Opposition Brief — Jeremiah Rodgers, Petitioner v. Florida
Supreme Court briefOct 19, 2018
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No. 18-113
In the
Supreme Court of the United States
_______________
JEREMIAH RODGERS,
v.
STATE OF FLORIDA,
_______________
Petitioner,
Respondent.
On Petition For A Writ Of Certiorari
To The Florida Supreme Court
_______________
BRIEF IN OPPOSITION
_______________
PAMELA JO BONDI
Attorney General of Florida
CAROLYN M. SNURKOWSKI
CHARMAINE M. MILLSAPS
OFFICE OF THE
ATTORNEY GENERAL
State of Florida
The Capitol – PL-01
Tallahassee, FL
32399-1050
Phone: (850) 414-3681
amit.agarwal@
myfloridalegal.com
AMIT AGARWAL
Solicitor General
*Counsel of Record
EDWARD M. WENGER
Chief Deputy Solicitor
General
CHRISTOPHER J. BAUM
Deputy Solicitor General
Counsel for Respondent
i
CAPITAL CASE
QUESTIONS PRESENTED
1. Whether a state prisoner whose death
sentence became final before this Court’s decision in
Hurst v. Florida, 136 S. Ct. 616 (2016), has a federal
right to seek postconviction relief in state court based
on Hurst, even though (1) this Court has never held
that Hurst applies retroactively as a matter of federal
law, and (2) this Court has held that Ring v. Arizona,
536 U.S. 584 (2002)—the case on which Hurst was
based—does not apply retroactively as a matter of
federal law.
2. Whether federal law gives a state prisoner
the right to seek postconviction relief in state court
based on Hurst, even if the prisoner (1) did not ask for
a jury to make any findings—advisory or mandatory—
during the sentencing phase of the proceeding,
(2) expressly asked for the trial court to make all
sentencing determinations, and (3) waived the right to
seek any future postconviction relief, while
acknowledging that such a decision would effectively
mean that “the case is over.”
3. Whether, assuming Petitioner has a federal
right to seek postconviction relief in state court based
on Hurst, the denial of Petitioner’s motion should be
affirmed because this Court’s caselaw forecloses any
claim that the Sixth Amendment gives a defendant
the right to insist that a jury find the fact of a prior
conviction, that aggravators outweigh mitigators, or
that death is the appropriate sentence.
ii
TABLE OF CONTENTS
QUESTIONS PRESENTED ........................................i
TABLE OF CONTENTS ............................................ ii
TABLE OF AUTHORITIES ...................................... iii
STATEMENT .............................................................. 1
REASONS FOR DENYING THE PETITION ............ 9
I. This case is an unsuitable vehicle for considering
the question Petitioner presents, and the decision
below does not conflict with this Court’s
precedents or implicate a split between the lower
courts. ..................................................................... 9
II. Petitioner’s independent waiver of all
postconviction proceedings bars Hurst relief, and
the validity of that waiver is not
presented here. ..................................................... 19
III. Even if Petitioner has a federal right to seek
retroactive application of the Hurst decisions,
Petitioner is not entitled to any relief. ................ 32
CONCLUSION .......................................................... 36
iii
TABLE OF AUTHORITIES
Page(s)
Cases
Almendarez-Torres v. United States,
523 U.S. 224 (1998) ................................................ 33
Alston v. State,
243 So. 3d 885 (Fla. 2018)...................................... 22
Apprendi v. New Jersey,
530 U.S. 466 (2000) ............................................ 1, 33
Asay v. State,
210 So. 3d 1 (Fla. 2016)........................................ 3, 4
Brady v. United States,
397 U.S. 742 (1970) .................................... 26, 29, 30
Brant v. State,
197 So. 3d 1051 (Fla. 2016)................................ 8, 12
Danforth v. Minnesota,
552 U.S. 264 (2008) .................................................. 3
Demosthenes v. Baal,
495 U.S. 731 (1990) ................................................ 23
Durocher v. Singletary,
623 So. 2d 482 (Fla. 1993)........................................ 7
Evans v. Secretary, Fla. Dep’t of Corr.,
699 F.3d 1249 (11th Cir. 2012) ................................ 2
Gilmore v. Utah,
429 U.S. 1012 (1976) .............................................. 23
Halbert v. Michigan,
448 U.S. 725 (1980) .................................... 29, 30, 31
iv
Hildwin v. Florida,
490 U.S. 638 (1989) .............................................. 1, 2
Hurst v. Florida,
--- U.S. ---, 136 S. Ct. 616 (2016) .................... passim
Hurst v. State,
147 So. 3d 435 (Fla. 2014)........................................ 2
Hurst v. State,
202 So. 3d 40 (Fla. 2016)........................ 3, 15, 16, 34
In re Coley,
871 F.3d 455 (6th Cir. 2017) .................................. 11
In re Jones,
847 F.3d 1293 (10th Cir. 2017) .............................. 11
Iowa v. Tovar,
541 U.S. 77 (2004) .................................................. 29
Lambrix v. Sec’y, Fla. Dep’t of Corr.,
851 F.3d 1158 (11th Cir.) ....................................... 10
McMann v. Richardson,
397 U.S. 759 (1970) .................................... 26, 29, 30
Moran v. Burbine,
475 U.S. 412 (1986) ................................................ 25
Mosley v. State,
209 So. 3d 1248 (Fla. 2016).......................... 4, 12, 18
Mullens v. State,
197 So. 3d 16 (Fla. 2016).......................................... 8
Neder v. United States,
527 U.S. 1 (1999) .................................................... 33
People v. Isaacks,
133 P.3d 1190 (Colo. 2006) .................................... 13
v
People v. Montour,
157 P.3d 489 (Colo. 2007) ...................................... 13
Rees v. Peyton,
384 U.S. 312 (1966) ................................................ 23
Rhines v. Young,
899 F.3d 482 (8th Cir. 2018) .................................. 11
Ring v. Arizona,
536 U.S. 584 (2002) ........................................ passim
Rodgers v. State,
104 So. 3d 1087 (Fla. 2012)...................................... 8
Rodgers v. State,
242 So. 3d 276 (Fla. 2018)...................................... 20
Rodgers v. State,
3 So. 3d 1127 (Fla. 2009)................................ passim
Rodgers v. State,
934 So. 2d 1207 (Fla. 2006).................................. 4, 5
Schriro v. Summerlin,
542 U.S. 348 (2004) ...................................... 3, 10, 11
Spaziano v. Florida,
468 U.S. 447 (1984) .................................................. 1
State v. Curtis,
108 P.3d 1233 (Wash. App. 2005) .......................... 13
State v. Dettman,
719 N.W.2d 644 (Minn. 2006) ................................ 13
State v. Foster,
845 N.E.2d 470 (Ohio 2006) ................................... 14
State v. Franklin,
878 A.2d 757 (N.J. 2005) ........................................ 13
vi
State v. King,
168 P.3d 1123 (N.M. 2007) .................................... 13
State v. Meynardie,
616 S.E.2d 21 (N.C. App. 2005) ............................. 13
State v. Schofield,
895 A.2d 927 (Me. 2005) ........................................ 14
State v. Silvia,
235 So. 3d 349 (Fla. 2018)................................ 24, 27
State v. Ward,
118 P.3d 1122 (Ariz. Ct. App. 2005) ...................... 14
State v. Williams,
104 P.3d 1151 (Or. App. 2005) ............................... 14
Teague v. Lane,
489 U.S. 288 (1989) .................................................. 3
Tyler v. Cain,
533 U.S. 656 (2001) .................................................. 9
United States v. Rodgers,
No. 3:98-cr-00073 (N.D. Fla. June 29, 1999) ......... 32
United States v. Ruiz,
536 U.S. 622 (2002) .......................................... 26, 30
United States v. Simpson,
430 F.3d 1177 (D.C. Cir. 2005) ........................ 26, 31
Walton v. Arizona,
497 U.S. 639 (1990) .................................................. 2
Ybarra v. Filson,
869 F.3d 1016 (9th Cir. 2017) ................................ 11
Yee v. City of Escondido,
503 U.S. 519 (1992) ................................................ 10
vii
Youakim v. Miller,
425 U.S. 231 (1976) ................................................ 10
Statutes
28 U.S.C. § 1257 ........................................................ 12
28 U.S.C. § 2244 .......................................................... 9
§ 921.141, Fla. Stat. (1983) ................................... 1, 32
Rules
Fla. R. of Crim. P. 3.851 .................................... passim
1
STATEMENT
1.
When Petitioner Jeremiah Rodgers was
sentenced to death in 2007, a defendant convicted of a
capital crime in Florida could be sentenced to death
only if the trial judge found both (1) the existence of at
least one statutorily enumerated aggravating
circumstance,
and
(2) that
the
aggravating
circumstances
outweighed
the
mitigating
circumstances. Spaziano v. Florida, 468 U.S. 447,
451-52 & n.4 (1984) (citing § 921.141(2)(b), (3)(b), Fla.
Stat. (1983)). A sentencing jury would render an
advisory verdict, but the judge would make the
ultimate sentencing determination. See id. (citing
§ 921.141(3), Fla. Stat. (1983)). This Court had upheld
that regime as constitutional, including under the
Sixth Amendment. See Hildwin v. Florida, 490 U.S.
638 (1989).
In Apprendi v. New Jersey, 530 U.S. 466 (2000),
this Court held that, “[o]ther than the fact of a prior
conviction, any fact that increases the penalty for a
crime beyond the prescribed statutory maximum
must be submitted to a jury, and proved beyond a
reasonable doubt,” even if the State characterizes the
additional factual findings made by the judge as
“sentencing factor[s].” Id. at 483, 490, 492. Ring v.
Arizona extended Apprendi to findings on the
aggravating factors necessary to impose a death
sentence. 536 U.S. 584 (2002). The Court held that,
“[b]ecause Arizona’s enumerated aggravating factors
[necessary to impose a death sentence] operate as ‘the
functional equivalent of an element of a greater
offense,’ the Sixth Amendment requires that they be
2
found by a jury.” Id. at 609 (quoting Apprendi, 530
U.S. at 494 n.19).
Neither Apprendi nor Ring overruled Hildwin, 490
U.S. at 640-41, which until Hurst was this Court’s
“last word in a Florida capital case on the
constitutionality of that state’s death sentencing
procedures.” Hurst v. State, 147 So. 3d 435, 446-47
(Fla. 2014). Indeed, in Ring, the Court
acknowledged—but did not address—“hybrid” capital
sentencing procedures, like Florida’s, in which the
judge decides the ultimate sentence but the jury has
an advisory role. See Ring, 536 U.S. at 608 n.6. The
Court recognized that in both Ring and the case it
overruled, Walton v. Arizona, 497 U.S. 639 (1990), the
Court had analyzed Arizona’s capital procedures,
which differ considerably from those of other states.
Accordingly, in the years following Ring, both the
Florida Supreme Court and the Eleventh Circuit
declined to extend Ring to Florida’s capital sentencing
scheme, reasoning that the lower courts were bound
by this Court’s pre-Ring decisions, such as Hildwin,
all of which had upheld Florida’s procedures against
Sixth Amendment attack. See, e.g., Hurst, 147 So. 3d
at 447; Evans v. Secretary, Fla. Dep’t of Corr., 699 F.3d
1249, 1264 (11th Cir. 2012), cert. denied, Evans v.
Crews, 569 U.S. 994 (2013).
In 2016, this Court granted certiorari in Hurst v.
Florida “to resolve whether Florida’s capital
sentencing scheme violates the Sixth Amendment in
light of Ring.” 136 S. Ct. 616, 621 (2016) (citations
omitted) (“Hurst”). The Court held that Florida’s
capital sentencing scheme suffered from the same
Sixth Amendment infirmity as did Arizona’s scheme
3
in Ring. Id. at 621-22. It therefore expressly overruled
its pre-Ring decisions upholding Florida’s capital
sentencing scheme to the extent that they allowed a
sentencing judge, rather than a jury, to find an
aggravating circumstance necessary to impose the
death penalty. Id. at 624.
2. Shortly after this Court decided Ring, it held
that Ring is not retroactive as a matter of federal law.
See Schriro v. Summerlin, 542 U.S. 348, 353 (2004).
This Court characterized its decision in Hurst v.
Florida as a straightforward application of its holding
in Ring, 136 S. Ct. at 622, and the Florida Supreme
Court’s decision in Hurst v. State purported to apply
the teaching of Hurst v. Florida. 202 So. 3d at 50-69.
Accordingly, the Florida Supreme Court has ruled
that its decision in Hurst v. State does not apply
retroactively as a matter of federal law. Asay v. State,
210 So. 3d 1, 15-22 (Fla. 2016). Petitioner does not ask
this Court to review that ruling. See Pet. i.
This Court has never held that Hurst applies
retroactively under federal law to postconviction
applicants, like Petitioner, whose sentences were final
on direct review when Hurst was decided. Such
applicants thus are not currently entitled under
federal law to a new sentencing hearing if a judge, not
a jury, made the penalty-phase findings necessary to
impose the death penalty.
3. Under Florida law, meanwhile, Hurst does
apply retroactively in some cases. That is because the
federal retroactivity test, the “much narrower Teague
[v. Lane, 489 U.S. 288 (1989)] test,” uses “completely
different factors from Florida’s” retroactivity test.
Asay, 210 So. 3d at 15; see Danforth v. Minnesota, 552
4
U.S. 264, 282 (2008) (“Teague . . . does not in any way
limit the authority of a state court, when reviewing its
own state criminal convictions, to provide a remedy
for a violation that is deemed ‘nonretroactive’ under
Teague.”).
In Asay v. State, the Florida Supreme Court
concluded that, under state law, Hurst did not apply
retroactively to cases in which the death sentence
became final before Ring was decided in 2002. 210 So.
3d at 11, 22. Then, in Mosley v. State, the Florida
Supreme Court addressed the question it had
reserved in Asay—whether Hurst should apply
retroactively under state law to death sentences that
became final after Ring. 209 So. 3d 1248, 1274 (Fla.
2016). The court concluded that capital defendants
falling into this category should normally benefit from
Hurst because, “[f]or fourteen years after Ring, until
the United States Supreme Court decided Hurst v.
Florida, Florida’s capital defendants attempted to
seek relief based on Ring, both in this Court and the
United States Supreme Court.” Id. at 1275. In other
words, Hurst made clear that “Florida’s capital
sentencing statute was unconstitutional from the time
that the United States Supreme Court decided Ring,”
id. at 1281, so “[f]undamental fairness” compelled the
court to hold, under state law, that “[d]efendants who
were sentenced to death under Florida’s former,
unconstitutional capital sentencing scheme after
Ring” should normally benefit from Hurst, id. at 1283.
4. Rodgers’ death sentence became final in 2009,
before Hurst, but after Ring. In 2000, Petitioner
entered a plea of guilty as a principal to the
first-degree murder of Jennifer Robinson; conspiracy
5
to commit murder; giving alcohol to a minor; and
abusing a human corpse. Rodgers v. State, 934 So. 2d
1207, 1210 (Fla. 2006). Petitioner acknowledged the
following in a statement to police:
Rodgers . . . [took] Robinson on a date as part of
a plan. Rodgers met Robinson’s mother and
then drove to [co-defendant] Lawrence’s house
to pick him up and use Lawrence’s truck.
Lawrence had already purchased Everclear
grain alcohol, and they stopped at a gas station
to pick up Mountain Dew and Dr. Pepper soft
drinks to mix with the alcohol. They drove as
far as they could into the woods and pretended
to wait for Lawrence’s girlfriend to arrive,
although Lawrence and Rodgers knew that she
was not coming. While pretending to wait, they
mixed large portions of the alcohol with the soft
drinks for Robinson, while drinking very little
alcohol themselves. Rodgers and Robinson
engaged in consensual sex. While this occurred,
Lawrence walked into the woods to fix his
handgun, which had jammed. When Lawrence
returned, he handed the weapon to Rodgers.
Rodgers convinced Robinson to go with him to
look at a marijuana field, which did not exist,
and as they were walking to Lawrence’s truck,
Rodgers shot her in the back of the head. The
two men then placed Robinson’s body in the
back of the truck and drove to a place where
they attempted to burn her clothes and then
covered the body with debris.
Id. Rodgers also received a life sentence for a different
murder committed with Lawrence, the stabbing
6
murder of Justin Livingston. Id. at 1210-11. The
Florida Supreme Court affirmed the convictions but
remanded for a new penalty phase based on excluded
evidence regarding Lawrence’s culpability. Id. at
1221-22.
At the second penalty phase, Rodgers waived the
statutory right to empanel a penalty-phase jury and
affirmatively requested that the trial court make all
sentencing findings. Rodgers v. State, 3 So. 3d 1127,
1130 (Fla. 2009). 1 Explaining that decision, Rodgers
explained that she “trust[ed] the Court’s judgment
better than people who I think are more against me
than for me—more against me than neutral, I should
say.” Id. at 1130. Rodgers did not say or imply that she
might have made a different decision if she had
thought that the jury’s findings would be binding on
the court. To the contrary, she elected to “go without
the jury” because she believed that death was the
proper sentence and did not want any jury findings to
bind the court’s decision: “I can count on a death
sentence with you [the judge] I feel, but with this jury,
I mean, it could go six/six or I don’t know how it’s going
to go.” Id.
Following a bench trial, the judge found two
aggravating circumstances: (1) the prior violent
felony; and (2) cold, calculated, and premeditated. Id.
at 1133. Rodgers appealed, but the Florida Supreme
Court affirmed the death sentence on direct review.
Id.
1
For purposes of this brief, the State adopts the pronoun used
in the Petition. See Pet. at 4 n.1.
7
Petitioner subsequently wrote a letter to the state
postconviction court, seeking to waive the right to
postconviction counsel and to all postconviction
proceedings. As required by state law, the court held
a hearing to ensure that Petitioner’s waiver was
knowing and intelligent. Durocher v. Singletary, 623
So. 2d 482, 485 (Fla. 1993); see Fla. R. Crim P. 3.851(i).
In a colloquy, the trial court warned that, absent a
waiver, future developments could result in the
commutation or invalidation of Petitioner’s sentence.
Tr. of Hearing on Waiver of Right to Postconviction
Counsel & Right to Institute Postconviction
Proceedings at 16-17. For example, a court “may find
that you’re entitled to relief either in the form of a new
trial or a sentence from death to life imprisonment.”
Id. at 17. Similarly, there was “a possibility” that
judicial rulings or new legislation could result in
Petitioner’s sentence being “commuted.” Id. If
Petitioner waived the right to seek further
postconviction relief, however, that “basically means
the case is over.” Id. at 20. Petitioner responded: “I
understand.” Id.
The court also explained that “that would include
a federal review of state claims. Do you understand
that as well?” Petitioner responded: “Yes, I do.” The
trial court continued: “Do you also understand . . . that
state postconviction motions and federal habeas
corpus proceedings or petitions have time limitations?
And that even if you wanted to reinstate the
proceedings at a later date, you may waive those type
[of] proceedings and it may be too late for you to do so
in either state or federal or both courts?” Petitioner
responded: “Yes, I do.” Following the hearing, the
court found that Petitioner was competent and had
8
“freely, voluntarily, and intelligently” waived all
postconviction proceedings.
The Florida Supreme Court affirmed Petitioner’s
waiver, concluding that Petitioner “was fully aware of
and understood the consequences of waiving
postconviction counsel and proceedings.” Rodgers v.
State, 104 So. 3d 1087 (Fla. 2012) (Table). Petitioner
did not ask this Court to review that ruling.
5. In 2017, Petitioner filed a new postconviction
motion in the state trial court, seeking relief under
Hurst v. Florida and Hurst v. State pursuant to
Florida Rule of Criminal Procedure 3.851. Pet. App.
12a. The trial court denied Petitioner’s motion. Id.
Petitioner, the court stressed, had “waived” the right
to a “second penalty phase jury,” and had “discharged
postconviction counsel and waived postconviction
proceedings.” Id. The trial court and the Florida
Supreme Court had found both of those waivers “to be
valid.” Id. at 12a-13a (citing Rodgers, 3 So. 3d at
1132-33, & Rodgers, 104 So. 3d at 1087).
The Florida Supreme Court unanimously affirmed
the denial of Petitioner’s motion for postconviction
relief. Pet. App. 1a. First, it explained that it has
“consistently held that the Hurst decisions do not
apply to defendants, like Rodgers, who waive a
penalty phase jury.” Id. (citing Mullens v. State, 197
So. 3d 16, 40 (Fla. 2016), cert. denied, Mullens v.
Florida, 137 S. Ct. 672 (2017) & Brant v. State, 197
So. 3d 1051, 1079 (Fla. 2016)). Second, the court
rejected Petitioner’s “attac[k] [on] the waiver itself,”
as the court “ha[d] long since affirmed Rodgers’ waiver
of a penalty phase jury” and Petitioner had not
identified any reason that the court should revisit the
9
waiver’s validity. Pet. App. 2a. The court also
“agree[d] with the circuit court that the time for
Rodgers
to
contest
the
prior
competency
determination has passed.” Id. (citing Fla. R. Crim. P.
3.851(d)(1)).
REASONS FOR DENYING THE PETITION
I. THIS
CASE
IS
AN
UNSUITABLE
VEHICLE
FOR
CONSIDERING THE QUESTION PETITIONER PRESENTS,
AND THE DECISION BELOW DOES NOT CONFLICT WITH
THIS COURT’S PRECEDENTS OR IMPLICATE A SPLIT
BETWEEN THE LOWER COURTS.
A. Whether Petitioner has waived any federal
constitutional right recognized in Hurst v.
Florida is not properly before this Court
because Petitioner’s sentence was already final
by the time Hurst was decided and Hurst does
not apply retroactively as a matter of federal
law.
1. This Court has not held that Hurst applies
retroactively to sentences—like Petitioner’s—that
had already become final on direct review. What is
more, Petitioner does not contend that Hurst applies
retroactively under federal law. Thus, this Court’s
ruling in Hurst does not give Petitioner any federal
right that Petitioner could assert in a state
postconviction proceeding. And whether Petitioner
has a “federal constitutional right” (Pet. i.) to begin
with is necessarily a question antecedent to whether
Petitioner has validly waived any such right. As a
result, to reach the waiver question Petitioner
presents, the Court would first have to hold that Hurst
applies retroactively under federal law. See Tyler v.
10
Cain, 533 U.S. 656, 663 (2001) (“[A] new rule is not
‘made retroactive to cases on collateral review’ unless
the Supreme Court holds it to be retroactive” (quoting
28 U.S.C. § 2244(b)(2)(A))). This threshold question
counsels strongly against granting the Petition, for
several reasons.
First, the federal-law retroactivity issue is not
fairly included within the question presented.
Nowhere does Petitioner request that this Court
consider the question of whether Hurst applies
retroactively. And that is a distinct question of law—
for example, in Schriro v. Summerlin, the Court
granted certiorari to decide the sole question of
whether Ring applied retroactively. 542 U.S. 348, 349
(2004). Considering whether Petitioner’s 2007 jury
waiver precludes her from seeking Hurst relief “would
not assist in resolving whether” Hurst applies
retroactively, Yee v. City of Escondido, 503 U.S. 519,
537 (1992), so the Teague retroactivity analysis is
simply a question distinct from the effectiveness of her
2007 jury waiver.
Second, the retroactivity issue was neither pressed
nor passed on below. See Youakim v. Miller, 425 U.S.
231, 234 (1976). Although Petitioner argued in the
state postconviction trial court that Hurst applied
retroactively under federal law, Pet. App. 59a-62a,
Petitioner did not argue as much before the Florida
Supreme Court. See Pet. App. 14a-39a. Nor did the
Florida Supreme Court address the issue. Pet. App.
1a-10a.
Third, the retroactivity issue is not certworthy: the
courts of appeals are not divided on Hurst’s
retroactivity. Each circuit faced with the issue has
11
either held that, like Ring, Hurst is not retroactive, or
noted that only this Court can hold that Hurst is
retroactive. See Lambrix v. Sec’y, Fla. Dep’t of Corr.,
851 F.3d 1158, 1165 n.2 (11th Cir.), cert. denied sub
nom. Lambrix v. Jones, 138 S. Ct. 217 (2017) (“[U]nder
federal law Hurst, like Ring, is not retroactively
applicable on collateral review.” (citing Schriro, 542
U.S. at 358)); Ybarra v. Filson, 869 F.3d 1016, 1032
(9th Cir. 2017) (same); see also Rhines v. Young, 899
F.3d 482, 499 (8th Cir. 2018) (“The opinion in Hurst
made no mention of retroactivity, and no subsequent
Supreme Court decision has made Hurst
retroactive.”); In re Coley, 871 F.3d 455, 457 (6th Cir.
2017) (same); In re Jones, 847 F.3d 1293, 1296 (10th
Cir. 2017) (same). None has even expressed the view
that Hurst is likely retroactive.
But even if the Court were inclined to consider
whether Hurst applies retroactively, the Court’s
precedents make clear that Hurst does not apply
retroactively under federal law. “Ring announced a
new procedural rule that does not apply retroactively
to cases already final on direct review.” Schriro, 542
U.S. at 358. It merely “altered the range of permissible
methods for determining whether a defendant’s
conduct is punishable by death” and, as such, was a
“prototypical procedural rul[e].” Id. at 353. Hurst, as a
mere application of Ring to Florida’s capital
sentencing procedures, similarly announced only a
prototypical procedural rule. 136 S. Ct. at 621-22. As
the Ninth Circuit has explained, “[i]f neither Ring nor
Apprendi apply retroactively, we fail to see why Hurst
would apply retroactively.” Ybarra, 869 F.3d at 1033.
And “it is not clear that Hurst actually establishes a
new rule of constitutional law at all. Instead, it may
12
be nothing more than a direct application of Ring.” Id.
at 1031.
In short, Petitioner has not asked this Court to
decide whether Hurst is retroactive as a matter of
federal law; that logically antecedent question is not
independently certworthy; and the Court’s precedents
establish that Hurst is not retroactive. Thus, this case
does not present the question whether, under federal
law, Petitioner has made “a knowing and intelligent
waiver of the federal constitutional right to have a
jury make all requisite findings for the imposition of
death,” Pet. i.
2. It is no answer to argue that, under state law,
the Hurst decisions should be deemed to be
retroactively applicable to Petitioner’s case. See Pet.
9. For purposes of Florida law, the Florida Supreme
Court has held that the Hurst decisions are, in
general, retroactively applicable to death sentences
that became final after Ring. Mosley, 209 So. 3d at
1274. However, the Florida Supreme Court has also
held that a prisoner whose sentence became final after
Ring but who waived the right to a penalty-phase jury
may not benefit from that state-law retroactivity
ruling. Brant, 197 So. 3d at 1079; see Pet. App. 1a.
Federal law does not give Petitioner the right to pick
and choose only those aspects of the Florida Supreme
Court’s state-law retroactivity jurisprudence that are
favorable to Petitioner’s position, and this Court
should not second-guess the extent to which a state
court opts to make a new right retroactively applicable
under state law. See 28 U.S.C. § 1257(a).
In short, Schriro forecloses any argument that
federal law gives Petitioner a right to invoke the Hurst
13
decisions retroactively, and the Court lacks
jurisdiction to decide whether state law gives
Petitioner such a right.
Because this case does not raise the question
Petitioner presents, this Court need not consider the
various issues mentioned in the Petition and by Amici.
Each puts the cart before the horse by asking whether
the waiver of a “federal constitutional right” was
effective (e.g., Pet. i, 19, 23) while simply assuming the
existence of the right to be waived. And each argues
as if this Court has already held that the Hurst
decisions are retroactive under federal law.
For the same reason, the purported split to which
Amici point is not implicated here. Amici contend that
“[n]umerous states have concluded that a defendant
cannot knowingly relinquish a Sixth Amendment
Apprendi right . . . before it is ‘known’ by the courts.”
Amici 16. But in each case that Amici cites for this
proposition, the defendant benefited from Apprendi or
Blakely because Apprendi or Blakely was decided
while the defendant’s case was pending on direct
appeal. State v. Dettman, 719 N.W.2d 644, 648 (Minn.
2006) (“Because Dettman’s direct appeal was pending
before the court of appeals when Blakely was decided,
the substantive rule of Blakely applies retroactively to
Dettman’s case.”); State v. Franklin, 878 A.2d 757, 763
(N.J. 2005) (Apprendi decided during defendant’s
direct appeal); State v. Curtis, 108 P.3d 1233, 1234
(Wash. App. 2005) (Blakely decided during
defendant’s direct appeal); State v. Meynardie, 616
S.E.2d 21, 23 (N.C. App. 2005) (same); People v.
Montour, 157 P.3d 489, 491 (Colo. 2007) (same);
People v. Isaacks, 133 P.3d 1190, 1192 (Colo. 2006)
14
(same); State v. King, 168 P.3d 1123, 1127 (N.M. 2007)
(same); State v. Foster, 845 N.E.2d 470, 483-84 (Ohio
2006), abrogated by Oregon v. Ice, 555 U.S. 160 (2009)
(same); State v. Schofield, 895 A.2d 927, 931 (Me.
2005) (same); State v. Williams, 104 P.3d 1151, 1152
(Or. App. 2005) (same); State v. Ward, 118 P.3d 1122,
1125 (Ariz. Ct. App. 2005) (same); see Amici 16-18.
In other words, Amici cite only cases holding that
defendants could benefit from either Blakely or
Apprendi, which applied retroactively to cases
pending on direct review, because they did not waive
those rights before those cases were decided. Here, by
contrast, it is undisputed that the Hurst cases on
which Petitioner relies were decided long after
Petitioner’s sentence became final. Thus, the
predicate for reaching the validity of Petitioner’s 2007
jury waiver—the subsequent recognition of a federal
constitutional right that Petitioner could waive—is
absent here. Amici cite no case holding that, although
this Court has not decided that a newly recognized
federal constitutional right applies retroactively to
cases on collateral review, a state convict is
nevertheless entitled under federal law to assert that
right in a state postconviction proceeding so long as
she did not waive it.
Finally, this Court has recently and repeatedly
denied petitions in other capital cases where the
defendant waived a penalty-phase jury but later
sought Hurst relief. See Covington v. State, 228 So. 3d
49, 69 (Fla. 2017), cert. denied, Covington v. Florida,
138 S. Ct. 1294 (2018) (No. 17-7400); Twilegar v.
State, 228 So. 3d 550 (Fla. 2017), cert. denied,
Twilegar v. Florida, 138 S. Ct. 2578 (2018) (No. 17-
15
8236); Quince v. State, 233 So. 3d 1017 (Fla. 2018),
cert. denied, Quince v. Florida, No. 17-9401 (Oct. 1,
2018); Hutchinson v. State, 243 So. 3d 880 (Fla. 2018),
cert. denied, Hutchinson v. Florida, No. 19-5377 (Oct.
1, 2018). Petitioner does not show why this case is any
more certworthy than those petitions. If anything, and
for the reasons set out below, this case is a much less
suitable vehicle.
B. This Court should not decide how the
federal constitutional rulings issued by the
Florida Supreme Court in Hurst v. State apply
to cases like this before deciding whether those
rulings are correct.
This case arises out of the denial of a
postconviction motion “seeking sentencing relief
pursuant to Hurst v. Florida, 136 S. Ct. 616 (2016),
and Hurst v. State, 202 So. 3d 40 (Fla. 2016), cert.
denied, 137 S. Ct. 2161 (2017).” Pet. App. 1a
(emphasis added); see id. at 12a. To the extent that
Petitioner seeks relief under Hurst v. State—i.e., to
the extent that she asks the Court to decide whether
she waived “the federal constitutional right to have a
jury” find that “the aggravating circumstances are
sufficient to impose death,” find that “the aggravating
factors outweigh the mitigating circumstances,” and
“recommend a sentence of death,” see Pet. i; Hurst v.
State, 202 So. 3d at 57—that question is not cleanly
presented here. That is because the Court has never
recognized a federal constitutional right to have a jury
make those determinations; and the Court should not
decide whether a “federal constitutional right” is
retroactive or whether it has been validly waived, see
16
Pet i, without first deciding whether it exists in the
first place.
In Hurst v. Florida, this Court held that Florida’s
capital sentencing system violated the Sixth
Amendment insofar as it authorized a judge to find an
aggravating circumstance necessary to impose the
death penalty. 136 S. Ct. at 619, 624.
On remand, the Florida Supreme Court extended
Hurst in three ways. First, the court held that the
Sixth Amendment gives defendants the right to have
a jury make non-factual determinations required by
state law before the death sentence may be imposed—
including “that the aggravating factors are sufficient
to impose death,” “that the aggravating factors
outweigh the mitigating circumstances,” and that “a
sentence of death” is appropriate. Hurst v. State, 202
So. 3d at 53, 57.
Second, as a matter of state law, the court held
that a jury must make all these findings unanimously.
Id. at 53-54, 57. The court was “mindful that a
plurality of the United States Supreme Court, in a
noncapital case, decided that unanimous jury verdicts
are not required in all cases under the Sixth
Amendment.” Id. at 57 (citing Apodaca v. Oregon, 406
U.S. 404 (1972)). But “in interpreting the Florida
Constitution and the rights afforded to persons within
this State,” the court decided to “afford[] criminal
defendants” more protection “than that mandated by
the federal Constitution.” Id.
Third, the court “conclude[d] that juror unanimity
in any recommended verdict resulting in a death
sentence is required under the Eighth Amendment” to
17
the United States Constitution. Id. at 59. As the court
saw it, this Court had “not ruled on whether
unanimity is required in the jury’s advisory verdict in
capital cases.” Id. In the court’s view, however, “the
foundational precept of the Eighth Amendment”—
“the principle that death is different”—“calls for
unanimity in any death recommendation that results
in a sentence of death.” Id.
The State filed a petition for a writ of certiorari
challenging Hurst II’s federal law holdings.
Specifically, the State sought review of whether the
Sixth Amendment requires that a jury make
determinations that are required by statute but are
not factual in nature, and whether the Eighth
Amendment requires jury sentencing in capital cases.
Pet., Florida v. Hurst, No. 16-998, 2017 WL 656209 at
*i. The Court denied the petition. Florida v. Hurst, 137
S. Ct. 2161, 2161 (2017).
Petitioner does not ask this Court to decide
whether the federal constitutional holdings of Hurst
v. State are correct. Instead, Petitioner simply
assumes that there is a “federal constitutional right to
have a jury make all requisite findings for the
imposition of death” in Florida, Pet. i (emphasis
added), including the normative judgment that
aggravators outweigh mitigators and that death is the
appropriate sentence. Based on that assumption,
Petitioner asks this Court to decide whether the
Florida Supreme Court erred in holding that
Petitioner made “a knowing and intelligent waiver of
the federal constitutional right to have a jury make all
requisite findings,” Pet. i (emphasis added).
18
This Court should not decide whether a “federal
constitutional right” is retroactively applicable—and,
if so, whether there has been “a knowing and
intelligent waiver of [that] federal constitutional
right,” Pet. i—without first deciding whether a federal
constitutional right exists in the first place. Just last
year, moreover, this Court denied a petition squarely
presenting that question, and Petitioner does not
argue that the issue has become more certworthy
since then. Indeed, while the State’s cert petition was
pending in Hurst v. State, the Florida Legislature
amended the state’s death penalty statute to require,
as a matter of state statutory law, what the Florida
Supreme Court mandated as a matter of federal
constitutional law in Hurst v. State. Thus, the
question whether Hurst v. State was correctly decided
would have a direct impact only on those Florida cases
in which a death sentence became final after Ring but
before the Florida Legislature amended the statute in
2017. See Pet. 9-10 (asserting that, since the Florida
Supreme Court’s decision in Mosley, “the Florida
courts have set aside 130 death sentences because the
defendants were denied the jury trial right recognized
in Hurst”).
In short, this Court has never held that the
additional rights posited by the Florida Supreme
Court in Hurst v. State are based on a sound
interpretation of the federal Constitution. To reach
the question of whether Petitioner waived any
“federal constitutional right[s]” under Hurst v. State,
see Pet i, therefore, this Court would have to consider
whether that case is correct as a matter of federal law
and whether any such federal rights apply
19
retroactively under federal law. Neither of those
questions is fairly included in the question presented.
II. PETITIONER’S
INDEPENDENT
WAIVER
OF
ALL
POSTCONVICTION PROCEEDINGS BARS HURST RELIEF,
AND THE VALIDITY OF THAT WAIVER IS NOT PRESENTED
HERE.
Although the question Petitioner presents focuses
exclusively on the effectiveness of her 2007 waiver of
her right to a penalty-phase jury, the courts below also
relied on a separate, broader waiver: Petitioner’s 2011
waiver of all postconviction proceedings. Based on that
waiver, the courts below concluded, Petitioner may
not now invoke the Hurst decisions in seeking
postconviction relief in state court under Florida Rule
of Criminal Procedure 3.851. And although Petitioner
contends—in a brief footnote—that her 2011 waiver is
ineffective for the same reason that her 2007 waiver
of a jury recommendation is purportedly ineffective,
the distinct question of the 2011 waiver’s effectiveness
is neither fairly included within the question
presented nor an independently certworthy question.
1. In 2011, Petitioner sought to discharge
postconviction counsel and waive all postconviction
proceedings pursuant to Florida Rule of Criminal
Procedure 3.851(i). After receiving a letter explaining
that Petitioner sought to discharge counsel and
dismiss postconviction proceedings, the circuit court
held an evidentiary hearing to determine Petitioner’s
competency and whether Petitioner was knowingly
and intelligently waiving the right to seek
postconviction relief. Two mental health experts
examined Petitioner and determined that she was
competent. Her discharged counsel stipulated to the
20
mental experts’ reports. The court also conducted a
colloquy to determine whether Petitioner’s waiver was
knowing and intelligent. Following the hearing, the
court found that Petitioner was competent to
discharge postconviction counsel and waive
postconviction proceedings; the Florida Supreme
Court affirmed that order.
Below, the circuit court explained that, in addition
to waiving a second penalty-phase jury, Petitioner
“also discharged postconviction counsel and waived
postconviction proceedings.” Pet. App. 12a (citing Fla.
R. Crim. P. 3.850(i)). The circuit court and the Florida
Supreme Court had previously upheld both of those
waivers. Id. at 12a-13a. Petitioner is “now claiming
that the waivers were not valid,” but the circuit court
concluded that “such claims are not properly before
this Court because the instant motion (1) was filed
beyond the time limitation provided in rule 3.851(d)(1)
and (2) does not allege that the claims are predicated
on facts that were unknown to [Petitioner] or his
counsel and could not have been ascertained by the
exercise of due diligence.” Id. at 13a.
The State argued on appeal that both waivers
required the dismissal of Petitioner’s motion for
postconviction relief under Florida Rule of Criminal
Procedure 3.851, e.g., Appellee Br. 11, Rodgers v.
State, 242 So. 3d 276 (Fla. 2018), and the Florida
Supreme Court unanimously “affirm[ed]” the circuit
court’s denial of Petitioner’s motion. Pet. App. 3a. The
court’s per curiam opinion does not separately discuss
the import of Petitioner’s 2011 waiver, see id. at 1a-3a;
but, as one member of the court made clear, “[t]he
issue in this case is whether Rodgers’ waivers of the
21
right to a penalty phase jury and the right to
postconviction proceedings and counsel should be
rendered invalid because Rodgers was suffering from
undiagnosed and untreated gender dysphoria when
he made the waivers.” Pet. App. 3a (Pariente, J.,
concurring in result) (emphasis added). Notably, the
full court “agree[d] with the circuit court that the time
for Rodgers to contest the prior competency
determination has passed,” Pet. App. 2a; and
Petitioner does not offer any basis for concluding that
the state-law timeliness ruling applied only to
Petitioner’s challenge to the 2007 jury waiver.
Consistent with those facts, Justice Pariente
construed the court’s opinion to address the validity of
both waivers. See Pet. App. 3a (“I agree that Rodgers’
waivers remain valid”); Pet. App. 9a (“I agree with the
majority that Rodgers is not entitled to have his
waivers set aside”).
2. The effectiveness of Petitioner’s 2011 waiver of
all postconviction proceedings is not fairly included
within the question presented. Petitioner asks this
Court to decide whether “waiving a state-law right to
have a jury make an advisory sentencing
recommendation constitute[s] a knowing and
intelligent waiver of the federal constitutional right to
have a jury make all requisite findings for the
imposition of death, particularly when the latter right
did not exist at the time of the waiver.” Pet. i. A waiver
of “a state-law right to have a jury make an advisory
sentencing recommendation,” Pet. i, is substantially
narrower than a waiver of the right to bring any
further “postconviction proceedings,” Pet. App. 12a;
see, e.g., Tr. of Hearing on Waiver of Right to
Postconviction Counsel and Right to Institute
22
Postconviction Proceedings at 20 (Petitioner
acknowledging that, if the court grants Petitioner’s
request, “you’ll be barred from filing any further
proceedings” and that “this basically means that this
case is over”). Accordingly, even if the Court were to
decide the question presented in Petitioner’s favor,
that would not resolve the distinct question whether
the courts below reversibly erred in holding that
Petitioner’s separate waiver of postconviction
proceedings independently barred the state trial court
from granting Petitioner’s successive motion for
postconviction relief. See Pet. App. 1a, 12a.
3. Petitioner has made no showing at all on the
certworthiness of whether a defendant may validly
waive as-yet unrecognized procedural rights by
waiving all postconviction proceedings. Likely
because Petitioner does not present that question in
the Petition, Petitioner identifies no split on the issue.
And although several defendants may be similarly
situated to Petitioner as to a waiver of a jury
recommendation, Petitioner does not identify other
defendants—in Florida or elsewhere—who knowingly
and
intelligently
waived
all
postconviction
proceedings but who now seek Hurst relief. 2
4. Even if this Court were inclined to address
Petitioner’s postconviction waiver, the courts below
did not err as a matter of federal law in holding that
Petitioner’s postconviction waiver bars Petitioner
from seeking Hurst relief in the particular
circumstances present here.
2
Counsel are aware of only one similarly situated defendant.
See Alston v. State, 243 So. 3d 885 (Fla. 2018).
23
In assessing a capital defendant’s waiver of
postconviction proceedings, this Court considers only
“whether he has capacity to appreciate his position
and make a rational choice with respect to continuing
or abandoning further litigation or on the other hand
whether he is suffering from a mental disease,
disorder, or defect which may substantially affect his
capacity in the premises.” Rees v. Peyton, 384 U.S.
312, 314 (1966) (per curiam); see also Hammett v.
Texas, 448 U.S. 725, 725 (1980) (per curiam) (“In the
absence of any issue as to petitioner’s competence to
withdraw the petition filed against his will, there is no
basis under Rule 60 for denying this motion.”);
Gilmore v. Utah, 429 U.S. 1012, 1013 (1976)
(terminating stay of execution because defendant
“made a knowing and intelligent waiver of any and all
federal rights he might have asserted”); cf.
Demosthenes v. Baal, 495 U.S. 731, 734-37 (1990)
(vacating stay where defendant was competent to
waive
postconviction
proceedings).
Although
Petitioner argued before the Florida Supreme Court
that her 2011 waiver was invalid for lack of
competency, Pet. App. 21a-31a, and although the
court rejected that fact-bound argument, she chose
not to present it in the Petition. Thus, the
effectiveness of the 2011 waiver—under federal law, a
question only of her competency—is not fairly
included within the question presented. 3
3 Moreover, even if it were fairly included within the
question presented, Petitioner waived her right to challenge the
competency of her waiver. After the Florida Supreme Court
upheld the waiver, Petitioner did not file a petition for certiorari
in this Court.
24
And if this Court were to remand to the Florida
Supreme Court to expressly decide the effectiveness of
Petitioner’s 2011 waiver under state law, that court
would hold that the 2011 waiver “precludes [her] from
claiming a right to relief under Hurst.” State v. Silvia,
235 So. 3d 349, 351 (Fla. 2018). In Silvia—a case not
mentioned in the Petition or by Amici—the Florida
Supreme Court considered the precise question of
whether a waiver of postconviction proceedings
precluded retroactive Hurst relief, and concluded that
it does. Id. The result here would be no different—
particularly because the courts below found that
Petitioner’s challenge to the 2011 waiver was
untimely as a matter of state law. See Pet. App. 2a,
13a (citing Fla. R. Crim. P. 3.851(d)(1)). Indeed,
Petitioner’s claim here is substantially weaker than
Silvia’s; unlike Silvia and “almost all” of Florida’s
other capital defendants whose death sentences
became final after Ring, Petitioner did not raise “a
Ring claim on direct appeal.” 235 So. 3d at 351.
Thus, even if the Court were to hold that Hurst is
retroactive under federal law and that the 2007 jury
waiver was ineffective, Petitioner’s 2011 waiver of
postconviction proceedings bars Petitioner from
obtaining Hurst relief. Under federal law, her waiver
would be ineffective only if she were incompetent—
but she failed to present that question here—and
under state law, the waiver bars retroactive Hurst
relief.
5. In a conclusory footnote, Petitioner asserts that
“[f]or all the same reasons” that the 2007 jury waiver
is supposedly ineffective, her 2011 waiver of all
postconviction proceedings “could not constitute a
25
knowing waiver of the [purported] Hurst right.” Pet.
21 n.11. But neither of Petitioner’s two challenges to
the 2007 jury waiver would resolve the 2011 waiver’s
effectiveness.
First, Petitioner argues that the 2007 jury waiver
is ineffective because “a knowing and intelligent
waiver of a limited state statutory right does not
constitute a knowing and intelligent waiver of a
related constitutional right.” Pet. 17. But holding that
a waiver of the jury recommendation right under
Florida law does not waive Hurst rights plainly would
not resolve whether a capital defendant’s knowing
and intelligent waiver of all postconviction
proceedings, done with the knowledge that the death
penalty is likely to be carried out as a result,
constitutes a knowing and intelligent waiver of
procedural rights recognized in the future.
Second, Petitioner contends that her 2007 jury
waiver was ineffective because “a party can[not]
constructively waive a right that does not yet exist.”
Pet. 21. But Petitioner’s 2011 waiver did not involve a
“constructive” waiver; it was an express, unequivocal,
knowing, and intelligent waiver of Petitioner’s right to
pursue any further postconviction relief. Petitioner
waived the right to postconviction proceedings “with a
full awareness of both the nature of the right being
abandoned,” all postconviction proceedings; “and the
consequences of the decision to abandon it,” the
imposition of the death penalty. Moran v. Burbine,
475 U.S. 412, 421 (1986). In fact, Florida courts
required an evidentiary hearing on those matters to
ensure that Petitioner was fully aware of the nature
26
of the right and the consequences of expressly
abandoning it.
In other words, Petitioner’s 2011 waiver of the
right to seek further postconviction relief applied, by
its terms, to claims predicated on not-yet-decided
cases. See Tr. 16-17 (reciting Petitioner’s
understanding of the trial court’s explanation that “in
the course of time, many things are possible” and that
“a court of law” or the “Florida Legislature” might
make determinations “that could end in the result”
that Petitioner’s death sentence should be
“commuted”). And like plea agreements “intelligently
made in the light of the then applicable law,”
Petitioner’s waiver “does not become vulnerable
because later judicial decisions” indicate that the
decision “rested on a faulty premise.” Brady v. United
States, 397 U.S. 742, 757 (1970); see McMann v.
Richardson, 397 U.S. 759, 773-74 (1970) (similar).
After all, “the law ordinarily considers a waiver
knowing, intelligent, and sufficiently aware if the
defendant fully understands the nature of the right
and how it would likely apply in general in the
circumstances—even though the defendant may not
know the specific detailed consequences of invoking
it.” United States v. Ruiz, 536 U.S. 622, 629 (2002); see
also United States v. Simpson, 430 F.3d 1177, 1192-93
(D.C. Cir. 2005) (Silberman, J., concurring) (“the
Supreme Court has held that imperfect knowledge of
future developments in the law has no bearing on the
question of the validity of a waiver”).
Even if Petitioner’s broad waiver of the right to
bring any future postconviction challenges could be
ineffective as to later-recognized rights in some
27
circumstances, that waiver is plainly effective as to
the specific claim at issue here. Petitioner invited the
alleged error by waiving the right to a penalty-phase
jury and affirmatively asking the trial court to make
all sentencing determinations: As Petitioner
explained, she waived the right to a jury trial because
Petitioner “trust[ed] the Court’s judgment better than
people who I think are more against me than for me—
more against me than neutral, I should say.” 3 So. 3d
at 1130. What is more, it is clear from the record that
Petitioner would not have made a different decision if
she had thought that the jury’s findings would be
binding on the court. To the contrary, Petitioner
elected to “go without the jury” because Petitioner
believed that death was the proper sentence and did
not want any jury findings to bind the court’s decision:
“I can count on a death sentence with you [the judge]
I feel, but with this jury, I mean, it could go six/six or
I don’t know how it’s going to go.” Id.
In granting Petitioner’s explicit request for the
trial judge to make all sentencing determinations, the
trial court merely applied binding precedent of this
Court. And unlike “almost all” other capital
defendants in Florida, Petitioner did not challenge
that ruling on direct appeal by arguing that the logic
of Ring applied to Florida’s capital sentencing scheme.
See Silvia, 235 So. 3d at 351 (noting that Ring
“provided the underpinnings for Hurst v. Florida,”
and that, following Ring, “almost all [capital]
defendants . . . had raised a Ring claim on direct
appeal”); Mosely, 209 So. 3d at 1275 (“For fourteen
years after Ring, until the United States Supreme
Court decided Hurst v. Florida, Florida’s capital
defendants attempted to seek relief based on Ring,
28
both in this Court and the United States Supreme
Court.”). Still less did Petitioner argue that she would
have changed her mind and elected to empanel a
penalty-phase jury—i.e., that she would not have
“trust[ed] the Court’s judgment better” than a jury’s—
if Ring applied and the jury’s determinations had been
binding on the court. See Rodgers, 3 So. 3d at 1130.
Petitioner’s waiver of postconviction proceedings is
even less vulnerable to attack based on later judicial
decisions than are plea agreements. Under Brady,
even if a defendant who pleads guilty would not have
pleaded guilty had a later judicial decision existed at
the time of the plea, the defendant’s plea agreement
remains intact. 397 U.S. at 757.
Here, even the defendant’s change in calculus
(which is insufficient to defeat the plea under Brady)
is not present. Petitioner did not waive postconviction
proceedings because she thought she had no chance,
such that her decision might have changed had she
known Hurst would have been decided. Instead,
Petitioner waived postconviction proceedings because
she had decided “to choose death over life.” Pet. 8 n.3.
Petitioner stated that she wanted to “face the
consequences” of her crime, Tr. 7, and expressed
concern that she might kill somebody else and wind
up on death row again if she received a life sentence.
See Tr. 17-18 (“since I have been on death row, I have
erupted one time and almost killed somebody on the
rec yard, you know. I broke his jaw, split his face
open.”); id. at 18 (explaining that Petitioner was
“afraid” of the “violence,” had “been in the prison
population before” and knew she didn’t “have much
patience for foolishness,” and was concerned that she
29
“could end up back on death row” if she were to kill
someone else while serving a life sentence). Knowing
that she was entitled to jury findings on her
aggravating sentencing factors would not have
affected that decision—and even if it might have,
under Brady, the waiver would still be unaffected.
Petitioner might contend that if the Court were to
broadly hold that a litigant cannot “knowingly and
intelligently waiv[e] a right not yet recognized to
exist,” Pet. 14, that would necessarily mean that the
2011 waiver did not cover her purported Hurst right.
But this Court has never issued such a broad holding;
that holding would conflict with Brady, McMann, and
Ruiz; and issuing such a broad holding would have
sweeping adverse effects.
To begin with, in Halbert v. Michigan, 545 U.S. 605
(2005), this Court did not “squarely rejec[t]” (Pet. 14)
the notion that a litigant can knowingly and
intelligently waive a not-yet-recognized right. There,
Michigan argued that the defendant waived his right
to “appointed counsel for first-level appellate
review . . . by entering a plea of nolo contendere.” Id.
at 623. The Court rejected that argument for two
reasons: First, he “had no recognized right to
appointed appellate counsel he could elect to forgo,”
and second, “the trial court did not tell [him], simply
and directly, that in his case, there would be no access
to appointed counsel.” Id. at 623-24 (citing Iowa v.
Tovar, 541 U.S. 77, 81 (2004), & Brady, 397 U.S. at
748, for the proposition that waiver must be knowing
and intelligent). In other words, the specific details of
the trial court’s colloquy (and the defendant’s
knowledge) were directly relevant, and the Court did
30
not issue any broad holding that waiving a not-yetrecognized right is categorically impossible.
Such a broad holding would conflict with Brady,
397 U.S. at 757, Ruiz, 536 U.S. at 629, and McMann,
397 U.S. at 773-74, in which the Court held that
future judicial decisions undermining the premise for
a defendant’s plea do not affect whether a plea was
knowing and intelligent when entered. In other words,
when defendants enter into pleas, they are waiving
rights that might be recognized in future decisions.
Brady itself is a powerful demonstration of this
principle. After Brady pleaded guilty, the Court held
that the statute permitting the death penalty for his
crime was unconstitutional; he therefore argued that
had he known that, he would not have pleaded guilty,
which he did “perhaps to ensure that he would face no
more than life imprisonment or a term of years.” 397
U.S. at 756. The Court rejected that argument,
explaining that it was “intelligently made in the light
of the then applicable law.” Id. at 757. In so doing, the
Court recognized that Brady had validly waived his
right to go to trial without risking the death penalty,
a right that did not exist when he pleaded guilty.
Not only would reading Halbert so broadly conflict
with this Court’s earlier precedents, it would also have
broad and troubling implications. As Justice Thomas
(joined by Chief Justice Rehnquist and Justice Scalia)
explained in dissent, the majority “cannot possibly
[have] mean[t] that only rights that have been
explicitly and uniformly recognized by statute or case
law may be waived,” because if so, “the majority has
outlawed all conditional waivers (ones in which a
defendant agrees that, if he has such a right, he
31
waives it).” 545 U.S. at 640 (Thomas, J., dissenting).
As Justice Thomas further pointed out, such a rule
would “wreak havoc” because it does not specify
“which sources of law are to be considered in deciding
whether a right is ‘no[t] recognized.’” Id. at 641 n.2;
see Simpson, 430 F.3d at 1194 (Silberman, J.,
concurring).
*
*
*
In sum, this case is not a suitable vehicle for
resolving the question Petitioner presents—whether
“waiving a state-law right to have a jury make an
advisory sentencing recommendation constitute[s] a
knowing and intelligent waiver of the federal
constitutional right to have a jury make all requisite
findings for the imposition of death,” Pet. i—because
Petitioner did not just waive a state-law right to
empanel an advisory sentencing jury. Instead,
Petitioner also waived all postconviction proceedings,
including the right to raise federal claims based on
future decisions on this Court, and that waiver
independently bars the relief Petitioner now seeks.
What is more, the enforceability of that waiver is not
fairly included within the question presented, turns in
part on disputed issues of state law, and is not
independently certworthy. Finally, the courts below
did not err as a matter of federal law insofar as they
held that Petitioner validly waived the right to seek
postconviction relief based on the trial court’s decision
not to empanel a penalty-phase jury: Petitioner
expressly invited the alleged error of which she now
complains by affirmatively requesting that the trial
court make all sentencing determinations; unlike
“almost all” other post-Ring capital defendants in
32
Florida, Petitioner did not raise a claim of alleged
error under Ring on direct appeal; it is clear from the
record that Petitioner would not have elected to
empanel a penalty-phase jury if Petitioner had
thought that the jury’s determinations would be
binding on the court; and the trial court’s
determination that Petitioner’s postconviction waiver
was valid was based on a straightforward application
of this Court’s precedents to the particular
circumstances present here.
III. EVEN IF PETITIONER HAS A FEDERAL RIGHT TO SEEK
RETROACTIVE APPLICATION OF THE HURST DECISIONS,
PETITIONER IS NOT ENTITLED TO ANY RELIEF.
A. Petitioner is not entitled to any relief
under this Court’s decision in Hurst v. Florida.
In Hurst v. Florida, this Court held that Florida’s
capital sentencing statute violated the Sixth
Amendment insofar as it “required the judge alone to
find the existence of an aggravating circumstance.”
136 S. Ct. at 624. That holding does not provide a basis
for disturbing Petitioner’s sentence.
In sentencing Petitioner to death, the trial court
“found two aggravating circumstances: Rodgers was
previously convicted of another capital felony or a
felony involving the use of violence; and the murder
was committed in a cold, calculating, and
premeditated manner.” Rodgers, 3 So. 3d at 1131.
Only one aggravating circumstance was required for
the court to impose the death penalty. § 921.141(2)(a),
Fla. Stat.
Petitioner’s recidivist aggravator was based on the
murder of Justin Livingston, to which Petitioner
33
pleaded guilty, see United States v. Rodgers, No. 3:98cr-00073 002 (N.D. Fla. June 30, 1999). Under the
Sixth Amendment, a capital defendant is not entitled
to a jury finding on the fact of a prior conviction. See
Apprendi, 530 U.S. at 490; Almendarez-Torres v.
United States, 523 U.S. 224, 239-46 (1998).
As for the cold, calculating, and premeditated
aggravator, Petitioner “agreed that Robinson’s
murder”—in which Petitioner “shot Robinson in the
back of the head”—“was premeditated,” 3 So. 3d at
1131, and “Rodgers admitted to . . . key aspects of the
prearranged plan, including inviting the victim on a
date,” having “‘ill intentions’ when he first picked her
up from her home,” “getting her drunk, killing her,
and then taking pictures of the body.” Id. at 1134,
1135. As to that same crime, moreover, Petitioner
entered a guilty plea to first-degree murder as well as
conspiracy to commit murder. Rodgers, 934 So. 2d at
1210. Because the trial court’s finding that Robinson’s
murder was cold, calculating, and premeditated was
supported by overwhelming and “uncontroverted
evidence,” the absence of a jury finding on that
aggravator was harmless error. See Neder v. United
States, 527 U.S. 1, 18 (1999).
In short, Petitioner would not be entitled to any
relief under Hurst v. Florida, even if it applied
retroactively, and even if Petitioner could bypass the
two waivers on which the courts below relied.
34
b. Insofar as Petitioner relies on the federal
constitutional rulings set out in Hurst v. State,
those rulings contravene this Court’s caselaw.
In Hurst v. State, the Florida Supreme Court held
that a capital defendant has a Sixth Amendment right
to insist that a jury make certain normative
judgments required by statute before a sentence of
death may be imposed—i.e., that aggravating
circumstances outweigh mitigating circumstances
and that death is the appropriate sentence. That
holding, along with the Florida Supreme Court’s
related decision that jury findings on such non-factual
sentencing issues must be unanimous under the
Eighth Amendment, cannot be reconciled with
portions of Spaziano and Hildwin that remain good
law. See generally Hurst v. State, 202 So. 3d at 80-82
(Canady, J., dissenting).
In Hurst v. Florida, this Court “overrule[d]
Spaziano and Hildwin in relevant part,” 136 S. Ct. at
623 (emphasis added)—that is, “to the extent they
allow a sentencing judge to find an aggravating
circumstance, independent of a jury’s factfinding, that
is necessary for imposition of the death penalty.” Id.
at 624. Accordingly, Hurst v. Florida left intact
Spaziano’s holdings that the federal Constitution
allowed the sentencing judge to make non-factual
determinations supporting the imposition of the death
penalty,
including
(1) that
“the
mitigating
circumstances were insufficient to outweigh such
aggravating circumstances,” and (2) that “a sentence
of death should be imposed.” 468 U.S. at 451-52, 45865; see Pet., Florida v. Hurst, No. 16-998, 2017 WL
656209, at *18-33 (Feb. 13, 2017).
35
Because the federal constitutional rulings
announced by the Florida Supreme Court in Hurst v.
State are squarely foreclosed by this Court’s
precedents, federal law does not require that those
rulings be applied to Petitioner’s case. See Rodriguez
de Quijas v. Shearson/Am. Express, 490 U.S. 477, 484
(1989) (explaining that lower courts are bound to
“follow the case which directly controls, leaving to this
Court the prerogative of overruling its own
decisions”). At a minimum, and as explained above,
this Court should not be asked to determine whether
Petitioner has a federal right to obtain retroactive
relief based on the Sixth and Eighth Amendment
rulings of Hurst v. State without first having the
opportunity to determine whether those rulings are
correct under federal law.
36
CONCLUSION
The petition for a writ of certiorari should be
denied.
Respectfully submitted.
PAMELA JO BONDI
Attorney General of
Florida
CAROLYN M. SNURKOWSKI
CHARMAINE M. MILLSAPS
OFFICE OF THE
ATTORNEY GENERAL
State of Florida
The Capitol – PL-01
Tallahassee, FL
32399-1050
Phone: (850) 414-3681
amit.agarwal@
myfloridalegal.com
AMIT AGARWAL
Solicitor General
Counsel of Record
EDWARD M. WENGER
Chief Deputy Solicitor
General
CHRISTOPHER J. BAUM
Deputy Solicitor General
Counsel for Respondent
October 19, 2018
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.