properly described as advisory. Section 13A-5-46(a) of the Code of Alabama
provided that the penalty-phase jury “shall return an advisory verdict,” while
subsection (e) repeatedly described the verdict as an “advisory” verdict
“recommending to the trial court” a penalty. Section 13A-5-47 then provided
the procedure for the trial court’s post-trial sentencing hearing, including
ordering a presentence investigation report and taking additional testimony;
subsection (e) stated:
In deciding upon the sentence, the trial court shall determine
whether the aggravating circumstances it finds to exist outweigh
the mitigating circumstances it finds to exist, and in doing so the
trial court shall consider the recommendation of the jury contained
in its advisory verdict, unless such a verdict has been waived
pursuant to Section 13A-5-46(a) or 13A-5-46(g). While the jury’s
20
recommendation concerning sentence shall be given consideration,
it is not binding upon the court.5
Still, the prosecution recognized that the jury’s decision was a weighty one,
concluding:
You do what you think is right. You do what you think is just. But
I submit this to you, the verdict under the law, and it is a tough
verdict[,] I know it is[,] as it should be, the verdict under the law
speaks for itself when you weigh aggravation and when you weigh
mitigation.
(R. 1118.)6 While the trial court correctly referred to the jury’s decision as a
recommendation throughout the penalty-phase charge, the court also
reminded the jury of the seriousness of its choice:
The fact that the determination of whether 10 or more of you can
agree to recommend a sentence of death or seven or more of you
can recommend or agree to recommend a sentence of life
imprisonment without parole can be reached by a single ballot
should not influence you to act hastily or without due regard to the
gravity of these proceedings. You should hear and consider the
views of your fellow jurors. Before you vote, you should carefully
weigh, sift, and consider the evidence and all of it realizing that a
human life is at stake. And you should bring about your best
judgment on the sole issue which is before you. That issue is
whether the defendant should be sentenced to life imprisonment
without parole or death.
(R. 1133–34.)
5. The versions of these statutes in effect at the time of Burton’s trial are found in
Ala. Laws Act 2017-131, including the textual edits made for the current versions.
6. In accordance with the Alabama courts’ format for records on appeal, citations to
the trial transcript are designated “R. __.”
21
Because the trial court correctly informed the jury that its verdict was a
recommendation, yet still impressed upon the jury the weight of its decision,
there was no Caldwell violation in this case. Burton’s jury was given accurate
instructions, and nothing in this claim merits certiorari.
D.
There is no conflict for this Court to resolve.
Burton makes much out of this meritless claim by trying to create a split
among the state courts of last resort for this Court to resolve. His claim is
baseless. While Burton is correct that the Florida and Delaware Supreme
Courts have found that Hurst applies to their capital sentencing statutes, both
have done so on state-law grounds.
As the Florida Supreme Court wrote in Hurst v. State:
As we will explain, we hold that the Supreme Court’s decision in
Hurst v. Florida requires that all the critical findings necessary
before the trial court may consider imposing a sentence of death
must be found unanimously by the jury. We reach this holding
based on the mandate of Hurst v. Florida and on Florida’s
constitutional right to jury trial, considered in conjunction
with our precedent concerning the requirement of jury
unanimity as to the elements of a criminal offense. In capital
cases in Florida, these specific findings required to be made by the
jury include the existence of each aggravating factor that has been
proven beyond a reasonable doubt, the finding that the
aggravating factors are sufficient, and the finding that the
aggravating factors outweigh the mitigating circumstances. We
also hold, based on Florida’s requirement for unanimity in
jury verdicts, and under the Eighth Amendment to the
United States Constitution, that in order for the trial court
to impose a sentence of death, the jury’s recommended
sentence of death must be unanimous.
22
***
We also conclude that, just as elements of a crime must be found
unanimously by a Florida jury, all these findings necessary for the
jury to essentially convict a defendant of capital murder—thus
allowing imposition of the death penalty—are also elements that
must be found unanimously by the jury. Thus, we hold that in
addition to unanimously finding the existence of any aggravating
factor, the jury must also unanimously find that the aggravating
factors are sufficient for the imposition of death and unanimously
find that the aggravating factors outweigh the mitigation before a
sentence of death may be considered by the judge. This holding
is founded upon the Florida Constitution and Florida’s long
history of requiring jury unanimity in finding all the
elements of the offense to be proven; and it gives effect to our
precedent that the “final decision in the weighing process must be
supported by ‘sufficient competent evidence in the record.’”
***
We are mindful that a plurality of the United States Supreme
Court, in a non-capital case, decided that unanimous jury verdicts
are not required in all cases under the Sixth Amendment to the
United States Constitution. See Apodaca v. Oregon, 406 U.S. 404
(1972) (plurality opinion). However, this Court, in
interpreting the Florida Constitution and the rights
afforded to persons within this State, may require more
protection be afforded criminal defendants than that
mandated by the federal Constitution. This is especially true,
we believe, in cases where, as here, Florida has a longstanding
history requiring unanimous jury verdicts as to the elements of a
crime.
202 So. 3d 40, 44, 53–54, 57 (Fla. 2016) (citation edited, footnotes omitted,
emphasis added).
The Delaware Supreme Court also found fault with its capital statutes
post-Hurst. In Rauf v. State, 145 A.3d 430, 434 (Del. 2016), that court held that
a jury, not a judge, must weigh the aggravating and mitigating circumstances
23
“because, under 11 DEL. C. § 4209, this is the critical finding upon which the
sentencing judge ‘shall impose a sentence of death.’”
As noted above, Alabama amended its capital sentencing scheme by
legislation in April 2017. See Ala. Laws Act 2017-131. The current capital
sentencing scheme is found in ALA. CODE §§ 13A-5-45, -46, -47 (1975) and
provides that the jury will make the ultimate determination as to sentence in
capital cases. Thus, Burton’s alleged “conflict” is a non-issue.
III.
Certiorari is unwarranted because Hurst has no retroactive
application.
In his second claim, Burton contends that Hurst should have retroactive
application to his case. (Pet. 19–23.) For the reasons that follow, this claim is
meritless.
First, as before, this case is a poor vehicle for this claim because even if
Hurst applied, Burton would be due no relief. His jury unanimously
recommended death, and the trial court agreed with the jury’s weighing of the
aggravating and mitigation circumstances.
Second, Hurst did not announce a new rule of constitutional law, but
rather was an application of Ring to the unique circumstances in Florida. As
this Court has explicitly held that Ring is not retroactively applicable to cases
on postconviction review, Schriro v. Summerlin, 542 U.S. 348 (2004), Hurst
must also have no retroactive effect.
24
As support for retroactive application, Burton again points to Florida
and Delaware. While those states decided to apply Hurst retroactively, they
did so on state-law grounds.
Florida retroactively applies Hurst only to those cases decided between
Ring and Hurst—in other words, to those defendants sentenced during the
period in which Florida’s capital sentencing scheme was not in compliance with
Ring. Mosley, 209 So. 3d at 1283. This decision was based on Florida law:
We now turn to the issue of whether Hurst should apply
retroactively to Mosley. We approach our retroactivity analysis
based on the United States Supreme Court’s holding in Hurst v.
Florida under the United States Constitution’s Sixth Amendment
right to trial by jury and our opinion in Hurst, interpreting the
meaning of Hurst v. Florida as applied to Florida’s capital
sentencing scheme and considering Florida’s independent right to
trial by jury in article I, section 22, of the Florida Constitution. We
first review our precedent holding that certain decisions should be
given retroactive effect on the basis of fundamental fairness, such
as James v. State, 615 So. 2d 668 (Fla. 1993). We then review the
factors in the Witt v. State, 387 So. 2d 922 (1980), retroactivity
framework, explaining the unique jurisprudential conundrum
caused by the United States Supreme Court’s delay in reviewing
the constitutionality of Florida’s capital sentencing scheme in light
of Ring. After reviewing these considerations, we conclude that
Hurst should apply retroactively to Mosley.
Id. at 1274.
Turning then to Delaware, in Rauf, the Delaware Supreme Court held that
its capital scheme was unconstitutional after Hurst for several reasons,
including the failure to require a unanimous jury finding of an aggravating
circumstance beyond a reasonable doubt. 145 A.3d at 433–34. Four months
25
later, that court determined that under Delaware’s retroactivity rules, Rauf
had announced a watershed rule of criminal procedure:
In Danforth v. Minnesota, 552 US. 264 (2008), the United States
Supreme Court explained that “Teague’s general rule of
nonretroactivity was an exercise of [its] power to interpret the
federal habeas statute” and “cannot be read as imposing a binding
obligation on state courts.” Nevertheless, more than twenty-five
years ago this Court recognized the Teague general rule of nonretroactivity and its two exceptions as persuasive authority for
deciding whether new state and federal precedents are to be
applied retroactively in Delaware postconviction proceedings. In
doing so, we noted that the federal Teague “new rule” doctrine was
evolving and that State courts may grant postconviction “relief to
a broader class of individuals than is required by Teague.”
Therefore, we declined to adopt a formal static test for determining
the meaning of a “new rule” for the purposes of deciding a
Delaware
postconviction
proceeding. . . . Accordingly,
the
retroactivity issue that is presented by Powell’s motion is a matter
of Delaware law. In analyzing that issue we look to Teague and its
progeny for guidance. However, as the United States Supreme
Court held in Danforth, the postconviction retroactivity remedy
that a state court provides for “violations of the Federal
Constitution is primarily a question of state law.”
***
Ring only implicated the Sixth Amendment right to a jury. The
same was true in Hurst because Florida also already required proof
beyond a reasonable doubt. . . . Thus, unlike Rauf, neither Ring
nor Hurst involved a Due Process Clause violation caused by the
unconstitutional use of a lower burden of proof. This significant
distinction in Ring and Hurst is fatal to the State’s reliance upon
Summerlin and is dispositive of why the Rauf holding fits within
Teague’s second exception to nonretroactivity.
Powell, 153 A.3d at 72–74 (citation added, footnotes omitted).
While Florida and Delaware are free to give Hurst retroactive
application based on their unique state laws, no federal law or decision from
26
this Court obligates Alabama to do likewise. Therefore, certiorari should be
denied.
IV.
Certiorari is unwarranted because “evolving standards of
decency” do not mandate that Burton be resentenced.
Finally, Burton contends that he is entitled to be resentenced because
his triggerman codefendant, DeBruce, was resentenced to life without parole.
(Pet. 24–34.) This claim does not merit certiorari.
A.
Procedural background
As discussed above, in 2014, a split panel of the Eleventh Circuit Court
of Appeals found that DeBruce’s counsel had rendered ineffective assistance
and ordered that he be given a new penalty-phase hearing. The District
Attorney and DeBruce reached an agreement to avoid that hearing, and
DeBruce was sentenced to life without parole in 2015.
In January 2017, Burton filed a successive Rule 32 petition for
postconviction relief, arguing that he was entitled to be resentenced as well.
The circuit court correctly dismissed the claim under Rule 32.2(b) of the
Alabama Rules of Criminal Procedure, as it arose in a successive petition that
failed to show either (1) that the trial court was without jurisdiction to render
judgment or impose sentence or (2) that good cause exists why the new ground
was not known or could not have been ascertained at the time of the first
27
petition, and failure to entertain the successive petition would result in a
miscarriage of justice. The court pointed out that on direct appeal, Burton had
raised a claim alleging that DeBruce was more culpable as the triggerman, and
therefore, the claim underlying Burton’s new claim could have been raised
during the first petition. (Pet. App’x B at 7–9.)
The Alabama Court of Criminal Appeals agreed with the circuit court.
(Id. at 6–18.) First, Burton had based his argument in part on State v. Gamble,
63 So. 3d 707 (Ala. Crim. App. 2010), a case in which the defendant’s death
sentence had been set aside as disproportionate to that of his triggerman
codefendant, who had been resentenced to life without parole after Roper. The
Alabama Court of Criminal Appeals had disagreed and ordered that the death
sentence be reinstated, explaining, “Alabama recognizes that capital-murder
codefendants have a right to an individualized sentencing determination and
do not have to be sentenced to the same punishment.” Id. at 726. Indeed, as
this Court has made clear, “[t]he Constitution permits qualitative differences
in meting out punishment and there is no requirement that two persons
convicted of the same offense receive identical sentences.” Williams, 399 U.S.
at 243); see Zant v. Stephens, 462 U.S. 862, 879 (1983) (“What is
important . . . is an individualized determination on the basis of the
character of the individual and the circumstances of the crime.”). The Alabama
Court of Criminal Appeals noted that while appellate courts must consider
28
codefendants’ sentences when deciding the appropriateness of a death
sentence, those other sentences “are not controlling per se.” Gamble, 63 So. 3d
at 727 (quoting Ex parte Thomas, 462 So. 2d 216, 226 (Ala. 1984)). As such, the
court held that Gamble had no right to be resentenced on proportionality
grounds because “there is no constitutional right to a proportionality review in
death-penalty cases.” Id. at 728; see McCleskey, 481 U.S. at 306–07 (defendant
“cannot prove a constitutional violation by demonstrating that other
defendants who may be similarly situated did not receive the death penalty”).
Second, in affirming the dismissal of Burton’s claim, the Alabama Court
of Criminal Appeals considered its decision in Samra v. State, CR-11-0084 (Ala.
Crim. App. Aug. 10, 2012), and the federal district court’s subsequent decision
in Samra v. Price, 2:07-cv-01962-LSC (N.D. Ala. Sept. 5, 2014). Samra, like
Gamble, argued that he should be resentenced after his juvenile codefendant’s
death sentence was vacated following Roper. The Alabama Court of Criminal
Appeals disagreed, citing Gamble. Samra, CR-11-0084, at 7–12. On habeas
review, the federal district court affirmed, explaining:
As an initial matter, none of the cases cited by Samra holds that a
capital murder defendant has an Eighth Amendment right to have
his death sentence vacated solely because his co-defendant
received a lesser sentence than the death penalty. See Washington
v. Crosby, 324 F.3d 1263, 1265 (11th Cir. 2003) (indicating that a
petitioner must cite to Supreme Court precedent that confronts
nearly identical facts but reaches the opposite conclusion in order
to show that a state court decisions was contrary to law). To the
contrary, and as discussed by the ACCA, such a bright-line rule
29
would violate Supreme Court precedent mandating that a
defendant is entitled to an individualized sentencing
determination. See Lockett v. Ohio, 438 U.S. 586, 605, 98 S. Ct.
2954, 2965 (1978) (“Given that the imposition of death by public
authority is so profoundly different from all other penalties, we
cannot avoid the conclusion that an individualized decision is
essential in capital cases.”); Williams v. Illinois, 399 U.S. 235, 243,
90 S. Ct. 2018, 2023 (1970) (“[T]here is no requirement that two
persons convicted of the same offense receive identical
sentences.”); Zant v. Stephens, 462 U.S. 862, 879, 103 S. Ct. 2733,
2743-44 (1983) (“What is important . . . is an individualized
determination on the basis of the character of the individual and
the circumstances of the crime.”).
Thus, while “proportionality” in criminal sentence has been
described by the Supreme Court as “an abstract evaluation of the
appropriateness of a sentence for a particular crime,” Pulley v.
Harris, 465 U.S. 37, 42-43, 104 S. Ct. 871, 875 (1984) (internal
citations omitted), Samra is not arguing that his sentence is
“disproportionate to the crime in the traditional sense.” Id. at 43;
104 S. Ct. at 875. In other words, he does not deny that he killed
four people in the course of one scheme or course of conduct, the
penalty for which can be death under Alabama law. The type of
proportionality review Samra is seeking is “of a different sort,” see
id., 104 S. Ct. at 876—a consideration of the appropriateness of his
sentence in light of his co-defendant Duke’s lesser sentence.
However, and as stated by the ACCA, the Supreme Court has held
that “[c]omparative proportionality review is not constitutionally
required in every state court death sentence review.” Id. at 50–51,
104 S. Ct. at 879 (considering whether the Eighth and Fourteenth
Amendments require a state appellate court, before it affirms a
death sentence, to compare the sentence in the case before it with
the penalties imposed in similar cases if requested to do so by the
prisoner, and holding that they do not). Moreover, as also stated
by the ACCA, the Supreme Court has rejected a defendant’s
attempt to “prove a[n] [Eighth Amendment] violation by
demonstrating that other defendants who may be similarly
situated did not receive the death penalty.” McCleskey v. Kemp,
481 U.S. 279, 306-07, 107 S. Ct. 1756, 1775 (1987) (emphasis in
original).
This rule is especially appropriate in this case,
considering the fact that the reason that Mark Duke did not
30
receive the death penalty had nothing to do with the
circumstances of Duke and Samra’s crime or the presence
or absence of aggravating or mitigating factors. The basis
was purely legal. Despite the fact that a jury analyzed the facts
and considered the aggravating and mitigating circumstances and
recommended that Duke be sentenced to death, and the trial court
imposed such a sentence, the court later concluded as a matter of
law that Duke was ineligible for the death penalty. Duke’s
sentence reduction has no connection to the nature or
circumstances of the crime or to Samra’s character or record.
Under Lockett, Duke’s sentence reduction is irrelevant as a
mitigating circumstance in Samra’s case. See 438 U.S. at 605, 98
S. Ct. at 2965.
[. . .]
Because the ACCA held that the trial court’s finding
regarding the aggravating and mitigating circumstances was
supported by the evidence and because the court found that
Samra’s
death
sentence
was
neither
excessive
nor
disproportionate to the penalty imposed in similar cases, the court
affirmed his death sentence. Id. Nothing has happened in Samra’s
case that alters the state courts’ finding that his death sentence is
proportionate to his crime.
Mem. Op. at 103–06, 108–09, Samra v. Price (footnotes omitted, emphasis
added).7
As Burton’s claim was not jurisdictional and failed to meet either
exception to successive petitions in Rule 32.2(b), the Alabama Court of
Criminal Appeals held that the claim was procedurally barred and untimely.
(Pet. App’x B at 17–18.)
7. While Samra appealed to the Eleventh Circuit and petitioned this Court for
certiorari, he abandoned his resentencing claim.
31
B.
“Evolving standards of decency” do not entitle Burton to be
resentenced.
Faced with clear precedent from this Court and the state courts showing
that a defendant is not entitled be resentenced solely due to the sentences his
codefendants receive, Burton contends that, as in Atkins and Roper, “evolving
standards of decency” forbid his execution. (Pet. 24–25.) Here, Burton barely
pays lip service to Tison v. Arizona, 481 U.S. 137 (1987), in which the Court
held that it does not offend the Eighth Amendment for a major participant in
a felony that results in murder, such as Burton, to be sentenced to death if he
exhibited reckless indifference to human life, even if he was not the
triggerman. As in Gamble and Samra, both Burton and DeBruce were
originally sentenced to death as the leader of the robbery and the triggerman.
Gamble and Samra’s codefendants were resentenced due to Roper, and
DeBruce was similarly resentenced due to a factor that had nothing to do with
Burton or his culpability. Indeed, while Burton argues that he is less culpable
than DeBruce, the evidence adduced at trial shows that he was just as
culpable, if not more so. Burton was the organizer and point man in the
robbery, the other participants followed his orders, and five of the six men went
into the store with guns. Burton even forced the store manager to open the safe
at gunpoint. Having heard testimony concerning Burton’s planning,
involvement, and leadership, his jury unanimously determined that death was
32
appropriate in his case because he was the ringleader of the robbery, and the
trial court concurred. The fact that DeBruce was resentenced decades later by
agreement does not call into question Burton’s sentencing determination.
Unable to support his position with case law, Burton instead cites four
instances in which state governors commuted death sentences for nonshooters. (Pet. 26–29.) This does not constitute proof of “evolving standards of
decency,” nor are the decisions of these governors binding upon the State of
Alabama or this Court. Moreover, these cases are distinguishable from
Burton’s. Kenneth Foster was a getaway driver, and the Texas Board of
Pardons and Paroles overwhelmingly recommended commutation. Ralph
Blumenthal, Governor Commutes Sentence in Texas, N.Y. TIMES, Aug. 31,
2007, at A14, https://tinyurl.com/ycjvs9lj. Ivan Teleguz’s sentence was
commuted by a governor opposed to the death penalty who reviewed thousands
of pages of documents concerning the case and came to the independent
conclusion that Teleguz’s sentencing was “terribly flawed and unfair.” Rachel
Weiner & Gregory Schneider, Virginia Governor Commutes Sentence of Death
Row Prisoner, WASH. POST, Apr. 20, 2017, https://tinyurl.com/y965sphh. Jason
McGehee’s sentence was commuted after the Arkansas Parole Board
overwhelmingly recommended it, explaining that he was young at the time of
the crime, that he had a nearly perfect prison record, and that two
codefendants who were equally or more culpable had received sentences less
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than death. Parole Board Recommends Death Row Inmate Receive Clemency
from Governor, KATV.COM (Apr. 5, 2017), https://tinyurl.com/yas684xj;
Clemency for AR Death Row Inmate Jason McGehee, FOX16.COM (Aug. 25,
2017), https://tinyurl.com/y9y8az3q. Most recently, Thomas Whitaker’s
sentence was commuted because his surviving victim—his father, who is
deeply religious and lost the rest of his family to Whitaker’s crime—pleaded
for his life to be spared; Whitaker’s clemency petition also noted that the
gunman had not been sentenced to death. Tracy Connor, Texas Grants
Clemency to Thomas Whitaker Minutes Before Execution, NBCNEWS.COM (Feb.
22, 2018), https://tinyurl.com/yc4n8l3g. None of these cases is a perfect
reflection of Burton’s, a case in which both the mastermind of a crime and the
triggerman are rightly sentenced to death, but the triggerman is later
resentenced to life without parole in order to avoid redoing a trial proceeding
decades after the fact.8
Burton’s sentence is not disproportionate, nor does decency dictate that
he be resentenced. He was the leader of the robbery and a major participant in
8. Burton makes much of the State’s petition for certiorari in DeBruce’s case, in which
the State argued that the Eleventh Circuit’s vacatur “creates an unusual and
arguably unjust situation in which the ringleader of DeBruce’s gang—a man
names Charles Burton—has had his death sentence affirmed, although DeBruce,
the triggerman, has not.” Pet. for Cert. at 24, Dunn v. DeBruce, 125 S. Ct. 2854
(2015) (No. 14-807). The State maintains that DeBruce’s death sentence was
proper. Regardless, the fact that the State and DeBruce ultimately reached an
agreement to avoid a new penalty-phase proceeding does not entitle Burton to be
resentenced.
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the events that ultimately led to Doug Battle’s murder. Burton is at least as
culpable for Battle’s death as DeBruce is, and his properly imposed death
sentence should stand. Therefore, this Court should deny certiorari.
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CONCLUSION
This Court should deny certiorari.
Respectfully submitted,
STEVE MARSHALL
Alabama Attorney General
s/ Lauren A. Simpson
Lauren A. Simpson
Assistant Attorney General
*Counsel of Record
OFFICE OF ALA. ATT’Y GENERAL
501 Washington Avenue
Montgomery, AL 36130
(334) 242-7300
lsimpson@ago.state.al.us
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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.