Amicus Curiae Brief — John Sturgeon, Petitioner v. Bert Frost, in His Official Capacity as Alaska Regional Director of the National Park Service, et al.
Supreme Court briefAug 14, 2018
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No. 17-949
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In The
Supreme Court of the United States
-----------------------------------------------------------------JOHN STURGEON,
Petitioner,
v.
BERT FROST, in his Official Capacity as Alaska
Regional Director of the National Park Service, et al.,
Respondents.
-----------------------------------------------------------------On Writ Of Certiorari To The
United States Court Of Appeals
For The Ninth Circuit
-----------------------------------------------------------------BRIEF OF AMICUS CURIAE STATE OF ALASKA
IN SUPPORT OF PETITIONER
-----------------------------------------------------------------JAHNA LINDEMUTH
Attorney General of Alaska
RUTH BOTSTEIN
Counsel of Record
KATHRYN R. VOGEL
1031 W. 4th Avenue, Ste. 200
Anchorage, Alaska 99501
(907) 269-5100
ruth.botstein@alaska.gov
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COCKLE LEGAL BRIEFS (800) 225-6964
WWW.COCKLELEGALBRIEFS.COM
i
QUESTION PRESENTED
Whether the Alaska National Interest Lands Conservation Act prohibits the National Park Service from
exercising regulatory control over State, Native Corporation, and private land physically located within the
boundaries of the National Park System in Alaska.
ii
TABLE OF CONTENTS
Page
QUESTION PRESENTED...................................
i
INTEREST OF AMICUS CURIAE ......................
1
SUMMARY OF THE ARGUMENT .....................
2
ARGUMENT ........................................................
6
I.
The Ninth Circuit’s Decision Deprives
Alaska of Its Sovereign Right To Manage Its
Navigable Waters To Benefit Alaskans .......
6
A. Alaska’s ownership of its lands and
waters is an essential aspect of its
state sovereignty .................................
6
B. Loss of Alaska’s sovereign power to
manage its own waters will inflict serious harm on ordinary Alaskans........ 11
C. ANILCA’s requirement that state
lands be treated differently from federal lands protects Alaska’s sovereign
rights ................................................... 15
II.
The Ninth Circuit’s Decision Misapplies
§ 103(c) and the Federal Reserved Water
Rights Doctrine .......................................... 18
A. ANILCA does not contain the required
clear statement of congressional intent to divest Alaska of control over its
navigable waters.................................. 18
B. Alaska’s navigable waters are not public lands ............................................... 22
iii
TABLE OF CONTENTS – Continued
Page
C. Even if the government has a reserved
water right in the State’s waters, that
right is to use a defined quantity of
water, not to supersede Alaska’s regulation of navigable waters ................... 24
III.
In Restoring Alaska’s Sovereignty Over
Its Navigable Waters, this Court Need Not
and Should Not Disturb the Katie John
Circuit Precedents ..................................... 29
IV.
The Park Service’s Attempt To Regulate
Non-Federal Waters Within CSU Boundaries Cannot Be Alternatively Justified by
54 U.S.C. § 100751(b) ................................. 35
CONCLUSION..................................................... 37
iv
TABLE OF AUTHORITIES
Page
CASES
Alaska v. Babbitt, 72 F.3d 698 (9th Cir. 1995)
[Katie John I] .................................................. passim
Alaska v. United States, 201 F.3d 1154 (9th Cir.
2000) ...................................................................... 3, 8
Alaska v. United States, 545 U.S. 75 (2005) .................8
Cappaert v. United States, 426 U.S. 128 (1976) ... 4, 26, 27
Corley v. United States, 556 U.S. 303 (2009) ..............36
Coyle v. Smith, 221 U.S. 559 (1911).................... 1, 9, 26
Envtl. Def. v. Duke Energy Corp., 549 U.S. 561
(2007) .......................................................................34
Fed. Power Comm’n v. Niagara Mohawk Power
Corp., 347 U.S. 239 (1954) .......................................21
Food & Drug Admin. v. Brown & Williamson Tobacco Corp., 529 U.S. 120 (2000) .............................33
Gregory v. Ashcroft, 501 U.S. 452 (1991) .............. 18, 19
Idaho v. Coeur d’Alene Tribe of Idaho, 521 U.S.
261 (1997) ..................................................................9
Illinois Cent. R.R. Co. v. Illinois, 146 U.S. 387
(1892) ............................................................... passim
John v. United States, 247 F.3d 1032 (9th Cir.
2001) (en banc) [Katie John II] ........................... 5, 29
John v. United States, 720 F.3d 1214 (9th Cir.
2013) [Katie John III] ................................... 5, 29, 33
v
TABLE OF AUTHORITIES – Continued
Page
McDowell v. Alaska, 785 P.2d 1 (Alaska 1989) ..........30
Oregon ex rel. State Land Bd. v. Corvallis Sand
& Gravel Co., 429 U.S. 363 (1977) ...................... 8, 25
PPL Montana, LLC v. Montana, 565 U.S. 576
(2012) .......................................................................25
Rapanos v. United States, 547 U.S. 715 (2006) ..........19
Solid Waste Agency of N. Cook County v. United
States Army Corps of Eng’rs, 531 U.S. 159
(2001) [SWANCC] ...................................................19
Sturgeon v. Frost, 136 S. Ct. 1061 (2016) ........... passim
Tarrant Reg’l Water Dist. v. Herrmann, 569 U.S.
614 (2013) ..................................................................1
Trustees for Alaska v. State, 736 P.2d 324
(Alaska 1987) ............................................................7
United States v. Alaska, 521 U.S. 1 (1997) ....... 1, 3, 8, 9
United States v. California, 436 U.S. 32 (1978) .........25
United States v. New Mexico, 438 U.S. 696 (1978)........27
United States v. Virginia Elec. & Power Co., 365
U.S. 624 (1961) ........................................................21
Utah Div. of State Lands v. United States, 482
U.S. 193 (1987) ..........................................................8
Util. Air Regulatory Grp. v. E.P.A., 134 S. Ct.
2427 (2014) ..............................................................34
vi
TABLE OF AUTHORITIES – Continued
Page
Vermont Agency of Natural Res. v. United States
ex rel. Stevens, 529 U.S. 765 (2000) .........................19
Will v. Michigan Dep’t of State Police, 491 U.S.
58 (1989) ..................................................................18
CONSTITUTIONAL PROVISIONS
Alaska Const. art. VIII, § 1-4.................................. 7, 14
Alaska Const. art. VIII, § 14 ................................... 7, 14
STATUTES
16 U.S.C. § 3101(d) .................................................. 4, 16
16 U.S.C. § 3102(1) .......................................... 16, 20, 22
16 U.S.C. § 3102(2) ................................................ 20, 22
16 U.S.C. § 3102(3) ......................................................22
16 U.S.C. § 3102(3)(A) .................................................21
16 U.S.C. § 3102(3)(B)-(C) ...........................................16
16 U.S.C. § 3102(4) ......................................................15
16 U.S.C. § 3102(11) ....................................................16
16 U.S.C. § 3103(c) .............................................. passim
16 U.S.C. § 3111 .............................................. 30, 31, 34
16 U.S.C. § 3111(1) ......................................................32
16 U.S.C. § 3111(2) ......................................................32
16 U.S.C. § 3111(4) .......................................... 21, 30, 34
16 U.S.C. § 3112 .................................................... 30, 34
vii
TABLE OF AUTHORITIES – Continued
Page
16 U.S.C. § 3113 ..........................................................29
16 U.S.C. § 3114 ..........................................................31
16 U.S.C. § 3115(d) ................................................ 30, 34
16 U.S.C. § 3207 ..........................................................17
43 U.S.C. §§ 1301 et seq. ......................................... 8, 15
43 U.S.C. § 1301(e) ........................................................9
43 U.S.C. § 1311(a) .................................................... 2, 8
54 U.S.C. § 100101 ......................................................13
54 U.S.C. § 100751(b) ..................................................35
Alaska Stat. § 38.05.126(b) ..........................................9
Alaska Stat. §§ 38.05.127-.128 .....................................9
Alaska Statehood Act, Pub. L. No. 85-508,
§§ 6(a)-(b), 72 Stat. 339, 340 (1958) ..........................7
Alaska Statehood Act, Pub. L. No. 85-508,
§ 6(m), 72 Stat. 339, 343 (1958) ............................ 2, 8
ANILCA Title VIII (Subsistence Management
and Use), 16 U.S.C. §§ 3111-3126 ..... 5, 29, 32, 33, 34
RULES AND REGULATIONS
36 C.F.R. § 2.17(e) .......................................................14
viii
TABLE OF AUTHORITIES – Continued
Page
OTHER AUTHORITIES
Bureau of Land Management (BLM), Recordable Disclaimer of Interest (RDI), No. AA086371 (June 10, 2013) .............................................3
S. Rep. No. 96-413, 303, reprinted in 1980
U.S.C.C.A.N. 5070....................................................16
Victor Fischer, Alaska’s Constitutional Convention (1975) .................................................................6
1
INTEREST OF AMICUS CURIAE
The State of Alaska’s interest in this case is as a
sovereign seeking to maintain regulatory control over
tens of thousands of miles of its navigable waters. This
case, before the Court for the second time, challenges a
Ninth Circuit decision that interprets the Alaska National Interest Lands Conservation Act (ANILCA) as
commandeering the State’s traditional regulatory authority over its submerged lands and the navigable waters that flow over them for use by the United States.
The decision below grants the National Park Service
regulatory control over navigable waters wherever
State-owned riverbeds fall within or are appurtenant
to the boundaries of federal areas created by ANILCA,
called Conservation System Units (CSUs)—notwithstanding the State’s undisputed ownership of the submerged lands and ANILCA’s express prohibition on
treating state lands as though they are federally
owned.
Alaska’s “ownership of [its] submerged lands, and
the accompanying power to control navigation, fishing,
and other public uses of [its navigable] water is ‘an essential attribute of sovereignty.’ ” Tarrant Reg’l Water
Dist. v. Herrmann, 569 U.S. 614, 631 (2013) (quoting
United States v. Alaska, 521 U.S. 1, 5 (1997)); Coyle v.
Smith, 221 U.S. 559, 573 (1911). The State therefore
has a compelling interest in maintaining its ability to
manage those waters for the best interests of all Alaskans.
2
By interpreting ANILCA to federalize management of Alaska’s navigable waters for all purposes, the
Ninth Circuit dramatically redefined and expanded
the federal reserved water rights doctrine. Its approach conflicts with this Court’s cases and will adversely impact Alaska and its people. The ruling
ignores the reality of life in rural Alaska, where residents face unparalleled access challenges, acutely rely
on the State’s natural resources, and regularly use the
State’s waterways as transportation thoroughfares.
The State has a strong interest in preserving its authority to manage its waters as Congress intended:
freely using the waters for beneficial purposes, regulating them in accordance with constitutional obligations to manage Alaska’s waters for the benefit of all
Alaskan citizens, and protecting the Alaskans who rely
on access to and use of the State’s waters to provide for
their families.
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SUMMARY OF THE ARGUMENT
As this Court has recognized, this dispute concerns “vital issues of state sovereignty.” Sturgeon v.
Frost, 136 S. Ct. 1061, 1072 (2016). Since statehood,
Alaska has owned the riverbeds of its navigable rivers.
43 U.S.C. § 1311(a); Alaska Statehood Act, Pub. L. No.
85-508, § 6(m), 72 Stat. 339, 343 (1958). These rivers
include the Nation River where John Sturgeon was operating his hovercraft in compliance with Alaska law;
the Alagnak River where the National Park Service enforced federal regulations requiring Alaska to apply for
3
a permit to conduct salmon research in its own waters;
the well-traveled Kuskokwim River where rural residents journey along waterways to access health care,
food, fuel, and school supplies; and the thousands more
rivers of great importance to Alaska and the Alaskans
that depend on them. See Alaska v. United States, 201
F.3d 1154, 1164-66 (9th Cir. 2000); Pet. App. 32a-33a;
Bureau of Land Management (BLM), Recordable Disclaimer of Interest (RDI), No. AA-086371 (June 10,
2013). Alaska’s sovereign ownership of its submerged
lands includes the right to regulate the waters that
overlie them, see United States v. Alaska, 521 U.S. at 5,
and the corresponding obligation to do so for the benefit of all Alaskans. Alaska Const. art. VIII, §§ 1-4, 14;
see Illinois Cent. R.R. Co. v. Illinois, 146 U.S. 387, 452
(1892).
While Congress has the power to limit a state’s
sovereignty over its waters by directing federal regulatory control, a court cannot properly interpret a statute
to have this effect “unless the intention was definitely
declared or otherwise made very plain.” United States
v. Alaska, 521 U.S. at 34. Yet nowhere does ANILCA’s
text suggest Congress intended to give the Park Service plenary regulatory control over state waters that
run through or are adjacent to a CSU. Instead, Congress endorsed Alaska’s sovereign right to manage its
lands, waters, and resources by providing that state,
native corporation, and other private lands located inside CSU boundaries would not be managed as if they
were federally owned. 16 U.S.C. § 3103(c). This distinction is essential to one of ANILCA’s core purposes of
4
providing “adequate opportunity for satisfaction of the
economic and social needs of the State of Alaska and
its people.” Sturgeon, 136 S. Ct. at 1066; 16 U.S.C.
§ 3101(d). Alaska has a direct and profound interest in
keeping its waterways open and regulating them in accordance with local needs, as Congress intended, and
without broad federal regulatory interference.
But the Ninth Circuit’s decision thwarts the plain
text of ANILCA—stripping the law of the requirement
that allows only waters to which the federal government has “title” to be considered public lands subject
to federal management. See Pet. App. 16a. The court
gave little attention to Alaska’s sovereign interests,
unconcerned that as a result of its decision, state land
would be regulated as if it were public land, undermining ANILCA’s explicit protections. Instead, the court
enlarged the National Park Service’s regulatory control over state waters—giving wholesale management
authority to the federal government based on an unsupportable expansion of the federal reserved water
rights doctrine. Pet. App. 12a-14a, 19a. The Ninth Circuit’s decision contorts a doctrine that simply entitles
the government to use or maintain a defined amount
of water necessary for a specific purpose into a broad
grant of regulatory authority that impermissibly overrides state regulation entirely. See Cappaert v. United
States, 426 U.S. 128, 141 (1976); Pet. App. 16a. In so
doing, the decision usurps the State’s constitutional
and statutory right to control its resources.
The Ninth Circuit ostensibly based its decision on
the circuit’s decades-old “Katie John” decisions. See
5
Pet. App. 13a; Alaska v. Babbitt, 72 F.3d 698 (9th Cir.
1995) [Katie John I]; John v. United States, 247 F.3d
1032 (9th Cir. 2001) (en banc) [Katie John II]; John v.
United States, 720 F.3d 1214 (9th Cir. 2013) [Katie
John III]). But the Katie John decisions arose in the
distinct subsistence context out of a desire to effectuate
Congress’s clear intention that Title VIII of ANILCA
include a meaningful rural subsistence preference.
Katie John I, 72 F.3d at 704. Applying the reserved water rights doctrine for the limited purpose of effecting
the subsistence priority explicitly found in Title VIII of
ANILCA is a far cry from finding broad federal regulatory authority over Alaska’s navigable waters for all
purposes. The Ninth Circuit’s reliance here on the reserved water rights doctrine as a basis for including
Alaska’s navigable waters in the category “public
lands” means the exception now swallows the rule, and
the doctrine is no longer limited in application as required by this Court.
The Ninth Circuit’s decision on remand again effectuates a federal takeover of Alaska’s navigable waters, on different but equally faulty grounds. The
court’s new rationale continues to improperly construe
ANILCA and the balance it struck between federal and
state authority in Alaska, and it compounds that problem with an unsupported expansion of the federal reserved water rights doctrine—to the detriment of
Alaska and its people.
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6
ARGUMENT
I.
The Ninth Circuit’s Decision Deprives Alaska
of Its Sovereign Right To Manage Its Navigable Waters To Benefit Alaskans.
The Ninth Circuit’s ruling transfers State decision-making authority over how best to manage
Alaska’s waters to a federal agency. The decision deprives Alaska and its people of a key component of sovereignty granted at statehood, and contradicts the
constitutional and statutory balance between conservation and Alaska’s interests in self-governance and
resource development. The Ninth Circuit’s decision
thus strikes at the heart of Alaska’s sovereignty and
upsets Congress’s intended federal-state balance. In so
doing, it inflicts real harms on the people of the State.
A. Alaska’s ownership of its lands and
waters is an essential aspect of its state
sovereignty.
Alaska’s authority to manage its lands and waters
is a particularly important sovereign interest, inextricably tied to its history and self-governance. Indeed,
Alaskans’ interest in controlling the state’s fisheries
without unwarranted federal control was a principal
motivation for statehood. See Victor Fischer, Alaska’s
Constitutional Convention 7-8 (1975). But the territory’s lack of taxable industry and population stood in
the way of statehood: “One of the principal objections
to Alaska’s admittance into the Union was the fear
that the territory was economically immature and
would be unable to support a state government.”
7
Trustees for Alaska v. State, 736 P.2d 324, 335 (Alaska
1987). Before statehood, 98 percent of Alaska’s land
was owned by the federal government, leaving “little
land available to drive private economic activity and
contribute to the state tax base.” Sturgeon, 136 S. Ct.
at 1065. Ultimately, the 1958 Alaska Statehood Act
“permitted Alaska to select 103 million acres of ‘vacated, unappropriated, and unreserved’ federal land—
just over a quarter of all land in Alaska—for state ownership.” Id. (quoting Statehood Act, Pub. L. No. 85-508,
§§ 6(a)-(b), 72 Stat. 339, 340 (1958)). Congress concluded that “the Statehood Act sufficiently provided for
Alaska’s financial well-being. The land grant of
103,350,000 acres was perceived . . . as an endowment
which would yield the income that Alaska needed to
meet the costs of statehood.” Trustees for Alaska, 736
P.2d at 336.
Alaska’s constitutional delegates viewed state
management of the anticipated grant of lands, waters,
and resources as a serious sovereign responsibility.
They drafted an entire natural resources article in the
Alaska Constitution—Article VIII—with provisions
designed to conserve and protect the State’s lands, waters, and other resources while allowing for responsible
access and use. Alaska’s Constitution reserves the
State’s resources to the people “for maximum use consistent with the public interest”; mandates that the
State manage replenishable resources on the sustained yield principle; and ensures free access to
Alaska’s navigable and public waters. Alaska Const.
art. VIII, §§ 1-4, 14.
8
Alaska owns the riverbed of the Nation River,
where Mr. Sturgeon was approached by armed federal
officials. See Alaska v. United States, 201 F.3d 1154,
1156, 1164-66 (9th Cir. 2000) (affirming finding of navigability of Nation River at statehood, placing riverbed
under State ownership). Alaska, like all states, took title to the lands underlying its inland navigable waters
as a matter of constitutional grace by virtue of the
equal footing doctrine and as an “essential attribute”
of state sovereignty. Utah Div. of State Lands v. United
States, 482 U.S. 193, 195 (1987); see also Oregon ex rel.
State Land Bd. v. Corvallis Sand & Gravel, 429 U.S.
363, 374 (1977) (“[T]he state’s title to lands underlying
navigable waters within its boundaries is conferred not
by Congress but by the Constitution itself.”). Congress
formally recognized and codified this conveyance in the
Submerged Lands Act. Alaska v. United States, 545
U.S. 75, 79 (2005) (citing 43 U.S.C. §§ 1301 et seq.,
§ 1311(a); Alaska Statehood Act, Pub. L. No. 85-508,
§ 6(m), 72 Stat. 339, 343 (1958) (incorporating Submerged Lands Act)).
Alaska’s ownership of its submerged lands includes the power to regulate the waters for its people.
See United States v. Alaska, 521 U.S. at 5. Indeed, that
is the purpose of state ownership of submerged lands.
See Illinois Cent. R.R. Co. v. Illinois, 146 U.S. 387, 452
(1892). Along with title to the submerged lands, the
State received management power over the navigable
waters themselves, including over the fish located in
the waters. See id; 43 U.S.C. § 1311(a) (defining the
rights of states to include “ownership of the natural
9
resources within such lands and waters” and the “right
and power to manage, administer, lease, develop, and
use the said lands and natural resources all in accordance with applicable State law”); 43 U.S.C. § 1301(e)
(defining “natural resources” to include fish). A state’s
title to land underlying navigable waters includes the
power, as the sovereign, “to control and regulate navigable streams.” Coyle v. Smith, 221 U.S. 559, 573
(1911). States hold submerged lands in trust for the
public to use the waterways for commerce, navigation,
and fishing. Illinois Cent. R.R. Co., 146 U.S. at 452
(holding state’s title to lands under navigable waters
“necessarily carries with it control over the waters
above them”). Alaska statutes interpreting the Alaska
Constitution similarly provide that Alaska “holds and
controls all navigable or public water in trust for the
use of the people of the state.” Alaska Stat.
§ 38.05.126(b); see also Alaska Stat. §§ 38.05.127-.128.
Allowing the Park Service to broadly usurp the
State’s control over its navigable waters and manage
the State’s navigable waters as if they were a federal
park infringes on Alaska’s sovereign authority and responsibility to its people. See Idaho v. Coeur d’Alene
Tribe of Idaho, 521 U.S. 261, 284 (1997) (acknowledging that “navigable waters uniquely implicate sovereign interests”); United States v. Alaska, 521 U.S. at 5
(holding that ownership of submerged lands “is an essential attribute of sovereignty”). Such a federal takeover would thwart the public trust doctrine and hinder
Alaska’s sovereign power to ensure open access to its
10
waters for navigation, fishing, and commerce. See Illinois Cent. R.R. Co., 146 U.S. at 452.
Another example of intrusive federal authority is
found in Alaska’s companion case, decided together
with Sturgeon’s in a consolidated opinion before the
Ninth Circuit, No. 13-36166. Pet. App. 38a. There,
Alaska challenged Park Service regulations requiring
the Alaska Department of Fish and Game to obtain a
permit before engaging in scientific research involving
genetic sampling of chum and sockeye salmon on the
State-owned Alagnak River. Pet. App. 30a, 38a. By requiring the State to ask for advance permission before
accessing its own lands to conduct beneficial scientific
research, the federal government unduly interferes
with Alaska’s ability to make use of its resources. Compliance with the permit’s terms forced Alaska to accede
to obligations and limitations that undermined its sovereign rights, including a prohibition on destroying the
State’s own research specimens without Park Service
authorization; an obligation to “catalogue collected
specimens into the NPS’s Interior Collection Management System and label such specimens with NPS accession and catalog numbers”; and a requirement “to
submit an Investigator’s Annual Report and copies of
other final reports and publications resulting from the
study within a year of publication.” Pet. App. 38a. Thus,
under the Ninth Circuit’s decision here, the Park Service has jurisdiction not only to unilaterally restrict access to Alaska’s waters, but also to control whether and
how Alaska conducts its own fisheries management
11
research—a shocking overreach of agency authority
not reflected in any congressional text.
B. Loss of Alaska’s sovereign power to manage its own waters will inflict serious
harm on ordinary Alaskans.
Alaska’s sovereign interests in its waters are not
merely academic. The loss of State management authority inflicts real and unique harms on not just the
State, but on ordinary Alaskans. Alaska is home to
abundant natural resources, including over 12,000 rivers and three million lakes—the largest network of
navigable waters in the country. Alaska has more than
100,000 miles of navigable waters, covering a greater
area than the navigable waters of all the contiguous
States combined. The State also is home to myriad fish
and wildlife, significant oil and natural gas reserves,
and economically viable subsurface mineral deposits.
Alaska’s vast terrain and wild beauty captivate the national imagination and its bounty of resources fortifies
both the state and national economies. But Alaska’s
massive size, widely dispersed population, lack of developed infrastructure, variable topography, and extreme climate also make it the nation’s most
inaccessible state.
Over three-quarters of Alaska’s 300 communities
and roughly twenty percent of its 735,000 residents
live in regions unconnected to the road system. Half of
these residents live in the State’s most remote villages,
communities with disproportionately higher levels of
12
poverty and limited infrastructure, some lacking essential services like sanitation and safe drinking water. Rural citizens rely heavily on Alaska’s resources to
provide for their families. The State’s ability to manage
these resources in accordance with unique realities, local needs, and historical customs is thus critical to its
sovereign interests.
Alaskans living off the road system primarily
travel by all-terrain vehicles, small airplanes, snowmachines, and boats. Alaska’s extreme climates and
varied terrain further shape the unusual nature of the
State’s limited transportation options: severe storm
patterns routinely disrupt air service and rivers seasonally evolve into ice roads. Alaska’s waters provide
essential travel corridors year round. Many rural citizens live in small, isolated villages stretched along rivers, and depend on these networks of water
connections for their everyday needs. Major rivers like
the Yukon and Kuskokwim serve as critical arteries for
transporting commercial fuel and goods to much of
western Alaska throughout the summer months. Especially in more remote areas, Alaskans rely on these waters to access health care, goods, and services; recreate;
and travel to hunting and fishing grounds. In winter,
Alaska’s rivers freeze into highways for snowmachine,
dogsled, and other vehicle traffic, remaining a vital
part of the State’s transportation infrastructure so
that Alaskans can access vital natural resources as
well as commercial goods and services. Alaska’s rivers
have functioned in this way for hundreds of years.
13
Because Alaska’s rural villages are so isolated,
residents in these communities also face economic
challenges. Rural residents confront a formidable combination of high costs of living, little or no local tax
base, few job opportunities, and limited earnings. Localized resource-based activities—such as local tourism and recreation-related jobs or small-scale mining,
sport fishing, wildlife guiding, or trapping—often provide an essential part of families’ incomes and contribute to the economic activity of the region.
Alaska has an acute interest in retaining its management authority over water-based access routes to
address local needs—needs that might be ignored or
eclipsed by federal land management agencies with
singular preservationist priorities and a national constituency. See, e.g., 54 U.S.C. § 100101 (describing purpose of Park Service regulation as “to conserve the
scenery, natural and historic objects, and wild life in
the System units and to provide for the enjoyment of
the scenery, natural and historic objects, and wild life
in such manner and by such means as will leave them
unimpaired for the enjoyment of future generations”).
State regulators understand the unusual realities of
life in Alaska and use that knowledge to design rules
that consider local conditions, practices, and needs. But
federal regulators—who may never even visit Alaska,
let alone develop a nuanced understanding of the
unique aspects of rural Alaskan life—lack this
knowledge or focus. As a result, the regulations they
impose can be ill-fitting for Alaska. For example, in
permitting hovercraft to operate on state waters,
14
Alaska has prioritized opening its waters to meet the
access and transportation needs of residents like Mr.
Sturgeon. But in conflict with Alaska’s priority, the
Park Service intercepted Mr. Sturgeon and barred him
from taking his hovercraft to non-federally owned
hunting grounds. The federal government’s national
prohibition on hovercraft use1 might be sensible in
Lower 48 parks where waters are often used only for
recreational activities and tourism, but it is overbearing and harmful in Alaska, where, even in remote wilderness areas, citizens must use rivers for everyday
transportation and to access necessities like food, fuel,
and health care. In addition, while federal environmental policy may wax and wane with different administrations, Alaska remains under a continuing
constitutional obligation to manage its resources responsibly according to sustained yield and other conservation principles. Alaska Const. art. VIII, §§ 1-4, 14.
What is at stake here for Alaska, therefore, is not
just a disagreement with the National Park Service
about permissible weekend recreation or the best
method of routing tourists through national parks. Because “Alaska is different,” Sturgeon, 136 S. Ct. at
1070, the State’s continued management of its lands
and waters is essential to maintain unencumbered
1
The regulation prohibiting hovercraft use, 36 C.F.R.
§ 2.17(e), “is not limited to Alaska, but instead has effect in federally managed preservation areas across the country.” Sturgeon,
136 S. Ct. at 1067. It is not one of the Alaska-specific provisions
“woven throughout ANILCA” that reflect Congressional attention
to Alaska’s uniqueness. Id. at 1071.
15
access and meaningful use of Alaska’s natural resources by its citizens.
C. ANILCA’s requirement that state lands
be treated differently from federal lands
protects Alaska’s sovereign rights.
ANILCA reserved over 100 million acres of federal
land in Alaska—an area larger than California—for
the primary purposes of conservation and protection.
16 U.S.C. §§ 3101 et seq. Vast swaths of Alaska’s new
and expanded national parks, wildlife refuges, wild
and scenic rivers, national trails, wilderness areas, and
national forest monuments were organized into CSUs
managed by different federal land management agencies. 16 U.S.C. § 3102(4). But ANILCA’s CSU boundaries do not closely mirror federal land holdings: for
every six acres of federal land within the CSUs there
is one acre of non-federal land.
While ANILCA reserved massive amounts of
land—significantly limiting the possibility for Alaska’s
future economic development—it also included provisions meant to protect Alaska’s sovereignty, economic
well-being, and way of life. As this Court explained,
ANILCA had twin goals: to protect the national interest in scenic, natural, cultural, and environmental values on public lands in Alaska, but also to continue to
“provide[ ] adequate opportunity for satisfaction of the
economic and social needs of the State of Alaska and
16
its people.” 16 U.S.C. § 3101(d); accord Sturgeon, 136
S. Ct. at 1066.
Congress protected Alaska’s ability to direct the
use of its own lands and waters in numerous ways.
First, Section 103(c) assures Alaska’s sovereign authority to manage its waters and lands by excluding
from CSUs non-federal lands that happen to be located
within unit boundaries. 16 U.S.C. §§ 3103(c), 3102(1),
(3)(B)-(C), (11). This exclusion covered the lands and
waters owned by the State, Alaska Native Corporations, and other private landowners at the time of
ANILCA’s passage. Second, ANILCA expressly states
that non-federal “lands”—defined to include waters as
well as uplands—falling within newly expanded park
boundaries would not be regulated as if they were federally owned. 16 U.S.C. §§ 3102(1), 3103(c) (providing
non-federal lands are not “subject to the regulations
applicable solely to [federal lands] within such units”).
Third, Section 103(c) provides that, should the federal government wish to regulate non-public lands as
part of a system unit, it must first acquire them; only
then may the new lands become part of the unit and
“be administered accordingly.” 16 U.S.C. § 3103(c). This
is not to say that Congress exempted non-federal lands
within CSUs from all federal oversight—instead Congress left in place (and unaffected by ANILCA)
“[f ]ederal laws and regulations of general applicability
to both private and public lands, such as the Clean Air
Act . . . and other federal statutes and regulations of
general applicability.” S. Rep. No. 96-413, 303, reprinted
in 1980 U.S.C.C.A.N. 5070, 5247. But by removing
17
these non-federal lands and waters from the reach of
the extensive regulatory regime applicable to federally
owned parklands nationwide and drawing hard boundaries between how the different categories of lands
should be treated, Section 103(c) limits federal jurisdiction and protects against abuse of federal regulatory power. Finally, ANILCA contains a water rights
savings clause specifying that the Act may not be construed as “(1) affecting in any way any law governing
appropriation or use of, or Federal right to, water on
lands within the State of Alaska”; “(2) as expanding or
diminishing Federal jurisdiction, responsibility, interests, or rights in water resources development or control”; or “(3) as superseding, modifying, or repealing,
except as specifically set forth in this Act, existing laws
applicable to the various” federal regulatory agencies
involved in the Act. 16 U.S.C. § 3207.
Now, despite this Court’s direction on remand to
construe ANILCA in light of Alaska’s uniqueness and
the statute’s language and context, Sturgeon, 136
S. Ct. at 1070-71, the Ninth Circuit again nullified that
guarantee, awarding the Park Service—and presumably other federal land management agencies—broad
authority to regulate state waters as though they were
federal lands. The Ninth Circuit’s decision endorses
further federalization of State-owned resources and
subjects Alaskans to federal regulatory control in a
manner that Congress neither authorized nor intended.
18
II.
The Ninth Circuit’s Decision Misapplies
§ 103(c) and the Federal Reserved Water
Rights Doctrine.
The Ninth Circuit’s decision is not only based on
its continued misreading of § 103(c), but also its fundamental misapplication of the federal reserved water
rights doctrine. The Ninth Circuit ignores the clear
statement rule, disregards congressional intent, and
stretches the federal reserved water rights doctrine beyond all recognition by concluding that the Nation
River—a navigable waterway owned and traditionally
regulated by the State—qualifies as “public lands” because Congress implicitly reserved an undefined and
unquantified amount of water when it created the Yukon-Charley preserve.
A. ANILCA does not contain the required
clear statement of congressional intent
to divest Alaska of control over its navigable waters.
The Ninth Circuit’s analysis on remand ignored
the gatekeeping legal doctrine that protects against
unsanctioned federal encroachments on State power:
the clear statement rule. This Court has held that “[i]f
Congress intends to alter the usual constitutional balance between the States and the Federal Government,
it must make its intention to do so unmistakably clear
in the language of the statute.” Gregory v. Ashcroft, 501
U.S. 452, 460-61 (1991) (quoting Will v. Michigan Dep’t
of State Police, 491 U.S. 58, 65 (1989)) (internal quotation marks omitted; emphasis added); accord Vermont
19
Agency of Natural Res. v. United States ex rel. Stevens,
529 U.S. 765, 787 (2000). The clear statement rule requires that any infringements on state sovereignty be
“plain to anyone reading the [statute].” Gregory, 501
U.S. at 467. The rule is “an acknowledgement that the
States retain substantial sovereign powers under our
constitutional scheme, powers with which Congress
does not readily interfere.” Id. at 461. It is a crucial
check on agency overreach based on the bedrock principle that “Congress does not exercise lightly” the “extraordinary power” to “legislate in areas traditionally
regulated by the States.” Id. at 460.
The clear statement rule directly applies to this
case, where the Federal Government seeks to override
Alaska’s “traditional and primary power over land and
water use” by forcibly divesting Alaska of its authority
over its submerged lands and navigable waters. Rapanos v. United States, 547 U.S. 715, 738 (2006) (quoting Solid Waste Agency of N. Cook County v. United
States Army Corps of Eng’rs, 531 U.S. 159, 174 (2001)
[SWANCC]). The rule applies “where the administrative interpretation alters the federal-state framework
by permitting federal encroachment upon a traditional
state power.” SWANCC, 531 U.S. at 172-73. In
SWANCC, the Court held that the clear statement rule
foreclosed federal regulation of state waters where—as
in this case—the proposed regulation was not clearly
authorized by statute, would usurp traditional state
sovereignty, and raised significant constitutional questions regarding the extent of federal authority. Id. at
172-74.
20
Instead of applying the clear statement rule as
this Court’s precedents direct, however, the Ninth Circuit approached the case as a routine question of statutory construction, disregarding the strength of
Alaska’s sovereign interests entirely in favor of a quest
for definitional uniformity of the term “public lands”
throughout the statute. Pet. App. 13a-14a. The Court
began its analysis at the wrong place by assuming that
Katie John’s narrow, context-based holding must be expanded to the entire statute. But the clear statement
rule is not optional, and statutory construction canons
alone can neither substitute for Congressional authorization nor overcome the lack of authority delegated by
Congress. Proper application of the clear statement
rule would have required finding in Mr. Sturgeon’s favor. Instead, the Court skipped over this step, leading
it to improperly expand Katie John’s holdings to justify
a wholesale takeover of Alaska’s navigable waters for
non-subsistence purposes that Congress did not intend
or sanction.
The Ninth Circuit’s decision on remand flatly contravenes the clear statement rule. In direct conflict
with this Court’s precedents, the Ninth Circuit has authorized federal agencies to usurp Alaska’s regulatory
power along more than half of the State’s navigable
waters, based on a reserved water rights concept that
appears nowhere in ANILCA’s text or legislative history. Nor does ANILCA’s definition of “public lands” as
“lands, waters, and interests therein” the “title to
which is in the United States,” 16 U.S.C. § 3102(1), (2),
clearly and manifestly include navigable waters,
21
because the government does not hold “title” either to
an inchoate use right to a quantity of water, or to the
underlying submerged lands. In fact, Congress expressed the intent to exclude navigable waters from
the definition of “public lands,” by explicitly exempting
all “lands . . . granted to the Territory of Alaska or the
State under any other provision of Federal law.” 16
U.S.C. § 3102(3)(A). And as discussed above, § 103(c)
compels the same conclusion.
The Park Service may argue that the federal government’s navigational servitude justifies the infringement on Alaska’s sovereignty here, BIO at 12, but this
argument too ignores the clear statement rule. See Fed.
Power Comm’n v. Niagara Mohawk Power Corp., 347
U.S. 239, 249 (1954) (holding that “the exercise of that
servitude, without making allowances for preexisting
rights under state law, requires clear authorization”).
While the federal government possesses the theoretical power to override State regulation to protect navigation, it simply has not exercised that power here. The
navigational servitude is a Commerce Clause power,
see, e.g., United States v. Virginia Elec. & Power Co., 365
U.S. 624, 627-28 (1961), and ANILCA invoked the Commerce Clause only in connection with Title VIII’s subsistence provisions. 16 U.S.C. § 3111(4). It has not
granted the Park Service any authority under the
Commerce Clause to regulate Alaska’s waters for nonsubsistence purposes. See Katie John I, 72 F.3d 698,
703 (9th Cir. 1995) (“Neither the language nor the legislative history of ANILCA suggests that Congress intended to exercise its Commerce Clause powers over
22
submerged lands and navigable Alaska waters.”). A
power that Congress declined to exercise cannot justify
infringing Alaska’s sovereignty.
B. Alaska’s navigable waters are not public lands.
Equally compelling as ANILCA’s silence on the
subject of usurping traditional state power is what
ANILCA does say about the dichotomy between the
government’s regulatory authority on public and nonpublic lands. ANILCA authorizes the federal government to regulate “public lands,” which it defines as a
subset of “[f ]ederal lands.” 16 U.S.C. § 3102(3) (excluding certain state and native corporation land selections). “Federal land” in turn is defined as “lands the
title to which is in the United States.” Id. § 3102(2)
(emphasis added). And “land” includes “lands, waters,
and interests therein.” Id. § 3102(1). The Ninth Circuit’s conclusion that Alaska’s navigable waters are
“public lands” under these definitions is unsupportable.
The United States does not hold “title” to navigable waters in which it has an implied water right, let
alone to the submerged lands underlying Alaska’s navigable waters. The Ninth Circuit conceded that
“[r]eserved water rights are not a ‘title’ interest . . . in
a narrow, technical sense,” Pet. App. 16a (internal quotation marks omitted), but nevertheless found “a
vested interest in the water” to be good enough. Id. at
17a. Even if an inchoate reserved water right that has
23
never been adjudicated and is not tied to the need for
any particular quantity of water could properly be described as “vested,” it still would not be sufficient to
qualify as a title interest under ANILCA. If Congress
intended that a non-title, judicially-created “interest”
in theoretical uses of water could make a river “public
lands” that are fully subject to the power of federal regulation, it would have written the statute to say that.
It did not.
The Ninth Circuit reasoned that “the United
States has an implied reservation of water rights [in
the Nation River], rendering the river public lands.”
Pet. App. 19a. The court held that “non-public land is
still subject to [regulations applicable only to public
lands] if the United States retains an interest in it because the land is public to the extent of the interest.”
Pet. App. 8a. But this fails to honor the sovereignty protections of § 103(c). First, by defining public lands
broadly enough to encompass State-owned waters, the
Ninth Circuit decision disregards ANILCAs admonitions that state lands within the boundaries of the
CSU are not part of the CSU and the government must
first acquire those lands if it wants to regulate them.
Second, the holding ignores the plain text of ANILCA,
which cautions that land belonging to the State cannot
be regulated as if it were public land. 16 U.S.C.
§ 3103(c).
And because the decision does not purport to defeat the State’s continued title to its submerged lands,
the regulations unlawfully regulate the State-owned
submerged lands as if they were public lands. These
24
regulations do not apply only to a hypothetical “nonstate” portion of the lands; they control what vehicles
can travel on the submerged land, and what scientific
studies Alaska can perform on riverbeds that it owns.
Indeed, Mr. Sturgeon was stopped on a gravel bar between the ordinary high water marks of the Nation
River—in other words, on State-owned submerged
lands—illustrating how the decision in a very real way
affects not only Alaska’s sovereignty over state waters,
but also over state submerged lands.
C. Even if the government has a reserved
water right in the State’s waters, that
right is to use a defined quantity of water, not to supersede Alaska’s regulation of navigable waters.
The Ninth Circuit’s analysis also vastly overinflates the proper scope of any federal reserved water
right by transforming a limited federal right to reserve
a specific quantity of water into an assumption of total
regulatory control over all the water. Its decision bootstraps a limited reserved water right into a full titled
interest in order to find broad federal regulatory authority—causing the exception to swallow the rule, and
to the detriment of Alaska. The court first achieves this
by attempting to divorce Alaska’s title ownership of the
submerged lands from its sovereign responsibility over
the navigable waters above them. Pet. App. 10a.
Although navigable waters themselves are not
usually considered subject to traditional title
25
ownership, a sovereign’s title to the bed of navigable
waters “necessarily carries with it control over the waters above them.” Illinois Cent. R.R. Co. v. Illinois, 146
U.S. 387, 452 (1892). Thus, the Submerged Lands Act
recognized State assumption of both “submerged lands
and waters.” United States v. California, 436 U.S. 32,
37 (1978). This control and authority is constitutionally based, not merely statutory; under the equal footing doctrine, “the State’s title to navigable waters
within its boundaries is conferred not by Congress but
by the Constitution itself.” Oregon ex rel. State Land
Bd. v. Corvallis Sand & Gravel Co., 429 U.S. 363, 374
(1977). Thus, “[u]pon statehood, the State gains title
within its borders to the beds of waters then navigable”
as a matter of constitutional grace, allowing it to “allocate and govern those lands according to state law” as
sovereign. PPL Montana, LLC v. Montana, 565 U.S.
576, 591 (2012). Ever since statehood, then, Alaska has
had sovereign control and management authority over
its waters.
The Ninth Circuit’s reasoning creates a strange
disconnect between submerged lands and the waters
above. The court acknowledged that Alaska holds title
to the submerged lands underlying the Nation River,
but it simultaneously held that the waters themselves
are federal public lands subject to broad federal jurisdiction based on the government’s reserved water
right. Pet. App. 10a, 13a. This reasoning appears to decouple the state’s control and management of the waters from its sovereign ownership of the submerged
lands underneath them. But it has been well-settled
26
for over a century that a state’s title to land underlying
navigable waters includes “the right to control and regulate navigable streams.” Coyle v. Smith, 221 U.S. 559,
573 (1911); see also Illinois Cent. R.R. Co., 146 U.S. at
452. Congress also has enshrined this principle in statute. 43 U.S.C. § 1311(a) (defining the rights of states to
include “ownership of the . . . natural resources within
such lands and waters” and “the right and power to
manage, administer, lease, develop, and use said lands
and natural resources all in accordance with applicable State law.”) The Ninth Circuit did not explain how
ownership and control of the waters and lands could
properly be split apart, either as a practical or legal
matter.
The decision also inappropriately transforms the
very nature of a federal reserved water right from a
limited interest—allowing the government to use a
specified amount of water—into an extremely broad jurisdictional doctrine—allowing the government to assume full regulatory control over entire rivers. This
tremendous leap is entirely unsupported by law. Under
this Court’s jurisprudence, a federal reserved water
right is a limited, non-ownership right to use or preserve a specific volume of water. Cappaert v. United
States, 426 U.S. 128, 138-41 (1976). When the federal
government withdraws and reserves lands for a public
purpose, such as creating a national park, it “by implication, reserves appurtenant water then unappropriated to the extent needed to accomplish the purpose of
the reservation.” Id. at 138. This Court has strictly limited the scope of this doctrine: it applies only to “that
27
amount of water necessary to fulfill the purpose of the
reservation, no more.” Id. at 141; see also United States
v. New Mexico, 438 U.S. 696, 700 (1978).
Thus, in Cappaert, this Court examined the extent
of the federal government’s reserved water right in the
Devil’s Hole National Monument, a deep limestone
cavern in Nevada containing a subterranean pool
home to a rare and endangered pupfish. In establishing the national monument, Congress’s direction to
give special protection to the pool and the fish living in
it established a federal reserved water right—but the
government’s interest extended only to preserve the
exact amount of water necessary to keep the fish alive.
Id. at 141. To ensure that the doctrine remains limited
to the amount of water absolutely necessary to fulfill
the government’s purposes—a crucial check on federal
authority—courts applying the doctrine “carefully examine[ ] both the asserted water right and the specific
purposes for which the land was reserved, and [must]
conclude[ ] that without the water the purposes of the
reservation would be entirely defeated.” New Mexico,
438 U.S. at 700.
The Ninth Circuit did not even try to adhere to
this limiting principle. It made no attempt to constrain
the scope of the Park Service’s reserved water rights in
accordance with this Court’s case law, instead effectively granting the Park Service the broad, general
regulatory authority that § 103(c) expressly prohibits.
The court held that the Park Service’s reserved water
right extended to prevent any water use that might
merely impact the purposes of the reservation. App.
28
17a-18a. This novel redefinition of federal reserved water rights vastly expands the doctrine and usurps
Alaska’s sovereign authority just because there may be
some federal interest in some use of the water as a theoretical matter. And the Ninth Circuit’s analysis no
longer treats the reserved water rights doctrine as concerning use of a particular amount of water, as this
Court has required. Instead, the Ninth Circuit has invoked the doctrine to justify a wholesale grant of federal management authority over Alaska’s navigable
waters. This is a startling expansion of the doctrine,
and one with no foundation in this Court’s jurisprudence.
Congress did not intend that a federal usufructuary right—an interest far less than title—would transform entire rivers into “public land,” enabling broad
federal regulation for all purposes. Section 103(c) itself
makes this clear, since it limits the ability of the Secretary of the Interior to regulate state, private, or other
non-federal lands unless it purchases or otherwise acquires them. Yet the Ninth Circuit now gives the Park
Service this right to regulate state waters without any
purchase, compensation, or acquiescence from the
State. This Court should reject the Ninth Circuit’s tortured reformulation of the federal reserved water
rights doctrine, which contravenes federal law and undermines Alaska’s sovereign rights.
29
III. In Restoring Alaska’s Sovereignty Over Its
Navigable Waters, this Court Need Not and
Should Not Disturb the Katie John Circuit
Precedents.
The Ninth Circuit’s federal reserved water rights
holding in this case was based on an unwarranted expansion of prior Circuit precedent, the Katie John decisions, which expanded the definition of public lands
to include state-owned navigable waters in order to address an express and discrete part of ANILCA: Title
VIII (Subsistence Management and Use), 16 U.S.C.
§§ 3111-3126. See Alaska v. Babbitt, 72 F.3d 698 (9th
Cir. 1995) [Katie John I]; John v. United States, 247
F.3d 1032 (9th Cir. 2001) (en banc) [Katie John II]; John
v. United States, 720 F.3d 1214 (9th Cir. 2013) [Katie
John III]). In Title VIII, Congress created a priority in
the taking of fish and wildlife on public lands for rural
subsistence users—Alaskans who practice and depend
upon the “customary and traditional uses by rural
Alaska residents of wild, renewable resources for direct personal and family consumption as food, shelter,
fuel, clothing, tools, or transportation.” 16 U.S.C.
§ 3113.
The Katie John decisions are not at issue in this
appeal; the Question Presented concerns only Mr. Sturgeon’s non-subsistence use of the Nation River, which
does not fall within or implicate Title VIII at all. Neither party has asked this Court to overrule or reconsider Katie John in connection with Mr. Sturgeon’s
case. Thus, this Court need not directly address the
prior circuit holdings in order to resolve this appeal.
30
Nor should the Katie John and Sturgeon decisions
be tied together as the Ninth Circuit has done. Title
VIII stands apart from the rest of ANILCA with its
own findings, 16 U.S.C. § 3111, its own statement of
policy, 16 U.S.C. § 3112, and—unlike any other part of
the legislation—specific invocations of congressional
authority under the Commerce Clause, the Property
Clause, and Congress’s “constitutional authority over
Native affairs.” 16 U.S.C. § 3111(4). Furthermore,
while Congress began with the assumption and expectation that the State would enact and assume management authority over its subsistence regulations, as a
backstop, Congress included language authorizing the
federal government to step in if Alaska failed to act. 16
U.S.C. § 3115(d); Katie John I, 72 F.3d at 700 n.2. When
the State found itself constitutionally unable to enforce
state laws implementing the subsistence priority demanded by Congress because of the state constitutional guarantee of equal access to fish and game,
McDowell v. Alaska, 785 P.2d 1, 5-9 (Alaska 1989), the
federal government took over. See Katie John I, 72 F.3d
at 701.
The Ninth Circuit decisions upholding this takeover of subsistence regulation were attempting to reconcile what were perceived as two conflicting statutory
demands: the definition of public lands—which on its
face does not include State navigable waters because
Congress required a federal title interest—and the rural subsistence preference over fishing, which the court
believed needed to include the navigable waters containing the fish in order to fulfill Congressional intent.
31
See, e.g., Katie John I, 72 F.3d at 704 (“We recognize
that our holding may be inherently unsatisfactory. . . .
If we were to adopt the state’s position, that public
lands exclude navigable waters, we would give meaning to the term ‘title’ in the definition of the phrase
‘public lands.’ But we would undermine congressional
intent to protect and provide the opportunity for subsistence fishing. . . . The issue raised by the parties
cries out for a legislative, not a judicial, solution.”).
Since the Katie John rationale was rooted in Congress’s discrete intent that there be an enforceable
subsistence priority, nothing in the decisions’ rationale
warrants expanding their definition of public lands
outside the subsistence realm. The Ninth Circuit identified a direct conflict within the statute between two
commands—on the one hand, 16 U.S.C. § 3114’s command that there exist an enforceable subsistence priority; and on the other, the statutory definition of
“public lands,” which would seem to vitiate that command (at least where Alaska is unable to effectuate the
priority itself ). By contrast, there is no conflict between the rest of ANILCA and the definition of “public
lands.” To the contrary, reading “public lands” according to its plain meaning in non-subsistence contexts effectuates the statute’s purposes.
There are also prudential and policy reasons why
this Court should preserve the Katie John precedents.
Congress mandated the subsistence priority to protect
the important values embodied by subsistence, 16
U.S.C. § 3111, and in the nearly twenty years since
the federal government assumed management of
32
subsistence activities on federal lands in Alaska, rural
Alaskans have depended on this subsistence priority
to effectuate those values and preserve their way of
life. Congress found that subsistence use by Alaskans
is “essential to Native physical, economic, traditional,
and cultural existence and to non-Native physical, economic, traditional, and social existence.” 16 U.S.C.
§ 3111(1). It also found that many Alaskans had no realistic alternative to subsistence that could possibly
“replace the food supplies and other items gathered
from fish and wildlife which supply rural residents dependent on subsistence uses.” 16 U.S.C. § 3111(2). Congress’s observations remain true today. The State’s
rural residents currently harvest about 18,000 tons of
wild foods each year, averaging 295 pounds per person.
And to many Alaska Natives, subsistence is not a recreational or purely practical activity, but rather a way
of life, the lifeblood of cultural, spiritual, economic, and
physical well-being. Subsistence activities under
ANILCA are also crucial to Alaskans living in remote,
undeveloped settings where residents rely on customary and traditional harvest of wild and natural foods
because access to packaged and other processed and
non-local foodstuffs may not be available at a reasonable price—or any price. Limited or nonexistent job opportunities to earn cash wages in rural Alaska, the
high costs of living in remote areas, and the seasonal
nature of rural Alaskan life further enhance the importance of subsistence to rural residents.
The Ninth Circuit believed that—having decided
in Katie John that for Title VIII purposes that Alaska’s
33
navigable waters are public lands by virtue of federal
reserved water rights—it had no choice but to broaden
that holding to apply with equal force to Mr. Sturgeon’s
non-subsistence activities. This reasoning is unsustainable and incorrect. The Ninth Circuit itself has recognized that Katie John was a “problematic solution to
a complex problem, in that it sanctioned the use of a
doctrine ill-fitted to determining which Alaskan waters are ‘public lands’ to be managed for rural subsistence priority under ANILCA.” Katie John III, 720 F.3d
at 1245. Instead of restricting the narrow, fact-specific
holding to the unique context in which it arose and
where it served to effectuate Congress’s intent, the
Ninth Circuit now has expanded it into a widespread,
generally-applicable doctrine that entirely redefines
federal reserved water rights law, where Congress has
not willed it. This Court should reject the expansion of
a compromise solution to a discrete problem into a
wide-ranging justification for intrusive federal management of state lands and waters throughout Alaska.
“[A] reviewing court should not confine itself to examining a particular statutory provision in isolation.
The meaning—or ambiguity—of certain words or
phrases may only become evident when placed in context.” Food & Drug Admin. v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 132 (2000). Although the
Ninth Circuit believed itself controlled by its prior construction of the term “public lands” in the unique context of Title VIII, in fact, the “natural presumption that
identical words used in different parts of the same act
are intended to have the same meaning” is not
34
controlling. Envtl. Def. v. Duke Energy Corp., 549 U.S.
561, 574 (2007). This Court has stressed that “the presumption of consistent usage readily yields to context,
and a statutory term—even one defined in the statute—may take on distinct characters from association
with distinct statutory objects calling for different implementation strategies.” Util. Air Regulatory Grp. v.
E.P.A., 134 S. Ct. 2427, 2441 (2014) (Scalia, J.) (quoting
Duke Energy Corp., 549 U.S. at 574 (internal quotation
marks omitted)).
This case presents a salient example of a circumstance where a complex statute’s use of a term in different contexts is properly interpreted differently. Like
the Clean Water Act, which was at issue in Utility Air
Regulatory Group, ANILCA is a long, complex, and
multifaceted statute. The context of Title VIII and the
remainder of ANILCA differ in material and significant ways. Unlike the bulk of the statute, Title VIII explicitly calls upon separate Congressional policies and
findings of purpose. 16 U.S.C. §§ 3111, 3112. Title VIII
draws on the authority of the Property Clause, the
Commerce Clause, and Congress’s special powers over
Native American affairs—constitutional sources of law
that are conspicuously absent from the remainder of
the statute. 16 U.S.C. § 3111(4). And Title VIII explicitly contemplates federal regulation if necessary to ensure that rural Alaska residents can engage in
traditional and customary subsistence fishing activities. 16 U.S.C. § 3115(d). Furthermore, the Ninth Circuit itself has recognized that Katie John’s resolution
of the meaning of “public lands” to incorporate a
35
federal reserved water rights rationale was employed
only to effectuate Congressional intent. Katie John I,
72 F.3d at 704. None of this applies to the remainder of
the statute. This Court need not and should not overrule Katie John, but it should reverse the Ninth Circuit’s expansion of Katie John beyond the narrow and
unique context in which it arose.
IV. The Park Service’s Attempt To Regulate
Non-Federal Waters Within CSU Boundaries Cannot Be Alternatively Justified by 54
U.S.C. § 100751(b).
For all the above reasons, the Ninth Circuit’s decision is wrong and this Court should reverse it. But, as
it did before, the Park Service may press an alternative
rationale as a basis for affirmance by arguing that it
does not matter whether Alaska’s navigable waters are
public lands or not. BIO at 14-15. The Park Service believes it has the authority to regulate both public and
non-public lands alike pursuant to 54 U.S.C.
§ 100751(b), which provides that the Secretary may
promulgate regulations “concerning boating and other
activities on or relating to water located within System
units.” In the government’s view, the “on or relating to”
language gives the Park Service broad authority to
regulate all the waters within CSU boundaries, even if
they are not public lands. BIO at 14-15. This Court
should reject any such claim. Alaska’s ownership of
submerged lands and corresponding right to regulate
its navigable waters has meaning. If the Nation River
and the rest of Alaska’s navigable waterways are not
36
public land, the Park Service cannot nonetheless regulate them with the same regulations that apply to actual federal lands.
Allowing regulation of Alaska’s lands and waters
on the theory that they “relat[e] to” public lands would
eviscerate § 103(c) and contravene the intent of Congress. This Court already has held that because
“ANILCA repeatedly recognizes that Alaska is different,” a reading of the law that does away with § 103(c)’s
distinction between public and non-public land is unsustainable because it is “contorted and counterintuitive.” Sturgeon, 136 S. Ct. at 1070-71. Allowing the
Park Service to evade § 103(c)’s explicit limitations on
federal jurisdiction over non-public lands merely by
claiming that the non-public land is “relat[ed] to” public land would run afoul of this admonition. It would
also render § 103(c) toothless and meaningless. After
all, if all land and waters within CSU boundaries fall
under federal jurisdiction merely because they
“relat[e] to” adjacent public lands, then Congress’s
command that non-federal land must be treated differently from federal land would mean nothing at all.
Such an interpretation would contravene “one of the
most basic interpretive canons”: “[a] statute should be
construed so that effect is given to all its provisions, so
that no part will be inoperative or superfluous, void or
insignificant.” Corley v. United States, 556 U.S. 303,
314 (2009) (internal quotation marks omitted)). This
Court should reject the Park Service’s continuing efforts to nullify § 103(c).
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37
CONCLUSION
The Court should reverse, restoring Alaska’s sovereignty and fulfilling Congress’s promise.
Respectfully submitted,
JAHNA LINDEMUTH
Attorney General of Alaska
RUTH BOTSTEIN
Counsel of Record
Kathryn R. Vogel
1031 W. 4th Avenue, Ste. 200
Anchorage, Alaska 99501
(907) 269-5100
ruth.botstein@alaska.gov
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.