Petition for Writ of Certiorari — Louis B. Gaskin, Petitioner v. Florida
Supreme Court briefJul 26, 2018
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CAPITAL CASE
DOCKET NO.
IN THE SUPREME COURT OF THE UNITED STATES
LOUIS B. GASKIN,
Petitioner,
vs.
STATE OF FLORIDA,
Respondent.
ON PETITION FOR A WRIT OF CERTIORARI TO THE FLORIDA SUPREME
COURT
PETITION FOR A WRIT OF CERTIORARI
James L. Driscoll Jr.
Florida Bar No. 0078840
Law Office of the Capital Collateral
Regional Counsel
12973 N. Telecom Parkway
Temple Terrace, Florida 33637
Phone No. (813) 558-1600 ext. 608
Fax No. (813) 558-1601
Attorney of Record for Petitioner
CAPITAL CASE
QUESTIONS PRESENTED
In Hurst v. Florida this Court struck down Florida’s
longstanding capital-sentencing procedures, overruling Spaziano v.
Florida, 468 U.S. 447 (1984) and Hildwin v. Florida, 490 U.S. 638
(1989), because it authorized a judge, rather than a jury, to make
the factual findings that were necessary for a death sentence. On
remand, the Florida Supreme Court held that a death verdict could
not be rendered without unanimous jury findings of at least one
aggravating circumstance and that the aggravation is sufficient to
outweigh any mitigating circumstances and to warrant death.
The Florida Supreme Court then held that it would apply both
the federal and state jury-trial rights retroactively to inmates
whose death sentences had not become final as of June 24, 2002
(the date of Ring v. Arizona, precursor of Hurst) but that it would
deny relief to inmates whose death sentences were final on that
date. Mr. Gaskin presents the following questions:
1. Whether the Fourteenth Amendment’s guarantee of Equal
Protection and the Eighth Amendment’s prohibition of capricious
capital sentencing impose limits upon a state court’s power to
declare unconventional rules of retroactivity, and whether those
limits were transgressed here.
2. Whether Mr. Gaskin’s death sentence was unconstitutional
as applied.
LIST OF PARTIES
All parties appear in the caption on the cover page.
1i
TABLE OF CONTENTS
QUESTIONS PRESENTED ....... 6. 6 1 ee ee ee eee ee ad
LIST OF PARTIES. . .... 1. 6 2 ee ee ee ee ee ee ew LD
INDEX OF APPENDICES. ....... 0.0. ee ee ew ee ee ee eee LV
TABLE OF AUTHORITIES. ..... 1. 1 6 eee ee wee ee ee ee eV
PETITION FOR WRIT OF CERTIORARI ..........6 6. 6 «ee ee sel
OPINIONS AND ORDERS BELOW........... 26.2 6 6 «© © «6 «ss al
JURISDICTION. . . . 2... ee ee ee ee ee ee ee ee eee 2
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED. .......2
STATEMENT OF THE CASE ....... 2. 6 ee te ee ew ew ee ee A
1. Case History. ...... 1. 6 ee ee ew ee ee ee ee ee A
2. The Florida Supreme Court’s Decisions Following Hurst V.
Florida. . . 2. 1. 6 ee ee ee ee ee ee ee
REASONS FOR GRANTING THE WRIT ................ =. 19
CONCLUSION. . . 2. 2. 1. we ee ee ee ee ee ee eee ee ew ee 28
iii
INDEX OF APPENDICES
APPENDIX A: The order of the Circuit Court of the Seventh Judicial
Circuit denying the Second Successive Motion to Vacate Judgment of
Conviction and Sentence at issue. (Unreported).
APPENDIX B: The opinion of the Supreme Court of Florida following
appeal of the denial of Petitioner’s Second Successive Motion to
Vacate. Gaskin v. State, 237 So.3d 928 (Fla. 2018)
APPENDIX C: The opinion of the Supreme Court of Florida following
direct appeal of Petitioner’s judgment and sentence of death.
Gaskin v. State, 591 So.2d 917 (Fla. 1991).
APPENDIX D: The opinion of the Supreme Court of Florida following
remand from this Court. Gaskin v. State, 615 So.2d 679 (Fla. 1993).
APPENDIX E: The opinion of the Supreme Court of Florida following
appeal of the denial of Petitioner’s first successive
postconviction motion. Gaskin v. State, 218 So.3d 399 (Fla. 2017),
reh'g denied, No. SC15-1884, 2017 WL 2210388 (Fla. May 17, 2017);
cert denied Gaskin v. Florida, 138 S.Ct. 471 (2017).
APPENDIX F: The order of the Circuit Court of the Seventh Judicial
Circuit denying Petitioner’s First Successive Motion to Vacate
Judgment of Conviction and Sentence. (Unreported).
APPENDIX G: Corrected Judgment and Sentence Vacating the Death
Penalty Imposed In Counts II and IV of the Indictment and the
Adjudication of Guilt in Said Counts. (Unreported).
lv
Armstrong v. State,
211 So.3d 864
Armstrong v. State,
862 So.2d 705
Armstrong v. State,
642 So.2d 730
Asay v. State,
TABLE OF AUTHORITIES
(Fla. 2017)
(2003)
(Fla. 1994
210 So.3d 1 (Fla. 2016).
Beard v. Banks,
542 U.S. 406 (2004).
Espinosa v. Florida,
505
U.S. 1079, 112 S.Ct. 2926 (1992)
U.S. 925, 114 S.Ct. 328 (1993).
U.S. 1216, 112 S.Ct. 3022(1992).
So.3d 928 (Fla. 2018).
So.3d 399, 400 (Fla. 2017)
So.2d 679 (Fla. 1993)
Furman v. Georgia,
408 U.S. 238 (1972).
Gaskin v. Florida,
138 S.Ct. 471(2017).
Gaskin v. Florida,
510
Gaskin v. Florida,
505
Gaskin v. State,
237
Gaskin v. State,
218
Gaskin v. State,
615
Gaskin v. State,
591
So.2d 917 (Fla. 1991).
Godfrey v. Georgia,
446
U.S. 420 (1980).
25
25
295
18-19
21
20
20
Hildwin v. Florida,
490 U.S. 638 (1988).
Hitchcock v. State,
226 So.3d 216 (Fla. 2017)
Hurst v. Florida,
136 S.Ct. 616 (2016) ......... 2.2... 2.2... .5,
Hurst v. State,
202 So.3d 40 (Fla. 2016). ..... 2... .. . 4... .5,
James v. State,
615 So.2d 668 (Fla. 1993). .......2.2.+2.2.2.2. 2. .8,
Johnson v. State,
904 So.2d 400 (Fla. 2005).
Johnson v. Mississippi,
486 U.S. 578 (1988).
Kennedy v. Louisiana,
554 U.S. 407 (2008).
Linkletter v. Walker,
381 U.S. 618 (1965)
Mosley v. State,
209 So.3d 1248 (Fla. 2016). ......2.2.2.2. 2... .14,
Ring v. Arizona,
536 U.S. 584,122 S.Ct. 2428 (2002).
Perry v. State,
210 So.3d 630 (Fla. 2016).
Skinner v. Oklahoma ex rel. Williamson,
316 U.S. 535, 62 S.Ct. 1110 (1942). ....... 2. =. .20,
Spaziano v. Florida,
468 U.S. 447 (1984).
Teague v. Lane,’
489 U.S. 288 (1989).
Witt v. State,
vi
ii
19
13
14
19
20
20
21
19
10
13
21
ii
21
387 So.2d 922
Yick Wo v. Hopkins,
118 U.S. 356,
STATUTES AND RULES
28 U.S.C. 1257 .
(Fla.
6S.
1980).
Ct. 1064
(1886).
vil
14
20
PETITION FOR WRIT OF CERTIORARI
Louis B. Gaskin respectfully petitions for a writ of
certiorari to review a judgment of the Supreme Court of Florida.
OPINIONS AND ORDERS BELOW
The unreported order of the Circuit Court, in and for, Flagler
County, Florida, denying Mr. Gaskin’s second successive
postconviction motion filed under Florida Rule of Criminal
Procedure 3.851 appears at Appendix A.
The opinion of the Supreme Court of Florida following the
appeal of the trial court’s denial of Mr. Gaskin’s postconviction
motion filed January 10, 2017 appears at Appendix B and is reported
as Gaskin v. State, 237 So.3d 928 (Fla. 2018)
The opinion of the Supreme Court of Florida following direct
appeal of Petitioner’s judgment and sentence of death appears at
Appendix C to the petition and is reported at Gaskin v. State, 591
So.2d 917 (Fla. 1991).
The opinion of the Supreme Court of Florida following appeal
after remand from this Court (Gaskin v. Florida, 505 U.S. 1216,
112 S.Ct. 3022, 120 L.Ed.2d 894 (1992)) appears at Appendix D to
the petition and is reported at Gaskin v. State, 615 So.2d 679
(Fla. 1993).
The opinion of the Supreme Court of Florida following appeal
of the denial of Petitioner’s first successive postconviction
motion appears at Appendix E to the petition and is reported at
1
Gaskin v. State, 218 So.3d 399, 400 (Fla. 2017), reh'g denied, No.
SC15-1884, 2017 WL 2210388 (Fla. May 17, 2017) cert denied Gaskin
v. Florida, 138 S.Ct. 471 (2017).
The unreported order of the Circuit Court of the Seventh
Judicial Circuit denying Petitioner’s First Successive Motion to
Vacate Judgment of Conviction and Sentence appears at Appendix F.
The unreported Corrected Judgment and Sentence Vacating the
Death Penalty Imposed in Counts II and IV of the Indictment and
the Adjudication of Guilt in Said Counts appears at Appendix G.
JURISDICTION
The Florida Supreme Court’s final judgment was entered on
February 28, 2018. Mr. Gaskin did not seek rehearing. Mr. Gaskin
filed a motion for a 60 day extension of time which the Honorable
Justice Clarence Thomas granted, which extended the time for filing
until July 28, 2018. The Jurisdiction of this Court is invoked
under 28 U.S.C. § 1257.
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED
The Sixth Amendment to the United States Constitution states:
In all criminal prosecutions, the accused shall enjoy
the right to a speedy and public trial, by an impartial
jury of the State and district wherein the crime shall
have been committed, which district shall have been
previously ascertained by law, and to be informed of the
nature and cause of the accusation; to be confronted
with the witnesses against him; to have compulsory
process for obtaining witnesses in his favor, and to
have the Assistance of Counsel for his defence.
The Eighth Amendment to the United States Constitution
states:
Excessive bail shall not be reguired, nor excessive fines
imposed, nor cruel and unusual punishments inflicted.
The Fourteenth Amendment to the United States Constitution,
Section 1 states:
All persons born or naturalized in the United States,
and subject to the jurisdiction thereof, are citizens of
the United States and of the State wherein they reside.
No State shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the
United States; nor shall any State deprive any person of
life, liberty, or property, without due process of law;
nor deny to any person within its jurisdiction the equal
protection of the laws.
STATEMENT OF THE CASE
1. Case History
Following trial, a jury found Mr. Gaskin guilty of two counts
of first-degree murder in the death of Robert Sturmfels
(premeditated and felony murder); two counts of first-degree
murder in the death of Georgette Sturmfels (premeditated and firstdegree murder); one count of armed robbery of the Sturmfels; one
count of burglary of the Sturmfels' home; one count of attempted
first-degree murder of Joseph Rector; one count of armed robbery
of the Rectors; and one count of burglary of the Rector's home.
The jury found Mr. Gaskin not guilty of attempted first-degree
murder of Mary Rector. (Vol. VII R. 1285 1294).
Following the jury’s guilty verdict, Mr. Gaskin did not have
a jury for penalty phase, just an advisory panel. The State argued:
First, that Louis Bernard Gaskin has previously been
convicted of another capital felony or ae felony
involving the use or the threat of violence against
another person.
In this particular case, and, as is allowed under and
the Law, the very acts which have brought him into this
Courtroom are the acts evincing that previous violence.
In other words, the fact that the violence and the
murders and the burglaries and, the robberies are all
occurring within the same set of circumstances does not
disqualify them for consideration.
If they did, Your Honor would not instruct you that it
is appropriate for you to consider them as aggravation.
I do not need to review with you the numerous charges.
You have heard the evidence and delivered a verdict,
really just a short time ago, but there is more than
sufficient previous convictions, as, His Honor, had
adjudicated guilt in this case on those nine verdicts of
prior felonious assaults, crimes.
(Transcript of June 18, 1990 Penalty Phase).
The advisory panel recommended death, by a vote of eight to
four based on each victim, not each capital offense. The trial
court instructed the advisory panel on the aggravating factor that
Mr. Gaskin “had been previously convicted of another capital
offense or a felony involving the use or threat of violence to
some person[.]” (Vol. VIII R.1297).
The advisory panel’s recommendation was without any findings
of fact, or anything approximating the constitutional requirements
of Hurst v. Florida, 136 S.Ct. 616 (2016) and or the Florida
Supreme Court’s decision in Hurst v. State, 202 So.3d 40 (Fla.
2016). The court made the findings of fact that subjected Mr.
Gaskin to the death penalty, and sentenced him to death for Counts
I-IV and sentenced him to death on those counts. See (Vol. VIII R.
1303 referencing the judgments and sentences that followed, R.
1311-24).
The trial court based the death sentence for the murder of
Robert Sturmfels on the felony murder and premeditated murder of
Georgette Sturmfels and the other charges Mr. Gaskin was convicted.
(Vol. VIII R. 1313). The trial court based the death sentence for
the murder of Georgette Sturmfels on the felony murder and
premeditated murder of Robert Sturmfels and the other charges Mr.
Gaskin was convicted. (Vol. VIII R. 1320).
Mr. Gaskin appealed to the Florida Supreme Court. The court
vacated the two felony murder convictions, affirmed the other
convictions and sentences, “including two [remaining] sentences of
death” and remanded for proceedings consistent with the Court’s
opinion. Gaskin v. State, 591 So.2d 917, 922 (Fla. 1991), cert.
granted, judgment vacated, 505 U.S. 1216, 112 S. Ct. 3022, 120 L.
Ed. 2d 894 (1992). The Florida Supreme Court’s mandate issued on
January 6, 1991. No proceedings consistent with the Florida Supreme
Court’s opinion were held until 2014, well beyond 2002.
On June 29, 1992, this Court granted certiorari review,
vacated the judgment, and remanded the case to the Florida Supreme
Court for reconsideration in light of Espinosa v. Florida, 505
U.S. 1079, 112 S.Ct. 2926, 120 L.Ed.2d 854 (1992). Gaskin v.
Florida, 505 U.S. 1216, 112 S.Ct. 3022, 120 L.Ed.2d 894 (1992).
On remand, the Florida Supreme Court affirmed Mr. Gaskin's
two sentences based on a finding that the vagueness challenge to
the heinous, atrocious or cruel jury instruction (Espinosa error)
was not properly preserved for appellate review. Gaskin v. State,
615 So.2d 679 (Fla. 1993). The court did not remand for the trial
court to vacate the two felony murder convictions or resentencing.
This Court denied certiorari. Gaskin v. Florida, 510 U.S. 925, 114
S.Ct. 328 (1993). At this time the Florida Supreme Court’s order
for remand should have resumed yet counsel continued to seek relief
in state and federal court and was denied relief.
On August 12, 2014, some 23 years after the mandate issued in
Gaskin v. State, 591 So.2d 917 (Fla. 1991), the lower court vacated
the felony murder adjudications as ordered by the Florida Supreme
Court as the court had mandated earlier. (PC2. R. 56-57). Mr.
Gaskin had no attorney to represent him at the time that the lower
court issued the order. Mr. Gaskin filed a pro se motion for
rehearing. The court granted the State’s “Motion to Strike
Unauthorized Pro Se Pleading, Defendant’s Motion for Rehearing” on
November 18, 2014.
Mr. Gaskin filed a pro se notice of appeal, appealing to the
Fifth Circuit Court of Appeal for Florida. (PC2 R. 79-80).
Following receipt of an order from the circuit court, the district
court dismissed the appeal, according to the Clerk of the Fifth
District Court of Appeals Case Docket.
On May 6, 2015, Mr. Gaskin filed his First Successive Motion
to Vacate Judgement of Conviction and Sentence, alleging that the
use of both premeditated murder and felony murder as aggravating
circumstances amounted to improper doubling of aggravators by the
advisory panel, sentencing judge, and the Florida Supreme Court.
(PC2. 95-102). On August 6, 2015 the lower court denied the
successive motion. (PC2. 133-135).
Mr. Gaskin appealed to the Florida Supreme Court. Mr. Gaskin
filed his initial brief after certiorari was granted in Hurst v.
Florida but prior to the court issuing an appellate decision in
Mr. Gaskin’s case. The reply brief was filed on January 12, 2016,
the same date that this Court issued Hurst. The Florida Supreme
Court affirmed the lower court’s denial and went on to deny relief
based on Hurst v. Florida without briefing or oral argument. Gaskin
v. State, 218 So. 3d 399 (Fla.), reh'g denied, No. SC15-1884, 2017
WL 2210388 (Fla. May 17, 2017), and cert. denied sub nom. Gaskin
v. Fla., 138 S. Ct. 471, 199 L. Ed. 2d 362 (2017).
Justice Lewis dissented without an opinion. Id. at 401.
Justice Pariente dissented finding that, “Even without a finding
a full retroactivity, under Justice Lewis's concurring in result
opinion in Asay, Hurst would apply retroactively to Gaskin under
James v. State, 615 So.2d 668 (Fla. 1993), because Gaskin asserted,
presented, and preserved a challenge to the lack of jury
factfinding in Florida's capital sentencing procedure.” Id. at
402. Justice Pariente found that the error was not harmless. Id.
at 403. Justice Perry dissented and would have found that Hurst
was retroactive regardless of whether a sentence was final before
Ring. Id. at 404-405.
Prior to the Florida Supreme Court’s opinion, on January 10,
2017, Mr. Gaskin filed a successive postconviction motion based on
Hurst and Hurst v. State. Once Mr. Gaskin had a properly filed
motion that complied with any possible time limits, he filed a
motion for the court to relinquish jurisdiction so that he could
exhaust his Hurst and related claims in the lower court. In the
alternative, the motion asked for supplemental briefing. The
Florida Supreme Court denied this motion as moot.
Mr. Gaskin’s January 10, 2017 Hurst related postconviction
motion was denied by the lower court. Mr. Gaskin appealed the
denial to the Florida Supreme Court. On December 19, 2017, the
Florida Supreme Court required Mr. Gaskin to “show cause [ ], why
the trial court’s order should not be affirmed in light of [the
Florida Supreme] Court’s decision Hitchcock v. State, SC17-445.”
The Florida Supreme Court denied Mr. Gaskin appellate briefing on
the Hurst and Hurst related claims the lower court denied. On
February 28, 2018, the Florida Supreme Court affirmed the lower
court’s denial of postconviction relief. Gaskin v. State, 237
So.3d 928 (Fla. 2018). The court did not address Mr. Gaskin’s
argument that his case became final in 2014, not in 1993 when this
Court denied certiorari, and relied on its prior decision in Gaskin
v. State, 218 So.3d 399, 491 (2017). See Id. at 929.
Justice Pariente concurred because the Florida Supreme
Court’s opinion in Hitchcock v. State, 226 So.3d 216 (Fla. 2017),
cert. denied, 138 S.Ct. 513 (2017) had become final. Nevertheless,
Justice Pariente “continue[d] to adhere to the views expressed in
[Justice Pariente’s] dissenting opinion in Hitchcock. Id. at 929.
2. The Florida Supreme Court’s Decisions Following Hurst V.
Florida.
The Florida Supreme Court has only allowed for limited
retroactive application of this Court’s decision in Hurst v.
Florida, and its own decision in Hurst v. State, despite finding
that under Florida’s death penalty scheme unanimous jury verdicts
are required to meet the demands of the Florida Constitution and
the Eighth Amendment. The Florida Supreme Court drew a line based
on the date each individual case became final in relation to the
date this Court issued Ring v. Arizona, 536 U.S. 584, 122 8.Ct.
2428 (2002).
In Ring, this Court held that “[c]apital defendants, no less
than mnon-capital defendants . . . are entitled to a jury
determination of any fact on which the legislature conditions an
increase in their maximum punishment.” Id. at 589, 2432. In Hurst
v. Florida, 136 S. Ct. 616 (2016), this Court stated the crux of
Ring, that:
“*the required finding of an aggravated circumstance
exposed Ring to a greater punishment than that
authorized by the jury’s guilty verdict.’” Had Ring’s
judge not engaged in any factfinding, Ring would have
received a life sentence. Ring’s death sentence
therefore violated his right to have a jury find the
facts behind his punishment.
Hurst, 136 S.Ct. at 621. (Internal citations omitted). This Court
applied Ring directly to Florida’s death penalty system, overruled
Spaziano and Hildwin, and found:
The analysis the Ring Court applied to Arizona’s
sentencing scheme applies equally to Florida’s. Like
Arizona at the time of Ring, Florida does not require
10
the jury to make the critical findings necessary to
impose the death penalty. Rather, Florida requires a
judge to find these facts. Fla. Stat. § 921.141(3).
Although Florida incorporates an advisory jury verdict
that Arizona lacked, we have previously made clear that
this distinction is immaterial: “It is true that in
Florida the jury recommends a sentence, but it does not
make specific factual findings with regard to the
existence of mitigating or aggravating circumstances and
its recommendation is not binding on the trial judge. A
Florida trial court no more has the assistance of a
jury’s findings of fact with respect to sentencing
issues than does a trial judge in Arizona.” Walton v.
Arizona, 497 U.S. 639, 648, 110 S.Ct. 3047, 111 L.Ed.2d
511 (1990); accord, State v. Steele, 921 So.2d 538, 546
(Fla.2005) (“[T]he trial court alone must make detailed
findings about the existence and weight of aggravating
Circumstances; it has no jury findings on which to
rely”).
As with Timothy Ring, the maximum punishment Timothy
Hurst could have received without any judge-made
findings was life in prison without parole. As with Ring,
a judge increased Hurst’s authorized punishment based on
her own factfinding. In light of Ring, we hold that
Hurst’s sentence violates the Sixth Amendment.
Id. at 621-22.
On remand, a majority of the Florida Supreme Court applied
this Court's decision in Hurst to Florida’s death penalty system
and held,
that [this] Court's decision in Hurst v. Florida
reguires that all the critical findings necessary before
the trial court may consider imposing a sentence of death
must be found unanimously by the jury. We reach this
holding based on the mandate of Hurst v. Florida and on
Florida's constitutional right to jury trial, considered
in conjunction with our precedent concerning the
requirement of jury unanimity as to the elements of a
criminal offense. In capital cases in Florida, these
specific findings required to be made by the jury include
the existence of each aggravating factor that has been
proven beyond a reasonable doubt, the finding that the
11
aggravating factors are sufficient, and the finding that
the aggravating factors outweigh the mitigating
circumstances. We also hold, based on Florida's
requirement for unanimity in jury verdicts, and under
the Eighth Amendment to the United States Constitution,
that in order for the trial court to impose a sentence
of death, the jury's recommended sentence of death must
be unanimous.
Hurst v. State, 202 So.3d at 44. The court found that the right to
a jury trial found in the United States Constitution required that
all factual findings be made by the jury unanimously under the
Florida Constitution and that the Eighth Amendment’s evolving
standards of decency and bar on arbitrary and capricious imposition
of the death penalty require a unanimous jury fact-finding:
[T]he the foundational precept of the Eighth Amendment
calls for unanimity in any death recommendation that
results in a sentence of death. That foundational
precept is the principle that death is different. This
means that the penalty may not be arbitrarily imposed,
but must be reserved only for defendants convicted of
the most aggravated and least mitigated of murders.
Accordingly, any capital sentencing law must adequately
perform a narrowing function in order to ensure that the
death penalty is not being arbitrarily or capriciously
imposed. See Gregg, 428 U.S. at 199, 96 S.Ct. 2909. The
Supreme Court subsequently explained in McCleskey v.
Kemp that “the Court has imposed a number of requirements
on the capital sentencing process to ensure that capital
sentencing decisions rest on the individualized inquiry
contemplated in Gregg.” McCleskey v. Kemp, 481 U.S. 279,
303, 107 S.Ct. 1756, 95 L.Ed.2d 262 (1987). This
individualized sentencing implements the required
narrowing function that also ensures that the death
penalty is reserved for the most culpable of murderers
and for the most aggravated of murders. If death is to
be imposed, unanimous jury sentencing recommendations,
when made in conjunction with the other critical
findings unanimously found by the jury, provide the
highest degree of reliability in meeting these
12
constitutional requirements in the capital sentencing
process.
Hurst v. State, 202 So.3d 40, 59-60 (Fla. 2016). The court cited
to Eighth Amendment concerns finding that, “in addition to
unanimously finding the existence of any aggravating factor, the
jury must also unanimously find that the aggravating factors are
sufficient for the imposition of death and unanimously find that
the aggravating factors outweigh the mitigation before a sentence
of death may be considered by the judge.” Id. at 54. (Emphasis in
original). “In addition to the requirements of unanimity that flow
from the Sixth Amendment and from Florida’s right to a trial by
jury, we conclude that juror unanimity in any recommended verdict
resulting in death sentence is required under the Eighth
Amendment.” Id. at 59.
In Perry v. State, 210 So.3d 630 (Fla. 2016) a majority of
the Florida Supreme Court found Florida's first post-Hurst
revision of the death penalty statute was unconstitutional and
found:
In addressing the second certified question of whether
the Act may be applied to pending prosecutions, we
necessarily review the constitutionality of the Act in
light of our opinion in Hurst. In that opinion, we held
that as a result of the longstanding adherence to
unanimity in criminal jury trials in Florida, the right
to a jury trial set forth in article I, section 22 of
the Florida Constitution requires that in cases in which
the penalty phase jury is not waived, the findings
necessary to increase the penalty from a mandatory life
sentence to death must be found beyond a reasonable doubt
by a unanimous jury. Hurst, 202 So.3d at 44-45. Those
13
findings specifically include unanimity as to all
aggravating factors to be considered, unanimity that
sufficient aggravating factors exist for the imposition
of the death penalty, unanimity that the aggravating
factors outweigh the mitigating circumstances, and
unanimity in the final jury recommendation for death.
Id. at 53-54, 59-60.
Id. at 633.
When addressing the question of retroactivity of Hurst v.
Florida and its own decision in Hurst v. State, a majority found
that Hurst v. Florida applies retroactively to cases that became
final after Ring v. Arizona but not before. In Mosley v. State,
209 So.3d 1248, 1275 (Fla. 2016), the majority found that Hurst
and Hurst v. State applied retroactively to cases which became
final after Ring v. Arizona was issued. The majority analyzed
retroactivity under the fundamental fairness approach of James v.
State, 615 So.2d 668 (Fla. 1993) and the approach of Witt v. State,
387 So.2d 922, 926 (Fla. 1980).
The majority found that Mosley was entitled to retroactive
application of Hurst v. Florida and Hurst v. State under the
fundamental fairness approach of James “because Mosley raised a
Ring claim at his first opportunity and was then rejected at every
turn. . ..” Id. at 1275.
The majority also found Hurst v. Florida and Hurst v. State
retroactive to Mr. Mosley’s case under Florida’s Witt standard.
Id. at 1276. The Witt standard grants retroactive application of
changes in the law if,
14
“
.the change: (a) emanates from this Court or the
United States Supreme Court, (b) is constitutional in
nature, and (c) constitutes a development of fundamental
Significance.” Witt, 387 So.2d at 931. Determining the
retroactivity of a holding “regquirfes] that [thl[e]
Florida Supreme] Court] resolve a conflict between two
important goals of the criminal justice system—ensuring
finality of decisions on the one hand, and ensuring
fairness and uniformity in individual cases on the
other-within the context of post-conviction relief from
a sentence of death.” Id. at 924-25. Put simply,
balancing fairness versus finality is the essence of a
Witt retroactivity analysis. See id. at 925.
Id. The majority decided that the first two prongs were met because
Hurst v. State and Hurst v. Florida emanated from this Court and
the Florida Supreme Court and were constitutional in nature. Id.
The third prong required the majority to decide whether the change
in the law was a development of fundamental significance. As the
majority explained,
To be a “development of fundamental significance,” the
change in law must “place beyond the authority of the
state the power to regulate certain conduct or impose
certain penalties,” or alternatively, be “of sufficient
magnitude to necessitate retroactive application as
ascertained by the three-fold test of Stovall and
Linkletter.” Id. at 929. We conclude that Hurst v.
Florida, as interpreted by this Court in Hurst, falls
within the category of cases that are of “sufficient
Magnitude to necessitate retroactive application as
ascertained by the three-fold test” from Stovalll4 and
Linkletter, which we address below. Id.
The three-fold test of Stovall and Linkletter requires
courts to analyze three factors: (a) the purpose to be
served by the rule, (b) the extent of reliance on the
prior rule, and (c) the effect that retroactive
application of the new rule would have on _ the
administration of justice. Witt, 387 So.2d at 926;
Johnson, 904 So.2d at 408.
15
Id. at 1276-77.
The majority found the threefold test of Stovall and
Linkletter was met. Id. at 1277. The majority declared that the
purpose of the new rule announced in Hurst v. Florida is,
to ensure that capital defendants’ foundational right to
a trial by jury-the only right protected in both the
body of the United States Constitution and the Bill of
Rights and then, independently, in the Florida
Constitution—under article I, section 22, of the Florida
Constitution and the Sixth Amendment to the United
States Constitution-is preserved within Florida’s
capital sentencing scheme. See Hurst, 202 So.3d at 5/7.
Id. The majority concluded,
Thus, because Hurst v. Florida held our capital
sentencing statute unconstitutional under the Sixth
Amendment to the United States Constitution, and Hurst
further emphasized the critical importance of a
unanimous verdict within Florida’s independent
constitutional right to trial by jury under article I,
section 22, of the Florida Constitution, the purpose of
these holdings weighs heavily in favor of retroactive
application.
Id. at 1278. The majority found that, as far as post-Ring cases
were concerned, “fairness strongly favors applying Hurst
retroactively to” the time that Ring was issued. Id. at 1280. The
majority found that, “From Hurst [v. State], it is undeniable that
Hurst v. Florida changed the calculus of the constitutionality of
capital sentencing in this State. Thus, this factor weighs in favor
of granting retroactive relief to the point of the issuance of
Ring. Id. at 1280.
Lastly, the majority found that the effect on _ the
16
administration of justice would not be so great as to deny
retroactive application to the post-Ring cases. Id. at 1281. The
majority considered that:
Of course, any decision to give retroactive effect to a
newly announced rule of law will have some impact on the
administration of justice. That is not the inquiry.
Rather, the inquiry is whether holding a decision
retroactive would have the effect of burdening “the
judicial machinery of our state, fiscally and
intellectually, beyond any tolerable limit.” Witt, 387
So.2d at 929-30. By embracing this principle as an
analytical lynchpin, together with the other two prongs
of the three-part test, the Court was attempting to
distinguish between “jurisprudential upheavals” and
“evolutionary refinements,” the former being those that
justify retroactive application and the latter being
those that do not.
Id. at 1281-82. The Court found that it did not so burden the
administration of justice because,
capital punishment “connotes special concern for
individual fairness because of the possible imposition
of a penalty as unredeeming as death.” Witt, 387 So.2d
at 926. In this case, where the rule announced is of
such fundamental importance, the interests of fairness
and ‘cur[ing] individual injustice’ compel retroactive
application of Hurst despite the impact it will have on
the administration of justice. State v. Glenn, 558 So.2d
4, 8 (Fla. 1990).
Id. at 1282.
While this decision was correct, and fair, it was not based
on anything about the nature of the crime or Mr. Mosley’s
mitigation. Certainly, relief was appropriate, but the majority’s
basing the decision on the finality date of Mr. Mosley’s case had
no relation to the actual wrongfulness of the constitutional
17
violations it remedied, the nature of Mr. Mosley’s case or the
actual functioning of Florida’s death penalty scheme.
The Florida Supreme Court considered retroactivity of Hurst
v. Florida for pre-Ring cases and came to an entirely different
conclusion in Asay v. State, 210 So.3d 1, 15 (Fla. 2016). The
majority found that Hurst v. Florida did not apply retroactively
to allow relief for Mr. Asay under just the Sixth Amendment.
In Asay, the majority held:
After weighing all three of the above factors, we
conclude that Hurst should not be applied retroactively
to Asay’s case, in which the death sentence became final
before the issuance of Ring. We limit our holding to
this context because the balance of factors may change
Significantly for cases decided after the United States
Supreme Court decided Ring. When considering the three
factors of the Stovall/Linkletter test together, we
conclude that they weigh against applying dHurst
retroactively to all death case litigation in Florida.
Accordingly, we deny Asay relief.
Id. at 22. The majority found that the first prong of the
Stovall/Linkletter test, the “purpose of the new rule” weighed in
Mr. Asay’s favor. The majority discussed that the importance of
the right to a jury trial under the United States and Florida
Constitutions which “thle Florida Supreme] Court has taken care to
ensure all necessary constitutional protections are in place
before one forfeits his or her life[ ].” Id. at 18. The majority
found that the reliance on the old rule weighed “against
retroactive application of Hurst v. Florida” to Mr. Asay’s pre-
Ring case. Id. at 19. The majority found this Court had previously
18
relied upon Supreme Court precedent and the breadth of the Court’s
prior reliance.
Lastly, the majority considered the “Effect on the
Administration of Justice.” The majority recognized that the
Florida Supreme Court’s prior analysis of the retroactivity of
Ring under the first prong of Witt “was impacted by an incorrect
understanding of the Sixth Amendment claim .. ..” The majority
found that the Court’s conclusion in Johnson v. State, 904 So.2d
400, 412 (Fla. 2005) that “to apply Ring retroactively in Florida
would .. . ‘would consume immense judicial resources without any
corresponding benefit to the accuracy or reliability of penalty
phase proceedings’” was correct. Id. at 22; citing Johnson at 412.
REASONS FOR GRANTING THE WRIT
THE FLORIDA SUPREME COURT’S DENIAL OF RETROACTIVE APPLICATION OF
HURST V. FLORIDA AND RETROACTIVE APPLICATION OF THE CASES THAT
FOLLOWED PURSUANT TO SUCH PRECEDENT WAS UNCONSTITUTIONAL AND
PREJUDICED GASKIN WHOSE SENTENCES OF DEATH ARE UNRELIABLE AND ARE
BASED ON FACTS NOT FOUND BY THE JURY AND DID NOT BECOME FINAL UNTIL
AFTER 2014.
The Florida Supreme Court’s denial of retroactive relief
under Hurst v. Florida, 136 S.Ct. 616 (2016), on the ground that
Mr. Gaskin’s death sentence became final before June 24, 2002 under
the decisions in Asay v. State, 210 So.3d 1 (Fla. 2016) was
incorrect. Granting retroactive Hurst relief to inmates whose
death sentences had not become final on June 24, 2002 under the
decision in Mosley v. State, 209 So.3d 1248 (Fla. 2016), violated
19
Mr. Gaskin’ right to Equal Protection of the Laws under the
Fourteenth Amendment to the Constitution of the United States
(e.g., Yick Wo v. Hopkins, 118 U.S. 356 (1886); Skinner v. Oklahoma
ex rel. Williamson, 316 U.S. 535 (1942)) and his right against
arbitrary infliction of the punishment of death under the Eighth
Amendment to the Constitution of the United States (e.g., Godfrey
v. Georgia, 446 U.S. 420 (1980); Espinosa v. Florida, 505 U.S.
1079 (1992) (per curiam))and Johnson v. Mississippi, 486 U.S. 578,
584-585, 587 (1988). Furthermore, the Florida Court’s position is
inaccurate as Mr. Gaskin’s case became final in 2014. Denial of
such relief violates Hurst v. Florida.
This case arises at the intersection of two principles that
have become central fixtures of the Court’s jurisprudence over the
past four anda half decades:
The first principle, emanating from Furman v. Georgia, 408
U.S. 238 (1972), and Godfrey v. Georgia, 446 U.S. 420 (1980), is
that “if a State wishes to authorize capital punishment it has a
constitutional responsibility to tailor and apply its law in a
manner that avoids the arbitrary and capricious infliction of the
death penalty” (id. at 428). This principle “insist[s] upon
general rules that ensure consistency in determining who receives
a death sentence.” Kennedy v. Louisiana, 554 U.S. 407, 436 (2008).
The Eighth Amendment’s concern against capriciousness in capital
cases refines the older, settled precept that Equal Protection of
20
the Laws is denied “[{w]hen the law lays an unequal hand on those
who have committed intrinsically the same quality of offense and
[subjects] one and not the other” to a uniquely harsh form
of punishment. Skinner v. Oklahoma ex rel. Williamson, 316 U.S.
535, 541 (1942).
The second principle, originating in Linkletter v. Walker,
381 U.S. 618 (1965), and later refined in Teague v. Lane, 489 U.S.
288 (1989) recognizes the pragmatic necessity for the Court to
evolve constitutional protections prospectively without undue cost
to the finality of preexisting judgments. This need has driven
acceptance of various rules of non-retroactivity, all of which
necessarily accept the level of arbitrariness that is inherent in
the drawing of temporal lines.
The Court has struck a balance between the two principles by
honoring the second even when its application results in the
execution of an inmate whose death sentence became final before
the date of an authoritative ruling establishing that the
procedures used in his or her case were constitutionally defective.
E.g., Beard v. Banks, 542 U.S. 406 (2004). If nothing more were
involved here, that balance would be decisive. But the Florida
Supreme Court’s post-Hurst retroactivity rulings do involve more.
They inaugurate a kind and degree of capriciousness that far
exceeds the level justified by normal non-retroactivity
Jurisprudence.
21
The particular application of non-retroactivity resulting
from the Florida Supreme Court’s Mosley-Asay divide involves a
level of caprice that runs far beyond that tolerated by standardfare Linkletter and Teague rulings. Mr. Gaskin’s case is precisely
the type of case in which relief makes the most sense is and the
denial of relief irremediably perverse. Even more perverse is that
Gaskin’s case was remanded back to the trial court for proceeding
consistent with the Florida Supreme Court opinion in 1991. As a
direct result of such the Florida Supreme Court’s denial of
retroactive application of the Hurst cases and Mosley, the decision
in Mr. Gaskin's case was unconstitutional, prejudicial,
fundamentally unreliable and harmful. This Court should grant
certiorari and consider whether Mr. Gaskin’s case rises to a degree
of capriciousness and inequality that violates the Eighth
Amendment and Equal Protection respectively.
The Florida Supreme Court has only held this Court’s decision
in Hurst v. Florida, and its own decision in Hurst v. State,
retroactive to cases that became final after Ring v. Arizona.
Following Mr. Gaskin’s direct appeal of his judgment and
sentence this Court granted certiorari and remanded the case to
the Florida Supreme Court for reconsideration in light of Espinosa
v. Florida, 505 U.S. 1079, 112 S.Ct. 2926, 120 L.Ed.2d 854 (1992).
Gaskin v. Florida, 505 U.S. 1216, 112 S.Ct. 3022, 120 L.Ed.2d 894
(1992). On remand, the Florida Supreme Court found that the
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