Amicus Curiae Brief — Curtis Giovanni Flowers, Petitioner v. Mississippi
Supreme Court briefJan 3, 2019
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No. 17-9572
IN THE
Supreme Court of the United States
CURTIS GIOVANNI FLOWERS,
Petitioner,
v.
STATE OF MISSISSIPPI,
Respondent.
On Writ of Certiorari
to the Supreme Court of Mississippi
BRIEF OF FORMER JUSTICE DEPARTMENT
OFFICIALS AS AMICI CURIAE IN SUPPORT OF
PETITIONER
DONALD B. VERRILLI, JR.
Counsel of Record
GINGER D. ANDERS
CHRISTOPHER M. LYNCH
MUNGER, T OLLES & OLSON LLP
1155 F Street NW, 7th Floor
Washington, DC 20004
(202) 220-1100
donald.verrilli@mto.com
i
TABLE OF CONTENTS
Page
INTEREST OF AMICI CURIAE ................................. 1
INTRODUCTION AND SUMMARY OF THE
ARGUMENT ..................................................... 2
ARGUMENT ................................................................ 5
I.
II.
Racial Discrimination In Jury Selection
Undermines The Very Protections That
A Jury Is Intended To Ensure. ......................... 5
A.
Since The Ratification Of The
Fourteenth Amendment, The
Court And Congress Have
Understood Preventing Racial
Discrimination In The Jury
System To Be Critical To
Providing Equality Under The
Law ......................................................... 5
B.
To Give Full Effect To The
Prohibition On Racial
Discrimination In Jury Selection,
Courts Must Rigorously
Scrutinize Peremptory
Challenges, Particularly Where
There Is Evidence of Similar Prior
Discrimination by the Same
Prosecutor ............................................. 10
Racial Discrimination in Jury Selection
Fundamentally Undermines Public
Confidence in the Justice System................... 14
A.
Racial Discrimination in Jury
Selection Harms Not Only
ii
TABLE OF CONTENTS
(continued)
Page
Defendants, But The Justice
System As A Whole .............................. 14
B.
Amici’s Experience in the Justice
Department Has Convinced Us
that Racial Discrimination and
the Appearance of Racial
Discrimination in the Jury
System Undermine the Justice
System .................................................. 18
CONCLUSION .......................................................... 21
APPENDIX OF AMICI.............................................. 1a
iii
TABLE OF AUTHORITIES
Page(s)
FEDERAL CASES
Akins v. Texas,
325 U.S. 398 (1945) ................................................ 6
Avery v. Georgia,
345 U.S. 559 (1953) ................................................ 9
Ballard v. United States,
329 U.S. 187 (1946) .............................................. 15
Batson v. Kentucky,
476 U.S. 79 (1986) .........................................passim
Castaneda v. Partida,
430 U.S. 482 (1977) ................................................ 9
Duncan v. Louisiana,
391 U.S. 145 (1968) ............................................ 5, 6
Foster v. Chatman,
136 S. Ct. 1737 (2016) ................................ 4, 11, 14
Georgia v. McCollum,
505 U.S. 42 (1992) .......................................... 15, 16
Hernandez v. Texas,
347 U.S. 475 (1954) ................................................ 9
Hollins v. Oklahoma,
295 U.S. 394 (1935) ................................................ 9
J.E.B. v. Alabama ex rel. T. B.,
511 U.S. 127 (1994) .............................................. 15
iv
TABLE OF AUTHORITIES
(continued)
Page(s)
Miller-El v. Dretke,
545 U.S. 231 (2005) .......................................passim
Neal v. Delaware,
103 U.S. 370 (1880) ................................................ 9
Pena-Rodriguez v. Colorado,
137 S. Ct. 855 (2017) .....................................passim
Powers v. Ohio,
499 U.S. 400 (1991) .................................... 9, 15, 16
Snyder v. Louisiana,
552 U.S. 472 (2008) .......................................... 3, 11
Strauder v. W. Virginia,
100 U.S. 303 (1879) .......................................passim
Ex parte Virginia,
100 U.S. 339 (1879) ................................................ 8
STATE CASES
Flowers v. Mississippi,
158 So.3d 1009 (2014) .......................................... 13
Flowers v. Mississippi,
240 So.3d 1082 (2017) .......................................... 13
Flowers v. Mississippi,
947 So.2d 910 (2007) ........................................ 4, 12
v
TABLE OF AUTHORITIES
(continued)
Page(s)
FEDERAL STATUTES
An Act for the further Security of equal
Rights in the District of Columbia,
ch. 3, 16 Stat. 3 (Mar. 18, 1869) ............................. 8
Civil Rights Act of 1875, ch. 114, 18
Stat. 335 .................................................................. 8
Civil Rights (Ku Klux Klan) Act of 1871,
ch. 22, 17 Stat. 13 (codified as
amended at 42 U.S.C. § 1985 (2000)) .................... 8
FEDERAL RULES
Rule 37.6 ...................................................................... 1
OTHER AUTHORITIES
ABA, Criminal Justice Standards for the
Prosecution Function 3-1.2(b) (4th
Ed.) ........................................................................ 19
Emily Ekins, Policing in America:
Understanding Public Attitudes
Toward the Police. Results from a
National Survey, ch. 3, Perceptions of
Systemic Racial Bias, Cato Institute
(December 7, 2016),
https://www.cato.org/policing-inamerica/chapter-3/perceptionssystemic-racial-bias .............................................. 17
vi
TABLE OF AUTHORITIES
(continued)
Page(s)
The Federalist No. 83 (A. Hamilton) (B.
Warner ed. 1818) .................................................... 5
George W. Dougherty, et al., Race and
the Georgia Courts: Implications of
the Georgia Public Trust and
Confidence Survey for Batson v.
Kentucky and Its Progeny, 37 Ga. L.
Rev. 1021 (Spr. 2003) ........................................... 17
Hiroshi Fukurai, Social De-Construction
of Race and Affirmative Action in
Jury Selection, 4 Afr.-Am. L. & Policy
Rep. 17 (Fall 1999) ............................................... 18
James Forman, Jr., Juries and Race in
the Nineteenth Century, 113 Yale L.J.
895 (2004) ......................................................... 7, 14
Mattie Johnstone & Joshua M.
Zachariah, Peremptory Challenges
and Racial Discrimination: The
Effects of Miller-El v. Cockrell, 17
Geo. J. Legal Ethics 863 (2004) ........................... 16
vii
TABLE OF AUTHORITIES
(continued)
Page(s)
Monica Anderson, Vast Majority of
Blacks View the Criminal Justice
System as Unfair, Pew Research
Center (Aug. 12, 2014),
http://www.pewresearch.org/facttank/2014/08/12/vast-majority -ofblacks-view-the-criminal-justicesystem-as-unfair/ .................................................. 17
4 W. Blackstone, Commentaries on the
Laws of England (Cooley ed. 1899)........................ 6
INTEREST OF AMICI CURIAE 1
Amici are former officials in the United States Department of Justice, identified in the appendix, who
maintain an active interest in the fair and effective
functioning of the justice system. In particular, amici
are deeply committed to maintaining the public trust
in the justice system necessary to its effective administration, including the perception that all persons—
and particularly criminal defendants—will be treated
equally in the eyes of the law. Amici share the conviction that to foster this perception of equal treatment, all actors in the justice system must do their
utmost to treat all persons fairly. It is also, of course,
the right thing to do. And in cases where there is evidence that could cast doubt on whether a litigant has
been treated fairly, amici believe is critical that
courts take great care to examine this evidence and
assure the public that the principle of fairness is upheld in practice.
This is particularly important in the context of
peremptory challenges where racial bias is exploited,
or seen to be exploited, by prosecutors, who are public
servants charged with promoting fairness and justice,
and whose conduct is thus particularly important in
establishing public trust in the system. Without the
perception of equal treatment for all participants in
the legal system, the convictions of criminal defendants obtained by the Department of Justice—and inCounsel for all parties have consented to the filing of this brief.
In accordance with Rule 37.6, amici confirm that no party or
counsel for any party authored this brief in whole or in part, and
that no person other than amici or their counsel made any monetary contribution intended to fund the preparation or submission of this brief.
1
2
deed all outcomes in our justice system, whether in
state or federal court—may lack legitimacy in the
eyes of the public. A belief among the public that justice is not fair and evenhanded undermines both the
mission of the Department of Justice and the rule of
law itself.
INTRODUCTION AND SUMMARY
OF THE ARGUMENT
The promise of “equal justice under law” is foundational to our justice system. Preventing racial discrimination in jury selection is essential to preserving
both the principle of equal justice under law and public confidence that it is being upheld. In particular,
this Court’s precedent mandates, contrary to the decision below, that evidence of a prosecutor’s prior history of racial discrimination is critical context that—
in connection with evidence of discrimination intrinsic to the voir dire proceeding—is sufficient to provide
an “undeniable explanation” that the prosecutor’s
proffered reasons for striking African American jurors are pretext. Miller-El v. Dretke, 545 U.S. 231,
266 (2005).
I. As this Court first recognized in 1879, just after
the Fourteenth Amendment was ratified, prohibiting
African-Americans from serving on a jury undermines the very protections a jury system is intended
to provide. Strauder v. W. Virginia, 100 U.S. 303,
308 (1879). Such discrimination denies a fair trial to
the accused by depriving him of a jury that is fairly
representative of his own community. And it denies
justice to crime victims who happen to be members of
disfavored minorities. For those reasons, the Court
held that the prohibition on racial discrimination in
3
jury selection is at the core of the Fourteenth
Amendment.
This Court has repeatedly reaffirmed that bedrock
principle in the nearly 140 years since. In particular,
this Court has recognized that racial discrimination
in the context of peremptory challenges, while more
subtle than the discriminatory state statute struck
down in Strauder, is just as inimical to the right to a
fair trial by a jury of one’s peers. Batson v. Kentucky,
476 U.S. 79 (1986). Because discriminatory peremptory challenges are difficult to detect and prevent,
this Court has made clear that courts must evaluate
such claims in light of “all of the circumstances that
bear upon the issue of racial animosity.” Snyder v.
Louisiana, 552 U.S. 472, 478 (2008).
In its post-Batson jurisprudence, this Court has
held that the prosecution’s prior pattern of racial discrimination is powerful evidence that peremptory
strikes of African American jurors in a particular
case may be discriminatory. Miller-El, 545 U.S. at
253, 266. That evidence is present here, and the lower courts should have considered it. Since 1996, petitioner has been tried six times by the same District
Attorney in connection with a multiple homicide in
Winona, Mississippi. In the five trials for which information about the race of jurors struck by the prosecution is available, the prosecutor used peremptory
challenges on all but one potential African American
juror, a total of 41 potential African American jurors
in all. See Pet. Br. 2, 32. Over the course of the six
trials, the Mississippi courts twice held that the prosecutor had violated Batson, in two different trials.
The Mississippi Supreme Court described the evidence as “as strong a prima facie case of racial dis-
4
crimination as [it] ha[d] ever seen” in this context.
Flowers v. Mississippi, 947 So.2d 910, 935 (2007); see
Pet. Br. 9. Under Miller-El, this history of adjudicated racial discrimination in peremptory challenges is
critically relevant to evaluating whether the prosecutor again discriminated in the jury selection procedure at issue here.
II. In case after case, this Court has recognized
that the necessity of protecting the jury system from
racial discrimination is “essential to ensure that defendants receive a fair trial and to preserve the public
confidence upon which our system of criminal justice
depends.” Foster v. Chatman, 136 S. Ct. 1737, 1760
(2016) (Alito, J., concurring); see also Miller-El, 545
U.S. at 238 (“[T]he very integrity of the courts is
jeopardized when a prosecutor’s discrimination ‘invites cynicism respecting the jury’s neutrality’ and
undermines public confidence in adjudication.” (citations omitted)). As this Court has repeatedly and
consistently articulated, the use of peremptory challenges to effectuate racial discrimination is uniquely
pernicious to public confidence in the integrity of the
judicial system (i) because it undermines the bedrock
guarantee of fairness that the jury system is intended
to provide; (ii) because of the long history in which it
has been used to tip the scales of justice; (iii) because
when it occurs, it undermines confidence in the outcomes of the justice system; and (iv) because excluding individuals from jury service based on immutable
characteristics is fundamentally inconsistent with
our pluralistic, democratic society.
As former Justice Department officials, we understand from firsthand experience the critical importance of evenhandedly administering the justice
5
system, and of public confidence in the integrity of
the justice system. Law enforcement simply cannot
function without public legitimacy. When prosecutors discriminate in jury selection, they violate their
oath to do justice and undermine the criminal justice
system as a whole.
ARGUMENT
I.
Racial Discrimination In Jury Selection
Undermines The Very Protections That A
Jury Is Intended To Ensure.
A.
Since The Ratification Of The Fourteenth Amendment, The Court And
Congress Have Understood Preventing Racial Discrimination In The
Jury System To Be Critical To
Providing Equality Under The Law
1. Since the Founding, the right to trial by jury has
been “considered a fundamental safeguard of individual liberty.” Pena-Rodriguez v. Colorado, 137 S. Ct.
855, 860 (2017); see The Federalist No. 83, at 451 (A.
Hamilton) (B. Warner ed. 1818). The Framers, like
the “founders of the English law” in which the jury
trial right originated, understood that the jury would
provide critical protection against “oppression by the
Government.” Duncan v. Louisiana, 391 U.S. 145,
155-156 n.23 (1968) In particular, the jury was intended to guard against “unfounded criminal charges
brought to eliminate enemies” and other arbitrary
misuses of the criminal justice system. Id. at 156.
The jury’s ability to safeguard liberty is founded on
its composition. Strauder v. W. Virginia, 100 U.S.
6
303, 308 (1879) (“the constitution of juries is a very
essential part of the protection such a mode of trial is
intended to secure”). Juries are thought to ensure
defendants a fair trial precisely because they are
composed of “the peers or equals of the person whose
rights it is selected or summoned to determine; that
is, of his neighbors, fellows, associates, persons having the same legal status in society as that which he
holds.” Ibid. When the truth of the prosecutor’s accusations against a defendant must be “‘confirmed by
the unanimous suffrage of twelve of his equals and
neighbours, indifferently chosen and superior to all
suspicion,’” the defendant and the community can be
confident that the conviction is not simply the result
of “overzealous” or “biased” government action. Duncan, 391 U.S. at 151-152 (quoting 4 W. Blackstone,
Commentaries on the Laws of England 349-350 (Cooley ed. 1899)).
But just as a representative jury of one’s peers
serves as a powerful check on government oppression,
an unrepresentative jury can be an equally powerful
instrument of that very oppression. Juries determine
in the first instance “the way in which law should be
enforced and justice administered” with respect to individual defendants. Duncan, 391 U.S. at 155. When
particular communities or minority groups are excluded from jury selection, there is a danger that instead of serving as a check on arbitrary government
action, the jury will simply reinforce it. “By compromising the representative quality of the jury, discriminatory selection procedures make juries ready weapons for officials to oppress those accused individuals
who by chance are numbered among unpopular or inarticulate minorities.” Batson v. Kentucky, 476 U.S.
79, 86-87 n.8 (1986) (quoting Akins v. Texas, 325 U.S.
7
398, 408 (1945) (Murphy, J., dissenting)). A jury
composed of representative members of the community, “indifferently chosen,” is thus critical to ensuring
the equal protection of the laws to both defendants
and crime victims. Strauder, 100 U.S. at 308.
2. The framers of the Fourteenth Amendment well
understood that eliminating racial discrimination in
jury selection was critical to ensuring African Americans’ civil and legal equality.
The debates preceding the ratification of both the
Thirteenth and Fourteenth Amendments were influenced by arguments that participation on juries was
necessary to ensure that African Americans would
enjoy equal protection of the law—both the protection
that the law provides against crime (in particular, the
lynchings and other racially motivated violence that
followed the end of the Civil War), and the protection
of a fair trial when accused of a crime. James Forman, Jr., Juries and Race in the Nineteenth Century,
113 Yale L.J. 895, 916-917 (2004). As this Court has
recounted, “[i]n the years before and after the ratification of the Fourteenth Amendment, it became clear
that racial discrimination in the jury system posed a
particular threat both to the promise of the Amendment and to the integrity of the jury trial.” PenaRodriguez v. Colorado, 137 S. Ct. 855, 867 (2017).
Particularly in the South, “[a]ll-white juries punished
black defendants particularly harshly, while simultaneously refusing to punish violence by whites, including Ku Klux Klan members, against blacks and Republicans.” Ibid. (quoting Forman, supra).
Both Congress and this Court responded with
measures designed to ensure that juries would be im-
8
partial and selected free of racial discrimination. In
1869, Congress exercised its plenary authority over
the District of Columbia to prohibit racial limitations
on jury service, as well as the right to hold offices. An
Act for the further Security of equal Rights in the District of Columbia, ch. 3, 16 Stat. 3 (Mar. 18, 1869). In
1871, using its authority under the Fourteenth
Amendment, Congress enacted the Ku Klux Klan Act,
which rendered persons who had conspired to deny
the civil rights of African Americans ineligible to sit
on juries. Civil Rights (Ku Klux Klan) Act of 1871,
ch. 22, §5, 17 Stat. 13, 15 (codified as amended at 42
U.S.C. § 1985 (2000)). And in 1875, Congress banned
racial discrimination in jury service in state courts in
Section 4 of the Civil Rights Act of 1875. Civil Rights
Act of 1875, ch. 114, §4, 18 Stat. 335, 336-337; see Ex
parte Virginia, 100 U.S. 339 (1879). These statutes,
all enacted in the years immediately after the Fourteenth Amendment’s ratification, demonstrate that
the import of a jury system free from racial discrimination was well understood at the time.
This Court first held that the Fourteenth Amendment prohibits racial discrimination in jury selection
in 1879, striking down a West Virginia statute that
disallowed African-Americans from serving on juries.
Strauder, 100 U.S. at 308. The Court explained that
racial discrimination in jury selection denies African
Americans “a very essential part of the protection
such a mode of trial is intended to secure,” as it exposed African-American defendants to the danger
that their cases would be tried by racially prejudiced
juries. Id. The Court viewed the proposition that racial discrimination in the jury system denied the
equal protection of the laws promised by the Fourteenth Amendment as self-evident: “how can it be
9
maintained that compelling [an African American] to
submit to a trial for his life by a jury drawn from a
panel from which the State has expressly excluded
[everyone] of his race, because of color alone . . . is not
a denial to him of equal protection?” Id. at 309.
In the nearly 140 years since, “this Court has been
unyielding in its position that a defendant is denied
equal protection of the laws when tried before a jury
from which members of his or her race have been excluded by the State’s purposeful conduct.” Powers v.
Ohio, 499 U.S. 400, 404 (1991); see also PenaRodriguez, 137 S. Ct. at 867. The Court has repeatedly struck down laws and policies that systematically exclude minorities from juries. See, e.g., Neal v.
Delaware, 103 U.S. 370 (1880) (practice of excluding
African Americans as unqualified on other grounds);
Hollins v. Oklahoma, 295 U.S. 394 (1935) (per curiam); Avery v. Georgia, 345 U.S. 559 (1953) (use of differently colored tickets to ensure that only the names
of white individuals would be selected to serve on a
jury); Hernandez v. Texas, 347 U.S. 475 (1954) (practice of excluding persons of Mexican descent); Castaneda v. Partida, 430 U.S. 482 (1977) (same, in
grand jury selection).
10
B.
To Give Full Effect To The Prohibition On Racial Discrimination In
Jury Selection, Courts Must Rigorously Scrutinize Peremptory Challenges, Particularly Where There Is
Evidence of Similar Prior Discrimination by the Same Prosecutor
In Batson v. Kentucky, this Court addressed the
problem of discriminatory peremptory challenges,
holding that “there can be no dispute[] that peremptory challenges constitute a jury selection practice
that permits those to discriminate who are of a mind
to discriminate.” 476 U.S. 79, 96 (1986) (citation
omitted).
In the late nineteenth and twentieth centuries, after the Court had struck down statutes or policies excluding racial minorities from juries, “[s]tate officials
then turned to somewhat more subtle ways of keeping blacks off jury venires.” Id. at 103 (Marshall, J.,
concurring). Because prosecutors enjoyed a “historical privilege of peremptory challenge free of judicial
control,” id. at 91, peremptory challenges provided a
ready means of ensuring an all-white or nearly allwhite jury. “Misuse of the peremptory challenge to
exclude black jurors” therefore became “both common
and flagrant.” Id. at 103-104 (Marshall, J., concurring) (describing an “instruction book used by the
prosecutor’s office in Dallas County, Texas” that “explicitly advised prosecutors that they conduct jury selection so as to eliminate ‘any member of a minority
group,’” as well as statistics showing disproportionate
use of peremptory challenges to strike black jurors).
The Court accordingly held that peremptory challenges are subject to equal protection principles, and
11
that when a defendant establishes that a prosecutor
used peremptory challenges to exclude minority jurors, his conviction must be reversed. Id. at 100.
In recent decades, the Court has made clear that
trial judges must be vigilant in “ferreting out” the
misuse of peremptory challenges to mask racial discrimination in jury selection. Miller-El v. Dretke, 545
U.S. 231, 238 (2005). Because discriminatory intent
can easily be obscured by the many discretionary factors that could legitimately influence peremptory
challenges, it is critical that the trial court consider
“all requisite circumstances” in determining whether
a defendant has established intentional discrimination in the use of peremptory challenges. Id. at 240
(quoting Batson, 476 U.S. at 96); see also Foster v.
Chatman, 136 S. Ct. 1737, 1748 (2016) (“We have
‘made it clear that in considering a Batson objection,
or in reviewing a ruling claimed to be Batson error,
all of the circumstances that bear upon the issue of
racial animosity must be consulted.’”) (quoting
Snyder v. Louisiana, 552 U.S. 472, 478 (2008)).
The relevant circumstances that must be considered include both evidence intrinsic to the voir dire
proceeding and evidence that is extrinsic to the proceeding. Thus, the prosecutor’s conduct during jury
selection is relevant: for instance, the number and
percent of African American jurors stricken by the
prosecution, a comparison of African American jurors
stricken from the panel and white jurors permitted to
serve, and any other conduct during the jury selection
procedure. Extrinsic evidence is also relevant: in particular, the prosecution’s policies and practices of discrimination outside the specific set of jurors under
consideration in the given trial. Miller-El, 545 U.S.
12
at 240-41, 253-55, 265.
In Miller-El, for instance, the Court gave great
weight to the “widely known evidence of the general
policy of the Dallas County District Attorney’s Office
to exclude black venire members from juries at the
time Miller-El’s jury was selected.” Id. at 253. The
Court explained that “[i]f any facially neutral reason
sufficed to answer a Batson challenge, then Batson
would not amount to much . . . .” Id. at 240. “[S]ome
stated reasons are false, and although some false reasons are shown up within the four corners of a given
case, sometimes a court may not be sure [that purposeful discrimination occurred] unless it looks beyond the case at hand.” Id. at 240, 253. Thus, a
prosecutor’s history of racially discriminatory strikes
in or around the time of the relevant case provides
critical context in assessing a prosecutor’s proffered
neutral reasons for peremptorily striking minority
jurors.
That context is unquestionably present here. In
Petitioner’s first two trials, the prosecutor struck all
but one potential African-American juror, and that
juror was seated only because the trial judge concluded that the peremptory strike was racially motivated.
Pet. 3. In the third trial, the prosecutor used all 15
peremptory strikes against African-Americans, leading the Mississippi Supreme Court, in overturning
the conviction, to comment that “[t]he instant case
presents us with as strong a prima facie case of racial
discrimination as we have ever seen in the context of
a Batson challenge.” Flowers v. Mississippi, 947
So.2d 910, 935 (2007) (“The prosecutor exercised all
fifteen of his peremptory strikes on African–
Americans, and the lone African–American who ulti-
13
mately sat on Flowers' jury was seated after the State
ran out of peremptory challenges. Such a result cannot be considered ‘happenstance.’”). After two subsequent trials before racially mixed juries ended in mistrials, the prosecutor struck five of six potential African American jurors in the trial at issue here, resulting in a jury of 11 whites and one African American.
To be sure, the history of racially motivated peremptory challenges by the prosecutor in prosecuting petitioner’s case does not in itself establish that the challenges under review here were discriminatory. But
the prosecutor’s historical practice is unquestionably
relevant to that question, and the Mississippi Supreme Court was wrong to disregard it. 2
In its initial opinion affirming Mr. Flowers’ conviction after his
sixth trial, the Mississippi Supreme Court wholly failed to consider the history of prior Batson violations by the same prosecutor in Mr. Flowers’ case. See Flowers v. Mississippi, 158 So.3d
1009 (2014). After this Court vacated that decision for further
consideration in light of Foster v. Chatman, the Mississippi Supreme Court re-adopted its same analysis, dismissing the evidence of prior Batson violations with the conclusory assertion
that it “does not alter [its] analysis.” Flowers v. Mississippi, 240
So.3d 1082, 1124 (2017). The Mississippi Supreme Court’s failure to meaningfully consider the totality of the circumstances is
plainly contrary to this Court’s decision in Miller-El. See Pet. Br.
21-23, 33-39.
2
14
II.
Racial Discrimination in Jury Selection
Fundamentally Undermines Public Confidence in the Justice System
A.
Racial Discrimination in Jury Selection Harms Not Only Defendants,
But The Justice System As A Whole
1. There is no question that racial discrimination
in jury selection impedes individual defendants’ right
to a fair trial. But the Court has also long recognized
that prohibiting such discrimination “is essential to
… preserve the public confidence upon which our system of criminal justice depends.” Foster, 136 S. Ct. at
1760 (Alito, J. concurring). Racial bias in the jury
system threatens “systemic injury to the administration of justice” because it is a “recurring” problem
that “implicates unique historical, constitutional, and
institutional concerns.” Pena-Rodriguez, 137 S. Ct. at
868.
First, a fairly constituted jury, representative of
the defendant’s community, is the very characteristic
that enables a jury to perform its constitutional function of ensuring a fair trial. See supra Part I.A.
Second, precisely because of the power of jury composition, prosecutors historically have used racial discrimination in jury selection to administer the criminal justice system in a fundamentally unfair way.
All-white juries have been used both to exonerate
white defendants accused of racially motivated
crimes against African Americans and to convict innocent African Americans of crimes they did not
commit. Pena-Rodriguez, 137 S. Ct. at 868; see, e.g.,
James Foreman, Jr., Juries and Race in the Nine-
15
teenth Century, 113 Yale L.J. 895 (2004). That history demonstrates the close connection between jury
selection and the justice system’s outcomes, and creates both a special sensitivity and a special need for
vigilance on this issue.
Third, because of this history, discrimination in jury selection undermines public acceptance that justice is being done. “One of the goals of our jury system is ‘to impress upon the criminal defendant and
the community as a whole that a verdict of conviction
or acquittal is given in accordance with the law by
persons who are fair.’” Georgia v. McCollum, 505
U.S. 42, 49 (1992) (quoting Powers v. Ohio, 499 U.S.
400, 413, (1991)). Thus, “[t]he verdict will not be accepted or understood in these terms if the jury is chosen by unlawful means at the outset.” Powers, 499
U.S. at 413.
Finally, representative juries serve a broader public purpose by demonstrating that all of the communities and individuals within “the heterogeneous population of our Nation” are viewed as qualified to take
part in the administration of criminal justice. Batson, 476 U.S. at 99. “[T]he admitted exclusion of an
eligible class or group in the community in disregard
of the prescribed standards of jury selection . . . deprives the jury system of the broad base it was designed by Congress to have in our democratic society,” Ballard v. United States, 329 U.S. 187, 195
(1946), and establishes “state-sponsored group stereotypes rooted in, and reflective of, historical prejudice,”
J.E.B. v. Alabama ex rel. T. B., 511 U.S. 127, 128
(1994). Discrimination in jury selection thus creates
a divide between those empowered to take part in the
criminal justice system through jury service, and
16
those who are viewed as unqualified to do so—but
who are governed by that very system. That is intolerable in our democratic, pluralistic society.
Juries tainted by racial bias are therefore harmful
not only to the defendant or the jurors, but also to the
“entire community,” because they “undermine public
confidence in the fairness of our system of justice” as
a whole. Batson, 476 U.S. at 87. “Selection procedures that purposefully exclude African–Americans
from juries undermine that public confidence—as
well they should. ‘The overt wrong, often apparent to
the entire jury panel, casts doubt over the obligation
of the parties, the jury, and indeed the court to adhere to the law throughout the trial of the cause.’”
McCollum, 505 U.S. at 49 (quoting Powers, 499 U.S.
at 412). For this reason, this Court has repeatedly
recognized that “[a] constitutional rule that racial bias in the justice system must be addressed . . . is necessary to prevent a systemic loss of confidence in jury
verdicts, a confidence that is a central premise of the
Sixth Amendment trial right.” Pena-Rodriguez, 137
S. Ct. at 869; see also Powers, 499 U.S. at 411 (discriminating racially in jury selection “damages both
the fact and the perception” that juries can guard
against wrongful exercise of state power).
2. These concerns about public confidence in the
judicial system are particularly pressing because empirical research confirms that many Americans question the system’s fairness. For example, a 1999 survey conducted by the American Bar Association revealed that nearly half of the Americans surveyed indicated that the U.S. judicial system does not provide
equal justice for African Americans. See Mattie
Johnstone & Joshua M. Zachariah, Peremptory Chal-
17
lenges and Racial Discrimination: The Effects of Miller-El v. Cockrell, 17 Geo. J. Legal Ethics 863, 863 n.1
(2004); Emily Ekins, Policing in America: Understanding Public Attitudes Toward the Police. Results
from a National Survey, ch. 3, Perceptions of Systemic Racial Bias, Cato Institute (December 7, 2016)
(“Fully 58% of Americans say the criminal justice system fails to treat all individuals equally, including
45% who believe the system gives preference to white
Americans….”). 3 A majority of African Americans
themselves—68% in a recent study—perceive the justice system as treating African Americans unequally.
See, e.g., Monica Anderson, Vast Majority of Blacks
View the Criminal Justice System as Unfair, Pew Research Center (Aug. 12, 2014). 4 Similarly, a survey
conducted at the request of the Georgia Supreme
Court indicated that “African-Americans and Hispanics were much more likely to indicate that people like
themselves received ‘somewhat worse’ or ‘far worse’
treatment by the courts,” with “[t]he level of disappointment with treatment by the courts among African-American Georgians” particularly strong. George
W. Dougherty, et al., Race and the Georgia Courts:
Implications of the Georgia Public Trust and Confidence Survey for Batson v. Kentucky and Its Progeny,
37 Ga. L. Rev. 1021, 1028 (Spr. 2003). 5
https://www.cato.org/policing-in-america/chapter-3/perceptionssystemic-racial-bias.
4
http://www.pewresearch.org/fact-tank/2014/08/12/vast-majority
-of-blacks-view-the-criminal-justice-system-as-unfair/.
5
The authors of the Georgia study found, however, that African
Americans who had served on juries had better perceptions of
the court system than those who had not, suggesting that inclusion in jury service fosters public perceptions of fairness. Id. at
1033-34.
3
18
The public response in the aftermath of certain
widely-reported cases also provides more dramatic
evidence that jury composition can affect the public’s
perception of the fairness of verdicts in racially
charged cases. Popular anger and unrest has followed acquittals of white police officers by all-white
juries for beating or killing African American motorists in Los Angeles in the Rodney King case, and in
Miami in a series of cases in the 1980s. See, e.g., Hiroshi Fukurai, Social De-Construction of Race and
Affirmative Action in Jury Selection, 4 Afr.-Am. L. &
Policy Rep. 17, 18-19, 23 (Fall 1999). But a subsequent acquittal of a white police officer in a similar
case in Miami by a racially diverse jury did not spark
protests. 6 Id. at 19.
B.
Amici’s Experience in the Justice
Department Has Convinced Us that
Racial Discrimination and the Appearance of Racial Discrimination
in the Jury System Undermine the
Justice System
As former officials in the Department of Justice,
we witnessed firsthand that public confidence in the
integrity of the jury system is essential to the system’s operation as a whole. The vital work of law enforcement professionals—from police investigators to
prosecutors and policymakers—depends on belief in
In a widely-celebrated example from Mississippi of how a jury
composed without racial discrimination can improve confidence
in the justice system, the 1994 conviction by a racially diverse
jury of Byron de la Beckwith of killing civil rights activist Medgar Evers came exactly 30 years after two all-white juries refused to convict Beckwith for the same crime, despite his having
publicly bragged about perpetrating it. See, e.g., id. at 18.
6
19
the fairness of the justice system’s procedures and
the evenhandedness of its operation. Without that
legitimacy, the public will be less likely to cooperate
with law enforcement and to accept the accuracy and
fairness of criminal verdicts. Cf. Miller-El, 545 U.S.
at 238 (“[T]he very integrity of the courts is jeopardized when a prosecutor’s discrimination invites cynicism respecting the jury’s neutrality and undermines
public confidence in adjudication.”) (internal quotation marks and citations omitted).
It is therefore critical that those administering the
justice system uphold the promise of equal justice
under law, and also that they be perceived as doing
so. Prosecutors in particular must honor the principle that “[t]he primary duty of the prosecutor is to
seek justice within the bounds of the law, not merely
to convict,” and they must at all times “respect the
constitutional and legal rights of all persons, including suspects and defendants.” ABA, Criminal Justice
Standards for the Prosecution Function 3-1.2(b) (4th
Ed.). In our tenure in the Department, we were privileged to work with dedicated professionals who upheld these standards and acted with the highest integrity.
But when there is reason to believe that a prosecutor is exploiting racial bias and division in an attempt
to obtain a conviction, the courts must take strong
action. That the bias is exploited by, or seen to be
exploited by, prosecutors—public servants who have
been charged with promoting fairness and justice—
makes this type of discrimination especially damaging to acceptance of the rule of law. Left unaddressed, discrimination in jury selection threatens
to leave the public with the belief that it is governed
20
by men, not laws. Requiring all prosecutors comply
with Batson is necessary “to ensure that our legal
system remains capable of coming ever closer to the
promise of equal treatment under the law that is so
central to a functioning democracy.” Pena-Rodriguez,
137 S. Ct. at 868. The Mississippi Supreme Court’s
cavalier disregard of the history in this case—in
which the prosecutor was twice adjudicated to have
violated Batson in his previous attempts to secure a
conviction of this very defendant—cannot be squared
with this critical principle.
21
CONCLUSION
For the foregoing reasons, and for the reasons
stated in Petitioner’s brief, the judgment of the Supreme Court of Mississippi should be reversed.
Respectfully submitted,
DONALD B. VERRILLI, JR.
Counsel of Record
GINGER D. ANDERS
CHRISTOPHER M. LYNCH
MUNGER, TOLLES & OLSON LLP
1155 F Street NW,
7th Floor
Washington, DC 20004
(202) 220-1100
donald.verrilli@mto.com
January 3, 2019
APPENDIX
1a
APPENDIX
Donald B. Ayer served for 10 years in the Department of Justice, including as Deputy Attorney
General from 1989 to 1990, Principal Deputy Solicitor
General from 1986 to 1988, United States Attorney
for the Eastern District of California from 1981 to
1986, and Assistant United States Attorney for the
Northern District of California from 1977 to 1979.
James M. Cole served as Deputy Attorney General from 2011 to 2015. He also served in various
roles in the Department of Justice over the 13 years
from 1979 to 1992, including Deputy Chief of the
Criminal Division’s Public Integrity Section.
Gary G. Grindler served in the Department of
Justice Department from 1995 to 2000 and from 2009
to 2013, including as Acting Deputy Attorney General, Deputy Assistant Attorney General in both the
Civil and Criminal Divisions, and Principal Deputy
Associate Attorney General and Counselor to the Attorney General. He previously served as an Assistant
U.S. Attorney in both the Southern District of New
York and the Northern District of Georgia.
Peter D. Keisler served in the Department of
Justice from 2002 to 2007, including as Acting Attorney General of the United States, Assistant Attorney
General for the Civil Division, and as Principal Deputy Associate Attorney General and Acting Associate
Attorney General.
David W. Ogden served as Deputy Attorney General of the United States from 2009 to 2010 and as
Assistant Attorney General for the Civil Division,
United States Department of Justice, from 1999 to
2a
2001. He also served as Chief of Staff to Attorney
General Janet Reno, Counselor to the Attorney General, Associate Deputy Attorney General, and Deputy
General Counsel of the Department of Defense.
Sally Q. Yates served in the United States Department of Justice as Acting Attorney General,
Deputy Attorney General, and United States Attorney for the Northern District of Georgia. She also
served as Assistant U.S. Attorney and First Assistant
U.S. Attorney for the Northern District of Georgia.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.