Petition for Writ of Certiorari — Joseph Andrew Perez, Petitioner v. California
Supreme Court briefJul 18, 2018
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No._____(Capital Case)
In the
Supreme Court of the United States
__________________________________________________
JOSEPH ANDREW PEREZ, JR.,
Petitioner,
-vTHE STATE OF CALIFORNIA
Respondent.
_______________________________________
On Petition for Writ of Certiorari to the
Supreme Court of the State of California
_______________________________________
APPENDICES
_______________________________________
A. Richard Ellis, Atty. at Law
75 Magee Ave.
Mill Valley, CA 94941
TEL.: (415) 389-6771
FAX: (415) 389-0251
E-mail: a.r.ellis@att.net
Member, Supreme Court Bar
Counsel of Record for Petitioner
Index of Appendices
Appendix A: People v. Perez, 4 Cal.5th 421, 411 P.3d 490, 229 Cal.Rptr.3d 303 (2018)
(originally filed Mar. 1, 2018; as modified on denial of rehearing May 16, 2018).
Appendix B: People v. Perez, No. S 104144, (order modifying opinion and denying petition
for rehearing and remittitur), May 16, 2018.
Appendix C: Contra Costa County Coroner’s Office, Autopsy Report (Mar. 26, 1998).
APPENDIX A
People v. Perez, 4 Cal.5th 421 (2018)
411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
4 Cal.5th 421
Supreme Court of California
The PEOPLE, Plaintiff and Respondent,
v.
Joseph Andrew PEREZ, Jr.,
Defendant and Appellant.
S104144
|
Filed 3/1/2018
|
As Modified on Denial of Rehearing 5/16/2018
Synopsis
Background: Defendant was convicted in the Superior
Court, Contra Costa County, No. 990453-3, Peter L.
Spinetta, J., of murder, residential robbery, residential
burglary, and vehicle theft, and was sentenced to death for
murder count, as well as six years for burglary, four years
for robbery, and two years for vehicle theft. Appeal to the
Supreme Court was automatic.
[8] death sentence did not violate any Eighth Amendment
requirement of proportionate sentencing.
Affirmed.
**498 ***312 Contra Costa County Super. Ct. No.
990453-3, Judge: Peter L. Spinetta
Attorneys and Law Firms
A. Richard Ellis, under appointment by the Supreme
Court, for Defendant and Appellant.
Kamala D. Harris and Xavier Becerra, Attorneys
General, Dane R. Gillette and Gerald A. Engler,
Chief Assistant Attorneys General, Ronald S. Matthias,
Assistant Attorney General, Alice B. Lustre, Glenn R.
Pruden and John H. Deist, Deputy Attorneys General, for
Plaintiff and Respondent.
Opinion
CUÉLLAR, J.
Holdings: The Supreme Court, Cuéllar, J., held that:
[1] ongoing connection between trial counsel and trial
judge related to prior case did not demonstrate that
counsel had conflict of interest;
[2] trial judge's comments at accomplice's trial about
strength of prosecution's evidence did not suggest
improper bias against defendant;
[3] demonstrable reality showed that sitting juror was
unable to perform his duty as a juror, and thus court did
not abuse its discretion in removing juror;
[4] prosecutor did not commit reversible misconduct;
[5] accomplice testimony was sufficiently corroborated;
[6] any error in admitting hearsay testimony regarding
victim's autopsy was harmless;
[7] victim impact evidence from victim's daughters did not
render proceeding fundamentally unfair or invite a purely
irrational response; and
*427 In November 2001, Joseph Andrew Perez, Jr., was
sentenced to death for killing Janet Daher during a March
1998 robbery at *428 Daher's home. This is Perez's
automatic appeal. Perez alleges several defects both at his
jury trial and in California's administration of the death
penalty. We affirm the judgment.
I.
On March 24, 1998, Janet Daher was found dead in
her home in Lafayette, California. An indictment filed in
Contra Costa County Superior Court on March 24, 1999,
charged Perez along with Lee Snyder and Maury O'Brien
of four crimes related to Mrs. Daher's death: murder,
residential robbery, residential burglary, and vehicle theft.
The indictment charged special circumstances for the
murder count under Penal Code section 190.2, subdivision
(a)(17), alleging that Mrs. Daher was killed during the
commission of a robbery and burglary. 1 The three cases
were severed, and Snyder, who was 17 at the time of the
crimes, was tried first. (See People v. Snyder (2003) 112
Cal.App.4th 1200, 1206, 1216, 5 Cal.Rptr.3d 711.) He was
convicted of all four charges and sentenced to life in prison
© 2018 Thomson Reuters. No claim to original U.S. Government Works.
1
People v. Perez, 4 Cal.5th 421 (2018)
411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
without the possibility of parole, plus six years. (Ibid.) Jury
selection for Perez's trial started on September 12, 2001,
and testimony began on September 24. O'Brien had not
been tried when Perez's trial began.
1
All subsequent unlabeled statutory references are to
the Penal Code.
The trial's first witnesses described how the victim's body
was discovered. The victim's husband, Joe Daher, testified
that he left home for his daughter Lauren's softball game
around 2:00 p.m. on the day of Mrs. Daher's death. Mrs.
Daher was home at the time, and Mr. Daher left the
garage door open. According to Mr. Daher's testimony,
he answered a phone call from his other daughter Annie
on his way home from the game. Annie had come home
from school to find her mother missing and the contents
of her mother's purse strewn on the floor. Annie did not go
upstairs to the master bedroom, and she eventually called
law enforcement. The dispatcher told her that officers had
found her mother's vehicle and that officers were **499
on their ***313 way to the house. Two officers arrived
and one went upstairs. He testified that he found Mrs.
Daher's body on the floor of the master bedroom with
a phone cord tied “very tightly around her hands” “up
to her neck, around her neck.” Mr. Daher later helped
officers identify the property that was missing from the
house, including his wife's sport utility vehicle (SUV) and
several thousands of dollars' worth of jewelry.
Law enforcement officers soon began recovering some
of the stolen property and identifying suspects. Multiple
witnesses told officers that they saw three men near the
Daher home on the afternoon of the murder. One of these
witnesses testified that he drove within 25 feet of the men
and then *429 identified Perez in court. Another witness
identified Perez in a photo lineup. Asked in court if Perez
was who he saw and identified, the witness testified that
he “can't be exact, but yes, he looks a lot like him.” Mrs.
Daher's SUV was discovered in the yard of a roofing
company in Cordelia, a small town near Fairfield. An
employee of the roofing company testified that he found
the SUV “up against the fence like somebody was trying
to hide it.” A detective also testified that he had found
records showing that Maury O'Brien checked into the
Overnighter Motel (less than a half mile from where the
SUV was found) on March 24, 1998. The owner of the
motel later testified that O'Brien had registered at the
motel at 3:31 p.m. on March 24.
Officers tracked O'Brien down about a month and a half
after the murder, after the Contra Costa County Sheriff
received a tip. The tip eventually led officers to Lacy
Harpe, O'Brien's former girlfriend, who told the officers
that O'Brien may have been involved with the crime. At
first O'Brien denied his involvement in the crime, but the
officers told him they had evidence against him. O'Brien
then quickly admitted that he was involved in the crime,
though he insisted that he did not personally harm Mrs.
Daher. O'Brien testified against Perez at trial, describing
how the men came to break into the Daher home and
kill Mrs. Daher. He testified that he and Lee Snyder were
plotting to rob a drug dealer and discussed the plan with
their friend Jason Hart, who introduced the two to Perez.
O'Brien told jurors that he met with Perez every day in
the two or three days before the murder. O'Brien was
not planning for the robbery of the drug dealer to take
place on March 24, but Perez “showed up unexpectedly”
that morning so the men agreed to do it that day. They
arranged to meet the drug dealer in Fairfield and decided
to take the Bay Area Rapid Transit (BART).
According to the testimony, the men boarded BART at
the Balboa Park station in San Francisco. They planned
to get off in either Pleasant Hill or Walnut Creek, but
their plans changed. Instead the men debarked the train
at the Orinda station to smoke cigarettes. O'Brien testified
that Snyder and Perez “were looking out into the hills
over there between Orinda and Lafayette” and decided
that they “wanted to rob a house instead of going up
to Fairfield.” The men walked a short distance to some
nearby large houses, and began searching for “whatever
one would be easiest to break into.” O'Brien was carrying
a knife, Snyder had a handgun, and Perez was unarmed.
The group saw a house with its garage door open. The
three went inside, and Perez closed the garage door. They
saw Mrs. Daher as soon as they entered the house. O'Brien
testified that Perez “put his hand over her mouth and
hit her on the head, and she went down to the floor.”
O'Brien then “held the gun on her” as “[Snyder] went ...
through the downstairs rooms and [Perez] went through
the upstairs rooms.” Mrs. Daher told O'Brien that her
daughter “was coming home in 15 minutes,” so O'Brien
***314 “yelled out to [Perez] and [Snyder] that we had 15
minutes to get in and out.” O'Brien may *430 have used
their names when he yelled this, and Perez responded that
O'Brien “would have to kill the victim” since he “spoke up
and messed it all up.”
© 2018 Thomson Reuters. No claim to original U.S. Government Works.
2
People v. Perez, 4 Cal.5th 421 (2018)
411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
O'Brien also testified that Mrs. Daher “was very
cooperative” throughout the robbery. Snyder and Perez
took Mrs. Daher upstairs. O'Brien testified that he heard
noises from upstairs, so he went up to the master bedroom,
where he saw Snyder “pulling out a telephone cord” and
Perez “on the other side of the bed” “maybe holding the
victim down.” He later saw “Perez on top of the victim”
**500 with “the telephone cord wrapped around [her].”
Perez “was pulling really hard on the telephone cord” and
Mrs. Daher's “neck was twisted back.” O'Brien testified
that Perez told him “to go get a knife from the kitchen,”
so O'Brien handed over the knife that was in his pocket.
Mrs. Daher was “lying motionless face down by her bed”
as Perez walked over and stabbed her “many times” with
the knife “[a]ll over her body and her head and neck area.”
Perez later handed O'Brien his knife back.
The men found Mrs. Daher's SUV in the garage with the
keys inside. Perez drove. The men drove toward Fairfield
but then abandoned the vehicle and checked into the
Overnighter Motel in Cordelia, where they split the stolen
property. O'Brien cleaned the knife in the bathroom and
later threw it in some bushes. They then went to the home
of an acquaintance named Justin Mabra, where they did
cocaine with Mabra and his girlfriend Megan McPhee.
Soon their friend Jason Hart (the one who had introduced
O'Brien and Snyder to Perez) picked the three of them up
in his car. In the car with Hart was Deshawn Dawson.
Hart drove the men to Snyder's home in San Francisco.
Mabra, McPhee, Dawson, and Hart all testified
against Perez as well, corroborating several aspects of
O'Brien's narrative. Mabra testified that he and McPhee
encountered Perez, O'Brien, and Snyder in Fairfield in
late March 1998, around the time of the murder. Mabra
did not know Perez from before but identified him both
at a live lineup and in court. McPhee also identified
Perez both in a live lineup and in court. Dawson testified
that he was in the car when Hart drove the men to San
Francisco. Dawson told jurors that the three were “talking
and bragging” about “stealing and robbing and whatnot.”
Hart began his testimony by telling jurors that he had
been granted immunity from prosecution. He testified that
O'Brien and Snyder had told him about their plan to rob
a drug dealer, and Perez wanted to join because “he was
broke and he needed some money.” Perez later told him
that “they robbed a lady” and strangled her to death with
a phone cord. Hart drove the three men to Snyder's home,
where they showed Hart the jewelry they had stolen. Hart
was especially interested in buying a large diamond ring
that *431 Snyder was carrying, but Snyder wanted a
thousand dollars for it. Hart ended up paying $200 for a
diamond ring from Perez. When officers arrested Snyder,
they found him carrying a gold necklace and several rings
that the Daher family identified as belonging to them.
The same day, officers searched Snyder's home and found
property from the Daher home, including more jewelry
and a mobile phone.
The prosecution also called two witnesses to describe Mrs.
Daher's autopsy. The first was Steven Ojena, a criminalist
who worked at the Contra Costa County Sheriff's crime
laboratory. During the autopsy, Ojena could see the
telephone cord “stretched tightly around her neck” and
“wrapped around her wrists,” “binding her ***315
hands behind her back.” He also testified that Mrs. Daher
had “ligature marks, that is, impression marks on her
neck,” and he took photographs of the body during the
autopsy. Next was Brian Peterson, a forensic pathologist
who worked for a private company in Fairfield that had a
contract with Contra Costa County to perform autopsies.
Another pathologist from the company had performed
Mrs. Daher's autopsy, but she had since left the company.
Peterson described the autopsy findings and testified to his
opinion about the cause of death.
The defense only called two witnesses in the guilt phase.
First, Lacy Harpe, O'Brien's former girlfriend, testified
that O'Brien had spoken to her about the murder before
he was arrested. O'Brien had given her some jewelry, and
she explained that he told her at some point that “him and
[Snyder] and this other guy went ... inside this lady's garage
that was open and into the house and killed her for her car
and $20 and broke her neck.” Second, Ken Whitlatch (one
of the two officers who came to the Daher home and met
Annie) testified that he interviewed one of the eyewitnesses
who had seen the three men walking in the neighborhood.
The parties then stipulated that the eyewitness drew for
Officer Whitlatch a picture of the tattoo he saw on the
right side of Perez's neck.
**501 The jury found Perez guilty on all four charged
counts. The penalty phase began a week later. The
prosecution presented evidence of several uncharged prior
crimes: a 1992 mugging, a rape of a minor from 1992 or
1993, an assault from 1994, and some violent incidents
from when Perez was incarcerated. The prosecution also
© 2018 Thomson Reuters. No claim to original U.S. Government Works.
3
People v. Perez, 4 Cal.5th 421 (2018)
411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
called Mrs. Daher's two daughters, who described how
Mrs. Daher's death had impacted their lives. The defense's
penalty-phase case consisted of rebuttal testimony about
the uncharged prior crimes, as well as mitigating evidence
from over a dozen witnesses who had known Perez at
different times in his life. The witnesses chronicled how
Perez's teenaged parents abused and neglected him, as
well as how Perez had from a young age been surrounded
by drugs and violent crime. His parents sold and used
drugs in front of him. Perez's father would sometimes blow
marijuana *432 smoke into Perez's face when he was
a baby, and he was taught how to smoke a marijuana
joint when he was a toddler. Perez attended four different
schools from kindergarten through first grade, and his
numerous absences from school forced him to repeat the
first grade. As a teenager, Perez served as a lookout while
his father committed burglaries and other crimes, often
stealing money to buy drugs. When Perez was nine, his
mother was living with a man who sold drugs from his
home. Perez spent a night at the house when two armed
men broke in, demanding money and drugs. The men tied
up Perez and his mother, threatening to shoot Perez in the
head.
Perez later experienced more stability living with his
grandmother, but she died of a stroke when Perez was
12. Perez soon began committing crimes and went in
and out of foster care, youth homes, and work camps
before he was committed at age 14 to the California
Youth Authority (CYA). Perez was one of the youngest
wards in the CYA system at the time. The defense
presented testimony from an expert on juvenile detention
facilities, who described violence, abuse, and chaos in
CYA facilities during this period. The jury also heard
from a psychologist who characterized Perez's childhood
as “remarkably unstable” and “overwhelmed with chaos,
violence, and loss.” She explained that “dissocial behavior
was the norm” in Perez's family. The state's rebuttal
evidence consisted ***316 of new testimony on the
uncharged prior crimes.
The jury returned a verdict of death on November
16, 2001. After defense counsel moved to modify the
sentence, the trial court ruled that the aggravating factors
outweighed the mitigating ones and the defendant had
shown “no sense of wrongdoing or remorse.” The court
sentenced Perez to death for the murder count, as well
as six years for burglary, four years for robbery, and two
years for vehicle theft.
II.
A. Pretrial issues
1. Counsel's conflict of interest
Perez claims his lead attorney, William Egan, Jr., faced a
conflict of interest because Egan had a few years earlier
represented a client named Yvonne Eldridge in a criminal
trial before Perez's trial judge, Judge Peter Spinetta. Judge
Spinetta ruled in the Eldridge case that Egan rendered
ineffective assistance of counsel to Eldridge. Perez's case
was assigned to Judge Spinetta on November 5, 1999.
An appeal of Judge Spinetta's ineffectiveness ruling in
Eldridge's case was pending in the Court of Appeal
at that time. Then, several months before Perez's trial
began, the Court of Appeal remanded *433 Eldridge's
case for further factual findings. Judge Spinetta held an
evidentiary hearing and then ruled again that Egan had
been ineffective at Eldridge's trial. The appeal of this
ruling was pending throughout Perez's trial. If the Court
of Appeal upheld Judge Spinetta's ruling, the judge may
have had to file a report with the state bar detailing
Egan's conduct in Eldridge's case. (See Bus. & Prof. Code,
§ 6086.7, subd. (a)(2).) Perez argues that this ongoing
connection between Egan and Judge Spinetta established
a conflict of interest because Egan's “overriding concern
would have been in controlling and limiting the damage
already done to his relationship with the trial judge, not in
vigorously defending his client.”
**502 a) Background
The same day that Perez's case was assigned to Judge
Spinetta, on November 5, 1999, the judge met with Egan
to discuss the case. This meeting was transcribed into
the trial record, though Perez was not present. Counsel
for codefendant Lee Snyder was not present either, nor
was any prosecutor present. Egan and Judge Spinetta
discussed whether the assignment of the case to the
judge was appropriate in light of the judge's ruling that
Egan had been ineffective at Yvonne Eldridge's trial.
Egan shared that he found out about Judge Spinetta's
ruling in Eldridge's case after a reporter called him. Egan
also said that the “whole thing is definitely the worst
thing that's ever happened to me in my career.” Judge
Spinetta expressed sympathy and told Egan that the
pending appeal in Eldridge's case would have “absolutely
no impact” on his attitude toward Egan at Perez's trial.
© 2018 Thomson Reuters. No claim to original U.S. Government Works.
4
People v. Perez, 4 Cal.5th 421 (2018)
411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
Throughout the conversation, Egan repeatedly stated that
he preferred for Perez to be tried before Judge Spinetta.
He explained that “the whole reason” he wanted to meet
with the judge to discuss the issue at this early stage is
that he did not want the case transferred to another judge.
Egan explained that his “objective is to end up being
comfortable trying the case in this court.” He added: “I
want to be in this court and I want to clear the air on it.”
The judge suggested that Egan discuss the issue with his
client. Egan implied he would and then reiterated: “[M]y
desire, whether or not it has any bearing or anything,
is to have the case stay here.” The judge concluded by
observing ***317 that “we need the client and the D.A.
here,” lest someone in the future alleges that the case
“shouldn't have proceeded in that department, given the
situation that Mr. Egan and Judge Spinetta were in at that
time because of the Eldridge conflict.”
A few days later, on November 10, 1999, Judge Spinetta
met again with Egan, this time with counsel for codefendant Snyder also present (the trials had not yet been
severed). Perez was not present at this meeting, nor was
any prosecutor. Judge Spinetta observed that if the Court
of Appeal upheld his *434 determination that Egan was
ineffective at Eldridge's trial then “I may have to report
it, and there may be an investigation in the matter.” The
judge reiterated though that this possibility would not
affect his attitude toward Perez's trial. He also observed
that he was not putting Egan “in any conflict situation”
because “the only thing that [Egan] could do to impress
me in connection with [Perez's trial] would be the sort of
thing that's consistent with the interest of your clients.
And that is effective representation of your current client.”
Egan responded that he did not think he had been placed
“in a conflict situation.” The transcript does not appear
to indicate if Judge Spinetta ever asked Egan if he had
discussed the issue with Perez since the last meeting, and
Egan did not say anything about this question on the
record.
Judge Spinetta referred throughout this second meeting
to the possibility of Egan or Perez filing a Code of Civil
Procedure section 170.6 motion against the judge. Section
170.6 provides that “[a] judge ... shall not try a civil or
criminal action ... when it is established as provided in this
section that the judge ... is prejudiced against a party or
attorney or the interest of a party or attorney appearing
in the action or proceeding.” (Code Civ. Proc., § 170.6,
subd. (a)(1).) Prejudice for purposes of section 170.6 is
established by a motion supported by an “affidavit or
declaration under penalty of perjury, or an oral statement
under oath” that the assigned judge “is prejudiced against
a party or attorney ... so that the party or attorney cannot,
or believes that he or she cannot, have a fair and impartial
trial or hearing before the judge.” (Id., subd. (a)(2).) So
long as the “motion is duly presented, and the affidavit
or declaration under penalty of perjury is duly filed or an
oral statement under oath is duly made, thereupon and
without any further act or proof,” section 170.6 requires
for a different judge to be assigned. (Id., subd. (a)(4).)
Judge Spinetta made several references to Code of Civil
Procedure section 170.6 throughout his second meeting
with Egan. The judge began the meeting by noting that
the “first” issue that needed to be discussed “is really
a nonissue, and that is whether **503 [Perez] should
exercise a 170.6 in this matter, for any reason.” He
explained that the question of whether Perez or Egan
should file a section 170.6 motion was “of course, for you
and your client to decide” and “I don't really get involved
in that one way or another.” The judge then turned the
conversation to whether his potential obligations with
regards to the Eldridge case created a conflict of interest.
But some time later, the judge again brought up section
170.6, suggesting that the discussion the two men had
been having about the potential conflict “is separate from
the 170.6.” Egan responded, “Right.” The judge then
reiterated at length that he did not want to discuss the
topic of section 170.6: “I don't really want to comment
too much about the 170.6, other than to say that's clearly
simply for you and your client to decide, or you and
your client, for that matter, for other reasons. And I
really should not talk about that. Because, quite frankly,
I don't want any ***318 appearance that I'm addressing
those matters. Those are not *435 proper matters, I
don't think, for counsel and court to talk about. Those
are things for you guys to decide. You have a statutory
right, and judges understand that. There's a right to do
those things, and there's no problem one way or the other,
insofar as anybody's concerned—so far as I'm concerned.”
In April 2000—five months after Perez's case was
assigned to Judge Spinetta and long before Perez's
trial began in September 2001—the Court of Appeal
issued an unpublished opinion reversing Judge Spinetta's
ineffective assistance ruling and remanding the case
for new factual findings. Judge Spinetta then held an
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5
People v. Perez, 4 Cal.5th 421 (2018)
411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
evidentiary hearing in September 2000. Egan testified
at the hearing, explaining the choices he made while
representing Eldridge. In December 2000, Judge Spinetta
again ruled that Egan had been ineffective in representing
Eldridge. The judge characterized Egan's choices in the
case as “disastrous” and explained that Egan left the
“case seriously wanting of any evidence likely to move the
jurors.” The People appealed again. The Court of Appeal
did not rule the second time around until September 2002,
nearly a year after Perez's trial was completed. This time,
the court affirmed Judge Spinetta's judgment in full.
different choices as well as whether counsel's choices were
the product of tactical reasons rather than the alleged
conflict of interest. (See ibid. [“ ‘[W]here a conflict of
interest causes **504 an attorney not to do something,
the record may not reflect such an omission. We must
therefore examine the record to determine (i) whether
arguments or actions omitted would likely have been
made by counsel who did not have a conflict of interest,
and ***319 (ii) whether there may have been a tactical
reason (other than the asserted conflict of interest) that
might have caused any such omission.’ [Citations.]”].)
[5] In his opening brief, Perez contends that Egan's
b) Analysis
loyalty was divided between Perez's interests and Egan's
[1] [2] [3] [4] Both the United States Constitution andpersonal interest in currying favor with Judge Spinetta.
the California Constitution guarantee criminal defendants
Specifically, Perez argues that because “Mr. Egan was
the right to the assistance of counsel unburdened by any
‘intending to retire’ after this trial, his overriding concern
conflicts of interest. (See People v. Doolin (2009) 45 Cal.4th
would have been to go out with a clear record.” To
390, 417, 87 Cal.Rptr.3d 209, 198 P.3d 11 (Doolin).)
accomplish this task, Perez asserts that Egan “would
Essentially, a claim of conflict of interest constitutes a
be unlikely to do anything at appellant's trial which
form of ineffective assistance of counsel. (Ibid.; People v.
could cause Judge Spinetta to cast him in an unfavorable
Mai (2013) 57 Cal.4th 986, 1009-1010, 161 Cal.Rptr.3d
light with regard to the state bar.” Perez also argues
1, 305 P.3d 1175 [“[A] claim of conflicted representation
that “Egan's overriding concern would have been in
is one variety of claim that counsel provided ineffective
controlling and limiting the damage already done to
assistance.”]; Doolin, at p. 419, 87 Cal.Rptr.3d 209,
his relationship with the trial judge, not in vigorously
198 P.3d 11 [“Under our state Constitution, the right
defending his client.”
to counsel includes the correlative right to conflict-free
representation.”].) In order to demonstrate a violation of
Although Perez identifies these purported conflicts of
the federal and state constitutions based on a conflict of
interest in his opening brief, Perez fails to specify how
interest, a defendant must show that his or her counsel
Egan's divided loyalties affected the defense. Perez's reply
was burdened by an “actual” conflict of interest—one that
brief then adds a list of specific actions he claims Egan
in fact adversely affected counsel's performance. (Doolin,
would have taken if Egan was not burdened by a
at p. 421, 87 Cal.Rptr.3d 209, 198 P.3d 11 [“[T]he high
conflict of interest. What none of the examples establish
court's analysis of Sixth Amendment conflict of interest
is that Egan was burdened by an actual conflict of
claims has evolved into one of ineffective assistance of
interest that adversely affected Perez's defense. Perez first
counsel, which requires a defendant to show counsel's
points to ways in which Egan could have presented a
deficient performance and a reasonable probability that
stronger guilt phase case. He observes that Egan “called
but for counsel's deficiencies, the result of the proceeding
only two witnesses” during the guilt phase and “made
would have been different.”].) When determining whether
little effort to discredit [prosecution witnesses] or point
counsel's performance was “adversely affected” by the
out numerous inconsistencies in their testimony.” Perez
purported conflict under this standard, we consider
presents no explanation for how the purported conflict—
whether “ ‘counsel “pulled his punches,” i.e., whether
Egan's supposed desire to prove that he did not deserve
counsel failed to represent defendant as vigorously as he
state bar discipline for providing ineffective assistance to
might have, had there been no conflict.’ ” (Id. at p. 418,
another client—could possibly motivate Egan to provide
87 Cal.Rptr.3d 209, 198 P.3d 11.) This analysis will often
weaker assistance of counsel to Perez. If anything, that
turn on *436 choices that a lawyer could have made,
desire might have motivated Egan to provide Perez more
but did not make. In order to determine whether those
effective counsel. Because the record contains nothing that
choices resulted from the alleged conflict of interest, we
links Egan's choices to the alleged conflict, Perez has not
must analyze the record to determine whether a lawyer
established “that the conflict of interest adversely affected
who did not face the same conflict would have made
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6
People v. Perez, 4 Cal.5th 421 (2018)
411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
his counsel's performance.” (Mickens v. Taylor (2002) 535
U.S. 162, 174, 122 S.Ct. 1237, 152 L.Ed.2d 291.) Perez
may end up introducing new evidence in post-conviction
proceedings that link Egan's choices to the alleged conflict
of interest. But on the record before us at this time, we
have no basis to “conclude that the only explanation for
counsel's *437 failure to” call additional witnesses and
discredit the prosecution's evidence more vigorously “is
the asserted conflict of interest.” (Doolin, supra, 45 Cal.4th
at p. 423, 87 Cal.Rptr.3d 209, 198 P.3d 11.)
Although some of Egan's choices in the case may
at least arguably appear consistent with the goal of
remaining in the judge's good graces, alternative—and
legally permissible—rationales are also consistent with
Egan's behavior. Even if we assume Egan faced incentives
to alter his behavior to remain in the judge's good
graces, the question remains whether such incentives
created a conflict of interest that adversely affected
counsel's performance. To answer that question, we
must “ ‘examine the record to determine (i) whether
arguments or actions omitted would likely have been
made by counsel who did not have a conflict of interest,
and (ii) whether there may have been a tactical reason
(other than the asserted conflict of interest) that might
have caused any such omission.’ [Citation.]” (Doolin,
supra, 45 Cal.4th at p. 418, 87 Cal.Rptr.3d 209, 198
P.3d 11.) The record before us at this time does not
establish that any of Egan's choices were attributable to a
conflict of interest. Nothing in the trial record addresses
whether a different attorney would ***320 have made
other choices or whether tactical considerations informed
Egan's decisions. For example, for Egan's failure to
file a Code of Civil Procedure section 170.6 motion,
the record at this time does not even contain evidence
establishing that either Egan or Perez “believe[d]” that
Perez would not “have a fair and impartial trial ... before
the judge” as would have been required for the affidavit
supporting the motion. (Code Civ. Proc., § 170.6, subd.
(a)(2).) Because “[t]he record **505 does not show that
a different strategy would likely have been adopted by
competent, unconflicted counsel,” “it fails to demonstrate
either conflict-driven adverse performance, or ineffective
assistance, on counsel's part.” (People v. Mai, supra, 57
Cal.4th at p. 1014, 161 Cal.Rptr.3d 1, 305 P.3d 1175; see
also People v. Gonzales and Soliz (2011) 52 Cal.4th 254,
310, 128 Cal.Rptr.3d 417, 256 P.3d 543 [rejecting claims
that a purported conflict of interest caused counsel to
perform adversely because the “contentions reflect pure
speculation, unsupported by anything in the record”].)
Perez fails to establish that any “conflict of interest
adversely affected his counsel's performance,” thus his
claim must be denied. (Mickens v. Taylor, supra, 535 U.S.
at p. 174, 122 S.Ct. 1237.)
2. Perez's absence during discussions on Egan's conflict
of interest
[6] [7] [8] [9] Perez argues that the trial court violated
his federal and state constitutional right to be present at
judicial proceedings critical to the outcome of his case,
because Perez was absent at the November 5, 1999, and
November 10, 1999, discussions about Egan's supposed
conflict of interest, discussed in detail in the prior section.
A criminal defendant has the right under the Sixth
Amendment and the due process clause to be “ ‘present
at any stage of the *438 criminal proceedings “that is
critical to its outcome if his presence would contribute
to the fairness of the procedure.” ’ ” (People v. Perry
(2006) 38 Cal.4th 302, 311, 42 Cal.Rptr.3d 30, 132 P.3d
235 (Perry).) Our state Constitution similarly provides a
“ ‘right to be personally present at critical proceedings.’
” (Ibid.) In contrast, a defendant has no right to be
present at discussions on questions of law outside the
jury's presence or at proceedings where the defendant's
presence does not have a “ ‘ “ ‘reasonably substantial
relation to the fullness of his opportunity to defend against
the charge.’ ” ' [Citations.]” (People v. Bradford (1997)
15 Cal.4th 1229, 1357, 65 Cal.Rptr.2d 145, 939 P.2d 259
(Bradford).) Although the exclusion of the defendant from
a critical proceeding constitutes error, it is not structural
error. (People v. Mendoza (2016) 62 Cal.4th 856, 901,
198 Cal.Rptr.3d 445, 365 P.3d 297 [“The high court
has never suggested that a defendant's improper absence
from any critical stage of the proceedings constitutes
structural error requiring reversal without regard to
prejudice.”].) Instead, we evaluate federal constitutional
error for harmlessness under the Chapman beyond a
reasonable doubt standard, and state law error under
the Watson reasonably probable standard. (Id. at pp.
901-902, 198 Cal.Rptr.3d 445, 365 P.3d 297; Chapman
v. California (1967) 386 U.S. 18, 24, 87 S.Ct. 824, 17
L.Ed.2d 705 [requiring error to be harmless beyond a
reasonable doubt]; People v. Watson (1956) 46 Cal.2d
818, 836, 299 P.2d 243 [finding prejudice unless it is
“reasonably probable that a result more favorable to the
appealing party would have been reached in the absence
of the error”]; see also Perry, at p. 312, 42 Cal.Rptr.3d 30,
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People v. Perez, 4 Cal.5th 421 (2018)
411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
132 P.3d 235; Bradford, at p. 1357, 65 Cal.Rptr.2d 145,
939 P.2d 259.)
purported lost chance to seek to remove his attorney does
not constitute prejudice.
Perez contends that the November 5 and November 10
discussions were critical stages of the proceedings—and
that Perez's presence would have contributed to ***321
the fairness of those proceedings. We have previously
acknowledged that a criminal defendant “may be entitled
to be present at a conference called to consider whether
to remove his counsel for conflict of interest or any
other reason.” (Perry, supra, 38 Cal.4th at p. 313, 42
Cal.Rptr.3d 30, 132 P.3d 235.) Nonetheless, we need
not resolve whether Perez's absence here constituted a
violation of his constitutional right to be present because
any such error was harmless beyond a reasonable doubt.
Perez also contends that if he had been present at the
November 5 and November 10 discussions, he might
have “exercise[d] a peremptory challenge” under Code
of Civil Procedure section 170.6. Section 170.6 allows a
defendant to bring a motion—supported by an affidavit
or declaration—alleging that the assigned judge “is
prejudiced against a party or attorney” such that the
party or attorney “cannot, or believes that he or she
cannot, have a fair and impartial trial or hearing before
the judge.” (Code Civ. Proc., § 170.6, subd. (a)(1), (2).)
So long as the requirements for filing such a motion are
followed, section 170.6 requires a different judge to be
assigned in lieu of the originally assigned one. (Id., subd.
(a)(4).) According to Perez, had he been present at the
November 5 and November 10 discussions, he would have
learned of the conflict of interest issue and might have
filed a section 170.6 motion. But irrespective of Perez's
presence at the proceedings, Egan was under an obligation
to raise these issues with Perez. (See Rules Prof. Conduct,
rule 3-500 [“A member shall keep a client reasonably
informed about significant developments relating to the
employment or representation.”]; ABA Model Rules Prof.
Conduct, rule 1.4(b) [“A lawyer shall explain a matter
to the extent reasonably necessary to permit the client to
make informed decisions regarding the representation.”].)
Indeed, Judge Spinetta urged ***322 Egan to consult
with Perez multiple times about whether Perez wished
to file a section 170.6 motion. During the discussion on
November 10, for example, Judge Spinetta stated the
following: “I don't really want to comment too much
about the 170.6.... Those are not proper matters, I don't
think, for counsel and court to talk about. Those are
things for you guys to decide.” Perez argues in his
supplemental briefing that “there is nothing in the record
to indicate appellant was made aware of defense counsel's
concern over the fairness of Judge Spinetta or Judge
Spinetta's concern over counsel's potential conflict.”
Nonetheless, just because the limited record on a direct
appeal was devoid of such information does not mean that
Perez lacked *440 knowledge of the alleged conflict of
interest. And even if Perez had been present, we do not
know whether he would have filed a section 170.6 motion.
What Perez argues is that he suffered prejudice because his
presence at the November 5 and November 10 discussions
would have enabled him to seek removal of either his
attorney because of a conflict of interest, or Judge Spinetta
by making a motion under Code of Civil Procedure
section 170.6. Yet no prejudice arises from Perez's alleged
lost opportunity to remove his attorney. A review of the
circumstances associated with the proceeding in Perez's
case shows why. During the discussions on the conflict
of interest issue, Judge Spinetta clearly stated that he was
not putting Egan “in any conflict situation” because “the
only thing that **506 [Egan] could do to impress me
in connection with [Perez's trial] would be the sort of
thing that's consistent with the interest of your clients.
And that is effective representation of your *439 current
client.” Moreover, approximately one year later, Perez
brought a motion under People v. Marsden (1970) 2
Cal.3d 118, 84 Cal.Rptr. 156, 465 P.2d 44 to remove his
counsel. That motion raised Judge Spinetta's prior finding
that Egan provided ineffective assistance of counsel in
the Eldridge case. But Judge Spinetta found no conflict
of interest and stated that “there was nothing [in the
Marsden proceedings] that made it appear to the court that
Mr. Egan might be in some conflict of interest situation
warranting the appointment of another counsel to address
issues of ineffective assistance of counsel.” From this
record, we can glean that even if Perez had been present at
the November 5 and November 10 discussions and sought
to remove his counsel based on a conflict of interest, the
trial court would have denied such a motion. We hold
above that Perez fails to demonstrate that his counsel
had an actual conflict of interest. Accordingly, Perez's
Indeed, even now Perez only states it is “reasonably
possible that he would have insisted that Judge Spinetta
be recused”—and does not state that he would have filed
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a Code of Civil Procedure section 170.6 motion. Because
the discussion between the trial court and Egan resulted
in the conclusion that no conflict of interest existed, it
is unclear why Perez would have developed a sufficient
belief of Judge Spinetta's prejudice to file a section 170.6
motion. Indeed, such a motion requires a sworn statement,
under penalty of perjury, that Perez believed the judge to
be prejudiced. So we have no basis to conclude that Perez
suffered prejudice in this direct appeal. (Cf. People v. Davis
(2005) 36 Cal.4th 510, 533, 31 Cal.Rptr.3d 96, 115 P.3d
417 [holding lack of presence harmless where counsel had
“ample opportunity to discuss” the defendant's thoughts
before a hearing and that “there is no way on this record
to determine, had defendant been **507 present at the
hearing,” what information the defendant would have
provided].)
Nor are we persuaded Perez suffered prejudice because he
lost the opportunity to replace Judge Spinetta. (See People
v. Lee (2002) 95 Cal.App.4th 772, 780, 115 Cal.Rptr.2d
828 [“[D]efendant cannot show prejudice.... He has not
shown the loss of his [Code of Civil Procedure section]
170.6 motion deprived him of a defense nor has he
submitted even one example of prejudicial treatment
by [the presiding judge].”]; In re James H. (1981) 121
Cal.App.3d 268, 273, 175 Cal.Rptr. 141 [“His defense
was one of alibi, and it was fully presented by himself,
his mother and stepfather.... Under the circumstances
of this case, the failure to properly invoke the Code
of Civil Procedure section 170.6 challenge was not
prejudicial....”].) Perez does not point to any action or
decision by Judge Spinetta that shows prejudice, or that
shows that the outcome would have changed if some other
judge had presided over the proceedings. (See Bradford,
supra, 15 Cal.4th at p. 1358, 65 Cal.Rptr.2d 145, 939 P.2d
259 [“[D]efendant has failed to explain how his attendance
during the testimony of these witnesses would have altered
the outcome of his trial....”].) And as detailed below, we
reject Perez's contentions that Judge Spinetta was biased.
Accordingly, if any constitutional error resulted from
Perez's absence from the November 5 and November 10
discussions, it was harmless beyond a reasonable doubt.
3. Trial judge's disqualification
[10] Later during pretrial proceedings, Perez moved to
disqualify Judge Spinetta under Code of Civil Procedure
section 170.1 based on statements the judge made at
co-defendant Lee Snyder's trial. The motion was denied
by a separate judge assigned to adjudicate it. Perez
claims this was an error. Several *441 months before
Perez's trial began, Snyder was found guilty ***323
at a jury trial before Judge Spinetta. In March 2001,
about six months prior to the start of Perez's trial, Judge
Spinetta denied Snyder's motion for a new trial. While
announcing that ruling, the judge made several statements
about the strength of the prosecution's evidence. Some
of this same evidence would later be used against Perez
too. Judge Spinetta first stated that he was “persuaded”
that “Mr. O'Brien was telling the truth in all material
regards.” He also said that the evidence to support the
verdict was “substantial.” Later, when sentencing Snyder,
Judge Spinetta characterized the murder as “senseless,”
“vicious,” “heinous,” “done with premeditation,” “cold,”
“callous,” “perpetuated by what [were] clearly indifferent
murderers,” and “horrendous.” The judge further stated
that “the evidence strongly points to the fact that Mrs.
Daher was dead at the time she was stabbed.”
Within weeks of Snyder's sentencing, Perez filed a motion
to disqualify Judge Spinetta. Attached to the motion
were newspaper stories about Snyder's sentencing hearing.
One story reported that “Spinetta disagreed” with the
Snyder family's claims of innocence, “saying the evidence
supported a conviction.” The story also referred to Judge
Spinetta saying that “O'Brien told the truth about the
material facts.” Another story observed that the judge
“[b]rush[ed] aside a claim of innocence.” Perez's motion to
disqualify was assigned to a separate judge. Judge Spinetta
filed a written response explaining that the “import”
of his remarks was that he found O'Brien's testimony
“at the Snyder trial to be credible, in the light of the
cross-examination, and the evidence presented, there.”
Judge Spinetta also said he did “not consider [him]self
precluded in any way from coming to a different judgment
if warranted by the evidence at the Perez trial.”
This court long ago explained that a trial judge may hear a
case even if he or she has expressed an adverse impression
of a party that was “based upon actual observance of
the witnesses and the evidence given during the trial of
an action.” (Kreling v. Superior Court (1944) 25 Cal.2d
305, 312, 153 P.2d 734; see also ibid. [“[W]hen the state
of mind of the trial judge appears to be adverse to one
of the parties but is based upon actual observance of
the witnesses and the evidence given during the trial of
an action, it does not amount to that prejudice against
a litigant which disqualifies him....”]; In re Richard W.
(1979) 91 Cal.App.3d 960, 968, 155 Cal.Rptr. 11 [“A
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judge is not disqualified to try a **508 case merely
because he previously, in a separate proceeding, heard
a case of a coparticipant or passed on the application
of a codefendant for probation. [Citations.]”].) Though a
judge in certain circumstances may develop an excessive
or improper bias against a defendant because of evidence
about the defendant presented in another case, Judge
Spinetta's comments at Snyder's trial suggest no such bias.
The judge simply stated that he found the live testimony
and other evidence against Snyder to be sufficiently
persuasive. Not once did the judge *442 refer to any
evidence or information beyond what those trial witnesses
elucidated through their testimony. Nor did the judge's
comments go beyond the two narrow questions he was
tasked with answering: whether the evidence was sufficient
to establish guilt and what penalty suited the crime.
While there may have been some risk that the jurors at
Perez's trial would have read media reports about Judge
Spinetta's assessment of the evidence at Snyder's trial, the
proper way to alleviate this concern was via jury selection,
not disqualification of the judge. Perez has not proven
that Judge Spinetta's comments at Snyder's trial ***324
served to disqualify him from presiding over Perez's trial.
4. September 11
[11] Jury selection in Perez's trial began one day after
the September 11 terrorist attacks. He claims that the
“intense pro-government patriotic fervor generated by
this traumatic event meant that the defense was operating
under a tremendous disadvantage both in attempting
to discredit the State's case for appellant's guilt and in
opposing the State's request for the death penalty.” Yet
Perez offers no examples of how the September 11 attacks
biased jurors, and his trial did not raise any issues that
resembled any issues related to the attacks. Other courts
have rejected similarly generalized claims about prejudice
from the September 11 terrorist attacks. (See, e.g., U.S. v.
Templeton (8th Cir. 2004) 378 F.3d 845, 848, fn. 2; U.S.
v. Capelton (1st Cir. 2003) 350 F.3d 231, 236-237; U.S. v.
Merlino (D.Mass. 2002) 204 F.Supp.2d 83, 89-90, affd. in
part & revd. in part on other grounds (1st Cir.) 592 F.3d
22.) Moreover, though Perez argues that his trial “should
have been continued,” the record does not indicate that
he asked for a continuance. Perez fails to establish that
his trial's timing improperly biased his jurors or otherwise
violated his constitutional rights.
B. Jury selection claims
1. Restrictions on voir dire
[12] Perez contends that “the trial court's jury selection
system did not allow adequate time for voir dire of the
prospective jurors.” The trial court had denied defense
counsel's request to sequester potential jurors from each
other for a portion of voir dire. The trial court also
restricted each side's questioning of potential jurors to
a half-hour per panel of 25 jurors. Perez argues that
these restrictions prevented his lawyers from asking
potential jurors about discrepancies between their written
questionnaires and live answers. He also argues that
potential jurors may have become “less inclined to rely
upon their [ ] impartial attitudes about the death penalty”
after they saw others get dismissed for stating opposition
to the death penalty, as well as that jurors *443 might
“mimic responses that appear to please the court.” Perez
also points to instances where potential jurors heard
details about the case from fellow panelists, such as when
one potential juror said she wanted the defendants “killed
like they killed her.” Another panelist said he would
“adamantly press for the death penalty” based on what he
learned about the case from media reports.
[13] We have long recognized that “the enormity of the
jury's decision to take or spare a life” requires trial judges
to “be especially vigilant to safeguard the neutrality,
diversity and integrity of the jury.” (Hovey v. Superior
Court (1980) 28 Cal.3d 1, 81, 168 Cal.Rptr. 128, 616
P.2d 1301.) At the same time, “in reviewing a trial
court's denial of a defendant's motion for individual
sequestered jury selection, we apply the ‘abuse of
discretion standard,’ under which the pertinent inquiry
is whether the court's ruling ‘falls outside the bounds
of reason.’ [Citation.]” (People v. Famalaro (2011) 52
Cal.4th 1, 34, 127 Cal.Rptr.3d 40, 253 P.3d 1185.) In
Famalaro, prospective jurors had commented **509 in
front of their peers that the “defendant should ‘fry,’ and
that they felt uncomfortable looking at, and breathing
the same air as, [him].” (Ibid.) Other jurors revealed
that they “had prejudged defendant's guilt and believed
he should be executed.” (Id. at p. 35, 127 Cal.Rptr.3d
40, 253 P.3d 1185.) Yet we found no error or prejudice
in the trial judge's decisions to allow group voir dire,
explaining that “[i]ndividual sequestered jury selection is
not constitutionally required, ***325 and jury selection
is to take place ‘where practicable ... in the presence of the
other jurors in all criminal cases, including death penalty
cases.’ ” (Id. at p. 34, 127 Cal.Rptr.3d 40, 253 P.3d 1185,
quoting Code Civ. Proc., § 223.) In Perez's case, as in
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Famalaro, the trial court acted within its discretion when
it chose to allow group voir dire despite statements from
some jurors that they had views on the case. We likewise
conclude that the trial court's decision did not amount to
constitutional error.
[14] As for Perez's argument that the trial court gave
counsel too little time to question each juror, neither
the state nor federal Constitution requires individualized
voir dire questioning by attorneys. (See People v. Avila
(2006) 38 Cal.4th 491, 533-536, 43 Cal.Rptr.3d 1, 133
P.3d 1076; see also Morgan v. Illinois (1992) 504 U.S.
719, 729-730, 112 S.Ct. 2222, 119 L.Ed.2d 492.) As for
statutory requirements, the Legislature has established
only that “counsel for each party shall have the right
to examine, by oral and direct questioning, any or
all of the prospective jurors” after “completion of the
court's initial examination.” (Code Civ. Proc., former
§ 223.) 2 Former section 223 also says that the trial
court “may, in the exercise of its discretion, limit *444
the oral and direct questioning of prospective jurors,”
including by “specify[ing] the maximum amount of time
that counsel for each party may question an individual
juror” or by “specify[ing] an aggregate amount of time
for each party.” (Ibid.) We have further recognized that
trial judges have “a duty to restrict voir dire within
reasonable bounds to expedite the trial.” (Avila, at p. 536,
43 Cal.Rptr.3d 1, 133 P.3d 1076.) Given this framework,
Perez has not established that the trial judge's choice to
limit counsel to 30 minutes per panel (in addition to 30page written questionnaires and a preliminary round of
questioning by the judge) was an abuse of discretion in
these circumstances. Nor has Perez established that the
time allotted for voir dire violated his constitutional rights.
2
Former Code of Civil Procedure section 223 was
repealed by Stats. 2017, c. 302 in September 2017, and
the new section 223 became effective as of January
1, 2018. (See Code Civ. Proc., § 223.) We refer to
former section 223 because it was the requirement
in effect at the time of the voir dire for Perez's trial.
Even if we were to apply the new section 223, the
result would not change because setting “reasonable
limits” to attorney voir dire is still “in the judge's
sound discretion.” (Id., subd. (b)(1).)
2. Trial judge's voir dire questions
[15] Perez claims that “the trial judge endorsed the
inconsistent comments of a prospective juror” who
had indicated on his written questionnaire that he was
not willing to consider “psychological, psychiatric, or
other mental health testimony regarding a defendant
in determining the appropriate sentence at the penalty
phase.” The prospective juror also wrote that he did not
“care for a history lesson” and “crime=punishment,” and
he answered “maybe” in response to a question of whether
“it would be hard ... not to require the defense to prove
the defendant is innocent.” In his oral questioning, this
prospective juror stated that he “could follow the law.”
He again indicated that he found “problematic” that a
defendant did not need to present evidence of innocence,
but he said he could “live with” the rule. At the end of
the oral questioning, the judge thanked the potential juror
for his honesty and told him “[i]t would have been very
easy for you to give answers that would automatically
disqualify [you].” Defense counsel objected, explaining
that “I'm supposed to be attacking this guy after the
court has congratulated him.” The judge responded, “I
didn't affirm his answer. I simply said that I felt that
he answered truthfully.” Perez claims that the judge's
comments “had the prejudicial effect of sanctioning this
prospective juror's improper comments.” He argues that
this ***326 violation was a structural error because it
suggests “a biased tribunal.” We disagree. The judge's
comments here simply commended the juror's honesty.
While trial judges should take care to avoid suggesting
that any particular **510 answer to a voir dire question
is favorable, the judge's comments to this juror did not
endorse the substance of the juror's answers or otherwise
suggest any preference for the juror's views.
[16] Perez also alleges that the trial judge was more
aggressive in instructing potential jurors who Perez
contends “would otherwise have been subject to
challenges for cause by the defense.” Perez argues
that these “interventions on behalf of pro-death jurors
were designed to have them change their otherwiseobjectionable answers” and he claims that the judge
failed to act impartially by instructing these jurors in
this way. We have explained that the “occasional use of
leading questions when attempting to rehabilitate ‘deathleaning’ jurors” does not “suggest a lack of impartiality.” (
*445 People v. Mills 2010) 48 Cal.4th 158, 190, 106
Cal.Rptr.3d 153, 226 P.3d 276; see also ibid. [“We assume
the trial court formulated its questions based on the
individual characteristics of each juror, including the
juror's questionnaire answers and in-court demeanor. To
second-guess these choices would encourage the trial
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court to engage in substantially the same questioning
of all prospective jurors irrespective of their individual
circumstance, something we have declined to do.”].) As in
Mills, Perez has not established that the trial judge acted
improperly in his questioning of these jurors.
3. Failure to dismiss jurors
[17] Perez claims that some of the prospective and actual
jurors should have been either dismissed, excluded, or
disqualified. But defense counsel did not attempt to
strike any of these jurors, either for cause or by using
a peremptory challenge. In fact, defense counsel used
only 10 of the available 20 peremptory strikes and never
expressed dissatisfaction with the composition of the
jury. We thus “agree with the Attorney General that
defendant, having chosen not to challenge [a juror] for
cause or peremptorily, and having neither exhausted his
peremptory challenges nor expressed dissatisfaction with
the jury, cannot raise on appeal the trial court's failure to
excuse [such a juror.]” (People v. Taylor (2009) 47 Cal.4th
850, 883-884, 102 Cal.Rptr.3d 852, 220 P.3d 872.)
4. Removed juror
[18] Perez claims that his rights to due process of law and
to trial by jury were violated when the trial judge dismissed
a seated juror during the guilt phase proceedings. Just
before opening statements, the judge informed counsel
that a juror (Juror No. 7) approached him and “indicated
that he wanted to discuss with me his level of comfort
with sitting on a death penalty case and suggesting that
—that he may have some difficulty in that regard.” The
judge told the juror that the issue would be addressed after
the judge spoke to counsel. The jury was then brought in,
both sides gave opening statements, and several witnesses
testified. At the end of that day, the judge asked the
juror at issue to stay behind when the jury was excused.
The juror told counsel that the past week had given him
“time and reason to reflect further on myself, on the death
penalty” and though he wrote on his jury questionnaire
that he had no moral, religious, or philosophical qualms
with imposing the death penalty, he “no longer” thought
he was “capable of making that decision myself.” The
juror later confirmed that his “state of mind was such that
no ***327 matter what the aggravating circumstance is
and no matter what the mitigating circumstance evidence
is,” he “could not ever” vote for the death penalty. After a
discussion with counsel, the judge dismissed the juror over
Perez's objection.
[19] [20] [21] *446 Although the trial court's decision
to discharge a sitting juror is reviewed for abuse of
discretion, the trial court's factual basis for doing so
is reviewed under the “demonstrable reality” standard.
(See People v. Zamudio (2008) 43 Cal.4th 327, 349,
75 Cal.Rptr.3d 289, 181 P.3d 105; see also People v.
Lomax (2010) 49 Cal.4th 530, 589-91, 112 Cal.Rptr.3d
96, 234 P.3d 377 (Lomax).) A trial court may discharge
a sitting juror if the court finds the juror is unable to
perform his or her duty. (See Lomax, at p. 589, 112
Cal.Rptr.3d 96, 234 P.3d 377; § 1089 [“If at any time,
whether before or after the final submission of the case
to the jury, a juror dies or becomes ill, or upon other
good cause **511 shown to the court is found to be
unable to perform his or her duty, ... the court may
order the juror to be discharged and draw the name of
an alternate....”].) This “demonstrable reality” standard
requires a less deferential, more searching review of the
factual predicate for discharging a juror than what is
entailed by the substantial evidence standard. (Lomax, at
p. 589, 112 Cal.Rptr.3d 96, 234 P.3d 377.) Crucially, in
order to uphold the trial court's determination, we must
conclude “ ‘that the court as trier of fact did rely on
evidence that, in light of the entire record, supports its
conclusion that bias was established.’ [Citation.]” (Ibid.;
see also id. at p. 590, 112 Cal.Rptr.3d 96, 234 P.3d 377
[“The inquiry is whether ‘the trial court's conclusion is
manifestly supported by evidence on which the court
actually relied.’ [Citation.]”].)
[22] Perez claims the record in his case does not show
“a demonstrable reality” that the juror at issue here was
unable to perform his duty as a juror, since the judge
determined only that the juror could not impose the death
penalty. But “ ‘[a] juror may be disqualified for bias, and
thus discharged, from a capital case if his views on capital
punishment “would ‘prevent or substantially impair the
performance of his duties as a juror in accordance with
his instructions and his oath.’ ” [Citations.]' ” (Lomax,
supra, 49 Cal.4th at p. 589, 112 Cal.Rptr.3d 96, 234 P.3d
377, quoting People v. Keenan (1988) 46 Cal.3d 478, 532,
250 Cal.Rptr. 550, 758 P.2d 1081.) The instructions in
this case required jurors to decide whether the aggravating
circumstances outweighed the mitigating circumstances
and then determine whether death was an appropriate
punishment. Juror No. 7 had confirmed that he “could
not ever” vote for the death penalty, “no matter what
the aggravating circumstance is and no matter what the
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mitigating circumstance evidence is.” Perez concedes that
refusal to impose the death penalty is a valid basis to
strike a prospective juror, but he argues that this hesitance
is an improper basis to strike a juror after the trial has
begun. Section 1089 does not invite a different standard
for dismissing prospective jurors versus seated ones. To
the contrary, it says a juror may be discharged “at any
time, whether before or after the final submission of the
case to the jury” if “found to be unable to perform his or
her duty.” (§ 1089, italics added.) Given this juror's clear
indication that he would not be able to perform his duty
of choosing whether a death sentence was appropriate, the
trial judge had an adequate basis to dismiss the juror for
good cause.
*447 Perez claims in the alternative that the juror should
have at least been kept on through the end of the guilt
phase, since the juror's inability to vote for the death
penalty would not affect his duties until ***328 the
penalty phase. Yet Perez points to no cases requiring a
trial judge to keep a dismissible juror on for part of the
trial in this way. Instead, he cites three cases from our
court addressing whether there was a sufficient basis for
a trial judge to conclude that a juror would be unable to
perform his or her duty. (See People v. Pearson (2012) 53
Cal.4th 306, 327-333, 135 Cal.Rptr.3d 262, 266 P.3d 966;
People v. Allen and Johnson (2011) 53 Cal.4th 60, 69-79,
133 Cal.Rptr.3d 548, 264 P.3d 336; People v. Wilson (2008)
44 Cal.4th 758, 813-821, 80 Cal.Rptr.3d 211, 187 P.3d
1041.) By contrast, in this case we have already accepted
the soundness of the judge's conclusion that the juror
would be unable to perform his duty during the penalty
phase of the trial. The remaining question is whether the
judge should have allowed the juror to participate in a
portion of the trial despite the juror's inability to perform
that duty.
Perez also points to Jennings v. State (Fla. 1987) 512 So.2d
169, a case in which a juror revealed during the guilt phase
of a capital trial that “she had not been completely candid
about her feelings concerning the death penalty.” (Id.
at p. 172.) In particular, the juror revealed that though
“she still could render an impartial verdict in the guilt
phase, she could not recommend a death sentence.” (Ibid.)
Neither defense counsel nor the prosecution asked for
this juror to be removed during the guilt phase, and the
trial court allowed the juror to remain through the end
of the guilt phase and then dismissed her after the guilt
phase ended. On appeal, the defendant claimed that the
juror should have been kept for the entire trial, past the
guilt phase. That claim is distinct from Perez's **512
claim that a juror should have been kept on for the guilt
phase alone. We have already explained why Juror No. 7
should not have been kept through the penalty phase in
this case. The Jennings court took the same view, rejecting
the defendant's claim. As for Perez's argument that the
juror here should have been kept during the guilt phase,
the Florida Supreme Court said nothing about whether
the trial court was required to keep the juror for part of
the trial in this way.
[23] [24] In California, a judge has discretion to remove
a juror for only part of trial, as the trial court did in
Jennings. But section 1089 does not distinguish between
different portions of a trial or otherwise suggest that a
trial court is required to keep a juror for part of a trial if
the juror's inability to perform his or her duty is limited
to a different phase of the trial. Instead, the statute says
a trial court “may order [a] juror to be discharged” if a
juror “is found to be unable to perform his or her duty.” (§
1089.) This interpretation of section 1089 finds support
in our preference for unitary juries. (See People v. Fields
(1983) 35 Cal.3d 329, 351-352, 197 Cal.Rptr. 803, 673
P.2d 680.) The trial court may exercise its section 1089
discretion to remove a juror in the early *448 stages of
a trial as a means to “assure—insofar as possible—that
the decision-making process of a death penalty case is a
coherent whole.” (Id. at p. 352, 197 Cal.Rptr. 803, 673
P.2d 680.) With a unitary jury, the decision maker will
be more likely to have “full recognition of the gravity of
its responsibility throughout both phases of the trial” and
knowledge “of lingering doubts that may have survived
the guilt phase deliberations.” (Ibid.) Even if an alternate
replaces a juror who opposes the death penalty at the start
of the penalty phase, that alternate will not have fully
engaged in the deliberative process and so would not fully
satisfy the concerns we described in Fields. (See id. at p.
351, 197 Cal.Rptr. 803, 673 P.2d 680; People v. Valles
(1979) 24 Cal.3d 121, 124-128, 154 Cal.Rptr. 543, 593 P.2d
240 [holding that an alternate ***329 juror may sit in the
jury deliberation room so long as the alternate juror does
not take part in or affect the deliberations].) As a result,
we hold that section 1089 allows a trial court to remove
a juror before the conclusion of the guilt phase if the
juror cannot fulfill his or her responsibilities in the penalty
phase. Here, the trial record contains evidence sufficient
to satisfy the demonstrable reality standard that the juror
would be unable to perform his duty to decide whether a
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411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
death sentence was due because the juror confirmed that
he would never be able to vote for a sentence of death.
Accordingly, the trial court did not abuse its discretion
when it chose to remove the juror for the entire remainder
of the trial on that basis.
5. Lower-income jurors
[25] Perez claims that the trial court's refusal to provide
higher compensation for lower income jurors deprived
him of a jury of his peers. We have rejected similar claims
in the past. (See, e.g., People v. DeSantis (1992) 2 Cal.4th
1198, 1216, 9 Cal.Rptr.2d 628, 831 P.2d 1210.) We do the
same here.
C. Prosecutorial misconduct
1. Late disclosure of aggravation evidence
[26] The prosecution's penalty-phase case included
evidence that Perez had raped a girl who was under age 14
when Perez was aged 18 or 19. On March 1, 2001, over six
months before the start of jury selection, the prosecutor
wrote to defense counsel about his intention to present
evidence about this uncharged rape. A few months later,
at a hearing on July 27, 2001, the prosecutor named a
San Francisco Police Department (SFPD) detective that
the prosecutor planned to talk to about the incident.
The prosecution filed its formal notice of aggravation on
August 16, 2001. On the same date, the prosecution told
defense counsel that the SFPD's file on the uncharged rape
appeared to be missing. Jury selection began on September
12, 2001. Then, in October 2001, near the end of the guilt
phase, a prosecutor turned over portions of a police report
related to the incident. The prosecutor apologized *449
for handing the documents over late but claimed he had
not received them earlier. Perez contends the prosecution
purposely delayed in turning over the police reports and
filing a formal notice of aggravation.
[27]
**513 Perez claims that the prosecution's delays
violated his rights under section 190.3, which bars
prosecutors in first degree murder cases from presenting
penalty-phase aggravating evidence “unless notice of the
evidence to be introduced has been given to the defendant
within a reasonable period of time as determined by the
court.” (§ 190.3.) One purpose of this statute is assigning
to trial courts discretion for deciding how much time
is enough adequate notice, though we have generally
required that notice be provided “before the case is
called.” (People v. Roberts (1992) 2 Cal.4th 271, 330,
6 Cal.Rptr.2d 276, 826 P.2d 274 [“Section 190.3's plain
language gives the court discretion to determine what
amount of notice is reasonable, but the evidence must be
given to a defendant before the case is called.”]; see also
People v. Jurado (2006) 38 Cal.4th 72, 136, 41 Cal.Rptr.3d
319, 131 P.3d 400 [“Notice provided before jury selection
begins is generally considered timely, and the purpose
of the notice provision is satisfied if the defendant has
a reasonable chance to defend against the charge.”].)
More than six months before jury selection began, the
prosecution gave defense counsel informal notice. The
prosecutor then conveyed the name of the SFPD detective
three months before jury selection began. The prosecutor
***330 filed a formal notice of aggravation on August
16, 2001, almost a month before jury selection began on
September 12, 2001. In these circumstances, the trial court
did not abuse its discretion in ruling that the prosecution
gave Perez “notice of the evidence to be introduced ...
within a reasonable period of time.” (§ 190.3; Jurado, at p.
136, 41 Cal.Rptr.3d 319, 131 P.3d 400.)
[28]
[29] Perez further claims this purposeful delay
violated the People's federal constitutional obligation to
disclose exculpatory evidence under Brady v. Maryland
(1963) 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215,
along with the analogous requirement of the California
Constitution. Under both Brady and the California
Constitution, the prosecution is only required to disclose
evidence that “ ‘helps the defense or hurts the prosecution,
as by impeaching a prosecution witness.’ ” (People v.
Verdugo (2010) 50 Cal.4th 263, 279, 113 Cal.Rptr.3d
803, 236 P.3d 1035.) Perez claims that the police report
about the rape incident constitutes Brady material, but
does not claim that it is exculpatory on its own. Rather,
Perez argues that it would be useful for impeachment
and voir dire purposes. The police report stated that a
female victim reported that Perez had sexually assaulted
her three times with at least one instance of vaginal rape.
The statements in the police report were consistent with
the notice of aggravation, which referred to the alleged
incidents of rape. Moreover, the police report ultimately
proved unhelpful to Perez because it was consistent with
the victim's testimony that he had sexually assaulted and
raped her multiple times. As Perez presents no proof
*450 the prosecution failed to disclose evidence that in
any way “helps the defense or hurts the prosecution,”
he has not established a violation of his rights under
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411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
[33]
[34] Perez next claims the prosecutor improperly
vouched for a witness's credibility during the guilt-phase
closing argument by saying, “But you think Jason Hart
is going to tell the cops that he gave three guys a ride
2. Other prosecutorial misconduct
from what amounted to a murder if he didn't do it? Well,
Perez lists five other allegations of prosecutorial
we know he didn't do it, so *451 he's not going to
misconduct, advancing brief arguments supporting each.
do that.” As with the first claim, Perez failed to object
Because we find unpersuasive each of these claims for the
to this statement or request a limiting instruction, and
reasons discussed below, we also reject Perez's argument
thus the claim is forfeited. (See People v. Redd, supra,
that the cumulative “effect of these individual instances of
48 Cal.4th at p. 746, 108 Cal.Rptr.3d 192, 229 P.3d
prosecutorial misconduct” requires reversal.
101 [requiring objection and request for admonition to
preserve prosecutorial misconduct claim].) Even if not
[30]
[31]
[32] Perez first contends the prosecution forfeited, these statements were not improper: they were
elicited irrelevant victim impact testimony of the victim's
based on Hart's testimony, rather than the prosecutor's
husband and daughter during the guilt phase. The
independent knowledge or beliefs. (See People v. Frye
Attorney General argues that defendant forfeited this
(1998) 18 Cal.4th 894, 971, 77 Cal.Rptr.2d 25, 959 P.2d
argument because Perez failed to object to this testimony
183 [“[S]o long as a prosecutor's assurances regarding the
at trial. To avoid forfeiture of a claim of prosecutorial
apparent honesty or reliability of prosecution witnesses
misconduct, a defendant must object and request an
are based on the ‘facts of [the] record and the inferences
admonition. (People v. Redd (2010) 48 Cal.4th 691, 746,
reasonably drawn therefrom, rather than any purported
108 Cal.Rptr.3d 192, 229 P.3d 101 [ “[A] defendant must
personal knowledge or belief,’ her comments cannot be
object and request an admonition in order to preserve
characterized as improper vouching.”], disapproved on
a claim of prosecutorial misconduct, and the objection
other grounds in Doolin, supra, 45 Cal.4th at p. 421, fn. 22,
must be made upon the same ground as that which the
87 Cal.Rptr.3d 209, 198 P.3d 11.)
defendant assigns as error on appeal.”].) Perez failed to do
so on this claim and thus the claim is forfeited. Even if not
[35] Perez third claims that the prosecution asked
forfeited, the argument fails. The prosecution committed
improper or argumentative questions “designed to
misconduct, Perez argues, by asking the **514 victim's
discredit” penalty-phase witness Susan Frankel, an
husband how long he had known his wife and by
attorney who knew Perez through a mentorship
presenting testimony from the victim's daughter—who,
program for California Youth Authority parolees. Perez's
Perez asserts, “did not witness anything, did not add
objections to those questions were sustained and defense
anything to the State's case for guilt, and did not view
counsel did not request any further jury instruction
the body.” The testimony of both the victim's husband
about them. Even assuming the prosecutor's statements
and daughter was relevant to the prosecution's guilt-phase
were improper, Perez fails to demonstrate prejudice. (See
case because it helped narrate the circumstances of Mrs.
People v. Riggs (2008) 44 Cal.4th 248, 298, 79 Cal.Rptr.3d
Daher's murder. The daughter's testimony established the
648, 187 P.3d 363 [“Under California law, a prosecutor
timing of when the men allegedly broke into the home, and
commits reversible misconduct if he or she makes use
the husband's comments ***331 about his relationship to
of ‘deceptive or reprehensible methods' when attempting
his wife helped frame his observations about her routines.
to persuade either the trial court or the jury, and it
None of this testimony was improper. (See People v.
is reasonably probable that without such misconduct,
Salcido (2008) 44 Cal.4th 93, 151, 79 Cal.Rptr.3d 54, 186
an outcome more favorable to the defendant would
P.3d 437 [affirming verdict in capital case in which a
have resulted.”].) Although the prosecution's questions to
murder victim's wife's testimony during the guilt phase
Susan Frankel were potentially argumentative, the fact
that the victim recently changed his work schedule so she
that the judge sustained the objections to the questions
would not have to drive during her pregnancy was not
and that Susan Frankel's testimony played a small role in
improper because the testimony “scarcely touched upon
the penalty phase of trial demonstrates a lack of prejudice
the victim's family life and did not relate the effect of
arising from any asserted error.
defendant's acts upon family members”].)
either Brady or the analogous requirements of California's
Constitution.
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People v. Perez, 4 Cal.5th 421 (2018)
411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
[36] [37] Fourth, the prosecutor asked the jury to make
Perez “sit on death row until his appeals process is over”
during the prosecutor's penalty-phase closing argument.
Perez claims this statement suggested that his appeals
would succeed. Defense counsel did not object to the
reference to the appeals process but later moved for a
mistrial on account of that statement along with others.
Prosecutors must exercise great caution in making any
reference to the appeals process in a case, since an
emphasis on that process can serve to diminish a juror's
sense of responsibility about the profound task that every
criminal trial requires the jury to undertake. This concern
is especially acute ***332 in capital cases, where jurors
hold a person's life in their hands. Nonetheless, Perez
must demonstrate that the prosecutor's statements caused
prejudice. ( **515 People v. Riggs, supra, 44 Cal.4th at
p. 298, 79 Cal.Rptr.3d 648, 187 P.3d 363.) In this case, all
that the prosecutor told jurors about the appeals process
was that Perez would await the end of the appeals process
before his death sentence could be lawfully *452 carried
out. This reference in the closing statement of the penalty
phase of the trial was too slight and tangential to diminish
the jury's sense of responsibility about its task.
[38] Fifth, the prosecutor asserted during the penaltyphase closing argument that Perez never appeared to show
remorse. The prosecutor also mentioned that Perez and
the other suspects had seemed to “celebrate” by drinking
beer and doing cocaine at various times on the night of
the crime. Defense counsel again did not object but later
moved for a mistrial on account of that statement along
with others. We have repeatedly held that prosecutors may
comment on a defendant's lack of remorse in committing
a capital crime. (See, e.g., People v. Hawthorne (2009)
46 Cal.4th 67, 94, 92 Cal.Rptr.3d 330, 205 P.3d 245,
abrogated on other grounds in People v. McKinnon (2011)
52 Cal.4th 610, 130 Cal.Rptr.3d 590, 259 P.3d 1186.)
D. Accomplice testimony
[39] Perez claims that the testimony of Maury O'Brien
and Jason Hart was unlawful, first because it was
insufficiently corroborated and second because it was
made unreliable by promises that the prosecution made
to the witnesses. On the first point, Perez argues that the
testimony did not satisfy the requirements of section 1111,
which provides, “A conviction can not be had upon the
testimony of an accomplice unless it be corroborated by
such other evidence as shall tend to connect the defendant
with the commission of the offense; and the corroboration
is not sufficient if it merely shows the commission of the
offense or the circumstances thereof.” (§ 1111.) The term
“accomplice” is then defined as “one who is liable to
prosecution for the identical offense charged against the
defendant on trial in the cause in which the testimony of
the accomplice is given.” (Ibid.)
We have interpreted section 1111 to require “evidence
tending to connect defendant with the crimes ‘without
aid or assistance from the testimony of’ ” the accomplice.
(People v. Davis, supra, 36 Cal.4th at p. 543, 31
Cal.Rptr.3d 96, 115 P.3d 417, quoting People v. Perry
(1972) 7 Cal.3d 756, 769, 103 Cal.Rptr. 161, 499 P.2d
129.) We recently explained that evidence corroborating
accomplice testimony “ ‘need not independently establish
the identity of the victim's assailant’ [citation], nor
corroborate every fact to which the accomplice testifies
[citation], and ‘ “may be circumstantial or slight and
entitled to little consideration when standing alone.” ’
” (People v. Romero and Self (2015) 62 Cal.4th 1, 32,
191 Cal.Rptr.3d 855, 354 P.3d 983 (Romero and Self).)
But the evidence must nonetheless connect the defendant
to the crime itself, rather than simply connect the
accomplice to the crime. (See id. at p. 36, 191 Cal.Rptr.3d
855, 354 P.3d 983 [“[A]n accomplice's testimony is not
corroborated by the circumstance that the testimony
is consistent with the victim's description of the crime
or *453 physical evidence from the crime scene. Such
consistency and knowledge of the details of the crime
simply proves the accomplice was at the crime scene,
something the accomplice by definition admits. Rather,
under section 1111, the corroboration must connect the
***333 defendant to the crime independently of the
accomplice's testimony.”].)
O'Brien's testimony was corroborated by enough evidence
to satisfy section 1111's requirements. Eyewitnesses from
the neighborhood placed Perez and the two other men
near the scene of the crime during the timeframe when
Mrs. Daher was killed. A series of other witnesses then
testified that they met Perez and the two men immediately
after the killing, at which time the men tried to sell some
of the stolen property. The timeframe of the crime was
also confirmed by the evidence of when and where the
stolen SUV was abandoned, as well as when and where the
men checked into a motel near the site of the abandoned
vehicle. While this array of evidence did not “corroborate
every fact to which the accomplice testifie[d]” and could
perhaps be characterized as “circumstantial or slight and
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People v. Perez, 4 Cal.5th 421 (2018)
411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
entitled to little consideration when standing alone,” it
tends to connect Perez to much of the narrative established
by O'Brien's testimony. (See **516 Romero and Self,
supra, 62 Cal.4th at p. 32, 191 Cal.Rptr.3d 855, 354
P.3d 983.) As for Hart, the Attorney General claims
that section 1111 did not apply to his testimony to the
extent Hart was not “liable to prosecution for the identical
offense charged against the defendant on trial.” (§ 1111.)
We need not decide whether this conclusion is correct.
Even if section 1111's requirements apply to Hart's
testimony, what Hart said about Perez's commission of
the four charged offenses was sufficiently corroborated by
other evidence.
[40] Separate from his argument about corroboration,
Perez further argues the accomplice testimony was
unreliable because the accomplices were promised
immunity in exchange for their cooperation. Only Hart
appears to have been awarded immunity. As for O'Brien,
whose testimony dominates Perez's claim about the
accomplice testimony, he testified that he had not
received immunity of any kind. He also told jurors
that neither the police nor prosecutor had offered him
anything in exchange for his testimony. At any rate, we
have long “rejected the contention that the testimony
of an immunized accomplice necessarily is unreliable
and subject to exclusion.” (People v. Jenkins (2000) 22
Cal.4th 900, 1010, 95 Cal.Rptr.2d 377, 997 P.2d 1044.)
Perez claims that his “argument is that [the accomplice
testimony] was unreliable in this case” though he gives no
reason why the testimony at issue in this case was unique
in a way that its reliability was not assured through the
normal mechanisms (cross-examination, comparison with
other evidence, and the jury's assessment of a live witness's
credibility). The jurors at Perez's trial were even instructed
that, in evaluating the credibility of the witnesses, they
should consider any prior criminal conduct reflecting
adversely on credibility, along with whether the witnesses
were testifying under a grant of immunity. Each *454
witness told the jury about what they had been promised in
exchange for incriminating Perez, and the trial record does
not cast doubt on this testimony's truth. Perez presents no
basis to believe that either O'Brien or Hart were coerced
in a manner that jurors would have been unable to discern
when assessing their credibility.
E. Autopsy evidence
Mrs. Daher's autopsy was performed by a pathologist
named Susan Hogan, who worked for a private company
that had a contract with Contra Costa County to perform
autopsies. Hogan testified at Snyder's trial but had
moved out of the area by the time of Perez's trial, so
the prosecution presented testimony about the autopsy
from another pathologist from the same company named
Brian Peterson. The prosecution ***334 never proffered
evidence showing that Hogan was unavailable to testify.
(See Evid. Code, § 240, subd. (a).) Peterson had zero
involvement with Mrs. Daher's autopsy, and his entire
knowledge of the autopsy came from Hogan's report,
which was never admitted into evidence.
Peterson's testimony included a description of the signs
that Daher was strangled, including marks around her
neck, bleeding in the whites of her eyes, bleeding in the
muscles of her neck, and a furrow around her neck. He
testified that these “changes in the face [ ] implied that
that force had indeed contributed to this lady's death.”
Peterson also characterized the severity and cause of
various stab wounds. Peterson asserted, for example, that
for six different stab wounds “it's safe to say that ... the
knife was pushed in far enough so that the entire blade was
inside the body.” The prosecutor then showed Peterson
the knife that was in evidence, and Peterson testified that
“this knife is certainly consistent with every injury that
we saw here that was delivered by sharp force.” At times,
Peterson expressly relayed observations that Hogan had
recorded at the autopsy, saying things like “Dr. Hogan
estimated,” “she noted,” and “[her] findings included.”
Peterson also shared various reasons why he believed
“that the strangulation happened first” and that “the
major force in this case was ... the strangulation.” Though
Peterson believed “that relatively lethal to sub lethal force
had already been delivered before those stab wounds,” he
testified that he could “say unequivocally, based on the
blood inside the chest, that her heart was still beating at
the time those stab wounds were delivered.” Asked if “in
your opinion would the cause of death be a combination
of **517 ligature strangulation and stabbing,” Peterson
answered yes.
[41]
[42] Perez claims Peterson's testimony violated
the confrontation clause because it contained out-ofcourt, testimonial statements offered for their truth
—that is, testimonial hearsay statements—that Perez
had no opportunity *455 to confront. Years after
Perez's trial, Crawford v. Washington (2004) 541 U.S.
36, 124 S.Ct. 1354, 158 L.Ed.2d 177 established that
the confrontation clause bars the government from
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411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
introducing such testimonial hearsay statements unless (1)
there is a showing that the declarant is unavailable, and (2)
the defendant had a prior opportunity to cross-examine
the declarant. (Id. at pp. 53-54, 124 S.Ct. 1354; see also
Michigan v. Bryant (2011) 562 U.S. 344, 354, 131 S.Ct.
1143, 179 L.Ed.2d 93 [holding that “testimonial hearsay”
statements must be excluded unless the prosecution
satisfies Crawford 's requirements], quoting Davis v.
Washington (2006), 547 U.S. 813, 826, 126 S.Ct. 2266,
165 L.Ed.2d 224.) 3 Here, the prosecution has not shown
unavailability or prior opportunity for cross-examination,
so the confrontation clause would bar the parts of
Peterson's testimony that constitute testimonial hearsay.
A statement is testimonial hearsay only if it is (1) hearsay
under a traditional hearsay inquiry and (2) testimonial
within the meaning of Crawford and its progeny. (People
v. Sanchez (2016) 63 Cal.4th 665, 680, 204 Cal.Rptr.3d
102, 374 P.3d 320 (Sanchez) [“The first step is a traditional
hearsay inquiry.... If a hearsay statement is being offered
by the prosecution in a criminal case, and the Crawford
limitations of unavailability, as well as cross-examination
or forfeiture, are ***335 not satisfied, a second analytical
step is required. Admission of such a statement violates
the right to confrontation if the statement is testimonial
hearsay, as the high court defines that term.”].)
3
A defendant may also forfeit a confrontation clause
challenge by engaging in wrongdoing that renders the
declarant unavailable with an intent to prevent that
declarant's in-court testimony. (Giles v. California
(2008) 554 U.S. 353, 377, 128 S.Ct. 2678, 171 L.Ed.2d
488.) No evidence of such a forfeiture is present here.
In Perez's opening brief, Perez challenges Peterson's
testimony from trial generally, but supplemental briefing
narrows Perez's confrontation clause challenge. One
month after Perez's opening brief, we issued People v.
Dungo (2012) 55 Cal.4th 608, 147 Cal.Rptr.3d 527, 286
P.3d 442 (Dungo), which addressed whether statements
in autopsy reports are testimonial. (Id. at pp. 618-621,
147 Cal.Rptr.3d 527, 286 P.3d 442.) Multiple state courts
have subsequently addressed similar issues. (See, e.g.,
Miller v. State (Okla.Crim.App. 2013) 313 P.3d 934,
967-973.) We also recently issued Sanchez, supra, 63
Cal.4th 665, 204 Cal.Rptr.3d 102, 374 P.3d 320, in
which we addressed the circumstances where an expert's
statements at trial constitute hearsay. (Id. at pp. 679-686,
204 Cal.Rptr.3d 102, 374 P.3d 320.) In light of these cases,
we requested supplemental briefing from Perez and the
Attorney General on the hearsay and confrontation clause
issues. In that supplemental briefing, Perez narrowed
the scope of his confrontation clause challenge. Instead
of the whole of Peterson's testimony, Perez challenges
only particular statements that Perez asserts could only
have been obtained from Hogan's autopsy report. These
statements include descriptions of the hemorrhaging of
the victim's eyes, the depth of knife wounds on the victim's
body, and internal injuries caused by *456 the stabbings.
We thus analyze the hearsay and confrontation clause
issues with respect to this narrowed challenge.
[43] [44] [45] We first address whether the challenged
statements are hearsay. If an expert testifies to casespecific out-of-court statements on which he or she relied
for their truth to form an opinion, such statements are
also “necessarily considered by the jury for their truth,
thus rendering them hearsay.” (Sanchez, supra, 63 Cal.4th
at p. 684, 204 Cal.Rptr.3d 102, 374 P.3d 320.) But an
expert may nonetheless “rely on hearsay in forming an
opinion, and may tell the jury in general terms that he did
so” without violating hearsay rules or the confrontation
clause. (Id. at p. 685, 204 Cal.Rptr.3d 102, 374 P.3d
320; see also People v. Leon (2015) 61 Cal.4th 569, 603,
189 Cal.Rptr.3d 703, 352 P.3d 289 [“It is also clear that
testimony **518 relating the testifying expert's own,
independently conceived opinion is not objectionable,
even if that opinion is based on inadmissible hearsay.”].)
Here, Peterson's description of the hemorrhaging in the
victim's eyes, the depth of knife wounds, and the internal
injuries caused by the stabbing related case-specific facts
about the victim's body that were taken directly from
Hogan's autopsy report and no other sources. (See, e.g.,
Sanchez, at p. 677, 204 Cal.Rptr.3d 102, 374 P.3d 320
[holding that “hemorrhaging in the eyes was noted during
the autopsy of a suspected homicide victim” could be
case-specific out-of-court statement if no other exhibits
established that fact].) Peterson also presented these facts
as true, and relied on their purported truth in forming his
opinion. These statements thus constitute hearsay under
Sanchez.
[46] Even if we assumed hearsay statements in an
autopsy report are admissible under an applicable hearsay
exception (see, e.g., Evid. Code, §§ 1280, 1271; cf. People
v. Clark (1992) 3 Cal.4th 41, 158-159, 10 Cal.Rptr.2d
554, 833 P.2d 561; People v. Beeler (1995) 9 Cal.4th 953,
978-981, 39 Cal.Rptr.2d 607, 891 P.2d 153), a separate
question would remain: whether the statements constitute
testimonial hearsay under the confrontation clause as
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interpreted ***336 by Crawford and its progeny (see
Sanchez, supra, 63 Cal.4th at p. 685 & fn. 12, 204
Cal.Rptr.3d 102, 374 P.3d 320). In Dungo, we held that
“anatomical and physiological observations about the
condition of the body” are “not so formal and solemn
as to be considered testimonial for purposes of the Sixth
Amendment's confrontation right.” (Dungo, supra, 55
Cal.4th at pp. 619, 621, 147 Cal.Rptr.3d 527, 286 P.3d
442.) We need not address Dungo 's continued viability
here because any federal constitutional error arising from
the admission of these statements was harmless beyond a
reasonable doubt. 4 (See Chapman, supra, 386 U.S. at p.
24, 87 S.Ct. 824; People v. Pearson (2013) 56 Cal.4th 393,
463, 154 Cal.Rptr.3d 541, 297 P.3d 793.)
4
prejudice. Even if the challenged factual statements were
testimonial hearsay, Peterson's opinion about the cause of
death was admissible. While Peterson relied on hearsay
in forming his opinion, he is permitted to do so under
Sanchez and Evidence Code section 802. (See Sanchez,
supra, 63 Cal.4th at p. 685, 204 Cal.Rptr.3d 102, 374 P.3d
320 [“Any expert may still rely on hearsay in forming an
opinion, and may tell the jury in general terms that he did
so.”].) The jury would have thus heard Peterson's opinion
about the cause of death even if the trial court had denied
admission of the challenged hearsay statements. So we
conclude that any error was harmless beyond a reasonable
doubt.
**519 F. Other evidentiary issues
Perez also contends that the hearsay statements
do not fall into an applicable hearsay exception
(see Evid. Code, §§ 1280, 1271), and thus were
inadmissible under state law alone. But as with the
alleged confrontation clause error associated with the
admission of these hearsay statements, in this case,
any state law error was harmless beyond a reasonable
doubt.
*457 A comparison of the evidence at trial and
the hearsay statements shows why. At trial, evidence
bearing no connection to the hearsay statements, such as
photographs and police testimony, showed that someone
had choked Mrs. Daher and stabbed her multiple times.
These facts were not disputed. The exact depth of the
stab wounds, the fact that the victim's eyes contained
hemorrhages, and the details on her internal injuries, in
light of the other evidence at trial, were such minor pieces
of evidence that they had no effect on the jury's ultimate
determination of Perez's guilt.
[47] Yet Perez nonetheless contends that he still suffered
prejudice, because of the differing opinions of Hogan
and Peterson about the cause of death. Hogan testified
at Perez's co-defendant's trial that because of the small
amount of blood in the victim's lungs, the victim had died
before she was stabbed. Peterson, in contrast, opined that
the victim was still alive, but had a weak heartbeat when
someone stabbed her. Perez argues that these differing
opinions show prejudice, on the theory that the timing
of the victim's death could alter defendant's perceived
culpability, at least at the penalty phase. But there is a
disconnect between the statements Perez challenges from
Peterson's testimony—which only encompass factual
statements about the victim's body—and this claim of
1. Crime scene photo
[48] Perez claims the trial judge erred in denying defense
objections to the introduction into evidence of one
photo of the crime scene. Prior to trial, defense counsel
moved to preclude the prosecution from introducing into
evidence any photos of the victim's body. The trial court
reviewed the photos and then admitted three crime scene
photos and four autopsy photos. Defense ***337 counsel
objected, claiming that one of the crime scene photos
and one of the autopsy photos were duplicative of other
photos. Time and again, we have explained that the
admission of photographs alleged to include disturbing
details is essentially a relevance question, over which trial
courts retain considerable discretion. ( *458 People v.
Roldan (2005) 35 Cal.4th 646, 713, 27 Cal.Rptr.3d 360,
110 P.3d 289, disapproved on other grounds in Doolin,
supra, 45 Cal.4th at p. 421, fn. 22, 87 Cal.Rptr.3d 209, 198
P.3d 11; see also People v. Bonilla (2007) 41 Cal.4th 313,
353-354, 60 Cal.Rptr.3d 209, 160 P.3d 84.) We have also
explained that prosecutors “are not obliged to prove their
case with evidence solely from live witnesses; the jury is
entitled to see details of the victims' bodies to determine
if the evidence supports the prosecution's theory of the
case.” (People v. Gurule (2002) 28 Cal.4th 557, 624, 123
Cal.Rptr.2d 345, 51 P.3d 224; see also People v. Pierce
(1979) 24 Cal.3d 199, 211, 155 Cal.Rptr. 657, 595 P.2d 91
[“ ‘[M]urder is seldom pretty, and pictures, testimony and
physical evidence in such a case are always unpleasant.’
”].)
Perez points to the opinion in People v. Marsh (1985)
175 Cal.App.3d 987, 221 Cal.Rptr. 311, in which the
Court of Appeal said that where “[a]utopsy photographs
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411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
have been described as ‘particularly horrible,’ and where
their viewing is of no particular value to the jury, it can
be determined the only purpose of exhibiting them is to
inflame the jury's emotions against the defendant.” (Id. at
pp. 997-998, 221 Cal.Rptr. 311.) In Marsh, the prosecutor
sought to introduce photos that even he admitted were
“ ‘terribly gruesome and terribly upsetting.’ ” (Id. at p.
997, 221 Cal.Rptr. 311.) For instance, one photo displayed
the child victim's exposed brain, including his dangling
bloody scalp. In the background of the photo was the
child's blood-splattered torso “with the ribcages rolled
back to expose the bowels.” (Id. at p. 996, 221 Cal.Rptr.
311.) On appeal, the court held that the autopsy surgeon's
testimony was sufficient to make the prosecution's point
regarding the amount of force used to inflict fatal blows
to the victim. (Id. at p. 998, 221 Cal.Rptr. 311.) But the
Court of Appeal took care to reiterate that the trial court
maintains discretion to admit autopsy photos “even where
they are only cumulatively used to graphically portray
injuries already detailed in the testimony of a doctor
witness.” (Ibid.)
Unlike the photos in Marsh, the autopsy photos
introduced here were devoid of blood and showed little
of the victim's face. As for the crime scene photos, they
depicted the victim's body from a distance, with her face
hidden from view. These photos were probative to the
questions of the requisite state of mind of the perpetrator
because the severity and number of wounds helped
establish that the killing was intentional. The photos also
helped to corroborate Maury O'Brien's description of
where and how Mrs. Daher was killed. Even if the photos
were unsettling, the degree of prejudice did not outweigh
the probative value enough to exceed the trial court's
discretion.
2. Jason Hart's immunity agreement
[49] Perez claims the trial court and prosecutor vouched
for the credibility of prosecution witness Jason Hart
by disclosing a portion of Hart's immunity agreement.
Prior to Hart's testimony, the jury was told that Hart
*459 was granted immunity from prosecution. Hart then
disclosed that he could not be prosecuted for various
crimes related to the issue if he testified truthfully. Perez
claims that the disclosure of the immunity agreement was
prejudicial to the defense because it gave the jury the
impression that Hart was necessarily telling the truth.
We have long “require[d] full ***338 disclosure to the
jury of any agreement bearing on the witness's credibility,
including the consequences to the witness of failure to
testify truthfully.” ( **520 People v. Fauber (1992) 2
Cal.4th 792, 823, 9 Cal.Rptr.2d 24, 831 P.2d 249; see also
People v. Frye, supra, 18 Cal.4th at p. 971, 77 Cal.Rptr.2d
25, 959 P.2d 183 [ruling that prosecutor properly read
to the jury the terms of a witness's immunity agreement,
which stated that defendant had “promised to tell the
truth in exchange for the district attorney's promise to
refrain from charging her with any crimes relating to the ...
murders”].) The trial court properly allowed the jury to
learn about Hart's immunity agreement.
3. Maury O'Brien's taped interview
[50] Perez also contends the trial court should have
granted his motion for a mistrial after the prosecution
introduced a tape recording of Maury O'Brien's law
enforcement interview. That interview, Perez argues,
contained three improper comments by O'Brien. First,
O'Brien stated that Perez “just got out of the penitentiary.”
Both the prosecution and judge agreed that the jury
should not have heard this comment, and the judge told
jurors to disregard the comment as both speculative and
irrelevant. The judge also asked jurors if they would be
able to disregard the comment, and all jurors nodded
affirmatively. Second, O'Brien told officers that Perez
“wants to kill me right now because he knows that I saw
him.” The prosecution agreed the jury should not have
heard this comment. Though the statement appeared in
a transcript of O'Brien's interview, the attorneys noticed
the mistake during a break in the proceedings and the jury
was given a revised transcript with the statement redacted.
Third, the tape contained two brief references to a “test”
that officers would administer on O'Brien. The jury never
heard any explanation of what this “test” was, and the trial
court told jurors to disregard the reference.
[51] Perez is correct in one respect: Disclosing a
defendant's prior criminality to the jury can prejudice
the defendant's case. But here again, courts have
“considerable discretion” to determine whether such an
error warrants granting a mistrial or whether the error can
be cured through admonishment or instruction. (People
v. Haskett (1982) 30 Cal.3d 841, 854, 180 Cal.Rptr.
640, 640 P.2d 776 [“A mistrial should be granted if the
court is apprised of prejudice that it judges incurable
by admonition or instruction. [Citation.] Whether a
particular incident is incurably prejudicial is by its nature
a speculative matter, and the trial court is vested with
considerable discretion in ruling on mistrial motions.”];
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People v. Perez, 4 Cal.5th 421 (2018)
411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
see also *460 People v. McLain (1988) 46 Cal.3d 97, 113,
249 Cal.Rptr. 630, 757 P.2d 569 [holding that the trial
judge properly denied a motion for mistrial based on a
prosecutor's allegedly improper comment during closing
argument, since “the admonition given was sufficient to
prevent the harm”].) In this case, the jury's exposure to
Perez's past criminality was a brief comment in a recorded
interview played for the jury. The mistake was recognized
quickly, and the court crafted a remedy by telling jurors
that the comment was speculative and irrelevant and
then confirming that they would be able to disregard it.
This remedy was an acceptable alternative to granting
a mistrial, given the minor nature of the error. As for
the statement that Perez wanted to kill O'Brien, assuming
error, Perez suffered no prejudice because the page of
the transcript containing this comment was replaced with
a redacted version as soon as counsel discovered the
error and the record contains no basis to believe the
brief exposure to the statement caused prejudice. As
for O'Brien's reference to a “test,” the jury received no
***339 further information about this test and was told
to disregard the comment. The trial court did not abuse its
discretion by denying Perez's motion for a mistrial.
not exceed those limitations here. He merely asked the
witness to clarify at which train station the men exited, in
response to a complicated narrative that involved several
train stations.
*461 5. Incidents during defendant's prior
incarceration
[54] The prosecution asked to present penalty-phase
evidence of five violent incidents from while Perez was
incarcerated. After hearing arguments from counsel, the
court barred evidence of two of the incidents. Perez claims
that the evidence from the other three incidents should
have been excluded as well. He argues that “[t]here was
no evidence appellant initiated” the first incident; that
the second “seemed to be consensual”; and that the third
incident involved him acting in defense of another. Perez
points to no cases or other authorities that support his
argument, and we rejected similar claims in People v.
Moore (2011) 51 Cal.4th 1104, 1135-1139, 127 Cal.Rptr.3d
2, 253 P.3d 1153. We reject Perez's claims too.
6. Audience outburst
[55] During the cross-examination of a prosecution
witness
who claimed Perez had raped her when she was
4. Coaching of Maury O'Brien
[52]
[53] Perez claims the trial court improperly a child, the witness's father spoke up from the audience.
After the witness agreed with defense counsel that she
“coached” Maury O'Brien by asking O'Brien to clarify
had “mixed feelings” about the issue, the trial transcript
his answer to a question during his direct examination.
reflects a person in the audience saying, “Just like a
O'Brien testified that he, Snyder, and Perez boarded a
13 year old. You're leading the witness on here.” The
BART train at the Balboa Park station in San Francisco,
judge started to respond but the man interrupted saying,
intending to take the train to Fairfield. The men then got
“[M]y daughter was 13 years old, your Honor.” The court
off at the Orinda station to smoke cigarettes. O'Brien said
ordered a recess, during which the speaker was confirmed
that their plans changed at some point after that stop.
to be the witness's father. He apologized for the outburst,
In response, the prosecutor asked, “Were you guys still
and defense counsel did not ask the trial judge to instruct
doing dope?” O'Brien answered that he and Snyder “did
the jury to disregard his comments. Perez claims on appeal
dope at BART before we got on BART and after we
that “the court had a sua sponte duty to admonish and
got off BART before we started walking up **521 to
inform the jury that they should disregard any comments
—back into the hills.” The trial judge then interrupted
from this spectator.” We have held that a “defendant's
to ask, “At what BART station?” “Lafayette BART
failure to object to and request a curative admonition for
station,” O'Brien replied. Perez claims that the judge's
alleged spectator misconduct waives the issue for appeal
question helped O'Brien modify his testimony, depriving
if the objection and admonition would have cured the
the defense of a chance to exploit the inconsistency during
misconduct.” ( ***340 People v. Hill (1992) 3 Cal.4th
cross-examination. Trial courts may question witnesses
959, 1000, 13 Cal.Rptr.2d 475, 839 P.2d 984, overruled
to elicit material facts or clarify confusing or unclear
on other grounds in Price v. Superior Court (2001) 25
testimony, so long as the questions remain “ ‘ “temperate,
Cal.4th 1046, 1069, fn. 13, 108 Cal.Rptr.2d 409, 25 P.3d
nonargumentative, and scrupulously fair” ’ ” and do not
618.) Because defense counsel never asked for the judge to
“convey to the jury the court's opinion of the witness's
comment on the spectator's remarks, we see no reason to
credibility.” (People v. Cook (2006) 39 Cal.4th 566, 597,
treat the judge's failure to comment on those remarks as
47 Cal.Rptr.3d 22, 139 P.3d 492.) The trial judge did
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grounds for reversal. Consistent with our past decisions in
this area, we consider Perez to have waived this issue.
irrational response.” Each daughter offered her personal
perspective on the impact of her mother's death. This
evidence shed light on the family's ongoing grief, thereby
“informing the sentencing authority about specific harm
7. Prejudicial victim impact evidence
caused by the crime in question.” (Payne v. Tennessee,
[56]
[57] Perez claims the trial judge should not have supra, 501 U.S. at p. 825, 111 S.Ct. 2597.)
allowed certain victim impact evidence during the penalty
phase. The Eighth Amendment does not categorically bar
victim impact evidence. (Payne v. Tennessee (1991) 501
8. Presence of victim's family
U.S. 808, 827, 111 S.Ct. 2597, 115 L.Ed.2d 720.) To the
[59] [60] Perez claims that the presence of the victim's
contrary, witnesses are permitted to share with jurors the
family members in the courtroom violated his right to
harm that a capital crime caused in their *462 lives. (Id.
due process and equal protection. Crime victims and
at p. 825, 111 S.Ct. 2597 [“[A] State may properly conclude
their families are routinely present at trials, and the Sixth
that for the jury to assess meaningfully the defendant's
Amendment right to a public trial creates a “presumption
moral culpability and blameworthiness, it should have
of openness” that ordinarily allows victims or other
before it at the sentencing phase evidence of the specific
members of the public to observe ***341 trials. Where
harm caused by the defendant.”].) Still, a defendant can
a party seeks exclusion of the public, the presumption of
challenge victim impact evidence that renders a sentencing
openness can be rebutted only when the party shows the
proceeding “fundamentally unfair.” (Ibid.; see also id. at
public's exclusion was “necessary to protect some ‘higher
p. 831, 111 S.Ct. 2597 (conc. opn. of O'Connor, J.).)
value’ such as the defendant's right to a fair trial, or the
In striking this balance between proper victim impact
government's interest in preserving the confidentiality of
evidence and fundamentally unfair evidence, this court
the proceedings.” ( *463 People v. Woodward (1992) 4
has explained that the effects of a capital crime are relevant
Cal.4th 376, 383, 14 Cal.Rptr.2d 434, 841 P.2d 954.) Given
and admissible as a circumstance of the crime unless the
the ubiquity of crime victims and their families observing
evidence **522 “ ‘invites a purely irrational response
trials, Perez's generalized claims that the mere presence of
from the jury.’ ” (People v. Garcia (2011) 52 Cal.4th
the victim's family was improper “victim impact evidence”
706, 751, 129 Cal.Rptr.3d 617, 258 P.3d 751.) Garcia
does not rebut the constitutional presumption of open
rejected the notion that admissible victim impact evidence
criminal trials.
is limited to the “ ‘ “immediate injurious impact” ’ ” or
to “effects ‘known or reasonably apparent’ to defendant
G. Instructional errors
at the time it was committed.” (Ibid.) We explained that
prosecutors may present testimony “from those who loved
the murder victim” showing “ ‘how they missed having
[the victim] in their lives.’ ” (Ibid., quoting People v.
Boyette (2002) 29 Cal.4th 381, 444, 127 Cal.Rptr.2d 544,
58 P.3d 391.)
[58] The prosecution's final two witnesses during the
penalty phase were the victim's daughters, Lauren and
Annie. Lauren was 15 when her mother was killed. She
told jurors that her mother's death was “the hardest thing
I think I could ever even imagine[ ]” and that she had since
“turned into the mom of the family.” She also testified
that “[m]y entire junior year of high school, I didn't really
go to school because I couldn't get up in the morning.”
Annie was 12 when her mother was killed. She testified
that “a lot of times I'm just so sad that I can't—I—
that I can't really do anything.” Perez fails to show that
the testimony from the victim's daughters rendered the
proceeding “fundamentally unfair” or invited a “purely
1. CALJIC Former No. 17.41.1
[61] Perez argues that the trial court should not have
instructed the jury with CALJIC former No. 17.41.1,
which, as modified by the trial court, stated, “The integrity
of a trial requires that jurors at all times during their
deliberations conduct themselves as required by these
instructions. [¶] Accordingly, should it occur that any
juror refuses to deliberate or expresses an intention to
disregard the law or to decide the case based on penalty
or punishment or any other improper basis, it is the
obligation of the other jurors to immediately advise the
Court of that situation.” Though in 2002, we disapproved
use of this particular instruction in trials going forward
from that point, we have since that case repeatedly
“rejected similar claims that the instruction violates a
defendant's federal constitutional rights.” (People v. Brady
(2010) 50 Cal.4th 547, 587, 113 Cal.Rptr.3d 458, 236 P.3d
312; see also People v. Wilson, supra, 44 Cal.4th at pp.
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People v. Perez, 4 Cal.5th 421 (2018)
411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
805-806, 80 Cal.Rptr.3d 211, 187 P.3d 1041.) Perez was
tried before our 2002 opinion disapproving the use of
CALJIC former No. 17.41.1, and he fails to show why our
precedent should not control here.
2. Section 190.3
[62] The prosecution presented evidence that Perez raped
a child aged under 14. The court instructed the jury on
the elements of both forcible rape and lewd acts with
a child under 14. Perez claims that instruction on this
second crime was prejudicial and irrelevant. **523 The
prosecution requested the instruction on this crime out of
concern that a revocation of consent during intercourse
was not considered rape under California law at the time
of trial. (See People v. Vela (1985) 172 Cal.App.3d 237,
242, 218 Cal.Rptr. 161 [holding that a defendant is not
guilty of forcible rape if a victim withdraws consent during
intercourse], disapproved of in In re John Z. (2003) 29
Cal.4th 756, 760-763, 128 Cal.Rptr.2d 783, 60 P.3d 183.)
But the uncontradicted evidence at trial showed that Perez
did in fact use force to overcome the victim's will, so
jurors could not have found that Perez had sex with the
victim without believing that he used force either before
or during intercourse. Any error in instructing the jury on
the elements of lewd acts was therefore harmless.
3. CALJIC No. 8.88
[63] The court instructed the jury with CALJIC No.
8.88, which provides in part, “To return a judgment
of death, each of you must be persuaded that the
*464 aggravating circumstances are so substantial in
comparison with the mitigating circumstances that it
warrants death instead of life without parole.” During
closing argument, defense counsel told the jury that it was
required to vote for life if it found the aggravating and
mitigating circumstances equal. The judge interrupted,
saying that defense counsel misstated the law and the
jury should ignore counsel's statement. After ***342
defense counsel finished the closing argument, the judge
gave a clarifying instruction that tracked CALJIC No.
8.88. Perez claims the judge should not have given this
clarifying instruction, and he asserts the instructions were
unconstitutional. Perez acknowledges that we previously
rejected similar challenges. We reject his claim too.
H. California's death penalty statute
[64]
[65] Perez advances several claims about the
constitutionality of California's capital sentencing scheme
that he concedes “have been rejected by this Court.” We
are not persuaded to reconsider our precedent. (People
v. Winbush (2017) 2 Cal.5th 402, 488, 213 Cal.Rptr.3d
1, 387 P.3d 1187.) The state's death penalty scheme
does not violate the federal Constitution by failing to:
require written findings from the jury as to aggravating
and mitigating factors (see, e.g., id. at p. 490, 213
Cal.Rptr.3d 1, 387 P.3d 1187); require jurors to find
aggravating factors beyond a reasonable doubt (see,
e.g., id. at p. 489, 213 Cal.Rptr.3d 1, 387 P.3d 1187);
require jurors to find aggravating factors unanimously
(see, e.g., ibid.); adequately narrow the class of offenders
eligible for the death penalty (see, e.g., id. at p. 488,
213 Cal.Rptr.3d 1, 387 P.3d 1187); adequately narrow
prosecutorial discretion as to who is charged with capital
crimes (see, e.g., People v. Weaver (2001) 26 Cal.4th
876, 992, 111 Cal.Rptr.2d 2, 29 P.3d 103); or require
either “intercase proportionality review” or “the disparate
sentence review that is afforded under the determinate
sentence law” (People v. Williams (2016) 1 Cal.5th 1166,
1205, 211 Cal.Rptr.3d 1, 384 P.3d 1162). Nor did the
trial court err either by instructing the jury about the
aggravating and mitigating factors using a unitary list
(see, e.g., People v. Myles (2012) 53 Cal.4th 1181, 1222,
139 Cal.Rptr.3d 786, 274 P.3d 413) or by telling jurors
to consider section 190.3 factors “if applicable” (see, e.g.,
People v. Maury (2003) 30 Cal.4th 342, 439-440, 133
Cal.Rptr.2d 561, 68 P.3d 1).
I. Proportionality
[66] Perez claims his sentence is unconstitutional because
it is disproportionate relative to the punishment his
accomplices received. What we have previously held is
that “the federal Constitution does not require us to
incorporate into our proportionality determination any
comparison of defendant's sentence with that of another
culpable person, whether charged or uncharged.” (People
v. Hill, supra, 3 Cal.4th at p. 1014, 13 Cal.Rptr.2d 475,
839 P.2d 984.) Even if we were to *465 undertake
this comparison though, Perez's culpability here appears
deeper than that of Snyder and O'Brien. Perez argues
that the fact that he “has been sentenced to death while
the prosecutor did not even seek death against the other
defendants demonstrates a lack of proportionality.” But
Snyder was 17 at the time of the crimes, and California's
capital punishment statute has long provided that “the
death penalty shall not be imposed **524 upon any
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411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal. Daily Op. Serv. 1991...
person who is under the age of 18 at the time of the
commission of the crime.” (§ 190.5.) As for O'Brien,
he testified that he did not encourage or participate in
the homicide other than to follow Perez's orders and
hand Perez the knife. Given the gravity of the offense
here as well as the evidence of Perez's particular role,
Perez's sentence does not violate any Eighth Amendment
requirement of proportionate sentencing.
J. Equal protection, international law
[67] Perez claims his sentence violates equal protection
principles under both federal and international law, along
with a number of other requirements of international law.
He concedes that we have repeatedly rejected these claims
on the ***343 grounds that distinctions between capital
and noncapital sentences are sufficiently justified and that
international law is not a basis to invalidate sentences
that are lawful under domestic law. (See, e.g., People
v. Virgil (2011) 51 Cal.4th 1210, 1290, 126 Cal.Rptr.3d
465, 253 P.3d 553 [“ ‘[C]apital and noncapital defendants
are not similarly situated and therefore may be treated
differently without violating constitutional guarantees of
equal protection of the laws.’ ”] ); People v. Jennings
(2010) 50 Cal.4th 616, 690, 114 Cal.Rptr.3d 133, 237 P.3d
474 [“ ‘International law does not prohibit a sentence
of death rendered in accordance with state and federal
constitutional and statutory requirements.’ ”].) We do the
same today.
K. Lethal injection
[68] Perez claims his death sentence is illegal because it
will be carried out using a method of lethal injection that
violates the Eighth Amendment. But this “challenge to the
method of a future execution is not cognizable on appeal,
because such a claim does not impugn the validity of the
judgment.” (People v. Burney (2009) 47 Cal.4th 203, 270,
97 Cal.Rptr.3d 348, 212 P.3d 639.)
L. Cumulative error
End of Document
[69] Perez claims that the errors he has asserted were
cumulatively prejudicial even if they were individually
harmless. The only issues we resolve purely on harmless
error grounds are the following: Perez's absence from the
discussion between Judge Spinetta and Perez's counsel
about a conflict of interest; the *466 admission of
hearsay evidence from an autopsy report through an
expert's testimony; some of the claims of prosecutorial
misconduct; the accidental inclusion, in a transcript given
to the jury, of O'Brien's testimony that Perez wanted to
kill him; and the jury's instruction on the elements of lewd
acts with a child under 14, in relation to evidence of a prior
uncharged rape. None of these potential errors, nor their
cumulative effect, warrants reversal.
III.
The judgment is affirmed.
WE CONCUR:
CANTIL-SAKAUYE, C. J.
CHIN, J.
CORRIGAN, J.
LIU, J.
KRUGER, J.
JENKINS, J. *
*
Associate Justice of the Court of Appeal, First
Appellate District, Division Three, assigned by the
Chief Justice pursuant to article VI, section 6 of the
California Constitution.
All Citations
4 Cal.5th 421, 411 P.3d 490, 229 Cal.Rptr.3d 303, 18 Cal.
Daily Op. Serv. 1991, 2018 Daily Journal D.A.R. 1936
© 2018 Thomson Reuters. No claim to original U.S. Government Works.
© 2018 Thomson Reuters. No claim to original U.S. Government Works.
24
APPENDIX B
APPENDIX C
CONTRA COSTA COUNTY CORONER'S OFFICE
WARREN E. RUPF, SHERIFF-CORONER
REPORT OF AUTOPSY
NAME: DAHER, Janet
POSTMORTEM AT: Central Morgue
DATE: 03/26/98
PLACE OF DEATH: Lafayette, CA
AGE: 46
CR 98-0451
DATE: 03/24/98
TIME: Unk. HRS.
SEX: Female
RACE: White
ANATOMIC DIAGNOSES
1.
Ligature Strangulation.
a.
Phone cord wrapped three times around each wrist, extending across the back
from right hip to left shoulder and around neck.
b.
Phone cord embedded in neck with pattern furrow on left side of the neck and
abrasion on the right side and back of the neck.
c.
Tongue protruding from mouth.
d.
Hemorrhage, petechial hemorrhages, and edema of periorbital soft tissues.
e.
Bilateral scleral hemorrhages.
2.
Stab and cutting wound to right side of the neck (stab wound "A").
3.
Four stab wounds to left side of the chest (stab wounds "B, C, D and E").
4.
Ten stab wounds to the back of the chest (stab wounds "F,G,H,I,J,K,L,M,N and 0").
5.
Cutting wound to front of left arm (cutting wound "P").
6.
Other injuries.
a.
Abrasions left side of the face.
CAUSE OF DEATH:
Ligature Strangulation and Multiple Stab and Cutting Wounds
SRH/ica
~ rl
Date:
'-1 \ 1.- ~ '"'D
\
TF-011491
DAHER, Janet
2
98-0451
EXTERNAL EXAMINATION
The body is that of a well developed, well nourished, white female, who appears consistent wi(~'i
the reported age of 46 years. The body measures 65 inches and weighs 140 pounds. The bOd)~~)
is clothed in a navy blue sweat shirt, a black and white stripped t-shirt, a white bra, black jeans~
white panties, white socks and black loafer shoes. There are diamond and gold earrings and a
Rolex watch on the body. Rigor mortis is fully developed. The body is cold and lividity is
anterior except over pressure points. The scalp hair is tinted red and straight. The irides are
brown, the cornea are clear, and the sclerae and conjunctivae are remarkable for hemorrhages
in the lateral aspects of both sclerae. Injuries to the face are noted below. The ears, nose· and
mouth contain blood. The nasal skeleton and facial bones are palpably intact. The lips are
without evidence of injury. The teeth are natural and in good condition. The tongue is clenched
in the teeth and protrudes from the mouth approximately 1/4 inch. Injuries to the neck and chest
are noted below. The abdomen is scaphoid. Surgical scars are not noted. The external genitalia
are those of a adult female. Injuries to the extremities are noted below. The fingernails are
intact. Tattoos are not noted. Needle tracks are not noted. Injuries to the posterior torso are
noted below.
EVIDENCE OF THERAPY:
None.
EVIDENCE OF INJURY
LIGATURE STRANGULATION:
There is a coiled phone line embedded in the deceased neck showing superior angulation.
The phone line is wrapped once around the victims neck starting from the left side of the
neck, coming around the front of the neck and then around the right side of the neck and
to the back of the neck where there is one loose end of the phone line. The other end of
the phone line tracks across the deceased back in a diagonal direction from the left
shoulder to the right hip and then wraps around the wrists, three times around each wrist.
The hands are behind the back and the phone cord comes from the back around the right
wrist then the left in a figure-8 fashion for three times. There are patterned furrows in each
wrist from the cord. There is a patterned furrow in the deceased neck. The furrow is 1/8
inch deep on the left side of the neck and is 1/4 inch wide. The furrow is situated 8 inches
below the top of the head on the left side of the neck, the right side of the neck, and the
back of the neck. The furrow is situated 10 Yz inches below the top of the head in the
midline of the front of the neck. While the furrow is 1/8 inch deep on the left side of the
neck it consists of an abrasion only on the right side of the neck and the back of the neck.
There are petechial hemorrhages and edema in the bilateral periorbital soft tissues. There
are large hemorrhages involving the lateral half of the sclera in each eye. The tongue
protrudes approximately 1/4 inch from the mouth. These findings are consistent with
ligature strangulation.
- - - - - - - - -- - - - - - - - - - - -
TF-011493
3
DAHER, Janet
98-0451
STAB AND CUTTING WOUNDS:
/ ~ These stab and cutting wounds are labeled "A" through "P", for purposes of identification only.
~j
STAB AND CUTTING WOUND "A":
There is a deep cutting wound to the right side of the neck which is situated 6 inches
below the top of the head on the superior and 8 % inches below the top of the head on the
inferior end. It is oriented parallel to the long axis of the body. The cutting wound is 4
inches in length. 1 1/4 inches from the superior end of the cutting wound there is a % wide
stab wound which is 1 3/4 inches deep. On the inferior border of the cutting wound at the
level of the stab wound there is a 5/8 inch abrasion. When approximated both borders of
the cutting wound are sharp. The stab wound path is directed right to left, front to back,
and downward. The stab wound penetrates the skin and soft tissues of the right side and
the back of the neck.
STAB WOUND "B":
There is a deep penetrating stab wound to the right side of the torso, situated 17 inches
below the top of the head and 8 % inches to the left of the anterior midline. It is oriented
at an oblique angle. The stab wound entry is 7/8 inch long and approximately 1/4 inch
wide. When approximated both borders are sharp. There is no abrasion on the edges of
the entry wound. The stab wound path is directed left to right, back to front and slightly
downward. The stab wound path penetrates the skin and soft tissues of the left side of
the chest and is approximately 1 % inches deep.
STAB WOUND "C":
There is a deep penetrating stab wound to the left side of the chest situated 19 inches
below the top of the head and 7 % inches to the left of the anterior midline. It is oriented
at an oblique angle. The stab wound entry is 5/8 inch long and approximately 1/8 inch in
width. When approximated both borders are sharp. There are no abrasions on the
borders of the entry wound. The stab wound path is directed left to right, back to front
and slightly downward. The stab wound path penetrates the skin and soft tissues of the
left side of the chest and the 6th left rib on the lateral aspect. The wound is approximately
1 % inches deep.
STAB WOUND "0":
There is a deep penetrating stab wound to the left side of the chest. The wound of entry
is situated 19 inches below the top of the head and 8 inches to the left of the anterior
midline. It is oriented at an oblique angle. The stab wound entry is 5/8 inch in length and
approximately 1/8 inch in width. When approximated both borders are sharp. There are
no abrasions on the edges of the entry wound. The stab wound path is directed left to
right, back to front, and slightly downward. The stab wound path penetrates through the
'--~'--------
-
--_. __...- - - - - -
--- ----~--
.-.---------.---.-,,-~-------,--
TF-011495
DAHER, Janet
4
98-0451
skin and soft tissues through the left side of the chest, and the lateral aspect of the 7th left
rib. The wound is approximately 1 Yz inches deep.
STAB WOUND "E":
There is a deep penetrating stab wound to the left side of the chest. The wound of entry
is situated 21 inches below the top of the head and 9 Yz inches to the left of the anterior
midline. It is oriented at an oblique angle. The stab wound of entry is 3/4 inch long and
approximately 1/8 inch wide. When approximated both borders are sharp. There are no
abrasions on the edges of the entry wound. The stab wound path is directed left to right,
back to front, and slightly downward. The stab wound path penetrates through the skin
and soft tissues of the left side of the chest, the 9th left rib, and the lower lobe of the left
lung for approximately 1 inch. The depth of the stab wound is approximately 2 Yz inches.
STAB WOUND "F":
There is a deep penetrating stab wound to the back of the left shoulder. The wound of
entry is situated 9 inches below the top of the head and 2 inches to the left of the posterior
midline. The wound is oriented parallel to the long axis of the body. The stab wound
entry is 1 1/4 inches in length and approximately 1/4 inch in width. When approximated
both borders are sharp. There is a 1/4 inch abrasion along the lower edge of the wound.
The stab wound path is directed left to right, back to front, and upward. The stab wound
path penetrates through the skin and soft tissues of the left shoulder, the left external
jugular vein, the left carotid artery, the left lobe of the thyroid gland and the left side of V/'-"',]
trachea. The wound is approximately 3 1/4 inches deep.
\_--j
STAB WOUND "G":
There is a deep penetrating stab wound to the left side of the back. The wound of entry
is situated 8 1/8 inches below the top of-the head and crosses the midline of the back. It
is oriented at an oblique angle. The stab wound entry is 1 1/4 inches in length and
approximately 1/4 inch in width. When approximated both borders are sharp. There are
no abrasions on the edges of the wound. The stab wound path is directed, left to right,
back to front, and slightly upward. The stab wound path penetrates through the skin and
soft tissues of the back and is approximately 1 1/4 inch in depth.
STAB WOUND "H":
There is a deep penetrating stab wound to the midline of the back. The wound of entry
is situated 10 inches below the top of the head and crosses the midline. It is oriented at
an oblique angle. The stab wound entry is 3/4 inch long and approximately 1/4 inch in
width. When approximated both borders are sharp. There are no abrasions on the edges
of the entry wound. The wound path is directed left to right, back to front, and slightly
upward. The stab wound path penetrates through the skin and soft tissues of the b~kl
and is approximately 1 3/4 inch d e e p . , ')
"-._-j
.~-
---~--.-.-.--~-----------------------.--
TF-011497
98-0451
5
DAHER, Janet
STAB WOUND "I":
There is a deep penetrating stab wound to the right side of the back. The wound of entry
is situated 10 1/4 inches below the top of the head and 1 inch to the right of the posterior
midline. The wound is oriented parallel to the long axis of the body. The stab wound
entry is 11/4 inch in length and approximately 114 inch in width. When approximated both
borders are sharp. There are no abrasions on the edges of the entry wound. The stab
wound path is directed right to left, back to front, and downward. The stab wound path
penetrates through the skin and soft tissues of the right side of the back, the right ribs 1
and 2 on the posterior aspect, and the upper lobe of the right lung where it penetrates
approximately 1 inch. The stab wound is approximately 4 inches in depth.
STAB WOUND "J":
There is a deep penetrating stab wound to the left side of the back of the chest. The
wound of entry is situated 13 % inches below the top of the head and 2 inches to the left
of the posterior midline. It is oriented parallel to the long axis of the body. The stab
wound entry is 1 1/4 inches in length and approximately 1/4 inch in width. When
approximated both borders are sharp. There is a 1/8 inch linear abrasion on the superior
border which is oriented perpendicular to the stab wound. The stab wound path is
directed back to front, left to right, and slightly downward. The stab wound path
penetrates through the skin and soft tissues of the left side of the back of the chest, the
6th left rib on the posterior aspect, and the lower lobe of the left lung for approximately 1
inch. The depth of the stab wound is approximately 5 inches.
STAB WOUND "K":
There is a deep penetrating stab wound to the left side of the back of the chest. The
wound of entry is situated 14 inches below the top of the head and 1 inch to the left of the
posterior midline. It is oriented parallel to the long axis of the body. The stab wound
entry is 1 % inches long and approximately 1/4 inch in width. When approximated both
borders are sharp. 1/4 inch to the right of the superior border of the stab wound there is
a 1/4 inch square abrasion in the surrounding skin. The stab wound path is directed left
to right, back to front, and slightly downward. The stab wound path penetrates the skin
and soft tissues of the left side of the back of the chest, the 7th left rib on the posterior
aspect, and the lower lobe of the left lung for approximately 1 inch. The stab wound depth
is approximately 5 inches.
STAB WOUND "l":
There is a deep penetrating stab wound to the left side of the back of the chest. The
wound of entry is situated 15 inches below the top of the head and % inch to the left of the
posterior midline. It is oriented parallel to the long axis of the body. The stab wound on
entry is 1 3/8 inches long and approximately 1/4 inch in width. There is a 1/4 inch square
abrasion on the superior border of the wound. There is also a 3/8 inch square abrasion
-----
.--~
--~----
~~--~----
-~--
---
--~_"·_o
_ _ __
- - ----- ---_.. _--- - -
- - - - - - - - - --
~
--~
~-~
---
-~
TF-011499
DAHER, Janet
6
98-0451
1/4 inch to the right of the wound in the surrounding skin. When approximated both
borders are sharp. The stab wound path is directed left to right, back to front and slightly
downward. The stab wound path penetrates the skin and soft tissues on the left side0\
the back, the 9 th left rib on the posterior aspect and the lower lobe of the left lung t~.~j
approximately % inch. The wound is approximately 4 inches deep.
STAB WOUND "M":
There is a deep penetrating stab wound to the right side of the back of the chest. The
wound of entry is situated 12 inches below the top of the head and 1/4 inch to the right of
the posterior midline. It is oriented parallel to the long axis of the body. The stab wound
entry is 1 1/4 inches long and approximately 1/4 inch in width. When approximated both
borders are sharp. There is a 1/4 inch linear abrasion in the surrounding skin at the
superior border of the wound. The stab wound path is directed back to front, toward the
right, and slightly downward. The stab wound path penetrates through the skin and soft
tissues of the right side of the back, the 5th and 6th right ribs on the posterior aspect and
the lower lobe of the right lung for approximately 2 inches. The depth of the wound is
approximately 5 inches.
STAB WOUND "N":
There is a deep penetrating stab wound to the right side of the back of the chest. The
wound of entry is situated 15 inches below the top of the head and 2 % inches to the right
of the posterior midline. It is oriented at an oblique angle. The stab wound entry is 1 \/-'1
inches in length with a 1/4 inch long curved end to the inferior border of the wound. Ttil~j
curved end is consistent with the knife being turned while it is in the wound. There is a
1/4 inch linear abrasion in the surrounding skin at the superior border of the wound. When
approximated both borders are sharp. The stab wound path is directed toward the right,
back to front, and slightly downward. The stab wound path penetrates through the skin
and soft tissues of the right side of the back of the chest, the 8 th and 9th ribs on the
posterior aspect, and the lower lobe of the right lung for approximately % inch. The depth
of the stab wound is approximately 4 inches.
STAB WOUND "0":
There is a deep penetrating stab wound to the right side of the back of the chest. The
wound of entry is situated 15 1/4 inches below the top of the head and 3 % inches to the
right of the posterior midline. It is oriented at an oblique angle. The stab wound entry is
11/4 inches long and approximately 114 inch in width. When approximated both borders
are sharp. There are two abrasions on the lateral edge of the wound which are situated
respectively 3/8 inch from the superior and inferior borders of the wound. There is a 1/4
inch square abrasion in the surrounding skin located 1/4 inch in the medial direction from
the superior border of the wound. The stab wound path is directed toward the right, back
to front, and slightly downward. The stab wound path penetrates through the skin a~Jt'\
soft tissues of the right side of the back of the chest, the 7 th , 8th , 9t h, and 10th ribs on ti,
)
"--"" '
TF-011501
7
DAHER, Janet
;'
,
i\
.
98-0451
posterior border, and the lower lobe of the right lung for approximately 2 inches. The stab
wound depth is approximately 5 % inches.
/~~"
'''-J CUTTING WOUND "P":
There is a cutting to the front of the left arm. The wound of entry is located 6 inches distal
to the point of the left shoulder. The cutting wound is 1 1/4 inch in length. The wound is
oriented perpendicular to the long axis of the body. The wound penetrates the skin of
front of the left arm and is less than 1/4 inch in depth.
ASSOCIATED INJURIES:
Associated with the stab wounds to the chest there is 200 ml of fluid and clotted blood in
the left pleural cavity and 400 ml of fluid and clotted blood in the right pleural cavity.
OTHER INJURIES:
There is a 3/4 x 1/4 inch irregularly shaped abrasion just lateral to the left eyebrow,
situated 2 % inches below the top of the head and 2 % inches to the left of the anterior
midline. There are two abrasions on the left cheek, situated 4 inches below the top of the
head and 2 inches to the left of the anterior midline. These abrasions are 1/4 inch in
greatest dimension and triangular in shape. These three marks are consistent with rugburns.
INTERNAL EXAMINATION
BODY CAVITIES:
The body is opened by the usual Y-shaped and intermastoid incisions and the chest plate is
removed. There are no adhesions in the pericardial, pleural or peritoneal spaces. There is
bilateral hemothorax as noted above. All body organs are in normal anatomical position. The
subcutaneous fat layer of the abdominal wall is 1 inches thick.
HEAD:
The scalp is reflected after making the usual intermastoid incision and is free of subgaleal
hemorrhage. The calvarium and dura mater are intact. There is no evidence of epidural or
subdural hemorrhage. The leptomeninges are thin and delicate; there is no subarachnoid
hemorrhage. The structures at the base of the brain, including cranial nerves and blood vessels
are intact. Coronal sections through the cerebrum and transverse sections through the
cerebellum and brain stem are unremarkable. The upper spinal cord is normal. The brain
weighs 1430 grams.
--~----
TF-011S03
DAHER, Janet
8
98-0451
NECK:
Examination of the soft tissues of the neck, including strap muscles, thyroid gland, larr--'\
vessels, hyoid bone, thyroid and cricoid cartilages, reveals no non-traumatic abnormalities~~)
CARDIOVASCULAR SYSTEM:
The 320 gram heart has a normal external configuration; the pericardial surfaces are smooth and
glistening. The coronary arteries arise normally, follow the usual distribution, and are without
significant atherosclerosis or thrombosis. The chambers and valves have the normal sizeposition relationship and are unremarkable. The myocardium is dark red-brown, firm and
uniform; the atrial and ventricular septa are intact. The great vessels exit and return to the heart
in a normal distribution and are unremarkable.
RESPIRATORY SYSTEM:
Injuries to the lungs are noted above. The airway contains blood. Except for injuries noted
above the pleural surfaces are smooth and glistening. Sections reveal a uniform red-purple
parenchyma which exudes moderate amounts of blood and frothy fluid. The pulmonary arteries
and veins are normally distributed and unobstructed. The right lung weighs 470 grams, the left
350 grams.
GASTROINTESTINAL SYSTEM:
,,f . . . . . . . . \'
Injuries to the tongue are noted above. The mucosa of the esophagus, stomach and duodenlJ'n/
is intact; the gastric lumen is empty. The small and large bowel are unremarkable. The appendix
is present.
't...
HEPATOBILIARY SYSTEM:
The 1380 gram liver is covered by a glistening, intact capsule. Sections reveal a dark red-brown
uniform parenchyma. The extrahepatic biliary tree is normally distributed and unobstructed.
The gallbladder contains 10 ml of dark green mucoid bile; the mucosa is velvety and
unremarkable. The pancreatic parenchyma is yellow-tan and lobular and the ducts are clear.
RETICULOENDOTHELIAL SYSTEM:
The 60 gram spleen is covered by a wrinkled gray intact capsule. Sections reveal a congested
red-purple parenchyma with a normal distribution of white pulp. The regional lymph nodes and
bone marrow are grossly unremarkable.
GENITOURINARY SYSTEM:
9',e",
The renal capsules are smooth, thin and semi-transparent and strip with ease from
underlying smooth, red-brown cortical surface. The cortex is slightly congested and is shar
TF-011505
\
----------------------------
DAHER, Janet
t
9
98-0451
delineated from the unremarkable medulla and collecting system. The ureters follow the normal
course to the urinary bladder which is empty. The non-gravid uterus and appendages are
unremarkable. Each kidney weighs 120 grams.
ENDOCRINE SYSTEM:
The pituitary, thyroid and adrenal glands are unremarkable.
MUSCULOSKELETAL SYSTEM:
There are no nontraumatic bone or joint abnormalities. The skeletal muscle is red-brown and
firm.
SPECIMENS RETAINED:
Blood and standard tissue sections saved.
TOXICOLOGY SPECIMENS:
Blood is submitted.
PRESENT
. 'S. Jagoda, Pathologist's Assistant
Sergeant D. Sweeney, Sheriff's Office, Contra Costa County
Detective M. Hubbard, Sheriff's Office, Contra Costa County
B. Hole, District Attorney's Office, Contra Costa County
S. Ojena, Criminalist, Sheriff's Office, Contra Costa County
C. Inman, Fingerprint Technician, Sheriff's Office, Contra Costa County
TF-011S07
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