Petition for Writ of Certiorari — Les Schwab Tire Centers of Portland, Inc., et al., Petitioners v. Scott Wilcox, Individually and as the Personal Representative of the Estate of Jenna Wilcox
Supreme Court briefMar 1, 2019
Ask Donna
What actually matters in this document.
Text
No.
IN THE
pìéêÉãÉ=`çìêí=çÑ=íÜÉ=råáíÉÇ=pí~íÉë=
_______________
LES SCHWAB TIRE CENTERS OF PORTLAND, INC., AND
TOYO TIRE HOLDINGS OF AMERICAS INC.,
Petitioners,
v.
SCOTT WILCOX,
Respondent.
_______________
On Petition For A Writ Of Certiorari
To The Court Of Appeals Of The State Of Oregon
_______________
PETITION FOR A WRIT OF CERTIORARI
_______________
JOHN W. KNOTTNERUS
JONATHAN M. HOFFMAN
MB LAW GROUP LLP
117 S.W. Taylor Street
Suite 200
Portland, OR 97204
(503) 914-2015
THOMAS H. DUPREE JR.
Counsel of Record
ANDREW G. I. KILBERG
GIBSON, DUNN & CRUTCHER LLP
1050 Connecticut Avenue, N.W.
Washington, D.C. 20036
(202) 955-8500
tdupree@gibsondunn.com
Counsel for Petitioners
i
QUESTION PRESENTED
The Servicemembers Civil Relief Act (“SCRA”)
tolls “any action or proceeding . . . by or against the
servicemember or the servicemember’s heirs,
executors, administrators, or assigns” for the “period
of a servicemember’s military service.” 50 U.S.C.
§ 3936(a).
The question presented is whether the SCRA tolls
a statute of limitations applicable to a claim brought
by a servicemember in a purely representative
capacity for another.
ii
PARTIES TO THE PROCEEDING AND
RULE 29.6 STATEMENT
All parties to the case below are named in the
caption, except that respondent misidentified
petitioner Les Schwab Tire Centers of Portland, Inc.
in the proceedings below as Les Schwab Tire Centers
of Oregon, Inc.
Pursuant to this Court’s Rule 29.6, undersigned
counsel state that petitioner Toyo Holdings of
Americas Inc. is a wholly-owned subsidiary of Toyo
Tire Corporation, a publicly-traded corporation in
Japan.
Petitioner Les Schwab Tire Centers of
Portland, Inc., is a privately-held Oregon corporation
and has no parent company, and no publicly held
company owns 10% or more of its stock.
iii
TABLE OF CONTENTS
Page
QUESTION PRESENTED........................................ i
PARTIES TO THE PROCEEDING AND RULE
29.6 STATEMENT ................................................... ii
TABLE OF APPENDICES ..................................... iv
TABLE OF AUTHORITIES ..................................... v
OPINIONS BELOW ................................................. 1
JURISDICTION ....................................................... 1
STATUTORY PROVISION INVOLVED ................. 1
STATEMENT ........................................................... 2
A. THE SCRA’S TOLLING PROVISION................ 2
B. THE PROCEEDINGS BELOW .......................... 5
REASONS FOR GRANTING THE PETITION ...... 7
I.
FEDERAL AND STATE COURTS ARE SPLIT ON
THE QUESTION PRESENTED ................................. 8
II. THE DECISION BELOW IS WRONG AND WILL
LEAD TO INEQUITABLE RESULTS ....................... 13
III. THIS CASE IS AN EXCELLENT VEHICLE TO
RESOLVE THE QUESTION PRESENTED ............... 17
CONCLUSION ....................................................... 18
iv
TABLE OF APPENDICES
Page
APPENDIX A: Opinion of the Court of Appeals
of the State of Oregon (Aug. 22, 2018) ............... 1a
APPENDIX B: Order of the Circuit Court of
the State of Oregon, Multnomah County
(Apr. 17, 2015) ................................................... 13a
APPENDIX C: Order of the Supreme Court of
the State of Oregon (Jan. 17, 2019).................. 17a
APPENDIX D: Statutory Provisions Involved ...... 19a
50 U.S.C. § 3902 ......................................... 19a
50 U.S.C. § 3911 ......................................... 20a
50 U.S.C. § 3936 ......................................... 23a
v
TABLE OF AUTHORITIES
Cases
Beck v. United States,
No. 86 C 10134, 1987 WL 17154
(N.D. Ill. Sept. 14, 1987) ...................................... 10
Boone v. Lightner,
319 U.S. 561 (1943) .......................................... 3, 15
Clark v. Mechs.’ Nat’l Bank, 282 F. 589
(8th Cir. 1922) ...................................................... 13
Conroy v. Aniskoff,
507 U.S. 511 (1993) .............................................. 16
Cox Broad. Corp. v. Cohn,
420 U.S. 469 (1975) .................................... 1, 17, 18
Ebert v. Poston,
266 U.S. 548 (1925) ........................................ 14, 15
Encino Motorcars, LLC v. Navarro,
138 S. Ct. 1134 (2018) .......................................... 15
Halle v. Cavanaugh,
111 A. 76 (N.H. 1920)..................................... 11, 12
Kerstetter v. United States,
57 F.3d 362 (4th Cir. 1995) .............................. 9, 10
Lopez v. Waldrum Estate,
460 S.W.2d 61 (Ark. 1970) ............................... 9, 14
McCoy v. Atl. Coast Line R.R. Co.,
47 S.E.2d 532 (N.C. 1948) .............................. 7, 8, 9
vi
Miller v. United States,
803 F. Supp. 1120 (E.D. Va. 1992) ...................... 10
Mitchell v. Phillips,
58 Pa. D & C.2d 314 (1972) ................................. 13
Phillips v. Generations Family Health
Ctr.,
No. 3:11-CV-1752-VLB, 2015 WL
4527008 (D. Conn. July 27, 2005) ....................... 11
Stutz v. Guardian Cab Corp.,
74 N.Y.S.2d 818 (N.Y. App. Div.
1947) ............................................................... 12, 13
Van Osdol v. Knappton Corp.,
755 P.2d 744 (Or. App. 1988)............................... 17
Statutes
28 U.S.C. § 1257(a) ................................................ 1, 17
50 U.S.C. § 3902 .................................................... 5, 16
50 U.S.C. § 3911(3) ................................................ 6, 14
50 U.S.C. § 3936(a) ............................................ 1, 4, 14
Colo. Rev. Stat. § 15-12-601 .................................. 7, 14
Or. Rev. Stat. § 30.020(1) ............................................ 5
Or. Rev. Stat. § 30.905 .......................................... 6, 14
Selective Service Act of 1948, Pub. L.
80-759, § 14, 62 Stat. 604, 623 (1948) ................... 4
vii
Servicemembers Civil Relief Act, Pub.
L. 108-189, § 1, 117 Stat. 2835, 2835
(2003) ...................................................................... 4
Soldiers’ and Sailors’ Civil Relief Act of
1918, Pub. L. No. 65-103, §§ 100,
205, 603, 40 Stat. 440, 440, 443, 449
(1918) ...................................................................... 3
Soldiers’ and Sailors’ Civil Relief Act of
1940, Pub. L. 76-861, 54 Stat. 1178
(1940) ...................................................................... 3
Soldiers’ and Sailors’ Civil Relief Act
Amendments of 1942, Pub. L. 77732, § 5, 56 Stat. 769, 770 (1942) .......................... 4
Veterans Benefits Act of 2002, Pub. L.
107-330, § 305, 116 Stat. 2820,
2826–27 (2002) ....................................................... 4
Other Authorities
Comment, Soldiers and Sailors—Civil
Relief Act of 1940—Application to
Decedents’ Estates, Secured
Obligations, Installment Contracts,
Insurance, Taxes, and Assessments,
42 MICH. L. REV. 480 (1943) ................................ 15
R. Chuck Mason, Cong. Research Serv.,
The Servicemembers Civil Relief Act:
An Explanation (2014) ........................................... 2
S. Rep. 76-2109 (1940)............................................... 15
viii
Brooke Tibbs, Soldiers’ and Sailors’
Civil Relief Act in 1942: Operation,
Need for Clarification, Future
Significance, 27 MARQ. L. REV. 59
(1943) .......................................................... 3, 12, 15
PETITION FOR A WRIT OF CERTIORARI
Petitioners Les Schwab Tire Centers of Portland,
Inc. and Toyo Tire Holdings of Americas Inc.
respectfully petition for a writ of certiorari to review
the judgment of the Oregon Court of Appeals.
OPINIONS BELOW
The order of the Oregon Supreme Court denying
petitioners’ petition for review (App. 17a) is
unreported. The opinion of the Oregon Court of
Appeals reversing the circuit court’s dismissal of the
action (App. 1a–12a) is reported at 428 P.3d 900. The
order of the Circuit Court of Multnomah County
granting petitioners’ motion to dismiss (App. 13a–
14a) is unreported.
JURISDICTION
The decision of the Oregon Court of Appeals was
issued on August 22, 2018. Petitioners filed a timely
petition for review with the Oregon Supreme Court,
which was denied on January 17, 2019. This Court
has jurisdiction under 28 U.S.C. § 1257(a). The state
courts have “finally decided” a “federal issue” for
which “later review . . . cannot be had.” Cox Broad.
Corp. v. Cohn, 420 U.S. 469, 481 (1975). Moreover,
reversal “on the federal issue would be preclusive of
any further litigation” and “refusal immediately to
review the state court decision might seriously erode
federal policy.” Id. at 482–83; see also infra Part III
(discussing finality).
STATUTORY PROVISION INVOLVED
The tolling provision of the SCRA, 50 U.S.C.
§ 3936(a), provides:
2
The period of a servicemember’s military service
may not be included in computing any period
limited by law, regulation, or order for the
bringing of any action or proceeding in a court, or
in any board, bureau, commission, department, or
other agency of a State (or political subdivision of
a State) or the United States by or against the
servicemember or the servicemember’s heirs,
executors, administrators, or assigns.
This and other relevant sections of the SCRA are
reproduced in Appendix D to the petition. App. 19a–
23a.
STATEMENT
Does the SCRA toll claims brought by a
servicemember in a purely representative capacity for
another? For nearly a hundred years, the answer has
almost uniformly been “no.” The court below departed
from this consensus, despite acknowledging in the
process that its decision would allow unscrupulous
litigants to evade statutes of limitation that plainly
should bar untimely claims. The Court should step in
now to resolve this square split.
A. THE SCRA’S TOLLING PROVISION
Protecting the legal rights of men and women in
the armed forces has long been an important
congressional objective. Since at least the Civil War,
Congress has recognized that military service can
impede servicemembers’ “ability to meet obligations
and protect their legal interests.” R. Chuck Mason,
Cong. Research Serv., The Servicemembers Civil
Relief Act (SCRA): An Explanation 1 (2014). Thus,
“[d]uring the Civil War, Congress enacted an absolute
moratorium on civil actions brought against soldiers
and sailors.” Id.
3
During World War I, Congress passed the
Soldiers’ and Sailors’ Civil Relief Act of 1918. Pub. L.
No. 65-103, 40 Stat. 440 (1918). The Act’s stated
purposes were “to enable [servicemembers] to devote
their entire energy to the military needs of the
Nation” and “to prevent prejudice or injury to their
civil rights during their term of service” by providing
“for the temporary suspension of legal proceedings . . .
which may prejudice the civil rights of persons in
[military] service during” the war. Id. § 100, 40 Stat.
at 440.
The 1918 Act did not institute a moratorium to
accomplish those purposes, but rather provided an
extensive suite of carefully crafted and limited
protections. One of those protections was a tolling
provision:
That the period of military service shall not be
included in computing any period now or
hereafter to be limited by any law for the bringing
of any action by or against any person in military
service or by or against his heirs, executors,
administrators, or assigns, whether such cause of
action shall have accrued prior to or during the
period of such service.
Id. § 205, 40 Stat. at 443. The 1918 Act expired six
months after World War I concluded. See id. § 603, 40
Stat. at 449.
A little over a year before the United States
entered World War II, Congress passed the Soldiers’
and Sailors’ Civil Relief Act of 1940. Pub. L. 76-861,
54 Stat. 1178 (1940). “The Act of 1940 was a
substantial re-enactment of that of 1918.” Boone v.
Lightner, 319 U.S. 561, 565 (1943); see also Brooke
Tibbs, Soldiers’ and Sailors’ Civil Relief Act in 1942:
4
Operation,
Need
for
Clarification,
Future
Significance, 27 MARQ. L. REV. 59, 59 (1943).
Since then, Congress has periodically amended
the Act. For example, Congress revised the tolling
provision to encompass administrative proceedings in
addition to actions brought in court, see Soldiers’ and
Sailors’ Civil Relief Act Amendments of 1942, Pub. L.
77-732, § 5, 56 Stat. 769, 770 (1942); made the Act
permanent, see Selective Service Act of 1948, Pub. L.
80-759, § 14, 62 Stat. 604, 623 (1948); expanded the
Act’s coverage to include National Guard members in
certain circumstances, see Veterans Benefits Act of
2002, Pub. L. 107-330, § 305, 116 Stat. 2820, 2826–27
(2002); and changed its name to the SCRA, see
Servicemembers Civil Relief Act, Pub. L. 108-189, § 1,
117 Stat. 2835, 2835 (2003).
The tolling provision currently provides, in its
entirety:
The period of a servicemember’s military service
may not be included in computing any period
limited by law, regulation, or order for the
bringing of any action or proceeding in a court, or
in any board, bureau, commission, department, or
other agency of a State (or political subdivision of
a State) or the United States by or against the
servicemember or the servicemember’s heirs,
executors, administrators, or assigns.
50 U.S.C. § 3936(a). In all respects material to this
case, the tolling provision has remained the same
since its initial enactment in 1918.1
1
Because the tolling provision has not changed in a material
way, we will refer to all versions of the legislation in which it has
appeared as “the SCRA” to avoid confusion.
5
The stated purposes of the SCRA also remain the
same: “to enable [servicemembers] to devote their
entire energy to the defense needs of the Nation” and
“to provide for the temporary suspension of judicial
and administrative proceedings . . . that may
adversely affect the civil rights of servicemembers
during their military service.” 50 U.S.C. § 3902.
B. THE PROCEEDINGS BELOW
Respondent bought Toyo tires for his BMW Z3
sports car in 2004. In March 2010, respondent and his
wife, both members of the United States Air Force,
were in the United Kingdom during a period of activeduty leave. On March 27, 2010, respondent and his
wife were driving in the BMW when he noticed an
issue with one of the tires and replaced it with the
spare tire. Respondent’s wife held the tire on her lap
in the passenger seat because there was not enough
room for it in the trunk or the back of the car. While
they were searching for a mechanic, the tire exploded,
injuring respondent’s wife. She died from her injuries
several days later, on April 1, 2010.
Respondent was discharged from the Air Force on
September 30, 2011. Thereafter he was appointed the
personal representative of his wife’s estate by a
Colorado court. On September 17, 2014, he filed this
action against petitioners in Oregon state court as the
personal representative of his wife’s estate, alleging
that a defect in the tire caused his wife’s death. See
Or. Rev. Stat. § 30.020(1) (“When the death of a
person is caused by the wrongful act or omission of
another, the personal representative of the decedent
. . . may maintain an action against the wrongdoer, if
the decedent might have maintained an action, had
the decedent lived, against the wrongdoer for an
injury done by the same act or omission.”).
6
Petitioners moved to dismiss the complaint under
the applicable three-year statute of limitations
because the claim accrued when respondent’s wife
died on April 1, 2010. Or. Rev. Stat. § 30.905(4); see
50 U.S.C. § 3911(3) (providing that a servicemember’s
“period of military service” ends “on the date on which
the servicemember . . . dies while in military service”).
The Circuit Court granted the motion. App. 14a.
Respondent appealed, arguing that his claim was
timely because the SCRA tolled the statute of
limitations until he was discharged from the Air Force
on September 30, 2011.
The Oregon Court of Appeals reversed, holding
that the SCRA tolled claims brought by a
servicemember acting in a representative capacity for
another. The court acknowledged that respondent
served “as the personal representative of his wife’s
estate” and “did not allege any claims of his own.”
App. 4a n.1. Yet the court maintained that the SCRA
“does not distinguish between actions brought by a
servicemember in a personal capacity and those
brought in a representative capacity.” App. 6a; App.
8a (substantially same). The court further reasoned
that because respondent would inherit his wife’s
estate, “applying the SCRA to the action serves the
congressionally identified policies” because the
lawsuit “would affect his civil rights.” App. 8a.
According to the court, it was immaterial that
respondent’s claims were wholly “derivative of the
decedent’s rights,” because the claims were “brought
by him,” and were ultimately “for his benefit” as the
7
heir to his wife’s estate.
original).2
App. 11a (emphases in
The court “acknowledge[d] that [its] construction
of the SCRA might encourage some people to attempt
to circumvent statutes of limitation under
circumstances that would not serve the policies that
Congress enacted the SCRA to serve.” App. 9a. The
court further recognized that “anyone can be
appointed personal representative of an estate” under
Colorado law, not just an heir. App. 7a (citing Colo.
Rev. Stat. § 15-12-601). Nevertheless, it disagreed
with the other courts that have “reject[ed] a
construction of the SCRA that would toll statutes of
limitation in actions brought by servicemembers
acting as personal representatives of estates.” Id.
(citing McCoy v. Atl. Coast Line R.R. Co., 47 S.E.2d
532 (N.C. 1948)).
Petitioners’ petition for review was denied by the
Oregon Supreme Court on January 17, 2019.
REASONS FOR GRANTING THE PETITION
Whether the SCRA tolls claims brought by a
servicemember in a purely representative capacity for
another now depends on the jurisdiction in which the
suit is filed. Tolling is unavailable under these
circumstances in North Carolina, Arkansas, New
Hampshire, New York, the Fourth Circuit, and two
federal district courts. The court below departed from
2
The court characterized petitioners’ demonstration that respondent’s claims belong to his wife’s estate as an “alternative
argument.” App. 9a. But that showing is, in truth, part and parcel of the argument that the SCRA does not toll statutes of limitation for claims brought by a former servicemember in a purely
representative capacity, as opposed to “any claims of his own.”
App. 4a n.1.
8
this consensus; servicemembers suing in Oregon may
take advantage of the SCRA’s tolling provision even
though the claims they bring belong to another. This
case presents an excellent vehicle to resolve this
recognized split and to head off the gamesmanship
that will result from allowing tolling in these
circumstances.
I.
FEDERAL AND STATE COURTS ARE SPLIT ON
THE QUESTION PRESENTED
As the court below acknowledged, lower courts are
squarely in conflict regarding the applicability of the
SCRA’s tolling provision to claims brought by
servicemembers in a purely representative capacity.
The vast majority of courts have held that the
SCRA does not toll claims brought by a
servicemember in a purely representative capacity,
because such claims are not personal to the
servicemember and often could just as easily have
been brought by someone else.
In McCoy, the plaintiff, who had served in the
Pacific during World War II, sued as administrator of
his father’s estate “to recover for the injury and death”
of his father as a result of the defendant’s negligence.
47 S.E.2d at 533. The North Carolina Supreme Court
concluded that the SCRA did not apply because the
plaintiff brought the suit “as a representative of the
estate in an official capacity.” Id. at 535. The court
explained:
It seems to us that it was not the intention of the
[SCRA] to hold up administration [of a decedent’s
estate] until one of many eligible persons might
administer [the estate]; or, if such a person has
administered and brought suit in his official
capacity, that it should be regarded as a suit
9
brought by the sailor or soldier designated in the
[SCRA] in his individual right, merely because of
his interest in a contingent recovery of damages in
a suit brought in behalf of decedent’s estate,
however it might be if the distribution, in case of
recovery, was in dispute.
Id. That is, the SCRA does not toll claims brought by
a former servicemember where he sues in his purely
representative capacity, but does toll any personal
claims the servicemember may have.
In Lopez v. Waldrum Estate, 460 S.W.2d 61 (Ark.
1970), the plaintiff was serving in Vietnam when his
wife and daughter were injured in a car crash. The
Arkansas Supreme Court held “that the statute of
limitations was not tolled as to recovery of damages to
which the wife and child were entitled, each in her
own right.” Id. at 65. “Where there were competent
persons by whom an action was or could have been
brought as easily as it could have been by the person
in military service,” the court explained, “it has been
held that the [SCRA] does not apply, particularly
when the suit is brought in a representative capacity.”
Id. at 64. In contrast, tolling did apply “to those
elements of damage for which [the plaintiff], as
husband and father, was entitled to recover in his own
right,” such as loss of consortium and “medical
expenses incurred.” Id. at 65. “Neither the wife nor
any person other than [the plaintiff] could have sued
for these elements of damage which are personal to
him.” Id.
The Fourth Circuit, in Kerstetter v. United States,
57 F.3d 362 (4th Cir. 1995), reached the same
conclusion. The plaintiffs “sought recovery, on behalf
of their minor child Elizabeth for the personal injuries
she sustained as a result of alleged medical negligence
10
by government doctors, and, in their individual
capacities, for the recovery of medical expenses.” Id.
at 363. The SCRA tolled the statute of limitations for
the father’s “claim for medical expenses,” because he
had served in the Navy and his “claim was
independent of his daughter’s personal injury claims.”
Id. at 367, 369. But the SCRA did not toll “the claims
[the plaintiffs] brought on behalf of Elizabeth.” Id. at
366 (citing Miller v. United States, 803 F. Supp. 1120,
1131 n.4 (E.D. Va. 1992)).3
Beck v. United States, No. 86 C 10134, 1987 WL
17154 (N.D. Ill. Sept. 14, 1987), is in accord. A former
member of the Navy and his minor daughter brought
claims to recover damages related to the daughter’s
brain damage, which allegedly was caused by a
vaccine she received as a newborn. The daughter
“argu[ed] that since she is unable, as a minor and
incompetent, to file a claim for damages, she had to
rely on her father,” and that she thus was entitled to
tolling under the SCRA. Id. at *2. The court rejected
that argument, because the daughter “never served in
the military” and “there is no reason why any other
person, or a duly appointed guardian, could not have
represented [her].” Id. In contrast, the court allowed
the father’s claim for “his injuries in having to
maintain the medical, hospital, and vocational care
for” his daughter, because that claim was “personal”
to him and, therefore, triggered SCRA tolling. Id. at
*3.
3
Miller held that “[a]ctions brought by servicemen on behalf
of minors are not tolled by the [SCRA] when the minor was entitled to recover in his own right when there was no reason why a
non-military representative could not have brought the minor’s
claim.” 803 F. Supp. at 1131 n.4.
11
In Phillips v. Generations Family Health Center,
No. 3:11-CV-1752-VLB, 2015 WL 4527008 (D. Conn.
July 27, 2005), aff’d, 657 F. App’x 56 (2d Cir. 2016),
the plaintiff sought to recover for the death of his
sister, who died after a team of doctors failed to
diagnose her colon cancer. The decedent’s son was on
active duty in the United States Navy. Id. at *2. The
plaintiff, who was eventually appointed administrator
of his sister’s estate, “argue[d] that the SCRA applies
to the time when [decedent’s son] was the executor of
the estate.” Id. at *3, 13. The court rejected that
argument, because “the claims belonged to [the
sister’s] estate and were not personal to [her son], as
is demonstrated by the fact that the action was
ultimately filed by [the plaintiff].” Id. at *14.
A few courts have held that the SCRA tolled the
statute of limitations where the servicemember sued
under the title of executor or administrator, because
in reality the claim was personal to the
servicemember. In reaching this conclusion, these
courts also held that the SCRA does not toll claims
brought in a purely representative capacity for
another.
In Halle v. Cavanaugh, 111 A. 76 (N.H. 1920), the
plaintiff brought a tort claim to recover for injuries
she suffered. She then died, and her husband was
drafted into the armed forces. Id. at 77. After nobody
appeared to prosecute her suit, the court “granted the
defendant’s motion to abate the action.” Id. The New
Hampshire Supreme Court agreed that the SCRA did
not toll the limitations period with respect to the
plaintiff’s claim, because “the rights so sought to be
enforced are primarily hers, and not those of her
husband or of one who was in the military service.”
Id. It thus was “immaterial” that “the person
12
appointed representative of the deceased . . . was at
one time in the military service.” Id.
However, under New Hampshire law, “any person
interested in an estate may bring an action which the
executor declines to prosecute”; despite “[t]he fact that
his proceeding might have to be in the name of the
executor,” the plaintiff’s husband in fact would be
proceeding “individually,” which would trigger the
SCRA’s tolling provision. Id. at 77–78. Halle thus
conforms to McCoy and the other cases discussed
above because the court distinguished between
personal and purely representative claims. “The
husband, as an individual” could proceed, but “the
executor in his official capacity” could not. Id. at 78;
see also Tibbs, supra, at 66 & n.70 (citing Halle when
explaining “that the benefits of the [SCRA] have been
held not [to] extend to a soldier acting in a
representative capacity”).
Stutz v. Guardian Cab Corp., 74 N.Y.S.2d 818
(N.Y. App. Div. 1947), is similar. The plaintiff’s
mother was hit by a taxi and died from her injuries.
Id. at 820. The plaintiff, who served in World War II,
sued as administrator of his mother’s estate to recover
for her death. Id. Under New York law, a wrongful
death claim was “[e]ssentially . . . a suit for injury to
the property rights of the beneficiaries named in the
statute.” Id. at 821. The court explained that “[t]he
fact that the action has been brought in the plaintiff’s
name in a representative role” was merely “a matter
of form.” Id. at 822. Because in this case the
“administrator su[ed] on his own behalf individually,”
the SCRA tolled the limitations period. Id. at 823. On
the other hand, tolling did not apply to the claim “for
conscious pain and suffering,” because the “rights
13
sought to be enforced” were “primarily those of the
decedent.” Id. at 824.
On the other side of the ledger, petitioners are
aware of only one other court that has held, like the
Oregon Court of Appeals, that the SCRA tolls claims
brought by a servicemember in a purely
representative capacity. In Mitchell v. Phillips, 58 Pa.
D & C.2d 314 (1972), a child was injured while ice
skating. His father “was overseas in the military
service at the time” and later sued the defendants as
his son’s guardian. Id. at 315. The court rejected
defendants’ argument “that because the minor
plaintiff could have selected another guardian,
presumably not in the military service, the [SCRA]
should not be invoked” to toll the statute of
limitations. Id. at 317.4
II. THE DECISION BELOW IS WRONG AND WILL
LEAD TO INEQUITABLE RESULTS
The plain text of the SCRA’s tolling provision is
clear that it does not extend to claims brought by a
servicemember in a purely representative capacity for
another. The statute provides:
The period of a servicemember’s military service
may not be included in computing any period
limited by law, regulation, or order for the
bringing of any action or proceeding in a court . . .
by or against the servicemember or the
servicemember’s heirs, executors, administrators,
or assigns.
4
Another case stated in dicta that, “[a]s an illustration, Congress could not have intended . . . that an extension of time
. . . should be denied if a soldier, as next of kin, had a statutory
right to recover for the negligence of someone in causing a death.”
Clark v. Mechs.’ Nat’l Bank, 282 F. 589, 591 (8th Cir. 1922).
14
50 U.S.C. § 3936(a) (emphases added). The Oregon
Court of Appeals’ interpretation ignores the last
clause of the statute. The SCRA contemplates the
very situation presented in this case:
the
administrator of the servicemember’s estate, who also
happens to be her heir, brought a claim on her behalf.
See Ebert v. Poston, 266 U.S. 548, 554 (1925) (“[The
SCRA] deals with a single subject and does so
comprehensively, systematically, and in detail.”). The
period of respondent’s wife’s military service thus
would toll the statute of limitations while she was in
military service. But because her service ended at the
same time that her claim accrued (her death), the
SCRA did not toll the limitations period in this
instance. See 50 U.S.C. § 3911(3); Or. Rev. Stat.
§ 30.905(3).
That respondent was also a servicemember and
remained in active service for a period of time after
his wife’s death is irrelevant because he “did not allege
any claims of his own.” App. 4a n.1. Respondent, as
representative of his wife’s estate, brought claims that
“depend[ed] on whether the decedent could have
maintained an action against defendants for her
injuries had she survived.” App. 11a. Indeed, anyone
could have been appointed as representative of her
estate. App. 6a–7a (citing Colo. Rev. Stat. § 15-12601); see also, e.g., Lopez, 460 S.W.2d at 64 (“Where
there were competent persons by whom an action was
or could have been brought as easily as it could have
been by the person in military service, it has been held
that the [SCRA] does not apply, particularly when the
suit is brought in a representative capacity.”). With
few exceptions, it has been “clear” for decades “that
the extension of the statutory period has no
application to a case where the real party to the action
is not a soldier or sailor but the soldier or sailor, as
15
executor or administrator of the estate of the real
plaintiff or defendant, is prosecuting or defending the
action.” Comment, Soldiers and Sailors—Civil Relief
Act of 1940—Application to Decedents’ Estates,
Secured
Obligations,
Installment
Contracts,
Insurance, Taxes, and Assessments, 42 MICH. L. REV.
480, 487 (1943); see also Tibbs, supra, at 66; Ebert, 266
U.S. at 554 (“[The SCRA] is so carefully drawn as to
leave little room for conjecture.”).
The Oregon Court of Appeals further stated that
“applying the SCRA to the action serves the
congressionally identified policies.” App. 8a. The
court noted this Court’s dicta in Boone that the SCRA
should “be liberally construed to protect”
servicemembers. App. 6a (quoting Boone, 319 U.S. at
575).
But Boone also explained that Congress
carefully crafted the SCRA to “‘prevent any person
from taking undue advantage’ of its provisions,” 319
U.S. at 569 (quoting S. Rep. 76-2109, at 2 (1940)), and
cautioned that courts should “see that the immunities
of the [SCRA] are not put to [ ] unworthy use,” id. at
575. Moreover, the Court has recently made it clear
that a statute should not be read more broadly or more
narrowly in order to better effectuate its “remedial
purpose.” Encino Motorcars, LLC v. Navarro, 138 S.
Ct. 1134, 1142 (2018). “We thus have no license to
give the [statute] anything but a fair reading.” Id.
(emphasis added). So too here. See Ebert, 266 U.S. at
553 (“The judicial function to be exercised in
construing a statute is limited to ascertaining the
intention of the Legislature therein expressed.”).
Regardless, the purposes of the statute in fact
confirm the text’s clear meaning. Congress enacted
the SCRA “to enable [servicemembers] to devote their
entire energy to the defense needs of the Nation,” and
16
“to provide for the temporary suspension of judicial
. . . proceedings . . . that may adversely affect the civil
rights of servicemembers during their military
service.” 50 U.S.C. § 3902. Where, as here, others
could act as an estate’s representative, there is no
reason that a servicemember’s attention would need
to be diverted if the statute of limitations is not tolled.
And, contrary to the rationale of the court below,
tolling is not necessary because a case brought by a
servicemember in his purely representative capacity
does not involve his “civil rights”—rather, the claim
asserted is derivative of his deceased wife’s rights.
App. 8a.
The Oregon court’s interpretation will incentivize
gamesmanship. The tolling provision does not give
courts discretion to consider whether tolling would be
just or equitable; rather, “[t]he statutory command in
[§ 3936]
is
unambiguous,
unequivocal,
and
unlimited.” Conroy v. Aniskoff, 507 U.S. 511, 514
(1993). If the text is extended to cover claims brought
in a purely representative capacity, it will invite
abuses that Congress was careful to avoid. The
Oregon Court of Appeals itself “acknowledge[d] that
[its] construction of the SCRA might encourage some
people to attempt to circumvent statutes of limitation
under circumstances that would not serve the policies
that Congress enacted the SCRA to serve.” App. 9a.
Indeed, the logic of the court’s decision is not cabined
to cases involving a claim brought in a representative
capacity; the court’s rule applies just as easily to
assigned claims. So, for example, payday lenders
could assign claims to servicemembers to increase
recovery of exorbitant interest, and an unscrupulous
party could assign a dubious claim to a servicemember
to extend the statute of limitations and coerce a
settlement from the other side. The decision below
17
similarly will encourage forum shopping to take
advantage of the artificially extended statute of
limitations in Oregon and in any state that may follow
its lead. The Court should step in now to correct the
error below to prevent such abuse of the SCRA.
III. THIS CASE IS AN EXCELLENT VEHICLE TO
RESOLVE THE QUESTION PRESENTED
This petition presents a clean vehicle to address
the split in lower court authority over whether the
SCRA tolls claims brought by servicemembers in a
purely representative capacity. The Oregon Court of
Appeals’ decision rested on its interpretation of the
SCRA, and the court acknowledged that its decision
created a conflict. See App. 7a–8a.
The case’s interlocutory posture is no hindrance.
As this Court has repeatedly recognized, a decision
may constitute a “final judgment” under 28 U.S.C.
§ 1257(a) even where the state court has remanded for
further proceedings. Cox Broad., 420 U.S. at 476–85
(describing four exceptions to requirement of finality).
The third and fourth Cox Broadcasting exceptions
apply here. The third exception applies because the
federal issue “has been finally decided” and “later
review of the federal issue cannot be had, whatever
the ultimate outcome of the case.” Id. at 481. The
applicability of the SCRA’s tolling provision has been
adjudicated and is now law of the case. See, e.g., Van
Osdol v. Knappton Corp., 755 P.2d 744, 745 (Or. App.
1988) (“The law of the case principle precludes
relitigation or reconsideration of a point of law decided
on appeal at an earlier stage of the same case.”). The
fourth exception also applies because (a) “the federal
issue has been finally decided,” (b) petitioners “might
prevail on the merits on nonfederal grounds,” such as
by winning on their argument that the tire was not
18
defective, (c) “reversal of the state court on the federal
issue would be preclusive of any further litigation,”
because the statute of limitations bars the claims, and
(d) “refusal immediately to review the state court
decision might seriously erode federal policy,” namely
the carefully targeted applicability of the SCRA’s
tolling provision. Cox Broad., 420 U.S. at 482–83.
The case is ripe for review.
CONCLUSION
The petition for a writ of certiorari should be
granted.
Respectfully submitted,
JOHN W. KNOTTNERUS
JONATHAN M. HOFFMAN
MB LAW GROUP LLP
117 S.W. Taylor Street
Suite 200
Portland, OR 97204
(503) 914-2015
THOMAS H. DUPREE JR.
Counsel of Record
ANDREW G. I. KILBERG
GIBSON, DUNN & CRUTCHER LLP
1050 Connecticut Avenue, N.W.
Washington, D.C. 20036
(202) 955-8500
tdupree@gibsondunn.com
Counsel for Petitioners
March 1, 2019
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.