Petition for Writ of Certiorari — Phillip Wade McClure, Petitioner v. Oregon Board of Parole and Post Supervision
Supreme Court briefJun 18, 2018
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No.
IN THE
SUPREME COURT OF THE UNITED STATES
PHILIP WADE MCCLURE,
Petitioner,
V.
OREGON BOARD OF PAROLE AND
POST-PRISON SUPERVISION,
Respondent.
On Petition For Writ of Certiorari
To The Oregon Supreme Court.
PETITION FOR WRIT OF CERTIORARI
PHILIP WADE MCCLURE
Petitioner, Pro Se
SID# 5072942
Oregon State Penitentiary
2605 State Street
Salem, OR 97310-0505
A
.9
S
I
QUESTIONS PRESENTED
Does ORS 144.125(3) (Or Laws 1977 c. 372, §6; Or Laws 1981 c. 426, §2) (hereafter ORS
144.125(3)) and respondent's administrative rule, OAR 255-60-005(4) (1982 Rule) lack a definition for
term "present severe emotional disturbance", making both the statute and respondent's administrative
rule vague and/or overbroad, therefore violating Due Process and Equal Protection principles under
Section 1 of the Fourteenth Amendment to the U.S. Constitution, and Article I, Sections 20 and 21, of the
Oregon Constitution?
Does respondent's use of newer rules not in effect at time of petitioner's commission of offenses create
an Ex Post Facto violation by employing criteria which are more erroneous than the older rules in
violation to Article I, § 9, cl.3 and Article I, § 10, cl.1 of the United States Constitution and Article I,
Section 21 of the Oregon Constitution.
Does respondent's failure to comply with Oregon law create a Due Process violation by failing to
address evidentiary challenges during hearings in violation of Section 1 of the Fourteenth Amendment to
the U.S. Constitution, and Article I, Sections 20 and 21, of the Oregon Constitution?
Does respondent's failure to comply with Oregon's substantial-reason requirement law as mandated
by Oregon courts violate Due Process and Equal Protection principles under Section 1 of the Fourteenth
Amendment to the U.S. Constitution, and Article I, Sections 20 and 21, of the Oregon Constitution?
LIST OF PARTIES
Philip Wade McClure, as petitioner, pro se, and Oregon Board of Parole and Post-Prison
Supervision, as respondent.
A
I
TABLE OF CONTENTS
Page
OPINIONSBELOW...................................................................................................................1
JURISDICTION.........................................................................................................................1
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED ................................... 1 -2
CONCISE STATEMENT OF THE CASE.................................................................................2-3
REASONS FOR GRANTING THE PETITION........................................................................3-36
A. Unconstitutional Definition
Oregon Statute
Legislative History of ORS 144.125(3)
Respondent's Administrative Rule
Review of Oregon Law
Due Process Requirement
Equal Protection Requirement
.
3 - 23
4
4-7
7
7-13
13 - 20
21 - 23
B. Ex Post Facto Violation
Controlling Federal Law
Controlling Oregon Law
23 - 29
25 - 28
28-29
C. Evidentiary Violations
29 - 30
D. Substantial Reason Requirement
Due Process Requirement
Equal Protection Requirement
30 - 36
31 - 36
36
CONCLUSION
........................................................................................................................... 36
INDEX TO APPENDICES
Order of Oregon Supreme Court, dated March 22, 2018
Petition For Review (Oregon Supreme Court), dated November 2017
Order of the Oregon Court of Appeals, dated November 1, 2017
Petitioner's Reply Brief (Court of Appeals), dated June 2017
Petitioner's Opening Brief and Appendices (Court of Appeals),
dated April 2017
11
-
37
APPENDIX A
APPENDIX B
APPENDIX C
APPENDIX D
APPENDIX E
TABLE OF AUTHORITIES
Page
UNITED STATES CONSTITUTION
Article I, § 9, cl.3 of the United States Constitution................................................................................2,23,26,37
Article I, § 10, cl.1 of the United States Constitution.......................................................................2,23,25,26,27,
29,37
Fourteenth Amendment to the U.S. Constitution .................................................................... 14, 19,21,30,33,
35,36
.
14
.........................................
Fifth Amendment to the U.S. Constitution ......................................
Section 1 of the Fourteenth Amendment to the U.S. Constitution...........................................1,2,4,14,16,37
FEDERAL STATUTES
28 U.S.C. § 1257(a).....................................................................................................................1
Section 504 of the Rehabilitation Act of 1973, as amended, 29 U.S.C. §794..........................5,18
42 U.S.C. § 12102(3)...................................................................................................................21
OREGON CONSTITUTION
Article I, Section 20 of the Oregon Constitution.......................................................................1,2,4,14,16,18,
21,37
Article I, Section 21 of the Oregon Constitution.......................................................................1,2,14,18,21,
23,29,37
OREGON HOUSE BILLS (HB)
HB2013.................................................................................................................................................... 4
HB2328...................................................................................................................................................... 5
OREGON LAWS
OrLaws 1977c. 372, §6 .............................................................................................................1,3,4
OrLaws 1977c. 372, §6(3) ........................................................................................................1,3
OrLaws 1981 c. 426, §2 .............................................................................................................1,3,4
OrLaws 1987c.320ç53 ............................................................................................................3
OrLaws 1989 c. 790 § 68............................................................................................................3
OrLaws 1993 c.334 § 1..............................................................................................................3
OrLaws 1999c.141çl ..............................................................................................................3
OrLaws 2009 c.660 § 3.............................................................................................................3
ORS144.050...............................................................................................................................10
ORS144.125 ...............................................................................................................................2,5
0R5144.125(2)..........................................................................................................................10
ORS144.125(3)..........................................................................................................................1,3,4,5,6,7,9,
10,11, 12, 14, 15,
16,18,20,21,36
0R5144.140(2)..........................................................................................................................10
ORS144.335(3) (1991)...............................................................................................................30,33
ORS163.115(1)..........................................................................................................................
0R5161.735(4)..........................................................................................................................30
111
TABLE OF AUTHORITIES
Page
OREGON LAWS (cont.)
ORS163.115('l)(a).....................................................................................................................
ORS Chapter 183, Administrative Procedures Act (ABA) ....................................................... 8
ORS183.310(9)..........................................................................................................................10
ORS183.325— ORS 183.355.....................................................................................................10
ORS183.400(2)..........................................................................................................................9
ORS183.482(8)..........................................................................................................................33
ORS183.482(8)(c)......................................................................................................................30
ORS192.610 to 192.710 .............................................................................................................
ORS659A.104(1)........................................................................................................................21
OREGON ADMINISTRATIVE RULES
OAR255-001-0010(1) .................................................................................................................8
OAR255-30-0010 .......................................................................................................................2
OAR255-030-0032 .....................................................................................................................30
OAR255-030-0032(3).................................................................................................................30,34
OAR255-030-0032(4)(f) .............................................................................................................30
OAR255-030-0032(5)................................................................................................................................30
OAR, Chapter 255, Division 60----------------------------------------------------------------------------------------------------------------- 24
OAR, Chapter 255, Division 60, Section 0005----------------------------------------------------------------------------------------- 24
OAR, Chapter 255, Division 60, Section 0006----------------------------------------------------------------------------------------- 24
OAR, Chapter 255, Division 60, Section 0008----------------------------------------------------------------------------------------- 24,25
OAR, Chapter 255, Division 60, Section 0012----------------------------------------------------------------------------------------- 24,25
OAR, Chapter 255, Division 60, Section 0030----------------------------------------------------------------------------------------- 24,26,30
OAR255-60-005------------------------------------------------------------------------------------------------------------------------- 3
OAR255-60-005(4) (1982 Rule)------------------------------------------------------------------------------------------------- 1,3,7,12,14,15,
16, 18, 20,2 1, 36
OAR 255-60-005(4)(a) (1982 Rule)-------------------------------------------------------------------------------------------- 12
OAR 255-60-005(4)(b) (1982 Rule)-------------------------------------------------------------------------------------------- 12
OAR255-060-005----------------------------------------------------------------------------------------------------------------------- 3
OAR255-060-0006-------------------------------------------------------------------------------------------------------------------- 3
OAR255-060-0008-------------------------------------------------------------------------------------------------------------------- 3
OAR255-060-0030------------------------------------------------------------------------------------------------------------------------------------- 30
OAR, Chapter 255, Division 62, Section 16--------------------------------------------------------------------------------------------- 25,26
OAR255-062-0016--------------------------------------------------------------------------------------------------------------------- 31
OAR309-40-0305(54)-----------------------------------------------------------------------------------------------------------------8
OAR581-015-2000(4))D)------------------------------------------------------------------------------------------------------------8
HOUSE BILLS (OREGON)
4
HB2013--------------------------------------------------------------------------------------------------------------------.................
HB2328 .....................................................................................................................................
iv
TABLE OF AUTHORITIES
Page
UNITED STATES SUPREME COURT CASES
American Land Co. v Zeiss,
219 U547, 55LEd 82, 3ISCt 200 (1911)..............................................................................4
Baggett V. Bullitt,
377 U.S. 360, 84 S. Ct. 1316 (1964)...........................................................................................14
Board of Pardons v Allen,
482 US 369, 96LEd2d 303, 107SCt 2415(1987) ..................................................................13,18
Bouie v. Columbia,
378 U.S. 347, 353-54, 84S. Ct. 1697,12 L. Ed.2d 894 (1964).................................................14
Brinkerhoff-Faris Trust & Sat'. Co. v Hill,
281 US 673, 74 LEd 1107, SOS Ct 451 (1930)........................................................................35
Cal. Dep't of Corr. v. Morales,
514 U.S. 499, 504,131 L. Ed. 2d 588,115 S. Ct. 1597(1995) ...............................................................26,27
City of Chicago v. Morales,
527 U.S. 41, 119 S. Ct. 1849,144 L. Ed.2d 67 (1999)..............................................................14,16
Coates v. City of Cincinnati,
402 U.S. 611,91 S. Ct. 1686, 29L. Ed.2d 214(1971)..............................................................19
Colautti v. Franklin,
439 U.S. 379, 99S Ct 675, 58 L Ed 2d 596 (1979)...................................................................21
Collins v. Youngblood,
497 U.S. 37, 52(1990) ...............................................................................................................................23,26
Concordia Fire Ins. Co. v Illinois,
292 US 535, 78LEd 1411, 54SCt 830(1934)........................................................................23
Connally v. General Constr. Co.,
269 U.S. 385,46 S. Ct, 126, 127, 70 L. Ed. 322 (1926).............................................................16
Dobbert v. Fla.,
432 U.S. 282, 294, 53 L. Ed. 2d 344, 97S. Ct. 2290 (1977)....................................................................27
Douglas v California,
372 US 353, 9 L Ed 2d 811, 83S Ct 814 (1963), reh den
373 US 905, bLEd 2d 200, 83SCt 1288 (1963)...................................................................4
Frank v Mangum,
237 US 309, 59LEd 969, 35SCt 582 (1915)..........................................................................4
Georgia Power Co. v Decatur,
281 US 505, 74 L Ed 999, 50 S Ct 369 (1930)..........................................................................22,36
Grayned v. City of Rockford,
408 U.S. 104, 92S. Ct. 2294(1972) ........................................................................................... 14,16
Greenholtz v. Nebraska Penal & Correctional Complex,
442 U.S. 1,99 S. Ct. 2100, 60L. Ed. 2D668(1979) ................................................................ 13,18
Gulf, C. & S. E R. Co. v Ellis,
165 US 150, 41 L Ed 666, 17S Ct 255 (1897)..........................................................................23
Kentucky Dep't of Corrections v. Thompson,
490 U.S. 454, 109 S. Ct. 1904, 104 L. Ed. 2d 506 (1989).........................................................13
V
TABLE OF AUTHORITIES
Page
UNITED STATES SUPREME COURT CASES (cont
Kolender v Lawson,
461 U.S.352, 1038. Ct. 1855(1983) ..........................................................................................15,16
Lanzetta v. New Jersey,
306 U.S. 451, 59SCt 618, 83LEd 888 (1939)........................................................................17
Lynce v. Mathis,
519 U. S. 433, 439 n.12, 137L. Ed. 2d 63, 117 S. Ct. 891 (1997) ............................................................26,27
Miller v. Florida,
482 U.S. 423, 430 (1987) ..........................................................................................................................27,28
Mitchell v United States,
313 US 80, 85 L Ed 1201, 61 S Ct 873 (1941)..........................................................................21
Parker v. Levy,
417 U.S. 733, 948. Ct. 2547 (1974)...........................................................................................14
Radice v New York,
264 US 292, 68 L Ed 690, 448 Ct 325 (1924)..........................................................................23
Richardson v. Perales,
402 U.S. 389, 408, 91 S, Ct 1420, 1430 (1971).........................................................................................29
Turner v Fouch,
896 US 346, 24 L Ed 2d 567. 908 Ct 532 (1970).....................................................................21
Village of Hoffman Estates v. Flipside, Hoffman Estates, Inc.,
455 U.S. 489,102 S. Ct. 1186, 71 L. Ed.2d 362 (1982)............................................................19
Weaver v. Graham,
450 U.S. 24, 29, 67L. Ed. 2d 17, 101 S. CL 960 (1981)..........................................................................27
Winters v. New York,
333 U.S. 507, 515, 68S. Ct. 665 (1948)....................................................................................15
Zwickler v. Koota,
389 U.S. 241, 88S. Ct. 391 (1967).............................................................................................14
FEDERAL COURT CASES
Benites p. U.S. Parole Commission,
595 F.2d 518 (9th Cir 1979)...........................................................................................................29
Brown v. Palmateer,
28
379 F. 3d 1089, 1094 (9th Cir. 2004)......................................................................
Burton u. Cascade School Dist. Union High School No. 5,
353 F. Supp. 245, affirmed, 512 F.2d 850, certiorari denied,
19
96 S. Ct. 69, 423 U.S. 839, 46 L. Ed.2d 59 (1973)..........................................
Daniels v. Cogswell,
5,6,18
1979 U.S. Dist LEXIS 15399 (D. Or September 13,1979) .............................
Flemming p. Board of Parole,
28
998 F.3d. 721, 724(9th Cir. 1993)
Vi
TABLE OF AUTHORITIES
Page
FEDERAL COURT CASES (cont.)
Himes p. Thompson,
336 F.3d 848, 854 (9th Cir, 2003).............................................................................................................27
Hunter v. Ayers,
336F.3d1007, 1011 (9th Cir 2002) ..........................................................................................................27
McClure V. Hill,
2003 U.S. Dist. LEXIS 25367 (D. Or. Apr. 82003) ..................................................................15
Meyrovich p. Maass,
762 F. Supp 1417(D. Or. 1991)................................................................................................................29
Murphy v. Thompson,
15 Fed. Appx. 417 (9th Cir. 2001)..............................................................................................18
Nuiph v. Faatz,
27 F.dd 451. 45556 (9th Cir, 1994)..........................................................................................................27
Planned Parenthood of GolambialWillamette, Inc. v. American
Coalition of Life Activists,
945 F. Supp. 1355 (D. Or. 1996)................................................................................................16
Plumb v. Prinslow,
847F. Supp. 1509 (D. Or. 1994)................................................................................................18
Schwartmiller p. Gardner,
752 F.2d 1341(9th Cir. 1984).....................................................................................................15
Souch v. Schaivo,
289 F.3d 616, 620, 2002 U.S. App. LEXIS 7865 (9th Cir 2002).............................................................26
U.S. v. Adams,
343 F.3d 1024 (9th Cir. 2003)....................................................................................................15
U.S. v. Harris,
185 F.3d 999 (9th Cir. 1999)......................................................................................................15
U.S. v. Rodriguez,
360 F.3d 949, (9th Cir. 2004).....................................................................................................15
U.S. v. Wunsch,
84F.3d 1110 (9th Cir. 1996)......................................................................................................14, 16
U.S. v. Wyatt,
408 F. 3d 1257 (9th Cir. 2005)....................................................................................................14
OREGON COURT CASES
Albertson's Inc. p. Bureau of Labor and Industries,
128 Ore. App. 97, 874 P.2d 1352 (1994)....................................................................................33
Anderson v. Peden,
284 Ore. 313, 587P.2d 59 (1978)..............................................................................................17
Armstrong v. Asten-Hill Co.,
90 Ore. App. 200, 206, 752 P.2d 312 (1988)..............................................................................33
Beiswenger p. PSRB,
192 Ore. App. 38, 84 P.3d 180 (2004)........................................................................................ 11
Vii
TABLE OF AUTHORITIES
Page
OREGON COURT CASES (cant.)
Bergerson v. Salem-Keizer Sch. Dist.,
341 Or 401, 144 P3d 918 (2006)................................................................................................10
Castro c'. Board of Parole,
reversed and remanded, 232 Ore. App. 75, 220 P3d 772 (2009) .............................................. 30,31,32,33
Christenson v. Thompson,
143 Or. App. 923 P.2d 1316(1996)........................................................................................................... 29
City of Portland r'. Levi,
98 Or, App. 341, 344, 779 P.2d 192 (1980), review denied,
309 Or. 645, 789 P.2d 1387 (1990) ............................................................................................ 18,22
Combs v. BOPPS,
917P.2d 74, 141 Or. App. 219(1996).......................................................................................................29
Delgado v. Sanders,
46P.3d 729, 334 Or. 122 (2002)...............................................................................................14
Drew v. PSRB,
127 Ore. App. 753, 875 P.2d 546 (1994), reversed and remanded,
31
322 Ore. 491; 909 P.2d 1211; 1996 Ore. LEXIS 10(1996).................
Gaffey v. Babb,
19
50 Or. App. 617, 624 P.2d 616, review denied, 291 Or. 117(1981)...
Garcia v. SAW,
35
187 Ore App 51, 66 P3d 522 (2003) .....................................................
Gordon v. Board of Parole,
207 Ore. App. 435, 142 P.3d 125 (2006), reversed and remanded,
31
343 Ore 618, 175 P3d 461, 467 (2007) ...............................................
Hamel v. Johnson,
25 P.3d 314,173 Or. App. 448, review denied,
18
39 P.3d 193, 333 Or. 162 (2001)....................................................................................
Jenkins v. Board of Parole,
reversed and remanded,258 Ore. App. 430; 309 P.3d 1115;
2013 Ore. App. LEXJS 1077(2013), rev'd 356 Ore 186, 335 P.3d 828,
30,32
2014 Ore LEKIS 688(2014)...............................................................................................
Martin v. Board of Parole,
reversed and remanded, 147 Ore. App. 37, 934 P.2d 626 (1997),
31,35
affirmed, 327 Ore. 147, 957 P2 1210 (1998) ...............................................................
McClure v. Oregon Board of Parole and Post-Prison Supervision,
GA A163095, Affirmed Wit/tout Opinion, November 1, 2017, 288 Ore App 702,
1
406 P.3d 241, 2017 Or App LEXIS 1309............................................................................
McClure v. Board of Parole and Post-Prison Supervision,
1
___________
SC 8065477, Petition for Review Denied, March 22, 2018, 2018 Ore. LEXIS
VIII
TABLE OF AUTHORITIES
Page
OREGON COURT CASES (cont.)
Merrill v. Johnson,
155 Ore. App. 295, 964 P2d 284, rev den,
328 Ore. 40, 977 P.2d 1170 (1998).............................................................................................9,20
Oregonians for Nuclear Safeguards v. Myers,
276 Ore. 167, 554 P.2d 172, 1976 Ore. LEXIS 539 (1976).......................................................32
PGE v. Bureau of Labor and Industries,
317 Or 606, 859 P2d 1143 (1993)..............................................................................................11,20
Raridon v. Board of Parole,
104 Ore. App. 307, 801 P.2d 842 (1990)....................................................................................33
Ross v. State of Oregon, 227 U.S. 150,162-63, 57 L. Ed. 458, 33 S. Ct. 220 (1913).........................26,28
Salosha, Inc. v. Lane County,
201 Or App 138, 117 P3 1047(2005)...................................................................................... 35
Springfield Edue. Assn. V. Sch. Dist.,
290 Or 217, 621 P2d 547 (1980)................................................................................................ 9
State v. Ausmus,
37 P.3d 1024, 178 Or. App. 321, 326, review allowed,
49 P.3d 797, 334 Or. 288, reversed, 85 P.3d 864, 336 Or. 496 (2001).....................................18
State v, Blair,
287 Or 519, 601 P2d 766 (1979)................................................................................................17
State v. Chaherian,
938 P.2d 756, 325 Or. 370 (1997).............................................................................................19
State v. Dinkle,
34 Or App 375, 579 P.2d 245 (1979).........................................................................................2
State v. Gaines,
346 Or 160, 206 P3d1042 (2009)..............................................................................................11
State v. Graves,
299 Or 189, 195, 700 P2d 244 (1985)........................................................................................17,18,22
State v. Hodges,
254 Or 21, 457 P2d 491 (1969)..................................................................................................16,17
State c'. llig-Renn
341 Ore. 228, 142 P.3d 62(2006)..............................................................................................19
State v, Johnson,
50 Or App 33, 36, 621 P2d 677 (1981)......................................................................................18
State v. McClure,
Lane County Circuit Court No. 78.6903)..................................................................................2
State v. McClure,
Lane County Circuit Court No. 10.82.09309)...........................................................................2
State v. Moore,
324 Or. 396, 927 P.2d 1073, 1084 (1996)..................................................................................7
State v. Ott,
297Or375, 686P2d 1001, 1012(1984)....................................................................................8
ix
TABLE OF AUTHORITIES
Page
OREGON COURT CASES (cont.)
State v. Plowman,
314 Ore. 157, 838 P.2d 558, 1992 Ore. LEXIS 158, 61 U.S.L. W. 2149,
writ of certiorari denied by 508 U.S. 974,113 S. Ct. 2967,
125 L. Ed. 2d 666, 1993 U.S. LEXIS 4097, 61 U.S.L.W 3834 (1993).....................................22
State v. Robertson,
293 Ore 402,649 P.2d, 1982 Ore LEXJS975.......................................................................................14,17,19,22
State v. Sanderson,
33 Or App 173, 575 P2d 1025 (1978)........................................................................................19
State v. Sutherland,
329 Ore. 359, 987 P.2d 501 (1999).............................................................................................19
State v. Tucker,
28 Or App 29, 558 P2d 1244, rev den 277 Or 491 (1977).........................................................19
State v. Vasey,
80 Ore. App. 765, 723 P.2d 1068, rev den
302 Ore. 299, 728 P.2d 531 (1986).............................................................................................22
Trebesch v. Employment Div.,
68 Ore. App. 464, 468; 683 P 2d 1018; 1984 Ore. App. LEXLS 3363;
off and remanded, 300 Ore. 264, 710 P2d 136, 1985 Ore. LEKIS 1682........................................10
Weems v. Board of Parole,
221 Ore. App. 70, 190 P. 3d 381 (2008), rev allowed,
346 Ore. 115, 205 P.3d 887(2009).............................................................................................35
Weidner p. Armenakis,
154 Or App 12, 959 P2d 623, vac'd and rern'd as moot, 327 Or 317(1998),
reasoning readopted and reaff irmed in Merrill v. Johnson.....................................................9,10,11,20
Williams v, Bd. of Parole,
98 Ore. App. 716, 780 P.2d 793, 795 (Or. Ct. App. 1989)........................................................................28
Williams v. BOP,
107 Or. App. 515, 812 P.2d 443 (1991), adhered to on re reconsideration,
112 Or. App. 108, 828 P.2d 465, review dismissed 313 Or. 300, 832 P.2d 456(1992)...........................29
Younger v. City of Portland,
305 Ore. 346, 752 P.2d 262 (1988).............................................................................................35
OTHER STATE COURT CASES
People v. Shelton,
88 Misc2d 136, 385 NYS2d 708, 717(1976).............................................................................8
TABLE OF AUTHORITIES
Page
OTHER AUTHORITES
I Davis, Administrative Law Treatise, 2.10, 2.15, 7.20....................................................9
31 Am J Rev ed Lab 338.........................................................................................................34
Ballentine's Law Dictionary, 3rd Edition
(2002 Matthew Bender, Inc., a member of the LexisNexis Group).........................................34
Black's Law Dictionary, Sixth Edition (1990)...................................................................6
Black's Law Dictionary, Eighth Edition
Bryan A. Garner, editor in chief (West, 2004) ...........................................................................4,34
Campbell's Psychiatric Dictionary (2009).........................................................................6
Davis, Administrative Law of the Seventies 28, 224 (1976).............................................9
Diagnostic and Statistic Manual of Mental Disorders
tic
(Washington, DC, American Psychiatric Association)....................................
Diagnostic and Statistic Manual of Mental Disorders,
Fourth Edition (DMS-IV-TR),
9,11
(Washington, DC, American Psychiatric Association) (2000)........................
Diagnostic and Statistic Manual of Mental Disorders,
Fifth Edition (DMS-V),
3,4,9,10,20,21,
(Washington, DC, American Psychiatric Association) (2014)........................
36
Webster's Third New Int'l Dictionary (unabridged edition 1993)....................................4,6,11,34
Xi
IN THE SUPREME COURT OF THE UNITED STATES
PETITION FOR WRIT OF CERTIORARI
Petitioner respectfully prays that a writ of certiorari issue to review the judgment below.
OPINIONS BELOW
The order of the Oregon Supreme Court to review the merits appears at Appendix A to the petition and is
reported at Philip Wade McClure v. Board of Parole and Post-Prison Supervision, SC S065477, Petition for
Review Denied, March 22, 2018, 2018 Ore. LEXIS
_____
The order of the Oregon Court of Appeals appears at Appendix C to the petition and is reported at Philip
Wade McClure v. Oregon Board of Parole and Post-Prison Supervision, CA A163095, Affirmed Without
Opinion, November 1,2017,288 Ore App 702, 406 P.3d 241, 2017 Or App LEXIS 1309.
JURISDICTION
Date which Oregon Supreme Court decided petitioner's case was March 22, 2018. A copy of the decision appears
at Appendix A.
Federal questions raised in this petition have been timely and properly raised before the respondent, the Oregon
Court of Appeals and the Oregon Supreme Court.
The jurisdiction of this court is invoked under 28 U.S.C. § 1257(a).
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED
Because it lacks a definition for term "present severe emotional disturbance" (hereafter cited PSED), ORS
144.125(3) (Or Laws 1977 c. 372, §6; Or Laws 1981 c. 426, §2) (hereafter ORS 144.125(3)) and respondent's
administrative rule, OAR 255.60.005(4) (1982 Rule), is vague and/or overbroad, and therefore violates due process
and equal protection principles under Section 1 of the Fourteenth Amendment to the U.S. Constitution, and Article I,
Sections 20 and 21, of the Oregon constitution.
Respondent's failure to use administrative rules in effect in effect at time of petitioner's offenses created
heightened expectancy of factors needed for parole consideration, employing criteria which are more erroneous than
what older rules require, in violation of ex post facto principles under Article I, § 9, cl,3 and Article I, § 10, cl.1 of
the United States Constitution and Article I, Section 21 of the Oregon Constitution.
Respondent's failure to comply with Oregon law creates a due process violation by failing to address evidentiary
challenges during hearings in violation of Section 1 of the Fourteenth Amendment to the U.S. Constitution, and
Article I, Sections 20 and 21, of the Oregon Constitution.
Respondent's failure to comply with Oregon's substantial-reason requirement law as mandated by Oregon
courts violates due process and equal protection principles under Section 1 of the Fourteenth Amendment to the
U.S. Constitution, and Article I, Sections 20 and 21, of the Oregon Constitution.
CONCISE STATEMENT OF THE CASE
Petitioner sentenced in 1979 to a twenty year sentence for conviction of an offense which occurred in 1978
(State v. McClure, Lane County Circuit Court No, 78-6903) (Sentence 01). Petitioner sentenced in 1983 to an
eighty year sentence (four consecutive twenty year sentences) with a 40 year minimum (four minimum sentences
of ten years each) for conviction of offenses which occurred in 1982 (State v. McClure, Lane County Circuit
Court No. 10-82-09309) (Sentences 02 through 05)'.
Respondent ordered an exit interview with a psychological evaluation upon petitioner pursuant to OHS 144.125
in 2016 and based upon the evaluation, postponed petitioner's release date to October 31, 2021. On appeal from
respondent orders dated April 20, 2016 and August 29, 2016, petitioner made challenges on: (1) unconstitutional
Petitioner appeared before respondent October 5, 1983 for initial prison term hearing pursuant to OAR 255.30-0010. At that time, petitioner
received an unauthorized parole denial. Petitioner received a new initial prison term hearing July 13, 1988. At that time, respondent: (a)
overrode two of petitioner's consecutive minimum sentences, finding that the minimum terms were not an appropriate penalty for the
criminal offense and the minimum terms were not necessary to protect the public (State v. Dinkte, 34 Or, App. 375, 386, 579 P.2d 245
(1979)); ) recognized 108 days of credit for time served; (c) found aggravation (prior conviction); (d) found mitigation (consecutive sentences
imposed for a single criminal episode); and (e) established a release date of October 30, 2002. Petitioner's parole release dates have
subsequently been deferred in 2002, 2004, 2006, 2008, 2010, 2012, 2014, and 2016. Sentences 01 and 02 have expired. Sentence 03 is slated to
expire in 2018.
2
vagueness of ORS 144.125(3) and respondent's administrative rule, OAR 255-60.005(4) (1982 Rule), (2) ex post
facto violation due to respondent's use of new rules not in effect at time of petitioner's commission of offenses, (3)
inadmissible evidence respondent relied upon, and (4) respondent's non-compliance with the substantial-reason
requirement to support finding that petitioner suffers a PSED.
REASONS FOR GRANTING THE PETITION
A. Unconstitutional Definition
Because ORS 144.125(3) 2 and OAR 255-60.005(4)
2
a definition for term ccpsEul the definition is
ORS 144.125(3) (Or Laws 1977 c. 372, §6; Or Laws 1981 c. 426, §2). Petitioner only addresses ORS in effect in 1982. The statute changed as
follows: 1977 c.372 § 6; 1981 c.426 § 2; 1987 c.320 § 53; 1989 c.790 § 68; 1993 034 § 1; 1999 c.141 § 1; 2009 c.660 § 3.
Petitioner only addresses administrative rules in effect in 1982. OAR 255-060-005 changes occurred as follows: 2 B 1-1979, f& ef. 2-1-79;
2PB 2-1980,1. & ef. 5.20-80; 2PB 1-1981, f. & ef. 2-15.81; 2PB 8-1981(Temp), f& ef. 11-4-81; 2PB 1-1982, 1. & ef. 5-19-82; 2PB 13-1985,1. &
ef. 5-31-85; PAR 6-1988, f. & ef. 5-19-88. It appears that while OAR 255-60-005(4) has never been repealed, the respondent started using
OAR 255-060-0006 (2PB 1-1979, f. &ef. 2-1-79; 2PB 2-1980,1. &ef. 5-20-80; 2PB 1-1981,1. 1-20-81, ef. 2-15-8I; 2PB8-1981(Femp), 1. &ef. 114-81; 2PB 1-1982, f. &ef. 5-19.82; 2PB 13-1985,1. &ef. 5-31-85; PAR 6-1988,1. & ef. 5-19-88; PAR 2-1990,1. &cert. ef. 4-5-90; Sections (3), (4),
(5) & (6) renumbered to 255-060-0008; PAR 3-1991(Temp), f. & cert. ef. 5-1-91; PAR 5-1991, 1. & cart, ef. 10-15-91; PAR 2-1992(1'emp), I. &
cert. ef. 2-12-92; PAR 3-1992, f. &cert. ef. 4-15-92;PAR8-1992, L&cert.ef. 10-9-92; PAR 6-1997,f. 3-11-97, cert. ef. 3-14-97; PAR5-1998, f. &
cert. ef. 11-9-98) and OAR 255-060-0008 (2PB 1.1979, 1. & ef. 2.1-79; 2PB 2-1980, f. & ef. 5-20-80; 2PB 1-1981,1. 1-20-81, ef. 2-15-8I; 2PB 81981(Temp), I. & ef. 11-4-81; 2PB 1-1982,1. & at 5-19.82; 2PB 13-1985,1. & ef. 5-31-85; PAR6-1988, 1. &ef. 5-19-88; PAR 2-1990,1. &cert. ef.
4-5-90; Sections (1), (2) & (3) renumbered from 255-060-0006; PAR 3-1991(Temp), I. &cert. el. 5-1-91; PAR5-1991, 1. &cert. ef. 10-15-91; PAR
9-1992,1. &cert. ef. 12-8-92; PAR 6-1997,1.3-11-97, cart. ef. 3-14-97; PAR 7-1999, f. 9-21-99, cert. ef. 9-22-99; PAR 4-2000, f, &cert. ef. 2-1500) to extend and/or amend OAR 255-060-005. OAR 255-60-005 does not appear on Oregon's LexisNexis CD; however, it can be reviewed in
APPENDIX E, McClure v. RPPPS, CA A163095, Petitioner's Opening Brief at Appendices 9— 10).
While the term severe emotional term is addressed and defined by the 2014 edition of Diagnostic and Statistic Manual of Mental
Disorders, Fifth Edition (See APPENDIX E, McClure u. BPPPS, CA A163095, Petitioner's Opening Brief at Appendices 4-5), respondent
fails to properly rely on the criteria set by the current DSM-V. That brief reveals that petitioner does not qualify for a diagnosis of present
severe emotional disturbance (PSED) because he does not meet all four criteria as required.
-I
vague', and therefore violate due process' and equal protection principles under Article I, section 20 of the Oregon
Constitution', and Section loft/it Fourteenth Amendment to the U.S. Constitution'.
Oregon Statute
The challenged statue in this case:
"If a psychiatric or psychological diagnosis of present severe emotional disturbance such as to
constitute a danger to the health or safety of the community has been made with respect to the prisoner,
the Board may order the postponement of the scheduled release date until a specific future date." ORS
144.125(3) (Or Laws 1977c. 372, §6; Or Laws 1981 c. 426, §2).
Legislative history of ORS 144.125(3)
In 1977, RB 2013 enacted ORS 144.125(3), which provided:
"If a psychiatric or psychological diagnosis of present severe emotional disturbance9 has been
made with respect to the prisoner, the board may order the postponement of the scheduled release
date until a specific future date." ORS 144,125(3) (Or Laws 1977 c. 372, §6(3)).
Vague: 'imprecise; not sharply outlined; indistinct; uncertain. Vagueness raises due process concerns if legislation does not provide fair notice
of what is required or prohibited, because enforcement may be arbitrary.' Black's Law Dictionary, Eighth Edition, Bryan A. Garner,
editor in chief; West, 2004, p. 1585. Unconstitutionally vague is defined: "(Of a penal legislative provision) so unclear and indefinite as not to
give a person of ordinary intelligence the opportunity to know what is prohibited; (of language) describing a distribution around a central
form, as opposed to a neatly bounded class; broadly indefinite." Id. "1. not clearly expressed; not having an exact or precise meaning; 2. not
clearly defined." Webster's Third New International Dictionary, p.2528.
Fourteenth Amendment does not operate to deprive states of their lawful power and of right to resort to reasonable methods inherently belonging
to power exerted; provisions of due process clause only restrain those arbitrary and unreasonable exertions of power which are not really within
lawful state power since they are so unreasonable and unjust as to impair or destroy fundamental rights. American Land Co. v Zeiss, 219 US
47, 55 LEd 82, 31 5 CL 200(1911). State can, consistently with Fourteenth Amendment provide for differences so long as result does not amount
to denial of due process or invidious discrimination. Douglas u California, 372 US 353, BLEd 2d 811, 83 SOt 814(1963), reh den 373 US 905,
lob Ed 2d 200, 835 Ci 1288(1963). Phrase 'due process of law' does not mean that operations of state government shall be conducted without
error or fault in any particular case, nor that Federal courts may substitute their judgment for that of state courts, or exercise any general review
over their proceedings, but only that fundamental rights of prisoner shall not be taken from him arbitrarily or without right to be heard according
to usual course of law in such cases. Frank u Mangum, 237 US 309, 59 L Ed 969, 35S Ct 582(1915).
'No law shall be passed granting to any citizen or class of citizens privileges, or immunities, which, upon the same terms, shall not equally belong
to all citizens.' Oregon Constitution, Article I, Section 20.
All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State
wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor
shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal
protection of the laws. Section 1, Fourteenth Amendment of the United States Constitution.
It should be noted that the legislatures in 1977 and 1981 could not foresee that the medical society would evolve their definitions and criteria for
severe emotional disturbance. As such, because the current (2014 edition) of Diagnostic and Statistic Manual of Mental Disorders, Fifth
Edition now clearly provides both a clear definition and criteria, the Oregon legislature, as well as the respondent, should be required to amend
their laws to reflect what the medical standard reflects (especially in the light that Oregon still employs the use of psychologists to make a
prerequisite diagnosis and because Oregon fails to define the 'legal" standard relied upon).
In 1981, RB 2328 amended subsection (3) and added the phrase "such as to constitute a danger to the health or
safety of the community."
"If a psychiatric or psychological diagnosis of present severe emotional disturbance such as to
constitute a danger to the health or safety of the community has been made with respect to the
prisoner, the board may order the postponement of the scheduled release date until a specific
future date." ORS 144,125(3) (Or Laws 1981 c. 426, §2).
The 1981 legislatures were revisiting what the statute needed to achieve and the conditions under which
respondent could defer an inmate's release, to comply with a federal court decision in Daniels v. Cogswell, Civ.
No. 79-651, 1979 U.S. Dist LEXIS 15399 (D. Or September 13, 1979)'°. The 1981 Legislature was in effect reenacting subsection (3) of ORS 144.125, because the previous standard allowed respondent to defer release based on
a disability, without a finding that the inmate posed a danger to the community. Therefore, the legislative history
from 1981 provides insight into the legislature's intent in using the term PSED.
In 1981, staff counsel Felicia Gniewosz explained that the bill would amend the statute to provide that if a
prisoner's parole release date was postponed due to a severe emotional disturbance, that disturbance had to be
accompanied by a finding that the condition constituted a danger to the health and safety of the community. See
Tape recording, Senate Committee on Justice, HB 2328, July 7, 1981, Tape 271, Side B (statement of staff
counsel Felicia Gneiwosz). Gneiwosz said that the rationale was that if the respondent deferred an inmate's parole
for reasons that did not affect other people, then the inmate was being held for civil reasons, which would entitle
the inmate to the protections of the state civil commitment procedures. Id. at Tape 271, Side B. Although
Gneiwosz's statement explained the reasoning behind the additional requirement that the inmate constitute a
danger to the community, she did not provide any guidance as what PSED meant.
A short debate on the house floor followed the introduction of RB 2328. See Tape Recording, House Floor,
JIB 2328, April 29, 1981, Tape 10, Track H. Representative Mason introduced the bill and explained that the
0
Held: Parole denials/postponements based on 'severe emotional disturbance" violated prisoners' rights under Section aOl of the
Rehabilitation Act of 1973, as amended, 29 U.S.C. §794.
bi
'I
amendment was proposed in light of the Oregon federal district court decision in Daniels v. Cogswell, Id.
(statement of Rep. Mason). Representative Priestly asked for an explanation as to why an inmate should be kept
beyond his sentence due to an emotional disturbance Id. (statement of Rep Priestly). Mason explained that an
inmate had to be let out at his good time date regardless of mental condition and that respondent did not have the
authority to extend an inmate's time due to a dangerous mental condition. Id. (statement of Rep. Mason). Mason
explained further that the only effect of the amendment was to allow the respondent to defer the parole of an
inmate who was "insane and dangerous." Id. Respondent could not extend an inmate's sentence; it just did not
have to release "insane and dangerous" people.
Mason's explanation of the 1981 amendment to ORS 144.125(3) provides some insight as to what the legislature
intended the term PSED to mean. The legislature was seeking to provide the respondent with authority to defer
the parole release dates of "insane" and "dangerous" inmates. Black's Law Dictionary defines "insanity":
"The term is a social and legal term rather that a medical one, and indicates a condition which
renders the affected person unfit to enjoy liberty of action because of the unreliability of his
behavior with concomitant danger to himself and others. The term is more or less synonymous
with mental illness or psychosis." Black's Law Dictionary 749 (6th ed. 1990).
"Insane" is commonly defined as, "of a person: exhibiting unsound or disorder of mind:
* * *
disordered in mind
to such a degree as to be unable to function safely and competently in ordinary human relations." Webster's Third
New Intl Dictionary 1167. "Insane" is further defined as, "of or pertaining to one who is of unsound mind."
Campbell's Psychiatric Dictionary 511(2009).
From those definitions, it appears that the legislature intended to provide respondent with authority to defer
the release date of inmates who are severely mentally ill, and as a result of that illness, pose a danger to the
community as a whole. Although the history illustrates the legislature's general intent in the statute, the term
PSED still lacks a clear definition that can be applied to the individual and unique circumstances of an inmate's
Unsound: not mentally sound or normal: not wholly or consistently sane. Webster's Third New Int'l Dictionary 2511.
case. It should also be distinguished that PSED was not defined or criteria set in place when the legislature
originally passed ORS 144.125(3). Now that the DSM-V clearly defines the term and sets criteria in place for
making a proper finding for PSED, there is no reason why the current legislative body to not amend the ORS to
reflect current intent of the law.
Although there is scant legislative history that provides evidence as to what the legislature intended PSED to
mean, the short discussion on the house floor in 1981 does illustrate the general policy of ORS 144.125(3).
Legislators were concerned with release of inmates who posed a danger to society because of severe mental illness.
To address this concern, the legislature provided respondent with the authority to defer an inmate's release if the
respondent concluded that, based on the severe mental illness, the inmate would pose a threat to the community if
released. Resort to this general maxim of statutory construction further illustrates that the legislature intended to
provide respondent with the authority to define PSED consistent with legislative intent.
Respondent's Administrative Rule
Respondent's corresponding regulation, which is based on ORS 144.125(3), provides:
"If the record indicates that a psychiatric or psychological condition of severe emotional disturbance
such as to constitute a danger to the health or safety of the community, is present, the Board may order
the postponement of the scheduled parole release date until a specific future date or until the prisoner or
institution presents evidence that the emotional disturbance is over or in remission." OAR 255-60-005(4)
(1982 Rule).
Review of Oregon Law
Reviewing Oregon statutes, petitioner finds only one that comes close to describing term "emotional
disturbance." In application to criminal statutes, the closest definition available is "extreme emotional distress,"
which falls under ORS 163.115('l)(a). However, its only permissible application is as a defense in criminal homicide
cases, not for any other crime. ORS 163.115(J); State v, Moore, 324 Or. 396, 927 P.2d 1073, 1084 (1996). An
explanation of the term "extreme emotional disturbance" does appear in Oregon case law as:
7
"That extreme emotional disturbance is the emotional state of an individual who: * * * (b) is exposed
to an extremely unusual and overwhelming stress; and (c) has an extreme emotional reaction to it, as a
result of which there is a loss of self-control and reason is overborne by intense feelings, such as passion,
anger, distress, grief, excessive agitation or other similar emotions." State v. Ott, 297 Or 375, 393, 686
P2d 1001, 1012 (1984) (citing People u. Shelton, 88 Misc2d 136, 149, 385 NYS2d 708, 717(1976)).
Further, a jury is required to receive guidance as to what constitutes an extreme emotional disturbance (for
example, jury instructions on the mitigating circumstances constituting emotional distress)".
Only two administrative rules, as used by other two other Oregon agencies, make any attempt in describing
what an emotional disturbance might consist of:
"Emotional Disturbance" means a condition exhibiting one or more of the following characteristics
over a long period of time and to a marked degree that adversely affects a child's educational
performance: (A) An inability to learn that cannot be explained by intellectual, sensory, or health factors;
(B) An inability to build or maintain satisfactory interpersonal relationships with peers and teachers; (Q
Inappropriate types of behavior or feelings under normal circumstances; (D) A general pervasive mood of
unhappiness or depression; or (E) A tendency to develop physical symptoms or fears associated with
personal or school problems; (F) The term includes schizophrenia but does not apply to children who are
socially maladjusted, unless it is determined that they have an emotional disturbance. Oregon
Department of Education: OAR 581-015-2000(4)(d).
'Mental or Emotional Disturbances (MED" means a disorder of emotional reactions, thought
processes, or behavior that results in substantial subjective distress or impaired perceptions of reality or
impaired ability to control or appreciate the consequences of the person's behavior and constitutes a
substantial impairment of the individual's social, educational, or economic functioning. Medical
diagnosis and classification shall be consistent with. the Diagnostic and Statistical Manual of Mental
Disorders of the American Psychiatric Association (DSM-V. As used in these rules, this term is
functionally equivalent to "serious and persistent mental illness." The Oregon Health Authority, Health
Systems Division, Mental Health Services, OAR 309-040-0305(54).
It is interesting to note that Oregon's mental health authority now recognizes and employs use of the current
DSM-Vin defining what an emotional disturbance is, while respondent, who is responsible for promulgating rules"
12
When defense is extreme emotional disturbance, jury should be instructed on meaning of whole term rather than singling out word extreme
for amplification. It should be noted that the court also pointed out that at least five elements were to be used in making a determination. Ott,
supra. This certainly is not the standard held by respondent.
13
The Board shall adopt all new and resed rules in accordance with the prosisions of ORS Chapter 183, the Oregon Attorney General's Model
Rules of Procedure and ORS 192.610 to 192.710. The Board will use only those sections of the Model Rules which relate to rulemaking. OAR
255-001-0010(1).
based upon ORS 144.125(3)', simply has not bothered to adopt or amend rules that provide a current definition of
what constitutes a PSED15.
Oregon courts have determined that the term PSED is a legal, rather than medical term". Weidner v.
Armenahis, 154 Or App 12, 19, 959 P2d 623, vac'd and rem'd as moot, 327 Or 317(1998), reasoning readopted and
reaffirmed in Merrill v. Johnson, 155 Or App 295, 964 P2d 284, rev den, 328 Or 40(1998). The state appellate
court determined that, while a "psychiatric or psychological diagnosis is a prerequisite to the Board's consideration
of whether the criteria have been met
.
.
.
.
the determination as to whether a prisoner suffers from a severe
emotional disturbance as to constitute a danger to the health and safety of the community is a judgment that the
legislature intended the Board to make." Id.
Because the term PSED was not defined by the DSM-IV, it has been deemed a legal determination for the
respondent to make, the court citing the term has a "less precise meaning" that requires agency interpretation.
Springfield Educ, Assn. V. Sch. Dist., 290 Or 217, 227, 621 P2d 547 (1980). However, legislative intent meant
application of the statute to reflect current standards excepted by the psychiatric/psychological community, not just
those standards which were or were not in effect from 1977 through 2014. The 2014 edition of Diagnostic and
Statistic Manual of Mental Disorders, Fifth Edition clearly defines emotional disturbance and sets criteria to
make such a determination. Thus, while PSED was considered an inexact term back in 1998, the court should
review respondent's current interpretation of the term "to ensure that is consistent with the legislature intent" in
4
As pointed out in Davis on Administrative Law, the important consideration is not whether the statute delegating the power expresses
standards, but whether the procedure established for the exercise of the power furnishes adequate safeguards to those who are affected by the
administrative action. 1 Davis, Administrative Law Treatise, 2,10, 2.15, 7.20. There is no lack of suggestion that a prior specification of
grounds should he a prerequisite of due process in administrative as well as penal deprivations. See, e.g., Davis, Administrative Law of the
Seventies 28, 224 (1976).
IS
ORS 183.400(2) mandates that the Oregon Supreme Court 'shall declare the rule invalid if it finds that it violates constitutional provisions or
exceeds the statutory authority of the agency * *
6
The appellate court in Weidner reasoned that the DSM.IV does not provide for a psychological diagnosis of severe emotional disturbance.
Weidner, 154 Or App at 17. Petitioner believes the Oregon court was in error in their reasoning mainly because (1) severe emotional
disturbance is a diagnosis which can only be determined by a psychiatrist or psychologist, (2) the term now has a clear definition and criteria
as provided by the Diagnostic and Statistic Manual of Mental Disorders, Fifth Edition (DSM-V), and, (3) respondent still relies upon
psychologists to make prerequisite findings before respondent can establish PSED.
content of current understanding of the term. Bergerson v. Salem-Keizer Sch. Dist., 341 Or 401, 411, 144 P3d
918 (2006). Oregon courts have failed to review current interpretation of the term, especially in the light of current
DSM-V definition of the term PSED, to ensure that is consistent with the legislature's current intent".
Oregon has vested administrative authority in respondent to grant parole. ORS 144.050. To determine
whether to release an inmate on his projected release date, or to defer that date, the respondent conducts an exit
interview. See ORS 144.125(2) and (3). In making its release decision, respondent must determine whether the
inmate suffers from a PSED such as to constitute a danger to the health or safety of the community, thereby
warranting deferral of the inmate's release date. ORS 144.125(3); Weidner, infra, 154 Or at 12. When respondent
conducts exit interviews and determines whether an inmate suffers from a PSED, it is acting in its quasi-judicial
capacity. Since respondent must first rely upon findings made by a psychologist as a prerequisite in making a
finding of PSED, it must except the fact that their psychologists are required to rely upon the current version of the
DSM, that being the 2014 edition of Diagnostic and Statistic Manual of Mental Disorders, Fifth Edition
'
Respondent also has the authority to promulgate rules to interpret the laws it must administer. ORS
144,140(2). See ORS 183,325 ORS 183.355 (proscribing the methods and procedures that agencies must follow
-
to promulgate rules). "'Rule' means any agency directive, standard, regulation or statement of general applicability
that implements, interprets or prescribes law or policy, or describes the procedure or practice requirements of any
agency." ORS 183.310(9). In the context of inexact terms, agency rulemaking serves two distinct functions: (1) it
provides notice of the agency's view of a term's proper application, and (2) it serves as a mechanism "to ascertain
what construct the agency will place on [a] term in the exercise of its discretion." Trebesch v. Employment Div.,
17 A proper and updated interpretation of severe emotional disturbance can only be achieved if respondent and the Oregon Courts employ current
standard as set by Diagnostic and Statistic Manual of Mental Disorders, Fifth Edition, not the older outdated versions of that manual.
18
Respondent's discretion is not without controls. The standards for PSED are those which are accepted by the community as established by the
current DSM- V. When the legislative assembly delegated authority over professional standards to respondent, it intended respondent to exercise
responsibility for those current standards.
EI]
68 Ore. App. 464, 468; 688 P.2d 1018; 1984 Ore. App. LEXIS 3863; aff'd and remanded, 300 Ore. 264, 710 P.2d 136,
1985 Ore. LEXIS 1682.
As noted above, PSED was until 2014 considered an inexact term that required the court to review the
respondent's interpretation of the term as a matter of law to ensure that the interpretation is consistent with the
legislature's intent. When a question of statutory construction involves an administrative agency's construction,
the court reviews the agency's construction "in accordance with the interpretive principles described in PGE v.
Bureau of Labor and Industries, 817 Or 606, 610-12, 859 P2d 1143 (1993)" and State v, Gaines, 346 Or 160,
206 P3d 1042(2009). See also Beiswenger v. PSRB, 192 Ore. App. 38, 44, 84 P.3d 180 (2004).
Since Weidner, supra, 154 Or App at 17, explained the term PSED as not a readily definable medical term, the
actual text of the statute provides little insight into the legislature's intended meaning. "Present," as it is commonly
used, means "now existing or in progress." Webster's Third New Intl Dictionary 1798 (unabridged edition
1993). "Severe," is defined as "of great degree or an undesirable or harmful extent: marked, serious." Id. at 2081
"Emotional," as it is commonly used, means "of or relating to emotion
* * *
IS
motivated chiefly by the emotions as
opposed to the intellect * * *: largely lacking a rational justification." Id. at 742. Lastly, "disturbance," has a plain
and ordinary meaning of "the act or process of disturbing or the state of being disturbed"; "an interruption of a state
of peace or quiet: an agitating or agitation esp. of mind or feelings." Id. at 661.
At the time petitioner committed his crimes, the Oregon Administrative Rule in effect implementing ORS
144.125(3) provided:
9
Severe is used as a specifier. The specifiers, Mild] Moderate, and Severe should only be used when the full criteria for the disorder are
currently met, (Emphasis added by petitioner). In deciding whether the presentation should be described as mild, moderate, or severe, the
clinician should take into account the number and intensity of the signs and symptoms of the disorder and any resulting impairment in
occupational or social functioning.
Mild. Few, if any, symptoms in excess of those required to make the diagnosis are present, and symptoms result in no more than minor
impairment in social or occupational functioning.
Moderate. Symptoms or functional impairment between "mild" and "serious" are present.
Severe. Many symptoms in excess of those required to make the diagnosis, or several symptoms that are particularly severe, are
present, or the symptoms resulting in marked impairment in social or occupational functioning.
Diagnostic and Statistic Manual of Mental Disorders, Fourth Edition, Washington, DC, American Psychiatric Association, 2000; p. 2.
"If the record indicates that a psychiatric or psychological condition of severe emotional
disturbance such as to constitute a danger to the health or safety of the community, is present, the
board may order the postponement of the scheduled parole release date until a specific future date
or until the prisoner or institution presents evidence that the emotional disturbance is over or in
remission. "(a) In determining if a severe emotional disturbance exists, the Board may order a
psychiatric or psychological evaluation. "'b) If ordered, the psychiatric or psychological evaluation
shall be conducted to determine if a severe emotional disturbance exists and the prisoner's
potential for rehabilitation. An evaluation shall be provided which may consist of a diagnostic
study, including a comprehensive evaluation of pertinent medical, psychiatric, psychological,
vocational, educational, cultural, social and environmental factors which bear on the individual's
handicap to employment and rehabilitation potential, and, to the degree needed, an evaluation of
the individual's personality, intelligence level, educational achievements, work experience,
vocational aptitudes, and interests, personal and social adjustment, employment opportunities, or
other pertinent data helpful in determining the nature and scope of the services needed. The
evaluation should include recommendations for treatment or medication to assist in the
rehabilitation of the prisoner or to protect the health and safety of the community. After
considering the evaluation, the panel may require that the prisoner develop a plan with provisions
with are recommended in the evaluation and specific evaluations of emotional stability." OAR
255-60-005(4) (a), (b) (1982 Rule).
Although that rule established a lengthy list of requirements for the actual psychiatric or psychological
evaluation, it did not provide a definition for "severe emotional disturbance." Rather, the rule focused on requiring
an inmate to undergo a thorough psychological evaluation before releasing him on parole. Consequently, the
administrative rule does not provide context that is helpful to determine what the legislature intended when it used
the term PSED in ORS 144.125(3). And because none of the other provisions of the statute use the term PSED,
they do not provide helpful context in ascertaining the legislature's meaning of PSED.
Petitioner argues that ORS 144.125(9) (and respondent's OAR 255-60-005(4)) unconstitutionally delegates
authority to the respondent to award or deny parole, because it does not contain guidelines or objective standards
that limit respondent's authority nor does it furnish adequate safeguards to those who are affected by the
administrative action.
Further, ORS 144.125(3) (and respondent's OAR 255-60-005(4)) fails to provide adequate safeguards to those
who are affected by the administrative action. Petitioner argues that within the context of the challenged statute
12
and respondent's administrative rule, the term severe emotional disturbance is unconstitutionally vague, in that it
fails to inform prisoners what conduct is expected from them to achieve parole, and the term encourages arbitrary
and discriminatory enforcement by respondent. For those reasons, it fails to furnish adequate due process
safeguards to those who are affected by the administrative action.
5. Due Process Requirement
Under the Due Process Clause, standard analysis under that provision proceeds in two steps: first is whether
there exists a liberty or property interest of which a person has been deprived, and if so then whether the
procedures followed by the State were constitutionally sufficient. Kentucky Dept of Corrections v. Thompson,
490 U.S. 454, 460, 109 S. Ct, 1904, 104 L. Ed. 2d 506 (1989). The Supreme Court has held that State parole
systems "may create liberty interests in parole release that are entitled to protection under the Due Process
Clause." Bd. of Pardons u, Alien, 482 U.S. 369, 371, 107 S. Ci. 2415, 96 L. Ed. 2d 303 1987) (citing Greenholtz v.
Inmates of Neb. Penal & Corr. Complex, 442 U.S. 1, 12, 99 S. Ct. 2100, 60 L. Ed. 2d 668 (1979)).
Oregon law creates a liberty interest in parole. Whatever liberty interest exists is, of course, a state interest
created by Oregon law. There is no right under the Federal Constitution to be conditionally released before the
expiration of a valid sentence, and the States are under no duty to offer parole to their prisoners. Id. 442 U.S., at 7.
When, however, a state creates a liberty interest, the Due Process Clause requires fair procedures for its
vindication—and federal courts will review the application of those constitutionally required procedures. In the
context of parole, the Supreme Court has held that the procedures required are minimal. In Greenholtz, this court
found that a prisoner received adequate process when he was allowed an opportunity to be heard and was provided
a statement of the reasons why parole was denied. 442 U.S., at 16. "The Constitution," we held, "does not require
more." Ibid. However, petitioner in this case has not received this amount of process: While he contested the
evidence being relied upon and used against him, he was not afforded substantial reasons regarding the use of
13
inadmissible evidence and/or why parole was deferred. More importantly, while petitioner has challenged the
constitutionality of ORS 144.125(3) (and OAR 255 - 60-005(4)), there is still a lack of a clear definition regarding
what conduct is expected in order to be or not be suffering from a "PSED."
Application of a vague statute may violate the right to fair notice guaranteed by the Due Process Clause of the
Fourteenth Amendment to the United States Constitution.
The void for vagueness doctrine is embodied in the Due Process Clause of the Fifth and Fourteenth Amendments
of the United States Constitution (Parker v. Levy, 417 U.S. 733, 94 S. Ct. 2547 (1974); Baggett v. Bullitt, 377
U.S. 360, 84 S. Ct. 1316 (1964))20, and is a general principle of statutory law that a statute must be definite to be
valid. To pass constitutional muster, statutes challenged as vague must give a person of ordinary intelligence a
reasonable opportunity to know what is prohibited and provide explicit standards for those who apply it to avoid
arbitrary and discriminatory enforcement. City of Chicago v. Morales, 527 U.S. 41, 119 S. Ct. 1849, 144 L.
EL2d 67, 72 A.L.R. 5th 665 (1999); U.S. v. Wunsch, 84 F.3d 1110 (9th Cir. 1996). It has been recognized that a
21
statute is so vague as to violate the Due Process Clause of the United States Constitution where its language does
not convey a sufficiently definite warning as to the proscribed conduct when measured by common understanding
and practices, or stated otherwise, where its language is such that people of common intelligence must necessarily
guess at its meaning. U.S. v. Wyatt, 408 F.3d 1257, 1260 (9th Cir. 2005). This is also a valid application under the
Oregon Constitution. Oregon Constitution, Art. I, §§ 20 and 21; Delgado v. Sanders, 46 P.3d 729, 744-749,
334 Or. 122, 143.152 (2002).
Vagueness doctrine is applicable to legislation which is lacking in clarity and precision. Grayned v. City of Rockford, 408 U.S. 104, 92S. Ct.
2294(1972); Zwickter p. Koota, 389 U.S. 241, 885. Ct. 391 (1967). "Vagueness' is a catchword for a number of asserted constitutional violations,
including the prohibition of ex post facto laws, Or Const, Art 1, §21; State v. Hodges, 254 Or at 27, and the prohibition against standardless and
unequal application of the laws, Or Const, Art!, §20; see State v. Robertson, 293 Ore 402, 649 P,2d, 1982 Ore I1EX1S 975. Vague statutes may
also violate the federal Due Process Clause, U.S. Const, Amend XIV.
21
deprive any person of life, liberty, or property without due process of law." U.S. Constitution,
The law provides: "No state shall
20
...
Fourteenth Amendment, §1; Route v. Columbia, 378 U.S. 347, 353-54, 845. Ct. 1697,12 L. P2.24 894(1964).
14
Simply put, ORS 144.125(3) (and OAR 255.60-005(4)) is unconstitutionally vague in that without a defined term
of "PSED" it lacks ascertainable guidelines or standards as to what conduct will result in deferral of parole.
Further, ORS 144125(3) is unconstitutionally vague in that without a defined term of "PSED" it fails to give fair
warning to prisoners as to how they may change and/or achieve behavior leading to parole. Winters v, New York,
333 U.S. 507, 515, 68 S. Ct. 665 (1948) ("[People] of common intelligence cannot be required to guess at the meaning
of the enactment"). Additionally, the undefined term encourages arbitrary and discriminatory enforcement by the
respondent. Such is a proscribed course of conduct by the respondent. Morales, 527 U.S. at 56.57.22
A statute is void for vagueness if its prohibitions are not clearly defined, because people of ordinary intelligence
ought to be able to know what is prohibited, and laws must provide explicit standards for those who apply them to
avoid arbitrary and discriminatory enforcement. U.S. v. Harris, 185 F.3d 999, 1004 (9th Cir. 1999).
The essential purpose of the "void for vagueness" doctrine is to warn individuals of the consequences of their
conduct. U.S. v. Rodriguez, 360 F.3d 949, 953 (9th Cir. 2004). As applied by respondent, ORS 144.125(3) fails to
warn petitioner as to what is expected of him in terms of leading to or departing from conduct which would subject
him to a classification of having an "emotional disturbance."
"A statute is void for vagueness if it fails to give adequate notice to people of ordinary intelligence concerning
the conduct it proscribes, or if it invites arbitrary and discriminatory enforcement." U.S. v. Adams, 343 F.3d 1024,
1035 (9th Cir. 2003) (citing Schwartmiller v. Gardner, 752 F.2d 1341, 1345 (9th Cir. 1984)). See also: Kolender
u. Lawson, 461 U.S. 352, 357,103 S. Ct. 1855 (1983).
ORS 144.125(3) (and OAR 255.60.005(4)) is unconstitutionally vague under the vagueness standard because the
term "PSED" is undefined. Because of that fact, respondent can engage in arbitrary and discriminatory
22
Held in Oregon: ORS 144.125(3) sets out the legal standard for the Oregon Board of Parole and post-Prison Supervision to apply in considering
whether an inmate has a severe emotional disturbance, which is not a diagnosis for the medical or psychological community to make. McClure v.
Hill, 2003 U.S. That. LEXIS 25367 (D. Or. Apr. 82003). However, that court failed to make any analysis or finding which would indicate how it
reached such a conclusion or which would explain how respondent would reach a legal standard that is not clearly defined.
15
enforcement of such law towards parole candidates. This invites unequal treatment of parole candidates in
violation of law. Oregon Constitution, Art. I, § 20; U.S. Constitution, Fourteenth Amendment, §1.
In context of due process, the term "PSED," as used in ORS 144.125(3) (and OAR 255-60-005(4)) is
impermissibly vague in the sense that it contains no identifiable standards, Lawson, 461 U.S. at 358, or it employs
a standard that relies on the shifting and subjective judgments of the persons (respondent) who are charged with
enforcement of such. Morales, 527 U.S. at 62. A law or regulation fails to meet requirements of Due Process
Clause if it so vague and standardless that it leaves respondent free to decide, without any legally fixed standards,
what is prohibited and what is not, or what conduct leads to and what conduct does not lead to a finding of "PSED,"
in each particular case.
Further, ORS 144.125(3) (and OAR 255-60-005(4)) fails to provide adequate safeguards, such as any degree of
fair warning as to what is expected from prisoners in order for them to obtain parole, to those who are affected by
the administrative action, Grayned v. City of Rockford, 408 U.S. at 108, or sufficiently identify what conduct is
prohibited. U.S. v. Wunsch, 84 F.3d at 1119. See also: Planned Parenthood of ColumbialWillamette, Inc. v.
American Coalition of Life Activists, 945 F. Supp. 1355 (D. Or. 1996).
The statute and/or regulation must "be sufficiently clear so as not to cause persons 'of common intelligence
* * *
necessarily [to] guess at its meaning and [to] differ as to its application [.]" U.S. v. Wunsch, supra (quoting
Connally v. General Constr. Co., 269 U.S. 385, 391, 46S. Ct. 126, 127, 70 L. Ed. 322 (1926)).
Challenge here is directed to the phrase "PSETY' because it is not sufficiently defined in clear and explicit terms
to apprise respondent, petitioner, and others so situated, of what conduct is prohibited and/or what conduct is used
as a standard in determining criteria of what constitutes a "PSED."
"Vagueness" is a catchword for a number of possible constitutional violations. For example, in State v.
Hodges, 254 Or 21, 27, 457 P2d 491 (1969), the court explained:
-
16
"A vague statute lends itself to an unconstitutional delegation of legislative power to the judge and
jury, and, by permitting the jury to decide what the law will be, it offends the principle, if not the rule,
against ex post facto laws." A vague statute also violates Article I, section 20, of the Oregon Constitution,
in that it invites "standardless and unequal application of penal laws." State v. Graves, 299 Or at 197,'
State v. Robertson, 293 Or at 408.
In criminal cases, one concern about overly general or vague penal laws is that they not only allow a court or a
jury to define a crime but to do so after the fact, contrary to Article I, Section 21 of the Oregon Constitution. See
State V. Blair, 287 Or 519, 601 P2d 766 (1979), quoting from State v. Hodges, 254 Or 21, 457 P2d 491 (1969).
Another concern is that such laws do not give fair notice of what they proscribe in time to let a person conform to
the law, so that the imposition of punishment deprives the person of liberty or property without due process of law
under the Fourteenth Amendment. See Hodges, supra.; Lanzetta v. New Jersey, 306 U.S. 451, 59 S Ct 618, 83 L
Ed 888 (1939) ("a statute which * * * forbids * * * the doing of an act in terms so vague that men of common
intelligence must necessarily guess at its meaning and differ as to its application, violates the first essential of due
process of law"). As a premise for a requirement of due process, the right to notice of the law has its own problems.
But in any event this principle, like that against ex post facto laws, is generally confined to penal sanctions. No one
familiar with the common law expects due process to preserve one either from indefinite standards or from their
delegation to juries or judges in civil cases, though one may stand to lose far more than under many criminal laws.
See Anderson v. Peden, 284 Ore. 313, 324, 587 P.2d 59(1978)23.
23
In Anderson v. Peden, supra, the court distinguished between different types of legislative vagueness. Legislation that imposes a penalty or
sanction for past conduct is unconstitutionally vague if it fails to provide notice of the conduct it prohibits and allows a prosecutor, jury or judge to
decide what conduct is prohibited. Id. at 324. In contrast, legislation that authorizes administrative decision- making " is not unconstitutional
merely because the terms of the legislative directive are general and vague." Id, at 325. Vagueness challenges to such legislation involve "issues of
the constitutional allocation of powers, not of procedural fairness to particular persons" Id. To withstand a vagueness challenge in this context,
the legislation must contain sufficient guidelines for the exercise of the administrative decision-making authority. In Anderson, the court
concluded that the purposes section of a zoning ordinance summarized the general policy of the land use regulations sufficiently to guide the board
of commissioners' exercise of their administrative discretion. Id.
17
24
A liberty interest is at issue for prisoners appearing at parole exit interview hearings Respondent abuses its
discretion when making a finding that is not clearly defined by law and by arbitrarily applying the undefined term
upon prisoners to defer parole. Parole should not be deferred or denied on basis of use of criteria which are vague
and ambiguous".
Petitioner argues that the definition of "PSED," ORS 144.125(3) (and OAR 255- 60- 005(4)), is so subjective that
it fails to provide any adequate safeguards to those who are affected by the administrative action in that it fails to
give potential parole candidates notice of its scope and allows the fact finder (respondent) to decide, after the fact
and according to its own sensibilities, whether or not an inmate is currently suffering from a severe emotional
disturbance.
In the context of vagueness, a reasonable degree of certainty is required by Oregon law to avoid unconstitutional
vagueness. Oregon Constitution, Art. I §§ 20 and 21; State v. Ausmus, 37 P.3d 1024, 178 Or. App. 321, 326,
review allowed, 49 P.3d 797, 334 Or. 288, reversed, 85 P.3d 864, 336 Or. 496 (2001); City of Portland v. Levi, 98
Or. App. 341, 344, 779 P.2d 192 (1980), review denied, 309 Or. 645, 789 P.2d 1387 (1990); State v. Graves, 700
P.2d at 247. A criminal statute is unconstitutionally vague when it is not sufficiently definite to inform those who
are subject to it what conduct on their part will render them liable to its sanctions. State v. Johnson, 50 Or App
24 Statutory entitlement to parole may, under some circumstances, create a liberty interest that is cognizable for purposes of the Due Process clause
of the Fourteenth Amendment to the United States Constitution. ORS 144.125;Hamel v. Johnson, 25 P.3d 314, 173 Or. App. 448, review denied,
39 P.3d 193, 333 Or. 162 (2001). Where a prisoner has a scheduled parole release date, the liberty interest is greater for purposes of the due
process clause than that of a prisoner merely eligible for parole. Murphy v. Thompson, 15 Fed. Appx. 417 (9th Cir. 2001); Plumb v. Prinslow,
847 F. Supp. 1509, 1522 V. Or. 1994). Statutory entitlement to parole may, under some circumstances, creates a liberty interest that is
cognizable for purposes of the Due Process Clause of the Fourteenth Amendment to the United States Constitution. See Greenholtz v. Nebraska
Penal & Correctional Complex, 442 U.S. 1, 99 S. Ct, 2100, 60 L. Ed. 2d 668 (1979). State statute created liberty interest in parole release
protected under due process clause of Fourteenth Amendment, since statute used mandatory language ["shall"] to create presumption that parole
release could be granted when designated findings were made, such presumption is created where release is mandated "if," 'when," or "subject to"
certain findings being made, "substantive predicate" of parole release under statute were similar to those in another parole statute previously
found to create liberty interest, and legislative history supported conclusion that statute placed significant limits on parole board's discretion.
Board of Pardons v Alien, 482 US 369, 96L Ed 2d 303,107 S Ct 2415(1987).
25 Respondent faced this situation in 1979. Respondent was enjoined by the federal court from enforcing and applying ORS 144.125(3) to prisoners
on the basis of alleged "severe emotional disturbance" since such an action violated rights under Section 504 of the Rehabilitation Act of 1973.
See: Daniels v. Cogswell, supra.. Oregon courts have not adequately addressed the issue of whether or not the term "severe emotional
disturbance" as used in Oregon statute and/or in the Board's administrative rule is unconstitutionally vague and ambiguous.
18
33, 36, 621 P2d 677 (1981); State v. Tucker, 28 Or App 29, 32, 558 P2d 1244, rev den 277 Or 491 (1977). '[A]
statute which defines criminal conduct is void for vagueness if language describing elements of the offense is so
elastic that men of common intelligence must necessarily guess at its meaning. State v. Sanderson, 39 Or App
173, 176, 5 75 P2d 1025 (19 78) 26.
Oregon has addressed facial vagueness challenges, in that to succeed on a facial claim, a party must show that a
statute or regulation is unconstitutionally "vague in all of its possible applications." State v. Chaherian, 938
P.2d 756, 325 Or. 370 (1997)
27; State v. Robertson, supra, 293 Or. at 411 n.8 (quoting Village of Hoffman
Estates v. Flipside, Hoffman Estates, inc., 455 U.S. 489, 494-95, 102 S. Ct. 1186, 1191-92, 71 L. Ed.2d 362
(1982))28. In other words, the statute must be shown to speci& "no [discernable] standard of conduct
* * *
at all."
Ibid. (quoting Coates v. City of Cincinnati, 402 U.S. 611, 614, 91 S. Ct. 1686, 1688, 29 L. Ed.2d 214 (1971)).
ORS 144.125(3) fails to specify what standard of conduct is necessary for making a finding that a parole candidate
is suffering from a "PSED" and it fails to provide sufficient, clear, and objective standards that will lead to a finding
that a parole candidate is not suffering from a "PSED." As such, respondent is free to make a determination in an
arbitrary and discriminatory fashion.
26 M example can be shown where an Oregon statute vesting a school respondent the power to dismiss teachers for immorality without defining
immorality is unconstitutionally vague because it fails to give warning of what conduct is prohibited and permits erratic and prejudiced exercises
of authority. Burton v. Cascade School Dist, Union High School No. 5, 353?. Sapp. 245, affirmed, 512 F.2d 850, certiorari denied, 96,5. Ct.
69, 423 U.S. 839, 46L. Ed.2d 59(1973). We have the same situation in this case, where both the statute and the administrative rule fail to define
'PSED," leaving petitioner wondering how respondent comes up with such a finding and how he can possibly achieve desired conduct that is not
defined.
27
As the Supreme Court explained in llhig-Renn, to say that a law is unconstitutionally 'vague" can refer to any of three different problems. First, a
statute may be so vaguely crafted as to permit arbitrary or unequal application and uncontrolled discretion, in violation of Article I, Sections 20
and 21, of the Oregon Constitution. State v. llig-Renn, 341 Ore. 228, 239, 142 P.3d 62(2006). Second, a statute may create an 'unlawful
delegation issue' under the Due Process Clause of the Fourteenth Amendment to the U. S. Constitution in that it contains no identifiable standards
or employs standards that rely on the 'shifting and subjective judgments of the persons who are charged with enforcing it." Id. at 240. Third, a
statute may be so poorly written as to fail to provide "fair warning" of the conduct that it prohibits, in violation of the Due Process Clause, Id. at
241. See also: State v. Sutherland, 329 Ore. 359, 365, 987 P.2d 501 (1999): "For a statute to be facially unconstitutional, it must be
unconstitutional in all circumstances, i.e., there can be no reasonably likely circumstances in which application of the statute would pass
constitutional muster."
28 TheOregon constitutional provisions relating to ex post facto laws and equal privileges and immunities provide protections additional to the fair
notice requirements of the Fourteenth Amendment. These provisions were applied in Gaffey v. Babb, 50 Or. App. 617, 624 P.2d 616, review
denied, 291 Or. 117(1981).
Because it lacks a definition, ORS 144.125(3) must be found to be facially unconstitutional". There can be no
reasonably likely circumstance in which the application of ORS 144.125(3) would pass constitutional muster.
Respondent only applies ORS 144.125(3) and its corresponding administrative rule (OAR 255-60-005(4)) to inmates
who are illegible for parole consideration. Each parole consideration case might be different, but one factor should
be taken into consideration. Both the legal and medical communities fail to come to a congruency where the term
"PSED" is concerned. As shown, supra, ORS 144.125(3) lacks a clear definition, and only three state agencies even
make an attempt to define the term. Respondent's corresponding administrative rule (OAR 255-60-005(4)) also
lacks a definition. In respect to the medical community, their own authoritative manual, the First through Fourth
Editions of Diagnostic and Statistic Manual of Mental Disorders (Washington, DC, American Psychiatric
Association"), lacked a definition for the term emotional disturbance, However, the current edition, the DSM•V
does clearly cite both definition and criteria needed to make a finding of PSED. Respondent, while relying on its
own administrative rules for authority to order psychological evaluations for parole candidates, nevertheless still
overrule the psychologists' findings and make findings of "PSED" on a basis which lacks a standardized definition
and criteria. Respondent believes that Oregon courts have made this act permissible by the decisions in Weidner v.
Armenakis, 154 Ore. App. 12, 959 P2d 623, vac'd and rem'd 327 Ore. 317, 966 P2d 220 (1998, dismissed by order,
July 13, 1998, reasoning readopted and reaffirmed in Merrill v. Johnson, 155 Ore. App. 295, 964 P2d 284, rev
den, 328 Ore. 40, 977 P.2d 1170 (1998), by giving them authority to make a "legal' finding instead of a "medical'
finding. Weidner v. Armenahis, 154 Or App at 16. Regardless, if Oregon subjects the statute to a "legal" finding
standard then the legal term must also be defined. Otherwise, the legal term is just as facially unconstitutional.
29
The court interprets statutory terms under methodology set out in PGE v. Bureau of Labor and Industries, supra. Under that methodology,
the court looks first to the text and context of the statute. If text and context yield an unambiguous meaning, the court proceeds no further. If the
answer is not clear after examining the text and context, the court then inquires into legislative history. Finally, if the legislative history coupled
with the text and context provides no unambiguous answer, the court turns to legal maxims of statutory construction. Id. at 610-12.
30
This changed in 2014 with the Diagnostic and Statistic Manual of Mental Disorders, Fifth Edition.
20
6. Equal Protection Requirement
The United States Supreme Court, in Colautti v. Franklin, 439 U.S. 379, 99 5 Ct 675, 58 L Ed 2d 596 (1979),
reiterated an often articulated standard for determining if an enactment is void for vagueness:
"It is settled that, as a matter of due process, a criminal statute that 'fails to give a person of ordinary
intelligence fair notice that his contemplated conduct is forbidden by the statute,' * * * or is so indefinite
* * *
'This
that 'it encourages arbitrary and erratic arrests and convictions,' * * * is void for vagueness.
appears to be especially true where the uncertainty induced by the statute threatens to inhibit the
exercise of constitutionally protected rights. * * *i (Citations omitted.) 439 U.S. at 390.
In this case, petitioner is a member" of a class, whose prisoners are designated as suffering from "PSED," an
undefined term used in both ORS 144.125(3) and OAR 255.60.005(4). The provision of an undefined term violates
the Equal Protection Clause of the Fourteenth Amendment because it explicitly discriminates on the basis of a
disability" that is left undefined by the Oregon Courts and/or and the respondent. The traditional test for denial of
equal protection under state law is whether challenged classification rests on grounds wholly irrelevant to
achievement of valid state objective. Turner v Fouch, 396 US 346, 24 L Ed 2d 567, 90 5 Ct 532 (1970). Since
neither ORS 144.125(3) nor OAR 255.60.005(4) possess a legal" definition or standards which one can refer to, it
can not be presumed that the law is related to the achievement of any important governmental objective by the
state of Oregon.
In addition to giving fair notice of prohibited conduct, a criminal statute must not be so vague as to allow a
judge or jury (or as applicable to this case, administrative body) unbridled discretion to decide what conduct to
punish. A law that gives such unbridled discretion to judges and juries (and administrative bodies) offends the
principle against standardless and unequal application of criminal laws embodied in Article I, Section 20, of the
Oregon Constitution, and the principle against ex post facto laws embodied in Article I, Section 21, of the Oregon
31 Petitioner is also an individual. Equal protection of laws is right of individual, not merely of group of individuals, or of body of persons according
to their number. Mitchell v United States, 313 US 80,85 LEd 1201, 61 S Ct 873 (1941).
Disability includes a mental impairment pursuant to the Americans with Disabilities Act. See 42 U.S. C. § 12102(3) and ORS 659A.104(1).
B
Term severe emotional disturbance is currently defined and has standard criteria. See: Diagnostic and Statistic Manual of Mental
Disorders, Fifth Edition (See APPENDIX E, McClure v. BPPPS, CA A163095, Petitioners Opening Brief at Appendices 4 5).
32
21
Constitution. State v, Plowman, 314 Ore. 157, 838 P.2d 558, 1992 Ore. LEXIS 158, 61 U.S.L.W. 2149, 22
AL .R .5th 835 (1992), writ of certiorari denied by 508 U.S. 974, 113 S. Ct. 2967, 125 L. Ed. 2d 666, 1993 U.S.
LEXIS 4097,61 U.S.L.W. 3834(1993); State v. Graves, supra, 299 Or at 195.
A reasonable degree of certainty is required by Article 1, §§ 20 and 21 of the Oregon Constitution. "[A] criminal
statute must be sufficiently explicit to inform those who are subject to it of what conduct on their part will render
them liable to its penalties." State v. Plowman, supra; State v. Graves, supra.
The term "PSED," as used in ORS 144.125(3) (and OAR 255.60.005(4)) is unconstitutionally vague since one
cannot ascertain with reasonable degree of certainty what conduct is required to safeguard them from the penalty
of the statute. Further, it grants an impermissible classification of who might be suffering from "PSED" while
failing to define the legal term itself.
In State v. Vasey, 80 Ore. App. 765, 767-68, 723 P.2d 1068, rev den 302 Ore. 299, 728 P.2d 531 (1986), the
Oregon Appellate Court discussed when a statute is unconstitutionally vague, stating:
"The flaw of a vaguely worded criminal statute is that, by imprecisely defining criminal conduct the
legislature impermissibly delegates to the police, judges and juries the power to decide whether conduct
is punishable and invites unequal application of the penal laws. Vague statutes also fail adequately to
apprise ordinary persons of what conduct is proscribed." Id. citing State v. Robertson, 293 Ore. at 40809. Nonetheless, a statute or ordinance need not define an offense so precisely that a person can
determine "the specific conduct that will fall within reach of the statute, but a reasonable degree of
certainty is required." City of Portland v. Levi, 98 Ore, App. At 344.
The burden is on Oregon to uphold statutes that expressly discriminate on the basis of disability to advance an
exceedingly persuasive justification for the challenged classification. Oregon has not bothered do this. A state may
not, by any of its agencies, disregard prohibitions of Fourteenth Amendment. Georgia Power Co. v Decatur, 281
US 505, 74 L Ed 999, 50 S Ct 369(1930).
Further, because Oregon has failed to give definition to the term "PSED," it creates a classification that is
arbitrary and unreasonable. It simply may apply the term "PSED" to each prisoner in any manner respondent
01
wishes, thus creating unequally treatment towards each individual. Mere fact of classification is not sufficient to
relieve statute from reach of equal protection clause of 14th Amendment, but classification must be based upon
some reasonable ground, some difference which bears just and proper relation to attempted classification, and is
not mere arbitrary selection. Gulf, C. & S. F. R. Co. v Ellis, 165 US 150, 41 L Ed 666, 17 5 Ct 255 (1897);
Radice v New York, 264 US 292, 68 L Ed 690, 44 S Ct 325 (1924). Without a clear definition or standards setting
forth what constitutes a "PSED," respondent's action becomes an arbitrary selection.
Validity of state statute under equal protection clause of Fourteenth Amendment also depends on how it is
construed and applied. Concordia Fire Ins. Co. ii Illinois, 292 US 535, 78 L Ed 1411, 54 S Ct 830 (1934).
Petitioner would ask that this court review legislative intend argument presented in this petition.
B. Ex Post Facto Violation
Respondent violated petitioner's rights under ex post facto clause by employing rules not in effect at time of
petitioner's commission of crimes in violation to Article I, § 9, cl.3 and Article I, § 10, cl.1 of the United States
Constitution, and Article I, Section 21 of the Oregon Constitution.
The Ex Post Facto Clause of both United States Constitution and Oregon Constitution prohibits laws which
"make more burdensome the punishment for a crime, after its commission." Collins v. Youngblood, 497 U.S. 37,
52 (1990). By use of newer rules, respondent has created rules more onerous, and rely upon new criteria that was
not required in 1982, creating a significant disadvantage to the petitioner and significant risk that criteria in the
newer rule will increase length of incarceration".
34 Respondent falsely cites that they have "considered this matter [the parole exit interview] under the rules and laws in effect at the time of the
commitment offense(s) and any other applicable rules or laws." See APPENDIX E, McClure v. BPPPS, CA A163095, Petitioner's Opening Brief
at Excerpt of Record, EX 2.
23
Prior to 2016, respondent only employed OAR, Chapter 255, Division 60 (1982 Rule) for petitioner during
parole exit interviews. However; during the 2016 parole exit interview, respondent used OAR Chapter 255, Division
060, Sections 0006'°, 000817 , 0012, and oost? (some of the rules became effected in 1979, but evolved through
35
Oregon Administrative Rules, Chapter 255, Division 60, Section 0005: Parole Release Interviews: Purpose; Review of Parole Plan;
Procedure if Plan is Inadequate; Maximum Deferred and Scheduling
(I) At any time prior to ninety (90) days of the scheduled release on parole of any prisoner, the Board , on its own initiative or at the
request of the Corrections Division, may conduct an exit interview to review the parole plan, the prisoner's psychiatric or psychological report, if any,
and the record of the prisoner's conduct during confinement. The Board may order, pursuant to ORS 144.125, and psychiatric or psychological
reports held by the division not endorsed by the examiner in a manner to preclude disclosure. (2) Exit interviews shall be conducted by one or more
voting members of the Board. The purpose of the interview shalt be to examine the prisoner's parole plan, his/her psychological report if any, and
the record of his/her conduct during confinement. If information available to the Board is deficient or unverified, the interviewer may continue the
interview and hold the record open for a period up to ninety (90) days. In no case shall an exit interview be continued past the scheduled release date
unless the Board takes action under sections (3), (4) or (5) of this rule to defer release in accordance with ORS 144.125, (3) The interviewer shall
examine the prisoner's plans for residence, employment, or other situation in the community to determine whether the parole plan is adequate: (a)
An acceptable plan may include employment, school, or other situation (e.g., retirement income), and verifiable residence; it may require treatment
programs and prescribed medication; (b) If any portion of the plan is deficient or unverified, the Board may order deferred release to a verified plan
approved by a panel, or to a plan by the Administrator of the Corrections Division; (c) Parole release maybe deferred up to (ninety) 90 days from the
parole release date when a plan is deficient or unverified in order to obtain verification of a satisfactory plan from the Corrections Division. A report
shall be presented to the Board after sixty (60) days by the Corrections Division, according to its letter of agreement with the Board; (d) A prisoner
requesting an out of state parole waives the ninety (90) days limitation on postponements for developing an adequate parole plan. (4) If the record
indicates that a psychiatric of psychological condition of severe emotional disturbance, such as to constitute a danger to the health or safety of the
community, is present, the Board may order the postponement of the scheduled parole release until a specified future date or until the prisoner or
institution presents evidence that the emotional disturbance is over or in remission: (a) In determining if a severe emotional disturbance exits, the
Board may order a psychiatric or psychological evaluation; ) If ordered, the psychiatric or psychological evaluation shall be conducted to determine
is a severe emotional disturbance exists and the prisoner's potential for rehabilitation. An evaluation shall be provided which may consist of a
diagnostic study, including a comprehensive evaluation of pertinent medical, psychiatric, psychological, vocational, educational, cultural, social and
environmental factors which bear on the individual's handicap to employment and rehabilitation potential, and to the degree needed, and evaluation
of the individual's personality, intelligence level, educational achievements, work experience, vocational aptitudes, and interests, personal and social
adjustments, employment opportunities, or other pertinent data helpful in determining the nature and scope of services needed. The evaluation
should include recommendations for treatment or medication if necessary to assist in the rehabilitation of the prisoner or to protect the health and
safety of the community. After considering the evaluation, the panel may require that the prisoner develop a plan with provisions which are
recommended in the evaluation and specific evaluations of emotional stability; (c) The Board may not deny release on parole solely because of the
prisoner's severe emotional disturbance. Should the prisoner be diagnosed as a danger to himself or others or unable to provide for the basic personal
needs necessary for his health or safety, the Board may initiate the civil commitment procedure as provided in ORS Chapter 426. (5) If the prisoner
has engaged in serious institutional misconduct, a hearing shall be conducted by the Board to consider the parole release date. The procedure for
hearings in Divisions 30 and 50 shall apply. (6) In all cases involving deferral or postponement of the parole release date, the Board shall clearly
state the facts and specific reasons for its decision. The individual votes of the Board members shall be listed.
36 Oregon Administrative Rules, Chapter 255, Division 060, Section 0006: Exit Interviews: Parole Plan; and Psychiatric Records
(1) At any time prior to an inmate's scheduled release to post-prison supervision or parole, the Board on its own initiative or at the
request of the Department of Corrections, may conduct an exit interview to review the inmate's: (a) Release plan; Ø) Victim's statements, if any; (c)
PSR or similar report; (d) Psychiatric/psychological reports, if any; (e) Conduct while in confinement; and (0 Any other information relevant to the
inmate's reintegration into the community that the inmate, the inmate's attorney, the Department of Corrections or any other person submits. (2)
The procedures for records, disclosure and notice outlined in Division 15 and 30 shall govern exit interviews, (3) A panel shall conduct the interview
and the Board shall make decisions pursuant to OAR 255.030.0015.
24
process of adoption and amendment and were renumbered between 1979 through 2014), and OAR, Chapter 255,
Division 062, Section 16 (a rule adopted in 2010) °.
I.
Controlling Federal Law on Ex Post Facto Violation
The Constitution provides that "No State shall.
. .
pass any.
. .
ex post facto Law." U.S. Const. Art. 1, §10. The
Ex Post Facto Clause "is aimed at laws that retroactively alter the definition of crimes or increase the punishment
31
Oregon Administrative Rules, Chapter 255, Division 060, Section 0008: Release Plans
(1) At any time prior to release on parole or post- prison supervision, the Board shall examine the inmate's plans for residence,
employment, or other situation in the community to determine whether the release plan is adequate. The plan may include, but is not limited to: (a)
Employment; (b) School, or other situation (e.g., retirement income); (c) Verifiable residence; (d) A description of support services, program
opportunities and treatment programs; (e) Prescribed medication; (0 Recommended conditions of supervision for the purpose of reformation and
public safety, including a recommendation for waiver of the condition of supervision that the inmate reside for the first six months in the county
where the inmate resided at the time of the offense that resulted in imprisonment, (g) Level of supervision consistent with the prisoner's risk
assessment classification; and (h) A restitution and compensatory fine payment schedule. (2) The Board may defer parole release up to ninety (90)
days from the parole release date when a plan is deficient or unverified in order to obtain verification or a satisfactory plan from the Department of
Corrections. (3) An inmate requesting an out-of- state parole waives the ninety (90) days limitation on deferral of release. Such waiver is for the
purpose of an adequate parole plan in the accepting state. (4) Except as provided in OAR 255.060.0014, the Board shall not defer release to postprison supervision. The following procedure shall apply: (a) If the release plan the Department of Corrections or designee of Local Supervisory
Authority submits at least 60 days prior to release is deficient, the Board will return it to the submitting agency with the Board's recommended
modifications. ) The Department or designee of Local Supervisory Authority shall submit a revised plan to the Board not less than ten days prior to
the inmate's release. (c) If the Board does not accept the revised plan, the Board shall determine the provisions of the final plan prior to the
prisoner's release. (5) One Board member shall review and approve the release plan. (6) When an offender is released from the custody of the
Department of Corrections or Local Supervisory Authority, after serving a sentence of incarceration as a result of a conviction for an offense listed in
subsection (a) of this section, the Board or Local Supervisory Authority shall subject the inmate/offender to intensive supervision as defined in OAR
255.005, for the full period of the offender's parole or post- prison supervision if the inmate/offender was eighteen (18) years of age or older at the
time the inmate/offender committed the offense and the Board or Local Supervisory Authority finds that the inmate/offender is a sexually violent
dangerous offender, as defined in OAR 255•005. (a) The crimes to which section (6) of this rule apply are: (A) Rape in the First Degree and Sodomy in
the First Degree if the victim was subject to forcible compulsion or under 12 years of old or was incapable of consent by reason of mental defect,
mental incapacitation or physical helplessness; and (B) Unlawful Sexual Penetration in the First Degree; and (C) An Attempt to commit a crime
listed in this subsection. (b) When the Board or Local Supervisory Authority makes a finding that an inmate/offender is a sexually violent dangerous
offender under this section, the Board or Local Supervisory Authority shall make this finding in the Order of Supervision.
38 Oregon Administrative Rules, Chapter 255, Division 060, Section 0012: Psychological or Psychiatric Reports
Sections (1)••(6) of this rule apply to: inmates whose crimes were committed before November 1, 1989; all inmates convicted of aggravated
murder; and inmates convicted of murder committed on or after June 30, 1995.
(1) Pursuant to ORS 144.125, the Board may order any available psychiatric/psychological report(s) from the Department of Corrections.
(2) Pursuant to ORS 144.223, the Board may postpone the parole release date administratively and order a psychiatric/psychological evaluation of
any inmate anytime prior to release, except for inmates convicted of murder committed on or between November 1, 1989, and June 29, 1995, and not
designated a dangerous offender at sentencing. (3) After review of the psychiatric/psychological reports, and all other information or documents
presented during the hearing the Board may defer parole release until a specified future date upon finding: The inmate has a present severe
emotional disturbance, such as to constitute a danger to the health or safety of the community. (4) The Board shall not deny release on parole solely
because of an inmate's present severe emotional disturbance. The Board must also find the condition constitutes a danger to the health or safety of
the community. (5) The Board may defer a scheduled parole release date for no fewer than two years and no longer than ten years. A deferral of
longer than two years must comply with OAR 255 division 62 of these rules. (6) If the Board finds the inmate does not have a present severe
emotional disturbance such as to constitute a danger to the health or safety of the community, the Board shall affirm the parole release date and set
parole conditions. (7) If the Board finds the inmate has a present severe emotional disturbance, but that the disturbance is not so severe as to
constitute a danger to the health or safety of the community, the Board may affirm the parole release date and set parole conditions, (8) For purposes
of the Board finding that an inmate/offender is a sexually violent dangerous offender pursuant to OAR 255.060•0008, the Board may order a
25
for criminal acts." Souch v. Schaivo, 289 F.3d 616, 620, 2002 U.S. App. LEXIS 7865 (quoting Cal. Dept of Corr.
v. Morales, 514 U.S. 499, 504, 131 L. Ed. 2d 588, 115 S. Ct. 1597 (1995)).
The Ex Post Facto Clause applies by its terms to 'laws." As such, the clause reaches 'every form in which the
legislative power of a state is exerted," including "a regulation or order." Ross t'. State of Oregon, 227 U.S. 150,
162-63, 57 L. Ed. 458, 335. CL 220(1913).
The Constitutions aversion to retroactive legislation finds expression in several constitutional provisions. See
Lynce v. Mathis, 519 U.S. 433, 439 n.12, 137 L. Ed. 2d 63, 117 S. Ct. 891 (1997). Separate clauses prohibit the
passage of Ex Post Facto laws by Congress, U.S. Coast. Art. 1, §9, ci. 3, and by the states, Id. Art. 1, §10, ci. 1.
The Ex Post Facto clauses forbid the passage and application of laws that 'retroactively alter the definition of
crimes or increase the punishment for criminal acts."' Calif. Dept of Corr. v. Morales, 514 U.S. 499, 504, 131 L.
Ed. 2d 588, 115 S. Ct. 1597 (1995) (quoting Collins v. Youngblood, 497 U.S 37, 41, 111 L. Ed. 2d 30, 110& CL
2715 (1990)).
psychological or psychiatric evaluation.
39
Oregon Administrative Rules, Chapter 255, Division 060, Section 0030: Exit Interview Packet
The exit interview Board Review Packet shall contain: (1) Institution face sheet, (2) All Board Action Forms since the prison term
hearing, if any; (3) Psychiatric and/or psychological evaluations (previous 6 months); (4) Correspondence; (5) Field parole analysis report, a pre
sentence investigation report or comparable report; (6) Court orders; (7) Misconduct reports; and (8) Release plan, (9) Inmate's Notice of Rights and
Board of Parole & Post-Prison Supervision Procedures.
40 Oregon Administrative Rules, Chapter 255, Division 62, Section 0016: Factors to be Considered in Establishing a Deferral Period
Longer Than Two Years
Following an interview and consideration of all the information presented at the hearing, the Board may find by majority vote of the
members participating in the hearing, that it is not reasonable to expect that the inmate would be granted a change in the terms of confinement or
it is not reasonable to expect that the inmate would be granted a firm release date before the end of a specified deferral period, not to exceed ten
years, based on one or more of the following non-exclusive factors: (I) A determination by the Board, based on the psychological evaluation and all
the information available at the hearing, that the inmate has a mental or emotional disturbance, deficiency, condition, or disorder predisposing
himTher to the commission of any crime to a degree rendering the inmate a danger to the health or safety of others; (2) Infractions of institutional
rules and discipline; (3) Commission of crimes subsequent to the crime of conviction; (4) Inmates failure to demonstrate understanding of the factors
that led to his/her criminal offense(s); (5) Inmates demonstrated lack of effort to address criminal risk factors of psychological or emotional problems;
(6) Inmates demonstrated lack of effort to address criminal risk factors of substance abuse problems; (7) Failure to seek and maintain appropriate
work or training; (8) Inmates failure to seek out and benefit from programming including but not limited to sex offender treatment, batterers
intervention programs, anger management, cognitive therapy, and victim impact panels where available; (9) Inmates inability to experience or
demonstrate remorse or empathy; (10) Demonstrated poor planning and foresight, (11) Demonstrated impulsivity; or (12) Demonstrated lack of
concern for others, including but not limited to any registered victims. (13) Refusal to participate in Board-ordered psychological evaluation(s) and/or
refusal to participate in Board hearing. (14) The inmate is serving a concurrent sentence over which the Board does not have release authority, and
which has a release date ten or more years from the projected parole release date on the Board sentence.
26
The Supreme Court has established a two- part test for assessing Ex Post Facto claims. A law violates the Ex
Post Facto Clause if it is (1) retroactive it "applies to events occurring before its enactment," Weaver v. Graham,
..
450 U.S. 24, 29, 67 L. Ed. 2d 17, 101 S. Ct. 960 (1981); and (2) detrimental
.-
it "produces a sufficient risk of
increasing the measure of punishment attached to the covered crimes." Morales, 514 U.S. at 509; Himes v.
Thompson, 336 F.3d 848, 854 (9th Cir. 2003). "The inquiry looks to the challenged provision, and not to any special
circumstances that may mitigate its effect on the particular individual." Weaver, 450 U.S. at 33; Nulph v. Faatz,
27 F,3d 451, 455-56 (9th Cir. 1994). The Court has also specified that the statutory procedures should be compared
"in toto to determine if the new may be fairly characterized as more onerous." Dobbert p. Fla,, 432 U.S. 282, 294,
53 L. Ed. 2d 344, 97S. Ct. 2290 (1977).
"[T] fall within the ex post facto prohibition, two critical elements must be present: first, the law 'must be
retrospective, that is, it must apply to events occurring before its enactment'; and second, 'it must disadvantage the
offender affected by it." Miller v. Florida, 482 U.S. 423, 430 (1987) (quoting Weaver v. Graham, 450 U.S. 24, 29
(1981)); see also Hunter v. Ayers, 336 F.3d 1007, 1011 (9th Cir 2002).
In Weaver, the court found that a state reducing the amount of "good time" a state prisoner could automatically
gain violated Article 1, Section 10 of the United States Constitution's prohibition on ex post facto punishment.
Similarly, the Supreme Court found an ex post facto violation in the retroactive application of a Florida statute that
canceled early release credits after their issuance had resulted in the prisoner's release from prison. The court
determined that the statute "unquestionably disadvantaged the petitioner because it prolonged his imprisonment
Lynce p. Mathis, 519 U.S. 433, 446-47(1997).
Applying Weaver, the Ninth Circuit found such a violation in the retroactive application of a statute governing
the calculation of Oregon's matrix system. Nulph p. Fatz, 27 F.3d 451 (9th Cir. 1994). The court found that the
27
S
new procedure for sentence computation was more disadvantageous to the prisoner and, therefore, invalid. Id. at
455-56.
Similarly, the court also found an expost facto violation in a case in which respondent retroactively applied an
amended parole regulation to calculate sentence reduction. In Flemming, the prior regulation 'would have
provided Flemming with the opportunity for a sentence reduction of 31.6 months or more in 1989, [whereas] the
amended rule limited this opportunity to seven months." Flemming u. Board of Parole, 998 F.3d. 721, 724(9th
Cir. 1993). Thus, because "the parole regulations at issue here 'directly and adversely affect the sentence petitioner
receives [']" the court ordered that a writ issue compelling the state to recalculate Flemming's sentence under the
former regulations. Id. at 726-27 (quoting Miller i.'. Florida, 482 U.S. at 435).
2.
Controlling Oregon Law on Ex Post Facto
Respondent "through its rules governing release dates" affects "the amount of freedom or punishment that a
prisoner in fact receives." Williams v. Bd. of Parole, 98 Ore. App. 716, 780 P.2d 793, 795 (Or. Ct. App. 1989)
(citation omitted). So recognizing, Oregon courts have held that respondent's regulations are properly subject to ex
post facto analysis, see id., as has the federal court, see Flemming v. Bd. of Parole, 998 F.2d 721, 725-27 (9th Cir.
1993).
The Ex Post Facto Clause applies by its terms to "laws." As such, the clause reaches "every form in which the
legislative power of a state is exerted," including "a regulation or order." Ross v. State of Oregon, 227 U.S. 150,
162-63, 57 L. Ed. 458, 33 S. Ct. 220 (1913). Respondent "through its rules governing release dates" affects "the
amount of freedom or punishment that a prisoner in fact receives." Williams v. Bd. of Parole, 98 Ore. App. 716,
780 P,2d 793, 795 (Or. Ct. App. 1989) (citation omitted). Oregon courts have held that respondent's regulations are
properly subject to ex post facto analysis. Flemming v. Bd. of Parole, 998 F.2d 721, 725-27 (9th Cir. 1993);
Brown v. Palmateer, 379 F.3d 1089, 1094 (9th Cir. 2004).
28
Under the new version of regulations, using a broader range of requirements, respondent has created wider
discretion to postpone petitioner's parole release date.
Respondent is prohibited from using statues and/or administrative rules which became effective after the date
when petitioner's crimes occurred. "Ex Post Facto" analysis applies to respondent's rules that govern setting of
parole release date; such rules are "laws" for ex post facto purposes. U.S. Const. Art I, §10, el.1; Meyrovich v.
Maass, 762 F. Sapp 1417 (D. Or. 1991). Prisoners must be considered for parole under the guidelines in use at the
time they committed the crime for which they are now imprisoned. Benites v. U.S. Parole Commission, 595 F.2d
518 (91h Cir 1979). See U.S. Const,, Art. 1, §10, eLI; Combs v. BOPPS, 917 P.2d 74, 141 Or, App. 219 (1996)
(and cases cited); Christenson v. Thompson, 143 Or. App. 923 P.2d 1316(1996).
Respondent's application of rules which took effect after the commission of petitioner's crimes (which occurred
in 1978 and 1982) for which he was sentenced violates ex post facto prohibitions of state and federal constitutions.
Oregon Constitution, Art. 1, §21; U.S. Const., Art 1, §10, el. 1; Williams v. BOP, 107 Or. App. 515, 812 P.2d
443 (1991), adhered to on re reconsideration, 112 Or. App. 108, 828 P.2d 465, review dismissed 313 Or. 800, 832
P.2d 456(1992).
Because respondents new rules use a broader range of criteria for parole consideration requirements, they are
more onerous than those in effect in 1982, creating wider discretion to postpone petitioner's parole release date.
C. Evidentiary Violations
Since parole decisions are made largely upon basis of an inmate's files, due process requires the procedure
adequately safeguard against serious risks of error. Richardson v. Perales, 402 U.S. 389, 408, 91 S. Ct 1420,
1430 (1971). However, as demonstrated by this case, respondent uses records which either do not relate to
petitioner's current conviction or which contain erroneous information and/or irrelevant and/or inadmissible
evidence.
019
Respondent is required by law to make specific rulings on evidence challenges. ORS 144.135; OAR 255-030032; Castro v. Board of Parole, 232 Ore. App. 75, 220 P3d 772 (2009); Jenkins i.'. BPPS, 258 Or App 430, 309
P.3d 1115; 2013 Ore LEXIS 1077 (2013), reu'd 356 Ore 186, 335 P.3d 828, 2014 Ore LEXIS 688 (2014). Petitioner
made challenges on evidence, citing at least four problem areas: (1) inadmissible evidence prohibited by ORS
161.735(4) 1 ; (2) unreliable evidence prohibited by OAR 255-030-0032(3)'; (3) irrelevant evidence prohibited by OAR
255-030-0032(4)(f); and (4) psychological evaluations which were older than six months, in violation of OAR 255-060-0030(3)'.
Respondent has acted outside the authority granted it by the Oregon legislature and contrary clearly established
law by failing to make proper rulings on challenged evidence as required by OAR 255-030-0032(5). Such conduct
establishes an abuse of discretion by respondent and violates petitioner's rights to due process in violation of the
Fourteenth Amendment. Use of evidence which is inadmissible, unreliable,and irrelevant has substantially
prejudiced the rights of petitioner. Because respondent failed to make proper rulings regarding the evidence relied
upon for determining their findings (see substantial reason requirement, below), the evidence used by them and
their contracted psychologists must be excluded. Otherwise, it only acts as a catalyst for the purpose of creating
prejudice against the petitioner during parole hearings.
D. Substantial Reason Requirement
Oregon courts, pursuant to statute, are required to remand where it finds that the order of respondent is not
supported by substantial evidence. ORS 183.482(8)(c). Pursuant to ORS 144.335(3), respondent is required to
provide some explanation of the rationale for concluding that petitioner's parole date should be postponed.
Jenkins c'. BPPS, infra, 258 Or App at 431 (citing Castro ii. BPPS, infra). Petitioner raised evidentiary issues
'
See APPENDIX E, McClure v. BPPPS, CA A163095, Petitioner's Opening Brief, pp. 17- 21,25 - 29.
42 See APPENDIX E, McClure u. BPPPS, CA A163095, Petitioner's Opening Brief, pp. 22-24,25 - 29:
43
See APPENDIX E, McClure v. BPPPS, CA A163095, Petitioner's Opening Brief, pp. 24-25,25 - 29.
See APPENDIX E, McClure v. BPPPS, CA A163095, Petitioner's Opening Brief, p. 25. Tie SinteI*w Board lsSPTicetthalI contain (1)SiWthn
nFonnsttpSntsnnlSrg if ax (3) Pschiat& aStrpwhologkiil ewivofions (preSs 6months); (thntnkr (5) ?llpath
hE sl* (2) Aft
nnSwnwaitiwet (6) (hntuM (7)MLntetimt aM (8)ReSplan (9) SatsNtdEightsaMBtrddPath&
SySre4 a
P.PSnSMsinhSurea" OAR 2554)6041)30. nip}S added tlith$
44
30
that demonstrate respondent has relied upon evidence which was inadmissible, irrelevant, or immaterial as basis to
support existence of substantial evidence for the deferral of parole release. Use of that type of evidence is a
violation of due process (see evidence violation, above).
Further, as argued above (ex post facto violation), respondent relied upon new rules not in effect at the time of
the commitment offenses in support of their findings.
Respondent's order states, in pertinent part:
"The record indicates that the offender committed his/her crime(s) prior to/on or after 05/19/1988.
"The board has received a psychological evaluation on inmate dated 01/28/2016.
"Based on all the information that we are considering, including but not limited to, he doctor's
report and diagnosis, coupled with all the information that the board is considering, the board
concludes that you suffer from a present severe emotional disturbance that constitutes a danger
to the health or safety of the community. The board has considered this matter under the laws in
effect at the time of the commitment offense(s) and all other applicable rules and laws.
"The board further finds that it is not reasonable to expect that the inmate will be granted a firm
release date before 5 years from the current projected release date. Therefore the board is
deferring the projected release date and establishing a new projected release date of 10/31/2021
following a total of 468 months. A review will be scheduled in 04/2021 with a current
psychological evaluation."(Capitalization altered; Emphasis added by petitioner)
.
In support of their findings, respondent then relied upon factors cited in OAR 255-062-0016, a rule not in effect
at the time of the commitment offenses.
1.
Due Process Requirement
Due process requires respondent to demonstrate substantial evidence to support a finding that petitioner suffers
from a PSED. In Oregon, to demonstrate substantial evidence, the state courts have held a substantial reason
requirement is needed. See: Drew v. PSRB, 127 Ore. App. 753, 875 P.2d 546 (1994), reversed and remanded, 322
Ore. 491; 909 P.2d 1211; 1996 Ore. LEXIS 10(1996); Martin v. Board of Parole, reversed and remanded, 147
Ore. App. 37, 934 P.2d 626(1997), affirmed, 327 Ore. 147, 957 P2d 1210 (1998); Gordon v. Board of Parole, 207
Ore. App. 435, 142 P.3d 125 (2006), reversed and remanded, 343 Ore 618, 633-634, 175 P3d 461, 467(2007); Castro
45
See APPENDIX E, McClure v. BPPPS, GA A163095, Petitioner's Opening Brief, Excerpt of Record 2.
31
v. Board of Parole, reversed and remanded, 232 Ore, App. 75, 220 P3d 772 (2009); Jenkins v. Board of Parole,
reversed and remanded, 258 Ore. App. 430; 309 P.3d 1115; 2013 Ore. App. LEXIS 1077 (2013), petition for review
granted, 354 Ore. 735; 2014 Ore. LEXIS 21(2014), reversed, 356 Ore. 186, 335 P.3d 828, 2014 Ore, LEXIS 688
(2014).
Substantial reason does not exist "when the credible evidence apparently weighs overwhelmingly in favor of one
finding and the [b]oard finds the other without giving a persuasive explanation." Castro v. BPPS, 232 Ore. App.
75, 84, 220 P.3d 772 (2009) (citing Armstrong v. Asten-Hull Co., 90 Ore. App. 200, 206, 752 P.2d 312 (1988.
Under Armstrong the respondent was required to demonstrate its reasoning by proving an explanation, not an
announcement that gives nothing for the court to judicially review. Castro, supra, 232 Ore. App. at 85-86. Further,
it was required by law to provide an explanation for its reliance upon evidence which was inadmissible, irrelevant,
or immaterial as basis to support existence of substantial evidence and its use of newer rules not in effect at the at
the time of the commitment offenses. Respondent's order fails in all aspects of these requirements.
There is no definitive statement of what is substantial evidence. Its definition is variable, but one definition is
that it includes such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.
Oregonians for Nuclear Safeguards v. Myers, 276 Ore. 167,554 P.2d 172, 1976 Ore. LEXIS 539 (1976). In that
light, petitioner pointed out the problems created by the respondent's reliance of evident which is inadmissible,
unreliable, and/or irrelevant
The record demonstrates that respondent relied upon a record that contains evidence which is inadmissible,
unreliable, and irrelevant46. The use of that illegal evidence adversely affects the petitioner by prejudicing him.
Further, respondent relied upon psychological evaluations older than six months old, in violation of their own
administrative rules"; and they failed to make specific evidentiary rulings as required by its rules". This evidence
46
For review of this argument, see this brief, at C. Evidence Violation.
47 For review of this argument, see this brief, at C. Evidence Violation.
48
For review of this argument, see: this brief, at C. Evidence Violation.
32
may not be used against petitioner without danger of creating a violation of petitioner's rights under the Due
Process Clause of the Fourteenth Amendment. Further, the record does not indicate whether or not respondent
even considered petitioner's efforts at rehabilitation and why he would be a good candidate for parole release.
Respondent needs to acknowledge petitioner's demonstration of rehabilitative efforts. Evidence in the record
indicates that petitioner has successfully engaged in workforce, educational, cognitive, and spiritual programming
to rehabilitate any thinking errors which might have led to his criminal conduct".
Substantial evidence exists to support a finding of fact when the record, viewed as a whole, would permit a
reasonable person to make that finding." ORS 183.482(8)
50; See, e.g., Raridon v. Board of Parole, 104 Ore. App.
307, 311, 801 P.2d 842 (1990) (conducting "substantial evidence' review of Board order concerning parole release
date).
Substantial reason does not exist "when the credible evidence apparently weighs overwhelmingly in favor of one
finding and the [b]oard finds the other without giving a persuasive explanation." Castro v. BPPS, 232 Ore. App. at
84 (citing Armstrong u. Asten-Hill Co., 90 Ore. App. at 206).
The Fourteenth Amendment establishes the minimum evidentiary standard that state agencies must meet to
take the kind of action that is at issue in this case. It is axiomatic that administrative agencies must follow their
own rules. See, e.g., Albertson's Inc. v. Bureau of Labor and Industries, 128 Ore. App. 97,101, 874 P.2d 1352
(1994). Here, respondent has adopted a rule that requires its findings to be based on substantial evidence in the
49 ha1difiioirfs ivlthlitdkneffats are axt2ninrnxènfs imni
50
ORS 144.335(3) (1991) incorporated by reference the "substantial evidence' review provisions of ORS 183.482(8).
"The order of the board need not be in any special form, and the order is sufficient for purposes of judicial review if it
appears that the board acted within the scope of the board's authority. The Court of Appeals may affirm, reverse or
remand the order on the same basis as provided in ORS 183.482(8). The filing of the petition shall not stay the
boards order, but the board may do so, or the court may order a stay upon application on such terms as it deems
proper." ORS 144.335(3).
33
whole record. That rule is OAR 255.030-0032(3), which provides that "reliable",probative' and substantial
evidence shall support Board orders. Substantial evidence is found when the record, viewed as a whole, would
permit a reasonable person to make a particular finding." OAR 255-030-0032(3).
Considering facts presented in petitioner's arguments at state level against the evidence relied upon by
respondent, it can be presumed that the respondent fails to use reliable, probative and substantial evidence to
support its findings. It is obvious that respondent has relied upon evidence which is inadmissible, unreliable, and
irrelevant. Further, respondent used psychological evaluations older than six months old, in violation of their
rules; and they failed to make specific evidentiary rulings as required by their rules. If respondent failed to make
proper rulings on the evidence, as they have here, then it can be properly argued that respondent also fails to
SI
Reliable: Suitable or fit to be relied on; worthy of dependence or reliance; of proven consistency in producing
satisfactory results. Syn. Dependable, trustworthy, trust, tried; Reliable describes what can be counted on or trusted
in to do as expected or to be truthful. Webster's Third International Dictionary 1917(G. & C. Merriam Co.).
52
Probative: Having a tendency to prove or establish. Ballentine's Law Dictionary, 3rd Edition (2002 Matthew
Bender, Inc., a member of the LexisNexis Group). Tending to prove or disprove. Courts can exclude relevant evidence
if its probative value is substantially outweighed by danger of unfair prejudice. Bryan A. Garner, ed., Black's Law
Dictionary, Eighth Edition 1240 (2004 West). Serving to try out or test. That furnishes, establishes, or contributes
toward proof: substantiating. Webster's Third International Dictionary 1807 (G. & C. Merriam Co.). Probative
Evidence: Evidence that tends to prove or disprove a point in issue. Black's Law Dictionary, Eighth Edition 598
(2004 West).
53 Substantial Evidence: Evidence beyond a scintilla; evidence affording a substantial basis of fact from which the fact
in issue can reasonably be inferred. 31 Am J Rev ed Lab 338. Such relevant evidence as a reasonable man would
accept as adequate to support the conclusion sought to be drawn from it. Anno: 123 ALR 647; 83 L Ed 691. Such
evidence as will convince reasonable men and on which such men may not reasonably differ as to whether it
establishes a case or defense. 2. Substantial evidence means more than a mere scintilla. It is of substantial and
relevant consequence and excludes vague, uncertain, or irrelevant matter. It implies a quality of proof which induces
conviction and makes an impression on reason. It means that one weighing the evidence takes into consideration the
facts presented to him and all reasonable inferences, deductions and conclusions to be drawn therefrom and,
considering them in their entirety and relation to each other, arrives at a fixed conviction. Ballentine's Law
Dictionary, 3rd Edition (2002 Matthew Bender, Inc., a member of the LexisNexis Group). Evidence that a
reasonable mind could accept as adequate to support a conclusion; evidence beyond a scintilla. Black's Law
Dictionary, Eighth Edition 579 (2004 West). Substantial Evidence Rule: Substantial evidence means more than a
mere scintilla. It is of substantial and relevant consequence and excludes vague, uncertain, or irrelevant matter. It
implies a quality of proof which induces conviction and makes an impression on reason. It means that one weighing
the evidence takes into consideration the facts presented to him and all reasonable inferences, deductions and
conclusions to be drawn therefrom and, considering them in their entirety and relation to each other, arrives at a fixed
conviction. Ballentine's Law Dictionary, 3rd Edition (2002 Matthew Bender, Inc., a member of the LexisNexis
Group).
34
demonstrate proper reasoning in both their use of prohibited evidence and the subsequent conclusion which is
based on that evidence.
This is evidence which may not be used against petitioner without the danger of creating a violation of
petitioner's rights under the Due Process Clause of the Fourteenth Amendment. Further, the record does not
indicate whether or not respondent even considered petitioner's efforts at rehabilitation or why he would be a good
candidate for parole release.
Of equal importance, is the fact that respondent relied upon newer rules which create criteria for parole
consideration not in effect at the time of the commitment offenses. Committing an ex post facto violation as basis to
support substantial evidence does not actually create substantial evidence.
"Substantial evidence review, while not authorizing the state court to substitute its judgment for that of agency
decision makers, requires the court to take into account whatever evidence detracts from the weight of the evidence
that supports the agency order." Younger v. City of Portland, 805 Ore. 346, 854, 752 P.2d 262 (1988); Garcia ii,
SA4IF, 187 Ore. App. 51, 57, 66 Pad 522 (2003). ORS 183.482(8) also requires that the respondent provide "some
kind of an explanation connecting the facts of the case (which would include the facts found, if any) and the result
reached." Martin v. Board of Parole, supra, 327 Ore. at 157; Weems v, Board of Parole, 221 Ore. App. 70, 74,
190 P.3d 381 (2008), rev allowed, 346 Ore. 115, 205 P.3d 887 (2009); see also Salosha, Inc. v. Lane County, 201
Or App 138, 143, 117 P3d 1047 2005 ("Where a petitioner argues that an order is not supported by substantial
evidence, a court will also review the order for substantial reason[.]"). Unfortunately, this requirement has not
been met by the Oregon courts in present case.
Federal guaranty of due process extends to state action through its judicial, as well as through its legislative,
executive, or administrative, branch of government. Brinkerhoff-Faris Trust & Say. Co. v Hill, 281 US 673, 74
L Ed 1107, 50 S Ct 451 (1930). Considering law has been developed to provide for the due process requirements
35
Section 1 of the Fourteenth Amendment to the U.S. Constitution, and Article I, Sections 20 and 21, of the Oregon
Constitution.
Petitioner demonstrates respondent's failure to use administrative rules in effect in effect at time of petitioner's
offenses created heightened expectancy of factors needed for parole consideration, employing criteria which are
more erroneous than what older rules require, in violation of ex post facto principles under Article I, § 9, cl.3 and
Article I, § 10, cl.1 of the United States Constitution and Article I, Section 21 of the Oregon Constitution.
Petitioner demonstrates respondent's failure to comply with Oregon law creates a due process violation by
failing to address evidentiary challenges during hearings in violation of Section 1 of the Fourteenth Amendment to
the U.S. Constitution, and Article I, Sections 20 and 21, of the Oregon Constitution.
Petitioner also demonstrates that Oregon Courts have mandated respondent's compliance with the substantial
reason requirement, and that respondent has failed to comply with that law. For this reason, this court should find
that respondent's failure to comply with Oregon's substantial reason requirement has led to a violation of
petitioner's due process and equal protection rights under Section 1 of the Fourteenth Amendment to the U.S.
Constitution, and Article I, Sections 20 and 21, of the Oregon Constitution.
Petitioner would therefore respectfully ask this court grant writ of certiorari.
Respectfully submitted,
PHILIP W. MCCLURE
Dated: June
37
I
2018.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.